0000894189-21-006308.txt : 20210831
0000894189-21-006308.hdr.sgml : 20210831
20210831113712
ACCESSION NUMBER: 0000894189-21-006308
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210831
DATE AS OF CHANGE: 20210831
EFFECTIVENESS DATE: 20210831
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROFESSIONALLY MANAGED PORTFOLIOS
CENTRAL INDEX KEY: 0000811030
IRS NUMBER: 566415270
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05037
FILM NUMBER: 211226080
BUSINESS ADDRESS:
STREET 1: 615 EAST MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 626-914-7363
MAIL ADDRESS:
STREET 1: 615 EAST MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: AVONDALE INVESTMENT TRUST
DATE OF NAME CHANGE: 19910529
0000811030
S000037988
Becker Value Equity Fund
C000117199
Retail Class
BVEFX
N-PX
1
pmp-becker_npx.txt
ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05037
NAME OF REGISTRANT: Professionally Managed Portfolios
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Elaine E. Richards
Professionally Managed Portfolios
2020 East Financial Way,
Ste. 100
Glendora, CA 91741
REGISTRANT'S TELEPHONE NUMBER: 626-914-7363
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2020 to 06/30/2021
Becker Value Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 935352827
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: Y
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for term expiring in Mgmt For For
2024: Phillip M. Martineau
1.2 Election of Director for term expiring in Mgmt For For
2024: Raymond L.M. Wong
2. To hold an advisory, non-binding vote to Mgmt For For
approve the compensation of the named
executive officers of Alleghany
Corporation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as Alleghany Corporation's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935414057
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2020.
2. To confirm dividends. Mgmt For For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor.
4. To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor.
5A. Re-election of Director: Leif Johansson Mgmt For For
5B. Re-election of Director: Pascal Soriot Mgmt For For
5C. Re-election of Director: Marc Dunoyer Mgmt For For
5D. Re-election of Director: Philip Broadley Mgmt For For
5E. Election of Director: Euan Ashley Mgmt For For
5F. Re-election of Director: Michel Demare Mgmt For For
5G. Re-election of Director: Deborah DiSanzo Mgmt For For
5H. Election of Director: Diana Layfield Mgmt For For
5I. Re-election of Director: Sheri McCoy Mgmt For For
5J. Re-election of Director: Tony Mok Mgmt For For
5K. Re-election of Director: Nazneen Rahman Mgmt For For
5L. Re-election of Director: Marcus Wallenberg Mgmt For For
6. To approve the Annual Report on Mgmt For For
Remuneration for the year ended 31 December
2020.
7. To approve the Directors' Remuneration Mgmt Against Against
Policy.
8. To authorise limited political donations. Mgmt For For
9. To authorise the Directors to allot shares. Mgmt For For
10. Special Resolution: To authorise the Mgmt For For
Directors to disapply pre- emption rights.
11. Special Resolution: To authorise the Mgmt For For
Directors to further disapply pre-emption
rights for acquisitions and specified
capital investments.
12. Special Resolution: To authorise the Mgmt For For
Company to purchase its own shares.
13. Special Resolution: To reduce the notice Mgmt For For
period for general meetings.
14. To approve amendments to the Performance Mgmt For For
Share Plan 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935416013
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a) the proposed acquisition by the Company Mgmt For For
of Alexion Pharmaceuticals, Inc. and the
associated arrangements to be entered into,
all as described in the circular to the
shareholders of the Company dated 12 April
2021 and substantially on the terms and
subject to the conditions set out in the
Merger Agreement dated 12 December 2020
between the Company and Alexion
Pharmaceuticals, Inc. (among others) (the
"Transaction"), be and is hereby approved;
and (b) the directors ...(due to space
limits, see proxy statement for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935366535
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program.
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
4. The approval of the Amendment and Mgmt For For
Restatement of the Baker Hughes Company
Employee Stock Purchase Plan.
