N-PX 1 pmp-becker_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-05037 NAME OF REGISTRANT: Professionally Managed Portfolios ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Elaine E. Richards Professionally Managed Portfolios 2020 East Financial Way, Ste. 100 Glendora, CA 91741 REGISTRANT'S TELEPHONE NUMBER: 626-914-7363 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2020 to 06/30/2021 Becker Value Equity Fund -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 935318128 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 03-Feb-2021 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Appointment of Director: Jaime Ardila Mgmt For For 1B. Appointment of Director: Herbert Hainer Mgmt For For 1C. Appointment of Director: Nancy McKinstry Mgmt For For 1D. Appointment of Director: Beth E. Mooney Mgmt For For 1E. Appointment of Director: Gilles C. Pelisson Mgmt For For 1F. Appointment of Director: Paula A. Price Mgmt For For 1G. Appointment of Director: Venkata (Murthy) Mgmt For For Renduchintala 1H. Appointment of Director: David Rowland Mgmt For For 1I. Appointment of Director: Arun Sarin Mgmt For For 1J. Appointment of Director: Julie Sweet Mgmt For For 1K. Appointment of Director: Frank K. Tang Mgmt For For 1L. Appointment of Director: Tracey T. Travis Mgmt For For 2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers. 3. To ratify, in a non-binding vote, the Mgmt For For appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. 4. To grant the Board of Directors the Mgmt For For authority to issue shares under Irish law. 5. To grant the Board of Directors the Mgmt For For authority to opt-out of pre-emption rights under Irish law. 6. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- ALLEGHANY CORPORATION Agenda Number: 935352827 -------------------------------------------------------------------------------------------------------------------------- Security: 017175100 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: Y ISIN: US0171751003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for term expiring in Mgmt For For 2024: Phillip M. Martineau 1.2 Election of Director for term expiring in Mgmt For For 2024: Raymond L.M. Wong 2. To hold an advisory, non-binding vote to Mgmt For For approve the compensation of the named executive officers of Alleghany Corporation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935323167 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 23-Feb-2021 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Monica Lozano Mgmt For For 1G. Election of Director: Ron Sugar Mgmt For For 1H. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. A shareholder proposal entitled Shr Against For "Shareholder Proxy Access Amendments". 5. A shareholder proposal entitled Shr Against For "Shareholder Proposal to Improve Executive Compensation Program". -------------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda Number: 935414057 -------------------------------------------------------------------------------------------------------------------------- Security: 046353108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: AZN ISIN: US0463531089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Company's Accounts, the Mgmt For For Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. 2. To confirm dividends. Mgmt For For 3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditor. 4. To authorise the Directors to agree the Mgmt For For remuneration of the Auditor. 5A. Re-election of Director: Leif Johansson Mgmt For For 5B. Re-election of Director: Pascal Soriot Mgmt For For 5C. Re-election of Director: Marc Dunoyer Mgmt For For 5D. Re-election of Director: Philip Broadley Mgmt For For 5E. Election of Director: Euan Ashley Mgmt For For 5F. Re-election of Director: Michel Demare Mgmt For For 5G. Re-election of Director: Deborah DiSanzo Mgmt For For 5H. Election of Director: Diana Layfield Mgmt For For 5I. Re-election of Director: Sheri McCoy Mgmt For For 5J. Re-election of Director: Tony Mok Mgmt For For 5K. Re-election of Director: Nazneen Rahman Mgmt For For 5L. Re-election of Director: Marcus Wallenberg Mgmt For For 6. To approve the Annual Report on Mgmt For For Remuneration for the year ended 31 December 2020. 7. To approve the Directors' Remuneration Mgmt Against Against Policy. 8. To authorise limited political donations. Mgmt For For 9. To authorise the Directors to allot shares. Mgmt For For 10. Special Resolution: To authorise the Mgmt For For Directors to disapply pre- emption rights. 11. Special Resolution: To authorise the Mgmt For For Directors to further disapply pre-emption rights for acquisitions and specified capital investments. 12. Special Resolution: To authorise the Mgmt For For Company to purchase its own shares. 13. Special Resolution: To reduce the notice Mgmt For For period for general meetings. 14. To approve amendments to the Performance Mgmt For For Share Plan 2020. -------------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda Number: 935416013 -------------------------------------------------------------------------------------------------------------------------- Security: 046353108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: AZN ISIN: US0463531089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. (a) the proposed acquisition by the Company Mgmt For For of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 935347179 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William E. Kennard Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1C. Election of Director: Scott T. Ford Mgmt For For 1D. Election of Director: Glenn H. Hutchins Mgmt For For 1E. Election of Director: Debra L. Lee Mgmt For For 1F. Election of Director: Stephen J. Luczo Mgmt For For 1G. Election of Director: Michael B. Mgmt For For McCallister 1H. Election of Director: Beth E. Mooney Mgmt For For 1I. Election of Director: Matthew K. Rose Mgmt For For 1J. Election of Director: John T. Stankey Mgmt For For 1K. Election of Director: Cynthia B. Taylor Mgmt For For 1L. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent Mgmt For For auditors. 3. Advisory approval of executive Mgmt For For compensation. 4. Stockholder Right to Act by Written Shr Against For Consent. -------------------------------------------------------------------------------------------------------------------------- BAKER HUGHES COMPANY Agenda Number: 935366535 -------------------------------------------------------------------------------------------------------------------------- Security: 05722G100 Meeting Type: Annual Meeting Date: 14-May-2021 Ticker: BKR ISIN: US05722G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Geoffrey Beattie Mgmt For For Gregory D. Brenneman Mgmt For For Cynthia B. Carroll Mgmt For For Clarence P. Cazalot, Jr Mgmt For For Nelda J. Connors Mgmt For For Gregory L. Ebel Mgmt For For Lynn L. Elsenhans Mgmt For For John G. Rice Mgmt For For Lorenzo Simonelli Mgmt For For 2. An advisory vote related to the Company's Mgmt For For executive compensation program. 3. The ratification of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for fiscal year 2021. 4. The approval of the Amendment and Mgmt For For Restatement of the Baker Hughes Company Employee Stock Purchase Plan. 5. The approval of the Baker Hughes Company Mgmt For For 2021 Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935345670 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1D. Election of Director: Pierre J.P. de Weck Mgmt For For 1E. Election of Director: Arnold W. Donald Mgmt For For 1F. Election of Director: Linda P. Hudson Mgmt For For 1G. Election of Director: Monica C. Lozano Mgmt For For 1H. Election of Director: Thomas J. May Mgmt For For 1I. Election of Director: Brian T. Moynihan Mgmt For For 1J. Election of Director: Lionel L. Nowell III Mgmt For For 1K. Election of Director: Denise L. Ramos Mgmt For For 1L. Election of Director: Clayton S. Rose Mgmt For For 1M. Election of Director: Michael D. White Mgmt For For 1N. Election of Director: Thomas D. Woods Mgmt For For 1O. Election of Director: R. David Yost Mgmt For For 1P. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt For For advisory, nonbinding "Say on Pay" resolution). 3. Ratifying the appointment of our Mgmt For For independent registered public accounting firm for 2021. 4. Amending and restating the Bank of America Mgmt For For Corporation Key Employee Equity Plan. 5. Shareholder proposal requesting amendments Shr Against For to our proxy access by law. 6. Shareholder proposal requesting amendments Shr Against For to allow shareholders to act by written consent. 7. Shareholder proposal requesting a change in Shr Against For organizational form. 8. Shareholder proposal requesting a racial Shr For Against equity audit. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935351128 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 01-May-2021 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Shareholder proposal regarding the Shr For Against reporting of climate-related risks and opportunities. 3. Shareholder proposal regarding diversity Shr For Against and inclusion reporting. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. Agenda Number: 935394849 -------------------------------------------------------------------------------------------------------------------------- Security: 09247X101 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: BLK ISIN: US09247X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bader M. Alsaad Mgmt For For 1B. Election of Director: Pamela Daley Mgmt For For 1C. Election of Director: Jessica P. Einhorn Mgmt For For 1D. Election of Director: Laurence D. Fink Mgmt For For 1E. Election of Director: William E. Ford Mgmt For For 1F. Election of Director: Fabrizio Freda Mgmt For For 1G. Election of Director: Murry S. Gerber Mgmt For For 1H. Election of Director: Margaret "Peggy" L. Mgmt For For Johnson 1I. Election of Director: Robert S. Kapito Mgmt For For 1J. Election of Director: Cheryl D. Mills Mgmt For For 1K. Election of Director: Gordon M. Nixon Mgmt For For 1L. Election of Director: Charles H. Robbins Mgmt For For 1M. Election of Director: Marco Antonio Slim Mgmt For For Domit 1N. Election of Director: Hans E. Vestberg Mgmt For For 1O. Election of Director: Susan L. Wagner Mgmt For For 1P. Election of Director: Mark Wilson Mgmt For For 2. Approval, in a non-binding advisory vote, Mgmt For For of the compensation for named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. 