0001193125-18-312103.txt : 20181030 0001193125-18-312103.hdr.sgml : 20181030 20181030154406 ACCESSION NUMBER: 0001193125-18-312103 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP BILLITON LTD CENTRAL INDEX KEY: 0000811809 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09526 FILM NUMBER: 181146860 BUSINESS ADDRESS: STREET 1: 16/171 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3000 BUSINESS PHONE: 011611300554757 MAIL ADDRESS: STREET 1: GPO BOX 86 STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3001 FORMER COMPANY: FORMER CONFORMED NAME: BHP LTD DATE OF NAME CHANGE: 20010129 FORMER COMPANY: FORMER CONFORMED NAME: BROKEN HILL PROPRIETARY CO LTD DATE OF NAME CHANGE: 19960116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP BILLITON PLC CENTRAL INDEX KEY: 0001171264 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31714 FILM NUMBER: 181146859 BUSINESS ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH BUSINESS PHONE: 011442078024054 MAIL ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC/ADR DATE OF NAME CHANGE: 20020416 6-K 1 d647649d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

October 30, 2018

 

 

 

BHP BILLITON LIMITED    BHP BILLITON PLC
(ABN 49 004 028 077)    (REG. NO. 3196209)
(Exact name of Registrant as specified in its charter)    (Exact name of Registrant as specified in its charter)
VICTORIA, AUSTRALIA    ENGLAND AND WALES
(Jurisdiction of incorporation or organisation)    (Jurisdiction of incorporation or organisation)

171 COLLINS STREET, MELBOURNE,

VICTORIA 3000 AUSTRALIA

(Address of principal executive offices)

   

NOVA SOUTH, 160 VICTORIA STREET

LONDON, SW1E 5LB

UNITED KINGDOM

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

☒ Form 20-F    ☐ Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:  ☐ Yes    ☒ No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):    n/a

 

 

 

BHP BILLITON PLC and BHP BILLITON LIMITED

Notification and public disclosure of transactions by

Persons Discharging Managerial Responsibilities

BHP Billiton Plc issues a correction to the Director / PDMR shareholding notification made on 30 August 2017 at 07:53 with RNS number 2678P (PDMR Notification). The PDMR Notification detailed a purchase of 14,221 ordinary shares of BHP Billiton Limited on 25 August 2017 and a purchase of 18,635 ordinary shares of BHP Billiton Limited on 28 August 2017. A separate 4,495 parcel of ordinary shares of BHP Billiton Limited also purchased on 25 August 2017 was not disclosed in the PDMR Notification. Ken MacKenzie has an indirect interest in the shares that are subject to these three transactions through a family trust in which he is a beneficiary.

The PDMR Notification is restated in full below.

 

1   Details of the person discharging managerial responsibilities / persons closely associated
a)   Name    MacKenzie Family S/F Trust (Person Closely Associated)
2   Reason for the notification
a)   Position/status   

This notification concerns a Person Closely Associated with a Person Discharging Managerial Responsibilities, being Ken MacKenzie, Chairman and Non-executive Director.

 

Ken MacKenzie is a beneficiary of the MacKenzie Family S/F Trust.

b)   Initial notification/Amendment    Amendment
3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)   Name    BHP Billiton Plc
b)   LEI    549300C116EOWV835768
4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)  

Description of the financial instrument,

type of instrument

Identification code

   

1. BHP Billiton Limited ordinary shares

ISIN: AU000000BHP4

2. BHP Billiton Limited ordinary shares

ISIN: AU000000BHP4

3. BHP Billiton Limited ordinary shares

ISIN: AU000000BHP4

b)   Nature of the transaction   

1. The on-market purchase of 14,221 ordinary shares in BHP Billiton Limited.

2. The on-market purchase of 18,635 ordinary shares in BHP Billiton Limited.

3. The on-market purchase of 4,495 ordinary shares in BHP Billiton Limited.

c)    Price(s) and volume(s)      

Price(s)

   

Volume(s)

     1   AUD 26.70    14,221
     2   AUD 26.83    18,635
     3   AUD 26.73    4,495
d)   

Aggregated information

- Aggregated volume

- Price

  

37,351 ordinary shares in BHP Billiton Limited

AUD 26.77

e)    Date of the transaction  

1. 2017-08-25

2. 2017-08-28

3. 2017-08-25

f)    Place of the transaction  

1. Australian Securities Exchange (XASX)

2. Australian Securities Exchange (XASX)

3. Australian Securities Exchange (XASX)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      BHP Billiton Limited and BHP Billiton Plc
Date: October 30, 2018    By:   

/s/ Rachel Agnew

   Name:    Rachel Agnew
   Title:    Company Secretary