5. The approval of the Baker Hughes Company Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr For Against
Policy.
5. Shareholder Proposal - Report on Diversity Shr For Against
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt For For
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt For For
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
EMBRAER Agenda Number: 935394356
--------------------------------------------------------------------------------------------------------------------------
Security: 29082A107
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: ERJ
ISIN: US29082A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. To review the management accounts and to Mgmt For For
examine, discuss and approve the financial
statements for the fiscal year ended
December 31, 2020.
A2. To review and to resolve on the allocation Mgmt For For
of the net income for the fiscal year ended
December 31, 2020.
A3. To define the number of members of the Mgmt For For
Board of Directors.
A4. To elect the members of the Board of Mgmt For For
Directors.
A5. To elect the members of the Fiscal Council. Mgmt For For
A6. To determine the aggregate annual Mgmt For For
compensation of the Company's management.
A7. To determine the compensation of the Mgmt For For
members of the Fiscal Council.
E1. To resolve on the amendment to the Bylaws Mgmt For For
in order to change the name of the Strategy
Committee and of the People and Governance
Committee.
E2. To resolve on the amendment to the Bylaws Mgmt For For
to include among the powers of the Board of
Directors capital contributions to directly
or indirectly controlled companies,
affiliates, consortiums, joint ventures
and/or any entities of any nature.
E3. To record that it is incumbent on the Board Mgmt For For
of Executive Officers to approve the direct
or indirect holding by the Company of an
ownership interest in other companies and
the sale of such ownership interest, in
both cases, for companies of the same group
of the Company.
E4. To approve the restatement of the Bylaws Mgmt For For
resulting from the amendments mentioned in
preceding item.
E5. To examine, discuss and approve the terms Mgmt For For
and conditions of the protocol and
justification for the merger of SAVIS
Tecnologia e Sistemas S.A. ("Savis") into
the Company ("Protocol and Justification"
and "Merger of Savis", respectively),
entered into by the executive officers of
the Company and of Savis.
E6. To ratify the engagement of specialized Mgmt For For
company Premiumbravo Auditores
Independentes to prepare the appraisal
report regarding the shareholders' equity
of Savis at book value, as set forth by
Section 227 and 8 of Law No. 6,404/76
("Appraisal Report").
E7. To approve the Appraisal Report. Mgmt For For
E8. To approve the Merger of Savis. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935361523
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935365343
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Jesse A. Lynn Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Luis A. Reyes Mgmt For For
1J. Election of Director: John W. Somerhalder Mgmt For For
II
1K. Election of Director: Steven E. Strah Mgmt For For
1L. Election of Director: Andrew Teno Mgmt For For
1M. Election of Director: Leslie M. Turner Mgmt For For
1N. Election of Director: Melvin Williams Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2021.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 935325806
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Dempsey Mgmt For For
John P. Groetelaars Mgmt For For
Gary L. Ellis Mgmt For For
Stacy Enxing Seng Mgmt For For
Mary Garrett Mgmt For For
James R. Giertz Mgmt For For
William H. Kucheman Mgmt For For
Gregory J. Moore Mgmt For For
Felicia F. Norwood Mgmt For For
Nancy M. Schlichting Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Hill-Rom Holdings, Inc.'s
named executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hill-Rom
Holdings, Inc.'s independent registered
public accounting firm for fiscal year
2021.
4. To approve the 2021 Hill- Rom Holdings, Mgmt For For
Inc. Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935359833
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director (one-year term): Mgmt For For
Christopher M. Connor
1b. Election of Director (one-year term): Ahmet Mgmt For For
C. Dorduncu
1c. Election of Director (one-year term): Ilene Mgmt For For
S. Gordon
1d. Election of Director (one-year term): Mgmt For For
Anders Gustafsson
1e. Election of Director (one-year term): Mgmt For For
Jacqueline C. Hinman
1f. Election of Director (one-year term): Mgmt For For
Clinton A. Lewis, Jr.