4A. Approve amendments to BlackRock's Amended Mgmt For For and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. 4B. Approve amendments to BlackRock's Amended Mgmt For For and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. 4C. Approve amendments to BlackRock's Amended Mgmt For For and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. 5. Shareholder Proposal - Amend Certificate of Shr Against For Incorporation to convert to a public benefit corporation. -------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. Agenda Number: 935415617 -------------------------------------------------------------------------------------------------------------------------- Security: 149123101 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: CAT ISIN: US1491231015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kelly A. Ayotte Mgmt For For 1B. Election of Director: David L. Calhoun Mgmt For For 1C. Election of Director: Daniel M. Dickinson Mgmt For For 1D. Election of Director: Gerald Johnson Mgmt For For 1E. Election of Director: David W. MacLennan Mgmt For For 1F. Election of Director: Debra L. Reed-Klages Mgmt For For 1G. Election of Director: Edward B. Rust, Jr. Mgmt For For 1H. Election of Director: Susan C. Schwab Mgmt For For 1I. Election of Director: D. James Umpleby III Mgmt For For 1J. Election of Director: Miles D. White Mgmt For For 1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For 2. Ratification of our Independent Registered Mgmt For For Public Accounting Firm. 3. Advisory Vote to Approve Executive Mgmt For For Compensation. 4. Shareholder Proposal - Report on Climate Shr For Against Policy. 5. Shareholder Proposal - Report on Diversity Shr For Against and Inclusion. 6. Shareholder Proposal - Transition to a Shr Against For Public Benefit Corporation. 7. Shareholder Proposal - Shareholder Action Shr For Against by Written Consent. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935390132 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Wanda M. Austin Mgmt For For 1B. Election of Director: John B. Frank Mgmt For For 1C. Election of Director: Alice P. Gast Mgmt For For 1D. Election of Director: Enrique Hernandez, Mgmt For For Jr. 1E. Election of Director: Marillyn A. Hewson Mgmt For For 1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For 1G. Election of Director: Charles W. Moorman IV Mgmt For For 1H. Election of Director: Dambisa F. Moyo Mgmt For For 1I. Election of Director: Debra Reed-Klages Mgmt For For 1J. Election of Director: Ronald D. Sugar Mgmt For For 1K. Election of Director: D. James Umpleby III Mgmt For For 1L. Election of Director: Michael K. Wirth Mgmt For For 2. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Reduce Scope 3 Emissions. Shr Against For 5. Report on Impacts of Net Zero 2050 Shr For Against Scenario. 6. Shift to Public Benefit Corporation. Shr Against For 7. Report on Lobbying. Shr Against For 8. Independent Chair. Shr Against For 9. Special Meetings. Shr Against For -------------------------------------------------------------------------------------------------------------------------- CHUBB LIMITED Agenda Number: 935381501 -------------------------------------------------------------------------------------------------------------------------- Security: H1467J104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: CB ISIN: CH0044328745 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the management report, Mgmt For For standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. 2A Allocation of disposable profit. Mgmt For For 2B Distribution of a dividend out of legal Mgmt For For reserves (by way of release and allocation to a dividend reserve). 3 Discharge of the Board of Directors. Mgmt For For 4A Election of PricewaterhouseCoopers AG Mgmt For For (Zurich) as our statutory auditor. 4B Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. 4C Election of BDO AG (Zurich) as special Mgmt For For audit firm. 5A Election of Director: Evan G. Greenberg Mgmt For For 5B Election of Director: Michael P. Connors Mgmt For For 5C Election of Director: Michael G. Atieh Mgmt For For 5D Election of Director: Sheila P. Burke Mgmt For For 5E Election of Director: Mary Cirillo Mgmt For For 5F Election of Director: Robert J. Hugin Mgmt For For 5G Election of Director: Robert W. Scully Mgmt For For 5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For 5I Election of Director: Theodore E. Shasta Mgmt For For 5J Election of Director: David H. Sidwell Mgmt For For 5K Election of Director: Olivier Steimer Mgmt For For 5L Election of Director: Luis Tellez Mgmt For For 5M Election of Director: Frances F. Townsend Mgmt For For 6 Election of Evan G. Greenberg as Chairman Mgmt For For of the Board of Directors. 7A Election of Director of the Compensation Mgmt For For Committee: Michael P. Connors 7B Election of Director of the Compensation Mgmt For For Committee: Mary Cirillo 7C Election of Director of the Compensation Mgmt For For Committee: Frances F. Townsend 8 Election of Homburger AG as independent Mgmt For For proxy. 9 Approval of the Chubb Limited 2016 Mgmt For For Long-Term Incentive Plan, as amended and restated. 10 Reduction of share capital. Mgmt For For 11A Compensation of the Board of Directors Mgmt For For until the next annual general meeting. 11B Compensation of Executive Management for Mgmt For For the next calendar year. 12 Advisory vote to approve executive Mgmt For For compensation under U.S. securities law requirements. A If a new agenda item or a new proposal for Mgmt Against Against an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. -------------------------------------------------------------------------------------------------------------------------- CIENA CORPORATION Agenda Number: 935335352 -------------------------------------------------------------------------------------------------------------------------- Security: 171779309 Meeting Type: Annual Meeting Date: 01-Apr-2021 Ticker: CIEN ISIN: US1717793095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director: Hassan M. Mgmt For For Ahmed, Ph.D. 1B. Election of Class III Director: Bruce L. Mgmt For For Claflin 1C. Election of Class III Director: T. Michael Mgmt For For Nevens 1D. Election of Class III Director: Patrick T. Mgmt For For Gallagher 2. Approval of the amendment and restatement Mgmt For For of our Employee Stock Purchase Plan to (a) extend the term thereof to April 1, 2031, (b) increase the number of shares available for issuance thereunder by 8.7 million shares, (c) eliminate the evergreen mechanism thereunder, and (d) make such other changes described in the proxy materials. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2021. 4. Advisory vote on our named executive Mgmt For For officer compensation, as described in the proxy materials. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 935287498 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 10-Dec-2020 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. Michele Burns Mgmt For For 1b. Election of Director: Wesley G. Bush Mgmt For For 1c. Election of Director: Michael D. Capellas Mgmt For For 1d. Election of Director: Mark Garrett Mgmt For For 1e. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1f. Election of Director: Roderick C. McGeary Mgmt For For 1g. Election of Director: Charles H. Robbins Mgmt For For 1h. Election of Director: Arun Sarin Mgmt For For 1i. Election of Director: Brenton L. Saunders Mgmt For For 1j. Election of Director: Dr. Lisa T. Su Mgmt For For 2. Approval of the reincorporation of Cisco Mgmt For For from California to Delaware. 3. Approval of amendment and restatement of Mgmt For For the 2005 Stock Incentive Plan. 4. Approval, on an advisory basis, of Mgmt For For executive compensation. 5. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2021. 6. Approval to have Cisco's Board adopt a Shr Against For policy to have an independent Board chairman. -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 935349515 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ellen M. Costello Mgmt For For 1B. Election of Director: Grace E. Dailey Mgmt For For 1C. Election of Director: Barbara J. Desoer Mgmt For For 1D. Election of Director: John C. Dugan Mgmt For For 1E. Election of Director: Jane N. Fraser Mgmt For For 1F. Election of Director: Duncan P. Hennes Mgmt For For 1G. Election of Director: Peter B. Henry Mgmt For For 1H. Election of Director: S. Leslie Ireland Mgmt For For 1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For IV 1J. Election of Director: Renee J. James Mgmt For For 1K. Election of Director: Gary M. Reiner Mgmt For For 1L. Election of Director: Diana L. Taylor Mgmt For For 1M. Election of Director: James S. Turley Mgmt For For 1N. Election of Director: Deborah C. Wright Mgmt For For 1O. Election of Director: Alexander R. Mgmt For For Wynaendts 1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For de Leon 2. Proposal to ratify the selection of KPMG Mgmt For For LLP as Citi's independent registered public accounting firm for 2021. 3. Advisory vote to approve Citi's 2020 Mgmt For For Executive Compensation. 4. Approval of additional authorized shares Mgmt For For under the Citigroup 2019 Stock Incentive Plan. 5. Stockholder proposal requesting an Shr Against For amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. 6. Stockholder proposal requesting an Shr Against For Independent Board Chairman. 7. Stockholder proposal requesting Shr Against For non-management employees on director nominee candidate lists. 8. Stockholder proposal requesting a report Shr Against For disclosing information regarding Citi's lobbying payments, policies and activities. 9. Stockholder proposal requesting a racial Shr For Against equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. 