0001227285-20-000003.txt : 20200605
0001227285-20-000003.hdr.sgml : 20200605
20200605182951
ACCESSION NUMBER: 0001227285-20-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200603
FILED AS OF DATE: 20200605
DATE AS OF CHANGE: 20200605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCKEMA JACK A
CENTRAL INDEX KEY: 0001227285
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09447
FILM NUMBER: 20947644
MAIL ADDRESS:
STREET 1: C/O KAISER ALUMINUM CORP
STREET 2: 27422 PORTOLA PARKWAY, SUITE 350
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAISER ALUMINUM CORP
CENTRAL INDEX KEY: 0000811596
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 943030279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
BUSINESS PHONE: 949-614-1740
MAIL ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
FORMER COMPANY:
FORMER CONFORMED NAME: KAISERTECH LTD
DATE OF NAME CHANGE: 19901122
4
1
wf-form4_159139617392557.xml
FORM 4
X0306
4
2020-06-03
0
0000811596
KAISER ALUMINUM CORP
KALU
0001227285
HOCKEMA JACK A
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200
FOOTHILL RANCH
CA
92610
1
1
0
0
CEO
Common Stock, par value $0.01 per share
2020-06-03
4
S
0
1400
80.2153
D
16891
I
By Hockema Family Trust
Common Stock, par value $0.01 per share
2020-06-04
4
S
0
246
80.0494
D
16645
I
By Hockema Family Trust
Common Stock, par value $0.01 per share
2020-06-05
4
S
0
2854
81.9514
D
13791
I
By Hockema Family Trust
Common Stock, par value $0.01 per share
45136
D
Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
Represents the sale of 1,400 shares in multiple transactions, ranging from $80.0500 to $80.6300 per share, resulting in a weighted average sale price of $80.2153 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
Represents the sale of 246 shares in multiple transactions, ranging from $80.0400 to $80.0900 per share, resulting in a weighted average sale price of $80.0494 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
Represents the sale of 2,854 shares in multiple transactions, ranging from $80.5000 to $83.4800 per share, resulting in a weighted average sale price of $81.9514 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
Includes 25,792 shares acquired pursuant to grants of restricted stock units.
/s/Cherrie I. Tsai, with power of attorney for Jack A. Hockema
2020-06-05