N-PX 1 d214794dnpx.htm IVY VARIABLE INSURANCE PORTFOLIOS Ivy Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

100 Independence, 610 Market Street, Philadelphia, PA 19106-2354

(Address of Principal Executive Office)     (Zip Code)

David F. Connor, Esq., 100 Independence, 610 Market Street, Philadelphia, PA 19106-2354

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (800) 523-1918

Date of fiscal year end: December 31

Date of reporting period: July 1, 2020 to June 30, 2021

 

DELAWARE IVY VIP ASSET STRATEGY

(prior to July 1, 2021, Ivy VIP Asset Strategy)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

Reliance Industries Ltd.

 

Meeting Date:   07/15/2020   Country:    India   Primary Security ID:   Y72596102
Record Date:   07/08/2020   Meeting Type:    Annual   Ticker:   500325
    Shares Voted:    436,419    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reelect Hital R. Meswani as Director    Mgmt    For    For    For
4    Reelect P.M.S. Prasad as Director    Mgmt    For    For    For
5    Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director    Mgmt    For    For    For
6    Elect K. V. Chowdary as Director    Mgmt    For    For    For
7    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Housing Development Finance Corporation Limited

 

Meeting Date:   07/21/2020   Country:    India   Primary Security ID:   Y37246207
Record Date:   06/19/2020   Meeting Type:    Special   Ticker:   500010
    Shares Voted:    240,048    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Postal Ballot    Mgmt         
1    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
2    Approve Employee Stock Option Scheme - 2020 and Issuance of Shares to Eligible Employees and Directors Under the Scheme    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ferguson Plc

 

Meeting Date:   07/29/2020   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   07/27/2020   Meeting Type:   Special   Ticker:   FERG
    Shares Voted:   82,247    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy
Rec

   

Vote

Instruction

1    Adopt New Articles of Association    Mgmt    For    Refer    For

Housing Development Finance Corporation Limited

 

Meeting Date:   07/30/2020   Country:   India   Primary Security ID:   Y37246207
Record Date:   07/23/2020   Meeting Type:   Annual   Ticker:   500010
    Shares Voted:   240,048    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Reelect Renu Sud Karnad as Director    Mgmt    For    For    For
4    Approve Reappointment and Remuneration of Renu Sud Karnad as Managing Director    Mgmt    For    For    For
5    Approve Reappointment and Remuneration of V. Srinivasa Rangan as Whole-Time Director Designated as Executive Director    Mgmt    For    For    For
6    Approve Related Party Transactions with HDFC Bank Limited    Mgmt    For    Refer    For
7    Approve Issuance of Redeemable Non-Convertible Debentures and/or Other Hybrid Instruments on Private Placement Basis    Mgmt    For    Refer    For
8    Approve Sale of Shares Held in HDFC Life Insurance Company Limited    Mgmt    For    Refer    For
9    Approve Sale of Shares Held in HDFC ERGO General Insurance Company Limited    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

adidas AG

 

Meeting Date:   08/11/2020   Country:   Germany   Primary Security ID:   D0066B185
Record Date:     Meeting Type:   Annual   Ticker:   ADS
    Shares Voted:   27,585    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Amend Articles Re: Electronic Participation    Mgmt    For    Refer    For
6    Elect Christian Klein to the Supervisory Board    Mgmt    For    For    For
7    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For

Larsen & Toubro Limited

 

Meeting Date:   08/13/2020   Country:   India   Primary Security ID:   Y5217N159
Record Date:   08/06/2020   Meeting Type:   Annual   Ticker:   500510
    Shares Voted:   352,293    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy
Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Reelect Subramanian Sarma as Director    Mgmt    For    For    For
4    Reelect Sunita Sharma as Director    Mgmt    For    For    For
5    Reelect A.M Naik as Director    Mgmt    For    For    For
6    Approve A.M Naik to Continue Office as Non-Executive Director    Mgmt    For    For    For
7    Elect Sudhindra Vasantrao as Director    Mgmt    For    For    For
8    Elect T. Madhava Das as Director    Mgmt    For    For    For
9    Approve Reappointment and Remuneration of D.K Sen as Whole-Time Director    Mgmt    For    Refer    Against
10    Approve Appointment and Remuneration of Subramanian Sarma as Whole-Time Director    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Larsen & Toubro Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11    Approve Appointment and Remuneration of Sudhindra Vasantrao Desai as Whole-Time Director    Mgmt    For    Refer    Against
12    Approve Appointment and Remuneration of T. Madhava Das as Whole-Time Director    Mgmt    For    Refer    Against
13    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
14    Approve Deloitte Haskins & Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
15    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

The Procter & Gamble Company

 

Meeting Date:   10/13/2020   Country:   USA   Primary Security ID:   742718109
Record Date:   08/14/2020   Meeting Type:   Annual   Ticker:   PG
    Shares Voted:   57,321    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Francis S. Blake    Mgmt    For    For    For
1b    Elect Director Angela F. Braly    Mgmt    For    For    For
1c    Elect Director Amy L. Chang    Mgmt    For    For    For
1d    Elect Director Joseph Jimenez    Mgmt    For    For    For
1e    Elect Director Debra L. Lee    Mgmt    For    For    For
1f    Elect Director Terry J. Lundgren    Mgmt    For    For    For
1g    Elect Director Christine M. McCarthy    Mgmt    For    For    For
1h    Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i    Elect Director Nelson Peltz    Mgmt    For    For    For
1j    Elect Director David S. Taylor    Mgmt    For    For    For
1k    Elect Director Margaret C. Whitman    Mgmt    For    For    For
1l    Elect Director Patricia A. Woertz    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Procter & Gamble Company

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Efforts to Eliminate Deforestation    SH    Against    For    For
6    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For

Pernod Ricard SA

 

Meeting Date:   11/27/2020   Country:   France   Primary Security ID:   F72027109
Record Date:   11/25/2020   Meeting Type:   Annual/Special   Ticker:   RI
    Shares Voted:   31,907    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Extraordinary Business    Mgmt         
1    Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes    Mgmt    For    For    For
   Ordinary Business    Mgmt         
2    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends of EUR 2.66 per Share    Mgmt    For    For    For
5    Reelect Alexandre Ricard as Director    Mgmt    For    Refer    For
6    Reelect Cesar Giron as Director    Mgmt    For    For    For
7    Reelect Wolfgang Colberg as Director    Mgmt    For    For    For
8    Elect Virginie Fauvel as Director    Mgmt    For    For    For
9    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million    Mgmt    For    Refer    For
10    Approve Compensation of Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
11    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
12    Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Corporate Officers    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Pernod Ricard SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

14   

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    Mgmt    For    Refer    For
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
16    Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
18    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries    Mgmt    For    Refer    For
19    Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
20    Amend Bylaws to Comply with Legal Changes    Mgmt    For    For    For
21    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/02/2020   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2020   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   100,773    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.2    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director Satya Nadella    Mgmt    For    For    For
1.5    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.6    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.7    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.8    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.9    Elect Director John W. Stanton    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Microsoft Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10    Elect Director John W. Thompson    Mgmt    For    For    For
1.11    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.12    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the    SH    Against    Refer    Against
   Board of Directors            

Ferguson Plc

 

Meeting Date:   12/03/2020   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   12/01/2020   Meeting Type:   Annual   Ticker:   FERG
    Shares Voted:   67,848    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Bill Brundage as Director    Mgmt    For    For    For
5    Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6    Re-elect Geoff Drabble as Director    Mgmt    For    For    For
7    Re-elect Catherine Halligan as Director    Mgmt    For    For    For
8    Re-elect Kevin Murphy as Director    Mgmt    For    For    For
9    Re-elect Alan Murray as Director    Mgmt    For    For    For
10    Re-elect Tom Schmitt as Director    Mgmt    For    For    For
11    Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
12    Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
13    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ferguson Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Intuit Inc.

 

Meeting Date:   01/21/2021   Country:   USA   Primary Security ID:   461202103
Record Date:   11/23/2020   Meeting Type:   Annual   Ticker:   INTU
    Shares Voted:   34,736    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Eve Burton    Mgmt    For    For    For
1b    Elect Director Scott D. Cook    Mgmt    For    For    For
1c    Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For    For
1e    Elect Director Deborah Liu    Mgmt    For    For    For
1f    Elect Director Tekedra Mawakana    Mgmt    For    For    For
1g    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h    Elect Director Dennis D. Powell    Mgmt    For    For    For
1i    Elect Director Brad D. Smith    Mgmt    For    For    For
1j    Elect Director Thomas Szkutak    Mgmt    For    For    For
1k    Elect Director Raul Vazquez    Mgmt    For    For    For
1l    Elect Director Jeff Weiner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Visa Inc.

 

Meeting Date:   01/26/2021   Country:   USA   Primary Security ID:   92826C839
Record Date:   11/27/2020   Meeting Type:   Annual   Ticker:   V
    Shares Voted:   69,387    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director Linda J. Rendle    Mgmt    For    For    For
1k    Elect Director John A. C. Swainson    Mgmt    For    For    For
1l    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Amend Principles of Executive Compensation Program    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Apple Inc.

 

Meeting Date:   02/23/2021   Country:   USA   Primary Security ID:   037833100
Record Date:   12/28/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   88,459    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Monica Lozano    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    For    For
5    Improve Principles of Executive Compensation Program    SH    Against    Refer    Against

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/17/2021   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   155,531    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1    Elect Park Byung-gook as Outside Director    Mgmt    For    Refer    For
2.1.2    Elect Kim Jeong as Outside Director    Mgmt    For    Refer    For
2.2.1    Elect Kim Kinam as Inside Director    Mgmt    For    For    For
2.2.2    Elect Kim Hyun-suk as Inside Director    Mgmt    For    For    For
2.2.3    Elect Koh Dong-jin as Inside Director    Mgmt    For    For    For
3    Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member    Mgmt    For    Refer    For
4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:   03/25/2021   Country:   China   Primary Security ID:   Y69790106
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   2318
    Shares Voted:   709,850    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Approve 2020 Report of the Board of Directors    Mgmt    For    For    For
2    Approve 2020 Report of the Supervisory Committee    Mgmt    For    For    For
3    Approve 2020 Annual Report and Its Summary    Mgmt    For    For    For
4    Approve 2020 Financial Statements and Statutory Reports    Mgmt    For    For    For
5    Approve 2020 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For    For
6    Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors    Mgmt    For    For    For
   ELECT DIRECTORS    Mgmt         
8.01    Elect Ma Mingzhe as Director    Mgmt    For    For    For
8.02    Elect Xie Yonglin as Director    Mgmt    For    For    For
8.03    Elect Tan Sin Yin as Director    Mgmt    For    For    For
8.04    Elect Yao Jason Bo as Director    Mgmt    For    For    For
8.05    Elect Cai Fangfang as Director    Mgmt    For    For    For
8.06    Elect Soopakij Chearavanont as Director    Mgmt    For    For    For
8.07    Elect Yang Xiaoping as Director    Mgmt    For    For    For
8.08    Elect Wang Yongjian as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ping An Insurance (Group) Company of China, Ltd.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8.09    Elect Huang Wei as Director    Mgmt    For    For    For
8.10    Elect Ouyang Hui as Director    Mgmt    For    For    For
8.11    Elect Ng Sing Yip as Director    Mgmt    For    For    For
8.12    Elect Chu Yiyun as Director    Mgmt    For    For    For
8.13    Elect Liu Hong as Director    Mgmt    For    For    For
8.14    Elect Jin Li as Director    Mgmt    For    For    For
8.15    Elect Ng Kong Ping Albert as Director    Mgmt    For    For    For
   ELECT SUPERVISORS    Mgmt         
9.01    Elect Gu Liji as Supervisor    Mgmt    For    Refer    For
9.02    Elect Huang Baokui as Supervisor    Mgmt    For    Refer    For
9.03    Elect Zhang Wangjin as Supervisor    Mgmt    For    Refer    For
10    Approve Issuance of Debt Financing Instruments    Mgmt    For    Refer    For
11    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Refer    For
12    Amend Articles of Association    Mgmt    For    Refer    For

Reliance Industries Ltd.

 

Meeting Date:   03/31/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   03/24/2021   Meeting Type:   Court   Ticker:   500325
    Shares Voted:   376,638    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court-Ordered Meeting for Shareholders    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Deutsche Telekom AG

 

Meeting Date:   04/01/2021   Country:   Germany   Primary Security ID:   D2035M136
Record Date:     Meeting Type:   Annual   Ticker:   DTE
    Shares Voted:   392,827    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Management Proposals    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2    Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements    Mgmt    For    For    For
5.3    Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021    Mgmt    For    For    For
5.4    Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6    Elect Helga Jung to the Supervisory Board    Mgmt    For    For    For
7    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
9    Approve Remuneration Policy    Mgmt    For    Refer    Against
10    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
   Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW)    Mgmt         
11    Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

VINCI SA

 

Meeting Date:   04/08/2021   Country:    France   Primary Security ID:   F5879X108
Record Date:   04/06/2021   Meeting Type:    Annual/Special   Ticker:   DG
    Shares Voted:    62,401    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.04 per Share    Mgmt    For    For    For
4    Reelect Yannick Assouad as Director    Mgmt    For    For    For
5    Reelect Graziella Gavezotti as Director    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
9    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
10    Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
11    Approve Company’s Environmental Transition Plan    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
12    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
14    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    For    For
15    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    For    For
16    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

VINCI SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy
Rec

   

Vote

Instruction

17    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16    Mgmt    For    For    For
18    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
19    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Genmab A/S

 

Meeting Date:   04/13/2021   Country:    Denmark   Primary Security ID:   K3967W102
Record Date:   04/06/2021   Meeting Type:    Annual   Ticker:   GMAB
    Shares Voted:    15,991    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy
Rec

   

Vote

Instruction

1    Receive Report of Board    Mgmt         
2    Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board    Mgmt    For    For    For
3    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For
4    Approve Remuneration Report (Advisory Vote)    Mgmt    For    Refer    For
5.a    Reelect Deirdre P. Connelly as Director    Mgmt    For    For    For
5.b    Reelect Pernille Erenbjerg as Director    Mgmt    For    For    For
5.c    Reelect Rolf Hoffmann as Director    Mgmt    For    For    For
5.d    Reelect Paolo Paoletti as Director    Mgmt    For    For    For
5.e    Reelect Jonathan Peacock as Director    Mgmt    For    For    For
5.f    Reelect Anders Gersel Pedersen as Director    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Genmab A/S

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7.a    Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
7.b    Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair)    Mgmt    For    Refer    For
7.c    Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes)    Mgmt    For    Refer    For
7.d    Authorize Share Repurchase Program    Mgmt    For    For    For
7.e    Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million    Mgmt    For    For    For
7.f    Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
7.g    Allow Shareholder Meetings to be Held by Electronic Means Only    Mgmt    For    Refer    For
8    Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    Mgmt    For    For    For
9    Other Business    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Airbus SE

 

Meeting Date:   04/14/2021   Country:   Netherlands   Primary Security ID:   N0280G100
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   AIR
    Shares Voted:   69,230    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.1    Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2    Receive Report on Business and Financial Statements    Mgmt         
2.3    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3    Discussion of Agenda Items    Mgmt         
4.1    Adopt Financial Statements    Mgmt    For    For    For
4.2    Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.3    Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.4    Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.5    Approve Implementation of Remuneration Policy    Mgmt    For    Refer    For
4.6    Reelect Rene Obermann as Non-Executive Director    Mgmt    For    For    For
4.7    Reelect Amparo Moraleda as Non-Executive Director    Mgmt    For    For    For
4.8    Reelect Victor Chu as Non-Executive Director    Mgmt    For    For    For
4.9    Reelect Jean-Pierre Clamadieu as Non-Executive Director    Mgmt    For    For    For
4.10    Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11    Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5    Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Seagate Technology Plc

 

Meeting Date:   04/14/2021   Country:   Ireland   Primary Security ID:   G7945M107
Record Date:   03/01/2021   Meeting Type:   Court   Ticker:   STX
    Shares Voted:   82,111    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court Meeting    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Seagate Technology Plc

 

Meeting Date:   04/14/2021   Country:   Ireland   Primary Security ID:   G7945M107
Record Date:   03/01/2021   Meeting Type:   Special   Ticker:   STX
    Shares Voted:   82,111    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Scheme of Arrangement    Mgmt    For    Refer    For
2    Amend Constitution    Mgmt    For    Refer    For
3    Approve Creation of Distributable Reserves    Mgmt    For    Refer    For
4    Adjourn Meeting    Mgmt    For    Refer    For

Nestle SA

 

Meeting Date:   04/15/2021   Country:   Switzerland   Primary Security ID:   H57312649
Record Date:     Meeting Type:   Annual   Ticker:   NESN
    Shares Voted:   49,112    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report    Mgmt    For    Refer    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of CHF 2.75 per Share    Mgmt    For    For    For
4.1.a    Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    Against
4.1.b    Reelect Ulf Schneider as Director    Mgmt    For    For    Against

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.1.c    Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d    Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.e    Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1.f    Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.g    Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.h    Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.i    Reelect Kasper Rorsted as Director    Mgmt    For    For    Against
4.1.j    Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.1.k    Reelect Dick Boer as Director    Mgmt    For    For    For
4.1.l    Reelect Dinesh Paliwal as Director    Mgmt    For    For    For
4.1.m    Reelect Hanne Jimenez de Mora as Director    Mgmt    For    For    For
4.2    Elect Lindiwe Sibanda as Director    Mgmt    For    For    For
4.3.1    Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2    Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3    Appoint Dick Boer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4    Appoint Kasper Rorsted as Member of the Compensation Committee    Mgmt    For    For    Against
4.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
4.5    Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1    Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million    Mgmt    For    Refer    For
6    Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    Mgmt    For    For    For
7    Approve Climate Action Plan    Mgmt    For    For    For
8    Transact Other Business (Voting)    Mgmt    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

UniCredit SpA

 

Meeting Date:   04/15/2021   Country:   Italy   Primary Security ID:   T9T23L642
Record Date:   04/06/2021   Meeting Type:   Annual/Special   Ticker:   UCG
    Shares Voted:   361,882    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Increase Legal Reserve    Mgmt    For    For    For
4    Approve Elimination of Negative Reserves    Mgmt    For    For    For
5    Approve Dividend Distribution    Mgmt    For    For    For
6    Authorize Share Repurchase Program    Mgmt    For    For    For
7    Fix Number of Directors    Mgmt    For    Refer    For
   Appoint Directors (Slate Election) - Choose One of the Following Slates    Mgmt         
8.1    Slate 1 Submitted by Management    Mgmt    For    For    For
8.2    Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Against
9    Approve Remuneration of Directors    Mgmt    For    Refer    For
   Shareholder Proposal Submitted by Institutional Investors (Assogestioni)    Mgmt         
10    Appoint Ciro Di Carluccio as Alternate Auditor    SH    None    For    For
   Management Proposals    Mgmt         
11    Approve 2021 Group Incentive System    Mgmt    For    Refer    For
12    Approve Remuneration Policy    Mgmt    For    Refer    For
13    Approve Severance Payments Policy    Mgmt    For    Refer    For
14    Approve Second Section of the Remuneration Report    Mgmt    For    Refer    For
15    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
1    Authorize Board to Increase Capital to Service 2021 Group Incentive System    Mgmt    For    Refer    For
2    Amend Company Bylaws Re: Clause 6    Mgmt    For    Refer    For
3    Authorize Cancellation of Repurchased Shares    Mgmt    For    Refer    For
A    Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Adobe Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   00724F101
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   ADBE
    Shares Voted:   20,477    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Amy Banse    Mgmt    For    For    For
1b    Elect Director Melanie Boulden    Mgmt    For    For    For
1c    Elect Director Frank Calderoni    Mgmt    For    For    For
1d    Elect Director James Daley    Mgmt    For    For    For
1e    Elect Director Laura Desmond    Mgmt    For    For    For
1f    Elect Director Shantanu Narayen    Mgmt    For    For    For
1g    Elect Director Kathleen Oberg    Mgmt    For    For    For
1h    Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i    Elect Director David Ricks    Mgmt    For    For    For
1j    Elect Director Daniel Rosensweig    Mgmt    For    For    For
1k    Elect Director John Warnock    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

AGNC Investment Corp.

 

Meeting Date:   04/22/2021   Country:    USA   Primary Security ID:   00123Q104
Record Date:   02/26/2021   Meeting Type:    Annual   Ticker:   AGNC
    Shares Voted:    500,799    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Donna J. Blank    Mgmt    For    For    For
1b    Elect Director Morris A. Davis    Mgmt    For    For    For
1c    Elect Director John D. Fisk    Mgmt    For    For    For
1d    Elect Director Prue B. Larocca    Mgmt    For    For    For
1e    Elect Director Paul E. Mullings    Mgmt    For    For    For
1f    Elect Director Frances R. Spark    Mgmt    For    For    For
1g    Elect Director Gary D. Kain    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Merck KGaA

 

Meeting Date:   04/23/2021   Country:    Germany   Primary Security ID:   D5357W103
Record Date:   04/01/2021   Meeting Type:    Annual   Ticker:   MRK
    Shares Voted:    52,420    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Accept Financial Statements and Statutory Reports for Fiscal Year 2020    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.40 per Share    Mgmt    For    For    For
4    Approve Discharge of Executive Board Fiscal Year 2020    Mgmt    For    For    For
5    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
6    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
7    Amend Articles Re: Supervisory Board Approval of Transactions with Related Parties    Mgmt    For    Refer    For
8    Approve Remuneration Policy    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Merck KGaA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
10    Approve Eleven Affiliation Agreements    Mgmt    For    Refer    For

Schneider Electric SE

 

Meeting Date:   04/28/2021   Country:    France   Primary Security ID:   F86921107
Record Date:   04/26/2021   Meeting Type:    Annual/Special   Ticker:   SU
    Shares Voted:    52    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 2.60 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    Mgmt    For    Refer    For
5    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
6    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
7    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
9    Reelect Jean-Pascal Tricoire as Director    Mgmt    For    For    For
10    Elect Anna Ohlsson-Leijon as Director    Mgmt    For    For    For
11    Elect Thierry Jacquet as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
12    Elect Zennia Csikos as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
13    Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
14    Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Schneider Electric SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
16    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million    Mgmt    For    For    For
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million    Mgmt    For    Refer    For
19    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    Mgmt    For    For    For
20    Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
21    Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25    Amend Article 13 of Bylaws Re: Editorial Change    Mgmt    For    For    For
26    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Teck Resources Limited

 

Meeting Date:   04/28/2021   Country:    Canada   Primary Security ID:   878742204
Record Date:   03/01/2021   Meeting Type:    Annual/Special   Ticker:   TECK.B
    Shares Voted:    111,715    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for Class A Common and Class B    Mgmt         
   Subordinate Voting Shareholders            
1A    Elect Director Mayank M. Ashar    Mgmt    For    For    For
1B    Elect Director Quan Chong    Mgmt    For    For    For
1C    Elect Director Edward C. Dowling    Mgmt    For    For    For
1D    Elect Director Eiichi Fukuda    Mgmt    For    For    For
1E    Elect Director Toru Higo    Mgmt    For    For    For
1F    Elect Director Norman B. Keevil, III    Mgmt    For    For    For
1G    Elect Director Donald R. Lindsay    Mgmt    For    For    For
1H    Elect Director Sheila A. Murray    Mgmt    For    For    For
1I    Elect Director Tracey L. McVicar    Mgmt    For    For    For
1J    Elect Director Kenneth W. Pickering    Mgmt    For    For    For
1K    Elect Director Una M. Power    Mgmt    For    For    For
1L    Elect Director Timothy R. Snider    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    Refer    Against
4    Amend General By-law No. 1    Mgmt    For    Refer    For

ASML Holding NV

 

Meeting Date:   04/29/2021   Country:    Netherlands   Primary Security ID:   N07059202
Record Date:   04/01/2021   Meeting Type:    Annual   Ticker:   ASML
    Shares Voted:    12,564    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2    Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.a    Approve Remuneration Report    Mgmt    For    Refer    For
3.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.c    Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3.d    Approve Dividends of EUR 2.75 Per Share    Mgmt    For    For    For
4.a    Approve Discharge of Management Board    Mgmt    For    For    For
4.b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
5    Approve Number of Shares for Management Board    Mgmt    For    For    For
6    Approve Certain Adjustments to the Remuneration Policy for Management Board    Mgmt    For    Refer    For
7    Approve Certain Adjustments to the Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
8    Receive Information on the Composition of the Management Board    Mgmt         
9.a    Elect B. Conix to Supervisory Board    Mgmt    For    For    For
9.b    Receive Information on the Composition of the Supervisory Board    Mgmt         
10    Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For
11.a    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
11.b    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a    Mgmt    For    For    For
11.c    Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
11.d    Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c    Mgmt    For    For    For
12.a    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12.b    Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
13    Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
14    Other Business (Non-Voting)    Mgmt         
15    Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Goldman Sachs Group, Inc.

 

Meeting Date:   04/29/2021   Country:    USA   Primary Security ID:   38141G104
Record Date:   03/01/2021   Meeting Type:    Annual   Ticker:   GS
    Shares Voted:    22,793    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Drew G. Faust    Mgmt    For    For    For
1c    Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e    Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f    Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g    Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h    Elect Director David M. Solomon    Mgmt    For    For    For
1i    Elect Director Jan E. Tighe    Mgmt    For    For    For
1j    Elect Director Jessica R. Uhl    Mgmt    For    For    For
1k    Elect Director David A. Viniar    Mgmt    For    For    For
1l    Elect Director Mark O. Winkelman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For
6    Report on the Impacts of Using Mandatory Arbitration    SH    Against    For    For
7    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against
8    Report on Racial Equity Audit    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Aptiv PLC

 

Meeting Date:   04/30/2021   Country:    Jersey   Primary Security ID:   G6095L109
Record Date:   03/02/2021   Meeting Type:    Annual   Ticker:   APTV
    Shares Voted:    47,682    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kevin P. Clark    Mgmt    For    For    For
1b    Elect Director Richard L. Clemmer    Mgmt    For    For    For
1c    Elect Director Nancy E. Cooper    Mgmt    For    For    For
1d    Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
1e    Elect Director Rajiv L. Gupta    Mgmt    For    For    For
1f    Elect Director Joseph L. Hooley    Mgmt    For    For    For
1g    Elect Director Merit E. Janow    Mgmt    For    For    For
1h    Elect Director Sean O. Mahoney    Mgmt    For    For    For
1i    Elect Director Paul M. Meister    Mgmt    For    For    For
1j    Elect Director Robert K. Ortberg    Mgmt    For    For    For
1k    Elect Director Colin J. Parris    Mgmt    For    For    For
1l    Elect Director Ana G. Pinczuk    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Barrick Gold Corporation

 

Meeting Date:   05/04/2021   Country:    Canada   Primary Security ID:   067901108
Record Date:   03/05/2021   Meeting Type:    Annual/Special   Ticker:   GOLD
    Shares Voted:    162,466    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director D. Mark Bristow    Mgmt    For    For    For
1.2    Elect Director Gustavo A. Cisneros    Mgmt    For    For    For
1.3    Elect Director Christopher L. Coleman    Mgmt    For    For    For
1.4    Elect Director J. Michael Evans    Mgmt    For    For    For
1.5    Elect Director Brian L. Greenspun    Mgmt    For    For    For
1.6    Elect Director J. Brett Harvey    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Barrick Gold Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7    Elect Director Anne N. Kabagambe    Mgmt    For    For    For
1.8    Elect Director Andrew J. Quinn    Mgmt    For    For    For
1.9    Elect Director M. Loreto Silva    Mgmt    For    For    For
1.10    Elect Director John L. Thornton    Mgmt    For    Refer    For
2    Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
4    Approve Reduction in Stated Capital    Mgmt    For    For    For

GlaxoSmithKline Plc

 

Meeting Date:   05/05/2021   Country:    United Kingdom   Primary Security ID:   G3910J112
Record Date:   04/30/2021   Meeting Type:    Annual   Ticker:   GSK
    Shares Voted:    292,917    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Re-elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
4    Re-elect Dame Emma Walmsley as Director    Mgmt    For    For    For
5    Re-elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Vindi Banga as Director    Mgmt    For    For    For
7    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
8    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
9    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
10    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
11    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
12    Re-elect Iain Mackay as Director    Mgmt    For    For    For
13    Re-elect Urs Rohner as Director    Mgmt    For    For    For
14    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

GlaxoSmithKline Plc

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

15    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
17    Authorise Issue of Equity    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Unilever Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   05/03/2021   Meeting Type:   Annual   Ticker:   ULVR
    Shares Voted:   107,773    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Climate Transition Action Plan    Mgmt    For    For    For
5    Re-elect Nils Andersen as Director    Mgmt    For    For    For
6    Re-elect Laura Cha as Director    Mgmt    For    For    For
7    Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8    Re-elect Alan Jope as Director    Mgmt    For    For    For
9    Re-elect Andrea Jung as Director    Mgmt    For    For    For
10    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11    Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Unilever Plc

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

12    Re-elect Youngme Moon as Director    Mgmt    For    For    For
13    Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
14    Re-elect John Rishton as Director    Mgmt    For    For    For
15    Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
16    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
19    Approve SHARES Plan    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
25    Adopt New Articles of Association    Mgmt    For    Refer    For
26    Approve Reduction of the Share Premium Account    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   215,036    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Canadian Natural Resources Limited

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:   05/06/2021   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   PHIA
    Shares Voted:   124,472    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For
3    Reelect Marnix van Ginneken to Management Board    Mgmt    For    For    For
4.a    Elect Chua Sock Koong to Supervisory Board    Mgmt    For    For    For
4.b    Elect Indra Nooyi to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Koninklijke Philips NV

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         

Waste Management, Inc.

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   94106L109
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   WM
    Shares Voted:   39,875    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director James C. Fish, Jr.    Mgmt    For    For    For
1b    Elect Director Andres R. Gluski    Mgmt    For    For    For
1c    Elect Director Victoria M. Holt    Mgmt    For    For    For
1d    Elect Director Kathleen M. Mazzarella    Mgmt    For    For    For
1e    Elect Director Sean E. Menke    Mgmt    For    For    For
1f    Elect Director William B. Plummer    Mgmt    For    For    For
1g    Elect Director John C. Pope    Mgmt    For    For    For
1h    Elect Director Maryrose T. Sylvester    Mgmt    For    For    For
1i    Elect Director Thomas H. Weidemeyer    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

adidas AG

 

Meeting Date:   05/12/2021   Country:   Germany   Primary Security ID:   D0066B185
Record Date:     Meeting Type:   Annual   Ticker:   ADS
    Shares Voted:   23,566    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Elect Jackie Joyner-Kersee to the Supervisory Board    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Amend Articles Re: Information for Registration in the Share Register    Mgmt    For    For    For
9    Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights    Mgmt    For    For    For
10    Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights    Mgmt    For    For    For
11    Cancel Authorized Capital 2016    Mgmt    For    Refer    For
12    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
14    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For

Phillips 66

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   718546104
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   PSX
    Shares Voted:   41,434    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1a    Elect Director Julie L. Bushman    Mgmt    For    For    For
1b    Elect Director Lisa A. Davis    Mgmt    For    For    For
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5    Adopt GHG Emissions Reduction Targets    SH    Against    For    Against
6    Report on Climate Lobbying    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Union Pacific Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   907818108
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   45,425    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1j    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Report on EEO    SH    Against    For    For
7    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For
8    Annual Vote and Report on Climate Change    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Intercontinental Exchange, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   45866F104
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   ICE
    Shares Voted:   39,728    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Sharon Y. Bowen    Mgmt    For    For    For
1b    Elect Director Shantella E. Cooper    Mgmt    For    For    For
1c    Elect Director Charles R. Crisp    Mgmt    For    For    For
1d    Elect Director Duriya M. Farooqui    Mgmt    For    For    For
1e    Elect Director The Right Hon. the Lord Hague of Richmond    Mgmt    For    For    For
1f    Elect Director Mark F. Mulhern    Mgmt    For    For    For
1g    Elect Director Thomas E. Noonan    Mgmt    For    For    For
1h    Elect Director Frederic V. Salerno    Mgmt    For    For    For
1i    Elect Director Caroline L. Silver    Mgmt    For    For    For
1j    Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1k    Elect Director Judith A. Sprieser    Mgmt    For    For    For
1l    Elect Director Vincent Tese    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   47,874    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c    Elect Director Michael J. Farrell    Mgmt    For    For    For
1d    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1e    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1f    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1g    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1h    Elect Director Syed Jafry    Mgmt    For    For    For
1i    Elect Director Sreelakshmi Kolli    Mgmt    For    For    For
1j    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Amend Deferred Compensation Plan    Mgmt    For    Refer    For
7    Provide Right to Call Special Meeting    Mgmt    For    For    For

BNP Paribas SA

 

Meeting Date:   05/18/2021   Country:   France   Primary Security ID:   F1058Q238
Record Date:   05/16/2021   Meeting Type:   Annual/Special   Ticker:   BNP
    Shares Voted:   125,371    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

BNP Paribas SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Approve Allocation of Income and Dividends of EUR 1.11 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Reelect Pierre Andre de Chalendar as Director    Mgmt    For    For    For
7    Reelect Rajna Gibson Brandon as Director    Mgmt    For    For    For
8    Elect Christian Noyer as Director    Mgmt    For    For    For
9    Elect Juliette Brisac as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
A    Elect Isabelle Coron as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
B    Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
C    Elect Dominique Potier as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
10    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
12    Approve Remuneration Policy of CEO and Vice-CEO    Mgmt    For    Refer    For
13    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
14    Approve Compensation of Jean Lemierre, Chairman of the Board    Mgmt    For    Refer    For
15    Approve Compensation of Jean-Laurent Bonnafe CEO    Mgmt    For    Refer    For
16    Approve Compensation of Philippe Bordenave, Vice-CEO    Mgmt    For    Refer    For
17    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    Refer    For
18    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million    Mgmt    For    Refer    For
19    Set Limit for the Variable Remuneration of Executives and Specific Employees    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

E.ON SE

 

Meeting Date:

  05/19/2021   Country:   Germany   Primary Security ID:   D24914133
Record Date:     Meeting Type:   Annual   Ticker:   EOAN
    Shares Voted:   638,705    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.47 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2    Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021    Mgmt    For    For    For
5.3    Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8.1    Elect Erich Clementi to the Supervisory Board    Mgmt    For    For    For
8.2    Elect Andreas Schmitz to the Supervisory Board    Mgmt    For    For    For
8.3    Elect Ewald Woste to the Supervisory Board    Mgmt    For    For    For
9.1    Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH    Mgmt    For    Refer    For
9.2    Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH    Mgmt    For    Refer    For

Fiserv, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   337738108
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   82,290    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Fiserv, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Kevin M. Warren    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   666807102
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   16,967    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director David P. Abney    Mgmt    For    For    For
1.3    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.4    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.5    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For
1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For
1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Northrop Grumman Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For

AIA Group Limited

 

Meeting Date:   05/20/2021   Country:   Hong Kong   Primary Security ID:   Y002A1105
Record Date:   05/13/2021   Meeting Type:   Annual   Ticker:   1299
    Shares Voted:   595,486    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Lee Yuan Siong as Director    Mgmt    For    For    For
4    Elect Chung-Kong Chow as Director    Mgmt    For    For    For
5    Elect John Barrie Harrison as Director    Mgmt    For    For    For
6    Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For    For
7    Elect Cesar Velasquez Purisima as Director    Mgmt    For    For    For
8    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
9B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Kansas City Southern

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   485170302
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   KSU
    Shares Voted:   35,151    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1    Elect Director Lydia I. Beebe    Mgmt    For    For    For
1.2    Elect Director Lu M. Cordova    Mgmt    For    For    For
1.3    Elect Director Robert J. Druten    Mgmt    For    For    For
1.4    Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.5    Elect Director David Garza-Santos    Mgmt    For    For    For
1.6    Elect Director Janet H. Kennedy    Mgmt    For    For    For
1.7    Elect Director Mitchell J. Krebs    Mgmt    For    For    For
1.8    Elect Director Henry J. Maier    Mgmt    For    For    For
1.9    Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.10    Elect Director Patrick J. Ottensmeyer    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Morgan Stanley

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   617446448
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   90,617    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h    Elect Director Shelley B. Leibowitz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Morgan Stanley

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1i    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j    Elect Director Jami Miscik    Mgmt    For    For    For
1k    Elect Director Dennis M. Nally    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   023135106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   3,434    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    Refer    For
1b    Elect Director Keith B. Alexander    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive    Mgmt    For    Refer    For
   Officers’ Compensation            

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Gender/Racial Pay Gap    SH    Against    For    For
7    Report on Promotion Data    SH    Against    Against    Against
8    Report on the Impacts of Plastic Packaging    SH    Against    For    For
9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    For    For
10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Refer    Against
11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    For    For
12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
13    Report on Lobbying Payments and Policy    SH    Against    For    For
14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For

Anthem, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   036752103
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   ANTM
    Shares Voted:   18,581    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Lewis Hay, III    Mgmt    For    For    For
1.2    Elect Director Antonio F. Neri    Mgmt    For    For    For
1.3    Elect Director Ramiro G. Peru    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Masimo Corporation

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   574795100
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   MASI
    Shares Voted:   20,100    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Elect Director Joe Kiani    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

VeriSign, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   92343E102
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   VRSN
    Shares Voted:   19,286    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director D. James Bidzos    Mgmt    For    For    For
1.2    Elect Director Yehuda Ari Buchalter    Mgmt    For    For    For
1.3    Elect Director Kathleen A. Cote    Mgmt    For    For    For
1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.6    Elect Director Roger H. Moore    Mgmt    For    For    For
1.7    Elect Director Louis A. Simpson    Mgmt    For    For    For
1.8    Elect Director Timothy Tomlinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Alphabet Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   6,050    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Larry Page    Mgmt    For    For    For
1b    Elect Director Sergey Brin    Mgmt    For    For    For
1c    Elect Director Sundar Pichai    Mgmt    For    For    For
1d    Elect Director John L. Hennessy    Mgmt    For    For    For
1e    Elect Director Frances H. Arnold    Mgmt    For    For    For
1f    Elect Director L. John Doerr    Mgmt    For    Refer    Against
1g    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1h    Elect Director Ann Mather    Mgmt    For    Against    Against
1i    Elect Director Alan R. Mulally    Mgmt    For    For    For
1j    Elect Director K. Ram Shriram    Mgmt    For    Refer    Against
1k    Elect Director Robin L. Washington    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
6    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
7    Report on Takedown Requests    SH    Against    For    For
8    Report on Whistleblower Policies and Practices    SH    Against    Against    Against
9    Report on Charitable Contributions    SH    Against    Against    Against
10    Report on Risks Related to Anticompetitive Practices    SH    Against    For    For
11    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

China Mengniu Dairy Company Limited

 

Meeting Date:   06/02/2021   Country:   Cayman Islands   Primary Security ID:   G21096105
Record Date:   05/27/2021   Meeting Type:   Annual   Ticker:   2319
    Shares Voted:   878,313    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3a    Elect Niu Gensheng as Director and Authorize Board to Fix His Remuneration    Mgmt    For    Refer    For
3b    Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration    Mgmt    For    Refer    Against
3c    Elect Simon Dominic Stevens as Director and Authorize Board to Fix His Remuneration    Mgmt    For    Refer    For
4    Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    Refer    Against
5    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
6    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against

Walmart Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   931142103
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   WMT
    Shares Voted:   46,024    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Cesar Conde    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Sarah J. Friar    Mgmt    For    For    For
1d    Elect Director Carla A. Harris    Mgmt    For    For    For
1e    Elect Director Thomas W. Horton    Mgmt    For    For    For
1f    Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g    Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h    Elect Director Gregory B. Penner    Mgmt    For    Refer    For
1i    Elect Director Steven S Reinemund    Mgmt    For    For    For
1j    Elect Director Randall L. Stephenson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Walmart Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1k    Elect Director S. Robson Walton    Mgmt    For    For    For
1l    Elect Director Steuart L. Walton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Report on Refrigerants Released from Operations    SH    Against    Against    Against
5    Report on Lobbying Payments and Policy    SH    Against    For    Against
6    Report on Alignment of Racial Justice Goals and Starting Wages    SH    Against    For    For
7    Approve Creation of a Pandemic Workforce Advisory Council    SH    Against    For    For
8    Review of Statement on the Purpose of a Corporation    SH    Against    Refer    Against

Gartner, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   366651107
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   IT
    Shares Voted:   32,702    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Peter E. Bisson    Mgmt    For    For    For
1b    Elect Director Richard J. Bressler    Mgmt    For    For    For
1c    Elect Director Raul E. Cesan    Mgmt    For    For    For
1d    Elect Director Karen E. Dykstra    Mgmt    For    For    For
1e    Elect Director Anne Sutherland Fuchs    Mgmt    For    For    For
1f    Elect Director William O. Grabe    Mgmt    For    For    For
1g    Elect Director Eugene A. Hall    Mgmt    For    For    For
1h    Elect Director Stephen G. Pagliuca    Mgmt    For    For    For
1i    Elect Director Eileen M. Serra    Mgmt    For    For    For
1j    Elect Director James C. Smith    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Gartner, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Sarepta Therapeutics, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   803607100
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   SRPT
    Shares Voted:   34,222    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Richard J. Barry    Mgmt    For    For    For
1.2    Elect Director M. Kathleen Behrens    Mgmt    For    For    For
1.3    Elect Director Claude Nicaise    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/08/2021   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   330,450    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Approve Amendment to Rules and Procedures for Election of Directors    Mgmt    For    Refer    For
3    Approve Issuance of Restricted Stocks    Mgmt    For    For    For
   ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1    Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4.2    Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director    Mgmt    For    For    For
4.3    Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director    Mgmt    For    For    For
4.4    Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director    Mgmt    For    For    For
4.5    Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director    Mgmt    For    For    For
4.6    Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director    Mgmt    For    For    For
4.7    Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director    Mgmt    For    For    For
4.8    Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director    Mgmt    For    For    For
4.9    Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director    Mgmt    For    For    For
4.10    Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:   06/09/2021   Country:   USA   Primary Security ID:   149123101
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   CAT
    Shares Voted:   15,220    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2    Elect Director David L. Calhoun    Mgmt    For    For    For
1.3    Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.4    Elect Director Gerald Johnson    Mgmt    For    For    For
1.5    Elect Director David W. MacLennan    Mgmt    For    For    For
1.6    Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.7    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.8    Elect Director Susan C. Schwab    Mgmt    For    For    For
1.9    Elect Director D. James Umpleby, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Caterpillar Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.10    Elect Director Miles D. White    Mgmt    For    For    For
1.11    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Climate Policy    SH    Against    For    For
5    Report on Diversity and Inclusion Efforts    SH    Against    Against    Against
6    Amend Certificate of Incorporate to become Public Benefit Corporation    SH    Against    Refer    Against
7    Provide Right to Act by Written Consent    SH    Against    For    For

Dollar Tree, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   256746108
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   DLTR
    Shares Voted:   60,569    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Arnold S. Barron    Mgmt    For    For    For
1b    Elect Director Gregory M. Bridgeford    Mgmt    For    For    For
1c    Elect Director Thomas W. Dickson    Mgmt    For    For    For
1d    Elect Director Lemuel E. Lewis    Mgmt    For    For    For
1e    Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1f    Elect Director Winnie Y. Park    Mgmt    For    For    For
1g    Elect Director Bob Sasser    Mgmt    For    For    For
1h    Elect Director Stephanie P. Stahl    Mgmt    For    For    For
1i    Elect Director Carrie A. Wheeler    Mgmt    For    For    For
1j    Elect Director Thomas E. Whiddon    Mgmt    For    For    For
1k    Elect Director Michael A. Witynski    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ingersoll Rand Inc.

 

Meeting Date:   06/16/2021   Country:   USA   Primary Security ID:   45687V106
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   IR
    Shares Voted:   223,711    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2    Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
3    Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
   If Proposal 1 is Approved, Elect Ten Director Nominees    Mgmt         
6a.1    Elect Director Peter M. Stavros    Mgmt    For    For    For
6a.2    Elect Director Kirk E. Arnold    Mgmt    For    For    For
6a.3    Elect Director Elizabeth Centoni    Mgmt    For    For    For
6a.4    Elect Director William P. Donnelly    Mgmt    For    For    For
6a.5    Elect Director Gary D. Forsee    Mgmt    For    For    For
6a.6    Elect Director John Humphrey    Mgmt    For    For    For
6a.7    Elect Director Marc E. Jones    Mgmt    For    For    For
6a.8    Elect Director Vicente Reynal    Mgmt    For    For    For
6a.9    Elect Director Joshua T. Weisenbeck    Mgmt    For    For    For
6a.10    Elect Director Tony L. White    Mgmt    For    For    For
   If Proposal 1 is Not Approved, Elect Four Class I Director Nominees    Mgmt         
6b.11    Elect Director Peter M. Stavros    Mgmt    For    For    For
6b.12    Elect Director Elizabeth Centoni    Mgmt    For    For    For
6b.13    Elect Director Gary D. Forsee    Mgmt    For    For    For
6b.14    Elect Director Tony L. White    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Subaru Corp.

 

Meeting Date:   06/23/2021   Country:   Japan   Primary Security ID:   J7676H100
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   7270
    Shares Voted:   155,131    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 28    Mgmt    For    For    For
2.1    Elect Director Nakamura, Tomomi    Mgmt    For    For    For
2.2    Elect Director Hosoya, Kazuo    Mgmt    For    For    For
2.3    Elect Director Mizuma, Katsuyuki    Mgmt    For    For    For
2.4    Elect Director Onuki, Tetsuo    Mgmt    For    For    For
2.5    Elect Director Osaki, Atsushi    Mgmt    For    For    For
2.6    Elect Director Hayata, Fumiaki    Mgmt    For    For    For
2.7    Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.8    Elect Director Yago, Natsunosuke    Mgmt    For    For    For
2.9    Elect Director Doi, Miwako    Mgmt    For    For    For
3    Appoint Statutory Auditor Kato, Yoichi    Mgmt    For    Refer    For
4    Appoint Alternate Statutory Auditor Ryu, Hirohisa    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Reliance Industries Ltd.

 

Meeting Date:   06/24/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   06/17/2021   Meeting Type:   Annual   Ticker:   500325
    Shares Voted:   367,309    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Elect Nikhil R. Meswani as Director    Mgmt    For    Refer    For
4    Elect Pawan Kumar Kapil as Director    Mgmt    For    Refer    For
5    Reelect Shumeet Banerji as Director    Mgmt    For    For    For
6    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

ORIX Corp.

 

Meeting Date:   06/25/2021   Country:   Japan   Primary Security ID:   J61933123
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   8591
    Shares Voted:   563,697    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
2.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
2.2    Elect Director Irie, Shuji    Mgmt    For    For    For
2.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
2.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
2.5    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
2.6    Elect Director Stan Koyanagi    Mgmt    For    For    For
2.7    Elect Director Takenaka, Heizo    Mgmt    For    For    For
2.8    Elect Director Michael Cusumano    Mgmt    For    For    For
2.9    Elect Director Akiyama, Sakie    Mgmt    For    For    For
2.10    Elect Director Watanabe, Hiroshi    Mgmt    For    For    For
2.11    Elect Director Sekine, Aiko    Mgmt    For    For    For
2.12    Elect Director Hodo, Chikatomo    Mgmt    For    For    For

DELAWARE IVY VIP BALANCED

(prior to July 1, 2021, Ivy VIP Balanced)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

Constellation Brands, Inc.

 

Meeting Date:   07/21/2020   Country:   USA   Primary Security ID:   21036P108
Record Date:   05/22/2020   Meeting Type:   Annual   Ticker:   STZ
    Shares Voted:   28,771    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Christy Clark    Mgmt    For    For    For
1.2    Elect Director Jennifer M. Daniels    Mgmt    For    For    For
1.3    Elect Director Jerry Fowden    Mgmt    For    Refer    Withhold
1.4    Elect Director Ernesto M. Hernandez    Mgmt    For    For    For
1.5    Elect Director Susan Somersille Johnson    Mgmt    For    For    For
1.6    Elect Director James A. Locke, III    Mgmt    For    Refer    Withhold
1.7    Elect Director Jose Manuel Madero Garza    Mgmt    For    For    For
1.8    Elect Director Daniel J. McCarthy    Mgmt    For    For    For
1.9    Elect Director William A. Newlands    Mgmt    For    For    For
1.10    Elect Director Richard Sands    Mgmt    For    For    For
1.11    Elect Director Robert Sands    Mgmt    For    For    For
1.12    Elect Director Judy A. Schmeling    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

VF Corporation

 

Meeting Date:   07/28/2020   Country:   USA   Primary Security ID:   918204108
Record Date:   05/29/2020   Meeting Type:   Annual   Ticker:   VFC
    Shares Voted:   44,052    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Richard T. Carucci    Mgmt    For    For    For
1.2    Elect Director Juliana L. Chugg    Mgmt    For    For    For
1.3    Elect Director Benno Dorer    Mgmt    For    For    For
1.4    Elect Director Mark S. Hoplamazian    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

VF Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy
Rec

   

Vote
Instruction

1.5    Elect Director Laura W. Lang    Mgmt    For    For    For
1.6    Elect Director W. Alan McCollough    Mgmt    For    For    For
1.7    Elect Director W. Rodney McMullen    Mgmt    For    For    For
1.8    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.9    Elect Director Steven E. Rendle    Mgmt    For    For    For
1.10    Elect Director Carol L. Roberts    Mgmt    For    For    For
1.11    Elect Director Matthew J. Shattock    Mgmt    For    For    For
1.12    Elect Director Veronica B. Wu    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Jazz Pharmaceuticals plc

 

Meeting Date:   07/30/2020   Country:   Ireland   Primary Security ID:   G50871105
Record Date:   06/03/2020   Meeting Type:   Annual   Ticker:   JAZZ
    Shares Voted:   15,128    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Bruce C. Cozadd    Mgmt    For    For    For
1b    Elect Director Heather Ann McSharry    Mgmt    For    For    For
1c    Elect Director Anne O’Riordan    Mgmt    For    For    For
1d    Elect Director Rick E Winningham    Mgmt    For    For    For
2    Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5    Approve Reduction in Capital and Creation of Distributable Reserves    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Electronic Arts Inc.

 

Meeting Date:   08/06/2020   Country:   USA   Primary Security ID:   285512109
Record Date:   06/12/2020   Meeting Type:   Annual   Ticker:   EA
    Shares Voted:   48,213    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Aon Plc

 

Meeting Date:   08/26/2020   Country:   Ireland   Primary Security ID:   G0403H108
Record Date:   06/30/2020   Meeting Type:   Special   Ticker:   AON
    Shares Voted:   15,460    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve the Issuance of the Aggregate Scheme Consideration    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Darden Restaurants, Inc.

 

Meeting Date:   09/23/2020   Country:   USA   Primary Security ID:   237194105
Record Date:   07/29/2020   Meeting Type:   Annual   Ticker:   DRI
    Shares Voted:   30,148    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Margaret Shan Atkins    Mgmt    For    For    For
1.2    Elect Director James P. Fogarty    Mgmt    For    For    For
1.3    Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.4    Elect Director Eugene I. Lee, Jr.    Mgmt    For    For    For
1.5    Elect Director Nana Mensah    Mgmt    For    For    For
1.6    Elect Director William S. Simon    Mgmt    For    For    For
1.7    Elect Director Charles M. Sonsteby    Mgmt    For    For    For
1.8    Elect Director Timothy J. Wilmott    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/02/2020   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2020   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   49,061    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.2    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director Satya Nadella    Mgmt    For    For    For
1.5    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.6    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.7    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.8    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.9    Elect Director John W. Stanton    Mgmt    For    For    For
1.10    Elect Director John W. Thompson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Microsoft Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.11    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.12    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against

Cisco Systems, Inc.

 

Meeting Date:   12/10/2020   Country:   USA   Primary Security ID:   17275R102
Record Date:   10/12/2020   Meeting Type:   Annual   Ticker:   CSCO
    Shares Voted:   102,249    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Wesley G. Bush    Mgmt    For    For    For
1c    Elect Director Michael D. Capellas    Mgmt    For    For    For
1d    Elect Director Mark Garrett    Mgmt    For    For    For
1e    Elect Director Kristina M. Johnson    Mgmt    For    For    For
1f    Elect Director Roderick C. McGeary    Mgmt    For    For    For
1g    Elect Director Charles H. Robbins    Mgmt    For    For    For
1h    Elect Director Arun Sarin - Withdrawn    Mgmt         
1i    Elect Director Brenton L. Saunders    Mgmt    For    For    For
1j    Elect Director Lisa T. Su    Mgmt    For    For    For
2    Change State of Incorporation from California to Delaware    Mgmt    For    Refer    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Micron Technology, Inc.

 

Meeting Date:   01/14/2021   Country:   USA   Primary Security ID:   595112103
Record Date:   11/18/2020   Meeting Type:   Annual   Ticker:   MU
    Shares Voted:   79,151    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Richard M. Beyer    Mgmt    For    For    For
1b    Elect Director Lynn A. Dugle    Mgmt    For    For    For
1c    Elect Director Steven J. Gomo    Mgmt    For    For    For
1d    Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1e    Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1f    Elect Director Robert E. Switz    Mgmt    For    For    For
1g    Elect Director MaryAnn Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Emerson Electric Co.

 

Meeting Date:   02/02/2021   Country:   USA   Primary Security ID:   291011104
Record Date:   11/24/2020   Meeting Type:   Annual   Ticker:   EMR
    Shares Voted:   34,320    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy
Rec

   

Vote
Instruction

1.1    Elect Director Mark A. Blinn    Mgmt    For    For    For
1.2    Elect Director Arthur F. Golden    Mgmt    For    For    For
1.3    Elect Director Candace Kendle    Mgmt    For    For    For
1.4    Elect Director James S. Turley    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Apple Inc.

 

Meeting Date:   02/23/2021   Country:   USA   Primary Security ID:   037833100
Record Date:   12/28/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   25,580    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Monica Lozano    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    For    For
5    Improve Principles of Executive Compensation Program    SH    Against    Refer    Against

Deere & Company

 

Meeting Date:   02/24/2021   Country:   USA   Primary Security ID:   244199105
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   DE
    Shares Voted:   9,080    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Tamra A. Erwin    Mgmt    For    For    For
1b    Elect Director Alan C. Heuberger    Mgmt    For    For    For
1c    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1d    Elect Director Dipak C. Jain    Mgmt    For    For    For
1e    Elect Director Michael O. Johanns    Mgmt    For    For    For
1f    Elect Director Clayton M. Jones    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Deere & Company

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1g    Elect Director John C. May    Mgmt    For    For    For
1h    Elect Director Gregory R. Page    Mgmt    For    For    For
1i    Elect Director Sherry M. Smith    Mgmt    For    For    For
1j    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1k    Elect Director Sheila G. Talton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:   02/25/2021   Country:   Germany   Primary Security ID:   D35415104
Record Date:   01/20/2021   Meeting Type:   Annual   Ticker:   IFX
    Shares Voted:   136,084    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Meeting for ADR Holders    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.22 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020    Mgmt    For    For    For
3.3    Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Infineon Technologies AG

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4.4    Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020    Mgmt    For    For    For
4.8    Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020    Mgmt    For    For    For
4.11    Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020    Mgmt    For    For    For
4.13    Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020    Mgmt    For    For    For
4.14    Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020    Mgmt    For    For    For
4.15    Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.16    Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020    Mgmt    For    For    For
4.17    Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020    Mgmt    For    For    For
4.18    Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.19    Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.20    Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.21    Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Infineon Technologies AG

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

5    Ratify KPMG AG as Auditors for Fiscal 2021    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    Refer    For
9    Amend Articles Re: Information for Registration in the Share Register    Mgmt    For    For    For
10    Amend Articles Re: Supervisory Board’s Rules of Procedure    Mgmt    For    For    For

The Walt Disney Company

 

Meeting Date:   03/09/2021   Country:   USA   Primary Security ID:   254687106
Record Date:   01/11/2021   Meeting Type:   Annual   Ticker:   DIS
    Shares Voted:   12,628    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Susan E. Arnold    Mgmt    For    For    For
1b    Elect Director Mary T. Barra    Mgmt    For    For    For
1c    Elect Director Safra A. Catz    Mgmt    For    For    For
1d    Elect Director Robert A. Chapek    Mgmt    For    For    For
1e    Elect Director Francis A. deSouza    Mgmt    For    For    For
1f    Elect Director Michael B.G. Froman    Mgmt    For    For    For
1g    Elect Director Robert A. Iger    Mgmt    For    For    For
1h    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1i    Elect Director Mark G. Parker    Mgmt    For    For    For
1j    Elect Director Derica W. Rice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

IHS Markit Ltd.

 

Meeting Date:   03/11/2021   Country:   Bermuda   Primary Security ID:   G47567105
Record Date:   01/19/2021   Meeting Type:   Special   Ticker:   INFO
    Shares Voted:   43,452    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

The Coca-Cola Company

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   191216100
Record Date:   02/19/2021   Meeting Type:   Annual   Ticker:   KO
    Shares Voted:   56,148    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2    Elect Director Marc Bolland    Mgmt    For    For    For
1.3    Elect Director Ana Botin    Mgmt    For    For    For
1.4    Elect Director Christopher C. Davis    Mgmt    For    For    For
1.5    Elect Director Barry Diller    Mgmt    For    For    For
1.6    Elect Director Helene D. Gayle    Mgmt    For    For    For
1.7    Elect Director Alexis M. Herman    Mgmt    For    For    For
1.8    Elect Director Robert A. Kotick    Mgmt    For    For    For
1.9    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.10    Elect Director James Quincey    Mgmt    For    For    For
1.11    Elect Director Caroline J. Tsay    Mgmt    For    For    For
1.12    Elect Director David B. Weinberg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4    Report on Sugar and Public Health    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Sherwin-Williams Company

 

Meeting Date:   04/21/2021   Country:   USA   Primary Security ID:   824348106
Record Date:   02/23/2021   Meeting Type:   Annual   Ticker:   SHW
    Shares Voted:   2,688    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b    Elect Director Arthur F. Anton    Mgmt    For    For    For
1c    Elect Director Jeff M. Fettig    Mgmt    For    For    For
1d    Elect Director Richard J. Kramer    Mgmt    For    For    For
1e    Elect Director John G. Morikis    Mgmt    For    For    For
1f    Elect Director Christine A. Poon    Mgmt    For    For    For
1g    Elect Director Aaron M. Powell    Mgmt    For    For    For
1h    Elect Director Michael H. Thaman    Mgmt    For    For    For
1i    Elect Director Matthew Thornton, III    Mgmt    For    For    For
1j    Elect Director Steven H. Wunning    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Raytheon Technologies Corporation

 

Meeting Date:   04/26/2021   Country:   USA   Primary Security ID:   75513E101
Record Date:   03/02/2021   Meeting Type:   Annual   Ticker:   RTX
    Shares Voted:   36,523    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Tracy A. Atkinson    Mgmt    For    For    For
1b    Elect Director Gregory J. Hayes    Mgmt    For    For    For
1c    Elect Director Thomas A. Kennedy    Mgmt    For    For    For
1d    Elect Director Marshall O. Larsen    Mgmt    For    For    For
1e    Elect Director George R. Oliver    Mgmt    For    For    For
1f    Elect Director Robert K. (Kelly) Ortberg    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Raytheon Technologies Corporation

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1g    Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1h    Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1i    Elect Director Ellen M. Pawlikowski    Mgmt    For    For    For
1j    Elect Director Denise L. Ramos    Mgmt    For    For    For
1k    Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1l    Elect Director Brian C. Rogers    Mgmt    For    For    For
1m    Elect Director James A. Winnefeld, Jr.    Mgmt    For    For    For
1n    Elect Director Robert O. Work    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Amend Proxy Access Right    SH    Against    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   693475105
Record Date:   01/29/2021   Meeting Type:   Annual   Ticker:   PNC
    Shares Voted:   33,230    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Joseph Alvarado    Mgmt    For    For    For
1b    Elect Director Charles E. Bunch    Mgmt    For    For    For
1c    Elect Director Debra A. Cafaro    Mgmt    For    For    For
1d    Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1e    Elect Director David L. Cohen    Mgmt    For    For    For
1f    Elect Director William S. Demchak    Mgmt    For    For    For
1g    Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1h    Elect Director Richard J. Harshman    Mgmt    For    For    For
1i    Elect Director Daniel R. Hesse    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The PNC Financial Services Group, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1j    Elect Director Linda R. Medler    Mgmt    For    For    For
1k    Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1l    Elect Director Toni Townes-Whitley    Mgmt    For    For    For
1m    Elect Director Michael J. Ward    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Risk Management and Nuclear Weapon Industry    SH    Against    Against    Against

Snap-on Incorporated

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   833034101
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   SNA
    Shares Voted:   21,223    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director David C. Adams    Mgmt    For    For    For
1.2    Elect Director Karen L. Daniel    Mgmt    For    For    For
1.3    Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.4    Elect Director James P. Holden    Mgmt    For    For    For
1.5    Elect Director Nathan J. Jones    Mgmt    For    For    For
1.6    Elect Director Henry W. Knueppel    Mgmt    For    For    For
1.7    Elect Director W. Dudley Lehman    Mgmt    For    For    For
1.8    Elect Director Nicholas T. Pinchuk    Mgmt    For    For    For
1.9    Elect Director Gregg M. Sherrill    Mgmt    For    For    For
1.10    Elect Director Donald J. Stebbins    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Goldman Sachs Group, Inc.

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   38141G104
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   GS
    Shares Voted:   22,537    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Drew G. Faust    Mgmt    For    For    For
1c    Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e    Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f    Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g    Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h    Elect Director David M. Solomon    Mgmt    For    For    For
1i    Elect Director Jan E. Tighe    Mgmt    For    For    For
1j    Elect Director Jessica R. Uhl    Mgmt    For    For    For
1k    Elect Director David A. Viniar    Mgmt    For    For    For
1l    Elect Director Mark O. Winkelman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For
6    Report on the Impacts of Using Mandatory Arbitration    SH    Against    For    For
7    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against
8    Report on Racial Equity Audit    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Berkshire Hathaway Inc.

 

Meeting Date:   05/01/2021   Country:   USA   Primary Security ID:   084670702
Record Date:   03/03/2021   Meeting Type:   Annual   Ticker:   BRK.B
    Shares Voted:   21,716    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Warren E. Buffett    Mgmt    For    For    For
1.2    Elect Director Charles T. Munger    Mgmt    For    For    For
1.3    Elect Director Gregory E. Abel    Mgmt    For    For    For
1.4    Elect Director Howard G. Buffett    Mgmt    For    For    For
1.5    Elect Director Stephen B. Burke    Mgmt    For    For    For
1.6    Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.7    Elect Director Susan L. Decker    Mgmt    For    Refer    Withhold
1.8    Elect Director David S. Gottesman    Mgmt    For    Refer    Withhold
1.9    Elect Director Charlotte Guyman    Mgmt    For    For    For
1.10    Elect Director Ajit Jain    Mgmt    For    For    For
1.11    Elect Director Thomas S. Murphy    Mgmt    For    For    For
1.12    Elect Director Ronald L. Olson    Mgmt    For    For    For
1.13    Elect Director Walter Scott, Jr.    Mgmt    For    Refer    Withhold
1.14    Elect Director Meryl B. Witmer    Mgmt    For    Refer    Withhold
2    Report on Climate-Related Risks and Opportunities    SH    Against    For    For
3    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For

Eli Lilly and Company

 

Meeting Date:   05/03/2021   Country:   USA   Primary Security ID:   532457108
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   LLY
    Shares Voted:   23,105    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Katherine Baicker    Mgmt    For    For    For
1b    Elect Director J. Erik Fyrwald    Mgmt    For    For    For
1c    Elect Director Jamere Jackson    Mgmt    For    For    For
1d    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1e    Elect Director Jackson P. Tai    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Report on Lobbying Payments and Policy    SH    Against    For    Against
7    Require Independent Board Chair    SH    Against    Refer    For
8    Adopt Policy on Bonus Banking    SH    Against    Refer    Against
9    Clawback Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

American Express Company

 

Meeting Date:   05/04/2021   Country:   USA   Primary Security ID:   025816109
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   AXP
    Shares Voted:   31,636    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Thomas J. Baltimore    Mgmt    For    For    For
1b    Elect Director Charlene Barshefsky    Mgmt    For    For    For
1c    Elect Director John J. Brennan    Mgmt    For    For    For
1d    Elect Director Peter Chernin    Mgmt    For    For    For
1e    Elect Director Ralph de la Vega    Mgmt    For    For    For
1f    Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g    Elect Director Theodore J. Leonsis    Mgmt    For    For    For
1h    Elect Director Karen L. Parkhill    Mgmt    For    For    For
1i    Elect Director Charles E. Phillips    Mgmt    For    For    For
1j    Elect Director Lynn A. Pike    Mgmt    For    For    For
1k    Elect Director Stephen J. Squeri    Mgmt    For    For    For
1l    Elect Director Daniel L. Vasella    Mgmt    For    For    For
1m    Elect Director Lisa W. Wardell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

American Express Company

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1n    Elect Director Ronald A. Williams    Mgmt    For    For    For
1o    Elect Director Christopher D. Young    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts    SH    Against    For    For

Dominion Energy, Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   25746U109
Record Date:   03/05/2021   Meeting Type:   Annual   Ticker:   D
    Shares Voted:   35,699    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1A    Elect Director James A. Bennett    Mgmt    For    For    For
1B    Elect Director Robert M. Blue    Mgmt    For    For    For
1C    Elect Director Helen E. Dragas    Mgmt    For    For    For
1D    Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1E    Elect Director D. Maybank Hagood    Mgmt    For    For    For
1F    Elect Director Ronald W. Jibson    Mgmt    For    For    For
1G    Elect Director Mark J. Kington    Mgmt    For    For    For
1H    Elect Director Joseph M. Rigby    Mgmt    For    For    For
1I    Elect Director Pamela J. Royal    Mgmt    For    For    For
1J    Elect Director Robert H. Spilman, Jr.    Mgmt    For    For    For
1K    Elect Director Susan N. Story    Mgmt    For    For    For
1L    Elect Director Michael E. Szymanczyk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    Against    Against
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Amend Proxy Access Right    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

IHS Markit Ltd.

 

Meeting Date:   05/05/2021   Country:   Bermuda   Primary Security ID:   G47567105
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   INFO
    Shares Voted:   43,452    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Lance Uggla    Mgmt    For    For    For
1b    Elect Director John Browne    Mgmt    For    For    For
1c    Elect Director Dinyar S. Devitre    Mgmt    For    For    For
1d    Elect Director Ruann F. Ernst    Mgmt    For    For    For
1e    Elect Director Jacques Esculier    Mgmt    For    For    For
1f    Elect Director Gay Huey Evans    Mgmt    For    For    For
1g    Elect Director William E. Ford    Mgmt    For    For    For
1h    Elect Director Nicoletta Giadrossi    Mgmt    For    For    For
1i    Elect Director Robert P. Kelly    Mgmt    For    For    For
1j    Elect Director Deborah Doyle McWhinney    Mgmt    For    For    For
1k    Elect Director Jean-Paul L. Montupet    Mgmt    For    For    For
1l    Elect Director Deborah K. Orida    Mgmt    For    For    For
1m    Elect Director James A. Rosenthal    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Philip Morris International Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   718172109
Record Date:   03/12/2021   Meeting Type:   Annual   Ticker:   PM
    Shares Voted:   61,871    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Brant Bonin Bough    Mgmt    For    For    For
1b    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1c    Elect Director Michel Combes    Mgmt    For    For    For
1d    Elect Director Juan Jose Daboub    Mgmt    For    For    For
1e    Elect Director Werner Geissler    Mgmt    For    For    For
1f    Elect Director Lisa A. Hook    Mgmt    For    For    For
1g    Elect Director Jun Makihara    Mgmt    For    For    For
1h    Elect Director Kalpana Morparia    Mgmt    For    For    For
1i    Elect Director Lucio A. Noto    Mgmt    For    For    For
1j    Elect Director Jacek Olczak    Mgmt    For    For    For
1k    Elect Director Frederik Paulsen    Mgmt    For    For    For
1l    Elect Director Robert B. Polet    Mgmt    For    For    For
1m    Elect Director Shlomo Yanai    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Canadian Natural Resources Limited

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   150,631    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Tractor Supply Company

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   892356106
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   TSCO
    Shares Voted:   24,954    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2    Elect Director Joy Brown    Mgmt    For    For    For
1.3    Elect Director Ricardo Cardenas    Mgmt    For    For    For
1.4    Elect Director Denise L. Jackson    Mgmt    For    For    For
1.5    Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.6    Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.7    Elect Director Edna K. Morris    Mgmt    For    For    For
1.8    Elect Director Mark J. Weikel    Mgmt    For    For    For
1.9    Elect Director Harry A. Lawton, III    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Las Vegas Sands Corp.

