-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vlg0XF0NEHB2ahGVw9CqMAufqcnGwYrL0p+yJ9fHps1rD9POZYX2DhQBVX13kjtn WVkV471vnsaYlzQ9CZJ3/Q== 0000898430-07-002910.txt : 20070816 0000898430-07-002910.hdr.sgml : 20070816 20070816154435 ACCESSION NUMBER: 0000898430-07-002910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070814 FILED AS OF DATE: 20070816 DATE AS OF CHANGE: 20070816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 071062501 BUSINESS ADDRESS: BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 rrd169596.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0202 4 2007-08-14 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORP 56 EVERGREEN DRIVE PORTLAND 04103 1 0 1 0 Common Stock, par value $0.10 per share 2007-08-14 4 P 0 1000 3.82 A 399740 D Common Stock, par value $0.10 per share 2007-08-14 4 P 0 1000 3.814 A 400740 D Common Stock, par value $0.10 per share 2007-08-14 4 P 0 200 3.82 A 400940 D Common Stock, par value $0.10 per share 2007-08-15 4 P 0 800 3.94 A 401740 D Common Stock, par value $0.10 per share 2007-08-15 4 P 0 800 3.84 A 402540 D Common Stock, par value $0.10 per share 2007-08-15 4 P 0 183 3.80 A 402723 D Common Stock, par value $0.10 per share 2007-08-15 4 P 0 1000 3.78 A 403723 D Common Stock, par value $0.10 per share 2007-08-16 4 P 0 200 3.72 A 403923 D Common Stock, par value $0.10 per share 2007-08-16 4 P 0 300 3.73 A 404223 D These shares of common stock were acquired by Arterio, Inc. a corporation owned solely by Mr. Rothschild. This figure includes 200,710 shares of common stock held by Arterio, Inc., a corporation owned solely by Mr. Rothschild. Michael F. Brigham, Attorney-in-fact 2007-08-16 -----END PRIVACY-ENHANCED MESSAGE-----