0001145549-20-055630.txt : 20200923 0001145549-20-055630.hdr.sgml : 20200923 20200923140827 ACCESSION NUMBER: 0001145549-20-055630 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200923 PERIOD START: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH INCOME SECURITIES FUND CENTRAL INDEX KEY: 0000810943 IRS NUMBER: 046562068 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-05133 FILM NUMBER: 201191699 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8002251581 MAIL ADDRESS: STREET 1: PUTNAM LLC STREET 2: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH INCOME SECURITIES FUND DATE OF NAME CHANGE: 20050930 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH INCOME BOND FUND DATE OF NAME CHANGE: 20030408 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM HIGH BOND FUND DATE OF NAME CHANGE: 20021107 NPORT-P 1 primary_doc.xml NPORT-P false 0000810943 XXXXXXXX High Income Securities Fund 811-05133 0000810943 25RM533JWPQG19PQ1G87 615 East Michigan Street Milwaukee 53202 4147654255 High Income Securities Fund 25RM533JWPQG19PQ1G87 2020-08-31 2020-08-31 N 48366678.390000000000 237504.630000000000 48129173.760000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 13459.790000000000 N Western Asset Corporate Loan F 549300M7IY2PB1ZQW476 95790J102 296865.000000000000 NS USD 2728189.350000000000 5.6684732707 Long EC RF US N 1 N N N AGBA ACQUISITION LTD 5493006NA1XBERP7JE98 G0120M117 36750.000000000000 NS USD 8319.320000000000 0.0172853996 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Agba Acquisition Ltd Agba Acquisition Ltd 1.000000000000 11.500000000000 USD 2024-05-10 XXXX 4685.300000000000 N N N Agba Acquisition Ltd 5493006NA1XBERP7JE98 G0120M125 36750.000000000000 NS USD 7357.350000000000 0.0152866742 Long EC CORP HK N 1 N N N SC Health Corp N/A G78516302 45515.000000000000 NS USD 475631.750000000000 0.9882400067 Long EC CORP SG N 2 N N N Thunder Bridge Acquisition II N/A G8857S116 46707.000000000000 NS USD 469872.420000000000 0.9762736056 Long EC CORP US N 1 N N N Yucaipa Acquisition Corp N/A G9879L121 62400.000000000000 NS USD 630240.000000000000 1.3094760428 Long EC CORP US N 1 N N N Apex Technology Acquisition Co N/A 03768F201 50000.000000000000 NS USD 530000.000000000000 1.1012031967 Long EC CORP US N 1 N N N B RILEY FINANCIAL INC N/A 05580M868 12000.000000000000 NS USD 286800.000000000000 0.5958963714 Long EP CORP US N 1 N N N B. Riley Principal Merger Corp N/A 05600U106 25084.000000000000 NS USD 252345.040000000000 0.5243078580 Long EC CORP US N 1 N N N B. RILEY PRINCIPAL MERGER-A N/A 05600U114 13048.000000000000 NS USD 15657.600000000000 0.0325324513 N/A DE CORP US N 1 New York N/A Call Purchased B. Riley Principal Merger Corp B. Riley Principal Merger Corp II 1.000000000000 11.500000000000 USD 2026-05-06 XXXX -3996.290000000000 N N N Barings BDC Inc 549300GSF4KFZP6ONG49 06759L103 251803.000000000000 NS USD 2049676.420000000000 4.2586985395 Long EC CORP US N 1 N N N BrandywineGLOBAL Global Income 549300P4CDQCJBGI0833 10537L104 390300.000000000000 NS USD 4828011.000000000000 10.0313606547 Long EC RF US N 1 N N N CAPITAL SOUTHWEST CORP 54930023YZ4YEJEDBO56 140501206 11289.000000000000 NS USD 282902.340000000000 0.5877980399 Long EP CORP US N 1 N N N Churchill Capital Corp IV N/A 171439201 70000.000000000000 NS USD 695800.000000000000 1.4456928005 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP II-A N/A 17143G114 29553.970446000000 NS USD 59107.940000000000 0.1228110424 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp II Churchill Capital Corp II 1.000000000000 11.500000000000 USD 2024-07-24 XXXX 21497.240000000000 N N N Crescent Capital BDC Inc 549300VPIZMU6OEE0V68 225655109 126552.000000000000 NS USD 1562917.200000000000 3.2473385224 Long EC CORP US N 1 N N N DFP Healthcare Acquisitions Co N/A 23343Q209 42000.000000000000 NS USD 434700.000000000000 0.9031943955 