1g. Election of Director (one-year term): DG Mgmt For For
Macpherson
1h. Election of Director (one-year term): Mgmt For For
Kathryn D. Sullivan
1i. Election of Director (one-year term): Mark Mgmt For For
S. Sutton
1j. Election of Director (one-year term): Anton Mgmt For For
V. Vincent
1k. Election of Director (one-year term): Ray Mgmt For For
G. Young
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2021.
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis".
4. Shareowner Proposal to Reduce Ownership Shr For Against
Threshold for Requesting Action by Written
Consent.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 935348359
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2024): Mgmt For For
Carter Cast
1B. Election of Director (term expires 2024): Mgmt For For
Zack Gund
1C. Election of Director (term expires 2024): Mgmt For For
Don Knauss
1D. Election of Director (term expires 2024): Mgmt For For
Mike Schlotman
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Kellogg's
independent registered public accounting
firm for fiscal year 2021.
4. Management proposal to reduce supermajority Mgmt For For
vote requirements.
5. Shareowner proposal, if properly presented Shr For N/A
at the meeting, to adopt shareowner right
to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 935373718
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Peter G. Bowie Mgmt For For
1B Election of Director: Mary S. Chan Mgmt For For
1C Election of Director: Hon. V. Peter Harder Mgmt For For
1D Election of Director: Seetarama S. Kotagiri Mgmt For For
(CEO)
1E Election of Director: Dr. Kurt J. Lauk Mgmt For For
1F Election of Director: Robert F. MacLellan Mgmt For For
1G Election of Director: Mary Lou Maher Mgmt For For
1H Election of Director: Cynthia A. Niekamp Mgmt For For
1I Election of Director: William A. Ruh Mgmt For For
1J Election of Director: Dr. Indira V. Mgmt For For
Samarasekera
1K Election of Director: Lisa S. Westlake Mgmt For For
1L Election of Director: William L. Young Mgmt For For
02 Reappointment of Deloitte LLP as the Mgmt For For
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
03 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the Board of Directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying management information
circular/proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935239182
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1B. Election of Director for a one-year term: Mgmt For For
N. Anthony Coles, M.D.
1C. Election of Director for a one-year term: Mgmt For For
M. Christine Jacobs
1D. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1E. Election of Director for a one-year term: Mgmt For For
Marie L. Knowles
1F. Election of Director for a one-year term: Mgmt For For
Bradley E. Lerman
1G. Election of Director for a one-year term: Mgmt For For
Maria Martinez
1H. Election of Director for a one-year term: Mgmt For For
Edward A. Mueller
1I. Election of Director for a one-year term: Mgmt For For
Susan R. Salka
1J. Election of Director for a one-year term: Mgmt For For
Brian S. Tyler
1K. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington, Ph.D.
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on action by written Shr Against For
consent of shareholders.
5. Shareholder proposal on disclosure of Shr Against For
lobbying activities and expenditures.
6. Shareholder proposal on statement of Shr Against For
purpose of a corporation.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-2021
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt For For
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt Against Against
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BEVERAGE COMPANY Agenda Number: 935387589
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger G. Eaton Mgmt For For
Charles M. Herington Mgmt For For
H. Sanford Riley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr Against For
chair policy.
5. Shareholder proposal regarding political Shr Against For
spending report.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Wright L. Lassiter Mgmt For For
III
1.3 Election of Director: Timothy L. Main Mgmt For For
1.4 Election of Director: Denise M. Morrison Mgmt For For
1.5 Election of Director: Gary M. Pfeiffer Mgmt For For
1.6 Election of Director: Timothy M. Ring Mgmt For For
1.7 Election of Director: Stephen H. Rusckowski Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2021 proxy statement.
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Stockholder proposal regarding the right to Shr For Against
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935396653
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts. Mgmt For For
2. Approval of Directors' Remuneration Report. Mgmt For For
3. Appointment of Jane Holl Lute as a Director Mgmt For For
of the Company.