10. Stockholder proposal requesting that the Shr Against For Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. -------------------------------------------------------------------------------------------------------------------------- EMBRAER Agenda Number: 935394356 -------------------------------------------------------------------------------------------------------------------------- Security: 29082A107 Meeting Type: Annual Meeting Date: 26-Apr-2021 Ticker: ERJ ISIN: US29082A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1. To review the management accounts and to Mgmt For For examine, discuss and approve the financial statements for the fiscal year ended December 31, 2020. A2. To review and to resolve on the allocation Mgmt For For of the net income for the fiscal year ended December 31, 2020. A3. To define the number of members of the Mgmt For For Board of Directors. A4. To elect the members of the Board of Mgmt For For Directors. A5. To elect the members of the Fiscal Council. Mgmt For For A6. To determine the aggregate annual Mgmt For For compensation of the Company's management. A7. To determine the compensation of the Mgmt For For members of the Fiscal Council. E1. To resolve on the amendment to the Bylaws Mgmt For For in order to change the name of the Strategy Committee and of the People and Governance Committee. E2. To resolve on the amendment to the Bylaws Mgmt For For to include among the powers of the Board of Directors capital contributions to directly or indirectly controlled companies, affiliates, consortiums, joint ventures and/or any entities of any nature. E3. To record that it is incumbent on the Board Mgmt For For of Executive Officers to approve the direct or indirect holding by the Company of an ownership interest in other companies and the sale of such ownership interest, in both cases, for companies of the same group of the Company. E4. To approve the restatement of the Bylaws Mgmt For For resulting from the amendments mentioned in preceding item. E5. To examine, discuss and approve the terms Mgmt For For and conditions of the protocol and justification for the merger of SAVIS Tecnologia e Sistemas S.A. ("Savis") into the Company ("Protocol and Justification" and "Merger of Savis", respectively), entered into by the executive officers of the Company and of Savis. E6. To ratify the engagement of specialized Mgmt For For company Premiumbravo Auditores Independentes to prepare the appraisal report regarding the shareholders' equity of Savis at book value, as set forth by Section 227 and 8 of Law No. 6,404/76 ("Appraisal Report"). E7. To approve the Appraisal Report. Mgmt For For E8. To approve the Merger of Savis. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935395891 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt For For Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt For For Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve an amendment to the director Mgmt For For compensation policy. 4. A shareholder proposal regarding dual class Shr For Against capital structure. 5. A shareholder proposal regarding an Shr Against For independent chair. 6. A shareholder proposal regarding child Shr For Against exploitation. 7. A shareholder proposal regarding Shr For Against human/civil rights expert on board. 8. A shareholder proposal regarding platform Shr For Against misuse. 9. A shareholder proposal regarding public Shr Against For benefit corporation. -------------------------------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK Agenda Number: 935361523 -------------------------------------------------------------------------------------------------------------------------- Security: 33616C100 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: FRC ISIN: US33616C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James H. Herbert, II Mgmt For For 1B. Election of Director: Katherine Mgmt For For August-deWilde 1C. Election of Director: Hafize Gaye Erkan Mgmt For For 1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For Jr. 1E. Election of Director: Boris Groysberg Mgmt For For 1F. Election of Director: Sandra R. Hernandez Mgmt For For 1G. Election of Director: Pamela J. Joyner Mgmt For For 1H. Election of Director: Reynold Levy Mgmt For For 1I. Election of Director: Duncan L. Niederauer Mgmt For For 1J. Election of Director: George G.C. Parker Mgmt For For 2. To ratify KPMG LLP as the independent Mgmt For For registered public accounting firm of First Republic Bank for the fiscal year ending December 31, 2021. 3. To approve, by advisory (non-binding) vote, Mgmt For For the compensation of our executive officers ("say on pay" vote). -------------------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. Agenda Number: 935365343 -------------------------------------------------------------------------------------------------------------------------- Security: 337932107 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: FE ISIN: US3379321074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michael J. Anderson Mgmt For For 1B. Election of Director: Steven J. Demetriou Mgmt For For 1C. Election of Director: Julia L. Johnson Mgmt For For 1D. Election of Director: Jesse A. Lynn Mgmt For For 1E. Election of Director: Donald T. Misheff Mgmt For For 1F. Election of Director: Thomas N. Mitchell Mgmt For For 1G. Election of Director: James F. O'Neil III Mgmt For For 1H. Election of Director: Christopher D. Pappas Mgmt For For 1I. Election of Director: Luis A. Reyes Mgmt For For 1J. Election of Director: John W. Somerhalder Mgmt For For II 1K. Election of Director: Steven E. Strah Mgmt For For 1L. Election of Director: Andrew Teno Mgmt For For 1M. Election of Director: Leslie M. Turner Mgmt For For 1N. Election of Director: Melvin Williams Mgmt For For 2. Ratify the Appointment of the Independent Mgmt For For Registered Public Accounting Firm for 2021. 3. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation. -------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Agenda Number: 935359338 -------------------------------------------------------------------------------------------------------------------------- Security: 369550108 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: GD ISIN: US3695501086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James S. Crown Mgmt For For 1B. Election of Director: Rudy F. deLeon Mgmt For For 1C. Election of Director: Cecil D. Haney Mgmt For For 1D. Election of Director: Mark M. Malcolm Mgmt For For 1E. Election of Director: James N. Mattis Mgmt For For 1F. Election of Director: Phebe N. Novakovic Mgmt For For 1G. Election of Director: C. Howard Nye Mgmt For For 1H. Election of Director: Catherine B. Reynolds Mgmt For For 1I. Election of Director: Laura J. Schumacher Mgmt For For 1J. Election of Director: Robert K. Steel Mgmt For For 1K. Election of Director: John G. Stratton Mgmt For For 1L. Election of Director: Peter A. Wall Mgmt For For 2. Advisory Vote on the Selection of Mgmt For For Independent Auditors. 3. Advisory Vote to approve Executive Mgmt For For Compensation. 4. Shareholder Proposal to reduce the Shr For Against ownership threshold required to call a Special Shareholder meeting. -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 935366561 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for the next Mgmt For For year: Jacqueline K. Barton, Ph.D. 1B. Election of Director to serve for the next Mgmt For For year: Jeffrey A. Bluestone, Ph.D. 1C. Election of Director to serve for the next Mgmt For For year: Sandra J. Horning, M.D. 1D. Election of Director to serve for the next Mgmt For For year: Kelly A. Kramer 1E. Election of Director to serve for the next Mgmt For For year: Kevin E. Lofton 1F. Election of Director to serve for the next Mgmt For For year: Harish Manwani 1G. Election of Director to serve for the next Mgmt For For year: Daniel P. O'Day 1H. Election of Director to serve for the next Mgmt For For year: Javier J. Rodriguez 1I. Election of Director to serve for the next Mgmt For For year: Anthony Welters 2. To ratify the selection of Ernst & Young Mgmt For For LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 4. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. -------------------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Agenda Number: 935325806 -------------------------------------------------------------------------------------------------------------------------- Security: 431475102 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: HRC ISIN: US4314751029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William G. Dempsey Mgmt For For John P. Groetelaars Mgmt For For Gary L. Ellis Mgmt For For Stacy Enxing Seng Mgmt For For Mary Garrett Mgmt For For James R. Giertz Mgmt For For William H. Kucheman Mgmt For For Gregory J. Moore Mgmt For For Felicia F. Norwood Mgmt For For Nancy M. Schlichting Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Hill-Rom Holdings, Inc.'s named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Hill-Rom Holdings, Inc.'s independent registered public accounting firm for fiscal year 2021. 4. To approve the 2021 Hill- Rom Holdings, Mgmt For For Inc. Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Agenda Number: 935359833 -------------------------------------------------------------------------------------------------------------------------- Security: 460146103 Meeting Type: Annual Meeting Date: 10-May-2021 Ticker: IP ISIN: US4601461035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director (one-year term): Mgmt For For Christopher M. Connor 1b. Election of Director (one-year term): Ahmet Mgmt For For C. Dorduncu 1c. Election of Director (one-year term): Ilene Mgmt For For S. Gordon 1d. Election of Director (one-year term): Mgmt For For Anders Gustafsson 1e. Election of Director (one-year term): Mgmt For For Jacqueline C. Hinman 1f. Election of Director (one-year term): Mgmt For For Clinton A. Lewis, Jr. 1g. Election of Director (one-year term): DG Mgmt For For Macpherson 1h. Election of Director (one-year term): Mgmt For For Kathryn D. Sullivan 1i. Election of Director (one-year term): Mark Mgmt For For S. Sutton 1j. Election of Director (one-year term): Anton Mgmt For For V. Vincent 1k. Election of Director (one-year term): Ray Mgmt For For G. Young 2. Ratification of Deloitte & Touche LLP as Mgmt For For the Company's Independent Registered Public Accounting Firm for 2021. 