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   517834107
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   LVS
    Shares Voted:   79,773    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Irwin Chafetz    Mgmt    For    For    For
1.2    Elect Director Micheline Chau    Mgmt    For    Refer    Withhold
1.3    Elect Director Patrick Dumont    Mgmt    For    For    For
1.4    Elect Director Charles D. Forman    Mgmt    For    For    For
1.5    Elect Director Robert G. Goldstein    Mgmt    For    For    For
1.6    Elect Director George Jamieson    Mgmt    For    For    For
1.7    Elect Director Nora M. Jordan    Mgmt    For    For    For
1.8    Elect Director Charles A. Koppelman    Mgmt    For    Refer    Withhold
1.9    Elect Director Lewis Kramer    Mgmt    For    For    For
1.10    Elect Director David F. Levi    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

O’Reilly Automotive, Inc.

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   67103H107
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   ORLY
    Shares Voted:   5,454    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director David O’Reilly    Mgmt    For    For    For
1b    Elect Director Larry O’Reilly    Mgmt    For    For    For
1c    Elect Director Greg Henslee    Mgmt    For    For    For
1d    Elect Director Jay D. Burchfield    Mgmt    For    For    For
1e    Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1f    Elect Director John R. Murphy    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

O’Reilly Automotive, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1g    Elect Director Dana M. Perlman    Mgmt    For    For    For
1h    Elect Director Maria A. Sastre    Mgmt    For    For    For
1i    Elect Director Andrea M. Weiss    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Union Pacific Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   907818108
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   24,878    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1j    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Report on EEO    SH    Against    For    For
7    Publish Annually a Report Assessing Diversity    SH    Against    For    For
8    and Inclusion Efforts Annual Vote and Report on Climate Change    SH    Against    Against    Against

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Intercontinental Exchange, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   45866F104
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   ICE
    Shares Voted:   33,142    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Sharon Y. Bowen    Mgmt    For    For    For
1b    Elect Director Shantella E. Cooper    Mgmt    For    For    For
1c    Elect Director Charles R. Crisp    Mgmt    For    For    For
1d    Elect Director Duriya M. Farooqui    Mgmt    For    For    For
1e    Elect Director The Right Hon. the Lord Hague of Richmond    Mgmt    For    For    For
1f    Elect Director Mark F. Mulhern    Mgmt    For    For    For
1g    Elect Director Thomas E. Noonan    Mgmt    For    For    For
1h    Elect Director Frederic V. Salerno    Mgmt    For    For    For
1i    Elect Director Caroline L. Silver    Mgmt    For    For    For
1j    Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1k    Elect Director Judith A. Sprieser    Mgmt    For    For    For
1l    Elect Director Vincent Tese    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   43,980    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c    Elect Director Michael J. Farrell    Mgmt    For    For    For
1d    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1e    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1f    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1g    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1h    Elect Director Syed Jafry    Mgmt    For    For    For
1i    Elect Director Sreelakshmi Kolli    Mgmt    For    For    For
1j    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Amend Deferred Compensation Plan    Mgmt    For    Refer    For
7    Provide Right to Call Special Meeting    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

JPMorgan Chase & Co.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   46625H100
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   JPM
    Shares Voted:   38,128    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Linda B. Bammann    Mgmt    For    For    For
1b    Elect Director Stephen B. Burke    Mgmt    For    For    For
1c    Elect Director Todd A. Combs    Mgmt    For    For    For
1d    Elect Director James S. Crown    Mgmt    For    For    For
1e    Elect Director James Dimon    Mgmt    For    For    For
1f    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1g    Elect Director Mellody Hobson    Mgmt    For    For    For
1h    Elect Director Michael A. Neal    Mgmt    For    For    For
1i    Elect Director Phebe N. Novakovic    Mgmt    For    For    For
1j    Elect Director Virginia M. Rometty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For
6    Report on Racial Equity Audit    SH    Against    Against    Against
7    Require Independent Board Chair    SH    Against    Refer    Against
8    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Motorola Solutions, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   620076307
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   MSI
    Shares Voted:   15,653    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Gregory Q. Brown    Mgmt    For    For    For
1b    Elect Director Kenneth D. Denman    Mgmt    For    For    For
1c    Elect Director Egon P. Durban    Mgmt    For    Against    For
1d    Elect Director Clayton M. Jones    Mgmt    For    For    For
1e    Elect Director Judy C. Lewent    Mgmt    For    For    For
1f    Elect Director Gregory K. Mondre    Mgmt    For    Refer    For
1g    Elect Director Joseph M. Tucci    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Carter’s, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   146229109
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   CRI
    Shares Voted:   36,438    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Hali Borenstein    Mgmt    For    For    For
1b    Elect Director Giuseppina Buonfantino    Mgmt    For    For    For
1c    Elect Director Michael D. Casey    Mgmt    For    For    For
1d    Elect Director A. Bruce Cleverly    Mgmt    For    For    For
1e    Elect Director Jevin S. Eagle    Mgmt    For    For    For
1f    Elect Director Mark P. Hipp    Mgmt    For    For    For
1g    Elect Director William J. Montgoris    Mgmt    For    For    For
1h    Elect Director David Pulver    Mgmt    For    For    For
1i    Elect Director Gretchen W. Schar    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   156782104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   63,959    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b    Elect Director Elder Granger    Mgmt    For    For    For
1c    Elect Director John J. Greisch    Mgmt    For    For    For
1d    Elect Director Melinda J. Mount    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Elanco Animal Health Incorporated

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   28414H103
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   ELAN
    Shares Voted:   97,576    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director William F. Doyle    Mgmt    For    For    For
1b    Elect Director Art A. Garcia    Mgmt    For    Refer    Against
1c    Elect Director Denise Scots-Knight    Mgmt    For    Refer    Against
1d    Elect Director Jeffrey N. Simmons    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Fiserv, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   337738108
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   44,742    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For
1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Kevin M. Warren    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Hilton Worldwide Holdings Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   43300A203
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   HLT
    Shares Voted:   27,611    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1b    Elect Director Jonathan D. Gray    Mgmt    For    For    For
1c    Elect Director Charlene T. Begley    Mgmt    For    For    For
1d    Elect Director Chris Carr    Mgmt    For    For    For
1e    Elect Director Melanie L. Healey    Mgmt    For    For    For
1f    Elect Director Raymond E. Mabus, Jr.    Mgmt    For    For    For
1g    Elect Director Judith A. McHale    Mgmt    For    For    For
1h    Elect Director John G. Schreiber    Mgmt    For    For    For
1i    Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1j    Elect Director Douglas M. Steenland    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Mondelez International, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   609207105
Record Date:   03/12/2021   Meeting Type:   Annual   Ticker:   MDLZ
    Shares Voted:   44,414    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Lewis W.K. Booth    Mgmt    For    For    For
1b    Elect Director Charles E. Bunch    Mgmt    For    For    For
1c    Elect Director Lois D. Juliber    Mgmt    For    For    For
1d    Elect Director Peter W. May    Mgmt    For    For    For
1e    Elect Director Jorge S. Mesquita    Mgmt    For    For    For
1f    Elect Director Jane Hamilton Nielsen    Mgmt    For    For    For
1g    Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1h    Elect Director Christiana S. Shi    Mgmt    For    For    For
1i    Elect Director Patrick T. Siewert    Mgmt    For    For    For
1j    Elect Director Michael A. Todman    Mgmt    For    For    For
1k    Elect Director Jean-Francois M. L. van Boxmeer    Mgmt    For    For    For
1l    Elect Director Dirk Van de Put    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Consider Pay Disparity Between Executives and Other Employees    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Morgan Stanley

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   617446448
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   62,202    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h    Elect Director Shelley B. Leibowitz    Mgmt    For    For    For
1i    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j    Elect Director Jami Miscik    Mgmt    For    For    For
1k    Elect Director Dennis M. Nally    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Merck & Co., Inc.

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   58933Y105
Record Date:   03/26/2021   Meeting Type:   Annual   Ticker:   MRK
    Shares Voted:   41,721    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Leslie A. Brun    Mgmt    For    For    For
1b    Elect Director Mary Ellen Coe    Mgmt    For    For    For
1c    Elect Director Pamela J. Craig    Mgmt    For    For    For
1d    Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1e    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1f    Elect Director Risa J. Lavizzo-Mourey    Mgmt    For    For    For
1g    Elect Director Stephen L. Mayo    Mgmt    For    For    For
1h    Elect Director Paul B. Rothman    Mgmt    For    For    For
1i    Elect Director Patricia F. Russo    Mgmt    For    For    For
1j    Elect Director Christine E. Seidman    Mgmt    For    For    For
1k    Elect Director Inge G. Thulin    Mgmt    For    For    For
1l    Elect Director Kathy J. Warden    Mgmt    For    For    For
1m    Elect Director Peter C. Wendell    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Access to COVID-19 Products    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Amazon.com, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   023135106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   748    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    Refer    For
1b    Elect Director Keith B. Alexander    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Gender/Racial Pay Gap    SH    Against    For    For
7    Report on Promotion Data    SH    Against    Against    Against
8    Report on the Impacts of Plastic Packaging    SH    Against    For    For
9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    For    For
10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Refer    Against
11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    For    For
12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
13    Report on Lobbying Payments and Policy    SH    Against    For    For
14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anthem, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   036752103
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   ANTM
    Shares Voted:   16,075    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Lewis Hay, III    Mgmt    For    For    For
1.2    Elect Director Antonio F. Neri    Mgmt    For    For    For
1.3    Elect Director Ramiro G. Peru    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   166764100
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   CVX
    Shares Voted:   13,503    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director John B. Frank    Mgmt    For    For    For
1c    Elect Director Alice P. Gast    Mgmt    For    For    For
1d    Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1f    Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g    Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h    Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i    Elect Director Debra Reed-Klages    Mgmt    For    For    For
1j    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1l    Elect Director Michael K. Wirth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Scope 3 Emissions    SH    Against    For    For
5    Report on Impacts of Net Zero 2050 Scenario    SH    Against    For    For
6    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    For    For
8    Require Independent Board Chair    SH    Against    Refer    Against
9    Reduce Ownership Threshol d for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Facebook, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   18,679    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    Refer    Withhold
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Non-Employee Director Compensation Policy    Mgmt    For    Refer    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Online Child Sexual Exploitation    SH    Against    For    For
7    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
8    Report on Platform Misuse    SH    Against    For    For
9    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Lowe’s Companies, Inc.

 

Meeting Date:   05/28/2021   Country:   USA   Primary Security ID:   548661107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   LOW
    Shares Voted:   36,409    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Raul Alvarez    Mgmt    For    For    For
1.2    Elect Director David H. Batchelder    Mgmt    For    For    For
1.3    Elect Director Angela F. Braly    Mgmt    For    For    For
1.4    Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5    Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6    Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7    Elect Director Marvin R. Ellison    Mgmt    For    For    For
1.8    Elect Director Daniel J. Heinrich    Mgmt    For    For    For
1.9    Elect Director Brian C. Rogers    Mgmt    For    For    For
1.10    Elect Director Bertram L. Scott    Mgmt    For    For    For
1.11    Elect Director Mary Beth West    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Cognizant Technology Solutions Corporation

 

Meeting Date:   06/01/2021   Country:   USA   Primary Security ID:   192446102
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   CTSH
    Shares Voted:   51,237    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Zein Abdalla    Mgmt    For    For    For
1b    Elect Director Vinita Bali    Mgmt    For    For    For
1c    Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1d    Elect Director Archana Deskus    Mgmt    For    For    For
1e    Elect Director John M. Dineen    Mgmt    For    For    For
1f    Elect Director Brian Humphries    Mgmt    For    For    For
1g    Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h    Elect Director Michael Patsalos-Fox    Mgmt    For    Refer    For
1i    Elect Director Joseph M. Velli    Mgmt    For    For    For
1j    Elect Director Sandra S. Wijnberg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Alphabet Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   2,654    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Larry Page    Mgmt    For    For    For
1b    Elect Director Sergey Brin    Mgmt    For    For    For
1c    Elect Director Sundar Pichai    Mgmt    For    For    For
1d    Elect Director John L. Hennessy    Mgmt    For    For    For
1e    Elect Director Frances H. Arnold    Mgmt    For    For    For
1f    Elect Director L. John Doerr    Mgmt    For    Refer    Against
1g    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1h    Elect Director Ann Mather    Mgmt    For    Against    Against
1i    Elect Director Alan R. Mulally    Mgmt    For    For    For
1j    Elect Director K. Ram Shriram    Mgmt    For    Refer    Against
1k    Elect Director Robin L. Washington    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
6    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
7    Report on Takedown Requests    SH    Against    For    For
8    Report on Whistleblower Policies and Practices    SH    Against    Against    Against
9    Report on Charitable Contributions    SH    Against    Against    Against
10    Report on Risks Related to Anticompetitive Practices    SH    Against    For    For
11    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Aon plc

 

Meeting Date:   06/02/2021   Country:   Ireland   Primary Security ID:   G0403H108
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   AON
    Shares Voted:   15,460    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Lester B. Knight    Mgmt    For    For    For
1.2    Elect Director Gregory C. Case    Mgmt    For    For    For
1.3    Elect Director Jin-Yong Cai    Mgmt    For    For    For
1.4    Elect Director Jeffrey C. Campbell    Mgmt    For    For    For
1.5    Elect Director Fulvio Conti    Mgmt    For    For    For
1.6    Elect Director Cheryl A. Francis    Mgmt    For    For    For
1.7    Elect Director J. Michael Losh    Mgmt    For    For    For
1.8    Elect Director Richard B. Myers    Mgmt    For    For    For
1.9    Elect Director Richard C. Notebaert    Mgmt    For    For    For
1.10    Elect Director Gloria Santona    Mgmt    For    For    For
1.11    Elect Director Byron O. Spruell    Mgmt    For    For    For
1.12    Elect Director Carolyn Y. Woo    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Ratify Ernst & Young Chartered Accountants as Statutory Auditor    Mgmt    For    For    For
5    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6    Amend Articles of Association Re: Article 190    Mgmt    For    Refer    For
7    Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves    Mgmt    For    Refer    For
8    Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Hess Corporation

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   42809H107
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   HES
    Shares Voted:   50,702    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Terrence J. Checki    Mgmt    For    For    For
1b    Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1c    Elect Director Joaquin Duato    Mgmt    For    For    For
1d    Elect Director John B. Hess    Mgmt    For    For    For
1e    Elect Director Edith E. Holiday    Mgmt    For    For    For
1f    Elect Director Marc S. Lipschultz    Mgmt    For    For    For
1g    Elect Director David McManus    Mgmt    For    For    For
1h    Elect Director Kevin O. Meyers    Mgmt    For    For    For
1i    Elect Director Karyn F. Ovelmen    Mgmt    For    For    For
1j    Elect Director James H. Quigley    Mgmt    For    For    For
1k    Elect Director William G. Schrader    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

UnitedHealth Group Incorporated

 

Meeting Date:   06/07/2021   Country:   USA   Primary Security ID:   91324P102
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   UNH
    Shares Voted:   9,525    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Richard T. Burke    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1d    Elect Director Michele J. Hooper    Mgmt    For    For    For
1e    Elect Director F. William McNabb, III    Mgmt    For    For    For
1f    Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1g    Elect Director John H. Noseworthy    Mgmt    For    For    For
1h    Elect Director Gail R. Wilensky    Mgmt    For    For    For
1i    Elect Director Andrew Witty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Autodesk, Inc.

 

Meeting Date:   06/16/2021   Country:   USA   Primary Security ID:   052769106
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   ADSK
    Shares Voted:   21,763    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Andrew Anagnost    Mgmt    For    For    For
1b    Elect Director Karen Blasing    Mgmt    For    For    For
1c    Elect Director Reid French    Mgmt    For    For    For
1d    Elect Director Ayanna Howard    Mgmt    For    For    For
1e    Elect Director Blake Irving    Mgmt    For    For    For
1f    Elect Director Mary T. McDowell    Mgmt    For    For    For
1g    Elect Director Stephen Milligan    Mgmt    For    For    For
1h    Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1i    Elect Director Elizabeth (Betsy) Rafael    Mgmt    For    For    For
1j    Elect Director Stacy J. Smith    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Ingersoll Rand Inc.

 

Meeting Date:   06/16/2021   Country:   USA   Primary Security ID:   45687V106
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   IR
    Shares Voted:   60,139    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2    Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
3    Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
   If Proposal 1 is Approved, Elect Ten Director Nominees    Mgmt         
6a.1    Elect Director Peter M. Stavros    Mgmt    For    For    For
6a.2    Elect Director Kirk E. Arnold    Mgmt    For    For    For
6a.3    Elect Director Elizabeth Centoni    Mgmt    For    For    For
6a.4    Elect Director William P. Donnelly    Mgmt    For    For    For
6a.5    Elect Director Gary D. Forsee    Mgmt    For    For    For
6a.6    Elect Director John Humphrey    Mgmt    For    For    For
6a.7    Elect Director Marc E. Jones    Mgmt    For    For    For
6a.8    Elect Director Vicente Reynal    Mgmt    For    For    For
6a.9    Elect Director Joshua T. Weisenbeck    Mgmt    For    For    For
6a.10    Elect Director Tony L. White    Mgmt    For    For    For
   If Proposal 1 is Not Approved, Elect Four Class I Director Nominees    Mgmt         
6b.11    Elect Director Peter M. Stavros    Mgmt    For    For    For
6b.12    Elect Director Elizabeth Centoni    Mgmt    For    For    For
6b.13    Elect Director Gary D. Forsee    Mgmt    For    For    For
6b.14    Elect Director Tony L. White    Mgmt    For    For    For

DELAWARE IVY VIP CORE EQUITY

(prior to July 1, 2021, Ivy VIP Core Equity)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

Aon Plc

 

Meeting Date:   08/26/2020   Country:   Ireland   Primary Security ID:   G0403H108
Record Date:   06/30/2020   Meeting Type:   Special   Ticker:   AON
    Shares Voted:   82,393    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve the Issuance of the Aggregate Scheme Consideration    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Take-Two Interactive Software, Inc.

 

Meeting Date:   09/16/2020   Country:   USA   Primary Security ID:   874054109
Record Date:   07/20/2020   Meeting Type:   Annual   Ticker:   TTWO
    Shares Voted:   62,963    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2    Elect Director Michael Dornemann    Mgmt    For    For    For
1.3    Elect Director J Moses    Mgmt    For    For    For
1.4    Elect Director Michael Sheresky    Mgmt    For    For    For
1.5    Elect Director LaVerne Srinivasan    Mgmt    For    For    For
1.6    Elect Director Susan Tolson    Mgmt    For    For    For
1.7    Elect Director Paul Viera    Mgmt    For    For    For
1.8    Elect Director Roland Hernandez    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NIKE, Inc.

 

Meeting Date:   09/17/2020   Country:   USA   Primary Security ID:   654106103
Record Date:   07/17/2020   Meeting Type:   Annual   Ticker:   NKE
    Shares Voted:   100,931    

 

Proposal

                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1b    Elect Director Peter B. Henry    Mgmt    For    For    For
1c    Elect Director Michelle A. Peluso    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5    Report on Political Contributions Disclosure    SH    Against    For    For

General Mills, Inc.

 

Meeting Date:   09/22/2020   Country:   USA   Primary Security ID:   370334104
Record Date:   07/24/2020   Meeting Type:   Annual   Ticker:   GIS
    Shares Voted:   69,348    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director R. Kerry Clark    Mgmt    For    For    For
1b    Elect Director David M. Cordani    Mgmt    For    For    For
1c    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1d    Elect Director Jeffrey L. Harmening    Mgmt    For    For    For
1e    Elect Director Maria G. Henry    Mgmt    For    For    For
1f    Elect Director Jo Ann Jenkins    Mgmt    For    For    For
1g    Elect Director Elizabeth C. Lempres    Mgmt    For    For    For
1h    Elect Director Diane L. Neal    Mgmt    For    For    For
1i    Elect Director Steve Odland    Mgmt    For    For    For
1j    Elect Director Maria A. Sastre    Mgmt    For    For    For
1k    Elect Director Eric D. Sprunk    Mgmt    For    For    For
1l    Elect Director Jorge A. Uribe    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Apollo Global Management, Inc.

 

Meeting Date:   10/01/2020   Country:   USA   Primary Security ID:   03768E105
Record Date:   08/07/2020   Meeting Type:   Annual   Ticker:   APO
    Shares Voted:   90,546    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Leon Black    Mgmt    For    Refer    Withhold
1.2    Elect Director Joshua Harris    Mgmt    For    Refer    Withhold
1.3    Elect Director Marc Rowan    Mgmt    For    Withhold    Withhold
1.4    Elect Director Michael Ducey    Mgmt    For    Refer    Withhold
1.5    Elect Director Robert Kraft    Mgmt    For    For    For
1.6    Elect Director A.B. Krongard    Mgmt    For    Refer    Withhold
1.7    Elect Director Pauline Richards    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    Refer    Against

Analog Devices, Inc.

 

Meeting Date:   10/08/2020   Country:   USA   Primary Security ID:   032654105
Record Date:   08/31/2020   Meeting Type:   Special   Ticker:   ADI
    Shares Voted:   95,647    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Procter & Gamble Company

 

Meeting Date:   10/13/2020   Country:   USA   Primary Security ID:   742718109
Record Date:   08/14/2020   Meeting Type:   Annual   Ticker:   PG
    Shares Voted:   81,259    

 

Proposal
Number

   

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Proponent

   

Mgmt Rec

   

Voting

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Vote

Instruction

1a    Elect Director Francis S. Blake    Mgmt    For    For    For
1b    Elect Director Angela F. Braly    Mgmt    For    For    For
1c    Elect Director Amy L. Chang    Mgmt    For    For    For
1d    Elect Director Joseph Jimenez    Mgmt    For    For    For
1e    Elect Director Debra L. Lee    Mgmt    For    For    For
1f    Elect Director Terry J. Lundgren    Mgmt    For    For    For
1g    Elect Director Christine M. McCarthy    Mgmt    For    For    For
1h    Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i    Elect Director Nelson Peltz    Mgmt    For    For    For
1j    Elect Director David S. Taylor    Mgmt    For    For    For
1k    Elect Director Margaret C. Whitman    Mgmt    For    For    For
1l    Elect Director Patricia A. Woertz    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Efforts to Eliminate Deforestation    SH    Against    For    For
6    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Sysco Corporation

 

Meeting Date:   11/20/2020   Country:   USA   Primary Security ID:   871829107
Record Date:   09/21/2020   Meeting Type:   Annual   Ticker:   SYY
    Shares Voted:   104,192    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Daniel J. Brutto    Mgmt    For    For    For
1b    Elect Director John M. Cassaday    Mgmt    For    For    For
1c    Elect Director Joshua D. Frank    Mgmt    For    For    For
1d    Elect Director Larry C. Glasscock    Mgmt    For    For    For
1e    Elect Director Bradley M. Halverson    Mgmt    For    For    For
1f    Elect Director John M. Hinshaw    Mgmt    For    For    For
1g    Elect Director Kevin P. Hourican    Mgmt    For    For    For
1h    Elect Director Hans-Joachim Koerber    Mgmt    For    For    For
1i    Elect Director Stephanie A. Lundquist    Mgmt    For    For    For
1j    Elect Director Nelson Peltz    Mgmt    For    For    For
1k    Elect Director Edward D. Shirley    Mgmt    For    For    For
1l    Elect Director Sheila G. Talton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/02/2020   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2020   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   247,735    

 

Proposal
Number

   

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Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.2    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director Satya Nadella    Mgmt    For    For    For
1.5    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.6    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.7    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.8    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.9    Elect Director John W. Stanton    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Microsoft Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10    Elect Director John W. Thompson    Mgmt    For    For    For
1.11    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.12    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against

AutoZone, Inc.

 

Meeting Date:   12/16/2020   Country:   USA   Primary Security ID:   053332102
Record Date:   10/19/2020   Meeting Type:   Annual   Ticker:   AZO
    Shares Voted:   12,055    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2    Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3    Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.4    Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.5    Elect Director Michael M. Calbert    Mgmt    For    For    For
1.6    Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.7    Elect Director Gale V. King    Mgmt    For    For    For
1.8    Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.9    Elect Director William C. Rhodes, III    Mgmt    For    For    For
1.10    Elect Director Jill A. Soltau    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

D.R. Horton, Inc.

 

Meeting Date:   01/20/2021   Country:   USA   Primary Security ID:   23331A109
Record Date:   11/30/2020   Meeting Type:   Annual   Ticker:   DHI
    Shares Voted:   107,483    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Donald R. Horton    Mgmt    For    For    For
1b    Elect Director Barbara K. Allen    Mgmt    For    For    For
1c    Elect Director Brad S. Anderson    Mgmt    For    For    For
1d    Elect Director Michael R. Buchanan    Mgmt    For    For    For
1e    Elect Director Michael W. Hewatt    Mgmt    For    For    For
1f    Elect Director Maribess L. Miller    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Costco Wholesale Corporation

 

Meeting Date:   01/21/2021   Country:   USA   Primary Security ID:   22160K105
Record Date:   11/12/2020   Meeting Type:   Annual   Ticker:   COST
    Shares Voted:   37,818    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Susan L. Decker    Mgmt    For    For    For
1.2    Elect Director Kenneth D. Denman    Mgmt    For    For    For
1.3    Elect Director Richard A. Galanti    Mgmt    For    For    For
1.4    Elect Director W. Craig Jelinek    Mgmt    For    For    For
1.5    Elect Director Sally Jewell    Mgmt    For    For    For
1.6    Elect Director Charles T. Munger    Mgmt    For    For    For
1.7    Elect Director Jeffrey S. Raikes    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Intuit Inc.

 

Meeting Date:   01/21/2021   Country:   USA   Primary Security ID:   461202103
Record Date:   11/23/2020   Meeting Type:   Annual   Ticker:   INTU
    Shares Voted:   17,136    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Eve Burton    Mgmt    For    For    For
1b    Elect Director Scott D. Cook    Mgmt    For    For    For
1c    Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For    For
1e    Elect Director Deborah Liu    Mgmt    For    For    For
1f    Elect Director Tekedra Mawakana    Mgmt    For    For    For
1g    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h    Elect Director Dennis D. Powell    Mgmt    For    For    For
1i    Elect Director Brad D. Smith    Mgmt    For    For    For
1j    Elect Director Thomas Szkutak    Mgmt    For    For    For
1k    Elect Director Raul Vazquez    Mgmt    For    For    For
1l    Elect Director Jeff Weiner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:   02/23/2021   Country:   USA   Primary Security ID:   037833100
Record Date:   12/28/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   294,620    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Apple Inc.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Monica Lozano    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    For    For
5    Improve Principles of Executive Compensation Program    SH    Against    Refer    Against

Deere & Company

 

Meeting Date:   02/24/2021   Country:   USA   Primary Security ID:   244199105
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   DE
    Shares Voted:   35,864    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Tamra A. Erwin    Mgmt    For    For    For
1b    Elect Director Alan C. Heuberger    Mgmt    For    For    For
1c    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1d    Elect Director Dipak C. Jain    Mgmt    For    For    For
1e    Elect Director Michael O. Johanns    Mgmt    For    For    For
1f    Elect Director Clayton M. Jones    Mgmt    For    For    For
1g    Elect Director John C. May    Mgmt    For    For    For
1h    Elect Director Gregory R. Page    Mgmt    For    For    For
1i    Elect Director Sherry M. Smith    Mgmt    For    For    For
1j    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1k    Elect Director Sheila G. Talton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Analog Devices, Inc.

 

Meeting Date:   03/10/2021   Country:   USA   Primary Security ID:   032654105
Record Date:   01/04/2021   Meeting Type:   Annual   Ticker:   ADI
    Shares Voted:   90,576    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ray Stata    Mgmt    For    For    For
1b    Elect Director Vincent Roche    Mgmt    For    For    For
1c    Elect Director James A. Champy    Mgmt    For    For    For
1d    Elect Director Anantha P. Chandrakasan    Mgmt    For    For    For
1e    Elect Director Bruce R. Evans    Mgmt    For    For    For
1f    Elect Director Edward H. Frank    Mgmt    For    For    For
1g    Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1h    Elect Director Karen M. Golz    Mgmt    For    For    For
1i    Elect Director Mark M. Little    Mgmt    For    For    For
1j    Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1k    Elect Director Susie Wee    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

TE Connectivity Ltd.

 

Meeting Date:   03/10/2021   Country:   Switzerland   Primary Security ID:   H84989104
Record Date:   02/18/2021   Meeting Type:   Annual   Ticker:   TEL
    Shares Voted:   147,108    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Pierre R. Brondeau    Mgmt    For    For    For
1b    Elect Director Terrence R. Curtin    Mgmt    For    For    For
1c    Elect Director Carol A. (John) Davidson    Mgmt    For    For    For
1d    Elect Director Lynn A. Dugle    Mgmt    For    For    For
1e    Elect Director William A. Jeffrey    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f    Elect Director David M. Kerko *Withdrawn Resolution*    Mgmt         
1g    Elect Director Thomas J. Lynch    Mgmt    For    For    For
1h    Elect Director Heath A. Mitts    Mgmt    For    For    For
1i    Elect Director Yong Nam    Mgmt    For    For    For
1j    Elect Director Daniel J. Phelan    Mgmt    For    For    For
1k    Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1l    Elect Director Mark C. Trudeau    Mgmt    For    For    For
1m    Elect Director Dawn C. Willoughby    Mgmt    For    For    For
1n    Elect Director Laura H. Wright    Mgmt    For    For    For
2    Elect Board Chairman Thomas J. Lynch    Mgmt    For    For    For
3a    Elect Daniel J. Phelan as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3b    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3c    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3d    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    Mgmt    For    For    For
4    Designate Rene Schwarzenbach as Independent Proxy    Mgmt    For    For    For
5.1    Accept Annual Report for Fiscal Year Ended September 25, 2020    Mgmt    For    For    For
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020    Mgmt    For    For    For
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020    Mgmt    For    For    For
6    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021    Mgmt    For    For    For
7.2    Ratify Deloitte AG as Swiss Registered Auditors    Mgmt    For    For    For
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9    Approve the Increase in Maximum Aggregate Remuneration of Executive Management    Mgmt    For    Refer    For
10    Approve Maximum Aggregate Remuneration of Board of Directors    Mgmt    For    Refer    For
11    Approve Allocation of Available Earnings at September 25, 2020    Mgmt    For    For    For
12    Approve Declaration of Dividend    Mgmt    For    For    For
13    Approve Reduction in Share Capital via Cancelation of Shares    Mgmt    For    For    For
14    Amend Non-Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
15    Amend Omnibus Stock Plan    Mgmt    For    For    For
16    Adjourn Meeting    Mgmt    For    For    For

The Sherwin-Williams Company

 

Meeting Date:   04/21/2021   Country:   USA   Primary Security ID:   824348106
Record Date:   02/23/2021   Meeting Type:   Annual   Ticker:   SHW
    Shares Voted:   18,803    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b    Elect Director Arthur F. Anton    Mgmt    For    For    For
1c    Elect Director Jeff M. Fettig    Mgmt    For    For    For
1d    Elect Director Richard J. Kramer    Mgmt    For    For    For
1e    Elect Director John G. Morikis    Mgmt    For    For    For
1f    Elect Director Christine A. Poon    Mgmt    For    For    For
1g    Elect Director Aaron M. Powell    Mgmt    For    For    For
1h    Elect Director Michael H. Thaman    Mgmt    For    For    For
1i    Elect Director Matthew Thornton, III    Mgmt    For    For    For
1j    Elect Director Steven H. Wunning    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Texas Instruments Incorporated

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   882508104
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   TXN
    Shares Voted:   71,764    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Mark A. Blinn    Mgmt    For    For    For
1b    Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c    Elect Director Janet F. Clark    Mgmt    For    For    For
1d    Elect Director Carrie S. Cox    Mgmt    For    For    For
1e    Elect Director Martin S. Craighead    Mgmt    For    For    For
1f    Elect Director Jean M. Hobby    Mgmt    For    For    For
1g    Elect Director Michael D. Hsu    Mgmt    For    For    For
1h    Elect Director Ronald Kirk    Mgmt    For    For    For
1i    Elect Director Pamela H. Patsley    Mgmt    For    For    For
1j    Elect Director Robert E. Sanchez    Mgmt    For    For    For
1k    Elect Director Richard K. Templeton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Charter Communications, Inc.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   16119P108
Record Date:   02/26/2021   Meeting Type:   Annual   Ticker:   CHTR
    Shares Voted:   19,283    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director W. Lance Conn    Mgmt    For    Refer    Against
1b    Elect Director Kim C. Goodman    Mgmt    For    For    For
1c    Elect Director Craig A. Jacobson    Mgmt    For    For    For
1d    Elect Director Gregory B. Maffei    Mgmt    For    Against    Against
1e    Elect Director John D. Markley, Jr.    Mgmt    For    For    For
1f    Elect Director David C. Merritt    Mgmt    For    For    For
1g    Elect Director James E. Meyer    Mgmt    For    For    For
1h    Elect Director Steven A. Miron    Mgmt    For    Refer    Against
1i    Elect Director Balan Nair    Mgmt    For    For    For
1j    Elect Director Michael A. Newhouse    Mgmt    For    For    For
1k    Elect Director Mauricio Ramos    Mgmt    For    Refer    Against
1l    Elect Director Thomas M. Rutledge    Mgmt    For    For    For
1m    Elect Director Eric L. Zinterhofer    Mgmt    For    Refer    Against
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Report on Lobbying Payments and Policy    SH    Against    For    For
4    Require Independent Board Chair    SH    Against    Refer    For
5    Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts    SH    Against    For    For
6    Report on Greenhouse Gas Emissions Disclosure    SH    Against    For    For
7    Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

HCA Healthcare, Inc.

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   40412C101
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   HCA
    Shares Voted:   89,867    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b    Elect Director Samuel N. Hazen    Mgmt    For    For    For
1c    Elect Director Meg G. Crofton    Mgmt    For    For    For
1d    Elect Director Robert J. Dennis    Mgmt    For    For    For
1e    Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1f    Elect Director William R. Frist    Mgmt    For    For    For
1g    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h    Elect Director Michael W. Michelson    Mgmt    For    For    For
1i    Elect Director Wayne J. Riley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation    SH    Against    Against    Against

Aptiv PLC

 

Meeting Date:   04/30/2021   Country:   Jersey   Primary Security ID:   G6095L109
Record Date:   03/02/2021   Meeting Type:   Annual   Ticker:   APTV
    Shares Voted:   126,204    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kevin P. Clark    Mgmt    For    For    For
1b    Elect Director Richard L. Clemmer    Mgmt    For    For    For
1c    Elect Director Nancy E. Cooper    Mgmt    For    For    For
1d    Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
1e    Elect Director Rajiv L. Gupta    Mgmt    For    For    For
1f    Elect Director Joseph L. Hooley    Mgmt    For    For    For
1g    Elect Director Merit E. Janow    Mgmt    For    For    For
1h    Elect Director Sean O. Mahoney    Mgmt    For    For    For
1i    Elect Director Paul M. Meister    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Aptiv PLC

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j    Elect Director Robert K. Ortberg    Mgmt    For    For    For
1k    Elect Director Colin J. Parris    Mgmt    For    For    For
1l    Elect Director Ana G. Pinczuk    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Eli Lilly and Company

 

Meeting Date:   05/03/2021   Country:   USA   Primary Security ID:   532457108
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   LLY
    Shares Voted:   80,586    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Katherine Baicker    Mgmt    For    For    For
1b    Elect Director J. Erik Fyrwald    Mgmt    For    For    For
1c    Elect Director Jamere Jackson    Mgmt    For    For    For
1d    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1e    Elect Director Jackson P. Tai    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Report on Lobbying Payments and Policy    SH    Against    For    Against
7    Require Independent Board Chair    SH    Against    Refer    For
8    Adopt Policy on Bonus Banking    SH    Against    Refer    Against
9    Clawback Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

American Express Company

 

Meeting Date:   05/04/2021   Country:   USA   Primary Security ID:   025816109
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   AXP
    Shares Voted:   73,557    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Thomas J. Baltimore    Mgmt    For    For    For
1b    Elect Director Charlene Barshefsky    Mgmt    For    For    For
1c    Elect Director John J. Brennan    Mgmt    For    For    For
1d    Elect Director Peter Chernin    Mgmt    For    For    For
1e    Elect Director Ralph de la Vega    Mgmt    For    For    For
1f    Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g    Elect Director Theodore J. Leonsis    Mgmt    For    For    For
1h    Elect Director Karen L. Parkhill    Mgmt    For    For    For
1i    Elect Director Charles E. Phillips    Mgmt    For    For    For
1j    Elect Director Lynn A. Pike    Mgmt    For    For    For
1k    Elect Director Stephen J. Squeri    Mgmt    For    For    For
1l    Elect Director Daniel L. Vasella    Mgmt    For    For    For
1m    Elect Director Lisa W. Wardell    Mgmt    For    For    For
1n    Elect Director Ronald A. Williams    Mgmt    For    For    For
1o    Elect Director Christopher D. Young    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

CME Group Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   12572Q105
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   CME
    Shares Voted:   82,978    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b    Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c    Elect Director Charles P. Carey    Mgmt    For    For    For
1d    Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e    Elect Director Bryan T. Durkin    Mgmt    For    For    For
1f    Elect Director Ana Dutra    Mgmt    For    For    For
1g    Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h    Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i    Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j    Elect Director Daniel G. Kaye    Mgmt    For    For    For
1k    Elect Director Phyllis M. Lockett    Mgmt    For    For    For
1l    Elect Director Deborah J. Lucas    Mgmt    For    For    For
1m    Elect Director Terry L. Savage    Mgmt    For    For    For
1n    Elect Director Rahael Seifu    Mgmt    For    For    For
1o    Elect Director William R. Shepard    Mgmt    For    For    For
1p    Elect Director Howard J. Siegel    Mgmt    For    For    For
1q    Elect Director Dennis A. Suskind    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Danaher Corporation

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   235851102
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   DHR
    Shares Voted:   55,233    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Rainer M. Blair    Mgmt    For    For    For
1b    Elect Director Linda Hefner Filler    Mgmt    For    For    For
1c    Elect Director Teri List    Mgmt    For    Refer    Against
1d    Elect Director Walter G. Lohr, Jr.    Mgmt    For    Refer    Against
1e    Elect Director Jessica L. Mega    Mgmt    For    For    For
1f    Elect Director Mitchell P. Rales    Mgmt    For    For    For
1g    Elect Director Steven M. Rales    Mgmt    For    For    For
1h    Elect Director Pardis C. Sabeti    Mgmt    For    For    For
1i    Elect Director John T. Schwieters    Mgmt    For    Refer    Against
1j    Elect Director Alan G. Spoon    Mgmt    For    For    For
1k    Elect Director Raymond C. Stevens    Mgmt    For    For    For
1l    Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Discover Financial Services

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   254709108
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   DFS
    Shares Voted:   162,723    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jeffrey S. Aronin    Mgmt    For    For    For
1.2    Elect Director Mary K. Bush    Mgmt    For    For    For
1.3    Elect Director Gregory C. Case    Mgmt    For    For    For
1.4    Elect Director Candace H. Duncan    Mgmt    For    For    For
1.5    Elect Director Joseph F. Eazor    Mgmt    For    For    For
1.6    Elect Director Cynthia A. Glassman    Mgmt    For    For    For
1.7    Elect Director Roger C. Hochschild    Mgmt    For    For    For
1.8    Elect Director Thomas G. Maheras    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Discover Financial Services

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9    Elect Director Michael H. Moskow    Mgmt    For    For    For
1.10    Elect Director David L. Rawlinson, II    Mgmt    For    For    For
1.11    Elect Director Mark A. Thierer    Mgmt    For    For    For
1.12    Elect Director Jennifer L. Wong    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

United Rentals, Inc.

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   911363109
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   URI
    Shares Voted:   53,194    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Jose B. Alvarez    Mgmt    For    For    For
1b    Elect Director Marc A. Bruno    Mgmt    For    For    For
1c    Elect Director Matthew J. Flannery    Mgmt    For    For    For
1d    Elect Director Bobby J. Griffin    Mgmt    For    For    For
1e    Elect Director Kim Harris Jones    Mgmt    For    For    For
1f    Elect Director Terri L. Kelly    Mgmt    For    For    For
1g    Elect Director Michael J. Kneeland    Mgmt    For    For    For
1h    Elect Director Gracia C. Martore    Mgmt    For    For    For
1i    Elect Director Filippo Passerini    Mgmt    For    For    For
1j    Elect Director Donald C. Roof    Mgmt    For    For    For
1k    Elect Director Shiv Singh    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Stanley Black & Decker, Inc.

 

Meeting Date:   05/10/2021   Country:   USA   Primary Security ID:   854502101
Record Date:   03/11/2021   Meeting Type:   Annual   Ticker:   SWK
    Shares Voted:   53,480    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Andrea J. Ayers    Mgmt    For    For    For
1b    Elect Director George W. Buckley    Mgmt    For    For    For
1c    Elect Director Patrick D. Campbell    Mgmt    For    For    For
1d    Elect Director Carlos M. Cardoso    Mgmt    For    For    For
1e    Elect Director Robert B. Coutts    Mgmt    For    For    For
1f    Elect Director Debra A. Crew    Mgmt    For    For    For
1g    Elect Director Michael D. Hankin    Mgmt    For    For    For
1h    Elect Director James M. Loree    Mgmt    For    For    For
1i    Elect Director Jane M. Palmieri    Mgmt    For    For    For
1j    Elect Director Mojdeh Poul    Mgmt    For    For    For
1k    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1l    Elect Director Irving Tan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act    Mgmt    For    For    For
6    Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
7    Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Union Pacific Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   907818108
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   93,012    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1j    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Report on EEO    SH    Against    For    For
7    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For
8    Annual Vote and Report on Climate Change    SH    Against    Against    Against

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   117,267    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c    Elect Director Michael J. Farrell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Zimmer Biomet Holdings, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1e    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1f    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1g    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1h    Elect Director Syed Jafry    Mgmt    For    For    For
1i    Elect Director Sreelakshmi Kolli    Mgmt    For    For    For
1j    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Amend Deferred Compensation Plan    Mgmt    For    Refer    For
7    Provide Right to Call Special Meeting    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   46625H100
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   JPM
    Shares Voted:   161,699    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Linda B. Bammann    Mgmt    For    For    For
1b    Elect Director Stephen B. Burke    Mgmt    For    For    For
1c    Elect Director Todd A. Combs    Mgmt    For    For    For
1d    Elect Director James S. Crown    Mgmt    For    For    For
1e    Elect Director James Dimon    Mgmt    For    For    For
1f    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1g    Elect Director Mellody Hobson    Mgmt    For    For    For
1h    Elect Director Michael A. Neal    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

JPMorgan Chase & Co.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1i    Elect Director Phebe N. Novakovic    Mgmt    For    For    For
1j    Elect Director Virginia M. Rometty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For
6    Report on Racial Equity Audit    SH    Against    Against    Against
7    Require Independent Board Chair    SH    Against    Refer    Against
8    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For

Fiserv, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   337738108
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   254,898    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For
1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Kevin M. Warren    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Morgan Stanley

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   617446448
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   197,592    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h    Elect Director Shelley B. Leibowitz    Mgmt    For    For    For
1i    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j    Elect Director Jami Miscik    Mgmt    For    For    For
1k    Elect Director Dennis M. Nally    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NextEra Energy, Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   65339F101
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   NEE
    Shares Voted:   215,704    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1a    Elect Director Sherry S. Barrat    Mgmt    For    For    For
1b    Elect Director James L. Camaren    Mgmt    For    For    For
1c    Elect Director Kenneth B. Dunn    Mgmt    For    For    For
1d    Elect Director Naren K. Gursahaney    Mgmt    For    For    For
1e    Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1f    Elect Director Amy B. Lane    Mgmt    For    For    For
1g    Elect Director David L. Porges    Mgmt    For    For    For
1h    Elect Director James L. Robo    Mgmt    For    For    For
1i    Elect Director Rudy E. Schupp    Mgmt    For    For    For
1j    Elect Director John L. Skolds    Mgmt    For    For    For
1k    Elect Director Lynn M. Utter    Mgmt    For    For    For
1l    Elect Director Darryl L. Wilson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Zoetis Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   98978V103
Record Date:   03/26/2021   Meeting Type:   Annual   Ticker:   ZTS
    Shares Voted:   73,344    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Sanjay Khosla    Mgmt    For    For    For
1b    Elect Director Antoinette R. Leatherberry    Mgmt    For    For    For
1c    Elect Director Willie M. Reed    Mgmt    For    For    For
1d    Elect Director Linda Rhodes    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Zoetis Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   023135106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   7,420    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    Refer    For
1b    Elect Director Keith B. Alexander    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Gender/Racial Pay Gap    SH    Against    For    For
7    Report on Promotion Data    SH    Against    Against    Against
8    Report on the Impacts of Plastic Packaging    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Amazon.com, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    For    For
10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Refer    Against
11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    For    For
12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
13    Report on Lobbying Payments and Policy    SH    Against    For    For
14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For

PayPal Holdings, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   70450Y103
Record Date:   03/30/2021   Meeting Type:   Annual   Ticker:   PYPL
    Shares Voted:   41,608    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b    Elect Director Jonathan Christodoro    Mgmt    For    For    For
1c    Elect Director John J. Donahoe    Mgmt    For    For    For
1d    Elect Director David W. Dorman    Mgmt    For    For    For
1e    Elect Director Belinda J. Johnson    Mgmt    For    For    For
1f    Elect Director Gail J. McGovern    Mgmt    For    For    For
1g    Elect Director Deborah M. Messemer    Mgmt    For    For    For
1h    Elect Director David M. Moffett    Mgmt    For    For    For
1i    Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k    Elect Director Frank D. Yeary    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Welltower Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   95040Q104
Record Date:   03/30/2021   Meeting Type:   Annual   Ticker:   WELL
    Shares Voted:   120,794    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1b    Elect Director Karen B. DeSalvo    Mgmt    For    For    For
1c    Elect Director Jeffrey H. Donahue    Mgmt    For    For    For
1d    Elect Director Philip L. Hawkins    Mgmt    For    For    For
1e    Elect Director Dennis G. Lopez    Mgmt    For    For    For
1f    Elect Director Shankh Mitra    Mgmt    For    For    For
1g    Elect Director Ade J. Patton    Mgmt    For    For    For
1h    Elect Director Diana W. Reid    Mgmt    For    For    For
1i    Elect Director Sergio D. Rivera    Mgmt    For    For    For
1j    Elect Director Johnese M. Spisso    Mgmt    For    For    For
1k    Elect Director Kathryn M. Sullivan    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alphabet Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   11,886    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Larry Page    Mgmt    For    For    For
1b    Elect Director Sergey Brin    Mgmt    For    For    For
1c    Elect Director Sundar Pichai    Mgmt    For    For    For
1d    Elect Director John L. Hennessy    Mgmt    For    For    For
1e    Elect Director Frances H. Arnold    Mgmt    For    For    For
1f    Elect Director L. John Doerr    Mgmt    For    Refer    Against
1g    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1h    Elect Director Ann Mather    Mgmt    For    Against    Against
1i    Elect Director Alan R. Mulally    Mgmt    For    For    For
1j    Elect Director K. Ram Shriram    Mgmt    For    Refer    Against
1k    Elect Director Robin L. Washington    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
6    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
7    Report on Takedown Requests    SH    Against    For    For
8    Report on Whistleblower Policies and Practices    SH    Against    Against    Against
9    Report on Charitable Contributions    SH    Against    Against    Against
10    Report on Risks Related to Anticompetitive Practices    SH    Against    For    For
11    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Aon plc

 

Meeting Date:   06/02/2021   Country:   Ireland   Primary Security ID:   G0403H108
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   AON
    Shares Voted:   83,581    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Lester B. Knight    Mgmt    For    For    For
1.2    Elect Director Gregory C. Case    Mgmt    For    For    For
1.3    Elect Director Jin-Yong Cai    Mgmt    For    For    For
1.4    Elect Director Jeffrey C. Campbell    Mgmt    For    For    For
1.5    Elect Director Fulvio Conti    Mgmt    For    For    For
1.6    Elect Director Cheryl A. Francis    Mgmt    For    For    For
1.7    Elect Director J. Michael Losh    Mgmt    For    For    For
1.8    Elect Director Richard B. Myers    Mgmt    For    For    For
1.9    Elect Director Richard C. Notebaert    Mgmt    For    For    For
1.10    Elect Director Gloria Santona    Mgmt    For    For    For
1.11    Elect Director Byron O. Spruell    Mgmt    For    For    For
1.12    Elect Director Carolyn Y. Woo    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Ratify Ernst & Young Chartered Accountants as Statutory Auditor    Mgmt    For    For    For
5    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6    Amend Articles of Association Re: Article 190    Mgmt    For    Refer    For
7    Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves    Mgmt    For    Refer    For
8    Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Artisan Partners Asset Management Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   04316A108
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   APAM
    Shares Voted:   213,659    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jennifer A. Barbetta    Mgmt    For    For    For
1.2    Elect Director Matthew R. Barger    Mgmt    For    For    For
1.3    Elect Director Eric R. Colson    Mgmt    For    For    For
1.4    Elect Director Tench Coxe    Mgmt    For    Refer    Withhold
1.5    Elect Director Stephanie G. DiMarco    Mgmt    For    Refer    Withhold
1.6    Elect Director Jeffrey A. Joerres    Mgmt    For    Refer    Withhold
1.7    Elect Director Andrew A. Ziegler    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Netflix, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   64110L106
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   NFLX
    Shares Voted:   25,910    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Richard N. Barton    Mgmt    For    Withhold    Withhold
1b    Elect Director Rodolphe Belmer    Mgmt    For    Refer    Withhold
1c    Elect Director Bradford L. Smith    Mgmt    For    Refer    Withhold
1d    Elect Director Anne M. Sweeney    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Report on Political Contributions    SH    Against    For    For
5    Adopt Simple Majority Vote    SH    Against    For    For
6    Improve the Executive Compensation Philosophy    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

UnitedHealth Group Incorporated

 

Meeting Date:   06/07/2021   Country:   USA   Primary Security ID:   91324P102
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   UNH
    Shares Voted:   62,038    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Richard T. Burke    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1d    Elect Director Michele J. Hooper    Mgmt    For    For    For
1e    Elect Director F. William McNabb, III    Mgmt    For    For    For
1f    Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1g    Elect Director John H. Noseworthy    Mgmt    For    For    For
1h    Elect Director Gail R. Wilensky    Mgmt    For    For    For
1i    Elect Director Andrew Witty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/08/2021   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   107,441    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Approve Amendment to Rules and Procedures for Election of Directors    Mgmt    For    Refer    For
3    Approve Issuance of Restricted Stocks    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1    Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director    Mgmt    For    For    For
4.2    Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director    Mgmt    For    For    For
4.3    Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director    Mgmt    For    For    For
4.4    Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director    Mgmt    For    For    For
4.5    Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director    Mgmt    For    For    For
4.6    Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director    Mgmt    For    For    For
4.7    Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director    Mgmt    For    For    For
4.8    Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director    Mgmt    For    For    For
4.9    Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director    Mgmt    For    For    For
4.10    Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director    Mgmt    For    For    For

Mastercard Incorporated

 

Meeting Date:   06/22/2021   Country:   USA   Primary Security ID:   57636Q104
Record Date:   04/23/2021   Meeting Type:   Annual   Ticker:   MA
    Shares Voted:   57,613    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Ajay Banga    Mgmt    For    For    For
1b    Elect Director Merit E. Janow    Mgmt    For    For    For
1c    Elect Director Richard K. Davis    Mgmt    For    For    For
1d    Elect Director Steven J. Freiberg    Mgmt    For    For    For
1e    Elect Director Julius Genachowski    Mgmt    For    For    For
1f    Elect Director Choon Phong Goh    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Mastercard Incorporated

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1g    Elect Director Oki Matsumoto    Mgmt    For    For    For
1h    Elect Director Michael Miebach    Mgmt    For    For    For
1i    Elect Director Youngme Moon    Mgmt    For    For    For
1j    Elect Director Rima Qureshi    Mgmt    For    For    For
1k    Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1m    Elect Director Jackson Tai    Mgmt    For    For    For
1n    Elect Director Lance Uggla    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

DELAWARE IVY VIP CORPORATE BOND

(prior to July 1, 2021, Ivy VIP Corporate Bond)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP ENERGY

(prior to July 1, 2021, Ivy VIP Energy)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

Liberty Oilfield Services Inc.

 

Meeting Date:   11/30/2020   Country:   USA   Primary Security ID:   53115L104
Record Date:   10/20/2020   Meeting Type:   Special   Ticker:   LBRT
    Shares Voted:   64,987    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

WPX Energy, Inc.

 

Meeting Date:   12/30/2020   Country:   USA   Primary Security ID:   98212B103
Record Date:   11/04/2020   Meeting Type:   Special   Ticker:   WPX
    Shares Voted:   162,012    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Parsley Energy, Inc.

 

Meeting Date:   01/12/2021   Country:   USA   Primary Security ID:   701877102
Record Date:   12/07/2020   Meeting Type:   Special   Ticker:   PE
    Shares Voted:   97,473    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Pioneer Natural Resources Company

 

Meeting Date:   01/12/2021   Country:   USA   Primary Security ID:   723787107
Record Date:   12/07/2020   Meeting Type:   Special   Ticker:   PXD
    Shares Voted:   14,209    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Concho Resources Inc.

 

Meeting Date:   01/15/2021   Country:   USA   Primary Security ID:   20605P101
Record Date:   12/11/2020   Meeting Type:   Special   Ticker:   CXO
    Shares Voted:   26,650    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

ConocoPhillips

 

Meeting Date:   01/15/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   12/11/2020   Meeting Type:   Special   Ticker:   COP
    Shares Voted:   27,812    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Aspen Technology, Inc.

 

Meeting Date:   01/29/2021   Country:   USA   Primary Security ID:   045327103
Record Date:   12/08/2020   Meeting Type:   Annual   Ticker:   AZPN
    Shares Voted:   8,935    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Thomas M. Bradicich    Mgmt    For    For    For
1.2    Elect Director Adriana Karaboutis    Mgmt    For    For    For
1.3    Elect Director Georgia Keresty    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Helmerich & Payne, Inc.

 

Meeting Date:   03/02/2021   Country:   USA   Primary Security ID:   423452101
Record Date:   01/05/2021   Meeting Type:   Annual   Ticker:   HP
    Shares Voted:   18,637    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Delaney M. Bellinger    Mgmt    For    For    For
1b    Elect Director Kevin G. Cramton    Mgmt    For    For    For
1c    Elect Director Randy A. Foutch    Mgmt    For    For    For
1d    Elect Director Hans Helmerich    Mgmt    For    For    For
1e    Elect Director John W. Lindsay    Mgmt    For    For    For
1f    Elect Director Jose R. Mas    Mgmt    For    For    For
1g    Elect Director Thomas A. Petrie    Mgmt    For    For    For
1h    Elect Director Donald F. Robillard, Jr.    Mgmt    For    For    For
1i    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1j    Elect Director Mary M. VanDeWeghe    Mgmt    For    For    For
1k    Elect Director John D. Zeglis    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Schlumberger N.V.

 

Meeting Date:   04/07/2021   Country:   Curacao   Primary Security ID:   806857108
Record Date:   02/17/2021   Meeting Type:   Annual   Ticker:   SLB
    Shares Voted:   72,913    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Patrick de La Chevardiere    Mgmt    For    For    For
1.2    Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1.3    Elect Director Olivier Le Peuch    Mgmt    For    For    For
1.4    Elect Director Tatiana A. Mitrova    Mgmt    For    For    For
1.5    Elect Director Maria Moræus Hanssen    Mgmt    For    For    For
1.6    Elect Director Mark G. Papa    Mgmt    For    For    For
1.7    Elect Director Henri Seydoux    Mgmt    For    For    For
1.8    Elect Director Jeff W. Sheets    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
7    Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For

American Electric Power Company, Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   025537101
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   AEP
    Shares Voted:   2,830    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Nicholas K. Akins    Mgmt    For    For    For
1.2    Elect Director David J. Anderson    Mgmt    For    For    For
1.3    Elect Director J. Barnie Beasley, Jr.    Mgmt    For    For    For
1.4    Elect Director Art A. Garcia    Mgmt    For    For    For
1.5    Elect Director Linda A. Goodspeed    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

American Electric Power Company, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.6    Elect Director Thomas E. Hoaglin    Mgmt    For    For    For
1.7    Elect Director Sandra Beach Lin    Mgmt    For    For    For
1.8    Elect Director Margaret M. McCarthy    Mgmt    For    For    For
1.9    Elect Director Stephen S. Rasmussen    Mgmt    For    For    For
1.10    Elect Director Oliver G. Richard, III    Mgmt    For    For    For
1.11    Elect Director Daryl Roberts    Mgmt    For    For    For
1.12    Elect Director Sara Martinez Tucker    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Liberty Oilfield Services Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   53115L104
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   LBRT
    Shares Voted:   107,930    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Ken Babcock    Mgmt    For    Refer    Withhold
1.2    Elect Director Brett Staffieri    Mgmt    For    Refer    Withhold
1.3    Elect Director Christopher A. Wright    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Marathon Petroleum Corporation

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   56585A102
Record Date:   03/02/2021   Meeting Type:   Annual   Ticker:   MPC
    Shares Voted:   55,014    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Abdulaziz F. Alkhayyal    Mgmt    For    For    For
1b    Elect Director Jonathan Z. Cohen    Mgmt    For    For    For
1c    Elect Director Michael J. Hennigan    Mgmt    For    For    For
1d    Elect Director Frank M. Semple    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Declassify the Board of Directors    Mgmt    For    For    For
7    Limit Accelerated Vesting of Equity Awards Upon a Change in Control    SH    Against    Refer    Against

Cabot Oil & Gas Corporation

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   127097103
Record Date:   03/03/2021   Meeting Type:   Annual   Ticker:   COG
    Shares Voted:   26,362    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2    Elect Director Rhys J. Best    Mgmt    For    For    For
1.3    Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4    Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5    Elect Director Peter B. Delaney    Mgmt    For    For    For
1.6    Elect Director Dan O. Dinges    Mgmt    For    For    For
1.7    Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8    Elect Director Marcus A. Watts    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

EOG Resources, Inc.

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   26875P101
Record Date:   03/05/2021   Meeting Type:   Annual   Ticker:   EOG
    Shares Voted:   23,687    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Janet F. Clark    Mgmt    For    For    For
1b    Elect Director Charles R. Crisp    Mgmt    For    For    For
1c    Elect Director Robert P. Daniels    Mgmt    For    For    For
1d    Elect Director James C. Day    Mgmt    For    For    For
1e    Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f    Elect Director Michael T. Kerr    Mgmt    For    For    For
1g    Elect Director Julie J. Robertson    Mgmt    For    For    For
1h    Elect Director Donald F. Textor    Mgmt    For    For    For
1i    Elect Director William R. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Valero Energy Corporation

 

Meeting Date:    04/29/2021    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/03/2021    Meeting Type:    Annual    Ticker:    VLO
      Shares Voted:    33,783      

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1b    Elect Director Joseph W. Gorder    Mgmt    For    For    For
1c    Elect Director Kimberly S. Greene    Mgmt    For    For    For
1d    Elect Director Deborah P. Majoras    Mgmt    For    For    For
1e    Elect Director Eric D. Mullins    Mgmt    For    For    For
1f    Elect Director Donald L. Nickles    Mgmt    For    For    For
1g    Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1h    Elect Director Robert A. Profusek    Mgmt    For    For    For
1i    Elect Director Stephen M. Waters    Mgmt    For    For    For
1j    Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1k    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:   05/04/2021    Country:    Canada    Primary Security ID:    867224107
Record Date:   03/08/2021    Meeting Type:    Annual    Ticker:    SU
     Shares Voted:    51,305      

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2    Elect Director John D. Gass    Mgmt    For    For    For
1.3    Elect Director Russell (Russ) K. Girling    Mgmt    For    For    For
1.4    Elect Director Jean Paul (JP) Gladu    Mgmt    For    For    For
1.5    Elect Director Dennis M. Houston    Mgmt    For    For    For
1.6    Elect Director Mark S. Little    Mgmt    For    For    For
1.7    Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.8    Elect Director Maureen McCaw    Mgmt    For    For    For
1.9    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.10    Elect Director Eira M. Thomas    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Suncor Energy Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.11    Elect Director Michael M. Wilson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Amend Stock Option Plan    Mgmt    For    For    For
4    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Dominion Energy, Inc.

 

Meeting Date:   05/05/2021   Country:    USA   Primary Security ID:   25746U109
Record Date:   03/05/2021   Meeting Type:    Annual   Ticker:   D
    Shares Voted:    3,794    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A    Elect Director James A. Bennett    Mgmt    For    For    For
1B    Elect Director Robert M. Blue    Mgmt    For    For    For
1C    Elect Director Helen E. Dragas    Mgmt    For    For    For
1D    Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1E    Elect Director D. Maybank Hagood    Mgmt    For    For    For
1F    Elect Director Ronald W. Jibson    Mgmt    For    For    For
1G    Elect Director Mark J. Kington    Mgmt    For    For    For
1H    Elect Director Joseph M. Rigby    Mgmt    For    For    For
1I    Elect Director Pamela J. Royal    Mgmt    For    For    For
1J    Elect Director Robert H. Spilman, Jr.    Mgmt    For    For    For
1K    Elect Director Susan N. Story    Mgmt    For    For    For
1L    Elect Director Michael E. Szymanczyk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    Against    Against
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Amend Proxy Access Right    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Canadian Natural Resources Limited

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   41,375    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Duke Energy Corporation

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   26441C204
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   DUK
    Shares Voted:   2,671    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael G. Browning    Mgmt    For    For    For
1.2    Elect Director Annette K. Clayton    Mgmt    For    For    For
1.3    Elect Director Theodore F. Craver, Jr.    Mgmt    For    For    For
1.4    Elect Director Robert M. Davis    Mgmt    For    For    For
1.5    Elect Director Caroline Dorsa    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Duke Energy Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6    Elect Director W. Roy Dunbar    Mgmt    For    For    For
1.7    Elect Director Nicholas C. Fanandakis    Mgmt    For    For    For
1.8    Elect Director Lynn J. Good    Mgmt    For    For    For
1.9    Elect Director John T. Herron    Mgmt    For    For    For
1.10    Elect Director E. Marie McKee    Mgmt    For    For    For
1.11    Elect Director Michael J. Pacilio    Mgmt    For    For    For
1.12    Elect Director Thomas E. Skains    Mgmt    For    For    For
1.13    Elect Director William E. Webster, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Report on Political Contributions and Expenditures    SH    Against    For    For

ConocoPhillips

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   COP
    Shares Voted:   73,220    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For
1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director Timothy A. Leach    Mgmt    For    For    For
1i    Elect Director William H. McRaven    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

ConocoPhillips

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j    Elect Director Sharmila Mulligan    Mgmt    For    For    For
1k    Elect Director Eric D. Mullins    Mgmt    For    For    For
1l    Elect Director Arjun N. Murti    Mgmt    For    For    For
1m    Elect Director Robert A. Niblock    Mgmt    For    For    For
1n    Elect Director David T. Seaton    Mgmt    For    For    For
1o    Elect Director R.A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    For    For    For
5    Emission Reduction Targets    SH    Against    For    For

Bloom Energy Corporation

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   093712107
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   BE
    Shares Voted:   22,146    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael Boskin    Mgmt    For    Refer    Withhold
1.2    Elect Director John T. Chambers    Mgmt    For    Refer    Withhold
1.3    Elect Director L. John Doerr - Withdrawn    Mgmt         
2    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

ChampionX Corp.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   15872M104
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   CHX
    Shared Voted:   111,274    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Sivasankaran (Soma) Somasundaram    Mgmt    For    For    For
1.2    Elect Director Stephen K. Wagner    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Dril-Quip, Inc.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   262037104
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   DRQ
    Shares Voted:   34,497    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Steven L. Newman    Mgmt    For    For    For
1.2    Elect Director Amy B. Schwetz    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

First Solar, Inc.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   336433107
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   FSLR
    Shares Voted:   9,365    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael J. Ahearn    Mgmt    For    For    For
1.2    Elect Director Sharon L. Allen    Mgmt    For    For    For
1.3    Elect Director Richard D. Chapman    Mgmt    For    For    For
1.4    Elect Director George A. Hambro    Mgmt    For    For    For
1.5    Elect Director Kathryn A. Hollister    Mgmt    For    For    For
1.6    Elect Director Molly E. Joseph    Mgmt    For    For    For
1.7    Elect Director Craig Kennedy    Mgmt    For    For    For
1.8    Elect Director William J. Post    Mgmt    For    For    For
1.9    Elect Director Paul H. Stebbins    Mgmt    For    For    For
1.10    Elect Director Michael Sweeney    Mgmt    For    For    For
1.11    Elect Director Mark R. Widmar    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Report on Board Diversity    SH    Against    For    For

Phillips 66

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   718546104
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   PSX
    Shares Voted:   29,809    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Julie L. Bushman    Mgmt    For    For    For
1b    Elect Director Lisa A. Davis    Mgmt    For    For    For
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5    Adopt GHG Emissions Reduction Targets    SH    Against    For    Against
6    Report on Climate Lobbying    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Baker Hughes Company

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   05722G100
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   BKR
    Shares Voted:   87,591    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director W. Geoffrey Beattie    Mgmt    For    For    For
1.2    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1.3    Elect Director Cynthia B. Carroll    Mgmt    For    For    For
1.4    Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1.5    Elect Director Nelda J. Connors    Mgmt    For    For    For
1.6    Elect Director Gregory L. Ebel    Mgmt    For    For    For
1.7    Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1.8    Elect Director John G. Rice    Mgmt    For    For    For
1.9    Elect Director Lorenzo Simonelli    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Approve Omnibus Stock Plan    Mgmt    For    For    For

Cactus, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   127203107
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   WHD
    Shares Voted:   82,962    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael McGovern    Mgmt    For    Refer    Withhold
1.2    Elect Director John (Andy) O’Donnell    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Enphase Energy, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   29355A107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   ENPH
    Shares Voted:   10,807    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Badrinarayanan Kothandaraman    Mgmt    For    For    For
1.2    Elect Director Joseph Malchow    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   406216101
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   HAL
    Shares Voted:   87,455    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b    Elect Director William E. Albrecht    Mgmt    For    For    For
1c    Elect Director M. Katherine Banks    Mgmt    For    For    For
1d    Elect Director Alan M. Bennett    Mgmt    For    For    For
1e    Elect Director Milton Carroll    Mgmt    For    For    For
1f    Elect Director Murry S. Gerber    Mgmt    For    For    For
1g    Elect Director Patricia Hemingway Hall    Mgmt    For    For    For
1h    Elect Director Robert A. Malone    Mgmt    For    For    For
1i    Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1j    Elect Director Bhavesh V. (Bob) Patel    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

NOV Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   62955J103
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   NOV
    Shares Voted:   42,695    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Clay C. Williams    Mgmt    For    For    For
1b    Elect Director Greg L. Armstrong    Mgmt    For    For    For
1c    Elect Director Marcela E. Donadio    Mgmt    For    For    For
1d    Elect Director Ben A. Guill    Mgmt    For    For    For
1e    Elect Director James T. Hackett    Mgmt    For    For    For
1f    Elect Director David D. Harrison    Mgmt    For    For    For
1g    Elect Director Eric L. Mattson    Mgmt    For    For    For
1h    Elect Director Melody B. Meyer    Mgmt    For    For    For
1i    Elect Director William R. Thomas    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Continental Resources, Inc.

 

Meeting Date:   05/20/2021   Country:    USA   Primary Security ID:   212015101
Record Date:   03/24/2021   Meeting Type:    Annual   Ticker:   CLR
    Shares Voted:    33,835    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director William B. Berry    Mgmt    For    For    For
1.2    Elect Director Harold G. Hamm    Mgmt    For    Refer    Withhold
1.3    Elect Director Shelly Lambertz    Mgmt    For    Refer    Withhold
1.4    Elect Director Ellis L. ‘Lon’ McCain    Mgmt    For    For    For
1.5    Elect Director John T. McNabb, II    Mgmt    For    For    For
1.6    Elect Director Mark E. Monroe    Mgmt    For    For    For
1.7    Elect Director Timothy G. Taylor    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

NextEra Energy, Inc.