4. Reappointment of Ben van Beurden as a Mgmt For For
Director of the Company.
5. Reappointment of Dick Boer as a Director of Mgmt For For
the Company.
6. Reappointment of Neil Carson as a Director Mgmt For For
of the Company.
7. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company.
8. Reappointment of Euleen Goh as a Director Mgmt For For
of the Company.
9. Reappointment of Catherine Hughes as a Mgmt For For
Director of the Company.
10. Reappointment of Martina Hund-Mejean as a Mgmt For For
Director of the Company.
11. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company.
12. Reappointment of Abraham (Bram) Schot as a Mgmt For For
Director of the Company.
13. Reappointment of Jessica Uhl as a Director Mgmt For For
of the Company.
14. Reappointment of Gerrit Zalm as a Director Mgmt For For
of the Company.
15. Reappointment of Auditors. Mgmt For For
16. Remuneration of Auditors. Mgmt For For
17. Authority to allot shares. Mgmt For For
18. Disapplication of pre-emption rights. Mgmt For For
19. Authority to purchase own shares. Mgmt For For
20. Shell's Energy Transition Strategy. Mgmt For For
21. Shareholder resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 935386688
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2020.
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2020.
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2020.
5. Appointment of the auditors of the annual Mgmt For For
financial statements and group annual
financial statements for fiscal year 2021.
6A. By-Election of Supervisory Board member: Dr Mgmt For For
Qi Lu
6B. By-Election of Supervisory Board member: Dr Mgmt For For
Rouven Westphal
7. Resolution on the granting of a new Mgmt For For
authorization of the Executive Board to
issue convertible and/or warrant-linked
bonds, profit-sharing rights and/or income
bonds (or combinations of these
instruments), the option to exclude
shareholders' subscription rights, the
cancellation of Contingent Capital I and
the creation of new contingent capital and
the corresponding amendment to Article 4
(7) of the Articles of Incorporation.
8. Amendment of Article 2 (1) of the Articles Mgmt For For
of Incorporation (Corporate Purpose).
9. Amendment of Article 18 (3) of the Articles Mgmt For For
of Incorporation (Right to Attend the
General Meeting of Shareholders - Proof of
Shareholding).
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 935242660
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Special
Meeting Date: 09-Jul-2020
Ticker: SIEGY
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To resolve on the approval of the Spin-off Mgmt For For
and Transfer Agreement between Siemens AG
and Siemens Energy AG, Munich, dated May
22, 2020.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 935327191
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: SIEGY
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Appropriation of net income Mgmt For For
3A. Ratification of the acts of the Managing Mgmt For For
Board: Joe Kaeser
3B. Ratification of the acts of the Managing Mgmt For For
Board: Roland Busch
3C. Ratification of the acts of the Managing Mgmt For For
Board: Lisa Davis (until February 29, 2020)
3D Ratification of the acts of the Managing Mgmt For For
Board: Klaus Helmrich
3E Ratification of the acts of the Managing Mgmt For For
Board: Janina Kugel (until January 31,
2020)
3F Ratification of the acts of the Managing Mgmt For For
Board: Cedrik Neike
3G Ratification of the acts of the Managing Mgmt For For
Board: Michael Sen (until March 31, 2020)
3H Ratification of the acts of the Managing Mgmt For For
Board: Ralf P. Thomas
4A Ratification of the acts of the Supervisory Mgmt For For
Board: Jim Hagemann Snabe
4B Ratification of the acts of the Supervisory Mgmt For For
Board: Birgit Steinborn
4C Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Wenning
4D Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Brandt
4E Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Diekmann
4F Ratification of the acts of the Supervisory Mgmt For For
Board: Andrea Fehrmann
4G Ratification of the acts of the Supervisory Mgmt For For
Board: Bettina Haller
4H Ratification of the acts of the Supervisory Mgmt For For
Board: Robert Kensbock (until September 25,
