0000899243-18-022415.txt : 20180814 0000899243-18-022415.hdr.sgml : 20180814 20180814203707 ACCESSION NUMBER: 0000899243-18-022415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180810 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schiller Harvey W CENTRAL INDEX KEY: 0001331853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38626 FILM NUMBER: 181019571 MAIL ADDRESS: STREET 1: 410 N. 44TH STREET, SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MESA AIR GROUP INC CENTRAL INDEX KEY: 0000810332 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 850302351 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 BUSINESS PHONE: 602.685.4000 MAIL ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 FORMER COMPANY: FORMER CONFORMED NAME: MESA AIRLINES INC DATE OF NAME CHANGE: 19950426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-10 0 0000810332 MESA AIR GROUP INC MESA 0001331853 Schiller Harvey W 410 N. 44TH STREET, SUITE 700 PHOENIX AZ 85008 1 0 0 0 Common Stock 1488 D Common Stock 2018-08-10 4 A 0 28891 0.00 A 30379 D Restricted Stock Units 0.00 2018-08-10 4 D 0 14648 0.00 D Common Stock 14648 0 D Stock Appreciation Rights 6.40 2018-08-10 4 D 0 25000 0.00 D 2025-07-20 Common Stock 25000 0 D Stock Appreciation Rights 7.10 2018-08-10 4 D 0 25000 0.00 D 2026-01-18 Common Stock 25000 0 D Stock Appreciation Rights 5.50 2018-08-10 4 D 0 27381 0.00 D 2027-01-16 Common Stock 27381 0 D Restricted Stock Award 0.00 2018-08-10 4 D 0 2978 0.00 D Common Stock 2978 0 D Restricted Stock Award 0.00 2018-08-10 4 A 0 33575 0.00 A 2019-01-16 Common Stock 33575 33575 D The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. /s/ Harvey W. Schiller 2018-08-14