-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+ViNCBm5c2e/EKarimTRJ+2uPvN2P4OJY4rjKSjxbD1DXRaXip7PJ9gjkJ3rqSf 5TDZ+aCm3OLcu5Y0pqNHxA== 0000810902-97-000002.txt : 19970606 0000810902-97-000002.hdr.sgml : 19970606 ACCESSION NUMBER: 0000810902-97-000002 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970605 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARON ASSET FUND CENTRAL INDEX KEY: 0000810902 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 136891420 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05032 FILM NUMBER: 97619489 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 NSAR-A/A 1 N-SAR (3.0.A) PAGE 1 000 A000000 03/31/97 000 C000000 0000810902 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 BARON ASSET FUND 001 B000000 811-5032 001 C000000 2125832000 002 A000000 767 FIFTH AVENUE 24TH FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10153 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 BARON ASSET FUND 007 C030100 N 007 C010200 2 007 C020200 BARON GROWTH & INCOME FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 008 A00AA01 BAMCO, 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A000009 LEHMAN BROTHERS 022 B000009 13-2518466 022 C000009 15923 022 D000009 494 022 A000010 JC BRADFORD 022 B000010 62-0136910 022 C000010 12031 022 D000010 502 023 C000000 286057 023 D000000 36728 024 00AA00 N PAGE 4 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 1.000 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 PAGE 5 048 G02AA00 0.000 048 H01AA00 0 048 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042 F000100 0 042 G000100 0 042 H000100 0 043 000100 1759 044 000100 507 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y PAGE 8 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 622279 071 B000100 112954 071 C000100 1362475 071 D000100 8 072 A000100 6 072 B000100 3182 072 C000100 3238 072 D000100 0 072 E000100 0 072 F000100 7036 072 G000100 0 072 H000100 0 072 I000100 245 072 J000100 70 072 K000100 0 072 L000100 284 072 M000100 25 072 N000100 193 PAGE 9 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 23 072 S000100 0 072 T000100 1759 072 U000100 0 072 V000100 0 072 W000100 19 072 X000100 9654 072 Y000100 0 072 Z000100 -3234 072AA000100 0 072BB000100 20298 072CC010100 0 072CC020100 20649 072DD010100 0 072DD020100 0 072EE000100 1420 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0390 073 C000100 0.0000 074 A000100 567 074 B000100 0 074 C000100 78495 074 D000100 40707 074 E000100 9400 074 F000100 1553637 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 1659 074 K000100 0 074 L000100 3203 074 M000100 32 074 N000100 1687700 074 O000100 24018 074 P000100 50 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 284 074 S000100 0 074 T000100 1663348 074 U010100 47553 074 U020100 0 074 V010100 34.98 074 V020100 0.00 074 W000100 0.0000 PAGE 10 074 X000100 115000 074 Y000100 0 075 A000100 0 075 B000100 1362475 076 000100 0.00 028 A010200 26795 028 A020200 0 028 A030200 0 028 A040200 7560 028 B010200 12829 028 B020200 0 028 B030200 0 028 B040200 9335 028 C010200 10642 028 C020200 3078 028 C030200 0 028 C040200 7544 028 D010200 27859 028 D020200 0 028 D030200 0 028 D040200 9596 028 E010200 22729 028 E020200 0 028 E030200 0 028 E040200 7568 028 F010200 14553 028 F020200 0 028 F030200 0 028 F040200 9963 028 G010200 115406 028 G020200 3078 028 G030200 0 028 G040200 51566 028 H000200 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 313 044 000200 76 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N PAGE 11 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 101388 071 B000200 33121 071 C000200 247502 071 D000200 13 072 A000200 6 072 B000200 405 072 C000200 2083 072 D000200 0 072 E000200 0 072 F000200 1250 072 G000200 0 PAGE 12 072 H000200 0 072 I000200 72 072 J000200 34 072 K000200 0 072 L000200 48 072 M000200 4 072 N000200 38 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 11 072 S000200 0 072 T000200 313 072 U000200 3 072 V000200 0 072 W000200 6 072 X000200 1779 072 Y000200 0 072 Z000200 709 072AA000200 0 072BB000200 3255 072CC010200 5503 072CC020200 0 072DD010200 1143 072DD020200 0 072EE000200 2059 073 A010200 0.0910 073 A020200 0.0000 073 B000200 0.1640 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 7662 074 E000200 2820 074 F000200 263262 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 663 074 K000200 0 074 L000200 724 074 M000200 18 074 N000200 275149 074 O000200 587 074 P000200 55 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 600 PAGE 13 074 S000200 0 074 T000200 273907 074 U010200 14751 074 U020200 0 074 V010200 18.57 074 V020200 0.00 074 W000200 0.0000 074 X000200 24000 074 Y000200 0 075 A000200 0 075 B000200 247502 076 000200 0.00 SIGNATURE LINDA S. MARTINSON TITLE GENERAL COUNSEL EX-27 2
6 0000810902 BARON ASSET FUND 1 BARON ASSET FUND 6-MOS SEP-30-1997 OCT-01-1996 MAR-31-1997 $1,531,526,584 $1,682,239,198 $ 4,861,853 $ 599,210 $ 0 $1,687,700,261 $ 24,018,474 $ 0 $ 334,120 $ 24,352,594 $ 0 $1,536,279,304 47,552,985 32,842,555 0 $( 3,233,931) $( 20,410,320) $ 0 $ 150,712,614 $1,663,347,667 $ 3,237,413 $ 3,182,243 $ 50 $ 9,653,637 $( 3,233,931) $( 20,298,571) $( 20,648,664) $( 44,181,166) $ 0 $ 0 $( 1,419,734) $ 0 21,414,332 6,741,834 37,932 $ 497,290,013 0 $ 1,307,985 0 0 $ 7,036,464 0 $ 9,653,637 $1,362,474,823 $ 35.50 $( 0.07) $( 0.41) 0 $( 0.04) 0 $ 34.98 .014 0 0

EX-27 3
6 0000810902 BARON ASSET FUND 2 BARON GROWTH & INCOME FUND 6-MOS SEP-30-1997 OCT-01-1996 MAR-31-1997 $249,691,009 $273,743,962 $ 1,387,179 $( 541,432) $ 18,080 $274,607,789 $ 586,775 $ 0 $ 113,837 $ 700,612 $ 0 $252,391,141 14,750,740 11,261,852 713,635 0 $( 3,250,552) $ 0 $ 24,052,953 $273,907,177 $ 2,082,798 $ 404,406 $ 325 $ 1,778,675 $ 708,854 $( 3,255,280) $ 5,502,821 $ 2,247,541 0 $( 1,142,621) $( 2,059,229) 0 6,032,485 ( 2,707,922) 164,325 $ 66,672,683 $ 1,147,402 $ 2,063,957 0 0 $ 1,250,011 0 $ 1,778,675 $247,502,136 $ 18.40 $ 0.04 $ 0.38 $( 0.09) $( 0.16) 0 $ 18.57 .014 0 0

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