 

Meeting Date:   05/20/2021   Country:    USA   Primary Security ID:   65339F101
Record Date:   03/23/2021   Meeting Type:    Annual   Ticker:   NEE
    Shares Voted:    6,976    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Sherry S. Barrat    Mgmt    For    For    For
1b    Elect Director James L. Camaren    Mgmt    For    For    For
1c    Elect Director Kenneth B. Dunn    Mgmt    For    For    For
1d    Elect Director Naren K. Gursahaney    Mgmt    For    For    For
1e    Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1f    Elect Director Amy B. Lane    Mgmt    For    For    For
1g    Elect Director David L. Porges    Mgmt    For    For    For
1h    Elect Director James L. Robo    Mgmt    For    For    For
1i    Elect Director Rudy E. Schupp    Mgmt    For    For    For
1j    Elect Director John L. Skolds    Mgmt    For    For    For
1k    Elect Director Lynn M. Utter    Mgmt    For    For    For
1l    Elect Director Darryl L. Wilson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Chevron Corporation

 

Meeting Date:   05/26/2021   Country:    USA   Primary Security ID:   166764100
Record Date:   03/29/2021   Meeting Type:    Annual   Ticker:   CVX
    Shares Voted:    15,415    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director John B. Frank    Mgmt    For    For    For
1c    Elect Director Alice P. Gast    Mgmt    For    For    For
1d    Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1f    Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g    Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h    Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i    Elect Director Debra Reed-Klages    Mgmt    For    For    For
1j    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1l    Elect Director Michael K. Wirth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Scope 3 Emissions    SH    Against    For    For
5    Report on Impacts of Net Zero 2050 Scenario    SH    Against    For    For
6    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    For    For
8    Require Independent Board Chair    SH    Against    Refer    Against
9    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Exxon Mobil Corporation

 

Meeting Date:   05/26/2021   Country:    USA   Primary Security ID:   30231G102
Record Date:   03/29/2021   Meeting Type:    Proxy Contest   Ticker:   XOM
    Shares Voted:    52,810    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Management Proxy (Blue Proxy Card)    Mgmt         
1.1    Elect Director Michael J. Angelakis    Mgmt    For    Refer    Do Not Vote
1.2    Elect Director Susan K. Avery    Mgmt    For    Refer    Do Not Vote
1.3    Elect Director Angela F. Braly    Mgmt    For    Refer    Do Not Vote
1.4    Elect Director Ursula M. Burns    Mgmt    For    Refer    Do Not Vote
1.5    Elect Director Kenneth C. Frazier    Mgmt    For    Refer    Do Not Vote
1.6    Elect Director Joseph L. Hooley    Mgmt    For    Refer    Do Not Vote
1.7    Elect Director Steven A. Kandarian    Mgmt    For    Refer    Do Not Vote
1.8    Elect Director Douglas R. Oberhelman    Mgmt    For    Refer    Do Not Vote
1.9    Elect Director Samuel J. Palmisano    Mgmt    For    Refer    Do Not Vote
1.10    Elect Director Jeffrey W. Ubben    Mgmt    For    Refer    Do Not Vote
1.11    Elect Director Darren W. Woods    Mgmt    For    Refer    Do Not Vote
1.12    Elect Director Wan Zulkiflee    Mgmt    For    Refer    Do Not Vote
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Exxon Mobil Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Require Independent Board Chair    SH    Against    Refer    Do Not Vote
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    Refer    Do Not Vote
6    Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario    SH    Against    Refer    Do Not Vote
7    Report on Costs and Benefits of Environmental-Related Expenditures    SH    Against    Refer    Do Not Vote
8    Report on Political Contributions    SH    Against    Refer    Do Not Vote
9    Report on Lobbying Payments and Policy    SH    Against    Refer    Do Not Vote
10    Report on Corporate Climate Lobbying Aligned with Paris Agreement    SH    Against    Refer    Do Not Vote
   Dissident Proxy (White Proxy Card)    Mgmt         
1.1    Elect Director Gregory J. Goff    SH    For    Refer    For
1.2    Elect Director Kaisa Hietala    SH    For    Refer    For
1.3    Elect Director Alexander A. Karsner    SH    For    Refer    For
1.4    Elect Director Anders Runevad    SH    For    Refer    Withhold
1.5    Management Nominee Michael J. Angelakis    SH    For    Refer    For
1.6    Management Nominee Susan K. Avery    SH    For    Refer    For
1.7    Management Nominee Angela F. Braly    SH    For    Refer    For
1.8    Management Nominee Ursula M. Burns    SH    For    Refer    For
1.9    Management Nominee Kenneth C. Frazier    SH    For    Refer    For
1.10    Management Nominee Joseph L. Hooley    SH    For    Refer    For
1.11    Management Nominee Jeffrey W. Ubben    SH    For    Refer    For
1.12    Management Nominee Darren W. Woods    SH    For    Refer    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    Against    Refer    For
4    Require Independent Board Chair    SH    None    Refer    Against
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    None    Refer    For
6    Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario    SH    None    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Exxon Mobil Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

7    Report on Costs and Benefits of Environmental-Related Expenditures    SH    None    Refer    Against
8    Report on Political Contributions    SH    None    Refer    For
9    Report on Lobbying Payments and Policy    SH    None    Refer    For
10    Report on Corporate Climate Lobbying Aligned with Paris Agreement    SH    None    Refer    For

Marathon Oil Corporation

 

Meeting Date:   05/26/2021   Country:    USA   Primary Security ID:   565849106
Record Date:   03/29/2021   Meeting Type:    Annual   Ticker:   MRO
    Shares Voted:    32,479    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1b    Elect Director Marcela E. Donadio    Mgmt    For    For    For
1c    Elect Director Jason B. Few    Mgmt    For    For    For
1d    Elect Director M. Elise Hyland    Mgmt    For    For    For
1e    Elect Director Holli C. Ladhani    Mgmt    For    For    For
1f    Elect Director Brent J. Smolik    Mgmt    For    For    For
1g    Elect Director Lee M. Tillman    Mgmt    For    For    For
1h    Elect Director J. Kent Wells    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Pioneer Natural Resources Company

 

Meeting Date:   05/27/2021   Country:    USA   Primary Security ID:   723787107
Record Date:   04/01/2021   Meeting Type:    Annual   Ticker:   PXD
    Shares Voted:    26,084    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director A.R. Alameddine    Mgmt    For    For    For
1b    Elect Director Edison C. Buchanan    Mgmt    For    For    For
1c    Elect Director Matt Gallagher    Mgmt    For    For    For
1d    Elect Director Phillip A. Gobe    Mgmt    For    For    For
1e    Elect Director Larry R. Grillot    Mgmt    For    For    For
1f    Elect Director Stacy P. Methvin    Mgmt    For    For    For
1g    Elect Director Royce W. Mitchell    Mgmt    For    For    For
1h    Elect Director Frank A. Risch    Mgmt    For    For    For
1i    Elect Director Scott D. Sheffield    Mgmt    For    For    For
1j    Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1k    Elect Director Phoebe A. Wood    Mgmt    For    For    For
1l    Elect Director Michael D. Wortley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Transocean Ltd.

 

Meeting Date:   05/27/2021   Country:    Switzerland   Primary Security ID:   H8817H100
Record Date:   05/10/2021   Meeting Type:    Annual   Ticker:   RIG
    Shares Voted:    362,948    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Appropriation of Available Earnings for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Transocean Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Approve the Renewal of Authorized Share Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
5A    Elect Director Glyn A. Barker    Mgmt    For    For    For
5B    Elect Director Vanessa C.L. Chang    Mgmt    For    For    For
5C    Elect Director Frederico F. Curado    Mgmt    For    For    For
5D    Elect Director Chadwick C. Deaton    Mgmt    For    For    For
5E    Elect Director Vincent J. Intrieri    Mgmt    For    For    For
5F    Elect Director Samuel J. Merksamer    Mgmt    For    For    For
5G    Elect Director Frederik W. Mohn    Mgmt    For    For    For
5H    Elect Director Edward R. Muller    Mgmt    For    For    For
5I    Elect Director Margareth Ovrum    Mgmt    For    For    For
5J    Elect Director Diane de Saint Victor    Mgmt    For    For    For
5K    Elect Director Jeremy D. Thigpen    Mgmt    For    For    For
6    Elect Chadwick C. Deaton as Board Chairman    Mgmt    For    For    For
7A    Appoint Glyn A. Barker as Member of the Compensation Committee    Mgmt    For    For    For
7B    Appoint Vanessa C.L. Chang as Member of the Compensation Committee    Mgmt    For    For    For
7C    Appoint Samuel J. Merksamer as Member of the Compensation Committee    Mgmt    For    For    For
8    Designate Schweiger Advokatur / Notariat as Independent Proxy    Mgmt    For    For    For
9    Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term    Mgmt    For    For    For
10    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11A    Approve Maximum Remuneration of Board of Directors for the Period Between the 2021 and 2022 Annual General Meetings in the Amount of USD 4.12 Million    Mgmt    For    Refer    For
11B    Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2022 in the Amount of USD 24 Million    Mgmt    For    Refer    For
12    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Total SE

 

Meeting Date:   05/28/2021   Country:    France   Primary Security ID:   F92124100
Record Date:   04/16/2021   Meeting Type:    Annual/Special   Ticker:   FP
    Shares Voted:    15,606    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.64 per Share    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7    Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8    Elect Jacques Aschenbroich as Director    Mgmt    For    For    For
9    Elect Glenn Hubbard as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
14    Approve the Company’s Sustainable Development and Energy Transition    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
15    Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly    Mgmt    For    For    For
16    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Hess Corporation

 

Meeting Date:   06/02/2021   Country:    USA   Primary Security ID:   42809H107
Record Date:   04/12/2021   Meeting Type:    Annual   Ticker:   HES
    Shares Voted:    34,883    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Terrence J. Checki    Mgmt    For    For    For
1b    Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1c    Elect Director Joaquin Duato    Mgmt    For    For    For
1d    Elect Director John B. Hess    Mgmt    For    For    For
1e    Elect Director Edith E. Holiday    Mgmt    For    For    For
1f    Elect Director Marc S. Lipschultz    Mgmt    For    For    For
1g    Elect Director David McManus    Mgmt    For    For    For
1h    Elect Director Kevin O. Meyers    Mgmt    For    For    For
1i    Elect Director Karyn F. Ovelmen    Mgmt    For    For    For
1j    Elect Director James H. Quigley    Mgmt    For    For    For
1k    Elect Director William G. Schrader    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:   06/03/2021   Country:    USA   Primary Security ID:   25278X109
Record Date:   04/08/2021   Meeting Type:    Annual   Ticker:   FANG
    Shares Voted:    25,115    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Steven E. West    Mgmt    For    For    For
1.2    Elect Director Travis D. Stice    Mgmt    For    For    For
1.3    Elect Director Vincent K. Brooks    Mgmt    For    For    For
1.4    Elect Director Michael P. Cross    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Diamondback Energy, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5    Elect Director David L. Houston    Mgmt    For    For    For
1.6    Elect Director Stephanie K. Mains    Mgmt    For    For    For
1.7    Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.8    Elect Director Melanie M. Trent    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

WEX Inc.

 

Meeting Date:   06/04/2021   Country:    USA   Primary Security ID:   96208T104
Record Date:   04/05/2021   Meeting Type:    Annual   Ticker:   WEX
    Shares Voted:    10,605    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Nancy Altobello    Mgmt    For    For    For
1.2    Elect Director Bhavana Bartholf    Mgmt    For    For    For
1.3    Elect Director Derrick Roman    Mgmt    For    For    For
1.4    Elect Director Regina O. Sommer    Mgmt    For    For    For
1.5    Elect Director Jack VanWoerkom    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Devon Energy Corporation

 

Meeting Date:   06/09/2021   Country:   USA   Primary Security ID:   25179M103
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   DVN
    Shares Voted:   92,902    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Barbara M. Baumann    Mgmt    For    For    For
1.2    Elect Director John E. Bethancourt    Mgmt    For    For    For
1.3    Elect Director Ann G. Fox    Mgmt    For    For    For
1.4    Elect Director David A. Hager    Mgmt    For    For    For
1.5    Elect Director Kelt Kindick    Mgmt    For    For    For
1.6    Elect Director John Krenicki, Jr.    Mgmt    For    For    For
1.7    Elect Director Karl F. Kurz    Mgmt    For    For    For
1.8    Elect Director Robert A. Mosbacher, Jr.    Mgmt    For    For    For
1.9    Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.10    Elect Director Duane C. Radtke    Mgmt    For    For    For
1.11    Elect Director Valerie M. Williams    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

DELAWARE IVY VIP GLOBAL BOND

(prior to July 1, 2021, Ivy VIP Global Bond)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Global Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP GLOBAL EQUITY INCOME

(prior to July 1, 2021, Ivy VIP Global Equity Income)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

VF Corporation

 

Meeting Date:   07/28/2020   Country:    USA   Primary Security ID:   918204108
Record Date:   05/29/2020   Meeting Type:    Annual   Ticker:   VFC
    Shares Voted:    52,207    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Richard T. Carucci    Mgmt    For    For    For
1.2    Elect Director Juliana L. Chugg    Mgmt    For    For    For
1.3    Elect Director Benno Dorer    Mgmt    For    For    For
1.4    Elect Director Mark S. Hoplamazian    Mgmt    For    For    For
1.5    Elect Director Laura W. Lang    Mgmt    For    For    For
1.6    Elect Director W. Alan McCollough    Mgmt    For    For    For
1.7    Elect Director W. Rodney McMullen    Mgmt    For    For    For
1.8    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.9    Elect Director Steven E. Rendle    Mgmt    For    For    For
1.10    Elect Director Carol L. Roberts    Mgmt    For    For    For
1.11    Elect Director Matthew J. Shattock    Mgmt    For    For    For
1.12    Elect Director Veronica B. Wu    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Unilever Plc

 

Meeting Date:   10/12/2020   Country:    United Kingdom   Primary Security ID:   G92087165
Record Date:   10/10/2020   Meeting Type:    Special   Ticker:   ULVR
    Shares Voted:    125,048    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Unilever Plc

 

Meeting Date:   10/12/2020   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   10/10/2020   Meeting Type:   Court   Ticker:   ULVR
    Shares Voted:   125,048    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court Meeting    Mgmt         
1    Approve the Cross-Border Merger between Unilever PLC and Unilever N.V.    Mgmt    For    Refer    For

The Procter & Gamble Company

 

Meeting Date:   10/13/2020   Country:   USA   Primary Security ID:   742718109
Record Date:   08/14/2020   Meeting Type:   Annual   Ticker:   PG
    Shares Voted:   67,530    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Francis S. Blake    Mgmt    For    For    For
1b    Elect Director Angela F. Braly    Mgmt    For    For    For
1c    Elect Director Amy L. Chang    Mgmt    For    For    For
1d    Elect Director Joseph Jimenez    Mgmt    For    For    For
1e    Elect Director Debra L. Lee    Mgmt    For    For    For
1f    Elect Director Terry J. Lundgren    Mgmt    For    For    For
1g    Elect Director Christine M. McCarthy    Mgmt    For    For    For
1h    Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i    Elect Director Nelson Peltz    Mgmt    For    For    For
1j    Elect Director David S. Taylor    Mgmt    For    For    For
1k    Elect Director Margaret C. Whitman    Mgmt    For    For    For
1l    Elect Director Patricia A. Woertz    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Efforts to Eliminate Deforestation    SH    Against    For    For
6    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:   10/21/2020   Country:   Indonesia   Primary Security ID:   Y7123S108
Record Date:   09/28/2020   Meeting Type:   Special   Ticker:   BMRI
    Shares Voted:   11,342,800    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Changes in Boards of Company    Mgmt    For    Against    Against

CNOOC Limited

 

Meeting Date:   11/20/2020   Country:   Hong Kong   Primary Security ID:   Y1662W117
Record Date:   11/13/2020   Meeting Type:   Special   Ticker:   883
    Shares Voted:   6,202,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking and Related Transactions    Mgmt    For    Refer    For

Sysco Corporation

 

Meeting Date:   11/20/2020   Country:   USA   Primary Security ID:   871829107
Record Date:   09/21/2020   Meeting Type:   Annual   Ticker:   SYY
    Shares Voted:   63,975    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Daniel J. Brutto    Mgmt    For    For    For
1b    Elect Director John M. Cassaday    Mgmt    For    For    For
1c    Elect Director Joshua D. Frank    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Sysco Corporation

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d    Elect Director Larry C. Glasscock    Mgmt    For    For    For
1e    Elect Director Bradley M. Halverson    Mgmt    For    For    For
1f    Elect Director John M. Hinshaw    Mgmt    For    For    For
1g    Elect Director Kevin P. Hourican    Mgmt    For    For    For
1h    Elect Director Hans-Joachim Koerber    Mgmt    For    For    For
1i    Elect Director Stephanie A. Lundquist    Mgmt    For    For    For
1j    Elect Director Nelson Peltz    Mgmt    For    For    For
1k    Elect Director Edward D. Shirley    Mgmt    For    For    For
1l    Elect Director Sheila G. Talton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cisco Systems, Inc.

 

Meeting Date:   12/10/2020   Country:   USA   Primary Security ID:   17275R102
Record Date:   10/12/2020   Meeting Type:   Annual   Ticker:   CSCO
    Shares Voted:   208,089    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Wesley G. Bush    Mgmt    For    For    For
1c    Elect Director Michael D. Capellas    Mgmt    For    For    For
1d    Elect Director Mark Garrett    Mgmt    For    For    For
1e    Elect Director Kristina M. Johnson    Mgmt    For    For    For
1f    Elect Director Roderick C. McGeary    Mgmt    For    For    For
1g    Elect Director Charles H. Robbins    Mgmt    For    For    For
1h    Elect Director Arun Sarin - Withdrawn    Mgmt         
1i    Elect Director Brenton L. Saunders    Mgmt    For    For    For
1j    Elect Director Lisa T. Su    Mgmt    For    For    For
2    Change State of Incorporation from California to Delaware    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Cisco Systems, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against

ConocoPhillips

 

Meeting Date:   01/15/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   12/11/2020   Meeting Type:   Special   Ticker:   COP
    Shares Voted:   118,130    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Siemens AG

 

Meeting Date:   02/03/2021   Country:   Germany   Primary Security ID:   D69671218
Record Date:     Meeting Type:   Annual   Ticker:   SIE
    Shares Voted:   40,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Management Proposals    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.50 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20    Mgmt    For    For    For
3.3    Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Siemens AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.4    Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20    Mgmt    For    For    For
3.5    Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20    Mgmt    For    For    For
3.6    Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20    Mgmt    For    For    For
3.7    Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20    Mgmt    For    For    For
3.8    Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20    Mgmt    For    For    For
4.8    Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20    Mgmt    For    For    For
4.11    Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20    Mgmt    For    For    For
4.13    Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20    Mgmt    For    For    For
4.14    Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20    Mgmt    For    For    For
4.15    Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Siemens AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.16    Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20    Mgmt    For    For    For
4.17    Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20    Mgmt    For    For    For
4.18    Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20    Mgmt    For    For    For
4.19    Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20    Mgmt    For    For    For
4.20    Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20    Mgmt    For    For    For
5    Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21    Mgmt    For    For    For
6.1    Elect Grazia Vittadini to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Kasper Rorsted to the Supervisory Board    Mgmt    For    For    For
6.3    Reelect Jim Snabe to the Supervisory Board    Mgmt    For    For    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    Refer    For
9    Amend Affiliation Agreement with Siemens Bank GmbH    Mgmt    For    Refer    For
   Shareholder Proposal Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG, e.V. Munich    Mgmt         
10    Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting    SH    Against    Refer    Against

CRH Plc

 

Meeting Date:   02/09/2021   Country:   Ireland   Primary Security ID:   G25508105
Record Date:   02/07/2021   Meeting Type:   Special   Ticker:   CRH
    Shares Voted:   97,135    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository    Mgmt    For    Refer    For
2    Adopt New Articles of Association    Mgmt    For    Refer    For
3    Authorise Company to Take All Actions to Implement the Migration    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

CRH Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Adopt New Articles of Association Re: Article 51(d)    Mgmt    For    Refer    For
5    Approve Capital Reorganisation    Mgmt    For    Refer    For
6    Amend Articles of Association    Mgmt    For    Refer    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:   03/15/2021   Country:   Indonesia   Primary Security ID:   Y7123S108
Record Date:   02/18/2021   Meeting Type:   Annual   Ticker:   BMRI
    Shares Voted:   12,594,500    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Approve Remuneration and Tantiem of Directors and Commissioners    Mgmt    For    Refer    For
4    Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)    Mgmt    For    For    For
5    Accept Report on the Use of Proceeds    Mgmt    For    For    For
6    Amend Articles of Association in Relation to Shareholder Meeting    Mgmt    For    Refer    Against
7    Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019    Mgmt    For    Refer    For
8    Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020    Mgmt    For    Refer    For
9    Approve Changes in Board of Company    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/17/2021   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   217,781    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1    Elect Park Byung-gook as Outside Director    Mgmt    For    Refer    For
2.1.2    Elect Kim Jeong as Outside Director    Mgmt    For    Refer    For
2.2.1    Elect Kim Kinam as Inside Director    Mgmt    For    For    For
2.2.2    Elect Kim Hyun-suk as Inside Director    Mgmt    For    For    For
2.2.3    Elect Koh Dong-jin as Inside Director    Mgmt    For    For    For
3    Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member    Mgmt    For    Refer    For
4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

DBS Group Holdings Ltd.

 

Meeting Date:   03/30/2021   Country:   Singapore   Primary Security ID:   Y20246107
Record Date:     Meeting Type:   Annual   Ticker:   D05
    Shares Voted:   285,723    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Directors’ Remuneration    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Elect Piyush Gupta as Director    Mgmt    For    For    For
6    Elect Punita Lal as Director    Mgmt    For    For    For
7    Elect Anthony Lim Weng Kin as Director    Mgmt    For    For    For
8    Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

DBS Group Holdings Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9    Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan    Mgmt    For    For    For
10    Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    For    For
11    Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme    Mgmt    For    For    For
12    Authorize Share Repurchase Program    Mgmt    For    For    For

Lundin Energy AB

 

Meeting Date:   03/30/2021   Country:   Sweden   Primary Security ID:   W64566107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   LUNE
    Shares Voted:   134,592    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Open Meeting    Mgmt         
2    Elect Chairman of Meeting    Mgmt    For    For    For
3    Prepare and Approve List of Shareholders    Mgmt    For    For    For
4    Approve Agenda of Meeting    Mgmt    For    For    For
5    Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6    Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7    Receive President’s Report    Mgmt         
8    Receive Financial Statements and Statutory Reports; Receive Board’s Report    Mgmt         
9    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10    Approve Allocation of Income and Dividends of USD 1.80 Per Share    Mgmt    For    For    For
11.a    Approve Discharge of Board Member Peggy Bruzelius    Mgmt    For    For    For
11.b    Approve Discharge of Board Member C. Ashley Heppenstall    Mgmt    For    For    For
11.c    Approve Discharge of Board Chairman Ian H. Lundin    Mgmt    For    For    For
11.d    Approve Discharge of Board Member Lukas H. Lundin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Lundin Energy AB

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11.e    Approve Discharge of Board Member Grace Reksten Skaugen    Mgmt    For    For    For
11.f    Approve Discharge of Board Member Torstein Sanness    Mgmt    For    For    For
11.g    Approve Discharge of Board Member and CEO Alex Schneiter    Mgmt    For    For    For
11.h    Approve Discharge of Board Member Jakob Thomasen    Mgmt    For    For    For
11.i    Approve Discharge of Board Member Cecilia Vieweg    Mgmt    For    For    For
12    Approve Remuneration Report    Mgmt    For    Refer    Against
13    Receive Nomination Committee’s Report    Mgmt         
14    Determine Number of Members (10) and Deputy Members (0) of Board    Mgmt    For    Refer    For
15    Approve Remuneration of Directors in the Amount of USD 130,000 for the Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
16.a    Reelect Peggy Bruzelius as Director    Mgmt    For    For    For
16.b    Reelect C. Ashley Heppenstall as Director    Mgmt    For    Against    For
16.c    Reelect Ian H. Lundin as Director    Mgmt    For    For    For
16.d    Reelect Lukas H. Lundin as Director    Mgmt    For    Against    For
16.e    Reelect Grace Reksten as Director    Mgmt    For    For    For
16.f    Reelect Torstein Sanness as Director    Mgmt    For    Against    For
16.g    Reelect Alex Schneiter as Director    Mgmt    For    For    For
16.h    Reelect Jakob Thomasen as Director    Mgmt    For    For    For
16.i    Reelect Cecilia Vieweg as Director    Mgmt    For    For    For
16.j    Elect Adam I. Lundin as New Director    Mgmt    For    Against    Against
16.k    Reelect Ian H. Lundin as Board Chairman    Mgmt    For    For    For
17    Approve Remuneration of Auditors    Mgmt    For    For    For
18    Ratify Ernst & Young as Auditors    Mgmt    For    For    For
19    Approve Performance Share Plan LTIP 2021    Mgmt    For    For    For
20    Approve Equity Plan Financing of LTIP 2021    Mgmt    For    For    For
21    Approve Extra Remuneration for Alex Schneiter    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Lundin Energy AB

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

22    Approve Issuance of up to 28.5 Million Shares without Preemptive Rights    Mgmt    For    For    For
23    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    Refer    For
   Shareholder Proposals Submitted    Mgmt         
24.a    Instruct Company to Align its Legal Defence Strategy with its Human Rights Policy    SH    Against    Refer    Against
24.b    Instruct Company to Disclose All Current and Projected Direct and Indirect Costs Connected with the Legal Defence    SH    Against    Refer    For
25    Close Meeting    Mgmt         

Deutsche Telekom AG

 

Meeting Date:   04/01/2021   Country:   Germany   Primary Security ID:   D2035M136
Record Date:     Meeting Type:   Annual   Ticker:   DTE
    Shares Voted:   386,260    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Management Proposals    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2    Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements    Mgmt    For    For    For
5.3    Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021    Mgmt    For    For    For
5.4    Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6    Elect Helga Jung to the Supervisory Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Deutsche Telekom AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
9    Approve Remuneration Policy    Mgmt    For    Refer    Against
10    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
   Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW)    Mgmt         
11    Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting    SH    Against    Refer    For

Bank of Montreal

 

Meeting Date:   04/07/2021   Country:   Canada   Primary Security ID:   063671101
Record Date:   02/08/2021   Meeting Type:   Annual   Ticker:   BMO
    Shares Voted:   61,393    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Janice M. Babiak    Mgmt    For    For    For
1.2    Elect Director Sophie Brochu    Mgmt    For    For    For
1.3    Elect Director Craig W. Broderick    Mgmt    For    For    For
1.4    Elect Director George A. Cope    Mgmt    For    For    For
1.5    Elect Director Stephen Dent    Mgmt    For    For    For
1.6    Elect Director Christine A. Edwards    Mgmt    For    For    For
1.7    Elect Director Martin S. Eichenbaum    Mgmt    For    For    For
1.8    Elect Director David E. Harquail    Mgmt    For    For    For
1.9    Elect Director Linda S. Huber    Mgmt    For    For    For
1.10    Elect Director Eric R. La Fleche    Mgmt    For    For    For
1.11    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.12    Elect Director Madhu Ranganathan    Mgmt    For    For    For
1.13    Elect Director Darryl White    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Bank of Montreal

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Approve Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
   Shareholder Proposal    Mgmt         
A    Issue a Report Describing a Clear Plan to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral    SH    Against    Against    Against

Zurich Insurance Group AG

 

Meeting Date:   04/07/2021   Country:   Switzerland   Primary Security ID:   H9870Y105
Record Date:     Meeting Type:   Annual   Ticker:   ZURN
    Shares Voted:   11,857    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report (Non-Binding)    Mgmt    For    Refer    For
2    Approve Allocation of Income and Dividends of CHF 20.00 per Share    Mgmt    For    For    For
3    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1a    Reelect Michel Lies as Director and Board Chairman    Mgmt    For    For    For
4.1b    Reelect Joan Amble as Director    Mgmt    For    For    For
4.1c    Reelect Catherine Bessant as Director    Mgmt    For    For    For
4.1d    Reelect Dame Carnwath as Director    Mgmt    For    For    For
4.1e    Reelect Christoph Franz as Director    Mgmt    For    For    For
4.1f    Reelect Michael Halbherr as Director    Mgmt    For    For    For
4.1g    Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment)    Mgmt    For    For    For
4.1h    Reelect Monica Maechler as Director    Mgmt    For    For    For
4.1i    Reelect Kishore Mahbubani as Director    Mgmt    For    For    For
4.1j    Reelect Jasmin Staiblin as Director    Mgmt    For    For    For
4.1k    Reelect Barry Stowe as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Zurich Insurance Group AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.1l    Elect Sabine Keller-Busse as Director    Mgmt    For    For    For
4.2.1    Reappoint Michel Lies as Member of the Compensation Committee    Mgmt    For    For    For
4.2.2    Reappoint Catherine Bessant as Member of the Compensation Committee    Mgmt    For    For    For
4.2.3    Reappoint Christoph Franz as Member of the Compensation Committee    Mgmt    For    For    For
4.2.4    Reappoint Kishore Mahbubani as Member of the Compensation Committee    Mgmt    For    For    For
4.2.5    Reappoint Jasmin Staiblin as Member of the Compensation Committee    Mgmt    For    For    For
4.2.6    Appoint Sabine Keller-Busse as Member of the Compensation Committee    Mgmt    For    For    For
4.3    Designate Keller KLG as Independent Proxy    Mgmt    For    For    For
4.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
5.1    Approve Remuneration of Directors in the Amount of CHF 5.9 Million    Mgmt    For    Refer    For
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million    Mgmt    For    Refer    For
6    Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool    Mgmt    For    For    For
7    Transact Other Business (Voting)    Mgmt    For    Against    Against

Bank of America Corporation

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   060505104
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   BAC
    Shares Voted:   285,194    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Sharon L. Allen    Mgmt    For    For    For
1b    Elect Director Susan S. Bies    Mgmt    For    For    For
1c    Elect Director Frank P. Bramble, Sr.    Mgmt    For    For    For
1d    Elect Director Pierre J.P. de Weck    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Bank of America Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Arnold W. Donald    Mgmt    For    For    For
1f    Elect Director Linda P. Hudson    Mgmt    For    For    For
1g    Elect Director Monica C. Lozano    Mgmt    For    For    For
1h    Elect Director Thomas J. May    Mgmt    For    For    For
1i    Elect Director Brian T. Moynihan    Mgmt    For    For    For
1j    Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1k    Elect Director Denise L. Ramos    Mgmt    For    For    For
1l    Elect Director Clayton S. Rose    Mgmt    For    For    For
1m    Elect Director Michael D. White    Mgmt    For    For    For
1n    Elect Director Thomas D. Woods    Mgmt    For    For    For
1o    Elect Director R. David Yost    Mgmt    For    For    For
1p    Elect Director Maria T. Zuber    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Approve Change in Organizational Form    SH    Against    Refer    Against
8    Request on Racial Equity Audit    SH    Against    Against    Against

Public Service Enterprise Group Incorporated

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   744573106
Record Date:   02/19/2021   Meeting Type:   Annual   Ticker:   PEG
    Shares Voted:   73,993    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ralph Izzo    Mgmt    For    For    For
1.2    Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1.3    Elect Director Willie A. Deese    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Public Service Enterprise Group Incorporated

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4    Elect Director David Lilley    Mgmt    For    For    For
1.5    Elect Director Barry H. Ostrowsky    Mgmt    For    For    For
1.6    Elect Director Scott G. Stephenson    Mgmt    For    For    For
1.7    Elect Director Laura A. Sugg    Mgmt    For    For    For
1.8    Elect Director John P. Surma    Mgmt    For    For    For
1.9    Elect Director Susan Tomasky    Mgmt    For    For    For
1.10    Elect Director Alfred W. Zollar    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
5    Approve Omnibus Stock Plan    Mgmt    For    For    For

Raytheon Technologies Corporation

 

Meeting Date:   04/26/2021   Country:   USA   Primary Security ID:   75513E101
Record Date:   03/02/2021   Meeting Type:   Annual   Ticker:   RTX
    Shares Voted:   106,231    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Tracy A. Atkinson    Mgmt    For    For    For
1b    Elect Director Gregory J. Hayes    Mgmt    For    For    For
1c    Elect Director Thomas A. Kennedy    Mgmt    For    For    For
1d    Elect Director Marshall O. Larsen    Mgmt    For    For    For
1e    Elect Director George R. Oliver    Mgmt    For    For    For
1f    Elect Director Robert K. (Kelly) Ortberg    Mgmt    For    For    For
1g    Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1h    Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1i    Elect Director Ellen M. Pawlikowski    Mgmt    For    For    For
1j    Elect Director Denise L. Ramos    Mgmt    For    For    For
1k    Elect Director Fredric G. Reynolds    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Raytheon Technologies Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1l    Elect Director Brian C. Rogers    Mgmt    For    For    For
1m    Elect Director James A. Winnefeld, Jr.    Mgmt    For    For    For
1n    Elect Director Robert O. Work    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Amend Proxy Access Right    SH    Against    For    For

Citigroup Inc.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   172967424
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   88,419    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ellen M. Costello    Mgmt    For    For    For
1b    Elect Director Grace E. Dailey    Mgmt    For    For    For
1c    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d    Elect Director John C. Dugan    Mgmt    For    For    For
1e    Elect Director Jane N. Fraser    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Citigroup Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against
7    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Refer    Against
8    Report on Lobbying Payments and Policy    SH    Against    Against    Against
9    Report on Racial Equity Audit    SH    Against    Against    Against
10    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Exelon Corporation

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   30161N101
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   EXC
    Shares Voted:   139,082    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Anthony Anderson    Mgmt    For    For    For
1b    Elect Director Ann Berzin    Mgmt    For    For    For
1c    Elect Director Laurie Brlas    Mgmt    For    For    For
1d    Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1e    Elect Director Christopher Crane    Mgmt    For    For    For
1f    Elect Director Yves de Balmann    Mgmt    For    For    For
1g    Elect Director Linda Jojo    Mgmt    For    For    For
1h    Elect Director Paul Joskow    Mgmt    For    For    For
1i    Elect Director Robert Lawless    Mgmt    For    For    For
1j    Elect Director John Richardson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Exelon Corporation

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1k    Elect Director Mayo Shattuck, III    Mgmt    For    For    For
1l    Elect Director John Young    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Report on Child Labor Audit    SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:   04/28/2021   Country:   Ireland   Primary Security ID:   G29183103
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   ETN
    Shares Voted:   54,870    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Craig Arnold    Mgmt    For    For    For
1b    Elect Director Christopher M. Connor    Mgmt    For    For    For
1c    Elect Director Olivier Leonetti    Mgmt    For    For    For
1d    Elect Director Deborah L. McCoy    Mgmt    For    For    For
1e    Elect Director Silvio Napoli    Mgmt    For    For    For
1f    Elect Director Gregory R. Page    Mgmt    For    For    For
1g    Elect Director Sandra Pianalto    Mgmt    For    For    For
1h    Elect Director Lori J. Ryerkerk    Mgmt    For    For    For
1i    Elect Director Gerald B. Smith    Mgmt    For    For    For
1j    Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5    Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:   04/28/2021   Country:   Germany   Primary Security ID:   D55535104
Record Date:     Meeting Type:   Annual   Ticker:   MUV2
    Shares Voted:   15,961    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 9.80 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Elect Carinne Knoche-Brouillon to the Supervisory Board    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9.1    Approve Affiliation Agreement with MR Beteiligungen 20. GmbH    Mgmt    For    Refer    For
9.2    Approve Affiliation Agreement with MR Beteiligungen 21. GmbH    Mgmt    For    Refer    For
9.3    Approve Affiliation Agreement with MR Beteiligungen 22. GmbH    Mgmt    For    Refer    For

RWE AG

 

Meeting Date:   04/28/2021   Country:   Germany   Primary Security ID:   D6629K109
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   RWE
    Shares Voted:   172,571    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.85 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

RWE AG

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6.1    Elect Werner Brandt to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Hans Buenting to the Supervisory Board    Mgmt    For    For    For
6.3    Elect Ute Gerbaulet to the Supervisory Board    Mgmt    For    For    For
6.4    Elect Hans-Peter Keitel to the Supervisory Board    Mgmt    For    For    For
6.5    Elect Monika Kircher to the Supervisory Board    Mgmt    For    For    For
6.6    Elect Guenther Schartz to the Supervisory Board    Mgmt    For    For    For
6.7    Elect Erhard Schipporeit to the Supervisory Board    Mgmt    For    For    For
6.8    Elect Ullrich Sierau to the Supervisory Board    Mgmt    For    For    For
6.9    Elect Hauke Stars to the Supervisory Board    Mgmt    For    For    For
6.10    Elect Helle Valentin to the Supervisory Board    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    For    For
8    Approve Remuneration of Supervisory Board    Mgmt    For    For    For
9    Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
10    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
11    Amend Articles Re: By-elections to the Supervisory Board    Mgmt    For    Refer    For
12    Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board    Mgmt    For    Refer    For
13    Amend Articles Re: Proof of Entitlement    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Schneider Electric SE

 

Meeting Date:   04/28/2021   Country:   France   Primary Security ID:   F86921107
Record Date:   04/26/2021   Meeting Type:   Annual/Special   Ticker:   SU
    Shares Voted:   58,657    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 2.60 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    Mgmt    For    Refer    For
5    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
6    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
7    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
9    Reelect Jean-Pascal Tricoire as Director    Mgmt    For    For    For
10    Elect Anna Ohlsson-Leijon as Director    Mgmt    For    For    For
11    Elect Thierry Jacquet as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
12    Elect Zennia Csikos as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
13    Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
14    Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
16    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Schneider Electric SE

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million    Mgmt    For    Refer    For
19    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    Mgmt    For    For    For
20    Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
21    Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25    Amend Article 13 of Bylaws Re: Editorial Change    Mgmt    For    For    For
26    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

AXA SA

 

Meeting Date:   04/29/2021   Country:   France   Primary Security ID:   F06106102
Record Date:   04/27/2021   Meeting Type:   Annual/Special   Ticker:   CS
    Shares Voted:   137,935    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.43 per Share    Mgmt    For    For    For
4    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AXA SA

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

5    Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    Refer    For
6    Approve Compensation of Thomas Buberl, CEO    Mgmt    For    Refer    Against
7    Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020    Mgmt    For    Refer    For
8    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
11    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
12    Reelect Ramon de Oliveira as Director    Mgmt    For    For    For
13    Elect Guillaume Faury as Director    Mgmt    For    For    For
14    Elect Ramon Fernandez as Director    Mgmt    For    For    For
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
16    Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions    Mgmt    For    For    For
18    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    For    For
19    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    Refer    For
20    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
21    Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers    Mgmt    For    For    For
22    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AXA SA

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

23    Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million    Mgmt    For    For    For
24    Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
27    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
28    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

CRH Plc

 

Meeting Date:   04/29/2021   Country:   Ireland   Primary Security ID:   G25508105
Record Date:   04/25/2021   Meeting Type:   Annual   Ticker:   CRH
    Shares Voted:   0    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    Do Not Vote
2    Approve Final Dividend    Mgmt    For    For    Do Not Vote
3    Approve Remuneration Report    Mgmt    For    Refer    Do Not Vote
4a    Re-elect Richie Boucher as Director    Mgmt    For    For    Do Not Vote
4b    Elect Caroline Dowling as Director    Mgmt    For    For    Do Not Vote
4c    Elect Richard Fearon as Director    Mgmt    For    For    Do Not Vote
4d    Re-elect Johan Karlstrom as Director    Mgmt    For    For    Do Not Vote
4e    Re-elect Shaun Kelly as Director    Mgmt    For    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

CRH Plc

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4f    Elect Lamar McKay as Director    Mgmt    For    For    Do Not Vote
4g    Re-elect Albert Manifold as Director    Mgmt    For    For    Do Not Vote
4h    Re-elect Gillian Platt as Director    Mgmt    For    For    Do Not Vote
4i    Re-elect Mary Rhinehart as Director    Mgmt    For    For    Do Not Vote
4j    Re-elect Siobhan Talbot as Director    Mgmt    For    For    Do Not Vote
5    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    Do Not Vote
6    Ratify Deloitte Ireland LLP as Auditors    Mgmt    For    For    Do Not Vote
7    Authorise Issue of Equity    Mgmt    For    For    Do Not Vote
8    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    Do Not Vote
9    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    Do Not Vote
10    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    Do Not Vote
11    Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    Do Not Vote
12    Approve Scrip Dividend    Mgmt    For    For    Do Not Vote
13    Approve Savings-Related Share Option Schemes    Mgmt    For    Refer    Do Not Vote
14    Approve Cancellation of Share Premium Account    Mgmt    For    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Sanofi

 

Meeting Date:   04/30/2021   Country:   France   Primary Security ID:   F5548N101
Record Date:   04/28/2021   Meeting Type:   Annual/Special   Ticker:   SAN
    Shares Voted:   1,081    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 3.20 per Share    Mgmt    For    For    For
4    Ratify Appointment of Gilles Schnepp as Director    Mgmt    For    For    For
5    Reelect Fabienne Lecorvaisier as Director    Mgmt    For    For    For
6    Reelect Melanie Lee as Director    Mgmt    For    For    For
7    Elect Barbara Lavernos as Director    Mgmt    For    For    For
8    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
9    Approve Compensation of Serge Weinberg, Chairman of the Board    Mgmt    For    Refer    For
10    Approve Compensation of Paul Hudson, CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
13    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
15    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million    Mgmt    For    For    For
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    Mgmt    For    Refer    For
19    Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Sanofi

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

20    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
22    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
24    Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
25    Amend Article 13 of Bylaws Re: Written Consultation    Mgmt    For    Refer    For
26    Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors    Mgmt    For    Refer    For
27    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Annual   Ticker:   AAL
    Shares Voted:   108,497    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Elisabeth Brinton as Director    Mgmt    For    For    For
4    Elect Hilary Maxson as Director    Mgmt    For    For    For
5    Re-elect Ian Ashby as Director    Mgmt    For    For    For
6    Re-elect Marcelo Bastos as Director    Mgmt    For    For    For
7    Re-elect Stuart Chambers as Director    Mgmt    For    For    For
8    Re-elect Mark Cutifani as Director    Mgmt    For    For    For
9    Re-elect Byron Grote as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Anglo American Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10    Re-elect Hixonia Nyasulu as Director    Mgmt    For    For    For
11    Re-elect Nonkululeko Nyembezi as Director    Mgmt    For    For    For
12    Re-elect Tony O’Neill as Director    Mgmt    For    For    For
13    Re-elect Stephen Pearce as Director    Mgmt    For    For    For
14    Re-elect Anne Stevens as Director    Mgmt    For    For    For
15    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21    Adopt New Articles of Association    Mgmt    For    Refer    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Court   Ticker:   AAL
    Shares Voted:   108,497    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court Meeting    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Special   Ticker:   AAL
    Shares Voted:   108,497    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Matters Relating to the Demerger of Thungela Resources Limited    Mgmt    For    Refer    For

Philip Morris International Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   718172109
Record Date:   03/12/2021   Meeting Type:   Annual   Ticker:   PM
    Shares Voted:   93,952    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Brant Bonin Bough    Mgmt    For    For    For
1b    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1c    Elect Director Michel Combes    Mgmt    For    For    For
1d    Elect Director Juan Jose Daboub    Mgmt    For    For    For
1e    Elect Director Werner Geissler    Mgmt    For    For    For
1f    Elect Director Lisa A. Hook    Mgmt    For    For    For
1g    Elect Director Jun Makihara    Mgmt    For    For    For
1h    Elect Director Kalpana Morparia    Mgmt    For    For    For
1i    Elect Director Lucio A. Noto    Mgmt    For    For    For
1j    Elect Director Jacek Olczak    Mgmt    For    For    For
1k    Elect Director Frederik Paulsen    Mgmt    For    For    For
1l    Elect Director Robert B. Polet    Mgmt    For    For    For
1m    Elect Director Shlomo Yanai    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Unilever Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   05/03/2021   Meeting Type:   Annual   Ticker:   ULVR
    Shares Voted:   140,972    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Climate Transition Action Plan    Mgmt    For    For    For
5    Re-elect Nils Andersen as Director    Mgmt    For    For    For
6    Re-elect Laura Cha as Director    Mgmt    For    For    For
7    Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8    Re-elect Alan Jope as Director    Mgmt    For    For    For
9    Re-elect Andrea Jung as Director    Mgmt    For    For    For
10    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11    Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
12    Re-elect Youngme Moon as Director    Mgmt    For    For    For
13    Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
14    Re-elect John Rishton as Director    Mgmt    For    For    For
15    Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
16    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
19    Approve SHARES Plan    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
25    Adopt New Articles of Association    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Unilever Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

26    Approve Reduction of the Share Premium Account    Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   277432100
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   EMN
    Shares Voted:   39,691    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Humberto P. Alfonso    Mgmt    For    For    For
1.2    Elect Director Vanessa L. Allen Sutherland    Mgmt    For    For    For
1.3    Elect Director Brett D. Begemann    Mgmt    For    For    For
1.4    Elect Director Mark J. Costa    Mgmt    For    For    For
1.5    Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.6    Elect Director Julie F. Holder    Mgmt    For    For    For
1.7    Elect Director Renee J. Hornbaker    Mgmt    For    For    For
1.8    Elect Director Kim Ann Mink    Mgmt    For    For    For
1.9    Elect Director James J. O’Brien    Mgmt    For    For    For
1.10    Elect Director David W. Raisbeck    Mgmt    For    For    For
1.11    Elect Director Charles K. Stevens, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   05/07/2021   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   107,032    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5e    Elect Euan Ashley as Director    Mgmt    For    For    For
5f    Re-elect Michel Demare as Director    Mgmt    For    For    For
5g    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5h    Elect Diana Layfield as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Amend Performance Share Plan    Mgmt    For    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   05/07/2021   Meeting Type:   Special   Ticker:   AZN
    Shares Voted:   107,032    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Acquisition of Alexion Pharmaceuticals, Inc.    Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   COP
    Shares Voted:   146,404    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For
1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director Timothy A. Leach    Mgmt    For    For    For
1i    Elect Director William H. McRaven    Mgmt    For    For    For
1j    Elect Director Sharmila Mulligan    Mgmt    For    For    For
1k    Elect Director Eric D. Mullins    Mgmt    For    For    For
1l    Elect Director Arjun N. Murti    Mgmt    For    For    For
1m    Elect Director Robert A. Niblock    Mgmt    For    For    For
1n    Elect Director David T. Seaton    Mgmt    For    For    For
1o    Elect Director R.A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

ConocoPhillips

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Adopt Simple Majority Vote    SH    For    For    For
5    Emission Reduction Targets    SH    Against    For    For

CVS Health Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   126650100
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CVS
    Shares Voted:   105,671    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Fernando Aguirre    Mgmt    For    For    For
1b    Elect Director C. David Brown, II    Mgmt    For    For    For
1c    Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d    Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e    Elect Director David W. Dorman    Mgmt    For    For    For
1f    Elect Director Roger N. Farah    Mgmt    For    For    For
1g    Elect Director Anne M. Finucane    Mgmt    For    For    For
1h    Elect Director Edward J. Ludwig    Mgmt    For    For    For
1i    Elect Director Karen S. Lynch    Mgmt    For    For    For
1j    Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1k    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l    Elect Director William C. Weldon    Mgmt    For    For    For
1m    Elect Director Tony L. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Amgen Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   031162100
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   AMGN
    Shares Voted:   24,890    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director Robert A. Bradway    Mgmt    For    For    For
1c    Elect Director Brian J. Druker    Mgmt    For    For    For
1d    Elect Director Robert A. Eckert    Mgmt    For    For    For
1e    Elect Director Greg C. Garland    Mgmt    For    For    For
1f    Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1g    Elect Director Tyler Jacks    Mgmt    For    For    For
1h    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1i    Elect Director Amy E. Miles    Mgmt    For    For    For
1j    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k    Elect Director R. Sanders Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

E.ON SE

 

Meeting Date:   05/19/2021   Country:   Germany   Primary Security ID:   D24914133
Record Date:     Meeting Type:   Annual   Ticker:   EOAN
    Shares Voted:   403,689    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.47 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

E.ON SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.1    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2    Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021    Mgmt    For    For    For
5.3    Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8.1    Elect Erich Clementi to the Supervisory Board    Mgmt    For    For    For
8.2    Elect Andreas Schmitz to the Supervisory Board    Mgmt    For    For    For
8.3    Elect Ewald Woste to the Supervisory Board    Mgmt    For    For    For
9.1    Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH    Mgmt    For    Refer    For
9.2    Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH    Mgmt    For    Refer    For

Enel SpA

 

Meeting Date:   05/20/2021   Country:   Italy   Primary Security ID:   T3679P115
Record Date:   05/11/2021   Meeting Type:   Annual   Ticker:   ENEL
    Shares Voted:   922,537    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
4    Approve Long-Term Incentive Plan    Mgmt    For    For    For
5.1    Approve Remuneration Policy    Mgmt    For    Refer    For
5.2    Approve Second Section of the Remuneration Report    Mgmt    For    Refer    For
A    Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Morgan Stanley

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   617446448
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   131,592    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h    Elect Director Shelley B. Leibowitz    Mgmt    For    For    For
1i    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j    Elect Director Jami Miscik    Mgmt    For    For    For
1k    Elect Director Dennis M. Nally    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Sands China Ltd.

 

Meeting Date:   05/21/2021   Country:   Cayman Islands   Primary Security ID:   G7800X107
Record Date:   05/10/2021   Meeting Type:   Annual   Ticker:   1928
    Shares Voted:   1,008,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Sands China Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2a    Elect Robert Glen Goldstein as Director    Mgmt    For    For    Against
2b    Elect Steven Zygmunt Strasser as Director    Mgmt    For    For    For
2c    Elect Kenneth Patrick Chung as Director    Mgmt    For    For    For
2d    Elect Chum Kwan Lock, Grant as Director    Mgmt    For    For    For
2e    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Total SE

 

Meeting Date:   05/28/2021   Country:   France   Primary Security ID:   F92124100
Record Date:   05/26/2021   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   3,561    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.64 per Share    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7    Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8    Elect Jacques Aschenbroich as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Total SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

9    Elect Glenn Hubbard as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
14    Approve the Company’s Sustainable Development and Energy Transition    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
15    Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly    Mgmt    For    For    For
16    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/08/2021   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   722,000    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Approve Amendment to Rules and Procedures for Election of Directors    Mgmt    For    Refer    For
3    Approve Issuance of Restricted Stocks    Mgmt    For    For    For
   ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1    Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director    Mgmt    For    For    For
4.2    Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director    Mgmt    For    For    For
4.3    Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4.4    Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director    Mgmt    For    For    For
4.5    Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director    Mgmt    For    For    For
4.6    Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director    Mgmt    For    For    For
4.7    Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director    Mgmt    For    For    For
4.8    Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director    Mgmt    For    For    For
4.9    Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director    Mgmt    For    For    For
4.10    Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director    Mgmt    For    For    For

ITOCHU Corp.

 

Meeting Date:   06/18/2021   Country:   Japan   Primary Security ID:   J2501P104
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   8001
    Shares Voted:   1,672    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 44    Mgmt    For    For    For
2.1    Elect Director Okafuji, Masahiro    Mgmt    For    For    For
2.2    Elect Director Suzuki, Yoshihisa    Mgmt    For    For    For
2.3    Elect Director Ishii, Keita    Mgmt    For    For    For
2.4    Elect Director Yoshida, Tomofumi    Mgmt    For    For    For
2.5    Elect Director Fukuda, Yuji    Mgmt    For    For    For
2.6    Elect Director Kobayashi, Fumihiko    Mgmt    For    For    For
2.7    Elect Director Hachimura, Tsuyoshi    Mgmt    For    For    For
2.8    Elect Director Muraki, Atsuko    Mgmt    For    For    For
2.9    Elect Director Kawana, Masatoshi    Mgmt    For    For    For
2.10    Elect Director Nakamori, Makiko    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

ITOCHU Corp.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2.11    Elect Director Ishizuka, Kunio    Mgmt    For    For    For
3.1    Appoint Statutory Auditor Majima, Shingo    Mgmt    For    Refer    For
3.2    Appoint Statutory Auditor Kikuchi, Masumi    Mgmt    For    Refer    For

ORIX Corp.

 

Meeting Date:   06/25/2021   Country:   Japan   Primary Security ID:   J61933123
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   8591
    Shares Voted:   435,300    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
2.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
2.2    Elect Director Irie, Shuji    Mgmt    For    For    For
2.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
2.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
2.5    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
2.6    Elect Director Stan Koyanagi    Mgmt    For    For    For
2.7    Elect Director Takenaka, Heizo    Mgmt    For    For    For
2.8    Elect Director Michael Cusumano    Mgmt    For    For    For
2.9    Elect Director Akiyama, Sakie    Mgmt    For    For    For
2.10    Elect Director Watanabe, Hiroshi    Mgmt    For    For    For
2.11    Elect Director Sekine, Aiko    Mgmt    For    For    For
2.12    Elect Director Hodo, Chikatomo    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Tokio Marine Holdings, Inc.

 

Meeting Date:   06/28/2021   Country:   Japan   Primary Security ID:   J86298106
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   8766
    Shares Voted:   939    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 100    Mgmt    For    For    For
2.1    Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.2    Elect Director Komiya, Satoru    Mgmt    For    For    For
2.3    Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.4    Elect Director Harashima, Akira    Mgmt    For    For    For
2.5    Elect Director Okada, Kenji    Mgmt    For    For    For
2.6    Elect Director Endo, Yoshinari    Mgmt    For    For    For
2.7    Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.8    Elect Director Mimura, Akio    Mgmt    For    For    For
2.9    Elect Director Egawa, Masako    Mgmt    For    For    For
2.10    Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.11    Elect Director Endo, Nobuhiro    Mgmt    For    For    For
2.12    Elect Director Katanozaka, Shinya    Mgmt    For    For    For
2.13    Elect Director Osono, Emi    Mgmt    For    For    For
2.14    Elect Director Moriwaki, Yoichi    Mgmt    For    For    For
3    Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

DELAWARE IVY VIP GLOBAL GROWTH

(prior to July 1, 2021, Ivy VIP Global Growth

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

Ubisoft Entertainment SA

 

Meeting Date:   07/02/2020   Country:   France   Primary Security ID:   F9396N106
Record Date:   06/30/2020   Meeting Type:   Annual/Special   Ticker:   UBI
    Shares Voted:   27,187    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Treatment of Losses    Mgmt    For    For    For
3    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
5    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
6    Approve Compensation of Yves Guillemot, Chairman and CEO    Mgmt    For    Refer    For
7    Approve Compensation of Claude Guillemot, Vice-CEO    Mgmt    For    Refer    For
8    Approve Compensation of Michel Guillemot, Vice-CEO    Mgmt    For    Refer    For
9    Approve Compensation of Gerard Guillemot, Vice-CEO    Mgmt    For    Refer    For
10    Approve Compensation of Christian Guillemot, Vice-CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy for Chairman and CEO    Mgmt    For    Refer    For
12    Approve Remuneration Policy for Vice-CEOs    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
14    Reelect Yves Guillemot as Director    Mgmt    For    Against    Against
15    Reelect Gerard Guillemot as Director    Mgmt    For    Against    For
16    Reelect Florence Naviner as Director    Mgmt    For    For    For
17    Elect John Parkes as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ubisoft Entertainment SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

20    Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
21    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million    Mgmt    For    For    For
22    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million    Mgmt    For    For    For
23    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million    Mgmt    For    Refer    For
24    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries)    Mgmt    For    Refer    For
27    Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries)    Mgmt    For    Refer    For
28    Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers    Mgmt    For    For    For
29    Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers    Mgmt    For    For    For
30    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million    Mgmt    For    For    For
31    Amend Article 8 of Bylaws Re: Employee Representatives    Mgmt    For    Refer    For
32    Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit    Mgmt    For    Refer    For
33    Amend Articles of Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For
34    Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For
35    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Reliance Industries Ltd.

 

Meeting Date:   07/15/2020   Country:   India   Primary Security ID:   Y72596102
Record Date:   07/08/2020   Meeting Type:   Annual   Ticker:   500325
    Shares Voted:   127,569    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reelect Hital R. Meswani as Director    Mgmt    For    For    For
4    Reelect P.M.S. Prasad as Director    Mgmt    For    For    For
5    Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director    Mgmt    For    For    For
6    Elect K. V. Chowdary as Director    Mgmt    For    For    For
7    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

HDFC Bank Limited

 

Meeting Date:   07/18/2020   Country:   India   Primary Security ID:   Y3119P190
Record Date:   07/11/2020   Meeting Type:   Annual   Ticker:   500180
    Shares Voted:   98,766    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Standalone Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Special Interim Dividend    Mgmt    For    For    For
4    Reelect Kaizad Bharucha as Director    Mgmt    For    For    For
5    Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors    Mgmt    For    For    For
6    Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants    Mgmt    For    For    For
7    Reelect Malay Patel as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

HDFC Bank Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

8    Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director    Mgmt    For    For    For
9    Elect Renu Karnad as Director    Mgmt    For    Against    Against
10    Approve Related Party Transactions with Housing Development Finance Corporation Limited    Mgmt    For    Refer    For
11    Approve Related Party Transactions with HDB Financial Services Limited    Mgmt    For    Refer    For
12    Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis    Mgmt    For    Refer    For

Magazine Luiza SA

 

Meeting Date:   07/22/2020   Country:   Brazil   Primary Security ID:   P6425Q109
Record Date:     Meeting Type:   Special   Ticker:   MGLU3
    Shares Voted:   41,121    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Ratify Capital Increase without Preemptive Rights Approved at the Oct. 30, 2019 Board Meeting    Mgmt    For    For    For
2    Rectify Remuneration of Company’s Management Approved at the April 12, 2019, AGM    Mgmt    For    Refer    For
3    Amend Articles and Consolidate Bylaws    Mgmt    For    For    For

Magazine Luiza SA

 

Meeting Date:   07/27/2020   Country:   Brazil   Primary Security ID:   P6425Q109
Record Date:     Meeting Type:   Annual   Ticker:   MGLU3
    Shares Voted:   41,121    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Magazine Luiza SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3    Fix Number of Directors at Seven    Mgmt    For    Refer    For
4    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Refer    Abstain
5    Elect Directors    Mgmt    For    For    For
6    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
7    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?    Mgmt    None    Refer    Abstain
   APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt         
8.1    Percentage of Votes to Be Assigned - Elect Luiza Helena Trajano Inacio Rodrigues as Director    Mgmt    None    Refer    Abstain
8.2    Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director    Mgmt    None    Refer    Abstain
8.3    Percentage of Votes to Be Assigned - Elect Carlos Renato Donzelli as Director    Mgmt    None    Refer    Abstain
8.4    Percentage of Votes to Be Assigned - Elect Jose Paschoal Rossetti as Independent Director    Mgmt    None    Refer    Abstain
8.5    Percentage of Votes to Be Assigned - Elect Betania Tanure de Barros as Independent Director    Mgmt    None    Refer    Abstain
8.6    Percentage of Votes to Be Assigned - Elect Silvio Romero de Lemos Meira as Independent Director    Mgmt    None    Refer    Abstain
8.7    Percentage of Votes to Be Assigned - Elect Ines Correa de Souza as Independent Director    Mgmt    None    Refer    Abstain
9    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Refer    For
10    Elect Fiscal Council Members    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Magazine Luiza SA

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

11    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
12    Elect Eduardo Christovam Galdi Mestieri as Fiscal Council Member and Thiago Costa Jacinto as Alternate Appointed by Minority Shareholder    SH    None    Refer    For
13    As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    None    Refer    For
14    Approve Remuneration of Company’s Management and Fiscal Council    Mgmt    For    Refer    For

Ferguson Plc

 

Meeting Date:   07/29/2020   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   07/27/2020   Meeting Type:   Special   Ticker:   FERG
    Shares Voted:   28,486    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Adopt New Articles of Association    Mgmt    For    Refer    For

Banco do Brasil SA

 

Meeting Date:   07/30/2020   Country:   Brazil   Primary Security ID:   P11427112
Record Date:     Meeting Type:   Annual   Ticker:   BBAS3
    Shares Voted:   61,500    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Joaquim Jose Xavier da Silveira as Independent Director    Mgmt    For    For    For
1.2    Elect Jose Guimaraes Monforte as Independent Director    Mgmt    For    For    For
2    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?    Mgmt    None    Refer    Abstain

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Banco do Brasil SA

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 2, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt         
3.1    Percentage of Votes to Be Assigned - Elect Joaquim Jose Xavier da Silveira as Independent Director    Mgmt    None    Abstain    Abstain
3.2    Percentage of Votes to Be Assigned - Elect Jose Guimaraes Monforte as Independent Director    Mgmt    None    Abstain    Abstain
4.1    Elect Paulo Antonio Spencer Uebel as Fiscal Council Member    Mgmt    For    Refer    For
4.2    Elect Samuel Yoshiaki Oliveira Kinoshita as Fiscal Council Member    Mgmt    For    Refer    For
4.3    Elect Lena Oliveira de Carvalho as Alternate Fiscal Council Member    Mgmt    For    Refer    For
4.4    Elect Rodrigo Brandao de Almeida as Alternate Fiscal Council Member    Mgmt    For    Refer    For
5    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019    Mgmt    For    For    For
6    Approve Allocation of Income and Dividends    Mgmt    For    For    For
7    Approve Remuneration of Company’s Management    Mgmt    For    Refer    For
8    Approve Remuneration of Fiscal Council Members    Mgmt    For    Refer    For
9    Approve Remuneration of Audit Committee Members    Mgmt    For    Refer    Against

Banco do Brasil SA

 

Meeting Date:   07/30/2020   Country:   Brazil   Primary Security ID:   P11427112
Record Date:     Meeting Type:   Special   Ticker:   BBAS3
    Shares Voted:   61,500    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Authorize Capitalization of Reserves    Mgmt    For    For    For
2    Amend Articles    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alimentation Couche-Tard Inc.

 

Meeting Date:   09/16/2020   Country:   Canada   Primary Security ID:   01626P403
Record Date:   07/20/2020   Meeting Type:   Annual   Ticker:   ATD.B
    Shares Voted:   109,800    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders    Mgmt         
1    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
2.1    Elect Director Alain Bouchard    Mgmt    For    For    For
2.2    Elect Director Melanie Kau    Mgmt    For    For    For
2.3    Elect Director Jean Bernier    Mgmt    For    For    For
2.4    Elect Director Eric Boyko    Mgmt    For    For    For
2.5    Elect Director Jacques D’Amours    Mgmt    For    For    For
2.6    Elect Director Janice L. Fields    Mgmt    For    For    For
2.7    Elect Director Richard Fortin    Mgmt    For    For    For
2.8    Elect Director Brian Hannasch    Mgmt    For    For    For
2.9    Elect Director Marie Josee Lamothe    Mgmt    For    For    For
2.10    Elect Director Monique F. Leroux    Mgmt    For    For    For
2.11    Elect Director Real Plourde    Mgmt    For    For    For
2.12    Elect Director Daniel Rabinowicz    Mgmt    For    For    For
2.13    Elect Director Louis Tetu    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach
    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
4    SP 1: Integrate ESG Criteria into in Establishing Executive Compensation    SH    Against    Against    Against
5    SP 2: Determine that a Director is Independent or Non-Independent Be Disclosed in Management Circular    SH    Against    Refer    Against
6    SP 3: Adopt a Responsible Employment Policy While Ensuring Its Employees a Living Wage    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Darden Restaurants, Inc.

 

Meeting Date:   09/23/2020   Country:   USA   Primary Security ID:   237194105
Record Date:   07/29/2020   Meeting Type:   Annual   Ticker:   DRI
    Shares Voted:   13,789    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Margaret Shan Atkins    Mgmt    For    For    For
1.2    Elect Director James P. Fogarty    Mgmt    For    For    For
1.3    Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.4    Elect Director Eugene I. Lee, Jr.    Mgmt    For    For    For
1.5    Elect Director Nana Mensah    Mgmt    For    For    For
1.6    Elect Director William S. Simon    Mgmt    For    For    For
1.7    Elect Director Charles M. Sonsteby    Mgmt    For    For    For
1.8    Elect Director Timothy J. Wilmott    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Diageo Plc

 

Meeting Date:   09/28/2020   Country:   United Kingdom   Primary Security ID:   G42089113
Record Date:   09/24/2020   Meeting Type:   Annual   Ticker:   DGE
    Shares Voted:   38,390    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Elect Melissa Bethell as Director    Mgmt    For    For    For
6    Re-elect Javier Ferran as Director    Mgmt    For    For    For
7    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
8    Re-elect Lady Mendelsohn as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Diageo Plc

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

9    Re-elect Ivan Menezes as Director    Mgmt    For    For    For
10    Re-elect Kathryn Mikells as Director    Mgmt    For    For    For
11    Re-elect Alan Stewart as Director    Mgmt    For    For    For
12    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
13    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
15    Authorise Issue of Equity    Mgmt    For    For    For
16    Amend Diageo 2001 Share Incentive Plan    Mgmt    For    For    For
17    Approve Diageo 2020 Sharesave Plan    Mgmt    For    Refer    For
18    Approve Diageo Deferred Bonus Share Plan    Mgmt    For    Refer    For
19    Authorise the Company to Establish International Share Plans    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
23    Adopt New Articles of Association    Mgmt    For    Refer    For
24    Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:   09/30/2020   Country:   Cayman Islands   Primary Security ID:   G01719114
Record Date:   08/17/2020   Meeting Type:   Annual   Ticker:   9988
    Shares Voted:   11,794    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Meeting for ADR Holders    Mgmt         
1    Amend Articles of Association    Mgmt    For    Refer    For
2.1    Elect Maggie Wei Wu as Director    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alibaba Group Holding Limited

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

2.2    Elect Kabir Misra as Director    Mgmt    For    Refer    Against
2.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Magazine Luiza SA

 

Meeting Date:   10/07/2020   Country:   Brazil   Primary Security ID:   P6425Q109
Record Date:     Meeting Type:   Special   Ticker:   MGLU3
    Shares Voted:   40,821    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve 4-for-1 Stock Split    Mgmt    For    For    For
2    Amend Articles 5 and 7 to Reflect Changes in Share Capital and Authorized Capital Respectively    Mgmt    For    Refer    For
3    Authorize Executives to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Unilever Plc

 

Meeting Date:   10/12/2020   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   10/10/2020   Meeting Type:   Special   Ticker:   ULVR
    Shares Voted:   22,804    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Unilever Plc

 

Meeting Date:   10/12/2020   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   10/10/2020   Meeting Type:   Court   Ticker:   ULVR
    Shares Voted:   22,804    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Court Meeting    Mgmt         
1    Approve the Cross-Border Merger between Unilever PLC and Unilever N.V.    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:   12/02/2020   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2020   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   28,281    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.2    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director Satya Nadella    Mgmt    For    For    For
1.5    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.6    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.7    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.8    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.9    Elect Director John W. Stanton    Mgmt    For    For    For
1.10    Elect Director John W. Thompson    Mgmt    For    For    For
1.11    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.12    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ferguson Plc

 

Meeting Date:   12/03/2020   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   12/01/2020   Meeting Type:   Annual   Ticker:   FERG
    Shares Voted:   31,176    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Bill Brundage as Director    Mgmt    For    For    For
5    Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6    Re-elect Geoff Drabble as Director    Mgmt    For    For    For
7    Re-elect Catherine Halligan as Director    Mgmt    For    For    For
8    Re-elect Kevin Murphy as Director    Mgmt    For    For    For
9    Re-elect Alan Murray as Director    Mgmt    For    For    For
10    Re-elect Tom Schmitt as Director    Mgmt    For    For    For
11    Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
12    Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
13    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Banco do Brasil SA

 

Meeting Date:   12/09/2020   Country:   Brazil   Primary Security ID:   P11427112
Record Date:     Meeting Type:   Special   Ticker:   BBAS3
    Shares Voted:   60,800    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Andre Guilherme Brandao as Director    Mgmt    For    For    For
1.2    Elect Fabio Augusto Cantizani Barbosa as Director    Mgmt    For    For    For
2    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?    Mgmt    None    Refer    Abstain
   APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 2, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt         
3.1    Percentage of Votes to Be Assigned - Elect Andre Guilherme Brandao as Director    Mgmt    None    Refer    Abstain
3.2    Percentage of Votes to Be Assigned - Elect Fabio Augusto Cantizani Barbosa as Director    Mgmt    None    Refer    Abstain
4    Elect Lucas Pedreira do Couto Ferraz as Fiscal Council Member    Mgmt    For    Refer    For
5    Approve Agreement to Absorb BESC Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval)    Mgmt    For    Refer    For
6    Ratify Investor Consulting Partners Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
7    Approve Independent Firm’s Appraisal    Mgmt    For    Refer    For
8    Approve Absorption of BESC Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval)    Mgmt    For    Refer    For
9    Approve Capital Increase in Connection with the Transaction and Amend Article 7 Accordingly    Mgmt    For    Refer    For
10    Approve Issuance of Shares in Connection with the Transaction for Bescval’s Minority Shareholders    Mgmt    For    Refer    For
11    Approve Cancellation of Treasury Shares    Mgmt    For    For    For
12    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
13    Amend Articles 7 and 8    Mgmt    For    For    For
14    Amend Articles 9 and 10    Mgmt    For    For    For
15    Amend Articles 11 and 16    Mgmt    For    For    For
16    Amend Articles    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Banco do Brasil SA

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

17    Amend Articles    Mgmt    For    For    For
18    Amend Articles 33 and 34    Mgmt    For    For    For
19    Amend Articles    Mgmt    For    For    For
20    Amend Articles 47 and 48    Mgmt    For    For    For
21    Amend Article 50    Mgmt    For    For    For
22    Amend Articles    Mgmt    For    For    For
23    Amend Article 63    Mgmt    For    Refer    Against

Cisco Systems, Inc.

