0001437749-18-022210.txt : 20181218 0001437749-18-022210.hdr.sgml : 20181218 20181218195754 ACCESSION NUMBER: 0001437749-18-022210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xu Xiaochun CENTRAL INDEX KEY: 0001669192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 181241935 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE., STE. B CITY: CHICAGO STATE: IL ZIP: 60616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-14 0000811212 CESCA THERAPEUTICS INC. KOOL 0001669192 Xu Xiaochun 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 1 1 CEO Stock Option 0.29790 2018-12-14 4 A 0 160000 0 A 2018-12-14 2028-12-14 Common Stock 160000 160000 D Stock Option 0.29790 2018-12-14 4 A 0 640000 0 A 2028-12-14 Common Stock 640000 640000 D Option vests in four equal installments on December 14, 2019, 2020, 2021 and 2022. Under the terms of the award agreement, no portion of the option maybe exercised unless and until the stockholders of the Company approve the December amendment to our 2016 Equity Incentive Plan, and only if such amendment is approved by the stockholders within one year of the adoption of the amendment. /s/ Xiaochun Xu 2018-12-18