-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYitUqKhBamLDr5R7uQspZpS3ogNftJuZIGFtgeKB3lxfsSoeMcarh9LuRnKCx38 +C543Aha4dpseKnlD2dFWg== 0000811532-02-000017.txt : 20020830 0000811532-02-000017.hdr.sgml : 20020830 20020830142912 ACCESSION NUMBER: 0000811532-02-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020830 FILED AS OF DATE: 20020830 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CEDAR FAIR L P CENTRAL INDEX KEY: 0000811532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 341560655 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09444 FILM NUMBER: 02754096 BUSINESS ADDRESS: STREET 1: P O BOX 5006 CITY: SANDUSKY STATE: OH ZIP: 44871 BUSINESS PHONE: 4196260830 COMPANY DATA: COMPANY CONFORMED NAME: FALFAS JACOB T CENTRAL INDEX KEY: 0001171911 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE CEDAR POINT DR. STREET 2: C/O CEDAR FAIR LP CITY: STANDUSKY STATE: OH ZIP: 44870-5259 BUSINESS PHONE: 4196260830 MAIL ADDRESS: STREET 1: ONE CEDAR POINT DR. STREET 2: C/O CEDAR FAIR LP CITY: SANDUSKY STATE: OH ZIP: 44870-5259 4 1 falfasform4.htm JACOB T. FALFAS FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.

  1. Name and Address of Reporting Person

    2. Falfas, Jacob T.

    C/o Cedar Fair, L.P.

    One Cedar Point Drive

    Sandusky, Ohio 44870-5259

  2. Issuer Name and Ticker or Trading Symbol

    3. Cedar Fair, L.P. (FUN)

  3. IRS Identification Number of Reporting Person, if an entity (Voluntary)
  4. Statement for Month/Day/Year

    5. 3/7/2002

  5. If Amendment, Date of Original (Month/Year)
  6. Relationship of Reporting Person(s) to Issuer (Check all applicable)

    7. ( ) Director ( ) 10% Owner

    (X) Officer (give title below) ( ) Other (specify below)

    VP & General Manager - West Coast Operations

  7. Individual or Joint/Group Filing (Check applicable line)

(X) Form filed by One Reporting Person

( ) Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security

2. Trans-action Date (Month/Day/Year)

3. Trans-action Code

4. Securities Acquired (A) or Disposed of (D)

5. Amount of Securities Beneficially Owned at End of Month

6. Owner-ship Form: Direct (D) or Indirect (I)

7. Nature of Indirect Beneficial Ownership
   

Code

V

Amount

A/D

Price

      
                   

 

FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/

Year)

4. Transaction Code

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

6. Date Exercisable and Expiration Date (Month/Day/Year)

Date Exer-cisable

Expira-tion Date

Code

V

(A)

(D)

Call options to purchase limited partnership units

$20.60

          

(1)

3/7/11

" " " " "

$20.60

          

(2)

3/7/11

" " " " "

$24.14

3/7/2002

P

  

15,000

  

(3)

3/7/12
               

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(continued)

7. Title and Amount of Underlying Securities

8. Price of Derivative Security

9. Number of Derivative Securities Beneficially Owned at End of Month

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)

11. Nature of Indirect Beneficial Ownership

Title

Amount or Number of Shares

Units of limited partner interest

5,000

  

5,000

D

  

" " " "

15,000

  

15,000

D

  

" " " "

15,000

  

15,000

D

  
           

Explanation of Responses:

  1. Options vest at a rate of 20% per year on each anniversary date, beginning March 7, 2001.
  2. Options vest at a rate of 20% per year on each anniversary date, beginning March 7, 2002.
  3. Options vest at a rate of 20% per year on each anniversary date, beginning March 7, 2003.

**SIGNATURE OF REPORTING PERSON

/s/ Jacob T. Falfas

 

DATE

8/30/2002

 

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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