3. A Non-Binding Resolution to Approve the Mgmt For For Compensation of the Company's Named Executive Officers, as Disclosed Under the Heading "Compensation Discussion & Analysis". 4. Shareowner Proposal to Reduce Ownership Shr For Against Threshold for Requesting Action by Written Consent. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935345214 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election of Director: D. Scott Davis Mgmt For For 1C. Election of Director: Ian E. L. Davis Mgmt For For 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt For For 1F. Election of Director: Marillyn A. Hewson Mgmt For For 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt For For 1K. Election of Director: A. Eugene Washington Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Nadja Y. West Mgmt For For 1N. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. 4. Report on Government Financial Support and Shr Against For Access to COVID-19 Vaccines and Therapeutics. 5. Independent Board Chair. Shr Against For 6. Civil Rights Audit. Shr For Against 7. Executive Compensation Bonus Deferral. Shr For Against -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935372285 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt For For 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Phebe N. Novakovic Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Approval of Amended and Restated Long-Term Mgmt For For Incentive Plan effective May 18, 2021. 4. Ratification of independent registered Mgmt For For public accounting firm. 5. Improve shareholder written consent. Shr For Against 6. Racial equity audit and report. Shr For Against 7. Independent board chairman. Shr Against For 8. Political and electioneering expenditure Shr Against For congruency report. -------------------------------------------------------------------------------------------------------------------------- KELLOGG COMPANY Agenda Number: 935348359 -------------------------------------------------------------------------------------------------------------------------- Security: 487836108 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: K ISIN: US4878361082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director (term expires 2024): Mgmt For For Carter Cast 1B. Election of Director (term expires 2024): Mgmt For For Zack Gund 1C. Election of Director (term expires 2024): Mgmt For For Don Knauss 1D. Election of Director (term expires 2024): Mgmt For For Mike Schlotman 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. 4. Management proposal to reduce supermajority Mgmt For For vote requirements. 5. Shareowner proposal, if properly presented Shr For N/A at the meeting, to adopt shareowner right to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 935365420 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one year term Mgmt For For expiring in 2022: Richard D. Kinder 1B. Election of Director for a one year term Mgmt For For expiring in 2022: Steven J. Kean 1C. Election of Director for a one year term Mgmt For For expiring in 2022: Kimberly A. Dang 1D. Election of Director for a one year term Mgmt For For expiring in 2022: Ted A. Gardner 1E. Election of Director for a one year term Mgmt For For expiring in 2022: Anthony W. Hall, Jr. 1F. Election of Director for a one year term Mgmt For For expiring in 2022: Gary L. Hultquist 1G. Election of Director for a one year term Mgmt For For expiring in 2022: Ronald L. Kuehn, Jr. 1H. Election of Director for a one year term Mgmt For For expiring in 2022: Deborah A. Macdonald 1I. Election of Director for a one year term Mgmt For For expiring in 2022: Michael C. Morgan 1J. Election of Director for a one year term Mgmt For For expiring in 2022: Arthur C. Reichstetter 1K. Election of Director for a one year term Mgmt For For expiring in 2022: C. Park Shaper 1L. Election of Director for a one year term Mgmt For For expiring in 2022: William A. Smith 1M. Election of Director for a one year term Mgmt For For expiring in 2022: Joel V. Staff 1N. Election of Director for a one year term Mgmt For For expiring in 2022: Robert F. Vagt 1O. Election of Director for a one year term Mgmt For For expiring in 2022: Perry M. Waughtal 2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For Amended and Restated Stock Incentive Plan. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. 4. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- MAGNA INTERNATIONAL INC. Agenda Number: 935373718 -------------------------------------------------------------------------------------------------------------------------- Security: 559222401 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: MGA ISIN: CA5592224011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Peter G. Bowie Mgmt For For 1B Election of Director: Mary S. Chan Mgmt For For 1C Election of Director: Hon. V. Peter Harder Mgmt For For 1D Election of Director: Seetarama S. Kotagiri Mgmt For For (CEO) 1E Election of Director: Dr. Kurt J. Lauk Mgmt For For 1F Election of Director: Robert F. MacLellan Mgmt For For 1G Election of Director: Mary Lou Maher Mgmt For For 1H Election of Director: Cynthia A. Niekamp Mgmt For For 1I Election of Director: William A. Ruh Mgmt For For 1J Election of Director: Dr. Indira V. Mgmt For For Samarasekera 1K Election of Director: Lisa S. Westlake Mgmt For For 1L Election of Director: William L. Young Mgmt For For 02 Reappointment of Deloitte LLP as the Mgmt For For independent auditor of the Corporation and authorization of the Audit Committee to fix the independent auditor's remuneration. 03 Resolved, on an advisory basis and not to Mgmt For For diminish the roles and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying management information circular/proxy statement. -------------------------------------------------------------------------------------------------------------------------- MCKESSON CORPORATION Agenda Number: 935239182 -------------------------------------------------------------------------------------------------------------------------- Security: 58155Q103 Meeting Type: Annual Meeting Date: 29-Jul-2020 Ticker: MCK ISIN: US58155Q1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term: Mgmt For For Dominic J. Caruso 1B. Election of Director for a one-year term: Mgmt For For N. Anthony Coles, M.D. 1C. Election of Director for a one-year term: Mgmt For For M. Christine Jacobs 1D. Election of Director for a one-year term: Mgmt For For Donald R. Knauss 1E. Election of Director for a one-year term: Mgmt For For Marie L. Knowles 1F. Election of Director for a one-year term: Mgmt For For Bradley E. Lerman 1G. Election of Director for a one-year term: Mgmt For For Maria Martinez 1H. Election of Director for a one-year term: Mgmt For For Edward A. Mueller 1I. Election of Director for a one-year term: Mgmt For For Susan R. Salka 1J. Election of Director for a one-year term: Mgmt For For Brian S. Tyler 1K. Election of Director for a one-year term: Mgmt For For Kenneth E. Washington, Ph.D. 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021. 3. Advisory vote on executive compensation. Mgmt For For 4. Shareholder proposal on action by written Shr Against For consent of shareholders. 5. Shareholder proposal on disclosure of Shr Against For lobbying activities and expenditures. 6. Shareholder proposal on statement of Shr Against For purpose of a corporation. -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 935288286 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 11-Dec-2020 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard H. Anderson Mgmt For For 1B. Election of Director: Craig Arnold Mgmt For For 1C. Election of Director: Scott C. Donnelly Mgmt For For 1D. Election of Director: Andrea J. Goldsmith, Mgmt For For Ph.D. 1E. Election of Director: Randall J. Hogan, III Mgmt For For 1F. Election of Director: Michael O. Leavitt Mgmt For For 1G. Election of Director: James T. Lenehan Mgmt For For 1H. Election of Director: Kevin E. Lofton Mgmt For For 1I. Election of Director: Geoffrey S. Martha Mgmt For For 1J. Election of Director: Elizabeth G. Nabel, Mgmt For For M.D. 1K. Election of Director: Denise M. O'Leary Mgmt For For 1L. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve, in a non-binding advisory vote, Mgmt For For named executive officer compensation (a "Say-on-Pay" vote). 4. To renew the Board's authority to issue Mgmt For For shares. 5. To renew the Board's authority to opt out Mgmt For For of pre-emption rights. 6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Medtronic ordinary shares. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Mary Ellen Coe Mgmt For For 1C. Election of Director: Pamela J. Craig Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Thomas H. Glocer Mgmt For For 1F. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr Against For shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr Against For COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Agenda Number: 935308975 -------------------------------------------------------------------------------------------------------------------------- Security: 595112103 Meeting Type: Annual Meeting Date: 14-Jan-2021 Ticker: MU ISIN: US5951121038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard M. Beyer Mgmt For For 1b. Election of Director: Lynn A. Dugle Mgmt For For 1c. Election of Director: Steven J. Gomo Mgmt For For 1d. Election of Director: Mary Pat McCarthy Mgmt For For 1e. Election of Director: Sanjay Mehrotra Mgmt For For 1f. Election of Director: Robert E. Switz Mgmt For For 1g. Election of Director: MaryAnn Wright Mgmt For For 2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt Against Against NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. 