0001398344-19-005663.txt : 20190327 0001398344-19-005663.hdr.sgml : 20190327 20190327153126 ACCESSION NUMBER: 0001398344-19-005663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05133 FILM NUMBER: 19708246 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH INCOME SECURITIES FUND CENTRAL INDEX KEY: 0000810943 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046562068 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8002251581 MAIL ADDRESS: STREET 1: PUTNAM LLC STREET 2: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH INCOME SECURITIES FUND DATE OF NAME CHANGE: 20050930 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH INCOME BOND FUND DATE OF NAME CHANGE: 20030408 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH BOND FUND DATE OF NAME CHANGE: 20021107 4 1 fp0040678_4.xml X0306 4 2019-03-25 0 0000810943 HIGH INCOME SECURITIES FUND PCF 0001067621 GOLDSTEIN PHILLIP 60 HERITAGE DRIVE PLEASANTVILLE NY 10570 1 0 0 0 Common Stock 2019-03-25 4 P 0 150000 9.25 A 150000 D Common Stock 2019-03-25 4 S 0 220000 9.25 D 106 I By Clients Shares are owned by a private investment fund client of Bulldog Investors, LLC ("Bulldog Investors"). The Reporting Person is an owner of Bulldog Investors. The Reporting Person is also a Principal of the general partner of such private investment fund client of Bulldog Investors, and a limited partner in such fund. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. /s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein 2019-03-27