EX-99.H.1.A 2 exh1a-tec.htm

Exhibit (h)(1)(a)

SECOND AMENDMENT

TO THE AGENCY AGREEMENT

This Amendment is made as of the 13th day of March, 2006, to each Agency Agreement listed on Schedule A (the “Agreement”) between the Funds listed thereon, on behalf of the Series listed thereon (collectively the “Funds” and each separately a “Fund”), and DWS Scudder Investments Service Company (“Service Company”).

NOW, THEREFORE, in consideration of the mutual promises set forth and for other good and valuable consideration, the parties hereby agree to amend the Agreement as follows:

1.

The following is hereby inserted as a new Section 5 C:

 

Reference is made herein to the January 15, 2003 agreement, by and between DST SYSTEMS, INC. (“DST”) and DWS SCUDDER INVESTMENTS SERVICE COMPANY (“DWS-SISC”) and all subsequent amendments to that agreement (“DST Agreement”). The DST Agreement provides for the fulfillment of DWS-SISC’s transfer agency services outlined in this Agreement by DST and delegated pursuant to Section 21 C of this Agreement. Exhibit D of the DST Agreement provides for certain service level bonuses and liquidated damages based on the quality of services provided. The parties agree that all liquidated damage payments made by DST to DWS-SISC or its affiliates in respect of the Fund pursuant to Sections C or D of Exhibit D of the DST Agreement shall be passed through to the Fund, and that all bonus payments payable by DWS-SISC in respect of the Fund pursuant to Section E of Exhibit D of the DST Agreement shall be an obligation of, and borne by, the Fund. The standards for these payments will be negotiated as provided for in Section of Exhibit D of the DST Agreement. All payments made pursuant to this amendment shall be charged or credited to the funds based on the relative number of accounts subject to the Annual Per Account Fee under the Retail and IRA Account Fee Schedule, except omnibus accounts and Matrix Level III accounts. The Retail and IRA Account Fee Schedule does not cover wholesale money funds and is to be distinguished from the Retirement Account Fee Schedule. The number of accounts will be measured on the last day of the period with respect to which the charge or credit is to be assessed. DWS-SISC shall report to the Board of the Fund at least annually regarding any adjustments to anticipated call volumes, and shall report to the Fund as least semi-annually regarding any liquidated damage payments or bonus payments paid to or by the Fund, as the case may be.

 


 

IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective duly authorized officer as of the day and year first set forth above.

 

 

DWS CHICAGO BOARD FUNDS

(Funds listed on Schedule A)

 

By:       /s/ Philip J. Collora

Name: Philip J. Collora

Title:   Vice President

ATTEST:

 

/s/ John Millette

Name: John Millette

Title: Secretary

 

 

 

DWS SCUDDER INVESTMENTS SERVICE COMPANY

 

By:       /s/ Barbara Wizer

Name: Barbara Wizer

Title:    Vice President

ATTEST:

 

/s/ Kristine Lyons

Name: Kristine Lyons

Title: Vice President

 

 

 

 


 

SCHEDULE A

TO

SECOND AMENDMENT TO

AGENCY AGREEMENT

 

Fund

 

Series

 

Date of Agency Agreement

 

DWS Blue Chip Fund

 

 

January 1, 1989

DWS Target Fund

 

DWS Target 2010 Fund

 

January 11, 1990

 

DWS Target 2011 Fund

 

 

 

DWS Target 2012 Fund

 

 

 

DWS Target 2013 Fund

 

 

 

DWS Target 2014 Fund

 

 

 

DWS Target 2008 Fund

 

 

DWS Technology Fund

 

 

January 1, 1989

DWS Balanced Fund

 

 

January 1, 1989

DWS High Income Series

 

DWS High Income Fund

January 1, 1989

DWS Strategic Income Fund

 

 

April 29, 1994

DWS U.S. Government Securities Fund

 

 

January 1, 1989

DWS High Income Trust

 

 

May 3, 1991

DWS Multi-Market Income Trust

 

 

May 3, 1991

DWS Municipal Income Trust

 

 

May 3, 1991

DWS Strategic Income Trust

 

 

April 29, 1994

DWS Strategic Municipal Income Trust

 

 

May 3, 1991

Cash Account Trust

 

Money Market Portfolio

 

September 6, 1990

 

 


 

 

 

Government & Agency Securities Portfolio

 

 

 

Tax-Exempt Portfolio

 

 

Investors Cash Trust

 

Government & Agency Securities Portfolio

 

September 21, 1990

 

Treasury Portfolio

 

 

Investors Municipal Cash Fund

 

Investors Florida Municipal Cash Fund

 

October 18, 1990

 

Investors Michigan Municipal Cash Fund

 

 

 

Investors New Jersey Municipal Cash Fund

 

 

 

Investors Pennsylvania Municipal Cash Fund

 

 

 

Tax-Exempt New York Money Market Fund

 

 

Tax-Exempt California Money

Market Fund

 

 

April 1, 1991

DWS Money Funds

 

DWS Money Market Fund

January 1, 1989

 

DWS Government & Agency Money Fund

 

 

 

DWS Tax-Exempt Money Fund

 

 

DWS Equity Trust

 

DWS Core Plus Allocation Fund

 

March 2, 1998

 

DWS Dreman Financial Services Fund

 

 

DWS State Tax-Free Income Series

 

DWS California Tax-Free Income Fund

 

January 1, 1989

 

 


 

 

 

DWS New York Tax-Free Income Fund

 

 

DWS Value Series

 

DWS Large Cap Value Fund

 

September 11, 1995

 

DWS Dreman Concentrated Value Fund

 

 

 

DWS Dreman High Return Equity Fund

 

 

 

DWS Dreman Mid Cap Value Fund

 

 

 

DWS Small Cap Value Fund