X0201 N-CEN LIVE 0000811869 XXXXXXXX 811-05075 true false false N-1A S000001361 true S000001348 true S000001366 true S000001350 true S000001358 true S000061362 true S000001346 true S000001347 true S000001349 true S000001362 true S000001345 true S000020867 true S000038088 true S000056338 true S000000700 true S000061361 true S000001352 true S000001365 true S000028848 true S000000702 true S000000701 true S000001367 true Thrivent Mutual Funds 811-05075 0000811869 549300K3CUETFK7U3B57 625 Fourth Avenue South Minneapolis 55415 US-MN US 612-844-5168 Thrivent Mutual Funds 4321 North Ballard Road Appleton 54919-0001 800-847-4836 Advisory personnel (mostly in Accounting- and Investment-related functions) are also located in Appleton. As a result, certain books and records of the adviser are maintained here. Institutional Shareholder Services 702 King Farm Boulevard, Suite 400 Rockville 20850 301-556-0500 Certain books and records related to proxy voting are maintained at Institutional Shareholder Services. Goldman Sachs Asset Management, L.P. 200 West Street New York 10282-2198 212-902-1000 Goldman Sachs Asset Management, L.P. is a subadviser to Thrivent Mutual Funds (TMF). Certain books and records of TMF are maintained at this location. Thrivent Mutual Funds 625 Fourth Avenue South Minneapolis 55415 800-847-4836 The accounts, books and other documents required to be maintained pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules promulgated thereunder. State Street Bank and Trust Company One Lincoln Street Boston 02111 617-786-3000 State Street Bank and Trust Company is the custodian for Thrivent Mutual Funds (TMF). It maintains certain books and records of TMF at this location. DST Systems, Inc. 430 W. 7th Street Kansas City 64105 816-435-1000 DST Systems Inc. is the sub-transfer agent to Thrivent Mutual Funds (TMF). It maintains certain books and records of TMF at this location. Goldman Sachs Asset Management, L.P. 30 Hudson Street Jersey City 07302-4699 212-902-1000 Goldman Sachs Asset Management, L.P. is a subadviser to Thrivent Mutual Funds (TMF). Certain books and records of TMF are maintained at this location. ARMS 1850 ENTERPRISE DRIVE DE PERE 54115 920-339-0135 Certain books and records of Thrivent Mutual Funds (which no longer have to be maintained at corporate headquarters) are maintained at ARMS. N N N-1A 23 Y Marc S. Joseph N/A N Verne O. Sedlacek 003108811 N Janice B. Case N/A N Constance L. Souders N/A N Paul R. Laubscher N/A N Robert J. Chersi 002463840 N Russell W. Swansen N/A Y David S. Royal 005276532 Y James A. Nussle N/A N EDWARD STUART DRYDEN 002033420 625 4th Avenue South Minneapolis 55415-1665 XXXXXX N N N N N Thrivent Distributors, LLC 008-69606 000179512 N/A Y N PricewaterhouseCoopers, LLP 238 2138003EKF9YDQYMFJ58 N N N N N N THRIVENT OPPORTUNITY INCOME PLUS FUND S000000702 OFQ11CZAX8IFCC8SYQ16 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 3339195.42000000 16742.40000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thomson Reuters REDI N/A N/A N/A CA 1743.98 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 420 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 7538.6 R.J. O'BRIEN SECURITIES, LLC 008-67587 000143624 N/A 4589.77 MIZUHO SECURITIES USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 3877.6 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 556.64 ITG INC. 008-44218 000029299 549300S41SMIODVIT266 3289.36 MORGAN STANLEY & CO. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 2643.32 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 304.68 CCM Futures, LLC. N/A N/A N/A 2850.04 27965.85 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 250087967.08 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 226587189.18 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 25363232.75 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 356327773.13 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 18851082.14 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 567648051.96 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 312281466.32 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 7204074.01 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 91163028.88 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 203475847.79 2114228934.22 N 590593028.95 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT MODERATELY AGGRESSIVE ALLOCATION FUND S000001347 K5U41DV3LZE2UKMVDS26 N 2 0 0 Fund of Funds Y N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 17848552.15000000 87930.62000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 23860.51 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 44874.78 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 40818.38 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 29421.3 Thomson Reuters REDI N/A N/A N/A CA 55043.48 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 180680.13 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 36675.82 WOLFE RESEARCH SECURITIES 008-68406 000151850 25490055RCIM412FC286 25902.75 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 160142.33 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 85375.4 854632.03 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 35334185.31 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 32940389.19 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 63484770.899999991 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 1188482685.41 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 443301364.44 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 459149656.11 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 456768927.6 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 376391601.38 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 576086247.98 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 514440351.36 4243085655.6300006 Y 2861023232.5600004 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT SMALL CAP STOCK FUND S000001358 54930033VZGELENQRN13 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 23735076.71000000 70705.78000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 ROBERT W. BAIRD & CO. INCORPORATED 008-00497 000008158 549300772UJAHRD6LO53 23978.19 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 