-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ied10IdjOZVaqwGGbnDxmwGkFL7gB+HjoP4NQOPzhGm4REEEhEB8SweH1oWQk06r 5CAuElzg5Tqdb7JgUFhHHg== 0001017918-06-000157.txt : 20061215 0001017918-06-000157.hdr.sgml : 20061215 20061215162351 ACCESSION NUMBER: 0001017918-06-000157 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20061215 DATE AS OF CHANGE: 20061215 EFFECTIVENESS DATE: 20061215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) CENTRAL INDEX KEY: 0000810902 IRS NUMBER: 136891420 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05032 FILM NUMBER: 061280717 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 FORMER COMPANY: FORMER CONFORMED NAME: BARON ASSET FUND DATE OF NAME CHANGE: 19920703 0000810902 S000000582 BARON ASSET FUND C000001635 BARON ASSET FUND BARAX DEF 14A 1 bafronsltr.txt DEFINITIVE PROXY - ADDITIONAL SOLICITATION MATERIAL UNITED STATES ---------------------------- SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | Washington, DC 20549 |----------------------------| |OMB Number: 3235-0059 | |Expires: January 21, 2008| |Estimated average burden | |hours per response.....14.00| ---------------------------- SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [X] Soliciting Material Pursuant to Sec. 240.14a-11(c) or Sec. 240.14a-12 BARON INVESTMENT FUNDS TRUST (f/k/a Baron Asset Fund) - -------------------------------------------------------------------------------- (Name of Registrant as Specified In Its Charter) - -------------------------------------------------------------------------------- (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: - -------------------------------------------------------------------------------- 2) Aggregate number of securities to which transaction applies: - -------------------------------------------------------------------------------- 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): - -------------------------------------------------------------------------------- 4) Proposed maximum aggregate value of transaction: - -------------------------------------------------------------------------------- 5) Total fee paid: - -------------------------------------------------------------------------------- Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1913 (04-05) [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: - -------------------------------------------------------------------------------- 2) Form, Schedule or Registration Statement No.: - -------------------------------------------------------------------------------- 3) Filing Party: - -------------------------------------------------------------------------------- 4) Date Filed: - -------------------------------------------------------------------------------- [registered castle logo] [Photo] B A R O N F U N D S (r) DEAR BARON ASSET FUND SHAREHOLDER, I am writing to explain a proposed change in a stated investment goal of Baron Asset Fund. The Fund's current goal is to achieve capital appreciation by investing primarily in small and mid-cap companies. We would like to formally change Baron Asset's investment strategy to focus its investments primarily on mid-cap companies. By far the largest portion of Baron Asset Fund's portfolio is already invested in securities of mid- cap companies, many of which have appreciated significantly since they were acquired as small cap companies. We think focusing on mid-cap securities is in the best interest of Baron Asset Fund's shareholders. I urge you to vote for this change. Thank you in advance for voting. The Fund's Board of Trustees has recommended you vote FOR the proposed change. PLEASE VOTE YOUR PROXY. If you have any questions about voting, please call us at 1.800.99.BARON. Thank you, /s/ Ronald Baron Ronald Baron Chief Investment Officer and Co-Portfolio Manager December 2006 -----END PRIVACY-ENHANCED MESSAGE-----