0001437749-18-022210.txt : 20181218
0001437749-18-022210.hdr.sgml : 20181218
20181218195754
ACCESSION NUMBER: 0001437749-18-022210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181214
FILED AS OF DATE: 20181218
DATE AS OF CHANGE: 20181218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xu Xiaochun
CENTRAL INDEX KEY: 0001669192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 181241935
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE., STE. B
CITY: CHICAGO
STATE: IL
ZIP: 60616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-12-14
0000811212
CESCA THERAPEUTICS INC.
KOOL
0001669192
Xu Xiaochun
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
1
1
CEO
Stock Option
0.29790
2018-12-14
4
A
0
160000
0
A
2018-12-14
2028-12-14
Common Stock
160000
160000
D
Stock Option
0.29790
2018-12-14
4
A
0
640000
0
A
2028-12-14
Common Stock
640000
640000
D
Option vests in four equal installments on December 14, 2019, 2020, 2021 and 2022. Under the terms of the award agreement, no portion of the option maybe exercised unless and until the stockholders of the Company approve the December amendment to our 2016 Equity Incentive Plan, and only if such amendment is approved by the stockholders within one year of the adoption of the amendment.
/s/ Xiaochun Xu
2018-12-18