0001193125-19-298220.txt : 20191122 0001193125-19-298220.hdr.sgml : 20191122 20191122113202 ACCESSION NUMBER: 0001193125-19-298220 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191122 FILED AS OF DATE: 20191122 DATE AS OF CHANGE: 20191122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP Group Ltd CENTRAL INDEX KEY: 0000811809 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09526 FILM NUMBER: 191239552 BUSINESS ADDRESS: STREET 1: 16/171 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3000 BUSINESS PHONE: 011611300554757 MAIL ADDRESS: STREET 1: GPO BOX 86 STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3001 FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON LTD DATE OF NAME CHANGE: 20010629 FORMER COMPANY: FORMER CONFORMED NAME: BHP LTD DATE OF NAME CHANGE: 20010129 FORMER COMPANY: FORMER CONFORMED NAME: BROKEN HILL PROPRIETARY CO LTD DATE OF NAME CHANGE: 19960116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP Group Plc CENTRAL INDEX KEY: 0001171264 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31714 FILM NUMBER: 191239551 BUSINESS ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH BUSINESS PHONE: 011442078024054 MAIL ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC DATE OF NAME CHANGE: 20021211 FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC/ADR DATE OF NAME CHANGE: 20020416 6-K 1 d838986d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

November 22, 2019

 

 

 

BHP GROUP LIMITED

(ABN 49 004 028 077)

(Exact name of Registrant as specified in its charter)

  

BHP GROUP PLC

(REG. NO. 3196209)

(Exact name of Registrant as specified in its charter)

VICTORIA, AUSTRALIA    ENGLAND AND WALES
(Jurisdiction of incorporation or organisation)    (Jurisdiction of incorporation or organisation)

171 COLLINS STREET, MELBOURNE,

VICTORIA 3000 AUSTRALIA

(Address of principal executive offices)

  

NOVA SOUTH, 160 VICTORIA STREET

LONDON, SW1E 5LB

UNITED KINGDOM

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F    ☐ Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:  ☐ Yes    ☒ No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):    n/a

 

 

 


BHP GROUP PLC and BHP GROUP LIMITED

Notification and public disclosure of transactions by

Persons Discharging Managerial Responsibilities

 

1

   Details of the person discharging managerial responsibilities / persons closely associated

a)

   Name   Andrew Mackenzie

2

   Reason for the notification        

a)

   Position/status   PDMR (Chief Executive Officer)

b)

   Initial notification/Amendment   Initial notification

3

   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   Name   BHP Group Plc

b)

   LEI   549300C116EOWV835768

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

   Description of the financial instrument, type of instrument Identification code  

Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan and Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

 

Identification code: N/A

b)

   Nature of the transaction  

1.  The award of 271,348 Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan.

 

2.  The award of 25,845 Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

c)    Price(s) and volume(s)  

        

  

Price(s)

  

Volume(s)

     1.    Nil    271,348
     2.    Nil    25,845

d)

  

Aggregated information

- Aggregated volume

- Price

  N/A

e)

   Date of the transaction  

1. 2019-11-20

2. 2019-11-20

f)

   Place of the transaction  

1. Outside a trading venue

2. Outside a trading venue


1

   Details of the person discharging managerial responsibilities / persons closely associated

a)

   Name   Peter Beaven

2

   Reason for the notification        

a)

   Position/status   PDMR (Chief Financial Officer)

b)

   Initial notification/Amendment   Initial notification

3

   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   Name   BHP Group Plc

b)

   LEI   549300C116EOWV835768

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

   Description of the financial instrument, type of instrument Identification code  

Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan and Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

 

Identification code: N/A

b)

   Nature of the transaction  

1.  The award of 139,664 Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan.

 

2.  The award of 19,003 Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

c)    Price(s) and volume(s)  

        

  

Price(s)

  

Volume(s)

     1    Nil    139,664
     2    Nil    19,003

d)

  

Aggregated information

- Aggregated volume

- Price

  N/A

e)

   Date of the transaction  

1. 2019-11-20

2. 2019-11-20

f)

   Place of the transaction  

1. Outside a trading venue

2. Outside a trading venue


1

   Details of the person discharging managerial responsibilities / persons closely associated

a)

   Name   Mike Henry

2

   Reason for the notification        

a)

   Position/status   PDMR (President Operations, Minerals Australia)

b)

   Initial notification/Amendment   Initial notification

3

   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   Name   BHP Group Plc

b)

   LEI   549300C116EOWV835768

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

   Description of the financial instrument, type of instrument Identification code  

Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan and Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

 

Identification code: N/A

b)

   Nature of the transaction  

1.  The award of 153,631 Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan.

 

2.  The award of 17,420 Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

c)    Price(s) and volume(s)  

        

  

Price(s)

  

Volume(s)

     1    Nil    153,631
     2    Nil    17,420

d)

  

Aggregated information

- Aggregated volume

- Price

  N/A

e)

   Date of the transaction  

1. 2019-11-20

2. 2019-11-20

f)

   Place of the transaction  

1. Outside a trading venue

2. Outside a trading venue


1

   Details of the person discharging managerial responsibilities / persons closely associated

a)

   Name   Daniel Malchuk

2

   Reason for the notification        

a)

   Position/status   PDMR (President Operations, Minerals Americas)

b)

   Initial notification/Amendment   Initial notification

3

   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   Name   BHP Group Plc

b)

   LEI   549300C116EOWV835768

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

   Description of the financial instrument, type of instrument Identification code  

Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan and Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

 

Identification code: N/A

b)

   Nature of the transaction  

1.  The award of 139,664 Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan.

 

2.  The award of 16,786 Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

c)    Price(s) and volume(s)  

        

  

Price(s)

  

Volume(s)

     1    Nil    139,664
     2    Nil    16,786

d)

  

Aggregated information

- Aggregated volume

- Price

  N/A

e)

   Date of the transaction  

1. 2019-11-20

2. 2019-11-20

f)

   Place of the transaction  

1. Outside a trading venue

2. Outside a trading venue


1

   Details of the person discharging managerial responsibilities / persons closely associated

a)

   Name   Geraldine Slattery

2

   Reason for the notification        

a)

   Position/status   PDMR (President Operations, Petroleum)

b)

   Initial notification/Amendment   Initial notification

3

   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   Name   BHP Group Plc

b)

   LEI   549300C116EOWV835768

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

   Description of the financial instrument, type of instrument Identification code  

Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan and Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

 

Identification code: N/A

b)

   Nature of the transaction  

1.  The award of 104,748 Performance Shares (ordinary shares of BHP Group Limited) under the Long Term Incentive Plan.

 

2.  The award of 6,628 Deferred Shares (ordinary shares of BHP Group Limited) under the Short Term Incentive Plan.

c)    Price(s) and volume(s)  

        

  

Price(s)

  

Volume(s)

     1    Nil    104,748
     2   

Nil

   6,628

d)

  

Aggregated information

- Aggregated volume

- Price

  N/A

e)

   Date of the transaction  

1. 2019-11-20

2. 2019-11-20

f)

   Place of the transaction  

1. Outside a trading venue

2. Outside a trading venue


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      BHP Group Limited and BHP Group Plc
Date: November 22, 2019    By:   

/s/ Geof Stapledon

   Name:    Geof Stapledon
   Title:    Company Secretary