0001398344-18-000204.txt : 20180105
0001398344-18-000204.hdr.sgml : 20180105
20180105121710
ACCESSION NUMBER: 0001398344-18-000204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180103
FILED AS OF DATE: 20180105
DATE AS OF CHANGE: 20180105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dakos Andrew
CENTRAL INDEX KEY: 0001341021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05133
FILM NUMBER: 18512694
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE. STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Samuels Steven
CENTRAL INDEX KEY: 0001561169
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05133
FILM NUMBER: 18512693
MAIL ADDRESS:
STREET 1: 72 COLEYTOWN ROAD
CITY: WESTPORT
STATE: CT
ZIP: 06882
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05133
FILM NUMBER: 18512695
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05133
FILM NUMBER: 18512696
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER NAME:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM HIGH INCOME SECURITIES FUND
CENTRAL INDEX KEY: 0000810943
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 046562068
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 8002251581
MAIL ADDRESS:
STREET 1: PUTNAM LLC
STREET 2: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM HIGH INCOME BOND FUND
DATE OF NAME CHANGE: 20030408
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM HIGH BOND FUND
DATE OF NAME CHANGE: 20021107
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM HIGH INCOME CONVERTIBLE & BOND FUND
DATE OF NAME CHANGE: 19920703
4
1
fp0030117_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-03
0
0000810943
PUTNAM HIGH INCOME SECURITIES FUND
PCF
0001504304
Bulldog Investors, LLC
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001067621
GOLDSTEIN PHILLIP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001341021
Dakos Andrew
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001561169
Samuels Steven
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
Common Stock
2018-01-03
4
P
0
200
9.06
A
1245885
I
By Clients
Common Stock
14772
D
Common Stock
2000
D
Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Shares are held by Phillip Goldstein.
Shares are held by Steven Samuels.
Bulldog Investors, LLC
2018-01-05
/s/ Phillip Goldstein
2018-01-05
/s/ Andrew Dakos
2018-01-05
/s/ Steven Samuels
2018-01-05