35331.64 ITG INC. 008-44218 000029299 549300S41SMIODVIT266 146260.64 Thomson Reuters REDI N/A N/A N/A CA 67269.18 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 22160.07 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 26271.62 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 45129.55 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 43977.68 KEYBANC CAPITAL MARKETS 008-00129 000000566 2EQWV0180Z211YVAD813 27321.96 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 37885.25 666483.93 0 Y 679772194.57999992 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT HIGH YIELD FUND S000001352 549300UI46IFVVIJRO12 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 42217853.7 343867.67 Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thomson Reuters REDI N/A N/A N/A CA 1064.7 RBC Capital Markets 008-45411 000031194 549300LCO2FLSSVFFR64 512.08 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 7.34 1584.12 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 35445022.52 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 49289207.50999999 GMP Securities L.P. N/A N/A 5493005JKLVWNZ3BD305 CA 18984577.5 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 59325118.71 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 77144223.29 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 27170712.5 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 51480936.609999992 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 61176981.6 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 41909407.5 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 49317356.25 549761838.17000008 N 746524656.65 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT MODERATE ALLOCATION FUND S000001346 E5JVRZ2NKU3K4G5PGW70 N 2 0 0 Fund of Funds Y N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 10976859.29000000 48566.56000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 134211.13 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 18936.81 Thomson Reuters REDI N/A N/A N/A CA 38221.9 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 14215.44 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 120704.17 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 19561.8 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 31704.65 WOLFE RESEARCH SECURITIES 008-68406 000151850 25490055RCIM412FC286 18367.37 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 30723.75 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 46891.35 585662.93 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 57104413.03 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 681898795.68 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 967299152.18 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 993843066.62 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 1406938818.31 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 37069350.75999999 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 663833046.94 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 520412952.3 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 633672981.48 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 44267670.09 6128700699.64 Y 2442063550.35 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT INCOME FUND S000001361 4MMUGK5U6RQBJ51GCQ90 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 5311634.91000000 46270.89000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 4562.58 R.J. O'Brien Securities, LLC 008-67587 000143624 N/A 2217.28 Thomson Reuters REDI N/A N/A N/A CA 1235.3 CCM Futures, LLC. N/A N/A N/A 1360.32 ABN AMRO Securities (USA) LLC 008-68398 000151796 549300FIFV1CB6HD9A14 3811.56 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 3127.66 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 3882.56 20197.26 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 54122467.899999991 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 41294194.359999992 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 97048117.85 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 39599115.68 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 115323174.79 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 110071089.29 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 206497580.75 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 531599368.26 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 140087619 HSBC SECURITIES (USA) INC. 008-41562 000019585 CYYGQCGNHNHPSMRL3R97 45539353.18999999 1518900288.5800002 N 847130905.56 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT HIGH INCOME MUNICIPAL BOND FUND S000061361 549300G7LPIEUX0LPZ35 N 1 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1125 Herbert J. Sims & Con INC. 008-3315 000003420 254900SV6UESQBS8XP98 1125 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 3375 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 1730.54 BB&T SECURITIES, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 1875 Stifel, Nicolaus & Company, Incorporated 008-01447 000000793 5WUVMA08EYG4KEUPW589 2250 DOUGHERTY & COMPANY LLC 008-21937 000007477 549300OD1C69R64IVC38 2250 B.C. Ziegler and Company 008-00094 000000061 N/A 1800 Piper Jaffray 008-15204 000000665 549300GRQCWQ3XGH0H10 2250 21577.22 Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 7430000 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 504677.5 B.C. Ziegler and Company 008-00094 000000061 N/A 805369.05 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 398616.25 RBC Capital Markets 008-45411 000031194 549300LCO2FLSSVFFR64 661434.8 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 498604.11 FHN FINANCIAL SECURITIES CORP. 008-51393 000046346 PHDL2C07HIPM5DUL8S59 255208.5 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 430792 Herbert J. Sims & Con INC. 008-3315 000003420 254900SV6UESQBS8XP98 259922.5 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 504429.75 12589515.68 N 9814422.36 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT MUNICIPAL BOND FUND S000001350 549300MCIZ381MCUTB48 N 2 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 30493.75 Williams Capital 008-46623 000035149 254900QGK3PNRGR9BD85 22500 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 81475 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 19057.5 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 54365 PIPER JAFFRAY & CO. 008-15204 000000665 549300GRQCWQ3XGH0H10 26737.8 KEYBANC CAPITAL MARKETS 008-30177 000000566 2EQWV0180Z211YVAD813 43283.75 Herbert J. Sims & Con INC. 008-3315 000003420 254900SV6UESQBS8XP98 18500 George K. Baum & Company 008-47195 000036354 2549005N903KCZC52486 42825 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 69462.5 472007.76 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 35667134.04999999 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 15813251.1 CITIGROUP GLOBAL MARKETS INC. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 71943861.25 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 28324091.109999988 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 16763062.51 Seibert Brandford Shank & CO., LLC 008-49877 000042568 254900VTARX8RAY9QK77 10511024.69999999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 226738000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 18736551.199999992 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 9441302.5 Samuel A Ramirez & Co., INC. 008-19014 000006963 254900CBKVW7O2ENQA21 24463670.449999992 514097727.63 N 1493386364.46 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT LARGE CAP VALUE FUND S000001366 549300I9I6ET3JG7F433 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 233857.97000000 1127.98000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 10437.18 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 9303.64 WOLFE RESEARCH SECURITIES 008-68406 000151850 25490055RCIM412FC286 9011.42 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 7604.36 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 19522 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 23639.2 Thomson Reuters REDI N/A N/A N/A CA 66179.06 Robert W. Baird & Co. Incorporated 008-00497 000008158 549300772UJAHRD6LO53 6806.6 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 36974.38 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 7480.6 248181.43 0 Y 1078067965.3799999 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT MODERATELY CONSERVATIVE ALLOCATION FUND S000001348 ILY3IYSICQT0RH7HRN50 N 2 0 0 Fund of Funds Y N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 2812197.07000000 13587.85000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 WOLFE RESEARCH SECURITIES 008-68406 000151850 25490055RCIM412FC286 4890.27 R.J. O'Brien Securities, LLC 008-67587 000143624 N/A 4821.95 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 4789.49 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 6365.57 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 13035.49 CCM Futures, LLC. N/A N/A N/A 3894.01 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 6865.85 Thomson Reuters REDI N/A N/A N/A CA 9045.48 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 24044.8 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 32564.6 144475.63 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 388602906.49 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 412928149.45 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 686928469.98 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 290162994.58 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 19215074.82 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 305452317.97 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 325662969.82 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 24095288.17 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 486690503.39 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 13588122.55 3014537743.7500005 Y 909208169.79 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT LIMITED MATURITY BOND FUND S000001367 CF9DL8K7BN0275PLD516 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 739041.15000000 2054.02000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 CCM Futures, LLC. N/A N/A N/A 6264.3 R.J. O'Brien Securities, LLC 008-67587 000143624 N/A 17769.22 Thomson Reuters REDI N/A N/A N/A CA 576.22 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 17078.37 ABN AMRO Securities (USA) LLC 008-68398 000151796 549300FIFV1CB6HD9A14 4692.4 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 2714.08 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 2457.11 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 2080.12 53631.82 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 184378024.95 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 62797150.43 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 92259639.189999983 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 85533993.07 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 396836481.93 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 35828065.88 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 61435877.00999999 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 102550943.31 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 360164066.17 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 270316234.94 1852336429.8199997 N 943249185.4000001 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT LARGE CAP GROWTH FUND S000001362 549300AR6SK11V0PGT33 N 2 0 0 N/A Y N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 183132.92000000 20.66000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 16468.06 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 14186.61 Thomson Reuters REDI N/A N/A N/A CA 26203.78 KEYBANC CAPITAL MARKETS 008-30177 000000566 2EQWV0180Z211YVAD813 49478.25 Sandler O'Neill 008-40214 000023328 254900L3FGOOS5VBCH09 10156.91 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 17735.88 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 24733.7 Robert W. Baird & Co. Incorporated 008-00497 000008158 549300772UJAHRD6LO53 29318.05 RBC Capital Markets 008-45411 000031194 549300LCO2FLSSVFFR64 8985.41 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 45353.15 311985.67 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 497976.39 497976.39 Y 1064255121.01 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT SMALL CAP GROWTH FUND S000061362 5493006C83RSFIDE7518 N 1 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 