2020)
4I Ratification of the acts of the Supervisory Mgmt For For
Board: Harald Kern
4J Ratification of the acts of the Supervisory Mgmt For For
Board: Jurgen Kerner
4K Ratification of the acts of the Supervisory Mgmt For For
Board: Nicola Leibinger-Kammuller
4L Ratification of the acts of the Supervisory Mgmt For For
Board: Benoit Potier
4M Ratification of the acts of the Supervisory Mgmt For For
Board: Hagen Reimer
4N Ratification of the acts of the Supervisory Mgmt For For
Board: Norbert Reithofer
4O Ratification of the acts of the Supervisory Mgmt For For
Board: Baroness Nemat Shafik
4P Ratification of the acts of the Supervisory Mgmt For For
Board: Nathalie von Siemens
4Q Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Sigmund
4R Ratification of the acts of the Supervisory Mgmt For For
Board: Dorothea Simon
4S Ratification of the acts of the Supervisory Mgmt For For
Board: Matthias Zachert
4T Ratification of the acts of the Supervisory Mgmt For For
Board: Gunnar Zukunft
5. Appointment of independent auditors Mgmt For For
6A. Election of member to the Supervisory Mgmt For For
Board: Grazia Vittadini
6B. Election of member to the Supervisory Mgmt For For
Board: Kasper Rorsted
6C. Election of member to the Supervisory Mgmt For For
Board: Jim Hagemann Snabe
7. Compensation of the Supervisory Board Mgmt For For
8. Creation of an Authorized Capital 2021 Mgmt For For
9. Amendment of the Profit-and-Loss Transfer Mgmt For For
Agreement with Siemens Bank GmbH
10. Upon request of the "Verein von Mgmt For Against
Belegschaftsaktionaren in der Siemens AG,
e.V.", Munich: Amendment to the Articles of
Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935327571
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935338144
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr For Against
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr For Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Against For
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Against For
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 935388555
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janaki Akella Mgmt For For
1B. Election of Director: Juanita Powell Mgmt For For
Baranco
1C. Election of Director: Henry A. Clark III Mgmt For For
1D. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1E. Election of Director: Thomas A. Fanning Mgmt For For
1F. Election of Director: David J. Grain Mgmt For For
1G. Election of Director: Colette D. Honorable Mgmt For For
1H. Election of Director: Donald M. James Mgmt For For
1I. Election of Director: John D. Johns Mgmt For For
1J. Election of Director: Dale E. Klein Mgmt For For
1K. Election of Director: Ernest J. Moniz Mgmt For For
1L. Election of Director: William G. Smith, Jr Mgmt For For
1M. Election of Director: E. Jenner Wood III Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve the 2021 Equity and Incentive Mgmt For For
Compensation Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
5. Approve an amendment to the Restated Mgmt For For
Certificate of Incorporation to reduce the
supermajority vote requirement to a
majority vote requirement.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935320476
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John H. Tyson Mgmt For For
1b. Election of Director: Les R. Baledge Mgmt For For
1c. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1d. Election of Director: Dean Banks Mgmt For For
1e. Election of Director: Mike Beebe Mgmt For For
1f. Election of Director: Maria Claudia Borras Mgmt For For
1g. Election of Director: David J. Bronczek Mgmt For For
1h. Election of Director: Mikel A. Durham Mgmt For For
1i. Election of Director: Jonathan D. Mariner Mgmt For For
1j. Election of Director: Kevin M. McNamara Mgmt For For
1k. Election of Director: Cheryl S. Miller Mgmt For For
1l. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1m. Election of Director: Robert Thurber Mgmt For For
1n. Election of Director: Barbara A. Tyson Mgmt For For
1o. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 2,
2021.
3. To approve the amendment and restatement of Mgmt For For
the Tyson Foods, Inc. 2000 Stock Incentive
Plan.
4. Shareholder proposal to request a report Shr For Against
regarding human rights due diligence.