Long EC CORP US N 2 N N N E.Merge Technology Acquisition N/A 26873Y203 25000.000000000000 NS USD 250000.000000000000 0.5194354702 Long EC CORP US N 1 N N N EXEMPLAR GROWTH & INCOME FD SER ETF UNIT ESCROW N/A N/A 101549.000000000000 NS USD 385886.200000000000 0.8017719189 Long EC CORP US N 3 N N N Eaton Vance Senior Income Trus F34RFVU0FGX8OM0KE928 27826S103 165329.000000000000 NS USD 962214.780000000000 1.9992339465 Long EC RF US N 1 N N N Eaton Vance Floating-Rate Inco 549300FS3DS8EW3OQA12 278284104 217870.000000000000 NS USD 3159115.000000000000 6.5638255411 Long EC RF US N 1 N N N Fidelity Government Portfolio N/A 316175108 458721.570000000000 NS USD 458721.570000000000 0.9531050175 Long STIV RF US N 1 N N N FinServ Acquisition Corp N/A 318085107 31330.000000000000 NS USD 311106.900000000000 0.6463998355 Long EC CORP US N 1 N N N FINSERV ACQUISITION CORP-A N/A 318085115 15665.000000000000 NS USD 12704.320000000000 0.0263962977 N/A DE CORP US N 2 NASDAQ CM N/A Call Purchased FinServ Acquisition Corp FinServ Acquisition Corp 1.000000000000 11.500000000000 USD 2026-12-31 XXXX -2818.830000000000 N N N First Eagle Senior Loan Fund 5493004GLL53XSOC8E14 32010E100 10524.000000000000 NS USD 129866.160000000000 0.2698283595 Long EC RF US N 1 N N N First Trust Senior Floating Ra 549300188EQ1UO018C30 33733U108 65574.000000000000 NS USD 735084.540000000000 1.5273159345 Long EC RF US N 1 N N N Foley Trasimene Acquisition Co N/A 344328208 50000.000000000000 NS USD 501000.000000000000 1.0409486822 Long EC CORP US N 1 N N N Franklin Universal Trust 5493009UE75VG0DU8V76 355145103 208903.000000000000 NS USD 1462321.000000000000 3.0383255846 Long EC RF US N 1 N N N FS KKR Capital Corp II 549300WUTLLKJDQKPE21 35952V303 99259.000000000000 NS USD 1436277.730000000000 2.9842143918 Long EC CORP US N 1 N N N SURO CAPITAL CORP 549300YR4IAV0VJFWN84 36191JAC5 1000000.000000000000 PA USD 1343800.000000000000 2.7920695392 Long DBT CORP US N 2 2023-03-28 Fixed 4.750000000000 N N N N N SuRo Capital Corp USD XXXX N N N GO Acquisition Corp N/A 362019200 50000.000000000000 NS USD 497500.000000000000 1.0336765856 Long EC CORP US N 1 N N N Garrison Capital Inc N/A 366554103 314872.000000000000 NS USD 1095754.560000000000 2.2766951402 Long EC CORP US N 1 N N N GIGCAPITAL2 INC 549300OSKGXG2OH2XE50 375036118 102250.000000000000 NS USD 82822.500000000000 0.1720837769 N/A DE CORP US N 1 New York N/A Call Purchased GigCapital2 Inc GigCapital2 Inc 1.000000000000 11.500000000000 USD 2024-07-01 XXXX 62734.090000000000 N N N GigCapital2 Inc 549300OSKGXG2OH2XE50 375036126 102250.000000000000 NS USD 33742.500000000000 0.0701082054 Long EC CORP US N 1 N N N GigCapital3 Inc N/A 37519D206 56550.000000000000 NS USD 576810.000000000000 1.1984622942 Long EC CORP US N 1 N N N MILAGRO OIL GAS INC N/A N/A 39.000000000000 NS USD 3230.760000000000 0.0067126854 Long EC CORP US N 3 N N N NINE POINT ENERGY N/A N/A 138566.000000000000 NS USD 13856.600000000000 0.0287904381 Long EC CORP US N 3 N N N Western Asset Variable Rate St 549300X81BNRSZYKAG98 957667108 101701.000000000000 NS USD 1667896.400000000000 3.4654582028 Long EC RF US N 1 N N N Western Asset Global High Inco 549300JWVV1XIQ66WD13 95766B109 1200.000000000000 NS USD 11796.000000000000 0.0245090432 Long EC RF US N 1 N N N Western Asset High Income Oppo 549300S7N70O2ERKYG47 95766K109 193420.000000000000 NS USD 974836.800000000000 2.0254592461 Long EC RF US N 1 N N N Gores Holdings V Inc N/A 382864205 25000.000000000000 NS USD 254047.500000000000 0.5278451304 Long EC CORP US N 1 N N N Haymaker Acquisition Corp II N/A 42087L101 40341.000000000000 NS USD 407444.100000000000 0.8465636706 Long EC CORP US N 1 N N N HAYMAKER ACQ CORP II - CL A N/A 42087L119 13446.999999000000 NS USD 16728.070000000000 0.0347566116 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Haymaker Acquisition Corp II Haymaker