 

Meeting Date:   12/10/2020   Country:   USA   Primary Security ID:   17275R102
Record Date:   10/12/2020   Meeting Type:   Annual   Ticker:   CSCO
    Shares Voted:   57,740    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Wesley G. Bush    Mgmt    For    For    For
1c    Elect Director Michael D. Capellas    Mgmt    For    For    For
1d    Elect Director Mark Garrett    Mgmt    For    For    For
1e    Elect Director Kristina M. Johnson    Mgmt    For    For    For
1f    Elect Director Roderick C. McGeary    Mgmt    For    For    For
1g    Elect Director Charles H. Robbins    Mgmt    For    For    For
1h    Elect Director Arun Sarin - Withdrawn    Mgmt         
1i    Elect Director Brenton L. Saunders    Mgmt    For    For    For
1j    Elect Director Lisa T. Su    Mgmt    For    For    For
2    Change State of Incorporation from California to Delaware    Mgmt    For    Refer    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ConocoPhillips

 

Meeting Date:   01/15/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   12/11/2020   Meeting Type:   Special   Ticker:   COP
    Shares Voted:   25,476    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:   01/21/2021   Country:   USA   Primary Security ID:   461202103
Record Date:   11/23/2020   Meeting Type:   Annual   Ticker:   INTU
    Shares Voted:   9,059    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Eve Burton    Mgmt    For    For    For
1b    Elect Director Scott D. Cook    Mgmt    For    For    For
1c    Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For    For
1e    Elect Director Deborah Liu    Mgmt    For    For    For
1f    Elect Director Tekedra Mawakana    Mgmt    For    For    For
1g    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h    Elect Director Dennis D. Powell    Mgmt    For    For    For
1i    Elect Director Brad D. Smith    Mgmt    For    For    For
1j    Elect Director Thomas Szkutak    Mgmt    For    For    For
1k    Elect Director Raul Vazquez    Mgmt    For    For    For
1l    Elect Director Jeff Weiner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Visa Inc.

 

Meeting Date:   01/26/2021   Country:   USA   Primary Security ID:   92826C839
Record Date:   11/27/2020   Meeting Type:   Annual   Ticker:   V
    Shares Voted:   17,191    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director Linda J. Rendle    Mgmt    For    For    For
1k    Elect Director John A. C. Swainson    Mgmt    For    For    For
1l    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Amend Principles of Executive Compensation Program    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Apple Inc.

 

Meeting Date:   02/23/2021   Country:   USA   Primary Security ID:   037833100
Record Date:   12/28/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   43,339    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Monica Lozano    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    For    For
5    Improve Principles of Executive Compensation Program    SH    Against    Refer    Against

Infineon Technologies AG

 

Meeting Date:   02/25/2021   Country:   Germany   Primary Security ID:   D35415104
Record Date:     Meeting Type:   Annual   Ticker:   IFX
    Shares Voted:   55,720    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.22 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Infineon Technologies AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.3    Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020    Mgmt    For    For    For
4.8    Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020    Mgmt    For    For    For
4.11    Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020    Mgmt    For    For    For
4.13    Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020    Mgmt    For    For    For
4.14    Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020    Mgmt    For    For    For
4.15    Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.16    Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Infineon Technologies AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.17    Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020    Mgmt    For    For    For
4.18    Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.19    Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.20    Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.21    Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2021    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    Refer    For
9    Amend Articles Re: Information for Registration in the Share Register    Mgmt    For    For    For
10    Amend Articles Re: Supervisory Board’s Rules of Procedure    Mgmt    For    For    For

Baidu, Inc.

 

Meeting Date:   03/01/2021   Country:   Cayman Islands   Primary Security ID:   056752108
Record Date:   01/28/2021   Meeting Type:   Special   Ticker:   BIDU
    Shares Voted:   7,267    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve One-to-Eighty Stock Split    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:   03/25/2021   Country:   China   Primary Security ID:   Y69790106
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   2318
    Shares Voted:   269,000    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Approve 2020 Report of the Board of Directors    Mgmt    For    For    For
2    Approve 2020 Report of the Supervisory Committee    Mgmt    For    For    For
3    Approve 2020 Annual Report and Its Summary    Mgmt    For    For    For
4    Approve 2020 Financial Statements and Statutory Reports    Mgmt    For    For    For
5    Approve 2020 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For    For
6    Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors    Mgmt    For    For    For
   ELECT DIRECTORS    Mgmt         
8.01    Elect Ma Mingzhe as Director    Mgmt    For    For    For
8.02    Elect Xie Yonglin as Director    Mgmt    For    For    For
8.03    Elect Tan Sin Yin as Director    Mgmt    For    For    For
8.04    Elect Yao Jason Bo as Director    Mgmt    For    For    For
8.05    Elect Cai Fangfang as Director    Mgmt    For    For    For
8.06    Elect Soopakij Chearavanont as Director    Mgmt    For    For    For
8.07    Elect Yang Xiaoping as Director    Mgmt    For    For    For
8.08    Elect Wang Yongjian as Director    Mgmt    For    For    For
8.09    Elect Huang Wei as Director    Mgmt    For    For    For
8.10    Elect Ouyang Hui as Director    Mgmt    For    For    For
8.11    Elect Ng Sing Yip as Director    Mgmt    For    For    For
8.12    Elect Chu Yiyun as Director    Mgmt    For    For    For
8.13    Elect Liu Hong as Director    Mgmt    For    For    For
8.14    Elect Jin Li as Director    Mgmt    For    For    For
8.15    Elect Ng Kong Ping Albert as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ping An Insurance (Group) Company of China, Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   ELECT SUPERVISORS    Mgmt         
9.01    Elect Gu Liji as Supervisor    Mgmt    For    Refer    For
9.02    Elect Huang Baokui as Supervisor    Mgmt    For    Refer    For
9.03    Elect Zhang Wangjin as Supervisor    Mgmt    For    Refer    For
10    Approve Issuance of Debt Financing Instruments    Mgmt    For    Refer    For
11    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Refer    For
12    Amend Articles of Association    Mgmt    For    Refer    For

Reliance Industries Ltd.

 

Meeting Date:   03/31/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   03/24/2021   Meeting Type:   Court   Ticker:   500325
    Shares Voted:   76,709    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court-Ordered Meeting for Shareholders    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Airbus SE

 

Meeting Date:   04/14/2021   Country:   Netherlands   Primary Security ID:   N0280G100
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   AIR
    Shares Voted:   37,033    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.1    Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2    Receive Report on Business and Financial Statements    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Airbus SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.3    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3    Discussion of Agenda Items    Mgmt         
4.1    Adopt Financial Statements    Mgmt    For    For    For
4.2    Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.3    Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.4    Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.5    Approve Implementation of Remuneration Policy    Mgmt    For    Refer    For
4.6    Reelect Rene Obermann as Non-Executive Director    Mgmt    For    For    For
4.7    Reelect Amparo Moraleda as Non-Executive Director    Mgmt    For    For    For
4.8    Reelect Victor Chu as Non-Executive Director    Mgmt    For    For    For
4.9    Reelect Jean-Pierre Clamadieu as Non-Executive Director    Mgmt    For    For    For
4.10    Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11    Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5    Close Meeting    Mgmt         

Ferrari NV

 

Meeting Date:   04/15/2021   Country:   Netherlands   Primary Security ID:   N3167Y103
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   RACE
    Shares Voted:   20,698    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ferrari NV

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Open Meeting    Mgmt         
2.a    Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c    Approve Remuneration Report    Mgmt    For    Refer    For
2.d    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e    Approve Dividends of EUR 0.867 Per Share    Mgmt    For    For    For
2.f    Approve Discharge of Directors    Mgmt    For    For    For
3.a    Reelect John Elkann as Executive Director    Mgmt    For    For    For
3.b    Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.c    Reelect Delphine Arnault as Non-Executive Director    Mgmt    For    For    For
3.d    Reelect Francesca Bellettini as Non-Executive Director    Mgmt    For    For    For
3.e    Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    For
3.f    Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.g    Reelect John Galantic as Non-Executive Director    Mgmt    For    For    For
3.h    Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    For    For
3.i    Reelect Adam Keswick as Non-Executive Director    Mgmt    For    Against    For
4    Appoint Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
5.1    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
5.2    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
5.3    Grant Board Authority to Issue Special Voting Shares    Mgmt    For    Refer    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Awards to Executive Director    Mgmt    For    For    For
8    Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton SE

 

Meeting Date:   04/15/2021   Country:   France   Primary Security ID:   F58485115
Record Date:   04/13/2021   Meeting Type:   Annual/Special   Ticker:   MC
    Shares Voted:   1,893    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 6.00 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5    Reelect Antoine Arnault as Director    Mgmt    For    Refer    For
6    Reelect Nicolas Bazire as Director    Mgmt    For    Against    Against
7    Reelect Charles de Croisset as Director    Mgmt    For    Refer    For
8    Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
9    Appoint Olivier Lenel as Alternate Auditor    Mgmt    For    For    For
10    Approve Amendment of Remuneration Policy of Directors Re: FY 2020    Mgmt    For    Refer    For
11    Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020    Mgmt    For    Refer    For
12    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
13    Approve Compensation of Bernard Arnault, Chairman and CEO    Mgmt    For    Refer    For
14    Approve Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    Refer    For
15    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
16    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
17    Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    For
18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business    Mgmt Mgmt    For    For    For
19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20    Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
21    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million    Mgmt    For    For    For
22    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million    Mgmt    For    Refer    For
23    Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million    Mgmt    For    Refer    For
24    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
25    Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers    Mgmt    For    For    For
26    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
27    Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    Against
28    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
29    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million    Mgmt    For    Refer    For
30    Amend Article 22 of Bylaws Re: Auditors    Mgmt    For    Refer    For

Adobe Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   00724F101
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   ADBE
    Shares Voted:   4,160    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Amy Banse    Mgmt    For    For    For
1b    Elect Director Melanie Boulden    Mgmt    For    For    For
1c    Elect Director Frank Calderoni    Mgmt    For    For    For
1d    Elect Director James Daley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Adobe Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Laura Desmond    Mgmt    For    For    For
1f    Elect Director Shantanu Narayen    Mgmt    For    For    For
1g    Elect Director Kathleen Oberg    Mgmt    For    For    For
1h    Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i    Elect Director David Ricks    Mgmt    For    For    For
1j    Elect Director Daniel Rosensweig    Mgmt    For    For    For
1k    Elect Director John Warnock    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   478160104
Record Date:   02/23/2021   Meeting Type:   Annual   Ticker:   JNJ
    Shares Voted:   19,140    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b    Elect Director D. Scott Davis    Mgmt    For    For    For
1c    Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d    Elect Director Jennifer A. Doudna    Mgmt    For    For    For
1e    Elect Director Alex Gorsky    Mgmt    For    For    For
1f    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1g    Elect Director Hubert Joly    Mgmt    For    For    For
1h    Elect Director Mark B. McClellan    Mgmt    For    For    For
1i    Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1j    Elect Director Charles Prince    Mgmt    For    For    For
1k    Elect Director A. Eugene Washington    Mgmt    For    For    For
1l    Elect Director Mark A. Weinberger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Johnson & Johnson

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1m    Elect Director Nadja Y. West    Mgmt    For    For    For
1n    Elect Director Ronald A. Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Report on Civil Rights Audit    SH    Against    Against    Against
7    Adopt Policy on Bonus Banking    SH    Against    Refer    Against

Magazine Luiza SA

 

Meeting Date:   04/22/2021   Country:   Brazil   Primary Security ID:   P6425Q109
Record Date:     Meeting Type:   Annual   Ticker:   MGLU3
    Shares Voted:   159,984    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends    Mgmt    For    For    For
3    Fix Number of Directors at Eight    Mgmt    For    Refer    For
4    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Refer    Against
5    Elect Directors    Mgmt    For    Refer    For
6    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
7    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?    Mgmt    None    Refer    Abstain

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Magazine Luiza SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   IF CUMULATIVE VOTE IS ADOPTED - If Voting FOR Item 7: Votes Are Distributed in Equal % Amongst Nominees Voted FOR. An AGAINST Vote Is Required If Supporting Candidate(s) Under Cumulative and Not Supporting Any Director(s)/Slate Under Majority Voting    Mgmt         
8.1    Percentage of Votes to Be Assigned - Elect Luiza Helena Trajano Inacio Rodrigues as Director    Mgmt    None    Refer    Abstain
8.2    Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director    Mgmt    None    Refer    Abstain
8.3    Percentage of Votes to Be Assigned - Elect Carlos Renato Donzelli as Director    Mgmt    None    Refer    Abstain
8.4    Percentage of Votes to Be Assigned - Elect Marcio Kumruian as Director    Mgmt    None    Refer    Abstain
8.5    Percentage of Votes to Be Assigned - Elect Ines Correa de Souza as Independent Director    Mgmt    None    Refer    Abstain
8.6    Percentage of Votes to Be Assigned - Elect Jose Paschoal Rossetti as Independent Director    Mgmt    None    Refer    Abstain
8.7    Percentage of Votes to Be Assigned - Elect Betania Tanure de Barros as Independent Director    Mgmt    None    Refer    Abstain
8.8    Percentage of Votes to Be Assigned - Elect Silvio Romero de Lemos Meira as Independent Director    Mgmt    None    Refer    Abstain
9    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Refer    For
10    Fix Number of Fiscal Council Members at Three    Mgmt    For    Refer    For
11    Elect Fiscal Council Members    Mgmt    For    Refer    Abstain
12    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
13    Elect Eduardo Christovam Galdi Mestieri as Fiscal Council Member and Thiago Costa Jacinto as Alternate Appointed by Minority Shareholder    SH    None    For    For
14    Approve Remuneration of Company’s Management    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Magazine Luiza SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

15    Approve Remuneration of Fiscal Council Members    Mgmt    For    Refer    For
16    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    Refer    For

Magazine Luiza SA

 

Meeting Date:   04/22/2021   Country:   Brazil   Primary Security ID:   P6425Q109
Record Date:     Meeting Type:   Special   Ticker:   MGLU3
    Shares Voted:   159,984    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Amend Article 18 Re: Increase in Board Size    Mgmt    For    Refer    For
2    Amend Articles 22 and 27    Mgmt    For    Refer    For
3    Amend Articles 23 and 26    Mgmt    For    Refer    For
4    Consolidate Bylaws    Mgmt    For    Refer    For
5    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    Refer    For

Abbott Laboratories

 

Meeting Date:   04/23/2021   Country:   USA   Primary Security ID:   002824100
Record Date:   02/24/2021   Meeting Type:   Annual   Ticker:   ABT
    Shares Voted:   14,155    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert J. Alpern    Mgmt    For    For    For
1.2    Elect Director Roxanne S. Austin    Mgmt    For    For    For
1.3    Elect Director Sally E. Blount    Mgmt    For    For    For
1.4    Elect Director Robert B. Ford    Mgmt    For    For    For
1.5    Elect Director Michelle A. Kumbier    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Abbott Laboratories

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6    Elect Director Darren W. McDew    Mgmt    For    For    For
1.7    Elect Director Nancy McKinstry    Mgmt    For    For    For
1.8    Elect Director William A. Osborn    Mgmt    For    For    For
1.9    Elect Director Michael F. Roman    Mgmt    For    For    For
1.10    Elect Director Daniel J. Starks    Mgmt    For    For    For
1.11    Elect Director John G. Stratton    Mgmt    For    For    For
1.12    Elect Director Glenn F. Tilton    Mgmt    For    For    For
1.13    Elect Director Miles D. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4a    Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes    Mgmt    For    For    For
4b    Adopt Majority Voting Standard for Certain Extraordinary Transactions    Mgmt    For    For    For
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against
6    Report on Racial Justice    SH    Against    For    For
7    Require Independent Board Chair    SH    Against    Refer    Against

Citigroup Inc.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   172967424
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   32,753    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ellen M. Costello    Mgmt    For    For    For
1b    Elect Director Grace E. Dailey    Mgmt    For    For    For
1c    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d    Elect Director John C. Dugan    Mgmt    For    For    For
1e    Elect Director Jane N. Fraser    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Citigroup Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against
7    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Refer    Against
8    Report on Lobbying Payments and Policy    SH    Against    Against    Against
9    Report on Racial Equity Audit    SH    Against    Against    Against
10    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Alcon Inc.

 

Meeting Date:   04/28/2021   Country:   Switzerland   Primary Security ID:   H01301128
Record Date:     Meeting Type:   Annual   Ticker:   ALC
    Shares Voted:   23,280    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alcon Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Approve Allocation of Income and Dividends of CHF 0.10 per Share    Mgmt    For    For    For
4.1    Approve Remuneration Report (Non-Binding)    Mgmt    For    Refer    For
4.2    Approve Remuneration of Directors in the Amount of CHF 3.3 Million    Mgmt    For    Refer    For
4.3    Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million    Mgmt    For    Refer    For
5.1    Reelect Michael Ball as Director and Board Chairman    Mgmt    For    For    For
5.2    Reelect Lynn Bleil as Director    Mgmt    For    For    For
5.3    Reelect Arthur Cummings as Director    Mgmt    For    For    For
5.4    Reelect David Endicott as Director    Mgmt    For    For    For
5.5    Reelect Thomas Glanzmann as Director    Mgmt    For    For    For
5.6    Reelect Keith Grossman as Director    Mgmt    For    Against    For
5.7    Reelect Scott Maw as Director    Mgmt    For    For    For
5.8    Reelect Karen May as Director    Mgmt    For    For    For
5.9    Reelect Ines Poeschel as Director    Mgmt    For    For    For
5.10    Reelect Dieter Spaelti as Director    Mgmt    For    For    For
6.1    Reappoint Thomas Glanzmann as Member of the Compensation Committee    Mgmt    For    For    For
6.2    Reappoint Keith Grossman as Member of the Compensation Committee    Mgmt    For    Against    For
6.3    Reappoint Karen May as Member of the Compensation Committee    Mgmt    For    For    For
6.4    Reappoint Ines Poeschel as Member of the Compensation Committee    Mgmt    For    For    For
7    Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy    Mgmt    For    For    For
8    Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
9    Transact Other Business (Voting)    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Eaton Corporation plc

 

Meeting Date:   04/28/2021   Country:   Ireland   Primary Security ID:   G29183103
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   ETN
    Shares Voted:   20,722    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Craig Arnold    Mgmt    For    For    For
1b    Elect Director Christopher M. Connor    Mgmt    For    For    For
1c    Elect Director Olivier Leonetti    Mgmt    For    For    For
1d    Elect Director Deborah L. McCoy    Mgmt    For    For    For
1e    Elect Director Silvio Napoli    Mgmt    For    For    For
1f    Elect Director Gregory R. Page    Mgmt    For    For    For
1g    Elect Director Sandra Pianalto    Mgmt    For    For    For
1h    Elect Director Lori J. Ryerkerk    Mgmt    For    For    For
1i    Elect Director Gerald B. Smith    Mgmt    For    For    For
1j    Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5    Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

HCA Healthcare, Inc.

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   40412C101
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   HCA
    Shares Voted:   10,823    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b    Elect Director Samuel N. Hazen    Mgmt    For    For    For
1c    Elect Director Meg G. Crofton    Mgmt    For    For    For
1d    Elect Director Robert J. Dennis    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

HCA Healthcare, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1f    Elect Director William R. Frist    Mgmt    For    For    For
1g    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h    Elect Director Michael W. Michelson    Mgmt    For    For    For
1i    Elect Director Wayne J. Riley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation    SH    Against    Against    Against

Schneider Electric SE

 

Meeting Date:   04/28/2021   Country:   France   Primary Security ID:   F86921107
Record Date:   04/26/2021   Meeting Type:   Annual/Special   Ticker:   SU
    Shares Voted:   104    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 2.60 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    Mgmt    For    Refer    For
5    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
6    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
7    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Schneider Electric SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9    Reelect Jean-Pascal Tricoire as Director    Mgmt    For    For    For
10    Elect Anna Ohlsson-Leijon as Director    Mgmt    For    For    For
11    Elect Thierry Jacquet as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
12    Elect Zennia Csikos as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
13    Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
14    Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
16    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million    Mgmt    For    For    For
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million    Mgmt    For    Refer    For
19    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    Mgmt    For    For    For
20    Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
21    Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25    Amend Article 13 of Bylaws Re: Editorial Change    Mgmt    For    For    For
26    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Goldman Sachs Group, Inc.

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   38141G104
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   GS
    Shares Voted:   9,216    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Drew G. Faust    Mgmt    For    For    For
1c    Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e    Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f    Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g    Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h    Elect Director David M. Solomon    Mgmt    For    For    For
1i    Elect Director Jan E. Tighe    Mgmt    For    For    For
1j    Elect Director Jessica R. Uhl    Mgmt    For    For    For
1k    Elect Director David A. Viniar    Mgmt    For    For    For
1l    Elect Director Mark O. Winkelman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For
6    Report on the Impacts of Using Mandatory Arbitration    SH    Against    For    For
7    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against
8    Report on Racial Equity Audit    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Aptiv PLC

 

Meeting Date:   04/30/2021   Country:   Jersey   Primary Security ID:   G6095L109
Record Date:   03/02/2021   Meeting Type:   Annual   Ticker:   APTV
    Shares Voted:   18,269    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kevin P. Clark    Mgmt    For    For    For
1b    Elect Director Richard L. Clemmer    Mgmt    For    For    For
1c    Elect Director Nancy E. Cooper    Mgmt    For    For    For
1d    Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
1e    Elect Director Rajiv L. Gupta    Mgmt    For    For    For
1f    Elect Director Joseph L. Hooley    Mgmt    For    For    For
1g    Elect Director Merit E. Janow    Mgmt    For    For    For
1h    Elect Director Sean O. Mahoney    Mgmt    For    For    For
1i    Elect Director Paul M. Meister    Mgmt    For    For    For
1j    Elect Director Robert K. Ortberg    Mgmt    For    For    For
1k    Elect Director Colin J. Parris    Mgmt    For    For    For
1l    Elect Director Ana G. Pinczuk    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   12572Q105
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   CME
    Shares Voted:   5,896    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b    Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c    Elect Director Charles P. Carey    Mgmt    For    For    For
1d    Elect Director Dennis H. Chookaszian    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

CME Group Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Bryan T. Durkin    Mgmt    For    For    For
1f    Elect Director Ana Dutra    Mgmt    For    For    For
1g    Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h    Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i    Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j    Elect Director Daniel G. Kaye    Mgmt    For    For    For
1k    Elect Director Phyllis M. Lockett    Mgmt    For    For    For
1l    Elect Director Deborah J. Lucas    Mgmt    For    For    For
1m    Elect Director Terry L. Savage    Mgmt    For    For    For
1n    Elect Director Rahael Seifu    Mgmt    For    For    For
1o    Elect Director William R. Shepard    Mgmt    For    For    For
1p    Elect Director Howard J. Siegel    Mgmt    For    For    For
1q    Elect Director Dennis A. Suskind    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Discover Financial Services

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   254709108
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   DFS
    Shares Voted:   25,659    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jeffrey S. Aronin    Mgmt    For    For    For
1.2    Elect Director Mary K. Bush    Mgmt    For    For    For
1.3    Elect Director Gregory C. Case    Mgmt    For    For    For
1.4    Elect Director Candace H. Duncan    Mgmt    For    For    For
1.5    Elect Director Joseph F. Eazor    Mgmt    For    For    For
1.6    Elect Director Cynthia A. Glassman    Mgmt    For    For    For
1.7    Elect Director Roger C. Hochschild    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Discover Financial Services

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8    Elect Director Thomas G. Maheras    Mgmt    For    For    For
1.9    Elect Director Michael H. Moskow    Mgmt    For    For    For
1.10    Elect Director David L. Rawlinson, II    Mgmt    For    For    For
1.11    Elect Director Mark A. Thierer    Mgmt    For    For    For
1.12    Elect Director Jennifer L. Wong    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Unilever Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   05/03/2021   Meeting Type:   Annual   Ticker:   ULVR
    Shares Voted:   26,302    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Climate Transition Action Plan    Mgmt    For    For    For
5    Re-elect Nils Andersen as Director    Mgmt    For    For    For
6    Re-elect Laura Cha as Director    Mgmt    For    For    For
7    Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8    Re-elect Alan Jope as Director    Mgmt    For    For    For
9    Re-elect Andrea Jung as Director    Mgmt    For    For    For
10    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11    Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
12    Re-elect Youngme Moon as Director    Mgmt    For    For    For
13    Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
14    Re-elect John Rishton as Director    Mgmt    For    For    For
15    Re-elect Feike Sijbesma as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Unilever Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

16    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
19    Approve SHARES Plan    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
25    Adopt New Articles of Association    Mgmt    For    Refer    For
26    Approve Reduction of the Share Premium Account    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   84,286    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Canadian Natural Resources Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:   05/06/2021   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   PHIA
    Shares Voted:   28,740    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For
3    Reelect Marnix van Ginneken to Management Board    Mgmt    For    For    For
4.a    Elect Chua Sock Koong to Supervisory Board    Mgmt    For    For    For
4.b    Elect Indra Nooyi to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   05/07/2021   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   15,717    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5e    Elect Euan Ashley as Director    Mgmt    For    For    For
5f    Re-elect Michel Demare as Director    Mgmt    For    For    For
5g    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5h    Elect Diana Layfield as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

AstraZeneca Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Amend Performance Share Plan    Mgmt    For    For    Against

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   180    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5e    Elect Euan Ashley as Director    Mgmt    For    For    For
5f    Re-elect Michel Demare as Director    Mgmt    For    For    For
5g    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5h    Elect Diana Layfield as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

AstraZeneca Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Amend Performance Share Plan    Mgmt    For    For    Against

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   05/07/2021   Meeting Type:   Special   Ticker:   AZN
    Shares Voted:   15,717    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1    Approve Acquisition of Alexion Pharmaceuticals, Inc.    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   04/20/2021   Meeting Type:   Special   Ticker:   AZN
    Shares Voted:   180    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Acquisition of Alexion Pharmaceuticals, Inc.    Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   COP
    Shares Voted:   41,507    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For
1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director Timothy A. Leach    Mgmt    For    For    For
1i    Elect Director William H. McRaven    Mgmt    For    For    For
1j    Elect Director Sharmila Mulligan    Mgmt    For    For    For
1k    Elect Director Eric D. Mullins    Mgmt    For    For    For
1l    Elect Director Arjun N. Murti    Mgmt    For    For    For
1m    Elect Director Robert A. Niblock    Mgmt    For    For    For
1n    Elect Director David T. Seaton    Mgmt    For    For    For
1o    Elect Director R.A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    For    For    For
5    Emission Reduction Targets    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Union Pacific Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   907818108
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   10,412    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1j    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Report on EEO    SH    Against    For    For
7    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For
8    Annual Vote and Report on Climate Change    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

JPMorgan Chase & Co.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   46625H100
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   JPM
    Shares Voted:   13,870    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Linda B. Bammann    Mgmt    For    For    For
1b    Elect Director Stephen B. Burke    Mgmt    For    For    For
1c    Elect Director Todd A. Combs    Mgmt    For    For    For
1d    Elect Director James S. Crown    Mgmt    For    For    For
1e    Elect Director James Dimon    Mgmt    For    For    For
1f    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1g    Elect Director Mellody Hobson    Mgmt    For    For    For
1h    Elect Director Michael A. Neal    Mgmt    For    For    For
1i    Elect Director Phebe N. Novakovic    Mgmt    For    For    For
1j    Elect Director Virginia M. Rometty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For
6    Report on Racial Equity Audit    SH    Against    Against    Against
7    Require Independent Board Chair    SH    Against    Refer    Against
8    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For

Deutsche Boerse AG

 

Meeting Date:   05/19/2021   Country:   Germany   Primary Security ID:   D1882G119
Record Date:     Meeting Type:   Annual   Ticker:   DB1
    Shares Voted:   11,330    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Deutsche Boerse AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1    Elect Karl-Heinz Floether to the Supervisory Board    Mgmt    For    For    For
5.2    Elect Andreas Gottschling to the Supervisory Board    Mgmt    For    For    For
5.3    Elect Martin Jetter to the Supervisory Board    Mgmt    For    For    For
5.4    Elect Barbara Lambert to the Supervisory Board    Mgmt    For    For    For
5.5    Elect Michael Ruediger to the Supervisory Board    Mgmt    For    For    For
5.6    Elect Charles Stonehill to the Supervisory Board    Mgmt    For    For    For
5.7    Elect Clara-Christina Streit to the Supervisory Board    Mgmt    For    For    For
5.8    Elect Chong Lee Tan to the Supervisory Board    Mgmt    For    For    For
6    Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Amend Articles Re: AGM Location    Mgmt    For    Refer    For
9    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For

Fidelity National Information Services, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   31620M106
Record Date:   03/25/2021   Meeting Type:   Annual   Ticker:   FIS
    Shares Voted:   18,841    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Ellen R. Alemany    Mgmt    For    For    For
1b    Elect Director Jeffrey A. Goldstein    Mgmt    For    For    For
1c    Elect Director Lisa A. Hook    Mgmt    For    For    For
1d    Elect Director Keith W. Hughes    Mgmt    For    For    For
1e    Elect Director Gary L. Lauer    Mgmt    For    For    For
1f    Elect Director Gary A. Norcross    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Fidelity National Information Services, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1g    Elect Director Louise M. Parent    Mgmt    For    For    For
1h    Elect Director Brian T. Shea    Mgmt    For    For    For
1i    Elect Director James B. Stallings, Jr.    Mgmt    For    For    For
1j    Elect Director Jeffrey E. Stiefler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   666807102
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   7,246    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director David P. Abney    Mgmt    For    For    For
1.3    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.4    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.5    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For
1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For
1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For
1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Northrop Grumman Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For

Thermo Fisher Scientific Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   883556102
Record Date:   03/26/2021   Meeting Type:   Annual   Ticker:   TMO
    Shares Voted:   5,215    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Marc N. Casper    Mgmt    For    For    For
1b    Elect Director Nelson J. Chai    Mgmt    For    For    For
1c    Elect Director C. Martin Harris    Mgmt    For    For    For
1d    Elect Director Tyler Jacks    Mgmt    For    For    For
1e    Elect Director R. Alexandra Keith    Mgmt    For    For    For
1f    Elect Director Thomas J. Lynch    Mgmt    For    For    For
1g    Elect Director Jim P. Manzi    Mgmt    For    For    For
1h    Elect Director James C. Mullen    Mgmt    For    For    For
1i    Elect Director Lars R. Sorensen    Mgmt    For    For    For
1j    Elect Director Debora L. Spar    Mgmt    For    For    For
1k    Elect Director Scott M. Sperling    Mgmt    For    For    For
1l    Elect Director Dion J. Weisler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4    Provide Right to Call A Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Morgan Stanley

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   617446448
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   40,592    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h    Elect Director Shelley B. Leibowitz    Mgmt    For    For    For
1i    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j    Elect Director Jami Miscik    Mgmt    For    For    For
1k    Elect Director Dennis M. Nally    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Tencent Holdings Limited

 

Meeting Date:   05/20/2021   Country:   Cayman Islands   Primary Security ID:   G87572163
Record Date:   05/13/2021   Meeting Type:   Annual   Ticker:   700
    Shares Voted:   34,500    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3a    Elect Yang Siu Shun as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Tencent Holdings Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3b    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Tencent Holdings Limited

 

Meeting Date:   05/20/2021   Country:   Cayman Islands   Primary Security ID:   G87572163
Record Date:   05/13/2021   Meeting Type:   Special   Ticker:   700
    Shares Voted:   34,500    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Adopt Share Option Plan of China Literature Limited    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   023135106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   2,211    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    Refer    For
1b    Elect Director Keith B. Alexander    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Amazon.com, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Gender/Racial Pay Gap    SH    Against    For    For
7    Report on Promotion Data    SH    Against    Against    Against
8    Report on the Impacts of Plastic Packaging    SH    Against    For    For
9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    For    For
10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Refer    Against
11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    For    For
12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
13    Report on Lobbying Payments and Policy    SH    Against    For    For
14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   256677105
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   DG
    Shares Voted:   4,805    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Warren F. Bryant    Mgmt    For    For    For
1b    Elect Director Michael M. Calbert    Mgmt    For    For    For
1c    Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Dollar General Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1d    Elect Director Timothy I. McGuire    Mgmt    For    For    For
1e    Elect Director William C. Rhodes, III    Mgmt    For    For    For
1f    Elect Director Debra A. Sandler    Mgmt    For    For    For
1g    Elect Director Ralph E. Santana    Mgmt    For    For    For
1h    Elect Director Todd J. Vasos    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock    Mgmt    For    For    For
6    Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   7,692    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    Refer    Withhold
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Non-Employee Director Compensation Policy    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Facebook, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Online Child Sexual Exploitation    SH    Against    For    For
7    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
8    Report on Platform Misuse    SH    Against    For    For
9    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

PayPal Holdings, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   70450Y103
Record Date:   03/30/2021   Meeting Type:   Annual   Ticker:   PYPL
    Shares Voted:   18,263    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b    Elect Director Jonathan Christodoro    Mgmt    For    For    For
1c    Elect Director John J. Donahoe    Mgmt    For    For    For
1d    Elect Director David W. Dorman    Mgmt    For    For    For
1e    Elect Director Belinda J. Johnson    Mgmt    For    For    For
1f    Elect Director Gail J. McGovern    Mgmt    For    For    For
1g    Elect Director Deborah M. Messemer    Mgmt    For    For    For
1h    Elect Director David M. Moffett    Mgmt    For    For    For
1i    Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k    Elect Director Frank D. Yeary    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Skechers U.S.A., Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   830566105
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   SKX
    Shares Voted:   77,758    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert Greenberg    Mgmt    For    For    For
1.2    Elect Director Morton Erlich    Mgmt    For    Refer    Withhold
1.3    Elect Director Thomas Walsh    Mgmt    For    Refer    Withhold

Pinterest, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   72352L106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   PINS
    Shares Voted:   22,553    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Fredric Reynolds    Mgmt    For    Refer    Against
1b    Elect Director Evan Sharp    Mgmt    For    Refer    Against
1c    Elect Director Andrea Wishom    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton SE

 

Meeting Date:   05/28/2021   Country:   France   Primary Security ID:   F58485115
Record Date:   05/26/2021   Meeting Type:   Extraordinary Shareholders   Ticker:   MC
    Shares Voted:   1,881    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For

UnitedHealth Group Incorporated

 

Meeting Date:   06/07/2021   Country:   USA   Primary Security ID:   91324P102
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   UNH
    Shares Voted:   5,329    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Richard T. Burke    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1d    Elect Director Michele J. Hooper    Mgmt    For    For    For
1e    Elect Director F. William McNabb, III    Mgmt    For    For    For
1f    Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1g    Elect Director John H. Noseworthy    Mgmt    For    For    For
1h    Elect Director Gail R. Wilensky    Mgmt    For    For    For
1i    Elect Director Andrew Witty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/08/2021   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   34,904    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Approve Amendment to Rules and Procedures for Election of Directors    Mgmt    For    Refer    For
3    Approve Issuance of Restricted Stocks    Mgmt    For    For    For
   ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1    Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director    Mgmt    For    For    For
4.2    Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director    Mgmt    For    For    For
4.3    Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director    Mgmt    For    For    For
4.4    Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director    Mgmt    For    For    For
4.5    Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director    Mgmt    For    For    For
4.6    Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director    Mgmt    For    For    For
4.7    Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director    Mgmt    For    For    For
4.8    Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director    Mgmt    For    For    For
4.9    Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director    Mgmt    For    For    For
4.10    Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

WPP Plc

 

Meeting Date:   06/09/2021   Country:   Jersey   Primary Security ID:   G9788D103
Record Date:   06/08/2021   Meeting Type:   Annual   Ticker:   WPP
    Shares Voted:   218,258    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Compensation Committee Report    Mgmt    For    Refer    For
4    Elect Angela Ahrendts as Director    Mgmt    For    For    For
5    Elect Tom Ilube as Director    Mgmt    For    For    For
6    Elect Ya-Qin Zhang as Director    Mgmt    For    For    For
7    Re-elect Jacques Aigrain as Director    Mgmt    For    For    For
8    Re-elect Sandrine Dufour as Director    Mgmt    For    For    For
9    Re-elect Tarek Farahat as Director    Mgmt    For    For    For
10    Re-elect Roberto Quarta as Director    Mgmt    For    For    For
11    Re-elect Mark Read as Director    Mgmt    For    For    For
12    Re-elect John Rogers as Director    Mgmt    For    For    For
13    Re-elect Cindy Rose as Director    Mgmt    For    For    For
14    Re-elect Nicole Seligman as Director    Mgmt    For    For    For
15    Re-elect Sally Susman as Director    Mgmt    For    For    For
16    Re-elect Keith Weed as Director    Mgmt    For    For    For
17    Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For
18    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
19    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
24    Adopt New Articles of Association    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Autodesk, Inc.

 

Meeting Date:   06/16/2021   Country:   USA   Primary Security ID:   052769106
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   ADSK
    Shares Voted:   2,994    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Andrew Anagnost    Mgmt    For    For    For
1b    Elect Director Karen Blasing    Mgmt    For    For    For
1c    Elect Director Reid French    Mgmt    For    For    For
1d    Elect Director Ayanna Howard    Mgmt    For    For    For
1e    Elect Director Blake Irving    Mgmt    For    For    For
1f    Elect Director Mary T. McDowell    Mgmt    For    For    For
1g    Elect Director Stephen Milligan    Mgmt    For    For    For
1h    Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1i    Elect Director Elizabeth (Betsy) Rafael    Mgmt    For    For    For
1j    Elect Director Stacy J. Smith    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ambarella, Inc.

 

Meeting Date:   06/17/2021   Country:   Cayman Islands   Primary Security ID:   G037AX101
Record Date:   04/16/2021   Meeting Type:   Annual   Ticker:   AMBA
    Shares Voted:   20,983    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Hsiao-Wuen Hon    Mgmt    For    For    For
1.2    Elect Director Christopher B. Paisley    Mgmt    For    For    For
1.3    Elect Director Andrew W. Verhalen    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Recruit Holdings Co., Ltd.

 

Meeting Date:   06/17/2021   Country:   Japan   Primary Security ID:   J6433A101
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   6098
    Shares Voted:   34,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Minegishi, Masumi    Mgmt    For    For    For
1.2    Elect Director Idekoba, Hisayuki    Mgmt    For    For    For
1.3    Elect Director Senaha, Ayano    Mgmt    For    For    For
1.4    Elect Director Rony Kahan    Mgmt    For    For    For
1.5    Elect Director Izumiya, Naoki    Mgmt    For    For    For
1.6    Elect Director Totoki, Hiroki    Mgmt    For    For    For
2    Appoint Alternate Statutory Auditor Tanaka, Miho    Mgmt    For    Refer    For
3    Approve Trust-Type Equity Compensation Plan    Mgmt    For    For    Against
4    Approve Stock Option Plan    Mgmt    For    Refer    For
5    Amend Articles to Allow Virtual Only Shareholder Meetings    Mgmt    For    Refer    Against

Mastercard Incorporated

 

Meeting Date:   06/22/2021   Country:   USA   Primary Security ID:   57636Q104
Record Date:   04/23/2021   Meeting Type:   Annual   Ticker:   MA
    Shares Voted:   8,835    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ajay Banga    Mgmt    For    For    For
1b    Elect Director Merit E. Janow    Mgmt    For    For    For
1c    Elect Director Richard K. Davis    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Mastercard Incorporated

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d    Elect Director Steven J. Freiberg    Mgmt    For    For    For
1e    Elect Director Julius Genachowski    Mgmt    For    For    For
1f    Elect Director Choon Phong Goh    Mgmt    For    For    For
1g    Elect Director Oki Matsumoto    Mgmt    For    For    For
1h    Elect Director Michael Miebach    Mgmt    For    For    For
1i    Elect Director Youngme Moon    Mgmt    For    For    For
1j    Elect Director Rima Qureshi    Mgmt    For    For    For
1k    Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1m    Elect Director Jackson Tai    Mgmt    For    For    For
1n    Elect Director Lance Uggla    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

Auto1 Group SE

 

Meeting Date:   06/24/2021   Country:   Germany   Primary Security ID:   D0R06D102
Record Date:   06/02/2021   Meeting Type:   Annual   Ticker:   AG1
    Shares Voted:   2,538    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
3    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Remuneration Policy    Mgmt    For    Refer    For
5    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Reliance Industries Ltd.

 

Meeting Date:   06/24/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   06/17/2021   Meeting Type:   Annual   Ticker:   500325
    Shares Voted:   75,726    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Elect Nikhil R. Meswani as Director    Mgmt    For    Refer    For
4    Elect Pawan Kumar Kapil as Director    Mgmt    For    Refer    For
5    Reelect Shumeet Banerji as Director    Mgmt    For    For    For
6    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

ORIX Corp.

 

Meeting Date:   06/25/2021   Country:   Japan   Primary Security ID:   J61933123
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   8591
    Shares Voted:   148,900    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
2.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
2.2    Elect Director Irie, Shuji    Mgmt    For    For    For
2.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
2.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
2.5    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ORIX Corp.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.6    Elect Director Stan Koyanagi    Mgmt    For    For    For
2.7    Elect Director Takenaka, Heizo    Mgmt    For    For    For
2.8    Elect Director Michael Cusumano    Mgmt    For    For    For
2.9    Elect Director Akiyama, Sakie    Mgmt    For    For    For
2.10    Elect Director Watanabe, Hiroshi    Mgmt    For    For    For
2.11    Elect Director Sekine, Aiko    Mgmt    For    For    For
2.12    Elect Director Hodo, Chikatomo    Mgmt    For    For    For

Daikin Industries Ltd.

 

Meeting Date:   06/29/2021   Country:   Japan   Primary Security ID:   J10038115
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   6367
    Shares Voted:   10,800    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 80    Mgmt    For    For    For
2.1    Elect Director Inoue, Noriyuki    Mgmt    For    For    For
2.2    Elect Director Togawa, Masanori    Mgmt    For    For    For
2.3    Elect Director Kawada, Tatsuo    Mgmt    For    For    For
2.4    Elect Director Makino, Akiji    Mgmt    For    For    For
2.5    Elect Director Torii, Shingo    Mgmt    For    For    For
2.6    Elect Director Arai, Yuko    Mgmt    For    For    For
2.7    Elect Director Tayano, Ken    Mgmt    For    For    For
2.8    Elect Director Minaka, Masatsugu    Mgmt    For    For    For
2.9    Elect Director Matsuzaki, Takashi    Mgmt    For    For    For
2.10    Elect Director Kanwal Jeet Jawa    Mgmt    For    For    For
2.11    Elect Director Mineno, Yoshihiro    Mgmt    For    For    For
3    Appoint Statutory Auditor Yano, Ryu    Mgmt    For    Refer    Against
4    Appoint Alternate Statutory Auditor Ono, Ichiro    Mgmt    For    Refer    For
5    Approve Deep Discount Stock Option Plan    Mgmt    For    For    For

DELAWARE IVY VIP GOVERNMENT MONEY MARKET

(prior to July 1, 2021, Ivy VIP Government Money Market)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP GROWTH

(prior to July 1, 2021, Ivy VIP Growth)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

VF Corporation

 

Meeting Date:   07/28/2020   Country:    USA   Primary Security ID:   918204108
Record Date:   05/29/2020   Meeting Type:    Annual   Ticker:   VFC
    Shares Voted:    170,971    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Richard T. Carucci    Mgmt    For    For    For
1.2    Elect Director Juliana L. Chugg    Mgmt    For    For    For
1.3    Elect Director Benno Dorer    Mgmt    For    For    For
1.4    Elect Director Mark S. Hoplamazian    Mgmt    For    For    For
1.5    Elect Director Laura W. Lang    Mgmt    For    For    For
1.6    Elect Director W. Alan McCollough    Mgmt    For    For    For
1.7    Elect Director W. Rodney McMullen    Mgmt    For    For    For
1.8    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.9    Elect Director Steven E. Rendle    Mgmt    For    For    For
1.10    Elect Director Carol L. Roberts    Mgmt    For    For    For
1.11    Elect Director Matthew J. Shattock    Mgmt    For    For    For
1.12    Elect Director Veronica B. Wu    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:   08/06/2020   Country:    USA   Primary Security ID:   285512109
Record Date:   06/12/2020   Meeting Type:    Annual   Ticker:   EA
    Shares Voted:    151,588    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Electronic Arts Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

NIKE, Inc.

 

Meeting Date:   09/17/2020   Country:    USA   Primary Security ID:   654106103
Record Date:   07/17/2020   Meeting Type:    Annual   Ticker:   NKE
    Shares Voted:    60,509    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1b    Elect Director Peter B. Henry    Mgmt    For    For    For
1c    Elect Director Michelle A. Peluso    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5    Report on Political Contributions Disclosure    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Estee Lauder Companies Inc.

 

Meeting Date:   11/10/2020   Country:    USA   Primary Security ID:   518439104
Record Date:   09/11/2020   Meeting Type:    Annual   Ticker:   EL
    Shares Voted:    21,752    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b    Elect Director Wei Sun Christianson    Mgmt    For    For    For
1c    Elect Director Fabrizio Freda    Mgmt    For    For    For
1d    Elect Director Jane Lauder    Mgmt    For    For    For
1e    Elect Director Leonard A. Lauder    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Broadridge Financial Solutions, Inc.

 

Meeting Date:   11/19/2020   Country:    USA   Primary Security ID:   11133T103
Record Date:   09/24/2020   Meeting Type:    Annual   Ticker:   BR
    Shares Voted:    107,564    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Leslie A. Brun    Mgmt    For    For    For
1b    Elect Director Pamela L. Carter    Mgmt    For    For    For
1c    Elect Director Richard J. Daly    Mgmt    For    For    For
1d    Elect Director Robert N. Duelks    Mgmt    For    For    For
1e    Elect Director Timothy C. Gokey    Mgmt    For    For    For
1f    Elect Director Brett A. Keller    Mgmt    For    For    For
1g    Elect Director Maura A. Markus    Mgmt    For    For    For
1h    Elect Director Thomas J. Perna    Mgmt    For    For    For
1i    Elect Director Alan J. Weber    Mgmt    For    For    For
1j    Elect Director Amit K. Zavery    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions Disclosure    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Microsoft Corporation

 

Meeting Date:   12/02/2020   Country:    USA   Primary Security ID:   594918104
Record Date:   10/08/2020   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    395,207    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.2    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director Satya Nadella    Mgmt    For    For    For
1.5    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.6    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.7    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.8    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.9    Elect Director John W. Stanton    Mgmt    For    For    For
1.10    Elect Director John W. Thompson    Mgmt    For    For    For
1.11    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.12    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against

Intuit Inc.

 

Meeting Date:   01/21/2021   Country:    USA   Primary Security ID:   461202103
Record Date:   11/23/2020   Meeting Type:    Annual   Ticker:   INTU
    Shares Voted:    66,879    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Eve Burton    Mgmt    For    For    For
1b    Elect Director Scott D. Cook    Mgmt    For    For    For
1c    Elect Director Richard L. Dalzell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Intuit Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For    For
1e    Elect Director Deborah Liu    Mgmt    For    For    For
1f    Elect Director Tekedra Mawakana    Mgmt    For    For    For
1g    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h    Elect Director Dennis D. Powell    Mgmt    For    For    For
1i    Elect Director Brad D. Smith    Mgmt    For    For    For
1j    Elect Director Thomas Szkutak    Mgmt    For    For    For
1k    Elect Director Raul Vazquez    Mgmt    For    For    For
1l    Elect Director Jeff Weiner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Visa Inc.

 

Meeting Date:   01/26/2021   Country:    USA   Primary Security ID:   92826C839
Record Date:   11/27/2020   Meeting Type:    Annual   Ticker:   V
    Shares Voted:    182,837    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director Linda J. Rendle    Mgmt    For    For    For
1k    Elect Director John A. C. Swainson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Visa Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1l    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Amend Principles of Executive Compensation Program    SH    Against    Against    Against

Apple Inc.

 

Meeting Date:   02/23/2021   Country:    USA   Primary Security ID:   037833100
Record Date:   12/28/2020   Meeting Type:    Annual   Ticker:   AAPL
    Shares Voted:    597,519    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Monica Lozano    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    For    For
5    Improve Principles of Executive Compensation Program    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

S&P Global Inc.

 

Meeting Date:   03/11/2021   Country:    USA   Primary Security ID:   78409V104
Record Date:   01/19/2021   Meeting Type:    Special   Ticker:   SPGI
    Shares Voted:    43,692    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For

The Cooper Companies, Inc.

 

Meeting Date:   03/17/2021   Country:    USA   Primary Security ID:   216648402
Record Date:   01/21/2021   Meeting Type:    Annual   Ticker:   COO
    Shares Voted:    54,630    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Colleen E. Jay    Mgmt    For    For    For
1.2    Elect Director William A. Kozy    Mgmt    For    For    For
1.3    Elect Director Jody S. Lindell    Mgmt    For    For    For
1.4    Elect Director Teresa S. Madden    Mgmt    For    For    For
1.5    Elect Director Gary S. Petersmeyer    Mgmt    For    For    For
1.6    Elect Director Robert S. Weiss    Mgmt    For    For    For
1.7    Elect Director Albert G. White, III    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Ferrari NV

 

Meeting Date:   04/15/2021   Country:    Netherlands   Primary Security ID:   N3167Y103
Record Date:   03/18/2021   Meeting Type:    Annual   Ticker:   RACE
    Shares Voted:    78,912    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.a    Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c    Approve Remuneration Report    Mgmt    For    Refer    For
2.d    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e    Approve Dividends of EUR 0.867 Per Share    Mgmt    For    For    For
2.f    Approve Discharge of Directors    Mgmt    For    For    For
3.a    Reelect John Elkann as Executive Director    Mgmt    For    For    For
3.b    Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.c    Reelect Delphine Arnault as Non-Executive Director    Mgmt    For    For    For
3.d    Reelect Francesca Bellettini as Non-Executive Director    Mgmt    For    For    For
3.e    Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    For
3.f    Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.g    Reelect John Galantic as Non-Executive Director    Mgmt    For    For    For
3.h    Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    For    For
3.i    Reelect Adam Keswick as Non-Executive Director    Mgmt    For    Against    For
4    Appoint Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
5.1    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
5.2    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
5.3    Grant Board Authority to Issue Special Voting Shares    Mgmt    For    Refer    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Awards to Executive Director    Mgmt    For    For    For
8    Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Adobe Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   00724F101
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   ADBE
    Shares Voted:   51,743    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Amy Banse    Mgmt    For    For    For
1b    Elect Director Melanie Boulden    Mgmt    For    For    For
1c    Elect Director Frank Calderoni    Mgmt    For    For    For
1d    Elect Director James Daley    Mgmt    For    For    For
1e    Elect Director Laura Desmond    Mgmt    For    For    For
1f    Elect Director Shantanu Narayen    Mgmt    For    For    For
1g    Elect Director Kathleen Oberg    Mgmt    For    For    For
1h    Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i    Elect Director David Ricks    Mgmt    For    For    For
1j    Elect Director Daniel Rosensweig    Mgmt    For    For    For
1k    Elect Director John Warnock    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Coca-Cola Company

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   191216100
Record Date:   02/19/2021   Meeting Type:   Annual   Ticker:   KO
    Shares Voted:   333,733    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2    Elect Director Marc Bolland    Mgmt    For    For    For
1.3    Elect Director Ana Botin    Mgmt    For    For    For
1.4    Elect Director Christopher C. Davis    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Coca-Cola Company

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5    Elect Director Barry Diller    Mgmt    For    For    For
1.6    Elect Director Helene D. Gayle    Mgmt    For    For    For
1.7    Elect Director Alexis M. Herman    Mgmt    For    For    For
1.8    Elect Director Robert A. Kotick    Mgmt    For    For    For
1.9    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.10    Elect Director James Quincey    Mgmt    For    For    For
1.11    Elect Director Caroline J. Tsay    Mgmt    For    For    For
1.12    Elect Director David B. Weinberg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4    Report on Sugar and Public Health    SH    Against    Against    Against

Intuitive Surgical, Inc.

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   46120E602
Record Date:   03/05/2021   Meeting Type:   Annual   Ticker:   ISRG
    Shares Voted:   14,238    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Craig H. Barratt    Mgmt    For    For    For
1b    Elect Director Joseph C. Beery    Mgmt    For    For    For
1c    Elect Director Gary S. Guthart    Mgmt    For    For    For
1d    Elect Director Amal M. Johnson    Mgmt    For    For    For
1e    Elect Director Don R. Kania    Mgmt    For    For    For
1f    Elect Director Amy L. Ladd    Mgmt    For    For    For
1g    Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1h    Elect Director Alan J. Levy    Mgmt    For    For    For
1i    Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1j    Elect Director Monica P. Reed    Mgmt    For    For    For
1k    Elect Director Mark J. Rubash    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Intuitive Surgical, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   445658107
Record Date:   02/16/2021   Meeting Type:   Annual   Ticker:   JBHT
    Shares Voted:   92,817    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2    Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3    Elect Director Wayne Garrison    Mgmt    For    For    For
1.4    Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5    Elect Director Gary C. George    Mgmt    For    For    For
1.6    Elect Director Thad Hill    Mgmt    For    For    For
1.7    Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.8    Elect Director Gale V. King    Mgmt    For    For    For
1.9    Elect Director John N. Roberts, III    Mgmt    For    For    For
1.10    Elect Director James L. Robo    Mgmt    For    For    For
1.11    Elect Director Kirk Thompson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Danaher Corporation

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   235851102
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   DHR
    Shares Voted:   51,166    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Rainer M. Blair    Mgmt    For    For    For
1b    Elect Director Linda Hefner Filler    Mgmt    For    For    For
1c    Elect Director Teri List    Mgmt    For    Refer    Against
1d    Elect Director Walter G. Lohr, Jr.    Mgmt    For    Refer    Against
1e    Elect Director Jessica L. Mega    Mgmt    For    For    For
1f    Elect Director Mitchell P. Rales    Mgmt    For    For    For
1g    Elect Director Steven M. Rales    Mgmt    For    For    For
1h    Elect Director Pardis C. Sabeti    Mgmt    For    For    For
1i    Elect Director John T. Schwieters    Mgmt    For    Refer    Against
1j    Elect Director Alan G. Spoon    Mgmt    For    For    For
1k    Elect Director Raymond C. Stevens    Mgmt    For    For    For
1l    Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

S&P Global Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   78409V104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   SPGI
    Shares Voted:   49,643    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Marco Alvera    Mgmt    For    For    For
1.2    Elect Director William J. Amelio    Mgmt    For    For    For
1.3    Elect Director William D. Green    Mgmt    For    For    For
1.4    Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.5    Elect Director Rebecca J. Jacoby    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

S&P Global Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6    Elect Director Monique F. Leroux    Mgmt    For    For    For
1.7    Elect Director Ian P. Livingston    Mgmt    For    For    For
1.8    Elect Director Maria R. Morris    Mgmt    For    For    For
1.9    Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.10    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11    Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12    Elect Director Richard E. Thornburgh    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Approve Greenhouse Gas (GHG) Emissions Reduction Plan    Mgmt    For    For    For
5    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Mettler-Toledo International Inc.

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   592688105
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   MTD
    Shares Voted:   3,077    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert F. Spoerry    Mgmt    For    For    For
1.2    Elect Director Wah-Hui Chu    Mgmt    For    For    For
1.3    Elect Director Domitille Doat-Le Bigot    Mgmt    For    For    For
1.4    Elect Director Olivier A. Filliol    Mgmt    For    For    For
1.5    Elect Director Elisha W. Finney    Mgmt    For    For    For
1.6    Elect Director Richard Francis    Mgmt    For    For    For
1.7    Elect Director Michael A. Kelly    Mgmt    For    For    For
1.8    Elect Director Thomas P. Salice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Stanley Black & Decker, Inc.

 

Meeting Date:   05/10/2021   Country:   USA   Primary Security ID:   854502101
Record Date:   03/11/2021   Meeting Type:   Annual   Ticker:   SWK
    Shares Voted:   97,606    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Andrea J. Ayers    Mgmt    For    For    For
1b    Elect Director George W. Buckley    Mgmt    For    For    For
1c    Elect Director Patrick D. Campbell    Mgmt    For    For    For
1d    Elect Director Carlos M. Cardoso    Mgmt    For    For    For
1e    Elect Director Robert B. Coutts    Mgmt    For    For    For
1f    Elect Director Debra A. Crew    Mgmt    For    For    For
1g    Elect Director Michael D. Hankin    Mgmt    For    For    For
1h    Elect Director James M. Loree    Mgmt    For    For    For
1i    Elect Director Jane M. Palmieri    Mgmt    For    For    For
1j    Elect Director Mojdeh Poul    Mgmt    For    For    For
1k    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1l    Elect Director Irving Tan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act    Mgmt    For    For    For
6    Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
7    Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

TransUnion

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   89400J107
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   TRU
    Shares Voted:   84,818    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director William P. (Billy) Bosworth    Mgmt    For    For    For
1b    Elect Director Suzanne P. Clark    Mgmt    For    For    For
1c    Elect Director Kermit R. Crawford    Mgmt    For    For    For
1d    Elect Director Russell P. Fradin    Mgmt    For    For    For
1e    Elect Director Pamela A. Joseph    Mgmt    For    For    For
1f    Elect Director Thomas L. Monahan, III    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

O’Reilly Automotive, Inc.

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   67103H107
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   ORLY
    Shares Voted:   13,064    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director David O’Reilly    Mgmt    For    For    For
1b    Elect Director Larry O’Reilly    Mgmt    For    For    For
1c    Elect Director Greg Henslee    Mgmt    For    For    For
1d    Elect Director Jay D. Burchfield    Mgmt    For    For    For
1e    Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1f    Elect Director John R. Murphy    Mgmt    For    For    For
1g    Elect Director Dana M. Perlman    Mgmt    For    For    For
1h    Elect Director Maria A. Sastre    Mgmt    For    For    For
1i    Elect Director Andrea M. Weiss    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Union Pacific Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   907818108
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   49,268    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1j    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Report on EEO    SH    Against    For    For
7    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For
8    Annual Vote and Report on Climate Change    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Intercontinental Exchange, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   45866F104
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   ICE
    Shares Voted:   110,090    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Sharon Y. Bowen    Mgmt    For    For    For
1b    Elect Director Shantella E. Cooper    Mgmt    For    For    For
1c    Elect Director Charles R. Crisp    Mgmt    For    For    For
1d    Elect Director Duriya M. Farooqui    Mgmt    For    For    For
1e    Elect Director The Right Hon. the Lord Hague of Richmond    Mgmt    For    For    For
1f    Elect Director Mark F. Mulhern    Mgmt    For    For    For
1g    Elect Director Thomas E. Noonan    Mgmt    For    For    For
1h    Elect Director Frederic V. Salerno    Mgmt    For    For    For
1i    Elect Director Caroline L. Silver    Mgmt    For    For    For
1j    Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1k    Elect Director Judith A. Sprieser    Mgmt    For    For    For
1l    Elect Director Vincent Tese    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    Against    For    For

Zebra Technologies Corporation

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   989207105
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   ZBRA
    Shares Voted:   15,166    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Chirantan “CJ” Desai    Mgmt    For    For    For
1.2    Elect Director Richard L. Keyser    Mgmt    For    For    For
1.3    Elect Director Ross W. Manire    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Motorola Solutions, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   620076307
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   MSI
    Shares Voted:   176,895    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Gregory Q. Brown    Mgmt    For    For    For
1b    Elect Director Kenneth D. Denman    Mgmt    For    For    For
1c    Elect Director Egon P. Durban    Mgmt    For    Against    For
1d    Elect Director Clayton M. Jones    Mgmt    For    For    For
1e    Elect Director Judy C. Lewent    Mgmt    For    For    For
1f    Elect Director Gregory K. Mondre    Mgmt    For    Refer    For
1g    Elect Director Joseph M. Tucci    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   156782104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   326,877    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b    Elect Director Elder Granger    Mgmt    For    For    For
1c    Elect Director John J. Greisch    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Cerner Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d    Elect Director Melinda J. Mount    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    SH    Against    For    For

Verisk Analytics, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   92345Y106
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   VRSK
    Shares Voted:   66,181    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Samuel G. Liss    Mgmt    For    For    For
1b    Elect Director Bruce E. Hansen    Mgmt    For    For    For
1c    Elect Director Therese M. Vaughan    Mgmt    For    For    For
1d    Elect Director Kathleen A. Hogenson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

DexCom, Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   252131107
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   DXCM
    Shares Voted:   8,337    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Kevin R. Sayer    Mgmt    For    For    For
1.2    Elect Director Nicholas Augustinos    Mgmt    For    For    For
1.3    Elect Director Bridgette P. Heller    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

DexCom, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   437076102
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   HD
    Shares Voted:   63,647    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b    Elect Director Ari Bousbib    Mgmt    For    For    For
1c    Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e    Elect Director J. Frank Brown    Mgmt    For    For    For
1f    Elect Director Albert P. Carey    Mgmt    For    For    For
1g    Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h    Elect Director Linda R. Gooden    Mgmt    For    For    For
1i    Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j    Elect Director Manuel Kadre    Mgmt    For    For    For
1k    Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l    Elect Director Craig A. Menear    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Shareholder Written Consent Provisions    SH    Against    For    For
5    Report on Political Contributions Congruency Analysis    SH    Against    For    For
6    Report on Prison Labor in the Supply Chain    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Zoetis Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   98978V103
Record Date:   03/26/2021   Meeting Type:   Annual   Ticker:   ZTS
    Shares Voted:   79,353    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Sanjay Khosla    Mgmt    For    For    For
1b    Elect Director Antoinette R. Leatherberry    Mgmt    For    For    For
1c    Elect Director Willie M. Reed    Mgmt    For    For    For
1d    Elect Director Linda Rhodes    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   023135106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   22,855    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    Refer    For
1b    Elect Director Keith B. Alexander    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amazon.com, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Gender/Racial Pay Gap    SH    Against    For    For
7    Report on Promotion Data    SH    Against    Against    Against
8    Report on the Impacts of Plastic Packaging    SH    Against    For    For
9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    For    For
10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Refer    Against
11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    For    For
12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
13    Report on Lobbying Payments and Policy    SH    Against    For    For
14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   121,546    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    Refer    Withhold
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Facebook, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Non-Employee Director Compensation Policy    Mgmt    For    Refer    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Report on Online Child Sexual Exploitation    SH    Against    For    For
7    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
8    Report on Platform Misuse    SH    Against    For    For
9    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

PayPal Holdings, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   70450Y103
Record Date:   03/30/2021   Meeting Type:   Annual   Ticker:   PYPL
    Shares Voted:   114,652    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b    Elect Director Jonathan Christodoro    Mgmt    For    For    For
1c    Elect Director John J. Donahoe    Mgmt    For    For    For
1d    Elect Director David W. Dorman    Mgmt    For    For    For
1e    Elect Director Belinda J. Johnson    Mgmt    For    For    For
1f    Elect Director Gail J. McGovern    Mgmt    For    For    For
1g    Elect Director Deborah M. Messemer    Mgmt    For    For    For
1h    Elect Director David M. Moffett    Mgmt    For    For    For
1i    Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k    Elect Director Frank D. Yeary    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

PayPal Holdings, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture    SH    Against    Against    Against

Pinterest, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   72352L106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   PINS
    Shares Voted:   128,288    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Fredric Reynolds    Mgmt    For    Refer    Against
1b    Elect Director Evan Sharp    Mgmt    For    Refer    Against
1c    Elect Director Andrea Wishom    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

VeriSign, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   92343E102
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   VRSN
    Shares Voted:   115,190    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director D. James Bidzos    Mgmt    For    For    For
1.2    Elect Director Yehuda Ari Buchalter    Mgmt    For    For    For
1.3    Elect Director Kathleen A. Cote    Mgmt    For    For    For
1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

VeriSign, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.6    Elect Director Roger H. Moore    Mgmt    For    For    For
1.7    Elect Director Louis A. Simpson    Mgmt    For    For    For
1.8    Elect Director Timothy Tomlinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Alphabet Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   23,985    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Larry Page    Mgmt    For    For    For
1b    Elect Director Sergey Brin    Mgmt    For    For    For
1c    Elect Director Sundar Pichai    Mgmt    For    For    For
1d    Elect Director John L. Hennessy    Mgmt    For    For    For
1e    Elect Director Frances H. Arnold    Mgmt    For    For    For
1f    Elect Director L. John Doerr    Mgmt    For    Refer    Against
1g    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1h    Elect Director Ann Mather    Mgmt    For    Against    Against
1i    Elect Director Alan R. Mulally    Mgmt    For    For    For
1j    Elect Director K. Ram Shriram    Mgmt    For    Refer    Against
1k    Elect Director Robin L. Washington    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Alphabet Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
6    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
7    Report on Takedown Requests    SH    Against    For    For
8    Report on Whistleblower Policies and Practices    SH    Against    Against    Against
9    Report on Charitable Contributions    SH    Against    Against    Against
10    Report on Risks Related to Anticompetitive Practices    SH    Against    For    For
11    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Booking Holdings Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   09857L108
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   BKNG
    Shares Voted:   6,774    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2    Elect Director Glenn D. Fogel    Mgmt    For    For    For
1.3    Elect Director Mirian M. Graddick-Weir    Mgmt    For    For    For
1.4    Elect Director Wei Hopeman    Mgmt    For    For    For
1.5    Elect Director Robert J. Mylod, Jr.    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Nicholas J. Read    Mgmt    For    For    For
1.8    Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.9    Elect Director Bob van Dijk    Mgmt    For    For    For
1.10    Elect Director Lynn M. Vojvodich    Mgmt    For    For    For
1.11    Elect Director Vanessa A. Wittman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Booking Holdings Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Report on Annual Climate Transition    SH    Against    For    For
8    Annual Investor Advisory Vote on Climate Plan    SH    Against    For    For

Gartner, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   366651107
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   IT
    Shares Voted:   104,586    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Peter E. Bisson    Mgmt    For    For    For
1b    Elect Director Richard J. Bressler    Mgmt    For    For    For
1c    Elect Director Raul E. Cesan    Mgmt    For    For    For
1d    Elect Director Karen E. Dykstra    Mgmt    For    For    For
1e    Elect Director Anne Sutherland Fuchs    Mgmt    For    For    For
1f    Elect Director William O. Grabe    Mgmt    For    For    For
1g    Elect Director Eugene A. Hall    Mgmt    For    For    For
1h    Elect Director Stephen G. Pagliuca    Mgmt    For    For    For
1i    Elect Director Eileen M. Serra    Mgmt    For    For    For
1j    Elect Director James C. Smith    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

NVIDIA Corporation

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   67066G104
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   NVDA
    Shares Voted:   47,516    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Robert K. Burgess    Mgmt    For    For    For
1b    Elect Director Tench Coxe    Mgmt    For    For    For
1c    Elect Director John O. Dabiri    Mgmt    For    For    For
1d    Elect Director Persis S. Drell    Mgmt    For    For    For
1e    Elect Director Jen-Hsun Huang    Mgmt    For    For    For
1f    Elect Director Dawn Hudson    Mgmt    For    For    For
1g    Elect Director Harvey C. Jones    Mgmt    For    For    For
1h    Elect Director Michael G. McCaffery    Mgmt    For    For    For
1i    Elect Director Stephen C. Neal    Mgmt    For    For    For
1j    Elect Director Mark L. Perry    Mgmt    For    For    For
1k    Elect Director A. Brooke Seawell    Mgmt    For    For    For
1l    Elect Director Aarti Shah    Mgmt    For    For    For
1m    Elect Director Mark A. Stevens    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Increase Authorized Common Stock    Mgmt    For    For    For

UnitedHealth Group Incorporated

 

Meeting Date:   06/07/2021   Country:   USA   Primary Security ID:   91324P102
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   UNH
    Shares Voted:   80,964    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Richard T. Burke    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

UnitedHealth Group Incorporated

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c    Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1d    Elect Director Michele J. Hooper    Mgmt    For    For    For
1e    Elect Director F. William McNabb, III    Mgmt    For    For    For
1f    Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1g    Elect Director John H. Noseworthy    Mgmt    For    For    For
1h    Elect Director Gail R. Wilensky    Mgmt    For    For    For
1i    Elect Director Andrew Witty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

salesforce.com, inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   79466L302
Record Date:   04/15/2021   Meeting Type:   Annual   Ticker:   CRM
    Shares Voted:   99,569    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Marc Benioff    Mgmt    For    For    For
1b    Elect Director Craig Conway    Mgmt    For    For    For
1c    Elect Director Parker Harris    Mgmt    For    For    For
1d    Elect Director Alan Hassenfeld    Mgmt    For    For    For
1e    Elect Director Neelie Kroes    Mgmt    For    For    For
1f    Elect Director Colin Powell    Mgmt    For    For    For
1g    Elect Director Sanford Robertson    Mgmt    For    For    For
1h    Elect Director John V. Roos    Mgmt    For    For    For
1i    Elect Director Robin Washington    Mgmt    For    For    For
1j    Elect Director Maynard Webb    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

salesforce.com, inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1k    Elect Director Susan Wojcicki    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

DELAWARE IVY VIP HIGH INCOME

(prior to July 1, 2021, Ivy VIP High Income)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

Sabine Oil & Gas Holdings, Inc.