4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935284478 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 02-Dec-2020 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reid G. Hoffman Mgmt For For 1B. Election of Director: Hugh F. Johnston Mgmt For For 1C. Election of Director: Teri L. List-Stoll Mgmt For For 1D. Election of Director: Satya Nadella Mgmt For For 1E. Election of Director: Sandra E. Peterson Mgmt For For 1F. Election of Director: Penny S. Pritzker Mgmt For For 1G. Election of Director: Charles W. Scharf Mgmt For For 1H. Election of Director: Arne M. Sorenson Mgmt For For 1I. Election of Director: John W. Stanton Mgmt For For 1J. Election of Director: John W. Thompson Mgmt For For 1K. Election of Director: Emma N. Walmsley Mgmt For For 1L. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2021. 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors. -------------------------------------------------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Agenda Number: 935387589 -------------------------------------------------------------------------------------------------------------------------- Security: 60871R209 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: TAP ISIN: US60871R2094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger G. Eaton Mgmt For For Charles M. Herington Mgmt For For H. Sanford Riley Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- NEWMONT CORPORATION Agenda Number: 935348183 -------------------------------------------------------------------------------------------------------------------------- Security: 651639106 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: NEM ISIN: US6516391066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick Awuah. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1B. Election of Director: Gregory Boyce. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1C. Election of Director: Bruce Brook. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1D. Election of Director: Maura Clark. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1E. Election of Director: Matthew Coon Come. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1F. Election of Director: Jose Manuel Madero. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1G. Election of Director: Rene Medori. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1H. Election of Director: Jane Nelson. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1I. Election of Director: Thomas Palmer. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1J. Election of Director: Julio Quintana. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1K. Election of Director: Susan Story. (Please Mgmt For For note that an Against vote is treated as a Withhold) 2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation. 3. Ratify Appointment of Independent Mgmt For For Registered Public Accounting Firm for 2021. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 935344503 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald E. Blaylock Mgmt For For 1B. Election of Director: Albert Bourla Mgmt For For 1C. Election of Director: Susan Mgmt For For Desmond-Hellmann 1D. Election of Director: Joseph J. Echevarria Mgmt For For 1E. Election of Director: Scott Gottlieb Mgmt For For 1F. Election of Director: Helen H. Hobbs Mgmt For For 1G. Election of Director: Susan Hockfield Mgmt For For 1H. Election of Director: Dan R. Littman Mgmt For For 1I. Election of Director: Shantanu Narayen Mgmt For For 1J. Election of Director: Suzanne Nora Johnson Mgmt For For 1K. Election of Director: James Quincey Mgmt For For 1L. Election of Director: James C. Smith Mgmt For For 2. Ratify the selection of KPMG LLP as Mgmt For For independent registered public accounting firm for 2021. 3. 2021 advisory approval of executive Mgmt For For compensation. 4. Shareholder proposal regarding independent Shr Against For chair policy. 5. Shareholder proposal regarding political Shr Against For spending report. 6. Shareholder proposal regarding access to Shr Against For COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 935327569 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sylvia Acevedo Mgmt For For 1B. Election of Director: Mark Fields Mgmt For For 1C. Election of Director: Jeffrey W. Henderson Mgmt For For 1D. Election of Director: Gregory N. Johnson Mgmt For For 1E. Election of Director: Ann M. Livermore Mgmt For For 1F. Election of Director: Harish Manwani Mgmt For For 1G. Election of Director: Mark D. McLaughlin Mgmt For For 1H. Election of Director: Jamie S. Miller Mgmt For For 1I. Election of Director: Steve Mollenkopf Mgmt For For 1J. Election of Director: Clark T. Randt, Jr. Mgmt For For 1K. Election of Director: Irene B. Rosenfeld Mgmt For For 1L. Election of Director: Kornelis "Neil" Smit Mgmt For For 1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against 1N. Election of Director: Anthony J. Mgmt For For Vinciquerra 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. 3. To approve, on an advisory basis, our Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819 -------------------------------------------------------------------------------------------------------------------------- Security: 74834L100 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: DGX ISIN: US74834L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Vicky B. Gregg Mgmt For For 1.2 Election of Director: Wright L. Lassiter Mgmt For For III 1.3 Election of Director: Timothy L. Main Mgmt For For 1.4 Election of Director: Denise M. Morrison Mgmt For For 1.5 Election of Director: Gary M. Pfeiffer Mgmt For For 1.6 Election of Director: Timothy M. Ring Mgmt For For 1.7 Election of Director: Stephen H. Rusckowski Mgmt For For 1.8 Election of Director: Helen I. Torley Mgmt For For 1.9 Election of Director: Gail R. Wilensky Mgmt For For 2. An advisory resolution to approve the Mgmt For For executive officer compensation disclosed in the Company's 2021 proxy statement. 3. Ratification of the appointment of our Mgmt For For independent registered public accounting firm for 2021. 4. Stockholder proposal regarding the right to Shr For Against act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES Agenda Number: 935347218 -------------------------------------------------------------------------------------------------------------------------- Security: 75513E101 Meeting Type: Annual Meeting Date: 26-Apr-2021 Ticker: RTX ISIN: US75513E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Tracy A. Atkinson Mgmt For For 1B. Election of Director: Gregory J. Hayes Mgmt For For 1C. Election of Director: Thomas A. Kennedy Mgmt For For 1D. Election of Director: Marshall O. Larsen Mgmt For For 1E. Election of Director: George R. Oliver Mgmt For For 1F. Election of Director: Robert K. (Kelly) Mgmt For For Ortberg 1G. Election of Director: Margaret L. Mgmt For For O'Sullivan 1H. Election of Director: Dinesh C. Paliwal Mgmt For For 1I. Election of Director: Ellen M. Pawlikowski Mgmt For For 1J. Election of Director: Denise L. Ramos Mgmt For For 1K. Election of Director: Fredric G. Reynolds Mgmt For For 1L. Election of Director: Brian C. Rogers Mgmt For For 1M. Election of Director: James A. Winnefeld, Mgmt For For Jr. 1N. Election of Director: Robert O. Work Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For as Independent Auditor for 2021. 4. Approve Raytheon Technologies Corporation Mgmt For For Executive Annual Incentive Plan. 5. Approve Amendment to the Raytheon Mgmt For For Technologies Corporation 2018 Long-Term Incentive Plan. 6. Shareowner Proposal to Amend Proxy Access Shr Against For Bylaw. -------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Agenda Number: 935396653 -------------------------------------------------------------------------------------------------------------------------- Security: 780259206 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: RDSA ISIN: US7802592060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Receipt of Annual Report & Accounts. Mgmt For For 2. Approval of Directors' Remuneration Report. Mgmt For For 3. Appointment of Jane Holl Lute as a Director Mgmt For For of the Company. 4. Reappointment of Ben van Beurden as a Mgmt For For Director of the Company. 5. Reappointment of Dick Boer as a Director of Mgmt For For the Company. 6. Reappointment of Neil Carson as a Director Mgmt For For of the Company. 7. Reappointment of Ann Godbehere as a Mgmt For For Director of the Company. 8. Reappointment of Euleen Goh as a Director Mgmt For For of the Company. 9. Reappointment of Catherine Hughes as a Mgmt For For Director of the Company. 10. Reappointment of Martina Hund-Mejean as a Mgmt For For Director of the Company. 11. Reappointment of Sir Andrew Mackenzie as a Mgmt For For Director of the Company. 12. Reappointment of Abraham (Bram) Schot as a Mgmt For For Director of the Company. 13. Reappointment of Jessica Uhl as a Director Mgmt For For of the Company. 14. Reappointment of Gerrit Zalm as a Director Mgmt For For of the Company. 15. Reappointment of Auditors. Mgmt For For 16. Remuneration of Auditors. Mgmt For For 17. Authority to allot shares. Mgmt For For 18. Disapplication of pre-emption rights. Mgmt For For 19. Authority to purchase own shares. Mgmt For For 20. Shell's Energy Transition Strategy. Mgmt For For 21. Shareholder resolution. Shr Against For -------------------------------------------------------------------------------------------------------------------------- SAP SE Agenda Number: 935386688 -------------------------------------------------------------------------------------------------------------------------- Security: 803054204 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: SAP ISIN: US8030542042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the appropriation of the Mgmt For For retained earnings of fiscal year 2020. 3. Resolution on the formal approval of the Mgmt For For acts of the Executive Board in fiscal year 2020. 4. Resolution on the formal approval of the Mgmt For For acts of the Supervisory Board in fiscal year 2020. 5. Appointment of the auditors of the annual Mgmt For For financial statements and group annual financial statements for fiscal year 2021. 