SC 13G 1 a37570sc13g.htm SCHEDULE 13G sc13g
 

     
 
OMB APPROVAL
  
 
OMB Number: 3235-0145
  
 
Expires: February 28, 2009
  
 
Estimated average burden hours per response...10.4
  
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. ___)*

Cardiff International, Inc.
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
14146R106
(CUSIP Number)
October 3, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

Page 1 of 5 Pages

 

                     
CUSIP No.
  
14146R106 
   Page  
2 
   of   
5 

 

           
1   NAMES OF REPORTING PERSONS
Richard Duffy and Amanda L. Duffy
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   0 
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,350,000(1)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0 
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,350,000(1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,350,000
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  þ          This excludes 1,625,000 warrants
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.1%(2)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

1   The filers also own 1,625,000 warrants which were issued in conjunction with these shares.
 
2   The warrants held by the filer represent 31.7% of the total number of warrants outstanding.

 

                     
CUSIP No.
  
14146R106 
   Page  
3 
   of   
5 
     
Item 1(a):
  Name of Issuer
 
    
 
  Cardiff International, Inc.
 
    
Item 1(b):
  Address of Issuer’s Principal Executive Offices
 
    
 
  5717 Tanner Ridge Avenue
Westlake Village, CA 91362
 
    
Item 2(a):
  Name of Person Filing
 
    
 
  This statement is filed by Richard Duffy and Amanda L. Duffy.
 
    
Item 2(b):
  Address of Principal Business Office
 
    
 
   
 
    
Item 2(c):
  Citizenship
 
    
 
  USA
 
    
Item 2(d):
  Title of Class of Securities
 
    
 
  Common Stock, no par value.
 
    
Item 2(e):
  CUSIP Number
 
    
 
  14146R106
 
    
Item 3:
  This statement is not filed pursuant to Rules 13d-1(b) or 13d-2, and therefore this item is not applicable.
 
    
Item 4:
  Ownership
         
 
  (a)   Amount Beneficially Owned:
 
        
 
      2,350,000 shares
 
        
 
  (b)   Percent of Class
 
        
 
      9.1%

 

 

                     
CUSIP No.
  
14146R106 
   Page  
4 
   of   
5 
     
 
  Number of Shares as to Which Such Person Has:
         
 
  (i)   Sole power to vote or direct the vote:
 
        
 
      0 Shares
 
        
 
  (ii)   Shared power to vote or direct the vote
 
        
 
      2,350,000 Shares
 
        
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
        
 
      0 Shares
 
        
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
        
 
      2,350,000 Shares
     
Item 5:
  Ownership of Five Percent or Less of a Class
 
    
 
  If this statement is being to report the fact that as of Date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o
 
    
Item 6:
  Ownership of Not More Than Five Percent on Behalf of Another Person
 
    
 
  N/A
 
    
Item 7:
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company
 
    
 
  N/A.
 
    
Item 8:
  Identification and Classification of Members of the Group
 
    
 
  N/A
 
    
Item 9:
  Notice of Dissolution of Group
 
    
 
  N/A
 
    
Item 10:
  Certification
 
    
 
   By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

                     
CUSIP No.
  
14146R106 
   Page  
5 
   of   
5 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct.
         
     
Dated: February 19, 2008  By:   /s/ Richard Duffy    
    Richard Duffy