 

Meeting Date:   10/14/2020   Country:   USA   Primary Security ID:   78532M104
Record Date:   09/04/2020   Meeting Type:   Annual   Ticker:   SABN
    Shares Voted:   263    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Amend Stockholders Agreement    Mgmt    For    Refer    Against
2    Amend Bylaws    Mgmt    For    Refer    Against
3    Elect Director Marc D. Rosenberg    Mgmt    For    Against    Against
4    Approve Payment of the Success Bonuses to Drivetrain    Mgmt    For    Refer    Against

California Resources Corporation

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   13057Q305
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   CRC
    Shares Voted:   38,279    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Douglas E. Brooks    Mgmt    For    For    For
1.2    Elect Director Tiffany (TJ) Thom Cepak    Mgmt    For    For    For
1.3    Elect Director James N. Chapman    Mgmt    For    For    For
1.4    Elect Director Mark A. (Mac) McFarland    Mgmt    For    For    For
1.5    Elect Director Julio M. Quintana    Mgmt    For    For    For
1.6    Elect Director William B. Roby    Mgmt    For    For    For
1.7    Elect Director Andrew Bremner    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

 

McDermott International Ltd.

 

Meeting Date:   05/14/2021   Country:   Bermuda   Primary Security ID:   G5924V106
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   MCDIF
    Shares Voted:   619,154    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Appoint David Dickson as Chairman of the Meeting    Mgmt    For    For    For
2.1    Elect Director Craig Broderick    Mgmt    For    Refer    Withhold
2.2    Elect Director Neil Bruce    Mgmt    For    Refer    Withhold
2.3    Elect Director David Dickson    Mgmt    For    Refer    Withhold
2.4    Elect Director Barbara Duganier    Mgmt    For    Refer    Withhold
2.5    Elect Director Andrew Gould    Mgmt    For    Refer    Withhold
2.6    Elect Director Alan Hirshberg    Mgmt    For    Refer    Withhold
2.7    Elect Director Nils Larsen    Mgmt    For    Refer    Withhold
2.8    Elect Director Lee McIntire    Mgmt    For    Refer    Withhold
2.9    Elect Director Paul Soldatos    Mgmt    For    Refer    Withhold
3    Amend Bye-laws    Mgmt    For    Refer    For
4    Approve Alteration to the Memorandum of Association    Mgmt    For    Refer    For
5    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    Against

Laureate Education, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   518613203
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   LAUR
    Shares Voted:   442,638    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Brian F. Carroll    Mgmt    For    Refer    Withhold
1.2    Elect Director Andrew B. Cohen    Mgmt    For    Refer    Withhold
1.3    Elect Director William L. Cornog    Mgmt    For    Refer    Withhold
1.4    Elect Director Pedro del Corro    Mgmt    For    Refer    Withhold
1.5    Elect Director Michael J. Durham    Mgmt    For    Refer    Withhold
1.6    Elect Director Kenneth W. Freeman    Mgmt    For    Refer    Withhold
1.7    Elect Director George Munoz    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

 

Laureate Education, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.8    Elect Director Judith Rodin    Mgmt    For    Refer    Withhold
1.9    Elect Director Eilif Serck-Hanssen    Mgmt    For    Refer    Withhold
1.10    Elect Director Ian K. Snow    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

DELAWARE IVY VIP INTERNATIONAL CORE EQUITY

(prior to July 1, 2021, Ivy VIP International Core Equity)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

Ubisoft Entertainment SA

 

Meeting Date:   07/02/2020   Country:   France   Primary Security ID:   F9396N106
Record Date:   06/30/2020   Meeting Type:   Annual/Special   Ticker:   UBI
    Shares Voted:   88,238    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Treatment of Losses    Mgmt    For    For    For
3    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
5    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
6    Approve Compensation of Yves Guillemot, Chairman and CEO    Mgmt    For    Refer    For
7    Approve Compensation of Claude Guillemot, Vice-CEO    Mgmt    For    Refer    For
8    Approve Compensation of Michel Guillemot, Vice-CEO    Mgmt    For    Refer    For
9    Approve Compensation of Gerard Guillemot, Vice-CEO    Mgmt    For    Refer    For
10    Approve Compensation of Christian Guillemot, Vice-CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy for Chairman and CEO    Mgmt    For    Refer    For
12    Approve Remuneration Policy for Vice-CEOs    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
14    Reelect Yves Guillemot as Director    Mgmt    For    Against    Against
15    Reelect Gerard Guillemot as Director    Mgmt    For    Against    For
16    Reelect Florence Naviner as Director    Mgmt    For    For    For
17    Elect John Parkes as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Ubisoft Entertainment SA

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

20    Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
21    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million    Mgmt    For    For    For
22    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million    Mgmt    For    For    For
23    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million    Mgmt    For    Refer    For
24    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries)    Mgmt    For    Refer    For
27    Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries)    Mgmt    For    Refer    For
28    Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers    Mgmt    For    For    For
29    Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers    Mgmt    For    For    For
30    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million    Mgmt    For    For    For
31    Amend Article 8 of Bylaws Re: Employee Representatives    Mgmt    For    Refer    For
32    Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit    Mgmt    For    Refer    For
33    Amend Articles of Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For
34    Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For
35    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:   07/13/2020   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   07/02/2020   Meeting Type:   Special   Ticker:   300498
    Shares Voted:   1,990,925    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Company’s Eligibility for Issuance of Convertible Bonds    Mgmt    For    For    For
   APPROVE PLAN ON ISSUANCE OF CONVERTIBLE BONDS    Mgmt         
2.1    Approve Type    Mgmt    For    For    For
2.2    Approve Issue Size    Mgmt    For    For    For
2.3    Approve Par Value and Issue Price    Mgmt    For    For    For
2.4    Approve Bond Maturity    Mgmt    For    For    For
2.5    Approve Bond Interest Rate    Mgmt    For    For    For
2.6    Approve Period and Manner of Repayment of Capital and Interest    Mgmt    For    For    For
2.7    Approve Conversion Period    Mgmt    For    For    For
2.8    Approve Determination and Adjustment of Conversion Price    Mgmt    For    For    For
2.9    Approve Terms for Downward Adjustment of Conversion Price    Mgmt    For    For    For
2.10    Approve Method for Determining the Number of Shares for Conversion    Mgmt    For    For    For
2.11    Approve Terms of Redemption    Mgmt    For    For    For
2.12    Approve Terms of Sell-Back    Mgmt    For    For    For
2.13    Approve Attribution of Profit and Loss During the Conversion Period    Mgmt    For    For    For
2.14    Approve Issue Manner and Target Subscribers    Mgmt    For    For    For
2.15    Approve Placing Arrangement for Shareholders    Mgmt    For    For    For
2.16    Approve Matters Relating to Meetings of Bondholders    Mgmt    For    For    For
2.17    Approve Use of Proceeds    Mgmt    For    For    For
2.18    Approve Guarantee Matters    Mgmt    For    For    For
2.19    Approve Depository of Raised Funds    Mgmt    For    For    For
2.20    Approve Resolution Validity Period    Mgmt    For    For    For
3    Approve Issuance of Convertible Bonds    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wen’s Foodstuff Group Co., Ltd.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4    Approve Demonstration Analysis Report in Connection to Issuance of Convertible Bonds    Mgmt    For    For    For
5    Approve Feasibility Analysis Report on the Use of Proceeds    Mgmt    For    For    For
6    Approve Report on the Usage of Previously Raised Funds    Mgmt    For    For    For
7    Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken    Mgmt    For    For    For
8    Approve Authorization of Board to Handle All Related Matters    Mgmt    For    For    For
9    Approve Shareholder Return Plan    Mgmt    For    For    For
10    Approve Rules and Procedures Regarding General Meetings of Convertible Bondholders    Mgmt    For    For    For
11    Approve Repurchase and Cancellation of Performance Shares    Mgmt    For    For    For
   AMEND ARTICLES OF ASSOCIATION AND RELATED SYSTEMS    Mgmt         
12.1    Approve Amendments to Articles of Association    Mgmt    For    For    For
12.2    Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    For    For
12.3    Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    For    For
12.4    Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    For    For
12.5    Amend Management System of Raised Funds    Mgmt    For    For    For

Continental AG

 

Meeting Date:   07/14/2020   Country:   Germany   Primary Security ID:   D16212140
Record Date:   06/22/2020   Meeting Type:   Annual   Ticker:   CON
    Shares Voted:   70,709    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.00 per Share    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Continental AG

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

3.1    Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2019    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2019    Mgmt    For    For    For
3.3    Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2019    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Christian Koetz for Fiscal 2019    Mgmt    For    For    For
3.5    Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2019    Mgmt    For    For    For
3.6    Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2019    Mgmt    For    For    For
3.7    Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2019    Mgmt    For    For    For
3.8    Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2019    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2019    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal 2019    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal 2019    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2019    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal 2019    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2019    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2019    Mgmt    For    For    For
4.8    Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal 2019    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal 2019    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2019    Mgmt    For    For    For
4.11    Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2019    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2019    Mgmt    For    For    For
4.13    Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2019    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Continental AG

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4.14    Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal 2019    Mgmt    For    For    For
4.15    Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2019    Mgmt    For    For    For
4.16    Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2019    Mgmt    For    For    For
4.17    Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2019    Mgmt    For    For    For
4.18    Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2019    Mgmt    For    For    For
4.19    Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2019    Mgmt    For    For    For
4.20    Approve Discharge of Supervisory Board Member Gudrun Valten for Fiscal 2019    Mgmt    For    For    For
4.21    Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2019    Mgmt    For    For    For
4.22    Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2019    Mgmt    For    For    For
4.23    Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2019    Mgmt    For    For    For
4.24    Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For

Reliance Industries Ltd.

 

Meeting Date:   07/15/2020   Country:   India   Primary Security ID:   Y72596102
Record Date:   07/08/2020   Meeting Type:   Annual   Ticker:   500325
    Shares Voted:   289,811    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Reliance Industries Ltd.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

3    Reelect Hital R. Meswani as Director    Mgmt    For    For    For
4    Reelect P.M.S. Prasad as Director    Mgmt    For    For    For
5    Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director    Mgmt    For    For    For
6    Elect K. V. Chowdary as Director    Mgmt    For    For    For
7    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:   07/29/2020   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   07/27/2020   Meeting Type:   Special   Ticker:   FERG
    Shares Voted:   100,966    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Adopt New Articles of Association    Mgmt    For    Refer    For

Singapore Telecommunications Limited

 

Meeting Date:   07/30/2020   Country:   Singapore   Primary Security ID:   Y79985209
Record Date:     Meeting Type:   Annual   Ticker:   Z74
    Shares Voted:   3,412,100    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Chua Sock Koong as Director    Mgmt    For    For    For
4    Elect Low Check Kian as Director    Mgmt    For    For    For
5    Elect Lee Theng Kiat as Director    Mgmt    For    For    For
6    Approve Directors’ Fees    Mgmt    For    Refer    For
7    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
8    Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Singapore Telecommunications Limited

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

9    Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012    Mgmt    For    For    For
10    Authorize Share Repurchase Program    Mgmt    For    For    For
11    Amend Constitution    Mgmt    For    Refer    For

adidas AG

 

Meeting Date:   08/11/2020   Country:   Germany   Primary Security ID:   D0066B185
Record Date:     Meeting Type:   Annual   Ticker:   ADS
    Shares Voted:   23,788    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Amend Articles Re: Electronic Participation    Mgmt    For    Refer    For
6    Elect Christian Klein to the Supervisory Board    Mgmt    For    For    For
7    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For

Prosus NV

 

Meeting Date:   08/18/2020   Country:   Netherlands   Primary Security ID:   N7163R103
Record Date:   07/21/2020   Meeting Type:   Annual   Ticker:   PRX
    Shares Voted:   96,355    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Annual Meeting Agenda    Mgmt         
1    Receive Report of Management Board (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Prosus NV

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Adopt Financial Statements    Mgmt    For    For    For
4.a    Approve Dividends of EUR 0.602 Per Share    Mgmt    For    For    For
4.b    Approve Capital Increase and Capital Reduction    Mgmt    For    For    For
5    Approve Remuneration Policy for Executive Directors    Mgmt    For    Refer    For
6    Approve Remuneration Policy for Non-Executive Directors    Mgmt    For    Refer    For
7    Approve Discharge of Executive Directors    Mgmt    For    For    For
8    Approve Discharge of Non-Executive Directors    Mgmt    For    For    For
9    Elect Y Xu as Non-Executive Director    Mgmt    For    For    For
10.1    Reelect D G Eriksson as Non-Executive Director    Mgmt    For    For    For
10.2    Reelect M R Sorour as Non-Executive Director    Mgmt    For    For    For
10.3    Reelect E M Choi as Non-Executive Director    Mgmt    For    For    For
10.4    Reelect M Girotra as Non-Executive Director    Mgmt    For    For    For
10.5    Reelect R C C Jafta as Non-Executive Director    Mgmt    For    For    For
11    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
12    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights    Mgmt    For    For    For
13    Authorize Repurchase of Shares    Mgmt    For    For    For
14    Amend Prosus Share Award Plan    Mgmt    For    Refer    For
15    Other Business (Non-Voting)    Mgmt         
16    Voting Results    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Fresenius Medical Care AG & Co. KGaA

 

Meeting Date:   08/27/2020   Country:   Germany   Primary Security ID:   D2734Z107
Record Date:   08/05/2020   Meeting Type:   Annual   Ticker:   FME
    Shares Voted:   102,353    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Accept Financial Statements and Statutory Reports for Fiscal 2019    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends of EUR 1.20 per Share    Mgmt    For    For    For
3    Approve Discharge of Personally Liable Partner for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Approve Remuneration Policy for the Management Board    Mgmt    For    Refer    For
7    Approve Remuneration Policy for the Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    Against
9    Amend Articles Re: Proof of Entitlement    Mgmt    For    For    For

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:   09/07/2020   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   08/27/2020   Meeting Type:   Special   Ticker:   300498
    Shares Voted:   1,978,125    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Provision of Guarantee    Mgmt    For    Refer    For
2    Approve Interim Profit Distribution    Mgmt    For    For    For
3    Approve Use of Excess Raised Funds    SH    For    Refer    For
4    Approve Overseas Issuance of Bonds    SH    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Alibaba Group Holding Limited

 

Meeting Date:   09/30/2020   Country:   Cayman Islands   Primary Security ID:   G01719114
Record Date:   08/17/2020   Meeting Type:   Annual   Ticker:   9988
    Shares Voted:   269,164    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Amend Articles of Association    Mgmt    For    Refer    For
2.1    Elect Maggie Wei Wu as Director    Mgmt    For    Refer    Against
2.2    Elect Kabir Misra as Director    Mgmt    For    Refer    Against
2.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

BHP Group Plc

 

Meeting Date:   10/15/2020   Country:   United Kingdom   Primary Security ID:   G10877127
Record Date:   09/11/2020   Meeting Type:   Annual   Ticker:   BHP
    Shares Voted:   85,325    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Meeting for ADR Holders    Mgmt         
   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Authorise Issue of Equity    Mgmt    For    For    For
5    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
8    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
9    Approve Grant of Awards under the Group’s Incentive Plans to Mike Henry    Mgmt    For    For    For
10    Approve Leaving Entitlements    Mgmt    For    Refer    For
11    Elect Xiaoqun Clever as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BHP Group Plc

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

12    Elect Gary Goldberg as Director    Mgmt    For    For    For
13    Elect Mike Henry as Director    Mgmt    For    For    For
14    Elect Christine O’Reilly as Director    Mgmt    For    For    For
15    Elect Dion Weisler as Director    Mgmt    For    For    For
16    Re-elect Terry Bowen as Director    Mgmt    For    For    For
17    Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
18    Re-elect Ian Cockerill as Director    Mgmt    For    For    For
19    Re-elect Anita Frew as Director    Mgmt    For    For    For
20    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
21    Re-elect John Mogford as Director    Mgmt    For    For    For
22    Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
23    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against
24    Adopt Interim Cultural Heritage Protection Measures    SH    Against    Against    Against
25    Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals    SH    Against    Against    Against

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:   11/02/2020   Country:   China   Primary Security ID:   Y2882R102
Record Date:   10/27/2020   Meeting Type:   Special   Ticker:   000651
    Shares Voted:   820,509    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Interim Profit Distribution    Mgmt    For    For    For
2    Elect Cheng Min as Supervisor    SH    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Newcrest Mining Ltd.

 

Meeting Date:   11/11/2020   Country:   Australia   Primary Security ID:   Q6651B114
Record Date:   11/09/2020   Meeting Type:   Annual   Ticker:   NCM
    Shares Voted:   505,440    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

2a    Elect Sally-Anne Layman as Director    Mgmt    For    For    For
2b    Elect Roger Higgins as Director    Mgmt    For    For    For
2c    Elect Gerard Bond as Director    Mgmt    For    For    For
3a    Approve Grant of Performance Rights to Sandeep Biswas    Mgmt    For    For    For
3b    Approve Grant of Performance Rights to Gerard Bond    Mgmt    For    For    For
4    Approve Remuneration Report    Mgmt    For    Refer    For
5    Approve Renewal of Proportional Takeover Bid Provisions in the Constitution    Mgmt    For    Refer    For
6    Approve the Amendments to the Company’s Constitution    Mgmt    For    Refer    Against

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:   11/16/2020   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   11/05/2020   Meeting Type:   Special   Ticker:   300498
    Shares Voted:   2,197,675    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Company’s Eligibility for Corporate Bond Issuance    Mgmt    For    Refer    For
   APPROVE CORPORATE BOND ISSUANCE    Mgmt         
2.1    Approve Par Value, Issue Price and Issue Size    Mgmt    For    Refer    For
2.2    Approve Bond Maturity and Type    Mgmt    For    Refer    For
2.3    Approve Bond Interest Rate and Method of Determination as well as Payment Manner of Capital and Interest    Mgmt    For    Refer    For
2.4    Approve Issue Manner    Mgmt    For    Refer    For
2.5    Approve Target Subscribers and Placing Arrangement for Shareholders    Mgmt    For    Refer    For
2.6    Approve Use of Proceeds    Mgmt    For    For    For
2.7    Approve Guarantee Method    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wen’s Foodstuff Group Co., Ltd.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

2.8    Approve Listing of Bonds    Mgmt    For    Refer    For
2.9    Approve Safeguard Measures of Debts Repayment    Mgmt    For    Refer    For
2.10    Approve Resolution Validity Period    Mgmt    For    Refer    For
3    Approve Issuance of Medium-term Notes    Mgmt    For    Refer    For
4    Approve Guarantee Provision Plan    Mgmt    For    Refer    For
   AMEND ARTICLES OF ASSOCIATION AND RELATED SYSTEMS    Mgmt         
5.1    Approve Amendments to Articles of Association    Mgmt    For    For    For
5.2    Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    For    For
5.3    Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    For    For
5.4    Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    For    For
5.5    Amend Working System for Independent Directors    Mgmt    For    For    For
5.6    Amend Related Party Transaction Management System    Mgmt    For    For    For
5.7    Amend External Guarantee Decision-making System    Mgmt    For    For    For
5.8    Amend Investment Management System    Mgmt    For    For    For
5.9    Amend Information Disclosure Management System    Mgmt    For    For    For
5.10    Amend Management System of External Donations    Mgmt    For    For    For

Epiroc AB

 

Meeting Date:   11/27/2020   Country:   Sweden   Primary Security ID:   W25918116
Record Date:   11/19/2020   Meeting Type:   Special   Ticker:   EPI.A
    Shares Voted:   480,980    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Elect Chairman of Meeting    Mgmt    For    For    For
2.a    Designate Petra Hedengran as Inspector of Minutes of Meeting    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Epiroc AB

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

2.b    Designate Mikael Wiberg as Inspector of Minutes of Meeting    Mgmt    For    For    For
3    Prepare and Approve List of Shareholders    Mgmt    For    For    For
4    Approve Agenda of Meeting    Mgmt    For    For    For
5    Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
6    Approve Special Dividends of SEK 1.20 Per Share    Mgmt    For    For    For
7    Amend Articles of Association Re: Company Name; Participation at General Meetings    Mgmt    For    For    For

Pernod Ricard SA

 

Meeting Date:   11/27/2020   Country:   France   Primary Security ID:   F72027109
Record Date:   11/25/2020   Meeting Type:   Annual/Special   Ticker:   RI
    Shares Voted:   38,809    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

   Extraordinary Business    Mgmt         
1    Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes    Mgmt    For    For    For
   Ordinary Business    Mgmt         
2    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends of EUR 2.66 per Share    Mgmt    For    For    For
5    Reelect Alexandre Ricard as Director    Mgmt    For    Refer    For
6    Reelect Cesar Giron as Director    Mgmt    For    For    For
7    Reelect Wolfgang Colberg as Director    Mgmt    For    For    For
8    Elect Virginie Fauvel as Director    Mgmt    For    For    For
9    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million    Mgmt    For    Refer    For
10    Approve Compensation of Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
11    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Pernod Ricard SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12    Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Corporate Officers    Mgmt    For    Refer    For
14    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
16    Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
18    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries    Mgmt    For    Refer    For
19    Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
20    Amend Bylaws to Comply with Legal Changes    Mgmt    For    For    For
21    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

DNB ASA

 

Meeting Date:   11/30/2020   Country:   Norway   Primary Security ID:   R1640U124
Record Date:   11/23/2020   Meeting Type:   Special   Ticker:   DNB
    Shares Voted:   0    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Elect Chairman of Meeting    Mgmt    For    For    Do Not Vote
2    Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3    Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
4    Approve Merger Agreement with DNB Bank ASA    Mgmt    For    Refer    Do Not Vote
5    Authorize Board to Distribute Dividends up to NOK 9.00 Per Share    Mgmt    For    For    Do Not Vote
6    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Ferguson Plc

 

Meeting Date:   12/03/2020   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   12/01/2020   Meeting Type:   Annual   Ticker:   FERG
    Shares Voted:   82,025    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Bill Brundage as Director    Mgmt    For    For    For
5    Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6    Re-elect Geoff Drabble as Director    Mgmt    For    For    For
7    Re-elect Catherine Halligan as Director    Mgmt    For    For    For
8    Re-elect Kevin Murphy as Director    Mgmt    For    For    For
9    Re-elect Alan Murray as Director    Mgmt    For    For    For
10    Re-elect Tom Schmitt as Director    Mgmt    For    For    For
11    Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
12    Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
13    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Australia & New Zealand Banking Group Limited

 

Meeting Date:   12/16/2020   Country:   Australia   Primary Security ID:   Q09504137
Record Date:   12/14/2020   Meeting Type:   Annual   Ticker:   ANZ
    Shares Voted:   567,670    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2a    Elect Ilana Rachel Atlas as Director    Mgmt    For    For    For
2b    Elect John Thomas Macfarlane as Director    Mgmt    For    For    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4    Approve Grant of Performance Rights to Shayne C Elliot    Mgmt    For    For    For
5    Approve the Amendments to the Company’s Constitution    SH    Against    Refer    Against
6    Approve Transition Planning Disclosure    SH    Against    Against    Against

Huazhu Group Limited

 

Meeting Date:   12/23/2020   Country:   Cayman Islands   Primary Security ID:   G46587104
Record Date:   11/18/2020   Meeting Type:   Annual   Ticker:   1179
    Shares Voted:   100,549    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
2    Amend Articles of Association    Mgmt    For    Refer    For
3    Elect Lei Cao and Theng Fong Hee as Directors    Mgmt    For    Against    Against
4    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Peugeot SA

 

Meeting Date:   01/04/2021   Country:   Netherlands   Primary Security ID:   N82405106
Record Date:   12/31/2020   Meeting Type:   Special   Ticker:   UG
    Shares Voted:   310,475    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Extraordinary Business    Mgmt         
1    Approve Merger by Absorption of Peugeot by Fiat Chrysler Automobiles    Mgmt    For    Refer    For
2    Remove Double-Voting Rights for Long-Term Registered Shareholders    Mgmt    For    Refer    For
3    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    Refer    For

Amdocs Limited

 

Meeting Date:   01/29/2021   Country:   Guernsey   Primary Security ID:   G02602103
Record Date:   12/03/2020   Meeting Type:   Annual   Ticker:   DOX
    Shares Voted:   117,212    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.2    Elect Director Adrian Gardner    Mgmt    For    For    For
1.3    Elect Director James S. Kahan    Mgmt    For    For    For
1.4    Elect Director Rafael de la Vega    Mgmt    For    For    For
1.5    Elect Director Giora Yaron    Mgmt    For    For    For
1.6    Elect Director Eli Gelman    Mgmt    For    For    For
1.7    Elect Director Richard T.C. LeFave    Mgmt    For    For    For
1.8    Elect Director John A. MacDonald    Mgmt    For    For    For
1.9    Elect Director Shuky Sheffer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Amdocs Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10    Elect Director Yvette Kanouff    Mgmt    For    For    For
2    Approve an Increase in the Quarterly Cash Dividend Rate    Mgmt    For    For    For
3    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Anhui Conch Cement Company Limited

 

Meeting Date:   02/03/2021   Country:   China   Primary Security ID:   Y01373102
Record Date:   01/28/2021   Meeting Type:   Special   Ticker:   914
    Shares Voted:   1,114,500    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Elect Zhang Xiaorong as Director    Mgmt    For    For    For

Siemens AG

 

Meeting Date:   02/03/2021   Country:   Germany   Primary Security ID:   D69671218
Record Date:     Meeting Type:   Annual   Ticker:   SIE
    Shares Voted:   48,734    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Management Proposals    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.50 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Siemens AG

 

Proposal
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Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.3    Approve Discharge of Management Board Member Lisa Davis
(until Feb. 29, 2020) for Fiscal 2019/20		    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20    Mgmt    For    For    For
3.5    Approve Discharge of Management Board Member Janina Kugel
(until Jan. 31, 2020) for Fiscal 2019/20		    Mgmt    For    For    For
3.6    Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20    Mgmt    For    For    For
3.7    Approve Discharge of Management Board Member Michael Sen
(until March 31, 2020) for Fiscal 2019/20		    Mgmt    For    For    For
3.8    Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20    Mgmt    For    For    For
4.8    Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20    Mgmt    For    For    For
4.11    Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20    Mgmt    For    For    For
4.13    Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Siemens AG

 

Proposal
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Vote

Instruction

4.14    Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20    Mgmt    For    For    For
4.15    Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20    Mgmt    For    For    For
4.16    Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20    Mgmt    For    For    For
4.17    Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20    Mgmt    For    For    For
4.18    Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20    Mgmt    For    For    For
4.19    Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20    Mgmt    For    For    For
4.20    Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20    Mgmt    For    For    For
5    Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21    Mgmt    For    For    For
6.1    Elect Grazia Vittadini to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Kasper Rorsted to the Supervisory Board    Mgmt    For    For    For
6.3    Reelect Jim Snabe to the Supervisory Board    Mgmt    For    For    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    Refer    For
9    Amend Affiliation Agreement with Siemens Bank GmbH    Mgmt    For    Refer    For
   Shareholder Proposal Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG, e. V., Munich    Mgmt         
10    Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting    SH    Against    Refer    Against

Tesco Plc

 

Meeting Date:   02/11/2021   Country:   United Kingdom   Primary Security ID:   G87621101
Record Date:   02/09/2021   Meeting Type:   Special   Ticker:   TSCO
    Shares Voted:   2,207,368    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Special Dividend    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Tesco Plc

 

Proposal
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Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Approve Share Consolidation    Mgmt    For    For    For
3    Authorise Issue of Equity    Mgmt    For    For    For
4    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
5    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
6    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Stellantis NV

 

Meeting Date:   03/08/2021   Country:   Netherlands   Primary Security ID:   N82405106
Record Date:   02/08/2021   Meeting Type:   Special   Ticker:   STLA
    Shares Voted:   526,368    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Special Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2    Approve Faurecia Distribution    Mgmt    For    Refer    For
3    Close Meeting    Mgmt         

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/17/2021   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   187,522    

 

Proposal
Number

   

Proposal Text

   

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Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1    Elect Park Byung-gook as Outside Director    Mgmt    For    Refer    For
2.1.2    Elect Kim Jeong as Outside Director    Mgmt    For    Refer    For
2.2.1    Elect Kim Kinam as Inside Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Samsung Electronics Co., Ltd.

 

Proposal
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Instruction

2.2.2    Elect Kim Hyun-suk as Inside Director    Mgmt    For    For    For
2.2.3    Elect Koh Dong-jin as Inside Director    Mgmt    For    For    For
3    Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member    Mgmt    For    Refer    For
4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

A.P. Moller-Maersk A/S

 

Meeting Date:   03/23/2021   Country:   Denmark   Primary Security ID:   K0514G101
Record Date:   03/16/2021   Meeting Type:   Annual   Ticker:   MAERSK.B
    Shares Voted:   1,130    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Report of Board    Mgmt         
2    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Discharge of Management and Board    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends of DKK 330 Per Share    Mgmt    For    For    For
5    Approve Remuneration Report (Advisory Vote)    Mgmt    For    Refer    For
6    Authorize Share Repurchase Program    Mgmt    For    For    For
7a    Reelect Bernard L. Bot as Director    Mgmt    For    For    For
7b    Reelect Marc Engel as Director    Mgmt    For    For    For
7c    Reelect Arne Karlsson as Director    Mgmt    For    For    For
7d    Elect Amparo Moraleda as New Director    Mgmt    For    For    For
8    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
9a    Authorize Board to Declare Extraordinary Dividend    Mgmt    For    For    For
9b    Approve DKK 655.9 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    For
9c1    Amend Corporate Purpose    Mgmt    For    For    For
9c2    Amend Articles Re: Editorial Changes due to Requirement for Directors to Hold Class A Shares included in Remuneration Report    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

A.P. Moller-Maersk A/S

 

Proposal
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Proponent

   

Mgmt Rec

   

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Policy Rec

   

Vote

Instruction

9c3    Amend Articles Re: Editorial Changes of Article 6    Mgmt    For    For    For
9c4    Amend Articles Re: Delete Article 15.1    Mgmt    For    For    For
9d    Allow Shareholder Meetings to be Held by Electronic Means Only    Mgmt    For    Refer    Against

Randstad NV

 

Meeting Date:   03/23/2021   Country:   Netherlands   Primary Security ID:   N7291Y137
Record Date:   02/23/2021   Meeting Type:   Annual   Ticker:   RAND
    Shares Voted:   99,072    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2a    Receive Reports of Management Board and Supervisory Board
(Non-Voting)		    Mgmt         
2b    Approve Remuneration Report    Mgmt    For    Refer    For
2c    Adopt Financial Statements    Mgmt    For    For    For
2d    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2e    Approve Regular Dividends of EUR 1.62 Per Share    Mgmt    For    For    For
2f    Approve Special Dividends of EUR 1.62 Per Share    Mgmt    For    For    For
3a    Approve Discharge of Management Board    Mgmt    For    For    For
3b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
4    Amend Remuneration Policy    Mgmt    For    Refer    For
5    Elect Sander van’t Noordende to Supervisory Board    Mgmt    For    For    For
6a    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Preemptive Rights    Mgmt    For    For    For
6b    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6c    Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6b    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Randstad NV

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

7    Ratify Deloitte as Auditors    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         
9    Close Meeting    Mgmt         

INPEX Corp.

 

Meeting Date:   03/25/2021   Country:   Japan   Primary Security ID:   J2467E101
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   1605
    Shares Voted:   97,278    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 4800 for Class Ko Shares and JPY 12 for Ordinary Shares    Mgmt    For    For    For
2    Amend Articles to Change Company Name    Mgmt    For    Refer    For
3.1    Elect Director Kitamura, Toshiaki    Mgmt    For    For    For
3.2    Elect Director Ueda, Takayuki    Mgmt    For    For    For
3.3    Elect Director Ito, Seiya    Mgmt    For    For    For
3.4    Elect Director Ikeda, Takahiko    Mgmt    For    For    For
3.5    Elect Director Yajima, Shigeharu    Mgmt    For    For    For
3.6    Elect Director Kittaka, Kimihisa    Mgmt    For    For    For
3.7    Elect Director Sase, Nobuharu    Mgmt    For    For    For
3.8    Elect Director Yamada, Daisuke    Mgmt    For    For    For
3.9    Elect Director Yanai, Jun    Mgmt    For    For    For
3.10    Elect Director Iio, Norinao    Mgmt    For    For    For
3.11    Elect Director Nishimura, Atsuko    Mgmt    For    For    For
3.12    Elect Director Kimura, Yasushi    Mgmt    For    For    For
3.13    Elect Director Ogino, Kiyoshi    Mgmt    For    For    For
3.14    Elect Director Nishikawa, Tomo    Mgmt    For    For    For
4    Approve Annual Bonus    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Dentsu Group, Inc.

 

Meeting Date:   03/26/2021   Country:   Japan   Primary Security ID:   J1207N108
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   4324
    Shares Voted:   1,874    

 

Proposal
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Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Yamamoto, Toshihiro    Mgmt    For    For    For
1.2    Elect Director Sakurai, Shun    Mgmt    For    For    For
1.3    Elect Director Timothy Andree    Mgmt    For    For    For
1.4    Elect Director Igarashi, Hiroshi    Mgmt    For    For    For
1.5    Elect Director Soga, Arinobu    Mgmt    For    For    For
1.6    Elect Director Nick Priday    Mgmt    For    For    For
1.7    Elect Director Wendy Clark    Mgmt    For    For    For
1.8    Elect Director Matsui, Gan    Mgmt    For    For    For

LG Corp.

 

Meeting Date:   03/26/2021   Country:   South Korea   Primary Security ID:   Y52755108
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   003550
    Shares Voted:   91,298    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Spin-Off Agreement    Mgmt    For    Refer    For
2    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
3    Amend Articles of Incorporation    Mgmt    For    For    For
4.1    Elect Koo Gwang-mo as Inside Director    Mgmt    For    For    For
4.2    Elect Kim Sang-Heon as Outside Director    Mgmt    For    For    For
5    Elect Lee Su-young as Outside Director to Serve as an Audit Committee Member    Mgmt    For    For    For
6    Elect Kim Sang-Heon as a Member of Audit Committee    Mgmt    For    For    For
7    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Reliance Industries Ltd.

 

Meeting Date:   03/31/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   03/24/2021   Meeting Type:   Court   Ticker:   500325
    Shares Voted:   233,082    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Court-Ordered Meeting for Shareholders    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Seven Generations Energy Ltd.

 

Meeting Date:   03/31/2021   Country:   Canada   Primary Security ID:   81783Q105
Record Date:   02/24/2021   Meeting Type:   Special   Ticker:   VII
    Shares Voted:   992,718    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Acquisition by ARC Resources Ltd.    Mgmt    For    Refer    For

Beiersdorf AG

 

Meeting Date:   04/01/2021   Country:   Germany   Primary Security ID:   D08792109
Record Date:   03/10/2021   Meeting Type:   Annual   Ticker:   BEI
    Shares Voted:   66,299    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.70 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Telekom AG

 

Meeting Date:   04/01/2021   Country:   Germany   Primary Security ID:   D2035M136
Record Date:     Meeting Type:   Annual   Ticker:   DTE
    Shares Voted:   368,456    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Management Proposals    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2    Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements    Mgmt    For    For    For
5.3    Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021    Mgmt    For    For    For
5.4    Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6    Elect Helga Jung to the Supervisory Board    Mgmt    For    For    For
7    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
9    Approve Remuneration Policy    Mgmt    For    Refer    Against
10    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
   Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW)    Mgmt         
11    Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

VINCI SA

 

Meeting Date:   04/08/2021   Country:   France   Primary Security ID:   F5879X108
Record Date:   04/06/2021   Meeting Type:   Annual/Special   Ticker:   DG
    Shares Voted:   21,884    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Ordinary Business    Mgmt         
1    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.04 per Share    Mgmt    For    For    For
4    Reelect Yannick Assouad as Director    Mgmt    For    For    For
5    Reelect Graziella Gavezotti as Director    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
9    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
10    Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
11    Approve Company’s Environmental Transition Plan    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
12    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
14    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

VINCI SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

15    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    For    For
16    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    Refer    For
17    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items
14-16		    Mgmt    For    For    For
18    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
19    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Airbus SE

 

Meeting Date:   04/14/2021   Country:   Netherlands   Primary Security ID:   N0280G100
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   AIR
    Shares Voted:   114,715    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.1    Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2    Receive Report on Business and Financial Statements    Mgmt         
2.3    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3    Discussion of Agenda Items    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Airbus SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4.1    Adopt Financial Statements    Mgmt    For    For    For
4.2    Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.3    Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.4    Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.5    Approve Implementation of Remuneration Policy    Mgmt    For    Refer    For
4.6    Reelect Rene Obermann as Non-Executive Director    Mgmt    For    For    For
4.7    Reelect Amparo Moraleda as Non-Executive Director    Mgmt    For    For    For
4.8    Reelect Victor Chu as Non-Executive Director    Mgmt    For    For    For
4.9    Reelect Jean-Pierre Clamadieu as Non-Executive Director    Mgmt    For    For    For
4.10    Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11    Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5    Close Meeting    Mgmt         

Stellantis NV

 

Meeting Date:   04/15/2021   Country:   Netherlands   Primary Security ID:   N82405106
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   STLA
    Shares Voted:   502,865    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.a    Receive Report of Management Board (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Stellantis NV

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2.b    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c    Approve Remuneration Report    Mgmt    For    Refer    For
2.d    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e    Approve Capital Distribution of EUR 0.32 per Share    Mgmt    For    For    For
2.f    Approve Discharge of Directors    Mgmt    For    For    For
3    Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.a    Amend Remuneration Policy    Mgmt    For    Refer    For
4.b    Approve Equity Incentive Plan and Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan    Mgmt    For    For    For
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Approve Cancellation of Class B Special Voting Shares    Mgmt    For    For    For
7    Close Meeting    Mgmt         

Banco Bilbao Vizcaya Argentaria SA

 

Meeting Date:   04/19/2021   Country:   Spain   Primary Security ID:   E11805103
Record Date:   04/15/2021   Meeting Type:   Annual   Ticker:   BBVA
    Shares Voted:   1,304,961    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.2    Approve Non-Financial Information Statement    Mgmt    For    For    For
1.3    Approve Treatment of Net Loss    Mgmt    For    Refer    For
1.4    Approve Discharge of Board    Mgmt    For    For    For
2.1    Reelect Jose Miguel Andres Torrecillas as Director    Mgmt    For    For    For
2.2    Reelect Jaime Felix Caruana Lacorte as Director    Mgmt    For    For    For
2.3    Reelect Belen Garijo Lopez as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Banco Bilbao Vizcaya Argentaria SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2.4    Reelect Jose Maldonado Ramos as Director    Mgmt    For    For    For
2.5    Reelect Ana Cristina Peralta Moreno as Director    Mgmt    For    For    For
2.6    Reelect Juan Pi Llorens as Director    Mgmt    For    For    For
2.7    Reelect Jan Paul Marie Francis Verplancke as Director    Mgmt    For    For    For
3    Approve Dividends    Mgmt    For    For    For
4    Approve Special Dividends    Mgmt    For    For    For
5    Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion    Mgmt    For    For    For
6    Approve Reduction in Share Capital via Amortization of Treasury Shares    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
9    Renew Appointment of KPMG Auditores as Auditor    Mgmt    For    For    For
10    Amend Article 21 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    Mgmt    For    Refer    For
11    Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    Mgmt    For    Refer    For
12    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
13    Advisory Vote on Remuneration Report    Mgmt    For    Refer    For

Getinge AB

 

Meeting Date:   04/20/2021   Country:   Sweden   Primary Security ID:   W3443C107
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   GETI.B
    Shares Voted:   249,488    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Open Meeting    Mgmt         
2    Elect Chairman of Meeting    Mgmt    For    For    For
3    Designate Inspector(s) of Minutes of Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Getinge AB

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Prepare and Approve List of Shareholders    Mgmt    For    For    For
5    Approve Agenda of Meeting    Mgmt    For    For    For
6    Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7    Receive Financial Statements and Statutory Reports    Mgmt         
8    Receive Board’s and Board Committee’s Reports    Mgmt         
9    Receive CEO Report    Mgmt         
10    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
11    Approve Allocation of Income and Dividends of SEK 3 Per Share    Mgmt    For    For    For
12.a    Approve Discharge of Carl Bennet    Mgmt    For    For    For
12.b    Approve Discharge of Johan Bygge    Mgmt    For    For    For
12.c    Approve Discharge of Cecilia Daun Wennborg    Mgmt    For    For    For
12.d    Approve Discharge of Barbro Friden    Mgmt    For    For    For
12.e    Approve Discharge of Dan Frohm    Mgmt    For    For    For
12.f    Approve Discharge of Sofia Hasselberg    Mgmt    For    For    For
12.g    Approve Discharge of Johan Malmquist    Mgmt    For    For    For
12.h    Approve Discharge of Malin Persson    Mgmt    For    For    For
12.i    Approve Discharge of Johan Stern    Mgmt    For    For    For
12.j    Approve Discharge of Mattias Perjos    Mgmt    For    For    For
12.k    Approve Discharge of Rickard Karlsson    Mgmt    For    For    For
12.l    Approve Discharge of Ake Larsson    Mgmt    For    For    For
12.m    Approve Discharge of Peter Jormalm    Mgmt    For    For    For
12.n    Approve Discharge of Fredrik Brattborn    Mgmt    For    For    For
13.a    Determine Number of Members (10) and Deputy Members (0) of Board    Mgmt    For    Refer    For
13.b    Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    For
14.a    Approve Remuneration of Directors in the Aggregate Amount of SEK 6.5 Million; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
14.b    Approve Remuneration of Auditors    Mgmt    For    For    For
15.a    Reelect Carl Bennet as Director    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Getinge AB

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

15.b    Reelect Johan Bygge as Director    Mgmt    For    Refer    For
15.c    Reelect Cecilia Daun Wennborg as Director    Mgmt    For    Against    Against
15.d    Reelect Barbro Friden as Director    Mgmt    For    For    For
15.e    Reelect Dan Frohm as Director    Mgmt    For    Refer    Against
15.f    Reelect Sofia Hasselberg as Director    Mgmt    For    For    For
15.g    Reelect Johan Malmquist as Director    Mgmt    For    Refer    Against
15.h    Reelect Mattias Perjos as Director    Mgmt    For    For    For
15.i    Reelect Malin Persson as Director    Mgmt    For    For    For
15.j    Elect Kristian Samuelsson as New Director    Mgmt    For    For    For
15.k    Reelect Johan Malmquist as Board Chairman    Mgmt    For    Refer    Against
16    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    For
19    Close Meeting    Mgmt         

Merck KGaA

 

Meeting Date:   04/23/2021   Country:   Germany   Primary Security ID:   D5357W103
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   MRK
    Shares Voted:   89,963    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Accept Financial Statements and Statutory Reports for Fiscal Year 2020    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.40 per Share    Mgmt    For    For    For
4    Approve Discharge of Executive Board Fiscal Year 2020    Mgmt    For    For    For
5    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Merck KGaA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

6    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
7    Amend Articles Re: Supervisory Board Approval of Transactions with Related Parties    Mgmt    For    Refer    For
8    Approve Remuneration Policy    Mgmt    For    Refer    For
9    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
10    Approve Eleven Affiliation Agreements    Mgmt    For    Refer    For

DNB ASA

 

Meeting Date:   04/27/2021   Country:   Norway   Primary Security ID:   R1640U124
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   DNB
    Shares Voted:   0    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Open Meeting; Elect Chairman of Meeting    Mgmt         
2    Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3    Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
4    Accept Financial Statements and Statutory Reports    Mgmt    For    For    Do Not Vote
5    Authorize Board to Distribute Dividends    Mgmt    For    For    Do Not Vote
6    Authorize Share Repurchase Program    Mgmt    For    For    Do Not Vote
7a    Approve Remuneration Statement (Advisory)    Mgmt    For    Refer    Do Not Vote
7b    Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)    Mgmt    For    Refer    Do Not Vote
8    Approve Company’s Corporate Governance Statement    Mgmt    For    For    Do Not Vote
9    Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
   Shareholder Proposal Submitted by the DNB Savings Bank Foundation    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

DNB ASA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

10    Consultative Vote on the Future Design of a Rule in the Articles Regarding the Number ofShareholder-Elected Members of the Board of Directors    SH    None    Refer    Do Not Vote
   Management Proposals    Mgmt         
11a    Elect Directors, effective from the Merger Date    Mgmt    For    For    Do Not Vote
11b    Elect Directors until the Merger Date    Mgmt    For    For    Do Not Vote
12    Approve Remuneration of Directors and Nominating Committee    Mgmt    For    Refer    Do Not Vote

Sekisui House, Ltd.

 

Meeting Date:   04/27/2021   Country:   Japan   Primary Security ID:   J70746136
Record Date:   01/31/2021   Meeting Type:   Annual   Ticker:   1928
    Shares Voted:   36,035    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 39    Mgmt    For    For    For
2    Amend Articles to Amend Provisions on Number of Directors - Amend Provisions on Number of Statutory Auditors    Mgmt    For    Refer    For
3.1    Elect Director Nakai, Yoshihiro    Mgmt    For    For    For
3.2    Elect Director Horiuchi, Yosuke    Mgmt    For    For    For
3.3    Elect Director Nishida, Kumpei    Mgmt    For    For    For
3.4    Elect Director Tanaka, Satoshi    Mgmt    For    For    For
3.5    Elect Director Miura, Toshiharu    Mgmt    For    For    For
3.6    Elect Director Ishii, Toru    Mgmt    For    For    For
3.7    Elect Director Yoshimaru, Yukiko    Mgmt    For    For    For
3.8    Elect Director Kitazawa, Toshifumi    Mgmt    For    For    For
3.9    Elect Director Nakajima, Yoshimi    Mgmt    For    For    For
3.10    Elect Director Takegawa, Keiko    Mgmt    For    For    For
4.1    Appoint Statutory Auditor Ito, Midori    Mgmt    For    Refer    For
4.2    Appoint Statutory Auditor Kobayashi, Takashi    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Epiroc AB

 

Meeting Date:   04/28/2021   Country:   Sweden   Primary Security ID:   W25918124
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   EPI.A
    Shares Voted:   314,558    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Elect Chairman of Meeting    Mgmt    For    For    For
2.a    Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting    Mgmt    For    For    For
2.b    Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting    Mgmt    For    For    For
3    Prepare and Approve List of Shareholders    Mgmt    For    For    For
4    Approve Agenda of Meeting    Mgmt    For    For    For
5    Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
6    Receive Financial Statements and Statutory Reports    Mgmt         
7.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
7.b1    Approve Discharge of Lennart Evrell    Mgmt    For    For    For
7.b2    Approve Discharge of Johan Forssell    Mgmt    For    For    For
7.b3    Approve Discharge of Helena Hedblom (as Board Member)    Mgmt    For    For    For
7.b4    Approve Discharge of Jeane Hull    Mgmt    For    For    For
7.b5    Approve Discharge of Ronnie Leten    Mgmt    For    For    For
7.b6    Approve Discharge of Per Lindberg (as Board Member)    Mgmt    For    For    For
7.b7    Approve Discharge of Ulla Litzen    Mgmt    For    For    For
7.b8    Approve Discharge of Sigurd Mareels    Mgmt    For    For    For
7.b9    Approve Discharge of Astrid Skarheim Onsum    Mgmt    For    For    For
7.b10    Approve Discharge of Anders Ullberg    Mgmt    For    For    For
7.b11    Approve Discharge of Niclas Bergstrom    Mgmt    For    For    For
7.b12    Approve Discharge of Gustav El Rachidi    Mgmt    For    For    For
7.b13    Approve Discharge of Kristina Kanestad    Mgmt    For    For    For
7.b14    Approve Discharge of Bengt Lindgren    Mgmt    For    For    For
7.b15    Approve Discharge of Daniel Rundgren    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Epiroc AB

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

7.b16    Approve Discharge of Helena Hedblom (as CEO)    Mgmt    For    For    For
7.b17    Approve Discharge of Per Lindberg (as CEO)    Mgmt    For    For    For
7.c    Approve Allocation of Income and Dividends of SEK 2.50 Per Share    Mgmt    For    For    For
7.d    Approve Remuneration Report    Mgmt    For    Refer    For
8.a    Determine Number of Members (9) and Deputy Members of Board    Mgmt    For    Refer    For
8.b    Determine Number of Auditors (1) and Deputy Auditors    Mgmt    For    Refer    For
9.a1    Reelect Lennart Evrell as Director    Mgmt    For    For    For
9.a2    Reelect Johan Forssell as Director    Mgmt    For    For    Against
9.a3    Reelect Helena Hedblom as Director    Mgmt    For    For    For
9.a4    Reelect Jeane Hull as Director    Mgmt    For    For    For
9.a5    Reelect Ronnie Leten as Director    Mgmt    For    For    Against
9.a6    Reelect Ulla Litzen as Director    Mgmt    For    For    For
9.a7    Reelect Sigurd Mareels as Director    Mgmt    For    For    For
9.a8    Reelect Astrid Skarheim Onsum as Director    Mgmt    For    For    For
9.a9    Reelect Anders Ullberg as Director    Mgmt    For    For    For
9.b    Reelect Ronnie Leten as Board Chairman    Mgmt    For    For    Against
9.c    Ratify Deloitte as Auditors    Mgmt    For    For    For
10.a    Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
10.b    Approve Remuneration of Auditors    Mgmt    For    For    For
11    Approve Stock Option Plan 2021 for Key Employees    Mgmt    For    For    For
12.a    Approve Equity Plan Financing Through Repurchase of Class A Shares    Mgmt    For    For    For
12.b    Approve Repurchase of Shares to Pay 50 Percent of Director’s Remuneration in Synthetic Shares    Mgmt    For    For    For
12.c    Approve Equity Plan Financing Through Transfer of Class A Shares to Participants    Mgmt    For    For    For
12.d    Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Epiroc AB

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

12.e    Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018    Mgmt    For    For    For
13    Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million    Mgmt    For    For    For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:   04/28/2021   Country:   Germany   Primary Security ID:   D55535104
Record Date:     Meeting Type:   Annual   Ticker:   MUV2
    Shares Voted:   12,482    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 9.80 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Elect Carinne Knoche-Brouillon to the Supervisory Board    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9.1    Approve Affiliation Agreement with MR Beteiligungen 20. GmbH    Mgmt    For    Refer    For
9.2    Approve Affiliation Agreement with MR Beteiligungen 21. GmbH    Mgmt    For    Refer    For
9.3    Approve Affiliation Agreement with MR Beteiligungen 22. GmbH    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Persimmon Plc

 

Meeting Date:   04/28/2021   Country:   United Kingdom   Primary Security ID:   G70202109
Record Date:   04/26/2021   Meeting Type:   Annual   Ticker:   PSN
    Shares Voted:   191,293    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Re-elect Roger Devlin as Director    Mgmt    For    For    For
4    Elect Dean Finch as Director    Mgmt    For    For    For
5    Re-elect Michael Killoran as Director    Mgmt    For    For    For
6    Re-elect Nigel Mills as Director    Mgmt    For    For    For
7    Re-elect Rachel Kentleton as Director    Mgmt    For    For    For
8    Re-elect Simon Litherland as Director    Mgmt    For    For    For
9    Re-elect Joanna Place as Director    Mgmt    For    For    For
10    Elect Annemarie Durbin as Director    Mgmt    For    For    For
11    Elect Andrew Wyllie as Director    Mgmt    For    For    For
12    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
13    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14    Authorise Issue of Equity    Mgmt    For    Refer    For
15    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
17    Adopt New Articles of Association    Mgmt    For    Refer    For
18    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Schneider Electric SE

 

Meeting Date:   04/28/2021   Country:   France   Primary Security ID:   F86921107
Record Date:   04/26/2021   Meeting Type:   Annual/Special   Ticker:   SU
    Shares Voted:   64,410    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 2.60 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    Mgmt    For    Refer    For
5    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
6    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
7    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
9    Reelect Jean-Pascal Tricoire as Director    Mgmt    For    For    For
10    Elect Anna Ohlsson-Leijon as Director    Mgmt    For    For    For
11    Elect Thierry Jacquet as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
12    Elect Zennia Csikos as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
13    Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
14    Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
16    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million    Mgmt    For    For    For
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Schneider Electric SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

19    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    Mgmt    For    For    For
20    Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
21    Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25    Amend Article 13 of Bylaws Re: Editorial Change    Mgmt    For    For    For
26    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Teck Resources Limited

 

Meeting Date:   04/28/2021   Country:   Canada   Primary Security ID:   878742204
Record Date:   03/01/2021   Meeting Type:   Annual/Special   Ticker:   TECK.B
    Shares Voted:   428,883    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for Class A Common and Class B Subordinate Voting Shareholders    Mgmt         
1A    Elect Director Mayank M. Ashar    Mgmt    For    For    For
1B    Elect Director Quan Chong    Mgmt    For    For    For
1C    Elect Director Edward C. Dowling    Mgmt    For    For    For
1D    Elect Director Eiichi Fukuda    Mgmt    For    For    For
1E    Elect Director Toru Higo    Mgmt    For    For    For
1F    Elect Director Norman B. Keevil, III    Mgmt    For    For    For
1G    Elect Director Donald R. Lindsay    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Teck Resources Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1H    Elect Director Sheila A. Murray    Mgmt    For    For    For
1I    Elect Director Tracey L. McVicar    Mgmt    For    For    For
1J    Elect Director Kenneth W. Pickering    Mgmt    For    For    For
1K    Elect Director Una M. Power    Mgmt    For    For    For
1L    Elect Director Timothy R. Snider    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    Refer    Against
4    Amend General By-law No. 1    Mgmt    For    Refer    For

Ambev SA

 

Meeting Date:   04/29/2021   Country:   Brazil   Primary Security ID:   P0273U106
Record Date:     Meeting Type:   Annual   Ticker:   ABEV3
    Shares Voted:   3,209,700    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends    Mgmt    For    For    For
3    Elect Fiscal Council Members    Mgmt    For    Refer    Abstain
4    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
5    Elect Vinicius Balbino Bouhid as Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder    SH    None    Refer    For
6    Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against
7    Approve Remuneration of Fiscal Council Members    Mgmt    For    Refer    For
8    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Ambev SA

 

Meeting Date:   04/29/2021   Country:   Brazil   Primary Security ID:   P0273U106
Record Date:     Meeting Type:   Special   Ticker:   ABEV3
    Shares Voted:   3,209,700    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Amend Article 2    Mgmt    For    Refer    For
2    Amend Article 3 Re: Corporate Purpose    Mgmt    For    For    For
3    Amend Article 5 to Reflect Changes in Capital    Mgmt    For    Refer    For
4    Amend Article 21    Mgmt    For    Refer    For
5    Consolidate Bylaws    Mgmt    For    Refer    For
6    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    Refer    For

AXA SA

 

Meeting Date:   04/29/2021   Country:   France   Primary Security ID:   F06106102
Record Date:   04/27/2021   Meeting Type:   Annual/Special   Ticker:   CS
    Shares Voted:   26,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.43 per Share    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

AXA SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
5    Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    Refer    For
6    Approve Compensation of Thomas Buberl, CEO    Mgmt    For    Refer    For
7    Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020    Mgmt    For    Refer    For
8    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
11    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
12    Reelect Ramon de Oliveira as Director    Mgmt    For    For    For
13    Elect Guillaume Faury as Director    Mgmt    For    For    For
14    Elect Ramon Fernandez as Director    Mgmt    For    For    For
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
16    Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions    Mgmt    For    For    For
18    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    For    For
19    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    Refer    For
20    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
21    Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers    Mgmt    For    For    For
22    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

AXA SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

23    Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million    Mgmt    For    For    For
24    Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
27    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
28    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Annual   Ticker:   AAL
    Shares Voted:   234,009    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Elisabeth Brinton as Director    Mgmt    For    For    For
4    Elect Hilary Maxson as Director    Mgmt    For    For    For
5    Re-elect Ian Ashby as Director    Mgmt    For    For    For
6    Re-elect Marcelo Bastos as Director    Mgmt    For    For    For
7    Re-elect Stuart Chambers as Director    Mgmt    For    For    For
8    Re-elect Mark Cutifani as Director    Mgmt    For    For    For
9    Re-elect Byron Grote as Director    Mgmt    For    For    For
10    Re-elect Hixonia Nyasulu as Director    Mgmt    For    For    For
11    Re-elect Nonkululeko Nyembezi as Director    Mgmt    For    For    For
12    Re-elect Tony O’Neill as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Anglo American Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13    Re-elect Stephen Pearce as Director    Mgmt    For    For    For
14    Re-elect Anne Stevens as Director    Mgmt    For    For    For
15    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21    Adopt New Articles of Association    Mgmt    For    Refer    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Court   Ticker:   AAL
    Shares Voted:   234,009    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court Meeting    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Special   Ticker:   AAL
    Shares Voted:   234,009    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Matters Relating to the Demerger of Thungela Resources Limited    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

GlaxoSmithKline Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   04/30/2021   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   472,236    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Re-elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
4    Re-elect Dame Emma Walmsley as Director    Mgmt    For    For    For
5    Re-elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Vindi Banga as Director    Mgmt    For    For    For
7    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
8    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
9    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
10    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
11    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
12    Re-elect Iain Mackay as Director    Mgmt    For    For    For
13    Re-elect Urs Rohner as Director    Mgmt    For    For    For
14    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
15    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
17    Authorise Issue of Equity    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

GlaxoSmithKline Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   132,892    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Re-elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
4    Re-elect Dame Emma Walmsley as Director    Mgmt    For    For    For
5    Re-elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Vindi Banga as Director    Mgmt    For    For    For
7    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
8    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
9    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
10    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
11    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
12    Re-elect Iain Mackay as Director    Mgmt    For    For    For
13    Re-elect Urs Rohner as Director    Mgmt    For    For    For
14    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
15    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
17    Authorise Issue of Equity    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Unilever Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G92087165
Record Date:   05/03/2021   Meeting Type:   Annual   Ticker:   ULVR
    Shares Voted:   122,137    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Climate Transition Action Plan    Mgmt    For    For    For
5    Re-elect Nils Andersen as Director    Mgmt    For    For    For
6    Re-elect Laura Cha as Director    Mgmt    For    For    For
7    Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8    Re-elect Alan Jope as Director    Mgmt    For    For    For
9    Re-elect Andrea Jung as Director    Mgmt    For    For    For
10    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11    Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
12    Re-elect Youngme Moon as Director    Mgmt    For    For    For
13    Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
14    Re-elect John Rishton as Director    Mgmt    For    For    For
15    Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
16    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
19    Approve SHARES Plan    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Unilever Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
25    Adopt New Articles of Association    Mgmt    For    Refer    For
26    Approve Reduction of the Share Premium Account    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   92,957    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

HeidelbergCement AG

 

Meeting Date:   05/06/2021   Country:   Germany   Primary Security ID:   D31709104
Record Date:   04/14/2021   Meeting Type:   Annual   Ticker:   HEI
    Shares Voted:   111,440    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 2.20 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Bernd Scheifele for Fiscal Year 2020    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Dominik von Achten for Fiscal Year 2020    Mgmt    For    For    For
3.3    Approve Discharge of Management Board Member Lorenz Naeger for Fiscal Year 2020    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Kevin Gluskie for Fiscal Year 2020    Mgmt    For    For    For
3.5    Approve Discharge of Management Board Member Hakan Gurdal for Fiscal Year 2020    Mgmt    For    For    For
3.6    Approve Discharge of Management Board Member Ernest Jelito for Fiscal Year 2020    Mgmt    For    For    For
3.7    Approve Discharge of Management Board Member Jon Morrish for Fiscal Year 2020    Mgmt    For    For    For
3.8    Approve Discharge of Management Board Member Christopher Ward for Fiscal Year 2020    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal Year 2020    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal Year 2020    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal Year 2020    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal Year 2020    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal Year 2020    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal Year 2020    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

HeidelbergCement AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.8    Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal Year 2020    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal Year 2020    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal Year 2020    Mgmt    For    For    For
4.11    Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2020    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
9    Amend Articles Re: Proof of Entitlement    Mgmt    For    Refer    For
10    Amend Articles Re: Dividend in Kind    Mgmt    For    Refer    For
11    Amend Articles Re: Supervisory Board Term of Office    Mgmt    For    Refer    For
12    Amend Affiliation Agreement with HeidelbergCement International Holding GmbH    Mgmt    For    Refer    For

Hochtief AG

 

Meeting Date:   05/06/2021   Country:   Germany   Primary Security ID:   D33134103
Record Date:   04/14/2021   Meeting Type:   Annual   Ticker:   HOT
    Shares Voted:   76,584    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.93 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Hochtief AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8.1    Elect Pedro Jimenez to the Supervisory Board    Mgmt    For    Refer    Against
8.2    Elect Angel Altozano to the Supervisory Board    Mgmt    For    Refer    Against
8.3    Elect Beate Bell to the Supervisory Board    Mgmt    For    Refer    For
8.4    Elect Jose del Valle Perez to the Supervisory Board    Mgmt    For    Refer    Against
8.5    Elect Francisco Sanz to the Supervisory Board    Mgmt    For    Refer    For
8.6    Elect Patricia Geibel-Conrad to the Supervisory Board    Mgmt    For    Refer    For
8.7    Elect Luis Miguelsanz to the Supervisory Board    Mgmt    For    Refer    Against
8.8    Elect Christine Wolff to the Supervisory Board    Mgmt    For    Refer    For

Koninklijke Philips NV

 

Meeting Date:   05/06/2021   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   PHIA
    Shares Voted:   128,980    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Koninklijke Philips NV

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Reelect Marnix van Ginneken to Management Board    Mgmt    For    For    For
4.a    Elect Chua Sock Koong to Supervisory Board    Mgmt    For    For    For
4.b    Elect Indra Nooyi to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   4,308    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5e    Elect Euan Ashley as Director    Mgmt    For    For    For
5f    Re-elect Michel Demare as Director    Mgmt    For    For    For
5g    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

AstraZeneca Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5h    Elect Diana Layfield as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Amend Performance Share Plan    Mgmt    For    For    Against

AstraZeneca Plc

 

Meeting Date:   05/11/2021   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   04/20/2021   Meeting Type:   Special   Ticker:   AZN
    Shares Voted:   4,308    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Acquisition of Alexion Pharmaceuticals, Inc.    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SAP SE

 

Meeting Date:   05/12/2021   Country:   Germany   Primary Security ID:   D66992104
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   SAP
    Shares Voted:   63,387    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 1.85 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6.1    Elect Qi Lu to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Rouven Westphal to the Supervisory Board    Mgmt    For    For    For
7    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
8    Amend Corporate Purpose    Mgmt    For    For    For
9    Amend Articles Re: Proof of Entitlement    Mgmt    For    Refer    For

Prudential Plc

 

Meeting Date:   05/13/2021   Country:   United Kingdom   Primary Security ID:   G72899100
Record Date:   05/11/2021   Meeting Type:   Annual   Ticker:   PRU
    Shares Voted:   349,786    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Elect Chua Sock Koong as Director    Mgmt    For    For    For
4    Elect Ming Lu as Director    Mgmt    For    For    For
5    Elect Jeanette Wong as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Prudential Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6    Re-elect Shriti Vadera as Director    Mgmt    For    For    For
7    Re-elect Jeremy Anderson as Director    Mgmt    For    For    For
8    Re-elect Mark Fitzpatrick as Director    Mgmt    For    For    For
9    Re-elect David Law as Director    Mgmt    For    For    For
10    Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
11    Re-elect Philip Remnant as Director    Mgmt    For    For    For
12    Re-elect Alice Schroeder as Director    Mgmt    For    For    For
13    Re-elect James Turner as Director    Mgmt    For    For    For
14    Re-elect Thomas Watjen as Director    Mgmt    For    For    For
15    Re-elect Michael Wells as Director    Mgmt    For    For    For
16    Re-elect Fields Wicker-Miurin as Director    Mgmt    For    For    For
17    Re-elect Amy Yip as Director    Mgmt    For    For    For
18    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
19    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
21    Authorise Issue of Equity    Mgmt    For    For    For
22    Authorise Issue of Equity to Include Repurchased Shares    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
24    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
25    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
26    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Boerse AG

 

Meeting Date:   05/19/2021   Country:   Germany   Primary Security ID:   D1882G119
Record Date:     Meeting Type:   Annual   Ticker:   DB1
    Shares Voted:   41,641    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1    Elect Karl-Heinz Floether to the Supervisory Board    Mgmt    For    For    For
5.2    Elect Andreas Gottschling to the Supervisory Board    Mgmt    For    For    For
5.3    Elect Martin Jetter to the Supervisory Board    Mgmt    For    For    For
5.4    Elect Barbara Lambert to the Supervisory Board    Mgmt    For    For    For
5.5    Elect Michael Ruediger to the Supervisory Board    Mgmt    For    For    For
5.6    Elect Charles Stonehill to the Supervisory Board    Mgmt    For    For    For
5.7    Elect Clara-Christina Streit to the Supervisory Board    Mgmt    For    For    For
5.8    Elect Chong Lee Tan to the Supervisory Board    Mgmt    For    For    For
6    Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Amend Articles Re: AGM Location    Mgmt    For    Refer    For
9    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

AIA Group Limited

 

Meeting Date:   05/20/2021   Country:   Hong Kong   Primary Security ID:   Y002A1105
Record Date:   05/13/2021   Meeting Type:   Annual   Ticker:   1299
    Shares Voted:   730,192    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Lee Yuan Siong as Director    Mgmt    For    For    For
4    Elect Chung-Kong Chow as Director    Mgmt    For    For    For
5    Elect John Barrie Harrison as Director    Mgmt    For    For    For
6    Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For    For
7    Elect Cesar Velasquez Purisima as Director    Mgmt    For    For    For
8    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
9B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For

Capgemini SE

 

Meeting Date:   05/20/2021   Country:   France   Primary Security ID:   F4973Q101
Record Date:   05/18/2021   Meeting Type:   Annual/Special   Ticker:   CAP
    Shares Voted:   54,928    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.95 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Compensation of Paul Hermelin, Chairman and CEO Until 20 May 2020    Mgmt    For    Refer    For
6    Approve Compensation of Aiman Ezzat, Vice-CEO Until 20 May 2020    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Capgemini SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7    Approve Compensation of Paul Hermelin, Chairman of the Board Since 20 May 2020    Mgmt    For    Refer    For
8    Approve Compensation of Aiman Ezzat, CEO Since 20 May 2020    Mgmt    For    Refer    For
9    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
11    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
12    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
13    Reelect Patrick Pouyanne as Director    Mgmt    For    For    For
14    Elect Tanja Rueckert as Director    Mgmt    For    For    For
15    Elect Kurt Sievers as Director    Mgmt    For    For    For
16    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
17    Amend Articles 12 of Bylaws to Comply with Legal Changes    Mgmt    For    For    For
18    Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers    Mgmt    For    For    For
19    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ENGIE SA

 

Meeting Date:   05/20/2021   Country:   France   Primary Security ID:   F7629A107
Record Date:   05/17/2021   Meeting Type:   Annual/Special   Ticker:   ENGI
    Shares Voted:   6,929    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 0.53 per Share    Mgmt    For    For    For
   Shareholder Proposals Submitted by the Supervisory Board of the Solidarity Employee Mutual Fund Link France    Mgmt         
A    Set the Dividend at EUR 0.35 per Share    SH    Against    Refer    Against
   Ordinary Business    Mgmt         
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Elect Catherine MacGregor as Director    Mgmt    For    For    For
7    Elect Jacinthe Delage as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    For
8    Elect Steven Lambert as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
9    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
10    Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board    Mgmt    For    Refer    For
11    Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020    Mgmt    For    Refer    Against
12    Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
14    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
15    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
16    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries    Mgmt    For    Refer    For
18    Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ENGIE SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

19    Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions    Mgmt    For    For    For
20    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Legal & General Group Plc

 

Meeting Date:   05/20/2021   Country:   United Kingdom   Primary Security ID:   G54404127
Record Date:   05/18/2021   Meeting Type:   Annual   Ticker:   LGEN
    Shares Voted:   2,725,896    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Ric Lewis as Director    Mgmt    For    For    For
4    Elect Nilufer von Bismarck as Director    Mgmt    For    For    For
5    Re-elect Henrietta Baldock as Director    Mgmt    For    For    For
6    Re-elect Philip Broadley as Director    Mgmt    For    For    For
7    Re-elect Jeff Davies as Director    Mgmt    For    For    For
8    Re-elect Sir John Kingman as Director    Mgmt    For    For    For
9    Re-elect Lesley Knox as Director    Mgmt    For    For    For
10    Re-elect George Lewis as Director    Mgmt    For    For    For
11    Re-elect Toby Strauss as Director    Mgmt    For    For    For
12    Re-elect Nigel Wilson as Director    Mgmt    For    For    For
13    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
14    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Approve Remuneration Report    Mgmt    For    Refer    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities    Mgmt    For    For    For
18    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Legal & General Group Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Adopt New Articles of Association    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Lloyds Banking Group Plc

 

Meeting Date:   05/20/2021   Country:   United Kingdom   Primary Security ID:   G5533W248
Record Date:   05/18/2021   Meeting Type:   Annual   Ticker:   LLOY
    Shares Voted:   8,087,038    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Elect Robin Budenberg as Director    Mgmt    For    For    For
3    Re-elect William Chalmers as Director    Mgmt    For    For    For
4    Re-elect Alan Dickinson as Director    Mgmt    For    For    For
5    Re-elect Sarah Legg as Director    Mgmt    For    For    For
6    Re-elect Lord Lupton as Director    Mgmt    For    For    For
7    Re-elect Amanda Mackenzie as Director    Mgmt    For    For    For
8    Re-elect Nick Prettejohn as Director    Mgmt    For    For    For
9    Re-elect Stuart Sinclair as Director    Mgmt    For    For    For
10    Re-elect Catherine Woods as Director    Mgmt    For    For    For
11    Approve Remuneration Report    Mgmt    For    Refer    For
12    Approve Final Dividend    Mgmt    For    For    For
13    Appoint Deloitte LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Lloyds Banking Group Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Approve Deferred Bonus Plan    Mgmt    For    Refer    For
16    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17    Authorise Issue of Equity    Mgmt    For    For    For
18    Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
24    Adopt New Articles of Association    Mgmt    For    Refer    For
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

TechnipFMC plc

 

Meeting Date:   05/20/2021   Country:   United Kingdom   Primary Security ID:   G87110105
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   FTI
    Shares Voted:   452,720    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Douglas J. Pferdehirt    Mgmt    For    For    For
1b    Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c    Elect Director Claire S. Farley    Mgmt    For    For    For
1d    Elect Director Peter Mellbye    Mgmt    For    For    For
1e    Elect Director John O’Leary    Mgmt    For    For    For
1f    Elect Director Margareth Ovrum    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TechnipFMC plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g    Elect Director Kay G. Priestly    Mgmt    For    For    For
1h    Elect Director John Yearwood    Mgmt    For    For    For
1i    Elect Director Sophie Zurquiyah    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Directors’ Remuneration Report    Mgmt    For    For    For
4    Approve Remuneration Policy    Mgmt    For    Refer    For
5    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7    Reappoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor    Mgmt    For    For    For
8    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
9    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
10    Authorise Issue of Equity    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Carrefour SA

 

Meeting Date:   05/21/2021   Country:   France   Primary Security ID:   F13923119
Record Date:   05/19/2021   Meeting Type:   Annual/Special   Ticker:   CA
    Shares Voted:   385,077    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 0.48 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Carrefour SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5    Reelect Alexandre Bompard as Director    Mgmt    For    Refer    For
6    Reelect Philippe Houze as Director    Mgmt    For    Refer    For
7    Reelect Stephane Israel as Director    Mgmt    For    For    For
8    Reelect Claudia Almeida e Silva as Director    Mgmt    For    For    For
9    Reelect Nicolas Bazire as Director    Mgmt    For    Against    For
10    Reelect Stephane Courbit as Director    Mgmt    For    For    For
11    Reelect Aurore Domont as Director    Mgmt    For    For    For
12    Reelect Mathilde Lemoine as Director    Mgmt    For    For    For
13    Reelect Patricia Moulin-Lemoine as Director    Mgmt    For    Refer    For
14    Renew Appointment of Deloitte as Auditor; Acknowledge End of Mandate of BEAS as Alternate Auditor and Decision Not to Renew    Mgmt    For    For    For
15    Acknowledge End of Mandate of KPMG SA as Auditor and Salustro as Alternate Auditor and Decision Not to Replace    Mgmt    For    For    For
16    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
17    Approve Compensation of Alexandre Bompard, Chairman and CEO    Mgmt    For    Refer    For
18    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
19    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
20    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
21    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
22    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million    Mgmt    For    For    For
23    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million    Mgmt    For    For    For
24    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 175 Million    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Carrefour SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

25    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 24    Mgmt    For    For    For
26    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
27    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
28    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
29    Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
   Ordinary Business    Mgmt         
30    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Compagnie Generale des Etablissements Michelin SCA

 

Meeting Date:   05/21/2021   Country:   France   Primary Security ID:   F61824144
Record Date:   05/19/2021   Meeting Type:   Annual/Special   Ticker:   ML
    Shares Voted:   69,116    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends of EUR 2.30 per Share    Mgmt    For    For    For
3    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    Mgmt    For    Refer    For
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Approve Remuneration Policy of General Managers    Mgmt    For    Refer    For
7    Approve Remuneration Policy of Supervisory Board Members    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Compagnie Generale des Etablissements Michelin SCA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
9    Approve Compensation of Florent Menegaux, General Manager    Mgmt    For    Refer    For
10    Approve Compensation of Yves Chapo, Manager    Mgmt    For    Refer    For
11    Approve Compensation of Michel Rollier, Chairman of Supervisory Board    Mgmt    For    Refer    For
12    Ratify Appointment of Jean-Michel Severino as Supervisory Board Member    Mgmt    For    For    For
13    Elect Wolf-Henning Scheider as Supervisory Board Member    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
14    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
15    Amend Article 30 of Bylaws Re: Financial Rights of General Partners    Mgmt    For    Refer    For
16    Amend Article 12 of Bylaws Re: Manager Remuneration    Mgmt    For    Refer    For
17    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Seven & i Holdings Co., Ltd.