6A. By-Election of Supervisory Board member: Dr Mgmt For For Qi Lu 6B. By-Election of Supervisory Board member: Dr Mgmt For For Rouven Westphal 7. Resolution on the granting of a new Mgmt For For authorization of the Executive Board to issue convertible and/or warrant-linked bonds, profit-sharing rights and/or income bonds (or combinations of these instruments), the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital I and the creation of new contingent capital and the corresponding amendment to Article 4 (7) of the Articles of Incorporation. 8. Amendment of Article 2 (1) of the Articles Mgmt For For of Incorporation (Corporate Purpose). 9. Amendment of Article 18 (3) of the Articles Mgmt For For of Incorporation (Right to Attend the General Meeting of Shareholders - Proof of Shareholding). -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 935242660 -------------------------------------------------------------------------------------------------------------------------- Security: 826197501 Meeting Type: Special Meeting Date: 09-Jul-2020 Ticker: SIEGY ISIN: US8261975010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To resolve on the approval of the Spin-off Mgmt For For and Transfer Agreement between Siemens AG and Siemens Energy AG, Munich, dated May 22, 2020. -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 935327191 -------------------------------------------------------------------------------------------------------------------------- Security: 826197501 Meeting Type: Annual Meeting Date: 03-Feb-2021 Ticker: SIEGY ISIN: US8261975010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Appropriation of net income Mgmt For For 3A. Ratification of the acts of the Managing Mgmt For For Board: Joe Kaeser 3B. Ratification of the acts of the Managing Mgmt For For Board: Roland Busch 3C. Ratification of the acts of the Managing Mgmt For For Board: Lisa Davis (until February 29, 2020) 3D Ratification of the acts of the Managing Mgmt For For Board: Klaus Helmrich 3E Ratification of the acts of the Managing Mgmt For For Board: Janina Kugel (until January 31, 2020) 3F Ratification of the acts of the Managing Mgmt For For Board: Cedrik Neike 3G Ratification of the acts of the Managing Mgmt For For Board: Michael Sen (until March 31, 2020) 3H Ratification of the acts of the Managing Mgmt For For Board: Ralf P. Thomas 4A Ratification of the acts of the Supervisory Mgmt For For Board: Jim Hagemann Snabe 4B Ratification of the acts of the Supervisory Mgmt For For Board: Birgit Steinborn 4C Ratification of the acts of the Supervisory Mgmt For For Board: Werner Wenning 4D Ratification of the acts of the Supervisory Mgmt For For Board: Werner Brandt 4E Ratification of the acts of the Supervisory Mgmt For For Board: Michael Diekmann 4F Ratification of the acts of the Supervisory Mgmt For For Board: Andrea Fehrmann 4G Ratification of the acts of the Supervisory Mgmt For For Board: Bettina Haller 4H Ratification of the acts of the Supervisory Mgmt For For Board: Robert Kensbock (until September 25, 2020) 4I Ratification of the acts of the Supervisory Mgmt For For Board: Harald Kern 4J Ratification of the acts of the Supervisory Mgmt For For Board: Jurgen Kerner 4K Ratification of the acts of the Supervisory Mgmt For For Board: Nicola Leibinger-Kammuller 4L Ratification of the acts of the Supervisory Mgmt For For Board: Benoit Potier 4M Ratification of the acts of the Supervisory Mgmt For For Board: Hagen Reimer 4N Ratification of the acts of the Supervisory Mgmt For For Board: Norbert Reithofer 4O Ratification of the acts of the Supervisory Mgmt For For Board: Baroness Nemat Shafik 4P Ratification of the acts of the Supervisory Mgmt For For Board: Nathalie von Siemens 4Q Ratification of the acts of the Supervisory Mgmt For For Board: Michael Sigmund 4R Ratification of the acts of the Supervisory Mgmt For For Board: Dorothea Simon 4S Ratification of the acts of the Supervisory Mgmt For For Board: Matthias Zachert 4T Ratification of the acts of the Supervisory Mgmt For For Board: Gunnar Zukunft 5. Appointment of independent auditors Mgmt For For 6A. Election of member to the Supervisory Mgmt For For Board: Grazia Vittadini 6B. Election of member to the Supervisory Mgmt For For Board: Kasper Rorsted 6C. Election of member to the Supervisory Mgmt For For Board: Jim Hagemann Snabe 7. Compensation of the Supervisory Board Mgmt For For 8. Creation of an Authorized Capital 2021 Mgmt For For 9. Amendment of the Profit-and-Loss Transfer Mgmt For For Agreement with Siemens Bank GmbH 10. Upon request of the "Verein von Mgmt For Against Belegschaftsaktionaren in der Siemens AG, e.V.", Munich: Amendment to the Articles of Association of Siemens AG -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935326935 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 17-Mar-2021 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard E. Allison, Mgmt For For Jr. 1B. Election of Director: Rosalind G. Brewer Mgmt For For (Withdrawn) 1C. Election of Director: Andrew Campion Mgmt For For 1D. Election of Director: Mary N. Dillon Mgmt For For 1E. Election of Director: Isabel Ge Mahe Mgmt For For 1F. Election of Director: Mellody Hobson Mgmt For For 1G. Election of Director: Kevin R. Johnson Mgmt For For 1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1I. Election of Director: Satya Nadella Mgmt For For 1J. Election of Director: Joshua Cooper Ramo Mgmt For For 1K. Election of Director: Clara Shih Mgmt For For 1L. Election of Director: Javier G. Teruel Mgmt For For 2. Advisory resolution to approve our Mgmt Against Against executive officer compensation. 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2021. 4. Employee Board Representation. Shr Against For -------------------------------------------------------------------------------------------------------------------------- TE CONNECTIVITY LTD Agenda Number: 935327571 -------------------------------------------------------------------------------------------------------------------------- Security: H84989104 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: TEL ISIN: CH0102993182 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Pierre R. Brondeau Mgmt For For 1B. Election of Director: Terrence R. Curtin Mgmt For For 1C. Election of Director: Carol A. ("John") Mgmt For For Davidson 1D. Election of Director: Lynn A. Dugle Mgmt For For 1E. Election of Director: William A. Jeffrey Mgmt For For 1F. Election of Director: David M. Kerko Mgmt For For 1G. Election of Director: Thomas J. Lynch Mgmt For For 1H. Election of Director: Heath A. Mitts Mgmt For For 1I. Election of Director: Yong Nam Mgmt For For 1J. Election of Director: Daniel J. Phelan Mgmt For For 1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For 1L. Election of Director: Mark C. Trudeau Mgmt For For 1M. Election of Director: Dawn C. Willoughby Mgmt For For 1N. Election of Director: Laura H. Wright Mgmt For For 2. To elect Thomas J. Lynch as the Chairman of Mgmt For For the Board of Directors 3A. To elect the member of the Management Mgmt For For Development and Compensation Committee: Daniel J. Phelan 3B. To elect the member of the Management Mgmt For For Development and Compensation Committee: Abhijit Y. Talwalkar 3C. To elect the member of the Management Mgmt For For Development and Compensation Committee: Mark C. Trudeau 3D. To elect the member of the Management Mgmt For For Development and Compensation Committee: Dawn C. Willoughby 4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting 5.1 To approve the 2020 Annual Report of TE Mgmt For For Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) 5.2 To approve the statutory financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 5.3 To approve the consolidated financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 6. To release the members of the Board of Mgmt For For Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 7.1 To elect Deloitte & Touche LLP as TE Mgmt For For Connectivity's independent registered public accounting firm for fiscal year 2021 7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity 7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity 8. An advisory vote to approve named executive Mgmt For For officer compensation 9. A binding vote to approve fiscal year 2022 Mgmt For For maximum aggregate compensation amount for executive management 10. A binding vote to approve fiscal year 2022 Mgmt For For maximum aggregate compensation amount for the Board of Directors 11. To approve the carryforward of Mgmt For For unappropriated accumulated earnings at September 25, 2020 12. To approve a dividend payment to Mgmt For For shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution 13. To approve a reduction of share capital for Mgmt For For shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. 