Acquisition Corp II 1.000000000000 11.500000000000 USD 2026-10-31 XXXX -264.440000000000 N N N Haymaker Acquisition Corp II N/A 42087L200 1.000000000000 NS USD 10.330000000000 0.0000214631 Long EC CORP US N 2 N N N Invesco High Income Trust II NWTWTK5C3HWITJJQZG91 46131F101 11240.000000000000 NS USD 142748.000000000000 0.2965934980 Long EC RF US N 1 N N N Juniper Industrial Holdings In N/A 48205G205 47346.000000000000 NS USD 492398.400000000000 1.0230767776 Long EC CORP US N 1 N N N New America High Income Fund I V5LSTDFQKWGSW30MQ381 641876800 31246.000000000000 NS USD 260591.640000000000 0.5414421642 Long EC RF US N 1 N N N Nuveen High Income 2020 Target 549300DVKX82067OZJ29 67075L102 27241.000000000000 NS USD 261341.980000000000 0.5430011770 Long EC RF US N 1 N N N PGIM Global High Yield Fund In F0ATD1Y4J8CHDKHSLD09 69346J106 107409.000000000000 NS USD 1444651.050000000000 3.0016119894 Long EC RF US N 1 N N N Pioneer Diversified High Incom F6XC8RH66QIXRMU75G31 723653101 169523.000000000000 NS USD 2303817.570000000000 4.7867382505 Long EC RF US N 1 N N N Pioneer Floating Rate Trust 14KCTV0UEB8JC8MU2I61 72369J102 243088.000000000000 NS USD 2374969.760000000000 4.9345741355 Long EC RF US N 1 N N N Pivotal Investment Corp II 549300W71XJ8DIF9RQ35 72582K100 15000.000000000000 NS USD 151350.000000000000 0.3144662336 Long EC CORP US N 1 N N N PIVOTAL INVESTMENT CORP II-A 549300W71XJ8DIF9RQ35 72582K118 5000.000000000000 NS USD 4745.000000000000 0.0098588852 N/A DE CORP US N 1 New York N/A Call Purchased Pivotal Investment Corp II Pivotal Investment Corp II 1.000000000000 11.500000000000 USD 2025-06-01 XXXX 2515.070000000000 N N N PropTech Acquisition Corp N/A 74349F101 20500.000000000000 NS USD 214020.000000000000 0.4446783173 Long EC CORP US N 1 N N N PROPTECH ACQUISITION CORP-A N/A 74349F119 10250.000000000000 NS USD 14862.500000000000 0.0308804387 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased PropTech Acquisition Corp PropTech Acquisition Corp 1.000000000000 11.500000000000 USD 2026-10-01 XXXX 1110.830000000000 N N N RiverNorth Specialty Finance C 54930061II7PXY87SC72 76882B108 133483.000000000000 NS USD 1979392.710000000000 4.1126671317 Long EC RF US N 1 N N N SARATOGA INVESTMENT CORP 54930023WJCWPAGSWE41 80349A505 10923.000000000000 NS USD 272747.310000000000 0.5666985088 Long EP CORP US N 1 N N N STIT - Treasury Portfolio 5493004B3TM8ZIDDDC39 825252406 458721.560000000000 NS USD 458721.560000000000 0.9531049967 Long STIV RF US N 1 N N N Software Acquisition Group Inc 549300MSP5P41EYSIZ09 83406B101 28476.000000000000 NS USD 283336.200000000000 0.5886994890 Long EC CORP US N 1 N N N SOFTWARE ACQUISITION GROUP-A 549300MSP5P41EYSIZ09 83406B119 14238.000000000000 NS USD 11675.160000000000 0.0242579689 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Software Acquisition Group Inc Software Acquisition Group Inc 1.000000000000 11.500000000000 USD 2026-10-01 XXXX -2015.220000000000 N N N Tortoise Power and Energy Infr 549300O8GKMVVEB04345 89147X104 7596.000000000000 NS USD 70187.040000000000 0.1458305525 Long EC RF US N 1 N N N TUSCAN HOLDINGS CORP II 549300PT0K8ZAABWJU18 90070A111 91983.000000000000 NS USD 45982.210000000000 0.0955391635 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Tuscan Holdings Corp II Tuscan Holdings Corp II 1.000000000000 11.500000000000 USD 2025-07-16 XXXX -61.980000000000 N N N Tuscan Holdings Corp II 549300PT0K8ZAABWJU18 90070A202 1.000000000000 NS USD 10.060000000000 0.0000209021 Long EC CORP US N 2 N N N Vertical Capital Income Fund 549300LVMWHJGZNVXZ22 92535C104 310942.000000000000 NS USD 3062778.700000000000 6.3636635760 Long EC RF US N 1 N N N Voya Prime Rate Trust 549300MGSUUJ7E55N746 92913A100 514350.000000000000 NS USD 2268283.500000000000 4.7129076250 Long EC RF US N 1 N N N 2020-09-16 High Income Securities Fund Andrew Dakos /s/ Andrew Dakos President