 

Meeting Date:   05/27/2021   Country:   Japan   Primary Security ID:   J7165H108
Record Date:   02/28/2021   Meeting Type:   Annual   Ticker:   3382
    Shares Voted:   42,241    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 51    Mgmt    For    For    For
2.1    Elect Director Isaka, Ryuichi    Mgmt    For    For    For
2.2    Elect Director Goto, Katsuhiro    Mgmt    For    For    For
2.3    Elect Director Ito, Junro    Mgmt    For    For    For
2.4    Elect Director Yamaguchi, Kimiyoshi    Mgmt    For    For    For
2.5    Elect Director Maruyama, Yoshimichi    Mgmt    For    For    For
2.6    Elect Director Nagamatsu, Fumihiko    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Seven & i Holdings Co., Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.7    Elect Director Kimura, Shigeki    Mgmt    For    For    For
2.8    Elect Director Joseph M. DePinto    Mgmt    For    For    For
2.9    Elect Director Tsukio, Yoshio    Mgmt    For    For    For
2.10    Elect Director Ito, Kunio    Mgmt    For    For    For
2.11    Elect Director Yonemura, Toshiro    Mgmt    For    For    For
2.12    Elect Director Higashi, Tetsuro    Mgmt    For    For    For
2.13    Elect Director Rudy, Kazuko    Mgmt    For    For    For
3    Appoint Statutory Auditor Habano, Noriyuki    Mgmt    For    Refer    For

Total SE

 

Meeting Date:   05/28/2021   Country:   France   Primary Security ID:   F92124100
Record Date:   05/26/2021   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   88,078    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.64 per Share    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7    Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8    Elect Jacques Aschenbroich as Director    Mgmt    For    For    For
9    Elect Glenn Hubbard as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Total SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
14    Approve the Company’s Sustainable Development and Energy Transition    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
15    Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly    Mgmt    For    For    For
16    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For

Xinyi Solar Holdings Limited

 

Meeting Date:   05/28/2021   Country:   Cayman Islands   Primary Security ID:   G9829N102
Record Date:   05/24/2021   Meeting Type:   Annual   Ticker:   968
    Shares Voted:   2,630,000    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3A1    Elect Chen Xi as Director    Mgmt    For    For    For
3A2    Elect Lee Shing Put as Director    Mgmt    For    For    For
3A3    Elect Cheng Kwok Kin, Paul as Director    Mgmt    For    For    For
3B    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5A    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5B    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
5C    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Wohnen SE

 

Meeting Date:   06/01/2021   Country:   Germany   Primary Security ID:   D2046U176
Record Date:   05/10/2021   Meeting Type:   Annual   Ticker:   DWNI
    Shares Voted:   195,943    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 1.03 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Michael Zahn for Fiscal Year 2020    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Philip Grosse for Fiscal Year 2020    Mgmt    For    For    For
3.3    Approve Discharge of Management Board Member Henrik Thomsen for Fiscal Year 2020    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Lars Urbansky for Fiscal Year 2020    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Matthias Huenlein for Fiscal Year 2020    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Juergen Fenk (from June 5, 2020) for Fiscal Year 2020    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Arwed Fischer for Fiscal Year 2020    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Kerstin Guenther (from June 5, 2020) for Fiscal Year 2020    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Tina Kleingarn for Fiscal Year 2020    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Andreas Kretschmer (until June 5, 2020 for Fiscal Year 2020    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Florian Stetter for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6    Elect Florian Stetter to the Supervisory Board    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Wohnen SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    Mgmt    For    Refer    For
10    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares (item withdrawn)    Mgmt    For    For    Against
11    Authorize Use of Financial Derivatives when Repurchasing Shares (item withdrawn)    Mgmt    For    Refer    Against

Compagnie de Saint-Gobain SA

 

Meeting Date:   06/03/2021   Country:   France   Primary Security ID:   F80343100
Record Date:   06/01/2021   Meeting Type:   Annual/Special   Ticker:   SGO
    Shares Voted:   1,280    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.33 per Share    Mgmt    For    For    For
4    Elect Benoit Bazin as Director    Mgmt    For    For    For
5    Reelect Pamela Knapp as Director    Mgmt    For    For    For
6    Reelect Agnes Lemarchand as Director    Mgmt    For    For    For
7    Reelect Gilles Schnepp as Director    Mgmt    For    Refer    For
8    Reelect Sibylle Daunis as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
9    Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO    Mgmt    For    Refer    For
10    Approve Compensation of Benoit Bazin, Vice-CEO    Mgmt    For    Refer    For
11    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
12    Approve Remuneration Policy of Chairman and CEO Until 30 June 2021    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Vice-CEO Until 30 June 2021    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Compagnie de Saint-Gobain SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

14    Approve Remuneration Policy of CEO Since 1 July 2021    Mgmt    For    Refer    For
15    Approve Remuneration Policy of Chairman of the Board Since 1 July 2021    Mgmt    For    Refer    For
16    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
18    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million    Mgmt    For    For    For
19    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million    Mgmt    For    For    For
20    Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million    Mgmt    For    Refer    For
21    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
22    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
23    Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
24    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
27    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Dollarama Inc.

 

Meeting Date:   06/09/2021   Country:    Canada   Primary Security ID:   25675T107
Record Date:   04/15/2021   Meeting Type:    Annual   Ticker:   DOL
    Shares Voted:    159,278    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A    Elect Director Joshua Bekenstein    Mgmt    For    For    For
1B    Elect Director Gregory David    Mgmt    For    For    For
1C    Elect Director Elisa D. Garcia C.    Mgmt    For    For    For
1D    Elect Director Stephen Gunn    Mgmt    For    For    For
1E    Elect Director Kristin Mugford    Mgmt    For    For    For
1F    Elect Director Nicholas Nomicos    Mgmt    For    For    For
1G    Elect Director Neil Rossy    Mgmt    For    For    For
1H    Elect Director Samira Sakhia    Mgmt    For    For    For
1I    Elect Director Huw Thomas    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
   Shareholder Proposal    Mgmt         
4    SP 1: Production of an Annual Report on Risks to Human Rights Arising Out of the Use of Third-Party Employment Agencies    SH    Against    Against    Against

WPP Plc

 

Meeting Date:   06/09/2021   Country:    Jersey   Primary Security ID:   G9788D103
Record Date:   06/08/2021   Meeting Type:    Annual   Ticker:   WPP
    Shares Voted:    768,254    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Compensation Committee Report    Mgmt    For    Refer    For
4    Elect Angela Ahrendts as Director    Mgmt    For    For    For
5    Elect Tom Ilube as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

WPP Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6    Elect Ya-Qin Zhang as Director    Mgmt    For    For    For
7    Re-elect Jacques Aigrain as Director    Mgmt    For    For    For
8    Re-elect Sandrine Dufour as Director    Mgmt    For    For    For
9    Re-elect Tarek Farahat as Director    Mgmt    For    For    For
10    Re-elect Roberto Quarta as Director    Mgmt    For    For    For
11    Re-elect Mark Read as Director    Mgmt    For    For    For
12    Re-elect John Rogers as Director    Mgmt    For    For    For
13    Re-elect Cindy Rose as Director    Mgmt    For    For    For
14    Re-elect Nicole Seligman as Director    Mgmt    For    For    For
15    Re-elect Sally Susman as Director    Mgmt    For    For    For
16    Re-elect Keith Weed as Director    Mgmt    For    For    For
17    Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For
18    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
19    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
24    Adopt New Articles of Association    Mgmt    For    Refer    For

LARGAN Precision Co., Ltd.

 

Meeting Date:   06/10/2021   Country:    Taiwan   Primary Security ID:   Y52144105
Record Date:   04/09/2021   Meeting Type:    Annual   Ticker:   3008
    Shares Voted:    59,000    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

LARGAN Precision Co., Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Approve Profit Distribution    Mgmt    For    For    For
3    Approve Amendments to Articles of Association    Mgmt    For    Refer    For
4    Approve Amendment to Rules and Procedures for Election of Directors and Supervisors    Mgmt    For    Refer    For

Terumo Corp.

 

Meeting Date:   06/22/2021   Country:    Japan   Primary Security ID:   J83173104
Record Date:   03/31/2021   Meeting Type:    Annual   Ticker:   4543
    Shares Voted:    187,161    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 15    Mgmt    For    For    For
2.1    Elect Director Mimura, Takayoshi    Mgmt    For    For    For
2.2    Elect Director Sato, Shinjiro    Mgmt    For    For    For
2.3    Elect Director Takagi, Toshiaki    Mgmt    For    For    For
2.4    Elect Director Hatano, Shoji    Mgmt    For    For    For
2.5    Elect Director Nishikawa, Kyo    Mgmt    For    For    For
2.6    Elect Director Kuroda, Yukiko    Mgmt    For    For    For
2.7    Elect Director Nishi, Hidenori    Mgmt    For    For    For
2.8    Elect Director Ozawa, Keiya    Mgmt    For    For    For
3.1    Elect Director and Audit Committee Member Shibazaki, Takanori    Mgmt    For    For    For
3.2    Elect Director and Audit Committee Member Nakamura, Masaichi    Mgmt    For    For    For
3.3    Elect Director and Audit Committee Member Uno, Soichiro    Mgmt    For    For    For
4    Elect Alternate Director and Audit Committee Member Sakaguchi, Koichi    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Subaru Corp.

 

Meeting Date:   06/23/2021   Country:    Japan   Primary Security ID:   J7676H100
Record Date:   03/31/2021   Meeting Type:    Annual   Ticker:   7270
    Shares Voted:    505,823    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 28    Mgmt    For    For    For
2.1    Elect Director Nakamura, Tomomi    Mgmt    For    For    For
2.2    Elect Director Hosoya, Kazuo    Mgmt    For    For    For
2.3    Elect Director Mizuma, Katsuyuki    Mgmt    For    For    For
2.4    Elect Director Onuki, Tetsuo    Mgmt    For    For    For
2.5    Elect Director Osaki, Atsushi    Mgmt    For    For    For
2.6    Elect Director Hayata, Fumiaki    Mgmt    For    For    For
2.7    Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.8    Elect Director Yago, Natsunosuke    Mgmt    For    For    For
2.9    Elect Director Doi, Miwako    Mgmt    For    For    For
3    Appoint Statutory Auditor Kato, Yoichi    Mgmt    For    Refer    For
4    Appoint Alternate Statutory Auditor Ryu, Hirohisa    Mgmt    For    Refer    For

Fresnillo Plc

 

Meeting Date:   06/24/2021   Country:    United Kingdom   Primary Security ID:   G371E2108
Record Date:   06/22/2021   Meeting Type:    Annual   Ticker:   FRES
    Shares Voted:    603,685    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4    Re-elect Alejandro Bailleres as Director    Mgmt    For    Against    Against
5    Re-elect Juan Bordes as Director    Mgmt    For    For    For
6    Re-elect Arturo Fernandez as Director    Mgmt    For    For    For
7    Re-elect Fernando Ruiz as Director    Mgmt    For    Against    Against
8    Elect Eduardo Cepeda as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Fresnillo Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9    Re-elect Charles Jacobs as Director    Mgmt    For    For    For
10    Re-elect Barbara Laguera as Director    Mgmt    For    For    For
11    Re-elect Alberto Tiburcio as Director    Mgmt    For    For    For
12    Re-elect Dame Judith Macgregor as Director    Mgmt    For    For    For
13    Re-elect Georgina Kessel as Director    Mgmt    For    For    For
14    Re-elect Guadalupe de la Vega as Director    Mgmt    For    For    For
15    Elect Hector Rangel as Director    Mgmt    For    For    For
16    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
17    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
23    Adopt New Articles of Association    Mgmt    For    Refer    For

Reliance Industries Ltd.

 

Meeting Date:   06/24/2021   Country:    India   Primary Security ID:   Y72596102
Record Date:   06/17/2021   Meeting Type:    Annual   Ticker:   500325
    Shares Voted:    258,069    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Elect Nikhil R. Meswani as Director    Mgmt    For    Refer    For
4    Elect Pawan Kumar Kapil as Director    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Reliance Industries Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5    Reelect Shumeet Banerji as Director    Mgmt    For    For    For
6    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

ORIX Corp.

 

Meeting Date:   06/25/2021   Country:    Japan   Primary Security ID:   J61933123
Record Date:   03/31/2021   Meeting Type:    Annual   Ticker:   8591
    Shares Voted:    494,451    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
2.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
2.2    Elect Director Irie, Shuji    Mgmt    For    For    For
2.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
2.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
2.5    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
2.6    Elect Director Stan Koyanagi    Mgmt    For    For    For
2.7    Elect Director Takenaka, Heizo    Mgmt    For    For    For
2.8    Elect Director Michael Cusumano    Mgmt    For    For    For
2.9    Elect Director Akiyama, Sakie    Mgmt    For    For    For
2.10    Elect Director Watanabe, Hiroshi    Mgmt    For    For    For
2.11    Elect Director Sekine, Aiko    Mgmt    For    For    For
2.12    Elect Director Hodo, Chikatomo    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Shimadzu Corp.

 

Meeting Date:   06/25/2021   Country:    Japan   Primary Security ID:   J72165129
Record Date:   03/31/2021   Meeting Type:    Annual   Ticker:   7701
    Shares Voted:    232,500    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 19    Mgmt    For    For    For
2.1    Elect Director Nakamoto, Akira    Mgmt    For    For    For
2.2    Elect Director Ueda, Teruhisa    Mgmt    For    For    For
2.3    Elect Director Miura, Yasuo    Mgmt    For    For    For
2.4    Elect Director Kitaoka, Mitsuo    Mgmt    For    For    For
2.5    Elect Director Yamamoto, Yasunori    Mgmt    For    For    For
2.6    Elect Director Wada, Hiroko    Mgmt    For    For    For
2.7    Elect Director Hanai, Nobuo    Mgmt    For    For    For
2.8    Elect Director Nakanishi, Yoshiyuki    Mgmt    For    For    For
3    Appoint Statutory Auditor Fujii, Hiroyuki    Mgmt    For    Refer    For

ZOZO, Inc.

 

Meeting Date:   06/25/2021   Country:    Japan   Primary Security ID:   J9893A108
Record Date:   03/31/2021   Meeting Type:    Annual   Ticker:   3092
    Shares Voted:    231,549    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 26    Mgmt    For    For    For
2.1    Elect Director Sawada, Kotaro    Mgmt    For    For    For
2.2    Elect Director Yanagisawa, Koji    Mgmt    For    For    For
2.3    Elect Director Hirose, Fuminori    Mgmt    For    For    For
2.4    Elect Director Kawabe, Kentaro    Mgmt    For    For    For
2.5    Elect Director Ozawa, Takao    Mgmt    For    For    For
2.6    Elect Director Ono, Koji    Mgmt    For    For    For
2.7    Elect Director Hotta, Kazunori    Mgmt    For    For    For
2.8    Elect Director Saito, Taro    Mgmt    For    For    For
3    Approve Restricted Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Tokio Marine Holdings, Inc.

 

Meeting Date:   06/28/2021   Country:   Japan   Primary Security ID:   J86298106
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   8766
    Shares Voted:   55,281    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 100    Mgmt    For    For    For
2.1    Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.2    Elect Director Komiya, Satoru    Mgmt    For    For    For
2.3    Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.4    Elect Director Harashima, Akira    Mgmt    For    For    For
2.5    Elect Director Okada, Kenji    Mgmt    For    For    For
2.6    Elect Director Endo, Yoshinari    Mgmt    For    For    For
2.7    Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.8    Elect Director Mimura, Akio    Mgmt    For    For    For
2.9    Elect Director Egawa, Masako    Mgmt    For    For    For
2.10    Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.11    Elect Director Endo, Nobuhiro    Mgmt    For    For    For
2.12    Elect Director Katanozaka, Shinya    Mgmt    For    For    For
2.13    Elect Director Osono, Emi    Mgmt    For    For    For
2.14    Elect Director Moriwaki, Yoichi    Mgmt    For    For    For
3    Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

SMC Corp. (Japan)

 

Meeting Date:   06/29/2021   Country:   Japan   Primary Security ID:   J75734103
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   6273
    Shares Voted:   12,900    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 300    Mgmt    For    For    For
2.1    Elect Director Takada, Yoshiki    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SMC Corp. (Japan)

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.2    Elect Director Isoe, Toshio    Mgmt    For    For    For
2.3    Elect Director Ota, Masahiro    Mgmt    For    For    For
2.4    Elect Director Maruyama, Susumu    Mgmt    For    For    For
2.5    Elect Director Samuel Neff    Mgmt    For    For    For
2.6    Elect Director Doi, Yoshitada    Mgmt    For    For    For
2.7    Elect Director Kaizu, Masanobu    Mgmt    For    For    For
2.8    Elect Director Kagawa, Toshiharu    Mgmt    For    For    For
2.9    Elect Director Iwata, Yoshiko    Mgmt    For    For    For
2.10    Elect Director Miyazaki, Kyoichi    Mgmt    For    For    For

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:   06/30/2021   Country:   China   Primary Security ID:   Y2882R102
Record Date:   06/24/2021   Meeting Type:   Annual   Ticker:   000651
    Shares Voted:   691,209    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Report of the Board of Directors    Mgmt    For    For    For
2    Approve Report of the Board of Supervisors    Mgmt    For    For    For
3    Approve Financial Report    Mgmt    For    For    For
4    Approve Annual Report and Summary    Mgmt    For    For    For
5    Approve Profit Distribution    Mgmt    For    For    For
6    Approve Appointment of Auditor    Mgmt    For    For    For
7    Approve Foreign Exchange Derivatives Trading Business    Mgmt    For    Refer    For
8    Approve Use of Own Idle Funds for Investment in Financial Products    Mgmt    For    Refer    For
9    Approve Daily Related Party Transactions    Mgmt    For    Refer    For
10    Approve Amendments to Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Gree Electric Appliances, Inc. of Zhuhai

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11    Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    Refer    Against
12    Approve Employee Share Purchase Plan (Draft) and Summary    SH    For    Refer    Against
13    Approve Authorization of Board to Handle All Related Matters    SH    For    Refer    Against

DELAWARE IVY VIP LIMITED-TERM BOND

(prior to July 1, 2021, Ivy VIP Limited-Term Bond)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP MID CAP GROWTH

(prior to July 1, 2021, Ivy VIP Mid Cap Growth)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

CrowdStrike Holdings, Inc.

 

Meeting Date:   07/06/2020   Country:   USA   Primary Security ID:   22788C105
Record Date:   05/11/2020   Meeting Type:   Annual   Ticker:   CRWD
    Shares Voted:   19,868    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Denis J. O’Leary    Mgmt    For    Refer    Withhold
1.2    Elect Director Joseph E. Sexton    Mgmt    For    Refer    Withhold
1.3    Elect Director Godfrey R. Sullivan    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:   08/06/2020   Country:   USA   Primary Security ID:   285512109
Record Date:   06/12/2020   Meeting Type:   Annual   Ticker:   EA
    Shares Voted:   134,327    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

ABIOMED, Inc.

 

Meeting Date:   08/12/2020   Country:   USA   Primary Security ID:   003654100
Record Date:   06/15/2020   Meeting Type:   Annual   Ticker:   ABMD
    Shares Voted:   38,195    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Dorothy E. Puhy    Mgmt    For    For    For
1.2    Elect Director Paul G. Thomas    Mgmt    For    For    For
1.3    Elect Director Christopher D. Van Gorder    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:   08/18/2020   Country:   USA   Primary Security ID:   595017104
Record Date:   06/24/2020   Meeting Type:   Annual   Ticker:   MCHP
    Shares Voted:   101,230    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Steve Sanghi    Mgmt    For    For    For
1.2    Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3    Elect Director L.B. Day    Mgmt    For    For    For
1.4    Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5    Elect Director Wade F. Meyercord    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Noble Energy, Inc.

 

Meeting Date:   10/02/2020   Country:   USA   Primary Security ID:   655044105
Record Date:   08/21/2020   Meeting Type:   Special   Ticker:   NBL
    Shares Voted:   494,735    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Maxim Integrated Products, Inc.

 

Meeting Date:   10/08/2020   Country:   USA   Primary Security ID:   57772K101
Record Date:   08/31/2020   Meeting Type:   Special   Ticker:   MXIM
    Shares Voted:   172,782    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

RPM International Inc.

 

Meeting Date:   10/08/2020   Country:   USA   Primary Security ID:   749685103
Record Date:   08/14/2020   Meeting Type:   Annual   Ticker:   RPM
    Shares Voted:   110,952    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Julie A. Lagacy    Mgmt    For    For    For
1.2    Elect Director Robert A. Livingston    Mgmt    For    For    For
1.3    Elect Director Frederick R. Nance    Mgmt    For    For    For
1.4    Elect Director William B. Summers, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Bio-Techne Corporation

 

Meeting Date:   10/29/2020   Country:   USA   Primary Security ID:   09073M104
Record Date:   09/03/2020   Meeting Type:   Annual   Ticker:   TECH
    Shares Voted:   20,870    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Fix Number of Directors at Nine    Mgmt    For    Refer    For
2a    Elect Director Robert V. Baumgartner    Mgmt    For    For    For
2b    Elect Director Julie L. Bushman    Mgmt    For    For    For
2c    Elect Director John L. Higgins    Mgmt    For    For    For
2d    Elect Director Joseph D. Keegan    Mgmt    For    For    For
2e    Elect Director Charles R. Kummeth    Mgmt    For    For    For
2f    Elect Director Roeland Nusse    Mgmt    For    For    For
2g    Elect Director Alpna Seth    Mgmt    For    For    For
2h    Elect Director Randolph Steer    Mgmt    For    For    For
2i    Elect Director Rupert Vessey    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify KPMG, LLP as Auditors    Mgmt    For    For    For

Teladoc Health, Inc.

 

Meeting Date:   10/29/2020   Country:   USA   Primary Security ID:   87918A105
Record Date:   09/08/2020   Meeting Type:   Special   Ticker:   TDOC
    Shares Voted:   348    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Increase Authorized Common Stock    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Maxim Integrated Products, Inc.

 

Meeting Date:   11/05/2020   Country:   USA   Primary Security ID:   57772K101
Record Date:   09/11/2020   Meeting Type:   Annual   Ticker:   MXIM
    Shares Voted:   156,163    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1a    Elect Director William (Bill) P. Sullivan    Mgmt    For    For    For
1b    Elect Director Tunc Doluca    Mgmt    For    For    For
1c    Elect Director Tracy C. Accardi    Mgmt    For    For    For
1d    Elect Director James R. Bergman    Mgmt    For    For    For
1e    Elect Director Joseph R. Bronson    Mgmt    For    For    For
1f    Elect Director Robert E. Grady    Mgmt    For    For    For
1g    Elect Director Mercedes Johnson    Mgmt    For    For    For
1h    Elect Director William D. Watkins    Mgmt    For    For    For
1i    Elect Director MaryAnn Wright    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

II-VI Incorporated

 

Meeting Date:   11/09/2020   Country:   USA   Primary Security ID:   902104108
Record Date:   09/15/2020   Meeting Type:   Annual   Ticker:   IIVI
    Shares Voted:   149,831    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Joseph J. Corasanti    Mgmt    For    For    For
1b    Elect Director Patricia Hatter    Mgmt    For    For    For
1c    Elect Director Marc Y. E. Pelaez    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Palo Alto Networks, Inc.

 

Meeting Date:   12/09/2020   Country:   USA   Primary Security ID:   697435105
Record Date:   10/13/2020   Meeting Type:   Annual   Ticker:   PANW
    Shares Voted:   25,188    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Nikesh Arora    Mgmt    For    Refer    Withhold
1b    Elect Director Carl Eschenbach    Mgmt    For    Withhold    Withhold
1c    Elect Director Lorraine Twohill    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Guidewire Software, Inc.

 

Meeting Date:   12/15/2020   Country:   USA   Primary Security ID:   40171V100
Record Date:   10/19/2020   Meeting Type:   Annual   Ticker:   GWRE
    Shares Voted:   97,297    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Andrew Brown    Mgmt    For    For    For
1b    Elect Director Margaret Dillon    Mgmt    For    For    For
1c    Elect Director Michael Keller    Mgmt    For    For    For
1d    Elect Director Catherine P. Lego    Mgmt    For    For    For
1e    Elect Director Michael (Mike) Rosenbaum    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Approve Omnibus Stock Plan    Mgmt    For    For    For
6    Adopt Simple Majority Vote    SH    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Scotts Miracle-Gro Company

 

Meeting Date:   01/25/2021   Country:   USA   Primary Security ID:   810186106
Record Date:   11/30/2020   Meeting Type:   Annual   Ticker:   SMG
    Shares Voted:   58,708    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Thomas N. Kelly, Jr.    Mgmt    For    For    For
1.2    Elect Director Peter E. Shumlin    Mgmt    For    For    For
1.3    Elect Director John R. Vines    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Brooks Automation, Inc.

 

Meeting Date:   01/26/2021   Country:   USA   Primary Security ID:   114340102
Record Date:   12/09/2020   Meeting Type:   Annual   Ticker:   BRKS
    Shares Voted:   81,796    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robyn C. Davis    Mgmt    For    For    For
1.2    Elect Director Joseph R. Martin    Mgmt    For    For    For
1.3    Elect Director Erica J. McLaughlin    Mgmt    For    For    For
1.4    Elect Director Krishna G. Palepu    Mgmt    For    For    For
1.5    Elect Director Michael Rosenblatt    Mgmt    For    For    For
1.6    Elect Director Stephen S. Schwartz    Mgmt    For    For    For
1.7    Elect Director Alfred Woollacott, III    Mgmt    For    For    For
1.8    Elect Director Mark S. Wrighton    Mgmt    For    For    For
1.9    Elect Director Ellen M. Zane    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Agilent Technologies, Inc.

 

Meeting Date:   03/17/2021   Country:   USA   Primary Security ID:   00846U101
Record Date:   01/19/2021   Meeting Type:   Annual   Ticker:   A
    Shares Voted:   71,511    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Mala Anand    Mgmt    For    For    For
1.2    Elect Director Koh Boon Hwee    Mgmt    For    For    For
1.3    Elect Director Michael R. McMullen    Mgmt    For    For    For
1.4    Elect Director Daniel K. Podolsky    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Keysight Technologies, Inc.

 

Meeting Date:   03/18/2021   Country:   USA   Primary Security ID:   49338L103
Record Date:   01/19/2021   Meeting Type:   Annual   Ticker:   KEYS
    Shares Voted:   103,892    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ronald S. Nersesian    Mgmt    For    For    For
1.2    Elect Director Charles J. Dockendorff    Mgmt    For    For    For
1.3    Elect Director Robert A. Rango    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

A. O. Smith Corporation

 

Meeting Date:   04/13/2021   Country:   USA   Primary Security ID:   831865209
Record Date:   02/16/2021   Meeting Type:   Annual   Ticker:   AOS
    Shares Voted:   189,801    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ronald D. Brown    Mgmt    For    For    For
1.2    Elect Director Ilham Kadri    Mgmt    For    For    For
1.3    Elect Director Idelle K. Wolf    Mgmt    For    For    For
1.4    Elect Director Gene C. Wulf    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Genmab A/S

 

Meeting Date:   04/13/2021   Country:   Denmark   Primary Security ID:   K3967W102
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   GMAB
    Shares Voted:   210,270    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Receive Report of Board    Mgmt         
2    Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board    Mgmt    For    For    For
3    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For
4    Approve Remuneration Report (Advisory Vote)    Mgmt    For    Refer    For
5.a    Reelect Deirdre P. Connelly as Director    Mgmt    For    For    For
5.b    Reelect Pernille Erenbjerg as Director    Mgmt    For    For    For
5.c    Reelect Rolf Hoffmann as Director    Mgmt    For    For    For
5.d    Reelect Paolo Paoletti as Director    Mgmt    For    For    For
5.e    Reelect Jonathan Peacock as Director    Mgmt    For    For    For
5.f    Reelect Anders Gersel Pedersen as Director    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Genmab A/S

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

7.a    Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
7.b    Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair)    Mgmt    For    Refer    For
7.c    Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes)    Mgmt    For    Refer    For
7.d    Authorize Share Repurchase Program    Mgmt    For    For    For
7.e    Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million    Mgmt    For    For    For
7.f    Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
7.g    Allow Shareholder Meetings to be Held by Electronic Means Only    Mgmt    For    Refer    For
8    Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    Mgmt    For    For    For
9    Other Business    Mgmt         

Marvell Technology Group Ltd.

 

Meeting Date:   04/15/2021   Country:   Bermuda   Primary Security ID:   G5876H105
Record Date:   02/25/2021   Meeting Type:   Special   Ticker:   MRVL
    Shares Voted:   198,060    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Reduce Supermajority Vote Requirement to Approve Merger    Mgmt    For    For    For
2    Approve Merger Agreement    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Intuitive Surgical, Inc.

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   46120E602
Record Date:   03/05/2021   Meeting Type:   Annual   Ticker:   ISRG
    Shares Voted:   13,656    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Craig H. Barratt    Mgmt    For    For    For
1b    Elect Director Joseph C. Beery    Mgmt    For    For    For
1c    Elect Director Gary S. Guthart    Mgmt    For    For    For
1d    Elect Director Amal M. Johnson    Mgmt    For    For    For
1e    Elect Director Don R. Kania    Mgmt    For    For    For
1f    Elect Director Amy L. Ladd    Mgmt    For    For    For
1g    Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1h    Elect Director Alan J. Levy    Mgmt    For    For    For
1i    Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1j    Elect Director Monica P. Reed    Mgmt    For    For    For
1k    Elect Director Mark J. Rubash    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   78486Q101
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   SIVB
    Shares Voted:   29,931    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Greg Becker    Mgmt    For    For    For
1.2    Elect Director Eric Benhamou    Mgmt    For    For    For
1.3    Elect Director John Clendening    Mgmt    For    For    For
1.4    Elect Director Richard Daniels    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

SVB Financial Group

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5    Elect Director Alison Davis    Mgmt    For    For    For
1.6    Elect Director Roger Dunbar    Mgmt    For    For    For
1.7    Elect Director Joel Friedman    Mgmt    For    For    For
1.8    Elect Director Jeffrey Maggioncalda    Mgmt    For    For    For
1.9    Elect Director Beverly Kay Matthews    Mgmt    For    For    For
1.10    Elect Director Mary Miller    Mgmt    For    For    For
1.11    Elect Director Kate Mitchell    Mgmt    For    For    For
1.12    Elect Director Garen Staglin    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Fastenal Company

 

Meeting Date:   04/24/2021   Country:   USA   Primary Security ID:   311900104
Record Date:   02/24/2021   Meeting Type:   Annual   Ticker:   FAST
    Shares Voted:   297,584    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Scott A. Satterlee    Mgmt    For    For    For
1b    Elect Director Michael J. Ancius    Mgmt    For    For    For
1c    Elect Director Stephen L. Eastman    Mgmt    For    For    For
1d    Elect Director Daniel L. Florness    Mgmt    For    For    For
1e    Elect Director Rita J. Heise    Mgmt    For    For    For
1f    Elect Director Hsenghung Sam Hsu    Mgmt    For    For    For
1g    Elect Director Daniel L. Johnson    Mgmt    For    For    For
1h    Elect Director Nicholas J. Lundquist    Mgmt    For    For    For
1i    Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

BorgWarner Inc.

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   099724106
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   BWA
    Shares Voted:   265,448    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1A    Elect Director Nelda J. Connors    Mgmt    For    For    For
1B    Elect Director Dennis C. Cuneo    Mgmt    For    For    For
1C    Elect Director David S. Haffner    Mgmt    For    For    For
1D    Elect Director Michael S. Hanley    Mgmt    For    For    For
1E    Elect Director Frederic B. Lissalde    Mgmt    For    For    For
1F    Elect Director Paul A. Mascarenas    Mgmt    For    For    For
1G    Elect Director Shaun E. McAlmont    Mgmt    For    For    For
1H    Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1I    Elect Director Alexis P. Michas    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For

Horizon Therapeutics Public Limited Company

 

Meeting Date:   04/29/2021   Country:   Ireland   Primary Security ID:   G46188101
Record Date:   02/24/2021   Meeting Type:   Annual   Ticker:   HZNP
    Shares Voted:   33,619    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director William F. Daniel    Mgmt    For    For    For
1b    Elect Director H. Thomas Watkins    Mgmt    For    For    For
1c    Elect Director Pascale Witz    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Horizon Therapeutics Public Limited Company

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:   05/03/2021   Country:   USA   Primary Security ID:   70432V102
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   PAYC
    Shares Voted:   24,138    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Robert J. Levenson    Mgmt    For    Refer    Withhold
1.2    Elect Director Frederick C. Peters, II    Mgmt    For    Refer    Withhold
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Report on Plans to Improve Diversity of Executive Leadership    SH    None    For    For

Edwards Lifesciences Corporation

 

Meeting Date:   05/04/2021   Country:   USA   Primary Security ID:   28176E108
Record Date:   03/10/2021   Meeting Type:   Annual   Ticker:   EW
    Shares Voted:   115,643    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1.2    Elect Director Leslie S. Heisz    Mgmt    For    For    For
1.3    Elect Director Paul A. LaViolette    Mgmt    For    For    For
1.4    Elect Director Steven R. Loranger    Mgmt    For    For    For
1.5    Elect Director Martha H. Marsh    Mgmt    For    For    For
1.6    Elect Director Michael A. Mussallem    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Edwards Lifesciences Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.7    Elect Director Ramona Sequeira    Mgmt    For    For    For
1.8    Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4    Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Refer    Against

Trex Company, Inc.

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   89531P105
Record Date:   03/10/2021   Meeting Type:   Annual   Ticker:   TREX
    Shares Voted:   138,876    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director James E. Cline    Mgmt    For    For    For
1.2    Elect Director Bryan H. Fairbanks    Mgmt    For    For    For
1.3    Elect Director Gena C. Lovett    Mgmt    For    For    For
1.4    Elect Director Patricia B. Robinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Teradyne, Inc.

 

Meeting Date:   05/07/2021   Country:   USA   Primary Security ID:   880770102
Record Date:   03/11/2021   Meeting Type:   Annual   Ticker:   TER
    Shares Voted:   139,384    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Michael A. Bradley    Mgmt    For    For    For
1b    Elect Director Edwin J. Gillis    Mgmt    For    For    For
1c    Elect Director Timothy E. Guertin    Mgmt    For    For    For
1d    Elect Director Peter Herweck    Mgmt    For    For    For
1e    Elect Director Mark E. Jagiela    Mgmt    For    For    For
1f    Elect Director Mercedes Johnson    Mgmt    For    For    For
1g    Elect Director Marilyn Matz    Mgmt    For    For    For
1h    Elect Director Paul J. Tufano    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Amend Omnibus Stock Plan    Mgmt    For    For    For
7    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

The Middleby Corporation

 

Meeting Date:   05/10/2021   Country:   USA   Primary Security ID:   596278101
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   MIDD
    Shares Voted:   87,832    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Sarah Palisi Chapin    Mgmt    For    For    For
1.2    Elect Director Timothy J. FitzGerald    Mgmt    For    For    For
1.3    Elect Director Cathy L. McCarthy    Mgmt    For    For    For
1.4    Elect Director John R. Miller, III    Mgmt    For    For    For
1.5    Elect Director Robert A. Nerbonne    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Middleby Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.6    Elect Director Gordon O’Brien    Mgmt    For    For    For
1.7    Elect Director Nassem Ziyad    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

TransUnion

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   89400J107
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   TRU
    Shares Voted:   147,066    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director William P. (Billy) Bosworth    Mgmt    For    For    For
1b    Elect Director Suzanne P. Clark    Mgmt    For    For    For
1c    Elect Director Kermit R. Crawford    Mgmt    For    For    For
1d    Elect Director Russell P. Fradin    Mgmt    For    For    For
1e    Elect Director Pamela A. Joseph    Mgmt    For    For    For
1f    Elect Director Thomas L. Monahan, III    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   902252105
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   TYL
    Shares Voted:   26,110    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Glenn A. Carter    Mgmt    For    For    For
1b    Elect Director Brenda A. Cline    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Tyler Technologies, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1c    Elect Director Ronnie D. Hawkins, Jr.    Mgmt    For    For    For
1d    Elect Director Mary L. Landrieu    Mgmt    For    For    For
1e    Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1f    Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1g    Elect Director Daniel M. Pope    Mgmt    For    For    For
1h    Elect Director Dustin R. Womble    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

First Republic Bank

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   33616C100
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   FRC
    Shares Voted:   76,476    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director James H. Herbert, II    Mgmt    For    For    For
1b    Elect Director Katherine August-deWilde    Mgmt    For    For    For
1c    Elect Director Hafize Gaye Erkan    Mgmt    For    For    For
1d    Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
1e    Elect Director Boris Groysberg    Mgmt    For    For    For
1f    Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1g    Elect Director Pamela J. Joyner    Mgmt    For    For    For
1h    Elect Director Reynold Levy    Mgmt    For    For    For
1i    Elect Director Duncan L. Niederauer    Mgmt    For    For    For
1j    Elect Director George G.C. Parker    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Five9, Inc.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   338307101
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   FIVN
    Shares Voted:   53,202    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Michael Burdiek    Mgmt    For    Refer    For
1.2    Elect Director David DeWalt    Mgmt    For    Refer    For
1.3    Elect Director Susan Barsamian    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

IDEX Corporation

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   45167R104
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   IEX
    Shares Voted:   49,716    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director William M. Cook    Mgmt    For    For    For
1b    Elect Director Mark A. Buthman    Mgmt    For    For    For
1c    Elect Director Lakecia N. Gunter    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Laboratory Corporation of America Holdings

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   50540R409
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   LH
    Shares Voted:   42,627    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b    Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c    Elect Director Jeffrey A. Davis    Mgmt    For    For    For
1d    Elect Director D. Gary Gilliland    Mgmt    For    For    For
1e    Elect Director Garheng Kong    Mgmt    For    For    For
1f    Elect Director Peter M. Neupert    Mgmt    For    For    For
1g    Elect Director Richelle P. Parham    Mgmt    For    For    For
1h    Elect Director Adam H. Schechter    Mgmt    For    For    For
1i    Elect Director Kathryn E. Wengel    Mgmt    For    For    For
1j    Elect Director R. Sanders Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Trimble Inc.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   896239100
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   TRMB
    Shares Voted:   61,427    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1    Elect Director Steven W. Berglund    Mgmt    For    For    For
1.2    Elect Director James C. Dalton    Mgmt    For    For    For
1.3    Elect Director Borje Ekholm    Mgmt    For    For    For
1.4    Elect Director Kaigham (Ken) Gabriel    Mgmt    For    For    For
1.5    Elect Director Meaghan Lloyd    Mgmt    For    For    For
1.6    Elect Director Sandra MacQuillan    Mgmt    For    For    For
1.7    Elect Director Robert G. Painter    Mgmt    For    For    For
1.8    Elect Director Mark S. Peek    Mgmt    For    For    For
1.9    Elect Director Johan Wibergh    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Novanta Inc.

 

Meeting Date:   05/13/2021   Country:   Canada   Primary Security ID:   67000B104
Record Date:   03/31/2021   Meeting Type:   Annual/Special   Ticker:   NOVT
    Shares Voted:   33,248    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1A    Elect Director Lonny J. Carpenter    Mgmt    For    For    For
1B    Elect Director Deborah DiSanzo    Mgmt    For    For    For
1C    Elect Director Matthijs Glastra    Mgmt    For    For    For
1D    Elect Director Brian D. King    Mgmt    For    For    For
1E    Elect Director Ira J. Lamel    Mgmt    For    For    For
1F    Elect Director Maxine L. Mauricio    Mgmt    For    For    For
1G    Elect Director Katherine A. Owen    Mgmt    For    For    For
1H    Elect Director Thomas N. Secor    Mgmt    For    For    For
1I    Elect Director Frank A. Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Amend By-Law Number 1    Mgmt    For    Refer    For
6    Authorize New Class of Blank Check Preferred Stock    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

IAC/InterActiveCorp

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   44891N109
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   IAC
    Shares Voted:   15,591    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Spin-Off Agreement    Mgmt    For    Refer    For
2    Approve the Corporate Opportunities Charter Amendment    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Against    For
4a    Elect Director Chelsea Clinton    Mgmt    For    For    For
4b    Elect Director Barry Diller    Mgmt    For    For    For
4c    Elect Director Michael D. Eisner    Mgmt    For    For    For
4d    Elect Director Bonnie S. Hammer    Mgmt    For    For    For
4e    Elect Director Victor A. Kaufman    Mgmt    For    For    For
4f    Elect Director Joseph Levin    Mgmt    For    For    For
4g    Elect Director Bryan Lourd    Mgmt    For    For    For
4h    Elect Director Westley Moore    Mgmt    For    For    For
4i    Elect Director David Rosenblatt    Mgmt    For    For    For
4j    Elect Director Alan G. Spoon    Mgmt    For    For    For
4k    Elect Director Alexander von Furstenberg    Mgmt    For    For    For
4l    Elect Director Richard F. Zannino    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
7    Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Seagen Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   81181C104
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   SGEN
    Shares Voted:   66,479    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Felix J. Baker    Mgmt    For    For    For
1b    Elect Director Clay B. Siegall    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Seagen Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1c    Elect Director Nancy A. Simonian    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   21,154    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c    Elect Director Michael J. Farrell    Mgmt    For    For    For
1d    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1e    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1f    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1g    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1h    Elect Director Syed Jafry    Mgmt    For    For    For
1i    Elect Director Sreelakshmi Kolli    Mgmt    For    For    For
1j    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Amend Deferred Compensation Plan    Mgmt    For    Refer    For
7    Provide Right to Call Special Meeting    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Hershey Company

 

Meeting Date:   05/17/2021   Country:   USA   Primary Security ID:   427866108
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   HSY
    Shares Voted:   56,541    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Pamela M. Arway    Mgmt    For    For    For
1.2    Elect Director James W. Brown    Mgmt    For    For    For
1.3    Elect Director Michele G. Buck    Mgmt    For    For    For
1.4    Elect Director Victor L. Crawford    Mgmt    For    For    For
1.5    Elect Director Robert M. Dutkowsky    Mgmt    For    For    For
1.6    Elect Director Mary Kay Haben    Mgmt    For    For    For
1.7    Elect Director James C. Katzman    Mgmt    For    For    For
1.8    Elect Director M. Diane Koken    Mgmt    For    For    For
1.9    Elect Director Robert M. Malcolm    Mgmt    For    For    For
1.10    Elect Director Anthony J. Palmer    Mgmt    For    For    For
1.11    Elect Director Juan R. Perez    Mgmt    For    For    For
1.12    Elect Director Wendy L. Schoppert    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   169656105
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   CMG
    Shares Voted:   16,287    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Albert S. Baldocchi    Mgmt    For    For    For
1.2    Elect Director Matthew A. Carey    Mgmt    For    For    For
1.3    Elect Director Gregg L. Engles    Mgmt    For    For    For
1.4    Elect Director Patricia Fili-Krushel    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5    Elect Director Neil W. Flanzraich    Mgmt    For    For    For
1.6    Elect Director Mauricio Gutierrez    Mgmt    For    For    For
1.7    Elect Director Robin Hickenlooper    Mgmt    For    For    For
1.8    Elect Director Scott Maw    Mgmt    For    For    For
1.9    Elect Director Ali Namvar    Mgmt    For    For    For
1.10    Elect Director Brian Niccol    Mgmt    For    For    For
1.11    Elect Director Mary Winston    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Zendesk, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   98936J101
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   ZEN
    Shares Voted:   64,651    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Archana Agrawal    Mgmt    For    For    For
1b    Elect Director Hilarie Koplow-McAdams    Mgmt    For    Refer    Against
1c    Elect Director Michelle Wilson    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Cerner Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   156782104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   197,770    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b    Elect Director Elder Granger    Mgmt    For    For    For
1c    Elect Director John J. Greisch    Mgmt    For    For    For
1d    Elect Director Melinda J. Mount    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    SH    Against    For    For

Maravai LifeSciences Holdings, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   56600D107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MRVI
    Shares Voted:   150,458    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Carl Hull    Mgmt    For    For    For
1.2    Elect Director Benjamin Daverman    Mgmt    For    Refer    Withhold
1.3    Elect Director Susannah Gray    Mgmt    For    For    For
1.4    Elect Director Constantine Mihas    Mgmt    For    Refer    Withhold
2    Advisory Vote to Retain Classified Board Structure    Mgmt    For    Against    Against
3    Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws    Mgmt    For    Against    Against
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

DexCom, Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   252131107
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   DXCM
    Shares Voted:   48,576    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Kevin R. Sayer    Mgmt    For    For    For
1.2    Elect Director Nicholas Augustinos    Mgmt    For    For    For
1.3    Elect Director Bridgette P. Heller    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For

Envista Holdings Corporation

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   29415F104
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   NVST
    Shares Voted:   225,425    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Wendy Carruthers    Mgmt    For    For    For
1.2    Elect Director Scott Huennekens    Mgmt    For    For    For
1.3    Elect Director Christine Tsingos    Mgmt    For    For    For
2a    Declassify the Board of Directors    Mgmt    For    For    For
2b    Eliminate Supermajority Vote Requirements    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Masimo Corporation

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   574795100
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   MASI
    Shares Voted:   32,521    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Elect Director Joe Kiani    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

DocuSign, Inc.

 

Meeting Date:   05/28/2021   Country:   USA   Primary Security ID:   256163106
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   DOCU
    Shares Voted:   83,925    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Enrique Salem    Mgmt    For    Refer    Withhold
1.2    Elect Director Peter Solvik    Mgmt    For    Refer    Withhold
1.3    Elect Director Inhi Cho Suh    Mgmt    For    Refer    Withhold
1.4    Elect Director Mary Agnes “Maggie” Wilderotter    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Arista Networks, Inc.

 

Meeting Date:   06/01/2021   Country:   USA   Primary Security ID:   040413106
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   ANET
    Shares Voted:   47,376    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Kelly Battles    Mgmt    For    For    For
1.2    Elect Director Andreas Bechtolsheim    Mgmt    For    Refer    Withhold
1.3    Elect Director Jayshree Ullal    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Arista Networks, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   22160N109
Record Date:   04/07/2021   Meeting Type:   Annual   Ticker:   CSGP
    Shares Voted:   26,267    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Michael R. Klein    Mgmt    For    For    For
1b    Elect Director Andrew C. Florance    Mgmt    For    For    For
1c    Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d    Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e    Elect Director John W. Hill    Mgmt    For    For    For
1f    Elect Director Robert W. Musslewhite    Mgmt    For    For    For
1g    Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1h    Elect Director Louise S. Sams    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Increase Authorized Common Stock    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Eliminate Supermajority Vote Requirement    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Ulta Beauty, Inc.

 

Meeting Date:   06/02/2021   Country:    USA   Primary Security ID:   90384S303
Record Date:   04/05/2021   Meeting Type:    Annual   Ticker:   ULTA
    Shares Voted:    43,611    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Catherine A. Halligan    Mgmt    For    For    For
1.2    Elect Director David C. Kimbell    Mgmt    For    For    For
1.3    Elect Director George R. Mrkonic    Mgmt    For    For    For
1.4    Elect Director Lorna E. Nagler    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Glaukos Corporation

 

Meeting Date:   06/03/2021   Country:    USA   Primary Security ID:   377322102
Record Date:   04/08/2021   Meeting Type:    Annual   Ticker:   GKOS
    Shares Voted:    79,194    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Thomas W. Burns    Mgmt    For    Refer    Withhold
1.2    Elect Director Leana S. Wen    Mgmt    For    For    For
1.3    Elect Director Marc A. Stapley    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Trane Technologies Plc

 

Meeting Date:   06/03/2021   Country:    Ireland   Primary Security ID:   G8994E103
Record Date:   04/08/2021   Meeting Type:    Annual   Ticker:   TT
    Shares Voted:    52,753    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kirk E. Arnold    Mgmt    For    For    For
1b    Elect Director Ann C. Berzin    Mgmt    For    For    For
1c    Elect Director John Bruton    Mgmt    For    For    For
1d    Elect Director Jared L. Cohon    Mgmt    For    For    For
1e    Elect Director Gary D. Forsee    Mgmt    For    For    For
1f    Elect Director Linda P. Hudson    Mgmt    For    For    For
1g    Elect Director Michael W. Lamach    Mgmt    For    For    For
1h    Elect Director Myles P. Lee    Mgmt    For    For    For
1i    Elect Director April Miller Boise    Mgmt    For    For    For
1j    Elect Director Karen B. Peetz    Mgmt    For    For    For
1k    Elect Director John P. Surma    Mgmt    For    For    For
1l    Elect Director Tony L. White    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Authorize Issue of Equity    Mgmt    For    For    For
5    Renew Directors’ Authority to Issue Shares for Cash    Mgmt    For    For    For
6    Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    For

National Vision Holdings, Inc.

 

Meeting Date:   06/08/2021   Country:    USA   Primary Security ID:   63845R107
Record Date:   04/15/2021   Meeting Type:    Annual   Ticker:   EYE
    Shares Voted:    174,431    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director L. Reade Fahs    Mgmt    For    For    For
1.2    Elect Director Susan Somersille Johnson    Mgmt    For    For    For
1.3    Elect Director Naomi Kelman    Mgmt    For    For    For
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

National Vision Holdings, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:   06/09/2021   Country:    USA   Primary Security ID:   550021109
Record Date:   04/13/2021   Meeting Type:    Annual   Ticker:   LULU
    Shares Voted:    23,138    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Calvin McDonald    Mgmt    For    For    For
1b    Elect Director Martha Morfitt    Mgmt    For    For    For
1c    Elect Director Emily White    Mgmt    For    For    For
1d    Elect Director Kourtney Gibson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

MarketAxess Holdings Inc.

 

Meeting Date:   06/09/2021   Country:    USA   Primary Security ID:   57060D108
Record Date:   04/12/2021   Meeting Type:    Annual   Ticker:   MKTX
    Shares Voted:    40,390    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Richard M. McVey    Mgmt    For    For    For
1b    Elect Director Nancy Altobello    Mgmt    For    For    For
1c    Elect Director Steven L. Begleiter    Mgmt    For    For    For
1d    Elect Director Stephen P. Casper    Mgmt    For    For    For
1e    Elect Director Jane Chwick    Mgmt    For    For    For
1f    Elect Director Christopher R. Concannon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

MarketAxess Holdings Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1g    Elect Director William F. Cruger    Mgmt    For    For    For
1h    Elect Director Kourtney Gibson    Mgmt    For    For    For
1i    Elect Director Justin G. Gmelich    Mgmt    For    For    For
1j    Elect Director Richard G. Ketchum    Mgmt    For    For    For
1k    Elect Director Emily H. Portney    Mgmt    For    For    For
1l    Elect Director Richard L. Prager    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dollar Tree, Inc.

 

Meeting Date:   06/10/2021   Country:    USA   Primary Security ID:   256746108
Record Date:   04/09/2021   Meeting Type:    Annual   Ticker:   DLTR
    Shares Voted:    94,782    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Arnold S. Barron    Mgmt    For    For    For
1b    Elect Director Gregory M. Bridgeford    Mgmt    For    For    For
1c    Elect Director Thomas W. Dickson    Mgmt    For    For    For
1d    Elect Director Lemuel E. Lewis    Mgmt    For    For    For
1e    Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1f    Elect Director Winnie Y. Park    Mgmt    For    For    For
1g    Elect Director Bob Sasser    Mgmt    For    For    For
1h    Elect Director Stephanie P. Stahl    Mgmt    For    For    For
1i    Elect Director Carrie A. Wheeler    Mgmt    For    For    For
1j    Elect Director Thomas E. Whiddon    Mgmt    For    For    For
1k    Elect Director Michael A. Witynski    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Monolithic Power Systems, Inc.

 

Meeting Date:   06/10/2021   Country:    USA   Primary Security ID:   609839105
Record Date:   04/19/2021   Meeting Type:    Annual   Ticker:   MPWR
    Shares Voted:    49,709    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Eugen Elmiger    Mgmt    For    For    For
1.2    Elect Director Jeff Zhou    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

10X Genomics, Inc.

 

Meeting Date:   06/11/2021   Country:    USA   Primary Security ID:   88025U109
Record Date:   04/15/2021   Meeting Type:    Annual   Ticker:   TXG
    Shares Voted:    34,484    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Bryan E. Roberts    Mgmt    For    Refer    Against
1b    Elect Director Kimberly J. Popovits    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Twilio Inc.

 

Meeting Date:   06/16/2021   Country:    USA   Primary Security ID:   90138F102
Record Date:   04/19/2021   Meeting Type:    Annual   Ticker:   TWLO
    Shares Voted:    34,649    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Jeff Lawson    Mgmt    For    Refer    Withhold
1.2    Elect Director Byron Deeter    Mgmt    For    Refer    Withhold
1.3    Elect Director Jeffrey Epstein    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Universal Display Corporation

 

Meeting Date:   06/17/2021   Country:    USA   Primary Security ID:   91347P105
Record Date:   04/05/2021   Meeting Type:    Annual   Ticker:   OLED
    Shares Voted:    46,069    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Steven V. Abramson    Mgmt    For    For    For
1b    Elect Director Cynthia J. Comparin    Mgmt    For    For    For
1c    Elect Director Richard C. Elias    Mgmt    For    For    For
1d    Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1e    Elect Director C. Keith Hartley    Mgmt    For    For    For
1f    Elect Director Celia M. Joseph    Mgmt    For    For    For
1g    Elect Director Lawrence Lacerte    Mgmt    For    For    For
1h    Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1i    Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

II-VI Incorporated

 

Meeting Date:   06/24/2021   Country:    USA   Primary Security ID:   902104108
Record Date:   05/17/2021   Meeting Type:    Special   Ticker:   IIVI
    Shares Voted:    200,787    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Twitter, Inc.

 

Meeting Date:   06/24/2021   Country:    USA   Primary Security ID:   90184L102
Record Date:   04/05/2021   Meeting Type:    Annual   Ticker:   TWTR
    Shares Voted:    174,930    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Jesse Cohn    Mgmt    For    For    For
1b    Elect Director Martha Lane Fox    Mgmt    For    For    For
1c    Elect Director Fei-Fei Li    Mgmt    For    For    For
1d    Elect Director David Rosenblatt    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Declassify the Board of Directors    Mgmt    For    For    For
6    Report on Climate Change *Withdrawn Resolution*    SH         
7    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

CrowdStrike Holdings, Inc.

 

Meeting Date:   06/30/2021   Country:    USA   Primary Security ID:   22788C105
Record Date:   05/05/2021   Meeting Type:    Annual   Ticker:   CRWD
    Shares Voted:    54,278    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Roxanne S. Austin    Mgmt    For    Refer    Withhold
1.2    Elect Director Sameer K. Gandhi    Mgmt    For    Refer    Withhold
1.3    Elect Director Gerhard Watzinger    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

DELAWARE IVY VIP NATURAL RESOURCES

(prior to July 1, 2021, Ivy VIP Natural Resources)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

Reliance Industries Ltd.

 

Meeting Date:   07/15/2020   Country:    India   Primary Security ID:   Y72596102
Record Date:   07/08/2020   Meeting Type:    Annual   Ticker:   500325
    Shares Voted:    80,765    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reelect Hital R. Meswani as Director    Mgmt    For    For    For
4    Reelect P.M.S. Prasad as Director    Mgmt    For    For    For
5    Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director    Mgmt    For    For    For
6    Elect K. V. Chowdary as Director    Mgmt    For    For    For
7    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Southern Copper Corporation

 

Meeting Date:   07/24/2020   Country:    USA   Primary Security ID:   84265V105
Record Date:   06/02/2020   Meeting Type:    Annual   Ticker:   SCCO
    Shares Voted:    39,384    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director German Larrea Mota-Velasco    Mgmt    For    Refer    Withhold
1.2    Elect Director Oscar Gonzalez Rocha    Mgmt    For    Refer    Withhold
1.3    Elect Director Vicente Ariztegui Andreve    Mgmt    For    Refer    Withhold
1.4    Elect Director Alfredo Casar Perez    Mgmt    For    Refer    Withhold
1.5    Elect Director Enrique Castillo Sanchez Mejorada    Mgmt    For    Refer    Withhold
1.6    Elect Director Xavier Garcia de Quevedo Topete    Mgmt    For    Withhold    Withhold
1.7    Elect Director Rafael Mac Gregor Anciola    Mgmt    For    Refer    Withhold
1.8    Elect Director Luis Miguel Palomino Bonilla    Mgmt    For    Withhold    Withhold
1.9    Elect Director Gilberto Perezalonso Cifuentes    Mgmt    For    Withhold    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Southern Copper Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.10    Elect Director Carlos Ruiz Sacristan    Mgmt    For    Withhold    Withhold
2    Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

BHP Group Plc

 

Meeting Date:   10/15/2020   Country:    United Kingdom   Primary Security ID:   G10877127
Record Date:   10/13/2020   Meeting Type:    Annual   Ticker:   BHP
    Shares Voted:    96,932    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Authorise Issue of Equity    Mgmt    For    For    For
5    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
8    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
9    Approve Grant of Awards under the Group’s Incentive Plans to Mike Henry    Mgmt    For    For    For
10    Approve Leaving Entitlements    Mgmt    For    Refer    For
11    Elect Xiaoqun Clever as Director    Mgmt    For    For    For
12    Elect Gary Goldberg as Director    Mgmt    For    For    For
13    Elect Mike Henry as Director    Mgmt    For    For    For
14    Elect Christine O’Reilly as Director    Mgmt    For    For    For
15    Elect Dion Weisler as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

BHP Group Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

16    Re-elect Terry Bowen as Director    Mgmt    For    For    For
17    Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
18    Re-elect Ian Cockerill as Director    Mgmt    For    For    For
19    Re-elect Anita Frew as Director    Mgmt    For    For    For
20    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
21    Re-elect John Mogford as Director    Mgmt    For    For    For
22    Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
23    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against
24    Adopt Interim Cultural Heritage Protection Measures    SH    Against    Against    Against
25    Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals    SH    Against    Against    Against

Parsley Energy, Inc.

 

Meeting Date:   01/12/2021   Country:   USA   Primary Security ID:   701877102
Record Date:   12/07/2020   Meeting Type:   Special   Ticker:   PE
    Shares Voted:   91,516    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Concho Resources Inc.

 

Meeting Date:   01/15/2021   Country:   USA   Primary Security ID:   20605P101
Record Date:   12/11/2020   Meeting Type:   Special   Ticker:   CXO
    Shares Voted:   23,518    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Air Products and Chemicals, Inc.

 

Meeting Date:   01/28/2021   Country:   USA   Primary Security ID:   009158106
Record Date:   11/30/2020   Meeting Type:   Annual   Ticker:   APD
    Shares Voted:   6,741    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Susan K. Carter    Mgmt    For    For    For
1b    Elect Director Charles I. Cogut    Mgmt    For    For    For
1c    Elect Director Lisa A. Davis    Mgmt    For    For    For
1d    Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1e    Elect Director Seifollah (Seifi) Ghasemi    Mgmt    For    For    For
1f    Elect Director David H. Y. Ho    Mgmt    For    For    For
1g    Elect Director Edward L. Monser    Mgmt    For    For    For
1h    Elect Director Matthew H. Paull    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Tyson Foods, Inc.

 

Meeting Date:   02/11/2021   Country:   USA   Primary Security ID:   902494103
Record Date:   12/14/2020   Meeting Type:   Annual   Ticker:   TSN
    Shares Voted:   23,231    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director John Tyson    Mgmt    For    For    For
1b    Elect Director Les R. Baledge    Mgmt    For    For    For
1c    Elect Director Gaurdie E. Banister, Jr.    Mgmt    For    For    For
1d    Elect Director Dean Banks    Mgmt    For    For    For
1e    Elect Director Mike Beebe    Mgmt    For    For    For
1f    Elect Director Maria Claudia Borras    Mgmt    For    For    For
1g    Elect Director David J. Bronczek    Mgmt    For    For    For
1h    Elect Director Mikel A. Durham    Mgmt    For    For    For
1i    Elect Director Jonathan D. Mariner    Mgmt    For    For    For
1j    Elect Director Kevin M. McNamara    Mgmt    For    For    For
1k    Elect Director Cheryl S. Miller    Mgmt    For    For    For
1l    Elect Director Jeffrey K. Schomburger    Mgmt    For    For    For
1m    Elect Director Robert Thurber    Mgmt    For    For    For
1n    Elect Director Barbara A. Tyson    Mgmt    For    For    For
1o    Elect Director Noel White    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Report on Human Rights Due Diligence    SH    Against    For    For
5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6    Report on Lobbying Payments and Policy    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Reliance Industries Ltd.

 

Meeting Date:   03/31/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   03/24/2021   Meeting Type:   Court   Ticker:   500325
    Shares Voted:   75,516    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Court-Ordered Meeting for Shareholders    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Schlumberger N.V.

 

Meeting Date:   04/07/2021   Country:   Curacao   Primary Security ID:   806857108
Record Date:   02/17/2021   Meeting Type:   Annual   Ticker:   SLB
    Shares Voted:   54,617    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Patrick de La Chevardiere    Mgmt    For    For    For
1.2    Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1.3    Elect Director Olivier Le Peuch    Mgmt    For    For    For
1.4    Elect Director Tatiana A. Mitrova    Mgmt    For    For    For
1.5    Elect Director Maria Moræus Hanssen    Mgmt    For    For    For
1.6    Elect Director Mark G. Papa    Mgmt    For    For    For
1.7    Elect Director Henri Seydoux    Mgmt    For    For    For
1.8    Elect Director Jeff W. Sheets    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
7    Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Rio Tinto Plc

 

Meeting Date:   04/09/2021   Country:   United Kingdom   Primary Security ID:   G75754104
Record Date:   04/07/2021   Meeting Type:   Annual   Ticker:   RIO
    Shares Voted:   34,562    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Policy    Mgmt    For    Refer    For
3    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    Against
4    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    Against
5    Re-elect Megan Clark as Director    Mgmt    For    Against    Against
6    Re-elect Hinda Gharbi as Director    Mgmt    For    For    For
7    Re-elect Simon Henry as Director    Mgmt    For    For    For
8    Re-elect Sam Laidlaw as Director    Mgmt    For    For    For
9    Re-elect Simon McKeon as Director    Mgmt    For    For    For
10    Re-elect Jennifer Nason as Director    Mgmt    For    For    For
11    Re-elect Jakob Stausholm as Director    Mgmt    For    For    For
12    Re-elect Simon Thompson as Director    Mgmt    For    For    For
13    Re-elect Ngaire Woods as Director    Mgmt    For    For    For
14    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
17    Approve Global Employee Share Plan    Mgmt    None    For    For
18    Approve UK Share Plan    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Petroleo Brasileiro SA

 

Meeting Date:   04/12/2021   Country:   Brazil   Primary Security ID:   P78331140
Record Date:   03/05/2021   Meeting Type:   Special   Ticker:   PETR4
    Shares Voted:   136,906    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
1    Remove Directors    Mgmt    For    Refer    Against
2.1    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Against    Against
2.2    Elect Directors    Mgmt    For    For    For
2.3    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
   APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt         
2.4.a    Percentage of Votes to Be Assigned - Elect Eduardo Bacellar Leal Ferreira as Director    Mgmt    None    Refer    Abstain
2.4.b    Percentage of Votes to Be Assigned - Elect Joaquim Silva e Luna as Director    Mgmt    None    Refer    Abstain
2.4.c    Percentage of Votes to Be Assigned - Elect Ruy Flaks Schneider as Independent Director    Mgmt    None    Refer    Abstain
2.4.d    Percentage of Votes to Be Assigned - Elect Marcio Andrade Weber as Independent Director    Mgmt    None    Refer    Abstain
2.4.e    Percentage of Votes to Be Assigned - Elect Murilo Marroquim de Souza as Independent Director    Mgmt    None    Refer    Abstain
2.4.f    Percentage of Votes to Be Assigned - Elect Sonia Julia Sulzbeck Villalobos as Independent Director    Mgmt    None    Refer    Abstain
2.4.g    Percentage of Votes to Be Assigned - Elect Cynthia Santana Silveira as Independent Director    Mgmt    None    Refer    Abstain
2.4.h    Percentage of Votes to Be Assigned - Elect Ana Silvia Corso Matte as Independent Director    Mgmt    None    Refer    Abstain
2.4.i    Percentage of Votes to Be Assigned - Elect Leonardo Pietro Antonelli as Director Appointed by Minority Shareholder    SH    None    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Petroleo Brasileiro SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2.4.j    Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Director Appointed by Minority Shareholder    SH    None    Refer    For
2.4.k    Percentage of Votes to Be Assigned - Elect Pedro Rodrigues Galvao de Medeiros as Director Appointed by Minority Shareholder    SH    None    Refer    For
2.5    Elect Eduardo Bacellar Leal Ferreira as Board Chairman    Mgmt    For    Refer    For

Petroleo Brasileiro SA

 

Meeting Date:   04/14/2021   Country:   Brazil   Primary Security ID:   P78331140
Record Date:   03/22/2021   Meeting Type:   Annual/Special   Ticker:   PETR4
    Shares Voted:   136,906    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
   Annual General Meeting    Mgmt         
1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends    Mgmt    For    For    For
3.1    Elect Fiscal Council Members    Mgmt    For    Refer    Abstain
3.2    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
3.4    Elect Patricia Valente Stierli as Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder    SH    None    For    For
4    Approve Remuneration of Company’s Management and Fiscal Council    Mgmt    For    Refer    For
5    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    Refer    For
   Extraordinary General Meeting    Mgmt         
6    Approve Absorption of Companhia de Desenvolvimento e Modernizacao de Plantas IndustriaisS.A. (CDMPI)    Mgmt    For    Refer    For
7    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    None    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

PPG Industries, Inc.