35922.15000000 158.40000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 1436.48 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 220.78 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 286.54 Liquidnet, Inc. 008-52461 000103987 213800HSKBBO1GCVRG79 296.5 WILLIAM BLAIR & COMPANY, L.L.C. 008-02698 000001252 549300J0P7XYE8BMZ775 199.2 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 479.65 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 468.72 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 868.05 Thomson Reuters REDI N/A N/A N/A CA 764.08 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 194.44 6847.74 0 Y 6386883.47 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT BALANCED INCOME PLUS FUND S000000701 382LN73IHPB5WUM3B285 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 2581062.12 24846.18 Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 17a-7 (17 CFR 270.17a-7) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 2135.42 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 8215.95 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 8636.51 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 18662.76 Robert W. Baird & Co. Incorporated 008-00497 000008158 549300772UJAHRD6LO53 2261.46 Thomson Reuters REDI N/A N/A N/A CA 8513.46 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 11884.55 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 39460.82 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 8046.03 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 10650.53 143175.25 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 6530852.7 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 57413220.75999999 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 28912082.12 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 80955956.55 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 94386656.96 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 10400593.33 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 147622350.47 Credit Suisse Securities (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 52935280.659999989 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 7664953.4 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 95577107.32 615203219.16000021 Y 376835352.47 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT AGGRESSIVE ALLOCATION FUND S000000700 0B3VFSO8N3UPFT234F08 N 2 0 0 Fund of Funds Y N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 10170527.35 43773.78 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 15702.99 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 14676.6 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 28885.66 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 72561.39 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 58340.42 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 23114.65 WOLFE RESEARCH SECURITIES 008-68406 000151850 25490055RCIM412FC286 13724 Thomson Reuters REDI N/A N/A N/A CA 37075.39 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 119248.89 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 16701.58 524392.87 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 28180710.14 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 58188847.89 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 92037544.7 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 23922112.67 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 64519071.1 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 102935111.97 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 12416818.84 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 195943751.66 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 75405050.76 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 90567402.689999983 768902040.65999985 Y 1312856537.87 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT MID CAP STOCK FUND S000001345 549300FTZTSGYKFGTJ95 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 42869962.11000000 75566.72000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 The Interstate Group N/A N/A N/A 27346.04 KEYBANC CAPITAL MARKETS 008-30177 000000566 2EQWV0180Z211YVAD813 35888.44 Keefe, Bruyette & Woods, INC. 008-10888 000000481 549300OM47DQV01G4854 37377.92 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 46706.07 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 119858.59 William Blair 008-02698 000001252 549300J0P7XYE8BMZ775 70292.34 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 94147.5 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 55394.38 Thomson Reuters REDI N/A N/A N/A CA 125234.74 Robert W. Baird & Co. Incorporated 008-00497 000008158 549300772UJAHRD6LO53 73378.89 1001685.19 0 Y 2111941412.24 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT INTERNATIONAL ALLOCATION FUND S000020867 5493003N2AUD9Q1LYH95 N 2 0 0 N/A N N Y Y N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 1700709.82000000 114343.66000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 10f-3 (17 CFR 270.10f-3) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-8 (17 CFR 270.17a-8) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Goldman Sachs Asset Management, L.P. 801-37591 000107738 CF5M58QA35CFPUX70H17 N N Principal Global Investors, LLC 801-55959 000109002 549300BABIOZPCNHMB89 2019-04-30 Aberdeen Asset Managers Limited 801-12880 000162309 549300EI2QZDOKF0UR93 GB 2019-04-30 Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 48834.13 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 122996.82 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 178552.95 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 46517.97 Credit Suisse Securities (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 20478.13 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 14047.29 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 36044.17 Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 13417.53 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 648607.68 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 64118.37 1250973.34 Statestreet Global Markets LLC 008-69862 000285852 549300FDEDF5ORXCMQ56 199038094.48 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 