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0000950123-10-106621.txt : 20101117 0000950123-10-106621.hdr.sgml : 20101117 20101117154359 ACCESSION NUMBER: 0000950123-10-106621 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101117 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101117 DATE AS OF CHANGE: 20101117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAROLINA INVESTORS INC CENTRAL INDEX KEY: 0000811040 IRS NUMBER: 561005066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-08942 FILM NUMBER: 101199804 BUSINESS ADDRESS: STREET 1: 9347A FOUNDERS STREET CITY: FORT MILL STATE: SC ZIP: 29708 BUSINESS PHONE: 8038020890 MAIL ADDRESS: STREET 1: P O BOX 1827 CITY: FORT MILL STATE: SC ZIP: 29716 8-K 1 g25325e8vk.htm FORM 8-K e8vk

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 17, 2010

FIRST CAROLINA INVESTORS, INC.

(Exact Name of Registrant as Specified in its Charter)


Delaware	811-08942	56-1005066
(State or other Jurisdiction	(Commission	(IRS Employer
of Incorporation)	File Number)	Identification No.)


9347 A Founders Street, Fort Mill, South Carolina		29708
(Address of Principal Executive Office)		(Zip Code)

803-802-0890
(Registrant Telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2 below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Section 1 — Registrant’s Business and Operations

Item 8.01 Other Events

On November 17, 2010, the Board of Directors of First Carolina Investors, Inc. (“the Company”) issued the attached statement.

Item 9.01 Exhibit

(d) Exhibit


99.1		Statement of the Board of Directors of First Carolina Investors, Inc. November 17, 2010

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	First Carolina Investors, Inc. Registrant

Date: November 17, 2010	By:	/s/ Brent D. Baird President

Exhibit Index


Exhibit No.		Description

99.1		Statement of the Board of Directors of First Carolina Investors, Inc. Dated: November 17, 2010

EX-99.1 2 g25325exv99w1.htm EX-99.1 exv99w1

Exhibit 99.1

Statement of the Board of Directors of First Carolina Investors, Inc.

Dated: November 17, 2010

The Board of Directors of First Carolina Investors, Inc. (the “Company”) notes that recent secondary market transactions in the Company’s stock have occurred at prices significantly above the Company’s net asset value (“NAV”). The Board of Directors encourages investors to review the Company’s financial statements and other disclosures, and to be mindful of the risks of investing in a closed-end investment company whose shares of stock are selling at a premium over the fund’s NAV, including the risk that the NAV, and any dividends or other distributions, may never equal the price paid for the shares.