0001193125-22-015298.txt : 20220124 0001193125-22-015298.hdr.sgml : 20220124 20220124060631 ACCESSION NUMBER: 0001193125-22-015298 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220121 FILED AS OF DATE: 20220124 DATE AS OF CHANGE: 20220124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP Group Ltd CENTRAL INDEX KEY: 0000811809 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09526 FILM NUMBER: 22547376 BUSINESS ADDRESS: STREET 1: 16/171 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3000 BUSINESS PHONE: 011611300554757 MAIL ADDRESS: STREET 1: GPO BOX 86 STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3001 FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON LTD DATE OF NAME CHANGE: 20010629 FORMER COMPANY: FORMER CONFORMED NAME: BHP LTD DATE OF NAME CHANGE: 20010129 FORMER COMPANY: FORMER CONFORMED NAME: BROKEN HILL PROPRIETARY CO LTD DATE OF NAME CHANGE: 19960116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP Group Plc CENTRAL INDEX KEY: 0001171264 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31714 FILM NUMBER: 22547377 BUSINESS ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH BUSINESS PHONE: 011442078024054 MAIL ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC DATE OF NAME CHANGE: 20021211 FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC/ADR DATE OF NAME CHANGE: 20020416 6-K 1 d141337d6k.htm FORM 6-K FORM 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

January 21, 2022

 

 

 

BHP GROUP LIMITED

(ABN 49 004 028 077)

(Exact name of Registrant as specified in its charter)

 

VICTORIA, AUSTRALIA

(Jurisdiction of incorporation or organisation)

 

171 COLLINS STREET, MELBOURNE,

VICTORIA 3000 AUSTRALIA

(Address of principal executive offices)

  

BHP GROUP PLC

(REG. NO. 3196209)

(Exact name of Registrant as specified in its charter)

 

ENGLAND AND WALES

(Jurisdiction of incorporation or organisation)

 

NOVA SOUTH, 160 VICTORIA STREET

LONDON, SW1E 5LB

UNITED KINGDOM

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:    ☒  Form 20-F    ☐  Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:    ☐  Yes    ☒  No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a

 

 

 

Issued by:    BHP Group Plc
Date:    21 January 2022
To:    London Stock Exchange
   Australian Securities Exchange
Cc:    JSE Limited
   New York Stock Exchange
For Release:    Immediately
Authorised for    Stefanie Wilkinson
lodgement by:    Group Company Secretary

 

 

BHP Group Plc – Notification of Major Interest in Shares

 

 

The attached notification was received on 20 January 2022 by BHP Group Plc from Elliott Investment Management, L.P relating to a change of major interests in shares in BHP Group Plc.

 

BHP Group Limited ABN 49 004 028 077    BHP Group Plc Registration number 3196209
Registered in Australia    LEI 549300C116EOWV835768
LEI WZE1WSENV6JSZFK0JC28    Registered in England and Wales
Registered Office: 171 Collins Street Melbourne Victoria    Registered Office: Nova South, 160 Victoria Street
3000 Australia    London, SW1E 5LB United Kingdom
Tel +61 1300 55 4757 Fax +61 3 9609 3015    Tel +44 20 7802 4000 Fax +44 20 7802 4111

The BHP Group is headquartered in Australia

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a.

Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

BHP Group PLC

 

 

1b.

Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

 

2.

Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments  ☒

An event changing the breakdown of voting rights

Other (please specify)iii - Acquisition of voting rights as a result of introduction of new holding company following a scheme of arrangement

 

 

3.

Details of person subject to the notification obligationiv

Name

Elliott Investment Management, L.P

 

City and country of registered office (if applicable)

Delaware

 

 

4.

Full name of shareholder(s) (if different from 3.)v

Name

Elliott International, L.P.

 

City and country of registered office (if applicable)

Grand Cayman, Cayman Islands

 

 

5.

Date on which the threshold was crossed or reachedvi:

18/01/2022

 

 

6.

Date on which issuer notified (DD/MM/YYYY):

20/01/2022

 

 

7.

Total positions of person(s) subject to the notification obligation    

 

     % of
voting rights
attached
to shares
(total of 8. A)		      % of
voting rights
through
financial
instruments
(total of
8.B 1 + 8.B 2)		      Total of
both in %
(8.A + 8.B)		      Total
number of
voting rights
of issuervii		  

Resulting situation on the date on which threshold was crossed or reached

      4.66%        0.32%        4.98%        2,112,057,615  

Position of previous notification (if applicable)

      4.66%        0.41%        5.07%     

8.

Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

 

A:

Voting rights attached to shares

 

     Number of voting rightsix   

% of voting rights

Class/type of shares

    Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)		     

Indirect

(Art 10 of Directive
2004/109/EC)

(DTR5.2.1)

   

Direct

(Art 9 of Directive
2004/109/EC) (DTR5.1)

   

Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)

GB00BH0P3Z91      98,325,953         4.66%   
SUBTOTAL 8. A      98,325,953         4.66%   

 

B 1:

Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

 

Type of financial instrument

    Expiration
datex 		     Exercise/
conversion
Periodxi		    Number of
voting rights
that may be
acquired
if the
instrument
is exercised/
converted.		      % of
voting rights

SUBTOTAL 8. B 1

            

 

B 2:

Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

Type of financial instrument

    Expiration
datex 		     Exercise/
Conversion
Period xi		    Physical
or cash
settlementxii		    Number of
voting rights		      % of
voting rights		  

Equity Swap

      27/04/2023         Cash      6,854,768        0.32%  

SUBTOTAL 8.B.2

               6,854,768        0.32%  

9.

Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)  ☒

 

 

Namexv

   % of
voting rights
if it equals
or is higher
than the
notifiable
threshold		      % of
voting rights
through
financial
instruments
if it equals
or  is higher
than the
notifiable
threshold		      Total of both
if it equals
or is higher
than  the
notifiable
threshold		  

Paul Singer

      4.66%        0.32%        4.98%  

Elliott Investment Management GP LLC

      4.66%        0.32%        4.98%  

Elliott Investment Management LP

      4.66%        0.32%        4.98%  

Elliott International, L.P

      4.66%        0.32%        4.98%  

 

10.

In case of proxy voting, please identify:

Name of the proxy holder

 

 

The number and % of voting rights held

 

 

The date until which the voting rights will be held

 

 

 

11.

Additional informationxvi

 

 

Place of completion

London, UK

 

Date of completion

19/01/2022

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      BHP Group Limited and BHP Group Plc
Date: January 21, 2022     By:  

/s/ Stefanie Wilkinson

    Name:   Stefanie Wilkinson
    Title:   Group Company Secretary