 

Meeting Date:   04/15/2021   Country:   USA   Primary Security ID:   693506107
Record Date:   02/19/2021   Meeting Type:   Annual   Ticker:   PPG
    Shares Voted:   9,123    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Steven A. Davis    Mgmt    For    For    For
1.2    Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3    Elect Director Michael T. Nally    Mgmt    For    For    For
1.4    Elect Director Guillermo Novo    Mgmt    For    For    For
1.5    Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.6    Elect Director Catherine R. Smith    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Declassify the Board of Directors    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Canadian Pacific Railway Limited

 

Meeting Date:   04/21/2021   Country:   Canada   Primary Security ID:   13645T100
Record Date:   02/26/2021   Meeting Type:   Annual/Special   Ticker:   CP
    Shares Voted:   6,072    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1    Elect Director John Baird    Mgmt    For    For    For
3.2    Elect Director Isabelle Courville    Mgmt    For    For    For
3.3    Elect Director Keith E. Creel    Mgmt    For    For    For
3.4    Elect Director Gillian (Jill) H. Denham    Mgmt    For    For    For
3.5    Elect Director Edward R. Hamberger    Mgmt    For    For    For
3.6    Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.7    Elect Director Edward L. Monser    Mgmt    For    For    For
3.8    Elect Director Matthew H. Paull    Mgmt    For    For    For
3.9    Elect Director Jane L. Peverett    Mgmt    For    For    For
3.10    Elect Director Andrea Robertson    Mgmt    For    For    For
3.11    Elect Director Gordon T. Trafton    Mgmt    For    For    For
4    Approve Share Split    Mgmt    For    For    For
   Shareholder Proposal    Mgmt         
5    SP: Hold an Annual Non-Binding Advisory Vote on Climate Change    SH    For    For    For

The Sherwin-Williams Company

 

Meeting Date:   04/21/2021   Country:   USA   Primary Security ID:   824348106
Record Date:   02/23/2021   Meeting Type:   Annual   Ticker:   SHW
    Shares Voted:   1,868    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b    Elect Director Arthur F. Anton    Mgmt    For    For    For
1c    Elect Director Jeff M. Fettig    Mgmt    For    For    For
1d    Elect Director Richard J. Kramer    Mgmt    For    For    For
1e    Elect Director John G. Morikis    Mgmt    For    For    For
1f    Elect Director Christine A. Poon    Mgmt    For    For    For
1g    Elect Director Aaron M. Powell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

The Sherwin-Williams Company

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1h    Elect Director Michael H. Thaman    Mgmt    For    For    For
1i    Elect Director Matthew Thornton, III    Mgmt    For    For    For
1j    Elect Director Steven H. Wunning    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   053611109
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   AVY
    Shares Voted:   9,678    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Bradley A. Alford    Mgmt    For    For    For
1b    Elect Director Anthony K. Anderson    Mgmt    For    For    For
1c    Elect Director Mark J. Barrenechea    Mgmt    For    For    For
1d    Elect Director Mitchell R. Butier    Mgmt    For    For    For
1e    Elect Director Ken C. Hicks    Mgmt    For    For    For
1f    Elect Director Andres A. Lopez    Mgmt    For    For    For
1g    Elect Director Patrick T. Siewert    Mgmt    For    For    For
1h    Elect Director Julia A. Stewart    Mgmt    For    For    For
1i    Elect Director Martha N. Sullivan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Magellan Midstream Partners, L.P.

 

Meeting Date:   04/22/2021   Country:    USA   Primary Security ID:   559080106
Record Date:   02/16/2021   Meeting Type:    Annual   Ticker:   MMP
    Shares Voted:    30,235    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Robert G. Croyle    Mgmt    For    For    For
1.2    Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.3    Elect Director Barry R. Pearl    Mgmt    For    For    For
2    Amend Restricted Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Galp Energia SGPS SA

 

Meeting Date:   04/23/2021   Country:    Portugal   Primary Security ID:   X3078L108
Record Date:   04/16/2021   Meeting Type:    Annual   Ticker:   GALP
    Shares Voted:    116,511    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Ratify Co-option of Andrew Richard Dingley Brown as Director    Mgmt    For    For    For
2    Approve Individual and Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income    Mgmt    For    For    For
4    Appraise Management of Company and Approve Vote of Confidence to Board of Directors    Mgmt    For    For    For
5    Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council    Mgmt    For    For    For
6    Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor    Mgmt    For    For    For
7    Approve Statement on Remuneration Policy    Mgmt    For    Refer    For
8    Authorize Repurchase and Reissuance of Shares and Bonds    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Sociedad Quimica y Minera de Chile SA

 

Meeting Date:   04/23/2021   Country:    Chile   Primary Security ID:   P8716X108
Record Date:   03/15/2021   Meeting Type:    Annual   Ticker:   SQM.B
    Shares Voted:    9,375    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Designate Auditors    Mgmt    For    For    For
3    Designate Risk Assessment Companies    Mgmt    For    Refer    For
4    Designate Account Inspectors    Mgmt    For    Refer    For
5    Approve Investment Policy    Mgmt    For    For    For
6    Approve Financing Policy    Mgmt    For    For    For
7    Approve Dividends    Mgmt    For    For    For
8    Approve Remuneration of Board of Directors and Board Committees    Mgmt    For    Refer    For
9    Other Business    Mgmt    For    Against    Against

FMC Corporation

 

Meeting Date:   04/27/2021   Country:    USA   Primary Security ID:   302491303
Record Date:   03/03/2021   Meeting Type:    Annual   Ticker:   FMC
    Shares Voted:    14,372    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Pierre Brondeau    Mgmt    For    For    For
1b    Elect Director Eduardo E. Cordeiro    Mgmt    For    For    For
1c    Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d    Elect Director Mark Douglas    Mgmt    For    For    For
1e    Elect Director C. Scott Greer    Mgmt    For    For    For
1f    Elect Director K’Lynne Johnson    Mgmt    For    For    For
1g    Elect Director Dirk A. Kempthorne    Mgmt    For    For    For
1h    Elect Director Paul J. Norris    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

FMC Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1i    Elect Director Margareth Ovrum    Mgmt    For    For    For
1j    Elect Director Robert C. Pallash    Mgmt    For    For    For
1k    Elect Director Vincent R. Volpe, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ball Corporation

 

Meeting Date:   04/28/2021   Country:    USA   Primary Security ID:   058498106
Record Date:   03/04/2021   Meeting Type:    Annual   Ticker:   BLL
    Shares Voted:    12,962    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director John A. Bryant    Mgmt    For    Refer    Withhold
1.2    Elect Director Michael J. Cave    Mgmt    For    Refer    Withhold
1.3    Elect Director Daniel W. Fisher    Mgmt    For    For    For
1.4    Elect Director Pedro Henrique Mariani    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:   04/28/2021   Country:    USA   Primary Security ID:   56585A102
Record Date:   03/02/2021   Meeting Type:    Annual   Ticker:   MPC
    Shares Voted:    38,509    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Abdulaziz F. Alkhayyal    Mgmt    For    For    For
1b    Elect Director Jonathan Z. Cohen    Mgmt    For    For    For
1c    Elect Director Michael J. Hennigan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Marathon Petroleum Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1d    Elect Director Frank M. Semple    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Declassify the Board of Directors    Mgmt    For    For    For
7    Limit Accelerated Vesting of Equity Awards Upon a Change in Control    SH    Against    Refer    Against

Newmont Corporation

 

Meeting Date:   04/28/2021   Country:    USA   Primary Security ID:   651639106
Record Date:   03/02/2021   Meeting Type:    Annual   Ticker:   NEM
    Shares Voted:    13,268    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Patrick G. Awuah, Jr.    Mgmt    For    For    For
1.2    Elect Director Gregory H. Boyce    Mgmt    For    For    For
1.3    Elect Director Bruce R. Brook    Mgmt    For    For    For
1.4    Elect Director Maura Clark    Mgmt    For    For    For
1.5    Elect Director Matthew Coon Come    Mgmt    For    For    For
1.6    Elect Director Jose Manuel Madero    Mgmt    For    For    For
1.7    Elect Director Rene Medori    Mgmt    For    For    For
1.8    Elect Director Jane Nelson    Mgmt    For    For    For
1.9    Elect Director Thomas Palmer    Mgmt    For    For    For
1.10    Elect Director Julio M. Quintana    Mgmt    For    For    For
1.11    Elect Director Susan N. Story    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

RWE AG

 

Meeting Date:   04/28/2021   Country:    Germany   Primary Security ID:   D6629K109
Record Date:   04/06/2021   Meeting Type:    Annual   Ticker:   RWE
    Shares Voted:    19,763    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.85 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6.1    Elect Werner Brandt to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Hans Buenting to the Supervisory Board    Mgmt    For    For    For
6.3    Elect Ute Gerbaulet to the Supervisory Board    Mgmt    For    For    For
6.4    Elect Hans-Peter Keitel to the Supervisory Board    Mgmt    For    For    For
6.5    Elect Monika Kircher to the Supervisory Board    Mgmt    For    For    For
6.6    Elect Guenther Schartz to the Supervisory Board    Mgmt    For    For    For
6.7    Elect Erhard Schipporeit to the Supervisory Board    Mgmt    For    For    For
6.8    Elect Ullrich Sierau to the Supervisory Board    Mgmt    For    For    For
6.9    Elect Hauke Stars to the Supervisory Board    Mgmt    For    For    For
6.10    Elect Helle Valentin to the Supervisory Board    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    For    For
8    Approve Remuneration of Supervisory Board    Mgmt    For    For    For
9    Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
10    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

RWE AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

11    Amend Articles Re: By-elections to the Supervisory Board    Mgmt    For    Refer    For
12    Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board    Mgmt    For    Refer    For
13    Amend Articles Re: Proof of Entitlement    Mgmt    For    Refer    For

Cabot Oil & Gas Corporation

 

Meeting Date:   04/29/2021   Country:    USA   Primary Security ID:   127097103
Record Date:   03/03/2021   Meeting Type:    Annual   Ticker:   COG
    Shares Voted:    70,502    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2    Elect Director Rhys J. Best    Mgmt    For    For    For
1.3    Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4    Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5    Elect Director Peter B. Delaney    Mgmt    For    For    For
1.6    Elect Director Dan O. Dinges    Mgmt    For    For    For
1.7    Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8    Elect Director Marcus A. Watts    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

EOG Resources, Inc.

 

Meeting Date:   04/29/2021   Country:    USA   Primary Security ID:   26875P101
Record Date:   03/05/2021   Meeting Type:    Annual   Ticker:   EOG
    Shares Voted:    42,202    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Janet F. Clark    Mgmt    For    For    For
1b    Elect Director Charles R. Crisp    Mgmt    For    For    For
1c    Elect Director Robert P. Daniels    Mgmt    For    For    For
1d    Elect Director James C. Day    Mgmt    For    For    For
1e    Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f    Elect Director Michael T. Kerr    Mgmt    For    For    For
1g    Elect Director Julie J. Robertson    Mgmt    For    For    For
1h    Elect Director Donald F. Textor    Mgmt    For    For    For
1i    Elect Director William R. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Valero Energy Corporation

 

Meeting Date:   04/29/2021   Country:    USA   Primary Security ID:   91913Y100
Record Date:   03/03/2021   Meeting Type:    Annual   Ticker:   VLO
    Shares Voted:    33,493    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1b    Elect Director Joseph W. Gorder    Mgmt    For    For    For
1c    Elect Director Kimberly S. Greene    Mgmt    For    For    For
1d    Elect Director Deborah P. Majoras    Mgmt    For    For    For
1e    Elect Director Eric D. Mullins    Mgmt    For    For    For
1f    Elect Director Donald L. Nickles    Mgmt    For    For    For
1g    Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1h    Elect Director Robert A. Profusek    Mgmt    For    For    For
1i    Elect Director Stephen M. Waters    Mgmt    For    For    For
1j    Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1k    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Valero Energy Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Agnico Eagle Mines Limited

 

Meeting Date:   04/30/2021   Country:    Canada   Primary Security ID:   008474108
Record Date:   03/26/2021   Meeting Type:    Annual/Special   Ticker:   AEM
    Shares Voted:    11,492    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Leona Aglukkaq    Mgmt    For    For    For
1.2    Elect Director Sean Boyd    Mgmt    For    For    For
1.3    Elect Director Martine A. Celej    Mgmt    For    For    For
1.4    Elect Director Robert J. Gemmell    Mgmt    For    For    For
1.5    Elect Director Mel Leiderman    Mgmt    For    For    For
1.6    Elect Director Deborah McCombe    Mgmt    For    For    For
1.7    Elect Director James D. Nasso    Mgmt    For    For    For
1.8    Elect Director Sean Riley    Mgmt    For    For    For
1.9    Elect Director J. Merfyn Roberts    Mgmt    For    For    For
1.10    Elect Director Jamie C. Sokalsky    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Amend Stock Option Plan    Mgmt    For    For    For
4    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Air Liquide SA

 

Meeting Date:   05/04/2021   Country:    France   Primary Security ID:   F01764103
Record Date:   04/30/2021   Meeting Type:    Annual/Special   Ticker:   AI
    Shares Voted:    73    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Reelect Xavier Huillard as Director    Mgmt    For    For    For
6    Elect Pierre Breber as Director    Mgmt    For    For    For
7    Elect Aiman Ezzat as Director    Mgmt    For    For    For
8    Elect Bertrand Dumazy as Director    Mgmt    For    For    For
9    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions    Mgmt    For    Refer    For
10    Approve Compensation of Benoit Potier    Mgmt    For    Refer    For
11    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
12    Approve Remuneration Policy of Corporate Officers    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
14    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million    Mgmt    For    For    For
16    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Air Liquide SA

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

18    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
   Ordinary Business    Mgmt         
19    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Albemarle Corporation

 

Meeting Date:   05/04/2021   Country:    USA   Primary Security ID:   012653101
Record Date:   03/08/2021   Meeting Type:    Annual   Ticker:   ALB
    Shares Voted:    5,534    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
2a    Elect Director Mary Lauren Brlas    Mgmt    For    For    For
2b    Elect Director J. Kent Masters, Jr.    Mgmt    For    For    For
2c    Elect Director Glenda J. Minor    Mgmt    For    For    For
2d    Elect Director James J. O’Brien    Mgmt    For    For    For
2e    Elect Director Diarmuid B. O’Connell    Mgmt    For    For    For
2f    Elect Director Dean L. Seavers    Mgmt    For    For    For
2g    Elect Director Gerald A. Steiner    Mgmt    For    For    For
2h    Elect Director Holly A. Van Deursen    Mgmt    For    For    For
2i    Elect Director Alejandro D. Wolff    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Barrick Gold Corporation

 

Meeting Date:   05/04/2021   Country:   Canada   Primary Security ID:   067901108
Record Date:   03/05/2021   Meeting Type:   Annual/Special   Ticker:   GOLD
    Shares Voted:   66,838    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director D. Mark Bristow    Mgmt    For    For    For
1.2    Elect Director Gustavo A. Cisneros    Mgmt    For    For    For
1.3    Elect Director Christopher L. Coleman    Mgmt    For    For    For
1.4    Elect Director J. Michael Evans    Mgmt    For    For    For
1.5    Elect Director Brian L. Greenspun    Mgmt    For    For    For
1.6    Elect Director J. Brett Harvey    Mgmt    For    For    For
1.7    Elect Director Anne N. Kabagambe    Mgmt    For    For    For
1.8    Elect Director Andrew J. Quinn    Mgmt    For    For    For
1.9    Elect Director M. Loreto Silva    Mgmt    For    For    For
1.10    Elect Director John L. Thornton    Mgmt    For    Refer    For
2    Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
4    Approve Reduction in Stated Capital    Mgmt    For    For    For

Packaging Corporation of America

 

Meeting Date:   05/04/2021   Country:   USA   Primary Security ID:   695156109
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   PKG
    Shares Voted:   9,560    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Cheryl K. Beebe    Mgmt    For    For    For
1.2    Elect Director Duane C. Farrington    Mgmt    For    For    For
1.3    Elect Director Donna A. Harman    Mgmt    For    For    For
1.4    Elect Director Mark W. Kowlzan    Mgmt    For    For    For
1.5    Elect Director Robert C. Lyons    Mgmt    For    For    For
1.6    Elect Director Thomas P. Maurer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Packaging Corporation of America

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.7    Elect Director Samuel M. Mencoff    Mgmt    For    For    For
1.8    Elect Director Roger B. Porter    Mgmt    For    For    For
1.9    Elect Director Thomas S. Souleles    Mgmt    For    For    For
1.10    Elect Director Paul T. Stecko    Mgmt    For    For    For
1.11    Elect Director James D. Woodrum    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Annual   Ticker:   AAL
    Shares Voted:   43,327    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Elisabeth Brinton as Director    Mgmt    For    For    For
4    Elect Hilary Maxson as Director    Mgmt    For    For    For
5    Re-elect Ian Ashby as Director    Mgmt    For    For    For
6    Re-elect Marcelo Bastos as Director    Mgmt    For    For    For
7    Re-elect Stuart Chambers as Director    Mgmt    For    For    For
8    Re-elect Mark Cutifani as Director    Mgmt    For    For    For
9    Re-elect Byron Grote as Director    Mgmt    For    For    For
10    Re-elect Hixonia Nyasulu as Director    Mgmt    For    For    For
11    Re-elect Nonkululeko Nyembezi as Director    Mgmt    For    For    For
12    Re-elect Tony O’Neill as Director    Mgmt    For    For    For
13    Re-elect Stephen Pearce as Director    Mgmt    For    For    For
14    Re-elect Anne Stevens as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Anglo American Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

15    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21    Adopt New Articles of Association    Mgmt    For    Refer    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Court   Ticker:   AAL
    Shares Voted:   43,327    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Court Meeting    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Anglo American Plc

 

Meeting Date:   05/05/2021   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   04/30/2021   Meeting Type:   Special   Ticker:   AAL
    Shares Voted:   43,327    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Matters Relating to the Demerger of Thungela Resources Limited    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

AptarGroup, Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   038336103
Record Date:   03/12/2021   Meeting Type:   Annual   Ticker:   ATR
    Shares Voted:   7,236    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Andreas C. Kramvis    Mgmt    For    For    For
1b    Elect Director Maritza Gomez Montiel    Mgmt    For    For    For
1c    Elect Director Jesse Wu    Mgmt    For    For    For
1d    Elect Director Ralf K. Wunderlich    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Bunge Limited

 

Meeting Date:   05/05/2021   Country:   Bermuda   Primary Security ID:   G16962105
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   BG
    Shares Voted:   23,609    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Sheila Bair    Mgmt    For    For    For
1b    Elect Director Carol M. Browner    Mgmt    For    For    For
1c    Elect Director Paul Fribourg    Mgmt    For    For    For
1d    Elect Director J. Erik Fyrwald    Mgmt    For    For    For
1e    Elect Director Gregory A. Heckman    Mgmt    For    For    For
1f    Elect Director Bernardo Hees    Mgmt    For    For    For
1g    Elect Director Kathleen Hyle    Mgmt    For    For    For
1h    Elect Director Henry W. (Jay) Winship    Mgmt    For    For    For
1i    Elect Director Mark N. Zenuk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Bunge Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5    Report on the Soy Supply Chain    SH    For    For    For
6    Adopt Simple Majority Vote    SH    Against    For    For

Franco-Nevada Corporation

 

Meeting Date:   05/05/2021   Country:   Canada   Primary Security ID:   351858105
Record Date:   03/15/2021   Meeting Type:   Annual/Special   Ticker:   FNV
    Shares Voted:   13,650    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director David Harquail    Mgmt    For    For    For
1.2    Elect Director Paul Brink    Mgmt    For    For    For
1.3    Elect Director Tom Albanese    Mgmt    For    For    For
1.4    Elect Director Derek W. Evans    Mgmt    For    For    For
1.5    Elect Director Catharine Farrow    Mgmt    For    For    For
1.6    Elect Director Louis Gignac    Mgmt    For    For    For
1.7    Elect Director Maureen Jensen    Mgmt    For    For    For
1.8    Elect Director Jennifer Maki    Mgmt    For    For    For
1.9    Elect Director Randall Oliphant    Mgmt    For    For    For
1.10    Elect Director Elliott Pew    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Cameco Corporation

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   13321L108
Record Date:   03/10/2021   Meeting Type:   Annual   Ticker:   CCO
    Shares Voted:   26,999    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

A1    Elect Director Leontine Atkins    Mgmt    For    For    For
A2    Elect Director Ian Bruce    Mgmt    For    For    For
A3    Elect Director Daniel Camus    Mgmt    For    For    For
A4    Elect Director Donald Deranger    Mgmt    For    For    For
A5    Elect Director Catherine Gignac    Mgmt    For    For    For
A6    Elect Director Tim Gitzel    Mgmt    For    For    For
A7    Elect Director Jim Gowans    Mgmt    For    For    For
A8    Elect Director Kathryn (Kate) Jackson    Mgmt    For    For    For
A9    Elect Director Don Kayne    Mgmt    For    For    For
B    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
C    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
D    The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.    Mgmt    None    Refer    Abstain

Canadian Natural Resources Limited

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   56,590    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Canadian Natural Resources Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Ecolab Inc.

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   278865100
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   ECL
    Shares Voted:   5,144    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1b    Elect Director Shari L. Ballard    Mgmt    For    For    For
1c    Elect Director Barbara J. Beck    Mgmt    For    For    For
1d    Elect Director Christophe Beck    Mgmt    For    For    For
1e    Elect Director Jeffrey M. Ettinger    Mgmt    For    For    For
1f    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1g    Elect Director Michael Larson    Mgmt    For    For    For
1h    Elect Director David W. MacLennan    Mgmt    For    For    For
1i    Elect Director Tracy B. McKibben    Mgmt    For    For    For
1j    Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1k    Elect Director Victoria J. Reich    Mgmt    For    For    For
1l    Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
1m    Elect Director John J. Zillmer    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Ecolab Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Kirkland Lake Gold Ltd.

 

Meeting Date:   05/06/2021   Country:   Canada   Primary Security ID:   49741E100
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   KL
    Shares Voted:   9,163    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Jonathan Gill    Mgmt    For    For    For
1b    Elect Director Peter Grosskopf    Mgmt    For    For    For
1c    Elect Director Ingrid Hibbard    Mgmt    For    For    For
1d    Elect Director Arnold Klassen    Mgmt    For    For    For
1e    Elect Director Elizabeth Lewis-Gray    Mgmt    For    For    For
1f    Elect Director Anthony Makuch    Mgmt    For    For    For
1g    Elect Director Barry Olson    Mgmt    For    For    For
1h    Elect Director Jeff Parr    Mgmt    For    For    For
2    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Mondi Plc

 

Meeting Date:   05/06/2021   Country:   United Kingdom   Primary Security ID:   G6258S107
Record Date:   05/04/2021   Meeting Type:   Annual   Ticker:   MNDI
    Shares Voted:   60,238    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Mondi Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Svein Richard Brandtzaeg as Director    Mgmt    For    For    For
5    Elect Sue Clark as Director    Mgmt    For    For    For
6    Elect Mike Powell as Director    Mgmt    For    For    For
7    Elect Angela Strank as Director    Mgmt    For    For    For
8    Re-elect Tanya Fratto as Director    Mgmt    For    For    For
9    Re-elect Enoch Godongwana as Director    Mgmt    For    For    For
10    Re-elect Andrew King as Director    Mgmt    For    For    For
11    Re-elect Dominique Reiniche as Director    Mgmt    For    For    For
12    Re-elect Philip Yea as Director    Mgmt    For    For    For
13    Re-elect Stephen Young as Director    Mgmt    For    For    For
14    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19    Adopt New Articles of Association    Mgmt    For    Refer    For
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   20825C104
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   COP
    Shares Voted:   44,360    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

ConocoPhillips

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director Timothy A. Leach    Mgmt    For    For    For
1i    Elect Director William H. McRaven    Mgmt    For    For    For
1j    Elect Director Sharmila Mulligan    Mgmt    For    For    For
1k    Elect Director Eric D. Mullins    Mgmt    For    For    For
1l    Elect Director Arjun N. Murti    Mgmt    For    For    For
1m    Elect Director Robert A. Niblock    Mgmt    For    For    For
1n    Elect Director David T. Seaton    Mgmt    For    For    For
1o    Elect Director R.A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Adopt Simple Majority Vote    SH    For    For    For
5    Emission Reduction Targets    SH    Against    For    For

Waste Management, Inc.

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   94106L109
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   WM
    Shares Voted:   11,048    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director James C. Fish, Jr.    Mgmt    For    For    For
1b    Elect Director Andres R. Gluski    Mgmt    For    For    For
1c    Elect Director Victoria M. Holt    Mgmt    For    For    For
1d    Elect Director Kathleen M. Mazzarella    Mgmt    For    For    For
1e    Elect Director Sean E. Menke    Mgmt    For    For    For
1f    Elect Director William B. Plummer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Waste Management, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1g    Elect Director John C. Pope    Mgmt    For    For    For
1h    Elect Director Maryrose T. Sylvester    Mgmt    For    For    For
1i    Elect Director Thomas H. Weidemeyer    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

American Water Works Company, Inc.

 

Meeting Date:   05/12/2021   Country:    USA   Primary Security ID:   030420103
Record Date:   03/17/2021   Meeting Type:    Annual   Ticker:   AWK
    Shares Voted:    4,931    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Jeffrey N. Edwards    Mgmt    For    For    For
1b    Elect Director Martha Clark Goss    Mgmt    For    For    For
1c    Elect Director Veronica M. Hagen    Mgmt    For    For    For
1d    Elect Director Kimberly J. Harris    Mgmt    For    For    For
1e    Elect Director Julia L. Johnson    Mgmt    For    For    For
1f    Elect Director Patricia L. Kampling    Mgmt    For    For    For
1g    Elect Director Karl F. Kurz    Mgmt    For    For    For
1h    Elect Director Walter J. Lynch    Mgmt    For    For    For
1i    Elect Director George MacKenzie    Mgmt    For    For    For
1j    Elect Director James G. Stavridis    Mgmt    For    For    For
1k    Elect Director Lloyd M. Yates    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Pan American Silver Corp.

 

Meeting Date:   05/12/2021   Country:    Canada   Primary Security ID:   697900108
Record Date:   03/19/2021   Meeting Type:    Annual/Special   Ticker:   PAAS
    Shares Voted:    12,090    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Michael Carroll    Mgmt    For    For    For
1.2    Elect Director Neil de Gelder    Mgmt    For    For    For
1.3    Elect Director Charles Jeannes    Mgmt    For    For    For
1.4    Elect Director Jennifer Maki    Mgmt    For    For    For
1.5    Elect Director Walter Segsworth    Mgmt    For    For    For
1.6    Elect Director Kathleen Sendall    Mgmt    For    For    For
1.7    Elect Director Michael Steinmann    Mgmt    For    For    For
1.8    Elect Director Gillian Winckler    Mgmt    For    For    For
2    Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Phillips 66

 

Meeting Date:   05/12/2021   Country:    USA   Primary Security ID:   718546104
Record Date:   03/17/2021   Meeting Type:    Annual   Ticker:   PSX
    Shares Voted:    42,506    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Julie L. Bushman    Mgmt    For    For    For
1b    Elect Director Lisa A. Davis    Mgmt    For    For    For
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5    Adopt GHG Emissions Reduction Targets    SH    Against    For    Against
6    Report on Climate Lobbying    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Xylem Inc.

 

Meeting Date:   05/12/2021   Country:    USA   Primary Security ID:   98419M100
Record Date:   03/15/2021   Meeting Type:    Annual   Ticker:   XYL
    Shares Voted:    9,534    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Jeanne Beliveau-Dunn    Mgmt    For    For    For
1b    Elect Director Patrick K. Decker    Mgmt    For    For    For
1c    Elect Director Robert F. Friel    Mgmt    For    For    For
1d    Elect Director Jorge M. Gomez    Mgmt    For    For    For
1e    Elect Director Victoria D. Harker    Mgmt    For    For    For
1f    Elect Director Steven R. Loranger    Mgmt    For    For    For
1g    Elect Director Surya N. Mohapatra    Mgmt    For    For    For
1h    Elect Director Jerome A. Peribere    Mgmt    For    For    For
1i    Elect Director Markos I. Tambakeras    Mgmt    For    For    For
1j    Elect Director Lila Tretikov    Mgmt    For    For    For
1k    Elect Director Uday Yadav    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Martin Marietta Materials, Inc.

 

Meeting Date:   05/13/2021   Country:    USA   Primary Security ID:   573284106
Record Date:   03/05/2021   Meeting Type:    Annual   Ticker:   MLM
    Shares Voted:    1,882    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2    Elect Director Sue W. Cole    Mgmt    For    For    For
1.3    Elect Director Smith W. Davis    Mgmt    For    For    For
1.4    Elect Director Anthony R. Foxx    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Martin Marietta Materials, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5    Elect Director John J. Koraleski    Mgmt    For    For    For
1.6    Elect Director C. Howard Nye    Mgmt    For    For    For
1.7    Elect Director Laree E. Perez    Mgmt    For    For    For
1.8    Elect Director Thomas H. Pike    Mgmt    For    For    For
1.9    Elect Director Michael J. Quillen    Mgmt    For    For    For
1.10    Elect Director Donald W. Slager    Mgmt    For    For    For
1.11    Elect Director David C. Wajsgras    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:   05/13/2021   Country:    USA   Primary Security ID:   907818108
Record Date:   03/16/2021   Meeting Type:    Annual   Ticker:   UNP
    Shares Voted:    10,330    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1j    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Union Pacific Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Report on EEO    SH    Against    For    For
7    Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For
8    Annual Vote and Report on Climate Change    SH    Against    Against    Against

Wheaton Precious Metals Corp.

 

Meeting Date:   05/14/2021   Country:    Canada   Primary Security ID:   962879102
Record Date:   03/19/2021   Meeting Type:    Annual/Special   Ticker:   WPM
    Shares Voted:    25,768    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

a1    Elect Director George L. Brack    Mgmt    For    For    For
a2    Elect Director John A. Brough    Mgmt    For    For    For
a3    Elect Director R. Peter Gillin    Mgmt    For    For    For
a4    Elect Director Chantal Gosselin    Mgmt    For    For    For
a5    Elect Director Douglas M. Holtby    Mgmt    For    For    For
a6    Elect Director Glenn Antony Ives    Mgmt    For    For    For
a7    Elect Director Charles A. Jeannes    Mgmt    For    For    For
a8    Elect Director Eduardo Luna    Mgmt    For    For    For
a9    Elect Director Marilyn Schonberner    Mgmt    For    For    For
a10    Elect Director Randy V.J. Smallwood    Mgmt    For    For    For
b    Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
c    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Enphase Energy, Inc.

 

Meeting Date:   05/19/2021   Country:    USA   Primary Security ID:   29355A107
Record Date:   03/22/2021   Meeting Type:    Annual   Ticker:   ENPH
    Shares Voted:    7,236    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Badrinarayanan Kothandaraman    Mgmt    For    For    For
1.2    Elect Director Joseph Malchow    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Steel Dynamics, Inc.

 

Meeting Date:   05/19/2021   Country:    USA   Primary Security ID:   858119100
Record Date:   03/22/2021   Meeting Type:    Annual   Ticker:   STLD
    Shares Voted:    32,779    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Mark D. Millett    Mgmt    For    For    For
1.2    Elect Director Sheree L. Bargabos    Mgmt    For    For    For
1.3    Elect Director Keith E. Busse    Mgmt    For    For    For
1.4    Elect Director Frank D. Byrne    Mgmt    For    For    For
1.5    Elect Director Kenneth W. Cornew    Mgmt    For    For    For
1.6    Elect Director Traci M. Dolan    Mgmt    For    For    For
1.7    Elect Director James C. Marcuccilli    Mgmt    For    For    For
1.8    Elect Director Bradley S. Seaman    Mgmt    For    For    For
1.9    Elect Director Gabriel L. Shaheen    Mgmt    For    For    For
1.10    Elect Director Steven A. Sonnenberg    Mgmt    For    For    For
1.11    Elect Director Richard P. Teets, Jr.    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

NextEra Energy, Inc.

 

Meeting Date:   05/20/2021   Country:    USA   Primary Security ID:   65339F101
Record Date:   03/23/2021   Meeting Type:    Annual   Ticker:   NEE
    Shares Voted:    15,937    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Sherry S. Barrat    Mgmt    For    For    For
1b    Elect Director James L. Camaren    Mgmt    For    For    For
1c    Elect Director Kenneth B. Dunn    Mgmt    For    For    For
1d    Elect Director Naren K. Gursahaney    Mgmt    For    For    For
1e    Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1f    Elect Director Amy B. Lane    Mgmt    For    For    For
1g    Elect Director David L. Porges    Mgmt    For    For    For
1h    Elect Director James L. Robo    Mgmt    For    For    For
1i    Elect Director Rudy E. Schupp    Mgmt    For    For    For
1j    Elect Director John L. Skolds    Mgmt    For    For    For
1k    Elect Director Lynn M. Utter    Mgmt    For    For    For
1l    Elect Director Darryl L. Wilson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Croda International Plc

 

Meeting Date:   05/21/2021   Country:    United Kingdom   Primary Security ID:   G25536155
Record Date:   05/19/2021   Meeting Type:    Annual   Ticker:   CRDA
    Shares Voted:    12,818    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Croda International Plc

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3    Approve Final Dividend    Mgmt    For    For    For
4    Re-elect Roberto Cirillo as Director    Mgmt    For    For    For
5    Re-elect Jacqui Ferguson as Director    Mgmt    For    For    For
6    Re-elect Steve Foots as Director    Mgmt    For    For    For
7    Re-elect Anita Frew as Director    Mgmt    For    For    For
8    Re-elect Helena Ganczakowski as Director    Mgmt    For    For    For
9    Re-elect Keith Layden as Director    Mgmt    For    For    For
10    Re-elect Jez Maiden as Director    Mgmt    For    For    For
11    Re-elect John Ramsay as Director    Mgmt    For    For    For
12    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
13    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14    Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
15    Authorise Issue of Equity    Mgmt    For    For    For
16    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
20    Adopt New Articles of Association    Mgmt    For    Refer    For

Chevron Corporation

 

Meeting Date:   05/26/2021   Country:    USA   Primary Security ID:   166764100
Record Date:   03/29/2021   Meeting Type:    Annual   Ticker:   CVX
    Shares Voted:    20,101    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director John B. Frank    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Chevron Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1c    Elect Director Alice P. Gast    Mgmt    For    For    For
1d    Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1f    Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g    Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h    Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i    Elect Director Debra Reed-Klages    Mgmt    For    For    For
1j    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1l    Elect Director Michael K. Wirth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Scope 3 Emissions    SH    Against    For    For
5    Report on Impacts of Net Zero 2050 Scenario    SH    Against    For    For
6    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    For    For
8    Require Independent Board Chair    SH    Against    Refer    Against
9    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Pioneer Natural Resources Company

 

Meeting Date:   05/27/2021   Country:    USA   Primary Security ID:   723787107
Record Date:   04/01/2021   Meeting Type:    Annual   Ticker:   PXD
    Shares Voted:    14,325    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director A.R. Alameddine    Mgmt    For    For    For
1b    Elect Director Edison C. Buchanan    Mgmt    For    For    For
1c    Elect Director Matt Gallagher    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Pioneer Natural Resources Company

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1d    Elect Director Phillip A. Gobe    Mgmt    For    For    For
1e    Elect Director Larry R. Grillot    Mgmt    For    For    For
1f    Elect Director Stacy P. Methvin    Mgmt    For    For    For
1g    Elect Director Royce W. Mitchell    Mgmt    For    For    For
1h    Elect Director Frank A. Risch    Mgmt    For    For    For
1i    Elect Director Scott D. Sheffield    Mgmt    For    For    For
1j    Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1k    Elect Director Phoebe A. Wood    Mgmt    For    For    For
1l    Elect Director Michael D. Wortley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Southern Copper Corporation

 

Meeting Date:   05/28/2021   Country:    USA   Primary Security ID:   84265V105
Record Date:   04/09/2021   Meeting Type:    Annual   Ticker:   SCCO
    Shares Voted:    27,543    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director German Larrea Mota-Velasco    Mgmt    For    Refer    Withhold
1.2    Elect Director Oscar Gonzalez Rocha    Mgmt    For    Refer    Withhold
1.3    Elect Director Vicente Ariztegui Andreve    Mgmt    For    For    For
1.4    Elect Director Enrique Castillo Sanchez Mejorada    Mgmt    For    For    For
1.5    Elect Director Leonardo Contreras Lerdo de Tejada    Mgmt    For    For    For
1.6    Elect Director Xavier Garcia de Quevedo Topete    Mgmt    For    Withhold    Withhold
1.7    Elect Director Rafael A. Mac Gregor Anciola    Mgmt    For    For    For
1.8    Elect Director Luis Miguel Palomino Bonilla    Mgmt    For    Withhold    Withhold
1.9    Elect Director Gilberto Perezalonso Cifuentes    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Southern Copper Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.10    Elect Director Carlos Ruiz Sacristan    Mgmt    For    Withhold    Withhold
2    Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chair    SH    Against    Refer    For

Total SE

 

Meeting Date:   05/28/2021   Country:   France   Primary Security ID:   F92124100
Record Date:   04/16/2021   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   50,559    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.64 per Share    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7    Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8    Elect Jacques Aschenbroich as Director    Mgmt    For    For    For
9    Elect Glenn Hubbard as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Total SE

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
14    Approve the Company’s Sustainable Development and Energy Transition    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
15    Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly    Mgmt    For    For    For
16    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   25278X109
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   FANG
    Shares Voted:   29,438    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Steven E. West    Mgmt    For    For    For
1.2    Elect Director Travis D. Stice    Mgmt    For    For    For
1.3    Elect Director Vincent K. Brooks    Mgmt    For    For    For
1.4    Elect Director Michael P. Cross    Mgmt    For    For    For
1.5    Elect Director David L. Houston    Mgmt    For    For    For
1.6    Elect Director Stephanie K. Mains    Mgmt    For    For    For
1.7    Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.8    Elect Director Melanie M. Trent    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Reliance Industries Ltd.

 

Meeting Date:   06/24/2021   Country:   India   Primary Security ID:   Y72596102
Record Date:   06/17/2021   Meeting Type:   Annual   Ticker:   500325
    Shares Voted:   74,702    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Elect Nikhil R. Meswani as Director    Mgmt    For    Refer    For
4    Elect Pawan Kumar Kapil as Director    Mgmt    For    Refer    For
5    Reelect Shumeet Banerji as Director    Mgmt    For    For    For
6    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

DELAWARE IVY VIP PATHFINDER AGGRESSIVE

(prior to July 1, 2021, Ivy VIP Pathfinder Aggressive)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER CONSERVATIVE

(prior to July 1, 2021, Ivy VIP Pathfinder Conservative)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER MODERATE

(prior to July 1, 2021, Ivy VIP Pathfinder Moderate)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY

(prior to July 1, 2021, Ivy VIP Pathfinder Moderate – Managed Volatility)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER MODERATELY AGGRESSIVE

(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Aggressive)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY

(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER MODERATELY CONSERVATIVE

(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Conservative)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY

(prior to July 1, 2021, Ivy VIP Pathfinder Moderately Conservative – Managed Volatility)

Proxy Voting Record

There was no proxy voting for Delaware Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY VIP SCIENCE AND TECHNOLOGY

(prior to July 1, 2021, Ivy VIP Science and Technology)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

Microchip Technology Incorporated

 

Meeting Date:   08/18/2020   Country:   USA   Primary Security ID:   595017104
Record Date:   06/24/2020   Meeting Type:   Annual   Ticker:   MCHP
    Shares Voted:   83,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Steve Sanghi    Mgmt    For    For    For
1.2    Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3    Elect Director L.B. Day    Mgmt    For    For    For
1.4    Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5    Elect Director Wade F. Meyercord    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WNS (Holdings) Limited

 

Meeting Date:   09/24/2020   Country:   Jersey   Primary Security ID:   92932M101
Record Date:   08/20/2020   Meeting Type:   Annual   Ticker:   WNS
    Shares Voted:   345,792    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Reelect Michael Menezes as a Director    Mgmt    For    For    For
5    Reelect Keith Haviland as a Director    Mgmt    For    For    For
6    Reelect Keshav R. Murugesh as a Director    Mgmt    For    For    For
7    Approve Remuneration of Directors    Mgmt    For    Refer    For
8    Amend Omnibus Stock Plan    Mgmt    For    For    For
9    Authorize Share Repurchase Program    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Alibaba Group Holding Limited

 

Meeting Date:   09/30/2020   Country:   Cayman Islands   Primary Security ID:   G01719114
Record Date:   08/17/2020   Meeting Type:   Annual   Ticker:   9988
    Shares Voted:   84,905    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
1    Amend Articles of Association    Mgmt    For    Refer    For
2.1    Elect Maggie Wei Wu as Director    Mgmt    For    Refer    Against
2.2    Elect Kabir Misra as Director    Mgmt    For    Refer    Against
2.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:   10/19/2020   Country:   Israel   Primary Security ID:   M4119S104
Record Date:   09/10/2020   Meeting Type:   Annual   Ticker:   EVGN
    Shares Voted:   136,940    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Reelect Sarit Firon as Director    Mgmt    For    For    For
1b    Reelect Martin S. Gerstel as Director    Mgmt    For    For    For
1c    Reelect Ziv Kop as Director    Mgmt    For    For    For
1d    Reelect Adrian Percy as Director    Mgmt    For    For    For
1e    Reelect Leon Y. Recanati as Director    Mgmt    For    For    For
1f    Reelect Oded Shoseyov as Director    Mgmt    For    For    For
2    Approve Option Grants to to Martin S. Gerstel and Leon Y. Recanati, Directors    Mgmt    For    Refer    For
3    Approve Grant of Options to Ofer Haviv, President and CEO    Mgmt    For    Refer    For
4    Approve Liability Insurance Policy to Directors/Officers    Mgmt    For    Refer    For
5    Approve Amended Compensation Policy Re: Liability Insurance Policy    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Evogene Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

6    Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Discuss Financial Statements and the Report of the Board    Mgmt         
A    Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager    Mgmt    None    Refer    For
   Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney    Mgmt         
B1    If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    Against
B2    If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    Against
B3    If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    For

Marrone Bio Innovations, Inc.

 

Meeting Date:   10/29/2020   Country:   USA   Primary Security ID:   57165B106
Record Date:   09/16/2020   Meeting Type:   Annual   Ticker:   MBII
    Shares Voted:   962,520    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Pamela G. Marrone    Mgmt    For    Refer    For
1.2    Elect Director Robert A. Woods    Mgmt    For    Refer    For
1.3    Elect Director Yogesh Mago    Mgmt    For    For    For
2    Ratify Marcum LLP as Auditors    Mgmt    For    For    For
3    Approve Reverse Stock Split    Mgmt    For    Refer    For
4    Approve Anti-Dilution Provisions in Warrants Issued in Connection with Warrant Exchange Agreement    Mgmt    For    Refer    For
5    Adopt Simple Majority Vote    SH    Against    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Teladoc Health, Inc.

 

Meeting Date:   10/29/2020   Country:   USA   Primary Security ID:   87918A105
Record Date:   09/08/2020   Meeting Type:   Special   Ticker:   TDOC
    Shares Voted:   32,268    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Increase Authorized Common Stock    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:   12/02/2020   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2020   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   286,374    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.2    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director Satya Nadella    Mgmt    For    For    For
1.5    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.6    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.7    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.8    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.9    Elect Director John W. Stanton    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Microsoft Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.10    Elect Director John W. Thompson    Mgmt    For    For    For
1.11    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.12    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against

Micron Technology, Inc.

 

Meeting Date:   01/14/2021   Country:   USA   Primary Security ID:   595112103
Record Date:   11/18/2020   Meeting Type:   Annual   Ticker:   MU
    Shares Voted:   510,845    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Richard M. Beyer    Mgmt    For    For    For
1b    Elect Director Lynn A. Dugle    Mgmt    For    For    For
1c    Elect Director Steven J. Gomo    Mgmt    For    For    For
1d    Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1e    Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1f    Elect Director Robert E. Switz    Mgmt    For    For    For
1g    Elect Director MaryAnn Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Aspen Technology, Inc.

 

Meeting Date:   01/29/2021   Country:   USA   Primary Security ID:   045327103
Record Date:   12/08/2020   Meeting Type:   Annual   Ticker:   AZPN
    Shares Voted:   212,333    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Thomas M. Bradicich    Mgmt    For    For    For
1.2    Elect Director Adriana Karaboutis    Mgmt    For    For    For
1.3    Elect Director Georgia Keresty    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:   02/23/2021   Country:   USA   Primary Security ID:   037833100
Record Date:   12/28/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   316,363    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Monica Lozano    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    For    For
5    Improve Principles of Executive Compensation Program    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Infineon Technologies AG

 

Meeting Date:   02/25/2021   Country:   Germany   Primary Security ID:   D35415104
Record Date:     Meeting Type:   Annual   Ticker:   IFX
    Shares Voted:   557,805    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.22 per Share    Mgmt    For    For    For
3.1    Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020    Mgmt    For    For    For
3.2    Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020    Mgmt    For    For    For
3.3    Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020    Mgmt    For    For    For
3.4    Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020    Mgmt    For    For    For
4.1    Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020    Mgmt    For    For    For
4.2    Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.3    Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.4    Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020    Mgmt    For    For    For
4.5    Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.6    Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.7    Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020    Mgmt    For    For    For
4.8    Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020    Mgmt    For    For    For
4.9    Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.10    Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Infineon Technologies AG

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.11    Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.12    Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020    Mgmt    For    For    For
4.13    Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020    Mgmt    For    For    For
4.14    Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020    Mgmt    For    For    For
4.15    Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.16    Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020    Mgmt    For    For    For
4.17    Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020    Mgmt    For    For    For
4.18    Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.19    Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.20    Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020    Mgmt    For    For    For
4.21    Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2021    Mgmt    For    For    For
6    Approve Remuneration Policy    Mgmt    For    Refer    For
7    Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8    Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    Refer    For
9    Amend Articles Re: Information for Registration in the Share Register    Mgmt    For    For    For
10    Amend Articles Re: Supervisory Board’s Rules of Procedure    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

QUALCOMM Incorporated

 

Meeting Date:   03/10/2021   Country:   USA   Primary Security ID:   747525103
Record Date:   01/11/2021   Meeting Type:   Annual   Ticker:   QCOM
    Shares Voted:   200,623    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Sylvia Acevedo    Mgmt    For    For    For
1b    Elect Director Mark Fields    Mgmt    For    For    For
1c    Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1d    Elect Director Gregory N. Johnson    Mgmt    For    For    For
1e    Elect Director Ann M. Livermore    Mgmt    For    For    For
1f    Elect Director Harish Manwani    Mgmt    For    For    For
1g    Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1h    Elect Director Jamie S. Miller    Mgmt    For    For    For
1i    Elect Director Steve Mollenkopf    Mgmt    For    For    For
1j    Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1k    Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1l    Elect Director Kornelis “Neil” Smit    Mgmt    For    For    For
1m    Elect Director Jean-Pascal Tricoire    Mgmt    For    For    For
1n    Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/17/2021   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2020   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   140,064    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1    Elect Park Byung-gook as Outside Director    Mgmt    For    Refer    For
2.1.2    Elect Kim Jeong as Outside Director    Mgmt    For    Refer    For
2.2.1    Elect Kim Kinam as Inside Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Samsung Electronics Co., Ltd.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.2.2    Elect Kim Hyun-suk as Inside Director    Mgmt    For    For    For
2.2.3    Elect Koh Dong-jin as Inside Director    Mgmt    For    For    For
3    Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member    Mgmt    For    Refer    For
4    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Keysight Technologies, Inc.

 

Meeting Date:   03/18/2021   Country:   USA   Primary Security ID:   49338L103
Record Date:   01/19/2021   Meeting Type:   Annual   Ticker:   KEYS
    Shares Voted:   31,706    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ronald S. Nersesian    Mgmt    For    For    For
1.2    Elect Director Charles J. Dockendorff    Mgmt    For    For    For
1.3    Elect Director Robert A. Rango    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Moderna, Inc.

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   60770K107
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   MRNA
    Shares Voted:   134,423    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert Langer    Mgmt    For    Refer    For
1.2    Elect Director Elizabeth Nabel    Mgmt    For    Refer    For
1.3    Elect Director Elizabeth Tallett    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Moderna, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:   04/29/2021   Country:   Netherlands   Primary Security ID:   N07059202
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   ASML
    Shares Voted:   53,740    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2    Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3.a    Approve Remuneration Report    Mgmt    For    Refer    For
3.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.c    Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3.d    Approve Dividends of EUR 2.75 Per Share    Mgmt    For    For    For
4.a    Approve Discharge of Management Board    Mgmt    For    For    For
4.b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
5    Approve Number of Shares for Management Board    Mgmt    For    Refer    For
6    Approve Certain Adjustments to the Remuneration Policy for Management Board    Mgmt    For    Refer    For
7    Approve Certain Adjustments to the Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
8    Receive Information on the Composition of the Management Board    Mgmt         
9.a    Elect B. Conix to Supervisory Board    Mgmt    For    For    For
9.b    Receive Information on the Composition of the Supervisory Board    Mgmt         
10    Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ASML Holding NV

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote Instruction

11.a    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
11.b    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a    Mgmt    For    For    For
11.c    Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
11.d    Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c    Mgmt    For    For    For
12.a    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12.b    Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
13    Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
14    Other Business (Non-Voting)    Mgmt         
15    Close Meeting    Mgmt         

QTS Realty Trust, Inc.

 

Meeting Date:   05/04/2021   Country:   USA   Primary Security ID:   74736A103
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   QTS
    Shares Voted:   80,475    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Chad L. Williams    Mgmt    For    For    For
1.2    Elect Director John W. Barter    Mgmt    For    For    For
1.3    Elect Director Joan A. Dempsey    Mgmt    For    For    For
1.4    Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.5    Elect Director Peter A. Marino    Mgmt    For    For    For
1.6    Elect Director Scott D. Miller    Mgmt    For    For    For
1.7    Elect Director Mazen Rawashdeh    Mgmt    For    For    For
1.8    Elect Director Wayne M. Rehberger    Mgmt    For    For    For
1.9    Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.10    Elect Director Stephen E. Westhead    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

QTS Realty Trust, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Ernst & Young as Auditors    Mgmt    For    For    For

Uber Technologies, Inc.

 

Meeting Date:   05/10/2021   Country:   USA   Primary Security ID:   90353T100
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   UBER
    Shares Voted:   32,000    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ronald Sugar    Mgmt    For    For    For
1b    Elect Director Revathi Advaithi    Mgmt    For    For    For
1c    Elect Director Ursula Burns    Mgmt    For    For    For
1d    Elect Director Robert Eckert    Mgmt    For    For    For
1e    Elect Director Amanda Ginsberg    Mgmt    For    For    For
1f    Elect Director Dara Khosrowshahi    Mgmt    For    For    For
1g    Elect Director Wan Ling Martello    Mgmt    For    For    For
1h    Elect Director Yasir Al-Rumayyan    Mgmt    For    For    For
1i    Elect Director John Thain    Mgmt    For    For    For
1j    Elect Director David I. Trujillo    Mgmt    For    For    For
1k    Elect Director Alexander Wynaendts    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5    Report on Lobbying Payments and Policy    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Intel Corporation

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   458140100
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   INTC
    Shares Voted:   160,961    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Patrick P. Gelsinger    Mgmt    For    For    For
1b    Elect Director James J. Goetz    Mgmt    For    For    For
1c    Elect Director Alyssa Henry    Mgmt    For    For    For
1d    Elect Director Omar Ishrak    Mgmt    For    For    For
1e    Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1f    Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1g    Elect Director Gregory D. Smith    Mgmt    For    For    For
1h    Elect Director Dion J. Weisler    Mgmt    For    For    For
1i    Elect Director Frank D. Yeary    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
6    Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture    SH    Against    Against    Against

IAC/InterActiveCorp

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   44891N109
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   IAC
    Shares Voted:   25,332    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Spin-Off Agreement    Mgmt    For    Refer    For
2    Approve the Corporate Opportunities Charter Amendment    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Against    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

IAC/InterActiveCorp

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4a    Elect Director Chelsea Clinton    Mgmt    For    For    For
4b    Elect Director Barry Diller    Mgmt    For    For    For
4c    Elect Director Michael D. Eisner    Mgmt    For    For    For
4d    Elect Director Bonnie S. Hammer    Mgmt    For    For    For
4e    Elect Director Victor A. Kaufman    Mgmt    For    For    For
4f    Elect Director Joseph Levin    Mgmt    For    For    For
4g    Elect Director Bryan Lourd    Mgmt    For    For    For
4h    Elect Director Westley Moore    Mgmt    For    For    For
4i    Elect Director David Rosenblatt    Mgmt    For    For    For
4j    Elect Director Alan G. Spoon    Mgmt    For    For    For
4k    Elect Director Alexander von Furstenberg    Mgmt    For    For    For
4l    Elect Director Richard F. Zannino    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
7    Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Teladoc Health, Inc.

 

Meeting Date:   05/17/2021   Country:   USA   Primary Security ID:   87918A105
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   TDOC
    Shares Voted:   36,811    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Christopher Bischoff    Mgmt    For    For    For
1b    Elect Director Karen L. Daniel    Mgmt    For    For    For
1c    Elect Director Sandra L. Fenwick    Mgmt    For    For    For
1d    Elect Director William H. Frist    Mgmt    For    For    For
1e    Elect Director Jason Gorevic    Mgmt    For    For    For
1f    Elect Director Catherine A. Jacobson    Mgmt    For    For    For
1g    Elect Director Thomas G. McKinley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Teladoc Health, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h    Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1i    Elect Director David Shedlarz    Mgmt    For    For    For
1j    Elect Director Mark Douglas Smith    Mgmt    For    For    For
1k    Elect Director David B. Snow, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Euronet Worldwide, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   298736109
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   EEFT
    Shares Voted:   124,204    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Paul S. Althasen    Mgmt    For    For    For
1.2    Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.3    Elect Director Michael N. Frumkin    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   156782104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   276,460    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b    Elect Director Elder Granger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Cerner Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c    Elect Director John J. Greisch    Mgmt    For    For    For
1d    Elect Director Melinda J. Mount    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    SH    Against    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   92532F100
Record Date:   03/25/2021   Meeting Type:   Annual   Ticker:   VRTX
    Shares Voted:   90,182    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Sangeeta Bhatia    Mgmt    For    For    For
1.2    Elect Director Lloyd Carney    Mgmt    For    For    For
1.3    Elect Director Alan Garber    Mgmt    For    For    For
1.4    Elect Director Terrence Kearney    Mgmt    For    For    For
1.5    Elect Director Reshma Kewalramani    Mgmt    For    For    For
1.6    Elect Director Yuchun Lee    Mgmt    For    For    For
1.7    Elect Director Jeffrey Leiden    Mgmt    For    For    For
1.8    Elect Director Margaret McGlynn    Mgmt    For    For    For
1.9    Elect Director Diana McKenzie    Mgmt    For    For    For
1.10    Elect Director Bruce Sachs    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Report on Political Contributions and Expenditures    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ON Semiconductor Corporation

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   682189105
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   ON
    Shares Voted:   200,056    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Atsushi Abe    Mgmt    For    For    For
1b    Elect Director Alan Campbell    Mgmt    For    For    For
1c    Elect Director Susan K. Carter    Mgmt    For    For    For
1d    Elect Director Thomas L. Deitrich    Mgmt    For    For    For
1e    Elect Director Gilles Delfassy    Mgmt    For    For    For
1f    Elect Director Hassane S. El-Khoury    Mgmt    For    For    For
1g    Elect Director Bruce E. Kiddoo    Mgmt    For    For    For
1h    Elect Director Paul A. Mascarenas    Mgmt    For    For    For
1i    Elect Director Gregory L. Waters    Mgmt    For    For    For
1j    Elect Director Christine Y. Yan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For

Tencent Holdings Limited

 

Meeting Date:   05/20/2021   Country:   Cayman Islands   Primary Security ID:   G87572163
Record Date:   05/13/2021   Meeting Type:   Annual   Ticker:   700
    Shares Voted:   54,900    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3a    Elect Yang Siu Shun as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Tencent Holdings Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

3b    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Tencent Holdings Limited

 

Meeting Date:   05/20/2021   Country:   Cayman Islands   Primary Security ID:   G87572163
Record Date:   05/13/2021   Meeting Type:   Special   Ticker:   700
    Shares Voted:   54,900    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Adopt Share Option Plan of China Literature Limited    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   023135106
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   8,146    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    Refer    For
1b    Elect Director Keith B. Alexander    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Amazon.com, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Gender/Racial Pay Gap    SH    Against    For    For
7    Report on Promotion Data    SH    Against    Against    Against
8    Report on the Impacts of Plastic Packaging    SH    Against    For    For
9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    For    For
10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Refer    Against
11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    For    For
12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
13    Report on Lobbying Payments and Policy    SH    Against    For    For
14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   148,463    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Facebook, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Non-Employee Director Compensation Policy    Mgmt    For    Refer    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Report on Online Child Sexual Exploitation    SH    Against    For    For
7    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
8    Report on Platform Misuse    SH    Against    For    For
9    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Marrone Bio Innovations, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   57165B106
Record Date:   04/14/2021   Meeting Type:   Annual   Ticker:   MBII
    Shares Voted:   1,116,100    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Keith McGovern    Mgmt    For    For    For
1.2    Elect Director Stuart Woolf    Mgmt    For    For    For
2    Ratify Marcum LLP as Auditors    Mgmt    For    For    For
3    Approve Reverse Stock Split    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

TELUS International (Cda) Inc.

 

Meeting Date:   05/27/2021   Country:   Canada   Primary Security ID:   87975H100
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   TIXT
    Shares Voted:   128,368    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Olin Anton    Mgmt    For    For    For
1.2    Elect Director Josh Blair    Mgmt    For    Refer    Withhold
1.3    Elect Director Kenneth Cheong    Mgmt    For    Refer    Withhold
1.4    Elect Director Doug French    Mgmt    For    Refer    Withhold
1.5    Elect Director Tony Geheran    Mgmt    For    Refer    Withhold
1.6    Elect Director Stephen Lewis    Mgmt    For    Refer    Withhold
1.7    Elect Director Sue Paish    Mgmt    For    For    For
1.8    Elect Director Jeffrey Puritt    Mgmt    For    Refer    Withhold
2    Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Cognizant Technology Solutions Corporation

 

Meeting Date:   06/01/2021   Country:   USA   Primary Security ID:   192446102
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   CTSH
    Shares Voted:   53,867    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Zein Abdalla    Mgmt    For    For    For
1b    Elect Director Vinita Bali    Mgmt    For    For    For
1c    Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1d    Elect Director Archana Deskus    Mgmt    For    For    For
1e    Elect Director John M. Dineen    Mgmt    For    For    For
1f    Elect Director Brian Humphries    Mgmt    For    For    For
1g    Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h    Elect Director Michael Patsalos-Fox    Mgmt    For    Refer    For
1i    Elect Director Joseph M. Velli    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Cognizant Technology Solutions Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j    Elect Director Sandra S. Wijnberg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

ACI Worldwide, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   004498101
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   ACIW
    Shares Voted:   586,251    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Odilon Almeida    Mgmt    For    For    For
1.2    Elect Director Charles K. Bobrinskoy    Mgmt    For    For    For
1.3    Elect Director Janet O. Estep    Mgmt    For    For    For
1.4    Elect Director James C. Hale, III    Mgmt    For    For    For
1.5    Elect Director Mary P. Harman    Mgmt    For    For    For
1.6    Elect Director Didier R. Lamouche    Mgmt    For    For    For
1.7    Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For
1.8    Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.9    Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
1.10    Elect Director Samir M. Zabaneh    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Alphabet Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/06/2021   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   9,225    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1a    Elect Director Larry Page    Mgmt    For    For    For
1b    Elect Director Sergey Brin    Mgmt    For    For    For
1c    Elect Director Sundar Pichai    Mgmt    For    For    For
1d    Elect Director John L. Hennessy    Mgmt    For    For    For
1e    Elect Director Frances H. Arnold    Mgmt    For    For    For
1f    Elect Director L. John Doerr    Mgmt    For    Refer    Abstain
1g    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1h    Elect Director Ann Mather    Mgmt    For    Against    Against
1i    Elect Director Alan R. Mulally    Mgmt    For    For    For
1j    Elect Director K. Ram Shriram    Mgmt    For    Refer    Abstain
1k    Elect Director Robin L. Washington    Mgmt    For    Refer    Abstain
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
6    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
7    Report on Takedown Requests    SH    Against    For    For
8    Report on Whistleblower Policies and Practices    SH    Against    Against    Against
9    Report on Charitable Contributions    SH    Against    Against    Against
10    Report on Risks Related to Anticompetitive Practices    SH    Against    For    For
11    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Ionis Pharmaceuticals, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   462222100
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   IONS
    Shares Voted:   103,806    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Brett Monia    Mgmt    For    For    For
1.2    Elect Director Frederick T. Muto    Mgmt    For    Refer    Withhold
1.3    Elect Director Peter N. Reikes    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

NVIDIA Corporation

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   67066G104
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   NVDA
    Shares Voted:   17,382    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Robert K. Burgess    Mgmt    For    For    For
1b    Elect Director Tench Coxe    Mgmt    For    For    For
1c    Elect Director John O. Dabiri    Mgmt    For    For    For
1d    Elect Director Persis S. Drell    Mgmt    For    For    For
1e    Elect Director Jen-Hsun Huang    Mgmt    For    For    For
1f    Elect Director Dawn Hudson    Mgmt    For    For    For
1g    Elect Director Harvey C. Jones    Mgmt    For    For    For
1h    Elect Director Michael G. McCaffery    Mgmt    For    For    For
1i    Elect Director Stephen C. Neal    Mgmt    For    For    For
1j    Elect Director Mark L. Perry    Mgmt    For    For    For
1k    Elect Director A. Brooke Seawell    Mgmt    For    For    For
1l    Elect Director Aarti Shah    Mgmt    For    For    For
1m    Elect Director Mark A. Stevens    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

NVIDIA Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Increase Authorized Common Stock    Mgmt    For    For    For

ServiceNow, Inc.

 

Meeting Date:   06/07/2021   Country:   USA   Primary Security ID:   81762P102
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   NOW
    Shares Voted:   17,414    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Susan L. Bostrom    Mgmt    For    For    For
1b    Elect Director Jonathan C. Chadwick    Mgmt    For    For    For
1c    Elect Director Lawrence J. Jackson, Jr.    Mgmt    For    For    For
1d    Elect Director Frederic B. Luddy    Mgmt    For    For    For
1e    Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Call Special Meeting    Mgmt    For    For    For
5    Approve Omnibus Stock Plan    Mgmt    For    For    For
6    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/08/2021   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   116,920    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Approve Amendment to Rules and Procedures for Election of Directors    Mgmt    For    Refer    For
3    Approve Issuance of Restricted Stocks    Mgmt    For    For    For
   ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1    Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director    Mgmt    For    For    For
4.2    Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director    Mgmt    For    For    For
4.3    Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director    Mgmt    For    For    For
4.4    Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director    Mgmt    For    For    For
4.5    Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director    Mgmt    For    For    For
4.6    Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director    Mgmt    For    For    For
4.7    Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director    Mgmt    For    For    For
4.8    Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director    Mgmt    For    For    For
4.9    Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director    Mgmt    For    For    For
4.10    Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

CRISPR Therapeutics AG

 

Meeting Date:   06/10/2021   Country:    Switzerland   Primary Security ID:   H17182108
Record Date:   04/16/2021   Meeting Type:    Annual   Ticker:   CRSP
    Shares Voted:    57,624    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Treatment of Net Loss    Mgmt    For    Refer    For
3    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4a    Reelect Director Rodger Novak    Mgmt    For    For    For
4b    Reelect Director Samarth Kulkarni    Mgmt    For    For    For
4c    Reelect Director Ali Behbahani    Mgmt    For    Against    Against
4d    Reelect Director Bradley Bolzon    Mgmt    For    For    For
4e    Reelect Director Simeon J. George    Mgmt    For    For    For
4f    Reelect Director John T. Greene    Mgmt    For    For    For
4g    Reelect Director Katherine A. High    Mgmt    For    For    For
4h    Reelect Director Douglas A. Treco    Mgmt    For    For    For
4i    Elect Director H Edward Fleming, Jr.    Mgmt    For    For    For
5a    Reelect Ali Behbahani as Member of the Compensation Committee    Mgmt    For    Against    Against
5b    Reelect Simeon J. George as Member of the Compensation Committee    Mgmt    For    For    For
5c    Reelect John T. Greene as Member of the Compensation Committee    Mgmt    For    For    For
6a    Approve Remuneration of Directors in the Amount of USD 507,000    Mgmt    For    Refer    For
6b    Approve Remuneration of Directors in the Amount of USD 11,738,100    Mgmt    For    Refer    Against
6c    Approve Remuneration of Executive Committee in the Amount of USD 3,514,207    Mgmt    For    Refer    For
6d    Approve Remuneration of Executive Committee in the Amount of USD 2,693,933    Mgmt    For    Refer    For
6e    Approve Remuneration of Executive Committee in the Amount of USD 55,827,593    Mgmt    For    Refer    For
7    Approve Increase in Conditional Share Capital for Employee Equity Plans    Mgmt    For    Refer    For
8    Approve Increase in Size of Board    Mgmt    For    Refer    For
9    Approve CHF 1,179,509 Increase in Authorized Capital    Mgmt    For    Refer    Against
10    Designate Marius Meier as Independent Proxy    Mgmt    For    For    For
11    Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

salesforce.com, inc.

 

Meeting Date:   06/10/2021   Country:    USA   Primary Security ID:   79466L302
Record Date:   04/15/2021   Meeting Type:    Annual   Ticker:   CRM
    Shares Voted:    33,277    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Marc Benioff    Mgmt    For    For    For
1b    Elect Director Craig Conway    Mgmt    For    For    For
1c    Elect Director Parker Harris    Mgmt    For    For    For
1d    Elect Director Alan Hassenfeld    Mgmt    For    For    For
1e    Elect Director Neelie Kroes    Mgmt    For    For    For
1f    Elect Director Colin Powell    Mgmt    For    For    For
1g    Elect Director Sanford Robertson    Mgmt    For    For    For
1h    Elect Director John V. Roos    Mgmt    For    For    For
1i    Elect Director Robin Washington    Mgmt    For    For    For
1j    Elect Director Maynard Webb    Mgmt    For    For    For
1k    Elect Director Susan Wojcicki    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Lyft, Inc.