14. To approve the authorization of additional Mgmt For For shares under the TE Connectivity Ltd. Employee Stock Purchase Plan 15. To approve the Amended and Restated TE Mgmt For For Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code 16. To approve any adjournments or Mgmt For For postponements of the meeting -------------------------------------------------------------------------------------------------------------------------- TE CONNECTIVITY LTD Agenda Number: 935338144 -------------------------------------------------------------------------------------------------------------------------- Security: H84989104 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: TEL ISIN: CH0102993182 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Pierre R. Brondeau Mgmt For For 1B. Election of Director: Terrence R. Curtin Mgmt For For 1C. Election of Director: Carol A. ("John") Mgmt For For Davidson 1D. Election of Director: Lynn A. Dugle Mgmt For For 1E. Election of Director: William A. Jeffrey Mgmt For For 1F. Election of Director: David M. Kerko Mgmt For For 1G. Election of Director: Thomas J. Lynch Mgmt For For 1H. Election of Director: Heath A. Mitts Mgmt For For 1I. Election of Director: Yong Nam Mgmt For For 1J. Election of Director: Daniel J. Phelan Mgmt For For 1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For 1L. Election of Director: Mark C. Trudeau Mgmt For For 1M. Election of Director: Dawn C. Willoughby Mgmt For For 1N. Election of Director: Laura H. Wright Mgmt For For 2. To elect Thomas J. Lynch as the Chairman of Mgmt For For the Board of Directors 3A. To elect the member of the Management Mgmt For For Development and Compensation Committee: Daniel J. Phelan 3B. To elect the member of the Management Mgmt For For Development and Compensation Committee: Abhijit Y. Talwalkar 3C. To elect the member of the Management Mgmt For For Development and Compensation Committee: Mark C. Trudeau 3D. To elect the member of the Management Mgmt For For Development and Compensation Committee: Dawn C. Willoughby 4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting 5.1 To approve the 2020 Annual Report of TE Mgmt For For Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) 5.2 To approve the statutory financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 5.3 To approve the consolidated financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 6. To release the members of the Board of Mgmt For For Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 7.1 To elect Deloitte & Touche LLP as TE Mgmt For For Connectivity's independent registered public accounting firm for fiscal year 2021 7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity 7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity 8. An advisory vote to approve named executive Mgmt For For officer compensation 9. A binding vote to approve fiscal year 2022 Mgmt For For maximum aggregate compensation amount for executive management 10. A binding vote to approve fiscal year 2022 Mgmt For For maximum aggregate compensation amount for the Board of Directors 11. To approve the carryforward of Mgmt For For unappropriated accumulated earnings at September 25, 2020 12. To approve a dividend payment to Mgmt For For shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution 13. To approve a reduction of share capital for Mgmt For For shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. 14. To approve the authorization of additional Mgmt For For shares under the TE Connectivity Ltd. Employee Stock Purchase Plan 15. To approve the Amended and Restated TE Mgmt For For Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code 16. To approve any adjournments or Mgmt For For postponements of the meeting -------------------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda Number: 935387402 -------------------------------------------------------------------------------------------------------------------------- Security: 020002101 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: ALL ISIN: US0200021014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donald E. Brown Mgmt For For 1B. Election of Director: Kermit R. Crawford Mgmt For For 1C. Election of Director: Michael L. Eskew Mgmt For For 1D. Election of Director: Richard T. Hume Mgmt For For 1E. Election of Director: Margaret M. Keane Mgmt For For 1F. Election of Director: Siddharth N. Mehta Mgmt For For 1G. Election of Director: Jacques P. Perold Mgmt For For 1H. Election of Director: Andrea Redmond Mgmt For For 1I. Election of Director: Gregg M. Sherrill Mgmt For For 1J. Election of Director: Judith A. Sprieser Mgmt For For 1K. Election of Director: Perry M. Traquina Mgmt For For 1L. Election of Director: Thomas J. Wilson Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the named executives. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Allstate's independent registered public accountant for 2021. 4. Shareholder proposal to amend proxy access. Shr Against For -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Walter W. Bettinger Mgmt For For II 1B. Election of Director: Joan T. Dea Mgmt For For 1C. Election of Director: Christopher V. Dodds Mgmt For For 1D. Election of Director: Mark A. Goldfarb Mgmt For For 1E. Election of Director: Bharat B. Masrani Mgmt For For 1F. Election of Director: Charles A. Ruffel Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as independent auditors. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Stockholder Proposal requesting disclosure Shr Against For of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. 5. Stockholder Proposal requesting Shr For Against declassification of the board of directors to elect each director annually. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Drew G. Faust Mgmt For For 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt For For 1E. Election of Director: Lakshmi N. Mittal Mgmt For For 1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: Jessica R. Uhl Mgmt For For 1K. Election of Director: David A. Viniar Mgmt For For 1L. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation (Say on Pay). 3. Approval of The Goldman Sachs Amended and Mgmt For For Restated Stock Incentive Plan (2021). 4. Ratification of PricewaterhouseCoopers LLP Mgmt For For as our Independent Registered Public Accounting Firm for 2021. 5. Shareholder Proposal Regarding Shareholder Shr For Against Right to Act by Written Consent. 6. Shareholder Proposal Regarding a Report on Shr For Against the Effects of the Use of Mandatory Arbitration. 7. Shareholder Proposal Regarding Conversion Shr Against For to a Public Benefit Corporation. 8. Shareholder Proposal Regarding a Racial Shr For Against Equity Audit -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935365874 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt For For 1B. Election of Director: Ari Bousbib Mgmt For For 1C. Election of Director: Jeffery H. Boyd Mgmt For For 1D. Election of Director: Gregory D. Brenneman Mgmt For For 1E. Election of Director: J. Frank Brown Mgmt For For 1F. Election of Director: Albert P. Carey Mgmt For For 1G. Election of Director: Helena B. Foulkes Mgmt For For 1H. Election of Director: Linda R. Gooden Mgmt For For 1I. Election of Director: Wayne M. Hewett Mgmt For For 1J. Election of Director: Manuel Kadre Mgmt For For 1K. Election of Director: Stephanie C. Linnartz Mgmt For For 1L. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG Mgmt For For LLP. 3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay"). 4. Shareholder Proposal Regarding Amendment of Shr Against For Shareholder Written Consent Right. 5. Shareholder Proposal Regarding Political Shr Against For Contributions Congruency Analysis. 6. Shareholder Proposal Regarding Report on Shr Against For Prison Labor in the Supply Chain. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 935432889 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 24-Jun-2021 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nora A. Aufreiter Mgmt For For 1B. Election of Director: Kevin M. Brown Mgmt For For 1C. Election of Director: Anne Gates Mgmt For For 1D. Election of Director: Karen M. Hoguet Mgmt For For 1E. Election of Director: W. Rodney McMullen Mgmt For For 1F. Election of Director: Clyde R. Moore Mgmt For For 1G. Election of Director: Ronald L. Sargent Mgmt For For 1H. Election of Director: J. Amanda Sourry Knox Mgmt For For 1I. Election of Director: Mark S. Sutton Mgmt For For 1J. Election of Director: Ashok Vemuri Mgmt For For 2. Approval, on an advisory basis, of Kroger's Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For as auditors. 4. A shareholder proposal, if properly Shr Against For presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 13-Oct-2020 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For 1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For 1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For 1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For 1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For 1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For 1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For 1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For Jr. 1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For 1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For 1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For 1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For 2. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm. 3. Advisory Vote to Approve the Company's Mgmt For For Executive Compensation (the "Say on Pay" vote). 4. Approval of The Procter & Gamble Company Mgmt For For International Stock Ownership Plan, As Amended and Restated. 5. Shareholder Proposal - Report on Efforts to Shr Against For Eliminate Deforestation. 6. Shareholder Proposal - Annual Report on Shr Against For Diversity. -------------------------------------------------------------------------------------------------------------------------- THE SOUTHERN COMPANY Agenda Number: 935388555 -------------------------------------------------------------------------------------------------------------------------- Security: 842587107 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: SO ISIN: US8425871071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Janaki Akella Mgmt For For 1B. Election of Director: Juanita Powell Mgmt For For Baranco 1C. Election of Director: Henry A. Clark III Mgmt For For 1D. Election of Director: Anthony F. Earley, Mgmt For For Jr. 1E. Election of Director: Thomas A. Fanning Mgmt For For 1F. Election of Director: David J. Grain Mgmt For For 1G. Election of Director: Colette D. Honorable Mgmt For For 1H. Election of Director: Donald M. James Mgmt For For 1I. Election of Director: John D. Johns Mgmt For For 1J. Election of Director: Dale E. Klein Mgmt For For 1K. Election of Director: Ernest J. Moniz Mgmt For For 1L. Election of Director: William G. Smith, Jr Mgmt For For 1M. Election of Director: E. Jenner Wood III Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Approve the 2021 Equity and Incentive Mgmt For For Compensation Plan. 4. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for 2021. 5. Approve an amendment to the Restated Mgmt For For Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935328206 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 09-Mar-2021 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Robert A. Chapek Mgmt For For 1E. Election of Director: Francis A. deSouza Mgmt For For 1F. Election of Director: Michael B.G. Froman Mgmt For For 1G. Election of Director: Robert A. Iger Mgmt For For 1H. Election of Director: Maria Elena Mgmt For For Lagomasino 1I. Election of Director: Mark G. Parker Mgmt For For 1J. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. 3. To approve the advisory resolution on Mgmt For For executive compensation. 4. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting Shr Against For non-management employees on director nominee candidate lists. -------------------------------------------------------------------------------------------------------------------------- TYSON FOODS, INC. Agenda Number: 935320476 -------------------------------------------------------------------------------------------------------------------------- Security: 902494103 Meeting Type: Annual Meeting Date: 11-Feb-2021 Ticker: TSN ISIN: US9024941034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John H. Tyson Mgmt For For 1b. Election of Director: Les R. Baledge Mgmt For For 1c. Election of Director: Gaurdie E. Banister Mgmt For For Jr. 1d. Election of Director: Dean Banks Mgmt For For 1e. Election of Director: Mike Beebe Mgmt For For 1f. Election of Director: Maria Claudia Borras Mgmt For For 1g. Election of Director: David J. Bronczek Mgmt For For 1h. Election of Director: Mikel A. Durham Mgmt For For 1i. Election of Director: Jonathan D. Mariner Mgmt For For 1j. Election of Director: Kevin M. McNamara Mgmt For For 1k. Election of Director: Cheryl S. Miller Mgmt For For 1l. Election of Director: Jeffrey K. Mgmt For For Schomburger 1m. Election of Director: Robert Thurber Mgmt For For 1n. Election of Director: Barbara A. Tyson Mgmt For For 1o. Election of Director: Noel White Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 2, 2021. 3. To approve the amendment and restatement of Mgmt For For the Tyson Foods, Inc. 2000 Stock Incentive Plan. 4. Shareholder proposal to request a report Shr For Against regarding human rights due diligence. 5. Shareholder proposal regarding share Shr For Against voting. 6. Shareholder proposal to request a report Shr Against For disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. -------------------------------------------------------------------------------------------------------------------------- UNILEVER PLC Agenda Number: 935356659 -------------------------------------------------------------------------------------------------------------------------- Security: 904767704 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: UL ISIN: US9047677045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Report and Accounts for the Mgmt For For year ended 31 December 2020. 2. To approve the Directors' Remuneration Mgmt For For Report. 3. To approve the Directors' Remuneration Mgmt For For Policy. 4. To approve the Climate Transition Action Mgmt For For Plan. 5. To re-elect Mr N Andersen as a Mgmt For For Non-Executive Director. 6. To re-elect Mrs L Cha as a Non-Executive Mgmt For For Director. 7. To re-elect Dr J Hartmann as a Mgmt For For Non-Executive Director. 8. To re-elect Mr A Jope as an Executive Mgmt For For Director. 9. To re-elect Ms A Jung as a Non-Executive Mgmt For For Director. 10. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For Director. 11. To re-elect Mr S Masiyiwa as a Mgmt For For Non-Executive Director. 12. To re-elect Professor Y Moon as a Mgmt For For Non-Executive Director. 13. To re-elect Mr G Pitkethly as an Executive Mgmt For For Director. 14. To re-elect Mr J Rishton as a Non-Executive Mgmt For For Director. 15. To re-elect Mr F Sijbesma as a Mgmt For For Non-Executive Director. 16. To reappoint KPMG LLP as Auditors of the Mgmt For For Company. 17. To authorise the Directors to fix the Mgmt For For remuneration of the Auditors. 18. To authorise Political Donations and Mgmt For For expenditure. 19. To approve the SHARES Plan. Mgmt For For 20. To renew the authority to Directors to Mgmt For For issue shares. 21. To renew the authority to Directors to Mgmt For For disapply pre-emption rights. 22. To renew the authority to Directors to Mgmt For For disapply pre-emption rights for the purposes of acquisitions or capital investments. 23. To renew the authority to the Company to Mgmt For For purchase its own shares. 24. To shorten the notice period for General Mgmt For For Meetings. 25. To adopt new Articles of Association. Mgmt For For 26. To reduce the share premium account. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Agenda Number: 935351154 -------------------------------------------------------------------------------------------------------------------------- Security: 91913Y100 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: VLO ISIN: US91913Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: H. Paulett Eberhart 1B. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Joseph W. Gorder 1C. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Kimberly S. Greene 1D. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Deborah P. Majoras 1E. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Eric D. Mullins 1F. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Donald L. Nickles 1G. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Philip J. Pfeiffer 1H. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Robert A. Profusek 1I. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Stephen M. Waters 1J. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Randall J. Weisenburger 1K. Election of Director to serve until the Mgmt For For 2022 Annual Meeting of Stockholders: Rayford Wilkins, Jr. 2. Ratify the appointment of KPMG LLP as Mgmt For For Valero's independent registered public accounting firm for 2021. 3. Approve, by non-binding vote, the 2020 Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- VENTAS, INC. Agenda Number: 935387440 -------------------------------------------------------------------------------------------------------------------------- Security: 92276F100 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: VTR ISIN: US92276F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Melody C. Barnes Mgmt For For 1B. Election of Director: Debra A. Cafaro Mgmt For For 1C. Election of Director: Jay M. Gellert Mgmt For For 1D. Election of Director: Matthew J. Lustig Mgmt For For 1E. Election of Director: Roxanne M. Martino Mgmt For For 1F. Election of Director: Marguerite M. Nader Mgmt For For 1G. Election of Director: Sean P. Nolan Mgmt For For 1H. Election of Director: Walter C. Rakowich Mgmt For For 1I. Election of Director: Robert D. Reed Mgmt For For 1J. Election of Director: James D. Shelton Mgmt For For 1K. Election of Director: Maurice S. Smith Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Ratification of the selection of KPMG LLP Mgmt For For as our independent registered public accounting firm for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC Agenda Number: 935240630 -------------------------------------------------------------------------------------------------------------------------- Security: 92857W308 Meeting Type: Annual Meeting Date: 28-Jul-2020 Ticker: VOD ISIN: US92857W3088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Company's accounts, the Mgmt For For strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. 2. To elect Jean-Francois van Boxmeer as a Mgmt For For Director 3. To re-elect Gerard Kleisterlee as a Mgmt For For Director 4. To re-elect Nick Read as a Director Mgmt For For 5. To re-elect Margherita Della Valle as a Mgmt For For Director 6. To re-elect Sir Crispin Davis as a Director Mgmt For For 7. To re-elect Michel Demare as a Director Mgmt For For 8. To re-elect Dame Clara Furse as a Director Mgmt For For 9. To re-elect Valerie Gooding as a Director Mgmt For For 10. To re-elect Renee James as a Director Mgmt Against Against 11. To re-elect Maria Amparo Moraleda Martinez Mgmt For For as a Director 12. To re-elect Sanjiv Ahuja as a Director Mgmt For For 13. To re-elect David Thodey as a Director Mgmt For For 14. To re-elect David Nish as a Director Mgmt For For 15. To declare a final dividend of 4.50 Mgmt For For eurocents per ordinary share for the year ended 31 March 2020. 16. To approve the Directors' Remuneration Mgmt For For Policy set out on pages 102 to 107 of the Annual Report. 17. To approve the Annual Report on Mgmt For For Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. 18. To reappoint Ernst & Young LLP as the Mgmt For For Company's auditor until the end of the next general meeting at which accounts are laid before the Company. 19. To authorise the Audit and Risk Committee Mgmt For For to determine the remuneration of the auditor. 20. To authorise the Directors to allot shares. Mgmt For For 21. To authorise the Directors to dis-apply Mgmt For For pre-emption rights. (Special Resolution) 22. To authorise the Directors to dis-apply Mgmt For For pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) 23. To authorise the Company to purchase its Mgmt For For own shares. (Special Resolution) 24. To authorise political donations and Mgmt For For expenditure. 25. To authorise the Company to call general Mgmt For For meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) 26. To approve the rules of the Vodafone Share Mgmt For For Incentive Plan (SIP). -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935404866 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: Randall L. Stephenson Mgmt For For 1K. Election of Director: S. Robson Walton Mgmt For For 1L. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation. 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants. 4. Report on Refrigerants Released from Shr Against For Operations. 5. Report on Lobbying Disclosures. Shr Against For 6. Report on Alignment of Racial Justice Goals Shr Against For and Starting Wages. 7. Create a Pandemic Workforce Advisory Shr Against For Council. 8. Report on Statement of the Purpose of a Shr Against For Corporation. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Professionally Managed Portfolios By (Signature) /s/ Elaine E Richards Name Elaine E Richards Title President and Principal Executive Officer Date August 30, 2021