5. Shareholder proposal regarding share Shr For Against
voting.
6. Shareholder proposal to request a report Shr Against For
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935356659
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2020.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To approve the Directors' Remuneration Mgmt For For
Policy.
4. To approve the Climate Transition Action Mgmt For For
Plan.
5. To re-elect Mr N Andersen as a Mgmt For For
Non-Executive Director.
6. To re-elect Mrs L Cha as a Non-Executive Mgmt For For
Director.
7. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director.
8. To re-elect Mr A Jope as an Executive Mgmt For For
Director.
9. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director.
10. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For
Director.
11. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director.
12. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director.
13. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director.
14. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director.
15. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director.
16. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company.
17. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors.
18. To authorise Political Donations and Mgmt For For
expenditure.
19. To approve the SHARES Plan. Mgmt For For
20. To renew the authority to Directors to Mgmt For For
issue shares.
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
23. To renew the authority to the Company to Mgmt For For
purchase its own shares.
24. To shorten the notice period for General Mgmt For For
Meetings.
25. To adopt new Articles of Association. Mgmt For For
26. To reduce the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935351154
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: H.
Paulett Eberhart
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Joseph
W. Gorder
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Kimberly S. Greene
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Deborah P. Majoras
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Eric
D. Mullins
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Donald
L. Nickles
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Philip
J. Pfeiffer
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Robert
A. Profusek
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Stephen M. Waters
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Randall J. Weisenburger
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2021.
3. Approve, by non-binding vote, the 2020 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 935387440
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melody C. Barnes Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Jay M. Gellert Mgmt For For
1D. Election of Director: Matthew J. Lustig Mgmt For For
1E. Election of Director: Roxanne M. Martino Mgmt For For
1F. Election of Director: Marguerite M. Nader Mgmt For For
1G. Election of Director: Sean P. Nolan Mgmt For For
1H. Election of Director: Walter C. Rakowich Mgmt For For
1I. Election of Director: Robert D. Reed Mgmt For For
1J. Election of Director: James D. Shelton Mgmt For For
1K. Election of Director: Maurice S. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 935240630
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2020.
2. To elect Jean-Francois van Boxmeer as a Mgmt For For
Director
3. To re-elect Gerard Kleisterlee as a Mgmt For For
Director
4. To re-elect Nick Read as a Director Mgmt For For
5. To re-elect Margherita Della Valle as a Mgmt For For
Director
6. To re-elect Sir Crispin Davis as a Director Mgmt For For
7. To re-elect Michel Demare as a Director Mgmt For For
8. To re-elect Dame Clara Furse as a Director Mgmt For For
9. To re-elect Valerie Gooding as a Director Mgmt For For
10. To re-elect Renee James as a Director Mgmt Against Against
11. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
12. To re-elect Sanjiv Ahuja as a Director Mgmt For For
13. To re-elect David Thodey as a Director Mgmt For For
14. To re-elect David Nish as a Director Mgmt For For
15. To declare a final dividend of 4.50 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2020.
16. To approve the Directors' Remuneration Mgmt For For
Policy set out on pages 102 to 107 of the
Annual Report.
17. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2020.
18. To reappoint Ernst & Young LLP as the Mgmt For For
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company.
19. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor.
20. To authorise the Directors to allot shares. Mgmt For For
21. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights. (Special Resolution)
22. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5 per
cent for the purposes of financing an
acquisition or other capital investment.
(Special Resolution)
23. To authorise the Company to purchase its Mgmt For For
own shares. (Special Resolution)
24. To authorise political donations and Mgmt For For
expenditure.
25. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice. (Special Resolution)
26. To approve the rules of the Vodafone Share Mgmt For For
Incentive Plan (SIP).
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Professionally Managed Portfolios
By (Signature) /s/ Elaine E Richards
Name Elaine E Richards
Title President and Principal Executive Officer
Date August 30, 2021