205642579.97 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 10805360.55 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 55979092.15 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 22731593.05 HSBC Securities (USA) Inc. 008-41562 000019585 CYYGQCGNHNHPSMRL3R97 9817959.81 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 72139724.32 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 49132403.9 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 10180278.51 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 11646163.17 732288079.34 Y 841866933.67 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT GOVERNMENT BOND FUND S000028848 549300BMAP0CZO213A55 N 2 0 0 N/A N N Y N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Y Y Y Y Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 ABN AMRO Securities (USA) LLC 008-68398 000151796 549300FIFV1CB6HD9A14 303 CCM Futures, LLC. N/A N/A N/A 132.98 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 337.48 R.J. O'Brien Securities, LLC 008-67587 000143624 N/A 1507.6 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 2405.48 4686.54 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 5228093.99 BofA Securities, Inc. 008-69787 000283942 549300HN4UKV1E2R3U73 72443180.219999984 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 83646991.55 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 3621694.34 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 14610498.42 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 37213674.17 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 3736884.84 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 63791890.79999999 Natwest Markets Securities Inc. 008-37135 000004297 ZE2ZWJ5BTIQJ8M0C6K34 6612939.84 Credit Suisse Securities (USA) LLC 008-422 000000816 1V8Y6QCX6YMJ2OELII46 10040336.02 318188079.25999987 N 58424793.399999991 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT GLOBAL STOCK FUND S000001365 549300QTG2JLHCR05W27 N 2 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 9917711.90000000 198126.00000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) N N Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 540635.09 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 23381.28 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 71391.5 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 139196.36 Thomson Reuters REDI N/A N/A N/A CA 74013.21 Keybanc Capital Markets 008-30177 000000566 2EQWV0180Z211YVAD813 20728.73 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 122589.57 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 265787.92 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 122780.56 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 63594.12 1557427.04 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 27863102.68 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 10456074.17 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 6265932.19 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 61841614.7 Statestreet Global Markets LLC 008-69862 000285852 549300FDEDF5ORXCMQ56 75390669.47 BNY Mellon Capital Markets, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1394386.67 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 28277199.31 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 5079598.17 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 32588409.76 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 118835595.57 367818779.44 Y 1754833817.44 0 Uncommitted 50000000 N Committed 50000000 N N N N THRIVENT LOW VOLATILITY EQUITY FUND S000056338 549300N2JSUJZ5J0CM13 N 1 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 17705.13000000 1323.72000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Distributors, LLC 008-69606 000179512 N/A 0 Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1310.13 Sanford C. Bernstein & Co., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 1938.18 Morgan Stanley & Co. LLC 008-95421 000008209 9R7GPT507KV3UQJZQ078 353.6 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 62.01 EVERCORE GROUP L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 23.83 ITG Inc. 008-44218 000029299 549300S41SMIODVIT266 543.73 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 6276.75 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 177.12 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 2981.53 Thomson Reuters REDI N/A N/A N/A CA 151.2 13818.08 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 249088.82 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 199218.25 Citigroup Global Markets Inc. 008-8177 000007059 MBNUM2BPBDO7JBLYG310 621735.17 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 2215911.22 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 99567.57 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 481682.99 Guggenheim Securities, LLC 008-49107 000040638 549300GOPVLTY8C8IN16 248970.48 Statestreet Global Markets LLC 008-69862 000285852 549300FDEDF5ORXCMQ56 2902598.22 BNY Mellon Capital Markets, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 398388.64 7417161.36 Y 13985060.67 0 Committed 50000000 N Uncommitted 50000000 N N N N THRIVENT MONEY MARKET FUND S000001349 549300ZSIH36VVEQ5X49 N 2 0 0 Money Market Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N N Thrivent Asset Management LLC 549300GBHRGIIVYQKK63 Y N N Thrivent Investment Management Inc. 008-36525 000018387 N/A 0 Thrivent Distributors, LLC 008-69606 000179512 N/A 0 0 0 N 587989707.58 N N N THRIVENT PARTNER EMERGING MARKETS EQUITY FUND S000038088 549300MQ3FFQBW3DO115 N 0 0 2 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 39542.69 109.13 Rule 22d-1 (17 CFR 270.22d-1) Rule 17a-8 (17 CFR 270.17a-8) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Thrivent Asset Management LLC 801-64988 000137751 549300GBHRGIIVYQKK63 N Aberdeen Asset Managers Limited 801-12880 000162309 549300EI2QZDOKF0UR93 N GB N Aberdeen Asset Managers Limited 801-12880 000162309 549300EI2QZDOKF0UR93 GB 2019-08-09 Thrivent Financial Investor Services Inc. 084-01547 N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Systems Inc. 21B7QCD05XOK0YTYOP98 N N Thrivent Financial Investor Services Inc. 084-01547 SEC File Number Y N N N 0 0 Y 14110044.67 N N N true