 

Meeting Date:   06/17/2021   Country:    USA   Primary Security ID:   55087P104
Record Date:   04/21/2021   Meeting Type:    Annual   Ticker:   LYFT
    Shares Voted:    39,500    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director John Zimmer    Mgmt    For    Refer    Withhold
1.2    Elect Director Valerie Jarrett    Mgmt    For    Refer    Withhold
1.3    Elect Director David Lawee    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Lyft, Inc.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For

Universal Display Corporation

 

Meeting Date:   06/17/2021   Country:    USA   Primary Security ID:   91347P105
Record Date:   04/05/2021   Meeting Type:    Annual   Ticker:   OLED
    Shares Voted:    103,945    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Steven V. Abramson    Mgmt    For    For    For
1b    Elect Director Cynthia J. Comparin    Mgmt    For    For    For
1c    Elect Director Richard C. Elias    Mgmt    For    For    For
1d    Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1e    Elect Director C. Keith Hartley    Mgmt    For    For    For
1f    Elect Director Celia M. Joseph    Mgmt    For    For    For
1g    Elect Director Lawrence Lacerte    Mgmt    For    For    For
1h    Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1i    Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Mastercard Incorporated

 

Meeting Date:   06/22/2021   Country:    USA   Primary Security ID:   57636Q104
Record Date:   04/23/2021   Meeting Type:    Annual   Ticker:   MA
    Shares Voted:    9,103    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ajay Banga    Mgmt    For    For    For
1b    Elect Director Merit E. Janow    Mgmt    For    For    For
1c    Elect Director Richard K. Davis    Mgmt    For    For    For
1d    Elect Director Steven J. Freiberg    Mgmt    For    For    For
1e    Elect Director Julius Genachowski    Mgmt    For    For    For
1f    Elect Director Choon Phong Goh    Mgmt    For    For    For
1g    Elect Director Oki Matsumoto    Mgmt    For    For    For
1h    Elect Director Michael Miebach    Mgmt    For    For    For
1i    Elect Director Youngme Moon    Mgmt    For    For    For
1j    Elect Director Rima Qureshi    Mgmt    For    For    For
1k    Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1m    Elect Director Jackson Tai    Mgmt    For    For    For
1n    Elect Director Lance Uggla    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

DELAWARE IVY VIP SECURIAN REAL ESTATE SECURITIES

(prior to July 1, 2021, Ivy VIP Securian Real Estate Securities)

Proxy Voting Record

 

Customer Account Name  

Customer

Account

Number

  

Country

of Trade

   Company Name  

Meeting

Type

   Contested  

Meeting

Date

  

Ballot

Shares

  

Shares

on

Loan

   Vote Date  

Security

ID

   ISIN   Ticker   Agenda Key   Proponent   Proposal   Proposal Description  

Management

Recommendation

  

Vote

Decision

  

With Or

Against

Management

Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   1   Elect Scott D. Peters   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   2   Elect W. Bradley Blair, II   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   3   Elect Vicki U. Booth   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   4   Elect H. Lee Cooper   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   5   Elect Warren D. Fix   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   6   Elect Peter N. Foss   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   7   Elect Jay P. Leupp   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   8   Elect Gary T. Wescombe   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthcare Trust of America Inc   Annual   No   7/7/2020   15800   0   6/19/2020   42225P   US42225P1057   HTA   935225599   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.001   Elect Mayree C. Clark   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.002   Elect Michael J. Embler   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.003   Elect Janice L. Fields   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.004   Elect Michelle J. Goldberg   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.005   Elect Nancy Killefer   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.006   Elect Cia Buckley Marakovits   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.007   Elect Robert S. Taubman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.008   Elect Ronald W. Tysoe   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   1.009   Elect Myron E. Ullman, III   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Taubman Centers, Inc.   Annual   No   7/28/2020   5700   0   7/23/2020   876664   US8766644004   TCO   935246240   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   1   Elect John P. Case   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   2   Elect James B. Connor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   3   Elect Tamara D. Fischer   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   4   Elect Norman K. Jenkins   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   5   Elect Kelly T. Killingsworth   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   6   Elect Melanie R. Sabelhaus   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   7   Elect Peter M. Scott III   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   8   Elect David P. Stockert   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   9   Elect Chris Sultemeier   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   10   Elect Michael E. Szymanczyk   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   11   Elect Warren M. Thompson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   12   Elect Lynn C. Thurber   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   13   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Duke Realty Corp   Annual   No   4/28/2021   20000   0   4/6/2021   264411   US2644117291   DRE   935339095   Management   14   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   1   Elect Andrew M. Alexander   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   2   Elect Stanford Alexander   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   3   Elect Shelaghmichael Brown   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   4   Elect Stephen A. Lasher   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   5   Elect Thomas L. Ryan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   6   Elect Douglas W. Schnitzer   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   7   Elect C. Park Shaper   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   8   Elect Marc J. Shapiro   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   9   Amendment to the 2010 Long Term Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Weingarten Realty Investors   Annual   No   4/26/2021   14900   0   3/30/2021   948741   US9487414008   WRI   935346064   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   1   Elect Milton Cooper   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   2   Elect Philip E. Coviello   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   3   Elect Conor C. Flynn   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   4   Elect Frank Lourenso   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   5   Elect Henry Moniz   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   6   Elect Mary Hogan Preusse   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   7   Elect Valerie Richardson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   8   Elect Richard B. Saltzman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kimco Realty Corp.   Annual   No   4/27/2021   25400   0   4/6/2021   49446R   US49446R7118   KIM   935348044   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   1   Elect James R. Abrahamson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   2   Elect Diana F. Cantor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   3   Elect Monica H. Douglas   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   4   Elect Elizabeth Holland   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   5   Elect Craig Macnab   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   6   Elect Edward B. Pitoniak   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   7   Elect Michael D. Rumbolz   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   8   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VICI Properties Inc   Annual   No   4/28/2021   25132   0   3/30/2021   925652   US9256521090   VICI   935348032   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   1   Elect James M. Taylor Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   2   Elect John G. Schreiber   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   3   Elect Michael Berman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   4   Elect Julie Bowerman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   5   Elect Sheryl M. Crosland   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   6   Elect Thomas W. Dickson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   7   Elect Daniel B. Hurwitz   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   8   Elect William D. Rahm   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   9   Elect Gabrielle Sulzberger   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Brixmor Property Group Inc   Annual   No   4/27/2021   33400   0   3/30/2021   11120U   US11120U1051   BRX   935343361   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   1   Elect Ronald L. Havner, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   2   Elect Tamara Hughes Gustavson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   3   Elect Leslie Stone Heisz   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   4   Elect Michelle Millstone-Shroff   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   5   Elect Shankh S. Mitra   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   6   Elect David J. Neithercut   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   7   Elect Rebecca L. Owen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   8   Elect Kristy M. Pipes   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   9   Elect Avedick B. Poladian   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   10   Elect John Reyes   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   11   Elect Joseph D. Russell, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   12   Elect Tariq M. Shaukat   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   13   Elect Ronald P. Spogli   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   14   Elect Paul S. Williams   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   15   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   16   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   17   Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Public Storage   Annual   No   4/26/2021   4502   0   4/6/2021   74460D   US74460W6286   PSA   935350912   Management   18   Elimination of Cumulative Voting   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   1   Elect Brian G. Cartwright   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   2   Elect Christine N. Garvey   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   3   Elect R. Kent Griffin Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   4   Elect David B. Henry   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   5   Elect Thomas M. Herzog   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   6   Elect Lydia H. Kennard   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   7   Elect Sara G. Lewis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   8   Elect Katherine M. Sandstrom   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Healthpeak Properties Inc   Annual   No   4/28/2021   21400   0   3/30/2021   42250P   US42250P1030   PEAK   935346280   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   1   Elect Thomas J. Baltimore, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   2   Elect Gordon M. Bethune   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   3   Elect Patricia M. Bedient   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   4   Elect Thomas D. Eckert   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   5   Elect Geoffrey M. Garrett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   6   Elect Christie B. Kelly   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   7   Elect Joseph I. Lieberman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   8   Elect Thomas A. Natelli   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   9   Elect Timothy J. Naughton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   10   Elect Stephen I. Sadove   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   11   Amendment to the 2017 Non-Employee Director Stock Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   12   Advisory Vote on Executive Compensation   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Park Hotels & Resorts Inc   Annual   No   4/30/2021   14500   0   4/6/2021   700517   US7005171050   PK   935347965   Management   13   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.001   Elect Andrew Berkenfield   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.002   Elect Derrick Burks   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.003   Elect Philip C. Calian   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.004   Elect David J. Contis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.005   Elect Constance Freedman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.006   Elect Thomas P. Heneghan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.007   Elect Marguerite Nader   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.008   Elect Scott R. Peppet   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.009   Elect Sheli Z. Rosenberg   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   1.01   Elect Samuel Zell   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Lifestyle Properties Inc.   Annual   No   4/27/2021   6100   0   3/30/2021   29472R   US29472R1086   ELS   935348145   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   1   Elect Hamid R. Moghadam   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   2   Elect Cristina G. Bita   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   3   Elect George L. Fotiades   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   4   Elect Lydia H. Kennard   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   5   Elect Irving F. Lyons, III   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   6   Elect Avid Modjtabai   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   7   Elect David P. O’Connor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   8   Elect Olivier Piani   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   9   Elect Jeffrey L. Skelton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   10   Elect Carl B. Webb   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   11   Elect William D. Zollars   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   12   Advisory Vote on Executive Compensation   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Prologis   Annual   No   4/29/2021   22121   0   4/14/2021   74340W   US7434101025   PLD   935354299   Management   13   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   1   Elect W. Blake Baird   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   2   Elect Michael A. Coke   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   3   Elect Linda Assante   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   4   Elect LeRoy E. Carlson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   5   Elect David M. Lee   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   6   Elect Gabriela Franco Parcella   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   7   Elect Douglas M. Pasquale   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   8   Elect Dennis Polk   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Terreno Realty Corp   Annual   No   5/4/2021   6500   0   4/7/2021   88146M   US88146M2008   TRNO   935348664   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   1   Elect Allen C. Barbieri   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   2   Elect Jon D. Kline   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   3   Elect Diana M. Laing   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   4   Elect Spencer G. Plumb   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   5   Elect Gregory K. Stapley   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   6   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CareTrust REIT Inc   Annual   No   4/30/2021   12100   0   4/6/2021   14174T   US14174T1079   CTRE   935349565   Management   7   Ratification of Auditor   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.001   Elect Chad L. Williams   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.002   Elect John W. Barter   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.003   Elect Joan A. Dempsey   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.004   Elect Catherine R. Kinney   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.005   Elect Peter A. Marino   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.006   Elect Scott D. Miller   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.007   Elect Mazen Rawashdeh   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.008   Elect Wayne M. Rehberger   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.009   Elect Philip P. Trahanas   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   1.01   Elect Stephen E. Westhead   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   2   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   3   Amendment to the 2013 Equity Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Qts Realty Trust Inc   Annual   No   5/4/2021   4200   0   4/6/2021   74736A   US74736A2024   QTS   935360141   Management   4   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   1   Elect Kenneth M. Woolley   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   2   Elect David P. Singelyn   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   3   Elect Douglas N. Benham   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   4   Elect John Corrigan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   5   Elect David Goldberg   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   6   Elect Tamara Hughes Gustavson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   7   Elect Matthew J. Hart   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   8   Elect Michelle C. Kerrick   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   9   Elect James H. Kropp   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   10   Elect Lynn C. Swann   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   11   Elect Winifred Webb   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   12   Elect Jay Willoughby   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   13   Elect Matthew R. Zaist   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   14   Approval of the 2021 Equity Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   15   Approval of the Employee Stock Purchase Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   16   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   17   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Homes 4 Rent   Annual   No   5/6/2021   22800   0   5/3/2021   02665T   US02665T8760   AMH   935349630   Management   18   Frequency of Advisory Vote on Executive Compensation   1 Year   1 Year   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   1   Elect Martin E. Stein, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   2   Elect Joseph F. Azrack   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   3   Elect Bryce Blair   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   4   Elect C. Ronald Blankenship   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   5   Elect Deirdre J. Evens   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   6   Elect Thomas W. Furphy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   7   Elect Karin Klein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   8   Elect Peter Linneman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   9   Elect David P. O’Connor   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   10   Elect Lisa Palmer   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   11   Elect Thomas G. Wattles   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   12   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Regency Centers Corporation   Annual   No   5/5/2021   6872   0   4/22/2021   758849   BRR1EGBDR003   REG   935360634   Management   13   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   1   Elect Kathryn Coleman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   2   Elect Charles Irving   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   3   Elect Paul J. Salem   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   4   Elect Thomas A. Roberts   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   5   Elect Daniel J. Taylor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   6   Elect Corey Sanders   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   7   Elect John M. McManus   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   8   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   MGM Growth Properties LLC   Annual   No   5/5/2021   9500   0   5/3/2021   55303A   US55303A1051   MGP   935359504   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.001   Elect Charles A. Anderson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.002   Elect Gene H. Anderson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.003   Elect Thomas P. Anderson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.004   Elect Carlos E. Evans   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.005   Elect David L. Gadis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.006   Elect David J. Hartzell   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.007   Elect Sherry A. Kellett   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.008   Elect Theodore J. Klinck   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   1.009   Elect Anne M. Lloyd   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Highwoods Properties, Inc.   Annual   No   5/11/2021   7100   0   4/29/2021   431284   US4312841087   HIW   935364012   Management   4   Approval of the 2021 Long-Term Equity Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   1.001   Elect Richard Agree   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   1.002   Elect Karen Dearing   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   1.003   Elect Michael Hollman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   1.004   Elect John Rakolta, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   1.005   Elect Jerome Rossi   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Agree Realty Corp.   Annual   No   5/6/2021   7100   0   4/22/2021   008492   US0084921008   ADC   935361876   Management   4   Increase in Authorized Common Stock   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   1   Elect Glyn F. Aeppel   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   2   Elect Larry C. Glasscock   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   3   Elect Karen N. Horn   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   4   Elect Allan B. Hubbard   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   5   Elect Reuben S. Leibowitz   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   6   Elect Gary M. Rodkin   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   7   Elect Stefan M. Selig   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   8   Elect Daniel C. Smith   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   9   Elect J. Albert Smith, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   10   Elect Marta R. Stewart   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Simon Property Group, Inc.   Annual   No   5/12/2021   10136   0   5/3/2021   828806   US8288064061   SPG   935360608   Management   12   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.001   Elect Richard J. Campo   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.002   Elect Heather J. Brunner   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.003   Elect Mark D. Gibson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.004   Elect Scott S. Ingraham   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.005   Elect Renu Khator   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.006   Elect D. Keith Oden   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.007   Elect William F. Paulsen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.008   Elect Frances A. Sevilla-Sacasa   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.009   Elect Steven Webster   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   1.01   Elect Kelvin R. Westbrook   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Camden Property Trust   Annual   No   5/13/2021   4800   0   5/3/2021   133131   US1331312017   CPT   935366662   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   1   Elect Robert L. Johnson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   2   Elect Leslie D. Hale   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   3   Elect Evan Bayh   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   4   Elect Arthur R. Collins   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   5   Elect Nathaniel A. Davis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   6   Elect Patricia L. Gibson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   7   Elect Robert M. La Forgia   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   8   Elect Robert J. McCarthy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   9   Elect Glenda G. McNeal   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   RLJ Lodging Trust   Annual   No   4/30/2021   11100   0   4/13/2021   74965L   US74965L2007   RLJ   935379455   Management   12   Approval of the 2021 Equity Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   1   Elect Kathleen R. Allen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   2   Elect A. Larry Chapman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   3   Elect Reginald H. Gilyard   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   4   Elect Priya Cherian Huskins   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   5   Elect Gerardo I. Lopez   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   6   Elect Michael D. McKee   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   7   Elect Gregory T. McLaughlin   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   8   Elect Ronald L. Merriman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   9   Elect Sumit Roy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   11   Advisory Vote on Executive Compensation   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Realty Income Corp.   Annual   No   5/18/2021   5500   0   5/3/2021   756109   BRR1INBDR000   O   935362929   Management   12   Approval of the 2021 Incentive Award Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.001   Elect Pamela K. M. Beall   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.002   Elect Steven D. Cosler   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.003   Elect Don DeFosset   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.004   Elect David M. Fick   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.005   Elect Edward J. Fritsch   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.006   Elect Kevin B. Habicht   For   Withhold   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.007   Elect Betsy D. Holden   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   1.008   Elect Julian E. Whitehurst   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   2   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   National Retail Properties Inc   Annual   No   5/12/2021   12400   0   5/3/2021   637417   US6374178746   NNN   935378061   Management   3   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   1   Elect Jon E. Bortz   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   2   Elect Cydney C. Donnell   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   3   Elect Ron E. Jackson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   4   Elect Phillip M. Miller   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   5   Elect Michael J. Schall   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   6   Elect Bonny W. Simi   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   7   Elect Earl E. Webb   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   8   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   9   Advisory Vote on Executive Compensation   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Pebblebrook Hotel Trust   Annual   No   5/19/2021   11300   0   5/3/2021   70509V   US70509V5066   PEB   935375801   Management   10   Amendment to the 2009 Equity Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   1   Elect H. Eric Bolton, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   2   Elect Alan B. Graf, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   3   Elect Toni Jennings   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   4   Elect Edith Kelly-Green   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   5   Elect James K. Lowder   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   6   Elect Thomas H. Lowder   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   7   Elect Monica McGurk   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   8   Elect Claude B. Nielsen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   9   Elect Philip W. Norwood   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   10   Elect W. Reid Sanders   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   11   Elect Gary Shorb   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   12   Elect David P. Stockert   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   13   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Mid-America Apartment Communities, Inc.   Annual   No   5/18/2021   4200   0   5/3/2021   59522J   BRM1AABDR009   MAA   935372374   Management   14   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   1   Elect Joel I. Klein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   2   Elect Kelly A. Ayotte   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   3   Elect Bruce W. Duncan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   4   Elect Karen E. Dykstra   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   5   Elect Carol B. Einiger   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   6   Elect Diane J. Hoskins   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   7   Elect Douglas T. Linde   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   8   Elect Matthew J. Lustig   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   9   Elect Owen D. Thomas   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   10   Elect David A. Twardock   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   11   Elect William H. Walton, III   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   12   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   13   Approval of the 2021 Stock Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Boston Properties, Inc.   Annual   No   5/20/2021   6000   0   5/3/2021   101121   BRBOXPBDR008   BXP   935377615   Management   14   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   1   Elect Gary A. Shiffman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   2   Elect Tonya Allen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   3   Elect Meghan G. Baivier   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   4   Elect Stephanie W. Bergeron   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   5   Elect Brian M. Hermelin   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   6   Elect Ronald A. Klein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   7   Elect Clunet R. Lewis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   8   Elect Arthur A. Weiss   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   9   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Sun Communities, Inc.   Annual   No   5/19/2021   5700   0   5/3/2021   866674   US8666743021   SUI   935379049   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   1   Elect Kenneth M. Woolley   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   2   Elect Joseph D. Margolis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   3   Elect Roger B. Porter   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   4   Elect Joseph J. Bonner   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   5   Elect Gary L. Crittenden   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   6   Elect Spencer F. Kirk   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   7   Elect Dennis J. Letham   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   8   Elect Diane Olmstead   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   9   Elect Julia Vander Ploeg   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Extra Space Storage Inc.   Annual   No   5/26/2021   7300   0   5/14/2021   30225T   BRE1XRBDR005   EXR   935378441   Management   12   Frequency of Advisory Vote on Executive Compensation   1 Year   1 Year   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.001   Elect Michael D. Fascitelli   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.002   Elect Dallas B. Tanner   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.003   Elect Jana Cohen Barbe   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.004   Elect Richard D. Bronson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.005   Elect Jeffrey E. Kelter   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.006   Elect Joseph D. Margolis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.007   Elect John B. Rhea   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.008   Elect J. Heidi Roizen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.009   Elect Janice L. Sears   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   1.01   Elect William J. Stein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Invitation Homes Inc   Annual   No   5/18/2021   34700   0   5/3/2021   46187W   US46187W1071   INVH   935374950   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   1   Elect Mary L. Baglivo   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   2   Elect Richard E. Marriott   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   3   Elect Sandeep Lakhmi Mathrani   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   4   Elect John B. Morse, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   5   Elect Mary Hogan Preusse   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   6   Elect Walter C. Rakowich   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   7   Elect James F. Risoleo   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   8   Elect Gordon H. Smith   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   9   Elect A. William Stein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Host Hotels & Resorts Inc   Annual   No   5/20/2021   34617   0   5/3/2021   44107P   BRH1STBDR008   HST   935375572   Management   12   Approval of the 2021 Employee Stock Purchase Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   1   Elect Peter E. Baccile   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   2   Elect Teresa Bryce Bazemore   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   3   Elect Matthew S. Dominski   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   4   Elect H. Patrick Hackett, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   5   Elect Denise A. Olsen   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   6   Elect John E. Rau   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   7   Elect Marcus L. Smith   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   8   Advisory Vote on Executive Compensation   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   First Industrial Realty Trust, Inc.   Annual   No   5/5/2021   9400   0   4/27/2021   32054K   US32054K6082   FR   935388024   Management   9   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   1   Elect Glyn F. Aeppel   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   2   Elect Terry S. Brown   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   3   Elect Alan B. Buckelew   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   4   Elect Ronald L. Havner, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   5   Elect Stephen P. Hills   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   6   Elect Christopher B. Howard   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   7   Elect Richard J. Lieb   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   8   Elect Nnenna Lynch   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   9   Elect Timothy J. Naughton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   10   Elect Benjamin W. Schall   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   11   Elect Susan Swanezy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   12   Elect W. Edward Walter   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   13   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Avalonbay Communities Inc.   Annual   No   5/20/2021   7661   0   5/3/2021   053484   BRA1VBBDR007   AVB   935383048   Management   14   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.001   Elect Paul T. Bossidy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.002   Elect Joyce DeLucca   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.003   Elect Scott A. Estes   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.004   Elect Peter M. Mavoides   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.005   Elect Lawrence J. Minich   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.006   Elect Heather Neary   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.007   Elect Stephen D. Sautel   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   1.008   Elect Janaki Sivanesan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   2   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Essential Properties Realty Trust Inc   Annual   No   5/17/2021   14500   0   5/3/2021   29670E   US29670E1073   EPRT   935381878   Management   3   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.001   Elect Bruce W. Duncan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.002   Elect David H. Ferdman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.003   Elect John W. Gamble, Jr   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.004   Elect T. Tod Nielsen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.005   Elect Denise A. Olsen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.006   Elect Alex Shumate   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.007   Elect William E. Sullivan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   1.008   Elect Lynn A. Wentworth   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   2   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   3   Frequency of Advisory Vote on Executive Compensation   1 Year   1 Year   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   CyrusOne Inc   Annual   No   5/18/2021   9500   0   5/3/2021   23283R   BRC2ONBDR003   CONE   935383454   Management   4   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   1   Elect J.W. Marriott, Jr.   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   2   Elect Anthony G. Capuano   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   3   Elect Deborah Marriott Harrison   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   4   Elect Frederick A. Henderson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   5   Elect Eric Hippeau   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   6   Elect Lawrence W. Kellner   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   7   Elect Debra L. Lee   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   8   Elect Aylwin B. Lewis   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   9   Elect David S. Marriott   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   10   Elect Margaret M. McCarthy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   11   Elect George Muñoz   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   12   Elect Horacio D. Rozanski   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   13   Elect Susan C. Schwab   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   14   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   15   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   16   Elimination of Supermajority Requirement for Director Removal   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   17   Elimination of Supermajority Requirement for Future Amendments to the Certificate   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   18   Elimination of Supermajority Requirement for Future Amendments to Certain Bylaw Provisions   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   19   Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Transactions   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Marriott International, Inc.   Annual   No   5/7/2021   2200   0   5/3/2021   571903   BRM1TTBDR009   MAR   935390029   Management   20   Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Business Combinations   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   1   Elect Katherine A. Cattanach   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   2   Elect Jon A. Grove   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   3   Elect Mary Ann King   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   4   Elect James D. Klingbeil   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   5   Elect Clint D. McDonnough   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   6   Elect Robert A. McNamara   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   7   Elect Diane M. Morefield   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   8   Elect Mark R. Patterson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   9   Elect Thomas W. Toomey   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   11   Advisory Vote on Executive Compensation   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   UDR Inc   Annual   No   5/27/2021   22800   0   5/14/2021   902653   US9101971029   UDR   935387476   Management   12   Amendment to the 1999 Long-Term Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   1   Elect John Kilroy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   2   Elect Edward Brennan   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   3   Elect Jolie Hunt   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   4   Elect Scott Ingraham   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   5   Elect Louisa Ritter   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   6   Elect Gary Stevenson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   7   Elect Peter Stoneberg   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   8   Advisory Vote on Executive Compensation   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   9   Amendment to By-Laws Regarding Related Party Transaction Policy   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Kilroy Realty Corp.   Annual   No   5/20/2021   9100   0   5/10/2021   49427F   US49427F8014   KRC   935357548   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   1   Elect Melody C. Barnes   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   2   Elect Debra A. Cafaro   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   3   Elect Jay M. Gellert   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   4   Elect Matthew J. Lustig   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   5   Elect Roxanne M. Martino   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   6   Elect Marguerite M. Nader   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   7   Elect Sean Nolan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   8   Elect Walter C. Rakowich   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   9   Elect Robert D. Reed   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   10   Elect James D. Shelton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   11   Elect Maurice Smith   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   12   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Ventas Inc   Annual   No   5/25/2021   19896   0   5/10/2021   92276F   BRV1TABDR008   VTR   935387440   Management   13   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   1   Elect Thomas Bartlett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   2   Elect Raymond P. Dolan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   3   Elect Kenneth R. Frank   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   4   Elect Robert D. Hormats   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   5   Elect Gustavo Lara Cantu   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   6   Elect Grace D. Lieblein   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   7   Elect Craig Macnab   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   8   Elect JoAnn A. Reed   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   9   Elect Pamela D.A. Reeve   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   10   Elect David E. Sharbutt   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   11   Elect Bruce L. Tanner   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   12   Elect Samme L. Thompson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   13   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   Management   14   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   ShareHolder   15   Shareholder Proposal Regarding Right to Call Special Meetings   Against   For   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   American Tower Corp.   Annual   No   5/26/2021   5000   0   5/10/2021   03027X   US03027X4079   AMT   935387755   ShareHolder   16   Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee   Against   Against   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.001   Elect Mark G. Barberio   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.002   Elect Joseph V. Saffire   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.003   Elect Stephen R. Rusmisel   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.004   Elect Arthur L. Havener, Jr.   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.005   Elect Dana Hamilton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.006   Elect Edward J. Pettinella   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.007   Elect David L. Rogers   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   1.008   Elect Susan S. Harnett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   3   Increase in Authorized Common Stock   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Life Storage Inc   Annual   No   5/27/2021   5750   0   5/14/2021   53223X   US84610H1086   LSI   935393859   Management   4   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.001   Elect Thomas Bartlett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.002   Elect Nanci E. Caldwell   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.003   Elect Adaire Fox-Martin   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.004   Elect Gary F. Hromadko   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.005   Elect Irving F. Lyons, III   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.006   Elect Charles Meyers   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.007   Elect Christopher B. Paisley   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.008   Elect Sandra Rivera   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   1.009   Elect Peter F. Van Camp   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   2   Advisory Vote on Executive Compensation   For   Against   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   Management   3   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equinix, Inc.   Annual   No   5/26/2021   3694   0   5/17/2021   29444U   US29444U5020   EQIX   935390550   ShareHolder   4   Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   Against   For   Against Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   1   Elect Joel S. Marcus   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   2   Elect Steven R. Hash   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   3   Elect James P. Cain   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   4   Elect Maria C. Freire   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   5   Elect Jennifer Friel Goldstein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   6   Elect Richard H. Klein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   7   Elect Michael A. Woronoff   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   8   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Alexandria Real Estate Equities Inc.   Annual   No   5/18/2021   5448   0   5/3/2021   015271   US0152717031   ARE   935395257   Management   9   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   1   Elect Kenneth J. Bacon   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   2   Elect Karen B. DeSalvo   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   3   Elect Jeffrey H. Donahue   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   4   Elect Philip L. Hawkins   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   5   Elect Dennis G. Lopez   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   6   Elect Shankh S. Mitra   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   7   Elect Ade J. Patton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   8   Elect Diana W. Reid   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   9   Elect Sergio D. Rivera   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   10   Elect Johnese M. Spisso   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   11   Elect Kathryn M. Sullivan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   12   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Welltower Inc   Annual   No   5/26/2021   17400   0   5/14/2021   95040Q   BRW1ELBDR006   WELL   935401997   Management   13   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   1   Elect Glenn J. Rufrano   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   2   Elect Hugh R. Frater   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   3   Elect Priscilla Almodovar   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   4   Elect David B. Henry   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   5   Elect Mary Hogan Preusse   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   6   Elect Richard J. Lieb   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   7   Elect Eugene A. Pinover   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   8   Elect Julie G. Richardson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   9   Elect Susan E. Skerritt   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   10   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   11   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   12   Approval of the 2021 Equity Incentive Plan   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   VEREIT Inc   Annual   No   6/3/2021   8860   0   5/26/2021   92339V   US92339V3087   VER   935406137   Management   13   Amendment to Articles to Allow Bylaws to be Amended by Shareholders   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   1   Elect Laurence A. Chapman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   2   Elect Alexis Black Bjorlin   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   3   Elect VeraLinn Jamieson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   4   Elect Kevin J. Kennedy   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   5   Elect William G. LaPerch   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   6   Elect Jean F.H.P. Mandeville   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   7   Elect Afshin Mohebbi   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   8   Elect Mark R. Patterson   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   9   Elect Mary Hogan Preusse   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   10   Elect Dennis E. Singleton   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   11   Elect A. William Stein   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   12   Ratification of Auditor   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Digital Realty Trust Inc   Annual   No   6/3/2021   6300   0   5/18/2021   253868   US2538688480   DLR   935407393   Management   13   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.001   Elect Kapila K. Anand   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.002   Elect Craig R. Callen   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.003   Elect Barbara B. Hill   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.004   Elect Kevin J. Jacobs   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.005   Elect Edward Lowenthal   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.006   Elect C. Taylor Pickett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.007   Elect Stephen D. Plavin   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   1.008   Elect Burke W. Whitman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Omega Healthcare Investors, Inc.   Annual   No   6/3/2021   6500   0   5/18/2021   681936   US6819361006   OHI   935405375   Management   3   Advisory Vote on Executive Compensation   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.001   Elect Angela M. Aman   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.002   Elect Raymond Bennett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.003   Elect Linda Walker Bynoe   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.004   Elect Connie K. Duckworth   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.005   Elect Mary Kay Haben   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.006   Elect Tahsinul Zia Huque   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.007   Elect John E. Neal   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.008   Elect David J. Neithercut   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.009   Elect Mark J. Parrell   For   For   With Management

 

Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.01   Elect Mark S. Shapiro   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.011   Elect Stephen E. Sterrett   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   1.012   Elect Samuel Zell   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   2   Ratification of Auditor   For   For   With Management
Ivy VIP Real Estate Securities Fund   WR79   United States   Equity Residential Properties Trust   Annual   No   6/17/2021   7721   0   6/2/2021   29476L   US29476L2060   EQR   935414603   Management   3   Advisory Vote on Executive Compensation   For   For   With Management

DELAWARE IVY VIP SMALL CAP CORE

(prior to July 1, 2021, Ivy VIP Small Cap Core)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

Haemonetics Corporation

 

Meeting Date:   07/21/2020   Country:    USA   Primary Security ID:   405024100
Record Date:   05/22/2020   Meeting Type:    Annual   Ticker:   HAE
    Shares Voted:    22,999    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Christopher A. Simon    Mgmt    For    For    For
1.2    Elect Director Robert E. Abernathy    Mgmt    For    For    For
1.3    Elect Director Michael J. Coyle    Mgmt    For    For    For
1.4    Elect Director Charles J. Dockendorff    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Exact Sciences Corporation

 

Meeting Date:   07/23/2020   Country:    USA   Primary Security ID:   30063P105
Record Date:   06/01/2020   Meeting Type:    Annual   Ticker:   EXAS
    Shares Voted:    15,792    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Eli Casdin    Mgmt    For    For    For
1.2    Elect Director James E. Doyle    Mgmt    For    For    For
1.3    Elect Director Freda Lewis-Hall    Mgmt    For    For    For
1.4    Elect Director Kathleen G. Sebelius    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers, LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Increase Authorized Common Stock    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Change Healthcare, Inc.

 

Meeting Date:   09/02/2020   Country:    USA   Primary Security ID:   15912K100
Record Date:   07/07/2020   Meeting Type:    Annual   Ticker:   CHNG
    Shares Voted:    122,382    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Neil E. de Crescenzo    Mgmt    For    For    For
1b    Elect Director Howard L. Lance    Mgmt    For    For    For
1c    Elect Director Nella Domenici    Mgmt    For    For    For
1d    Elect Director Nicholas L. Kuhar    Mgmt    For    Refer    Withhold
1e    Elect Director Diana McKenzie    Mgmt    For    For    For
1f    Elect Director Bansi Nagji    Mgmt    For    Refer    Withhold
1g    Elect Director Philip M. Pead    Mgmt    For    For    For
1h    Elect Director Phillip W. Roe    Mgmt    For    Refer    For
1i    Elect Director Neil P. Simpkins    Mgmt    For    Refer    Withhold
1j    Elect Director Robert J. Zollars    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

RBC Bearings Incorporated

 

Meeting Date:   09/09/2020   Country:    USA   Primary Security ID:   75524B104
Record Date:   07/13/2020   Meeting Type:    Annual   Ticker:   ROLL
    Shares Voted:    15,240    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael J. Hartnett    Mgmt    For    For    For
1.2    Elect Director Dolores J. Ennico    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

NuVasive, Inc.

 

Meeting Date:   09/10/2020   Country:    USA   Primary Security ID:   670704105
Record Date:   07/15/2020   Meeting Type:    Special   Ticker:   NUVA
    Shares Voted:    25,110    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Increase Authorized Common Stock    Mgmt    For    For    For
2    Adjourn Meeting    Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:   01/12/2021   Country:    USA   Primary Security ID:   701877102
Record Date:   12/07/2020   Meeting Type:    Special   Ticker:   PE
    Shares Voted:    203,213    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Brooks Automation, Inc.

 

Meeting Date:   01/26/2021   Country:    USA   Primary Security ID:   114340102
Record Date:   12/09/2020   Meeting Type:    Annual   Ticker:   BRKS
    Shares Voted:    53,053    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robyn C. Davis    Mgmt    For    For    For
1.2    Elect Director Joseph R. Martin    Mgmt    For    For    For
1.3    Elect Director Erica J. McLaughlin    Mgmt    For    For    For
1.4    Elect Director Krishna G. Palepu    Mgmt    For    For    For
1.5    Elect Director Michael Rosenblatt    Mgmt    For    For    For
1.6    Elect Director Stephen S. Schwartz    Mgmt    For    For    For
1.7    Elect Director Alfred Woollacott, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Brooks Automation, Inc.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8    Elect Director Mark S. Wrighton    Mgmt    For    For    For
1.9    Elect Director Ellen M. Zane    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Beacon Roofing Supply, Inc.

 

Meeting Date:   02/19/2021   Country:    USA   Primary Security ID:   073685109
Record Date:   12/22/2020   Meeting Type:    Annual   Ticker:   BECN
    Shares Voted:    47,168    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Philip W. Knisely    Mgmt    For    For    For
1.2    Elect Director Julian G. Francis    Mgmt    For    For    For
1.3    Elect Director Carl T. Berquist    Mgmt    For    For    For
1.4    Elect Director Barbara G. Fast    Mgmt    For    For    For
1.5    Elect Director Richard W. Frost    Mgmt    For    For    For
1.6    Elect Director Alan Gershenhorn    Mgmt    For    For    For
1.7    Elect Director Robert M. McLaughlin    Mgmt    For    For    For
1.8    Elect Director Neil S. Novich    Mgmt    For    For    For
1.9    Elect Director Stuart A. Randle    Mgmt    For    For    For
1.10    Elect Director Nathan K. Sleeper    Mgmt    For    For    For
1.11    Elect Director Douglas L. Young    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Cabot Corporation

 

Meeting Date:   03/11/2021   Country:   USA   Primary Security ID:   127055101
Record Date:   01/15/2021   Meeting Type:   Annual   Ticker:   CBT
    Shares Voted:   75,777    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Cynthia A. Arnold    Mgmt    For    For    For
1.2    Elect Director Douglas G. Del Grosso    Mgmt    For    For    For
1.3    Elect Director Christine Y. Yan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

TCF Financial Corporation

 

Meeting Date:   03/25/2021   Country:   USA   Primary Security ID:   872307103
Record Date:   02/11/2021   Meeting Type:   Special   Ticker:   TCF
    Shares Voted:   128,999    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Pinnacle Financial Partners, Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   72346Q104
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   PNFP
    Shares Voted:   58,722    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Abney S. Boxley, III    Mgmt    For    For    For
1.2    Elect Director Gregory L. Burns    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Pinnacle Financial Partners, Inc.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.3    Elect Director Thomas C. Farnsworth, III    Mgmt    For    For    For
1.4    Elect Director David B. Ingram    Mgmt    For    For    For
1.5    Elect Director Decosta E. Jenkins    Mgmt    For    For    For
1.6    Elect Director G. Kennedy Thompson    Mgmt    For    For    For
1.7    Elect Director Charles E. Brock    Mgmt    For    For    For
1.8    Elect Director Richard D. Callicutt, II    Mgmt    For    For    For
1.9    Elect Director Joseph C. Galante    Mgmt    For    For    For
1.10    Elect Director Robert A. McCabe, Jr.    Mgmt    For    For    For
1.11    Elect Director Reese L. Smith, III    Mgmt    For    For    For
1.12    Elect Director M. Terry Turner    Mgmt    For    For    For
1.13    Elect Director Renda J. Burkhart    Mgmt    For    For    For
1.14    Elect Director Marty G. Dickens    Mgmt    For    For    For
1.15    Elect Director Glenda Baskin Glover    Mgmt    For    For    For
1.16    Elect Director Ronald L. Samuels    Mgmt    For    For    For
2    Ratify Crowe LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Dana Incorporated

 

Meeting Date:   04/21/2021   Country:   USA   Primary Security ID:   235825205
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   DAN
    Shares Voted:   84,353    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Rachel A. Gonzalez    Mgmt    For    For    For
1.2    Elect Director James K. Kamsickas    Mgmt    For    For    For
1.3    Elect Director Virginia A. Kamsky    Mgmt    For    For    For
1.4    Elect Director Bridget E. Karlin    Mgmt    For    For    For
1.5    Elect Director Raymond E. Mabus, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Dana Incorporated

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.6    Elect Director Michael J. Mack, Jr.    Mgmt    For    For    For
1.7    Elect Director R. Bruce McDonald    Mgmt    For    For    For
1.8    Elect Director Diarmuid B. O’Connell    Mgmt    For    For    For
1.9    Elect Director Keith E. Wandell    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

AGCO Corporation

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   001084102
Record Date:   03/12/2021   Meeting Type:   Annual   Ticker:   AGCO
    Shares Voted:   29,750    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Roy V. Armes    Mgmt    For    For    For
1.2    Elect Director Michael C. Arnold    Mgmt    For    For    For
1.3    Elect Director Sondra L. Barbour    Mgmt    For    For    For
1.4    Elect Director P. George Benson    Mgmt    For    For    For
1.5    Elect Director Suzanne P. Clark    Mgmt    For    For    For
1.6    Elect Director Bob De Lange    Mgmt    For    For    For
1.7    Elect Director Eric P. Hansotia    Mgmt    For    For    For
1.8    Elect Director George E. Minnich    Mgmt    For    For    For
1.9    Elect Director Mallika Srinivasan    Mgmt    For    For    For
1.10    Elect Director Matthew Tsien    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Webster Financial Corporation

 

Meeting Date:   04/22/2021   Country:   USA   Primary Security ID:   947890109
Record Date:   02/25/2021   Meeting Type:   Annual   Ticker:   WBS
    Shares Voted:   93,811    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director William L. Atwell    Mgmt    For    For    For
1b    Elect Director John R. Ciulla    Mgmt    For    For    For
1c    Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1d    Elect Director E. Carol Hayles    Mgmt    For    For    For
1e    Elect Director Linda H. Ianieri    Mgmt    For    For    For
1f    Elect Director Laurence C. Morse    Mgmt    For    For    For
1g    Elect Director Karen R. Osar    Mgmt    For    For    For
1h    Elect Director Mark Pettie    Mgmt    For    For    For
1i    Elect Director Lauren C. States    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

First Horizon Corporation

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   320517105
Record Date:   02/26/2021   Meeting Type:   Annual   Ticker:   FHN
    Shares Voted:   221,721    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Harry V. Barton, Jr.    Mgmt    For    For    For
1.2    Elect Director Kenneth A. Burdick    Mgmt    For    For    For
1.3    Elect Director Daryl G. Byrd    Mgmt    For    For    For
1.4    Elect Director John N. Casbon    Mgmt    For    For    For
1.5    Elect Director John C. Compton    Mgmt    For    For    For
1.6    Elect Director Wendy P. Davidson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

First Horizon Corporation

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.7    Elect Director William H. Fenstermaker    Mgmt    For    For    For
1.8    Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.9    Elect Director J. Michael Kemp, Sr.    Mgmt    For    For    For
1.10    Elect Director Rick E. Maples    Mgmt    For    For    For
1.11    Elect Director Vicki R. Palmer    Mgmt    For    For    For
1.12    Elect Director Colin V. Reed    Mgmt    For    For    For
1.13    Elect Director E. Stewart Shea, III    Mgmt    For    For    For
1.14    Elect Director Cecelia D. Stewart    Mgmt    For    For    For
1.15    Elect Director Rajesh Subramaniam    Mgmt    For    For    For
1.16    Elect Director Rosa Sugranes    Mgmt    For    For    For
1.17    Elect Director R. Eugene Taylor    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Kirby Corporation

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   497266106
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   KEX
    Shares Voted:   23,860    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Tanya S. Beder    Mgmt    For    For    For
1b    Elect Director Barry E. Davis    Mgmt    For    For    For
1c    Elect Director Joseph H. Pyne    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Knowles Corporation

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   49926D109
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   KN
    Shares Voted:   97,918    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Keith Barnes    Mgmt    For    For    For
1b    Elect Director Hermann Eul    Mgmt    For    For    For
1c    Elect Director Didier Hirsch    Mgmt    For    For    For
1d    Elect Director Ronald Jankov    Mgmt    For    For    For
1e    Elect Director Ye Jane Li    Mgmt    For    For    For
1f    Elect Director Donald Macleod    Mgmt    For    For    For
1g    Elect Director Jeffrey Niew    Mgmt    For    For    For
1h    Elect Director Cheryl Shavers    Mgmt    For    For    For
1i    Elect Director Michael Wishart    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Regal Beloit Corporation

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   758750103
Record Date:   03/05/2021   Meeting Type:   Annual   Ticker:   RBC
    Shares Voted:   40,438    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Jan A. Bertsch    Mgmt    For    For    For
1b    Elect Director Stephen M. Burt    Mgmt    For    For    For
1c    Elect Director Anesa T. Chaibi    Mgmt    For    For    For
1d    Elect Director Christopher L. Doerr    Mgmt    For    For    For
1e    Elect Director Dean A. Foate    Mgmt    For    For    For
1f    Elect Director Michael F. Hilton    Mgmt    For    For    For
1g    Elect Director Louis V. Pinkham    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Regal Beloit Corporation

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1h    Elect Director Rakesh Sachdev    Mgmt    For    For    For
1i    Elect Director Curtis W. Stoelting    Mgmt    For    For    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Triton International Limited

 

Meeting Date:   04/27/2021   Country:   Bermuda   Primary Security ID:   G9078F107
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   TRTN
    Shares Voted:   108,778    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Brian M. Sondey    Mgmt    For    For    For
1b    Elect Director Robert W. Alspaugh    Mgmt    For    For    For
1c    Elect Director Malcolm P. Baker    Mgmt    For    For    For
1d    Elect Director Annabelle Bexiga    Mgmt    For    For    For
1e    Elect Director Claude Germain    Mgmt    For    For    For
1f    Elect Director Kenneth Hanau    Mgmt    For    For    For
1g    Elect Director John S. Hextall    Mgmt    For    For    For
1h    Elect Director Robert L. Rosner    Mgmt    For    For    For
1i    Elect Director Simon R. Vernon    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Bye-Laws to Eliminate Provisions Relating to Former Sponsor Shareholders    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Valmont Industries, Inc.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   920253101
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   VMI
    Shares Voted:   20,568    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Daniel P. Neary    Mgmt    For    For    For
1.2    Elect Director Theo W. Freye    Mgmt    For    For    For
1.3    Elect Director Stephen G. Kaniewski    Mgmt    For    For    For
1.4    Elect Director Joan Robinson-Berry    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Huntsman Corporation

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   447011107
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   HUN
    Shares Voted:   95,293    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Peter R. Huntsman    Mgmt    For    For    For
1b    Elect Director Nolan D. Archibald    Mgmt    For    For    For
1c    Elect Director Mary C. Beckerle    Mgmt    For    For    For
1d    Elect Director M. Anthony Burns    Mgmt    For    For    For
1e    Elect Director Sonia Dula    Mgmt    For    For    For
1f    Elect Director Cynthia L. Egan    Mgmt    For    For    For
1g    Elect Director Daniele Ferrari    Mgmt    For    For    For
1h    Elect Director Robert J. Margetts    Mgmt    For    For    For
1i    Elect Director Jeanne McGovern    Mgmt    For    For    For
1j    Elect Director Wayne A. Reaud    Mgmt    For    For    For
1k    Elect Director Jan E. Tighe    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Vericel Corporation

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   92346J108
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   VCEL
    Shares Voted:   36,025    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1.1    Elect Director Robert L. Zerbe    Mgmt    For    For    For
1.2    Elect Director Alan L. Rubino    Mgmt    For    For    For
1.3    Elect Director Heidi Hagen    Mgmt    For    For    For
1.4    Elect Director Steven C. Gilman    Mgmt    For    For    For
1.5    Elect Director Kevin F. McLaughlin    Mgmt    For    For    For
1.6    Elect Director Paul K. Wotton    Mgmt    For    For    For
1.7    Elect Director Dominick C. Colangelo    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vesper Healthcare Acquisition Corp.

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   92538T104
Record Date:   04/14/2021   Meeting Type:   Special   Ticker:   VSPR
    Shares Voted:   250,629    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1    Approve SPAC Transaction    Mgmt    For    Refer    For
A    If you Certify that you are Not Acting in Concert or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST    Mgmt    None    Refer    For
2    Approve Issuance of Shares for a Private Placement    Mgmt    For    Refer    For
3    Amend Certificate of Incorporation    Mgmt    For    Refer    Against
4A    Adopt Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    Refer    Against
4B    Opt Out of Section 203 of the DGCL    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Vesper Healthcare Acquisition Corp.

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

4C    Increase Authorized Common Stock and Eliminate Class B Common Stock    Mgmt    For    Refer    For
4D    Adopt Provision on Waiver of Corporate Opportunity    Mgmt    For    Refer    Against
5.1    Elect Director Brenton L. Saunders    Mgmt    For    For    For
5.2    Elect Director Clint Carnell    Mgmt    For    Refer    For
5.3    Elect Director Michael D. Capellas    Mgmt    For    For    For
5.4    Elect Director Julius Few    Mgmt    For    For    For
5.5    Elect Director Michelle Kerrick    Mgmt    For    Refer    For
5.6    Elect Director Brian Miller    Mgmt    For    Refer    For
5.7    Elect Director Doug Schillinger    Mgmt    For    Refer    For
6    Approve Omnibus Stock Plan    Mgmt    For    Against    Against
7    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
8    Adjourn Meeting    Mgmt    For    Refer    For

TopBuild Corp.

 

Meeting Date:   05/03/2021   Country:   USA   Primary Security ID:   89055F103
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   BLD
    Shares Voted:   21,924    

 

Proposal                   Voting    Vote

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Policy Rec

   

Instruction

1a    Elect Director Alec C. Covington    Mgmt    For    For    For
1b    Elect Director Robert Buck    Mgmt    For    For    For
1c    Elect Director Carl T. Camden    Mgmt    For    For    For
1d    Elect Director Joseph S. Cantie    Mgmt    For    For    For
1e    Elect Director Tina M. Donikowski    Mgmt    For    For    For
1f    Elect Director Mark A. Petrarca    Mgmt    For    For    For
1g    Elect Director Nancy M. Taylor    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Essent Group Ltd.

 

Meeting Date:   05/05/2021   Country:   Bermuda   Primary Security ID:   G3198U102
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   ESNT
    Shares Voted:   98,709    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jane P. Chwick    Mgmt    For    For    For
1.2    Elect Director Aditya Dutt    Mgmt    For    For    For
1.3    Elect Director Roy J. Kasmar    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Halozyme Therapeutics, Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   40637H109
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   HALO
    Shares Voted:   85,336    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jean-Pierre Bizzari    Mgmt    For    For    For
1.2    Elect Director James M. Daly    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Kemper Corporation

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   488401100
Record Date:   03/11/2021   Meeting Type:   Annual   Ticker:   KMPR
    Shares Voted:   25,629    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Teresa A. Canida    Mgmt    For    For    For
1b    Elect Director George N. Cochran    Mgmt    For    For    For
1c    Elect Director Kathleen M. Cronin    Mgmt    For    For    For
1d    Elect Director Lacy M. Johnson    Mgmt    For    For    For
1e    Elect Director Robert J. Joyce    Mgmt    For    For    For
1f    Elect Director Joseph P. Lacher, Jr.    Mgmt    For    For    For
1g    Elect Director Gerald Laderman    Mgmt    For    For    For
1h    Elect Director Stuart B. Parker    Mgmt    For    For    For
1i    Elect Director Christopher B. Sarofim    Mgmt    For    For    For
1j    Elect Director David P. Storch    Mgmt    For    For    For
1k    Elect Director Susan D. Whiting    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LPL Financial Holdings Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   50212V100
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   LPLA
    Shares Voted:   37,252    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Dan H. Arnold    Mgmt    For    For    For
1b    Elect Director Edward C. Bernard    Mgmt    For    For    For
1c    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d    Elect Director William F. Glavin, Jr.    Mgmt    For    For    For
1e    Elect Director Allison H. Mnookin    Mgmt    For    For    For
1f    Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1g    Elect Director James S. Putnam    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

LPL Financial Holdings Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h    Elect Director Richard P. Schifter    Mgmt    For    For    For
1i    Elect Director Corey E. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Murphy USA Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   626755102
Record Date:   03/05/2021   Meeting Type:   Annual   Ticker:   MUSA
    Shares Voted:   24,230    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Fred L. Holliger    Mgmt    For    For    For
1.2    Elect Director James W. Keyes    Mgmt    For    For    For
1.3    Elect Director Diane N. Landen    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Encompass Health Corporation

 

Meeting Date:   05/06/2021   Country:   USA   Primary Security ID:   29261A100
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   EHC
    Shares Voted:   80,106    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Greg D. Carmichael    Mgmt    For    For    For
1b    Elect Director John W. Chidsey    Mgmt    For    For    For
1c    Elect Director Donald L. Correll    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Encompass Health Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d    Elect Director Yvonne M. Curl    Mgmt    For    For    For
1e    Elect Director Charles M. Elson    Mgmt    For    For    For
1f    Elect Director Joan E. Herman    Mgmt    For    For    For
1g    Elect Director Leo I. Higdon, Jr.    Mgmt    For    For    For
1h    Elect Director Leslye G. Katz    Mgmt    For    For    For
1i    Elect Director Patricia A. Maryland    Mgmt    For    For    For
1j    Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1k    Elect Director Nancy M. Schlichting    Mgmt    For    For    For
1l    Elect Director L. Edward Shaw, Jr.    Mgmt    For    For    For
1m    Elect Director Mark J. Tarr    Mgmt    For    For    For
1n    Elect Director Terrance Williams    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Darling Ingredients Inc.

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   237266101
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   DAR
    Shares Voted:   26,917    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Randall C. Stuewe    Mgmt    For    For    For
1b    Elect Director Charles Adair    Mgmt    For    For    For
1c    Elect Director Beth Albright    Mgmt    For    For    For
1d    Elect Director Linda Goodspeed    Mgmt    For    For    For
1e    Elect Director Dirk Kloosterboer    Mgmt    For    For    For
1f    Elect Director Mary R. Korby    Mgmt    For    For    For
1g    Elect Director Gary W. Mize    Mgmt    For    For    For
1h    Elect Director Michael E. Rescoe    Mgmt    For    For    For
1i    Elect Director Nicole M. Ringenberg    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Darling Ingredients Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Gap, Inc.

 

Meeting Date:   05/11/2021   Country:   USA   Primary Security ID:   364760108
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   GPS
    Shares Voted:   161,107    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director John J. Fisher    Mgmt    For    For    For
1b    Elect Director Robert J. Fisher    Mgmt    For    Refer    For
1c    Elect Director William S. Fisher    Mgmt    For    For    For
1d    Elect Director Tracy Gardner    Mgmt    For    For    For
1e    Elect Director Isabella D. Goren    Mgmt    For    For    For
1f    Elect Director Bob L. Martin    Mgmt    For    For    For
1g    Elect Director Amy Miles    Mgmt    For    For    For
1h    Elect Director Jorge P. Montoya    Mgmt    For    For    For
1i    Elect Director Chris O’Neill    Mgmt    For    For    For
1j    Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1k    Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1l    Elect Director Salaam Coleman Smith    Mgmt    For    For    For
1m    Elect Director Sonia Syngal    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Insmed Incorporated

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   457669307
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   INSM
    Shares Voted:   41,207    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director David R. Brennan    Mgmt    For    For    For
1.2    Elect Director Leo Lee    Mgmt    For    For    For
1.3    Elect Director Carol A. Schafer    Mgmt    For    For    For
1.4    Elect Director Melvin Sharoky    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   499049104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   KNX
    Shares Voted:   82,994    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Gary Knight    Mgmt    For    For    For
1.2    Elect Director Kathryn Munro    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4    Reduce Supermajority Vote Requirement    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Maravai LifeSciences Holdings, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   56600D107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MRVI
    Shares Voted:   102,204    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Carl Hull    Mgmt    For    For    For
1.2    Elect Director Benjamin Daverman    Mgmt    For    Refer    Withhold
1.3    Elect Director Susannah Gray    Mgmt    For    For    For
1.4    Elect Director Constantine Mihas    Mgmt    For    Refer    Withhold
2    Advisory Vote to Retain Classified Board Structure    Mgmt    For    Against    Against
3    Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws    Mgmt    For    Against    Against
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

ChemoCentryx, Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   16383L106
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   CCXI
    Shares Voted:   14,292    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Thomas J. Schall    Mgmt    For    For    For
1b    Elect Director Joseph M. Feczko    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

TechnipFMC plc

 

Meeting Date:   05/20/2021   Country:   United Kingdom   Primary Security ID:   G87110105
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   FTI
    Shares Voted:   129,805    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Douglas J. Pferdehirt    Mgmt    For    For    For
1b    Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c    Elect Director Claire S. Farley    Mgmt    For    For    For
1d    Elect Director Peter Mellbye    Mgmt    For    For    For
1e    Elect Director John O’Leary    Mgmt    For    For    For
1f    Elect Director Margareth Ovrum    Mgmt    For    For    For
1g    Elect Director Kay G. Priestly    Mgmt    For    For    For
1h    Elect Director John Yearwood    Mgmt    For    For    For
1i    Elect Director Sophie Zurquiyah    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Directors’ Remuneration Report    Mgmt    For    For    For
4    Approve Remuneration Policy    Mgmt    For    Refer    For
5    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7    Reappoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor    Mgmt    For    For    For
8    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
9    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
10    Authorise Issue of Equity    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Purple Innovation, Inc.

 

Meeting Date:   05/21/2021   Country:   USA   Primary Security ID:   74640Y106
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   PRPL
    Shares Voted:   18,861    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Pano Anthos    Mgmt    For    For    For
1.2    Elect Director Gary T. DiCamillo    Mgmt    For    For    For
1.3    Elect Director Adam Gray    Mgmt    For    For    For
1.4    Elect Director Claudia Hollingsworth    Mgmt    For    For    For
1.5    Elect Director Gary A. Kiedaisch    Mgmt    For    For    For
1.6    Elect Director Joseph B. Megibow    Mgmt    For    For    For
1.7    Elect Director Paul Zepf    Mgmt    For    For    For
1.8    Elect Director Dawn M. Zier    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

BankUnited, Inc.

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   06652K103
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   BKU
    Shares Voted:   59,112    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Rajinder P. Singh    Mgmt    For    For    For
1.2    Elect Director Tere Blanca    Mgmt    For    For    For
1.3    Elect Director John N. DiGiacomo    Mgmt    For    For    For
1.4    Elect Director Michael J. Dowling    Mgmt    For    For    For
1.5    Elect Director Douglas J. Pauls    Mgmt    For    For    For
1.6    Elect Director A. Gail Prudenti    Mgmt    For    For    For
1.7    Elect Director William S. Rubenstein    Mgmt    For    For    For
1.8    Elect Director Sanjiv Sobti    Mgmt    For    For    For
1.9    Elect Director Lynne Wines    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

BankUnited, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Envista Holdings Corporation

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   29415F104
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   NVST
    Shares Voted:   118,652    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Wendy Carruthers    Mgmt    For    For    For
1.2    Elect Director Scott Huennekens    Mgmt    For    For    For
1.3    Elect Director Christine Tsingos    Mgmt    For    For    For
2a    Declassify the Board of Directors    Mgmt    For    For    For
2b    Eliminate Supermajority Vote Requirements    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Varonis Systems, Inc.

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   922280102
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   VRNS
    Shares Voted:   72,978    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Gili Iohan    Mgmt    For    For    For
1.2    Elect Director Rachel Prishkolnik    Mgmt    For    For    For
1.3    Elect Director Ofer Segev    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Skechers U.S.A., Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   830566105
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   SKX
    Shares Voted:   138,542    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert Greenberg    Mgmt    For    For    For
1.2    Elect Director Morton Erlich    Mgmt    For    Refer    Withhold
1.3    Elect Director Thomas Walsh    Mgmt    For    Refer    Withhold

EVERTEC, Inc.

 

Meeting Date:   05/27/2021   Country:   Puerto Rico   Primary Security ID:   30040P103
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   EVTC
    Shares Voted:   112,832    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b    Elect Director Morgan M. Schuessler, Jr.    Mgmt    For    For    For
1c    Elect Director Kelly Barrett    Mgmt    For    For    For
1d    Elect Director Olga Botero    Mgmt    For    For    For
1e    Elect Director Jorge A. Junquera    Mgmt    For    For    For
1f    Elect Director Ivan Pagan    Mgmt    For    For    For
1g    Elect Director Aldo J. Polak    Mgmt    For    For    For
1h    Elect Director Alan H. Schumacher    Mgmt    For    For    For
1i    Elect Director Brian J. Smith    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

ICF International, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   44925C103
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   ICFI
    Shares Voted:   40,046    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2    Elect Director Randall Mehl    Mgmt    For    For    For
1.3    Elect Director Scott B. Salmirs    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Yellow Corporation

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   985510106
Record Date:   03/30/2021   Meeting Type:   Annual   Ticker:   YELL
    Shares Voted:   181,324    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Matthew A. Doheny    Mgmt    For    For    For
1b    Elect Director Darren D. Hawkins    Mgmt    For    For    For
1c    Elect Director James E. Hoffman    Mgmt    For    For    For
1d    Elect Director Shaunna D. Jones    Mgmt    For    For    For
1e    Elect Director Susana Martinez    Mgmt    For    For    For
1f    Elect Director David S. McClimon    Mgmt    For    For    For
1g    Elect Director Patricia M. Nazemetz    Mgmt    For    For    For
1h    Elect Director Chris T. Sultemeier    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Clean Harbors, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   184496107
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   CLH
    Shares Voted:   41,390    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Alan S. McKim    Mgmt    For    For    For
1.2    Elect Director John T. Preston    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend By-Laws to Add State and Federal Forum Selection Provisions    Mgmt    For    Refer    For

2U, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   90214J101
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   TWOU
    Shares Voted:   163,033    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Paul A. Maeder    Mgmt    For    Refer    Withhold
1.2    Elect Director Christopher J. Paucek    Mgmt    For    Refer    Withhold
1.3    Elect Director Gregory K. Peters    Mgmt    For    Refer    Withhold
1.4    Elect Director Robert M. Stavis    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    SH    None    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

American Eagle Outfitters, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   02553E106
Record Date:   04/07/2021   Meeting Type:   Annual   Ticker:   AEO
    Shares Voted:   77,122    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Janice E. Page    Mgmt    For    For    For
1.2    Elect Director David M. Sable    Mgmt    For    For    For
1.3    Elect Director Noel J. Spiegel    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Element Solutions Inc

 

Meeting Date:   06/08/2021   Country:   USA   Primary Security ID:   28618M106
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   ESI
    Shares Voted:   238,695    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Martin E. Franklin    Mgmt    For    For    For
1b    Elect Director Benjamin Gliklich    Mgmt    For    For    For
1c    Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1d    Elect Director Elyse Napoli Filon    Mgmt    For    For    For
1e    Elect Director Christopher T. Fraser    Mgmt    For    Refer    Against
1f    Elect Director Michael F. Goss    Mgmt    For    For    For
1g    Elect Director Nichelle Maynard-Elliott    Mgmt    For    For    For
1h    Elect Director E. Stanley O’ Neal    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Pacira BioSciences, Inc.

 

Meeting Date:   06/08/2021   Country:   USA   Primary Security ID:   695127100
Record Date:   04/15/2021   Meeting Type:   Annual   Ticker:   PCRX
    Shares Voted:   30,363    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Laura Brege    Mgmt    For    For    For
1.2    Elect Director Mark I. Froimson    Mgmt    For    For    For
1.3    Elect Director Mark A. Kronenfeld    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Q2 Holdings, Inc.

 

Meeting Date:   06/08/2021   Country:   USA   Primary Security ID:   74736L109
Record Date:   04/22/2021   Meeting Type:   Annual   Ticker:   QTWO
    Shares Voted:   21,307    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2    Elect Director Jeffrey T. Diehl    Mgmt    For    For    For
1.3    Elect Director Matthew P. Flake    Mgmt    For    For    For
1.4    Elect Director Stephen C. Hooley    Mgmt    For    For    For
1.5    Elect Director Margaret L. Taylor    Mgmt    For    For    For
1.6    Elect Director Lynn Antipas Tyson    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

TripAdvisor, Inc.

 

Meeting Date:   06/08/2021   Country:   USA   Primary Security ID:   896945201
Record Date:   04/16/2021   Meeting Type:   Annual   Ticker:   TRIP
    Shares Voted:   81,007    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Gregory B. Maffei    Mgmt    For    Withhold    Withhold
1.2    Elect Director Stephen Kaufer    Mgmt    For    Refer    Withhold
1.3    Elect Director Jay C. Hoag    Mgmt    For    Withhold    Withhold
1.4    Elect Director Betsy L. Morgan    Mgmt    For    For    For
1.5    Elect Director M. Greg O’Hara    Mgmt    For    For    For
1.6    Elect Director Jeremy Philips    Mgmt    For    For    For
1.7    Elect Director Albert E. Rosenthaler    Mgmt    For    Refer    Withhold
1.8    Elect Director Jane Jie Sun    Mgmt    For    Withhold    Withhold
1.9    Elect Director Trynka Shineman Blake    Mgmt    For    For    For
1.10    Elect Director Robert S. Wiesenthal    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

SI-BONE, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   825704109
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   SIBN
    Shares Voted:   83,443    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Helen Loh    Mgmt    For    For    For
1b    Elect Director Mika Nishimura    Mgmt    For    For    For
1c    Elect Director Keith C. Valentine    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Sientra, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   82621J105
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   SIEN
    Shares Voted:   354,167    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ronald Menezes    Mgmt    For    For    For
1.2    Elect Director Philippe A. Schaison    Mgmt    For    Refer    Withhold
1.3    Elect Director Keith J. Sullivan    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Visteon Corporation

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   92839U206
Record Date:   04/16/2021   Meeting Type:   Annual   Ticker:   VC
    Shares Voted:   33,890    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director James J. Barrese    Mgmt    For    For    For
1b    Elect Director Naomi M. Bergman    Mgmt    For    For    For
1c    Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1d    Elect Director Sachin S. Lawande    Mgmt    For    For    For
1e    Elect Director Joanne M. Maguire    Mgmt    For    For    For
1f    Elect Director Robert J. Manzo    Mgmt    For    For    For
1g    Elect Director Francis M. Scricco    Mgmt    For    For    For
1h    Elect Director David L. Treadwell    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Certificate of Incorporation to Remove Certain Provisions    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Switch, Inc.

 

Meeting Date:   06/11/2021   Country:   USA   Primary Security ID:   87105L104
Record Date:   04/14/2021   Meeting Type:   Annual   Ticker:   SWCH
    Shares Voted:   171,363    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Rob Roy    Mgmt    For    For    For
1.2    Elect Director Angela Archon    Mgmt    For    For    For
1.3    Elect Director Liane Pelletier    Mgmt    For    For    For
1.4    Elect Director Zareh Sarrafian    Mgmt    For    Refer    Withhold
1.5    Elect Director Kim Sheehy    Mgmt    For    For    For
1.6    Elect Director Donald D. Snyder    Mgmt    For    Refer    Withhold
1.7    Elect Director Tom Thomas    Mgmt    For    For    For
1.8    Elect Director Bryan Wolf    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tabula Rasa HealthCare, Inc.

 

Meeting Date:   06/11/2021   Country:   USA   Primary Security ID:   873379101
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   TRHC
    Shares Voted:   11,686    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Samira Beckwith    Mgmt    For    Refer    Withhold
1.2    Elect Director Dennis Helling    Mgmt    For    Refer    Withhold
1.3    Elect Director Pamela Schweitzer    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Groupon, Inc.

 

Meeting Date:   06/15/2021   Country:   USA   Primary Security ID:   399473206
Record Date:   04/21/2021   Meeting Type:   Annual   Ticker:   GRPN
    Shares Voted:   31,463    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael J. Angelakis *Withdrawn*    Mgmt         
1.2    Elect Director Peter Barris    Mgmt    For    For    For
1.3    Elect Director Robert Bass    Mgmt    For    For    For
1.4    Elect Director Eric Lefkofsky    Mgmt    For    For    For
1.5    Elect Director Theodore Leonsis    Mgmt    For    For    For
1.6    Elect Director Valerie Mosley    Mgmt    For    For    For
1.7    Elect Director Helen Vaid    Mgmt    For    For    For
1.8    Elect Director Deborah Wahl    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

HealthEquity, Inc.

 

Meeting Date:   06/24/2021   Country:   USA   Primary Security ID:   42226A107
Record Date:   04/30/2021   Meeting Type:   Annual   Ticker:   HQY
    Shares Voted:   14,127    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert Selander    Mgmt    For    For    For
1.2    Elect Director Jon Kessler    Mgmt    For    For    For
1.3    Elect Director Stephen Neeleman    Mgmt    For    For    For
1.4    Elect Director Frank Corvino    Mgmt    For    For    For
1.5    Elect Director Adrian Dillon    Mgmt    For    For    For
1.6    Elect Director Evelyn Dilsaver    Mgmt    For    For    For
1.7    Elect Director Debra McCowan    Mgmt    For    For    For
1.8    Elect Director Stuart Parker    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

HealthEquity, Inc.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9    Elect Director Ian Sacks    Mgmt    For    For    For
1.10    Elect Director Gayle Wellborn    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vroom, Inc.

 

Meeting Date:   06/24/2021   Country:   USA   Primary Security ID:   92918V109
Record Date:   04/26/2021   Meeting Type:   Annual   Ticker:   VRM
    Shares Voted:   33,705    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert J. Mylod, Jr.    Mgmt    For    For    For
1.2    Elect Director Scott A. Dahnke    Mgmt    For    Refer    Withhold
1.3    Elect Director Michael J. Farello    Mgmt    For    For    For
1.4    Elect Director Paul J. Hennessy    Mgmt    For    For    For
1.5    Elect Director Laura W. Lang    Mgmt    For    For    For
1.6    Elect Director Laura G. O’Shaughnessy    Mgmt    For    Refer    Withhold
1.7    Elect Director Paula B. Pretlow    Mgmt    For    For    For
1.8    Elect Director Frederick O. Terrell    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

DELAWARE IVY VIP SMALL CAP GROWTH

(prior to July 1, 2021, Ivy VIP Small Cap Growth)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

Haemonetics Corporation

 

Meeting Date:   07/21/2020   Country:   USA   Primary Security ID:   405024100
Record Date:   05/22/2020   Meeting Type:   Annual   Ticker:   HAE
    Shares Voted:   54,153    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Christopher A. Simon    Mgmt    For    For    For
1.2    Elect Director Robert E. Abernathy    Mgmt    For    For    For
1.3    Elect Director Michael J. Coyle    Mgmt    For    For    For
1.4    Elect Director Charles J. Dockendorff    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Booz Allen Hamilton Holding Corporation

 

Meeting Date:   07/29/2020   Country:   USA   Primary Security ID:   099502106
Record Date:   06/08/2020   Meeting Type:   Annual   Ticker:   BAH
    Shares Voted:   57,121    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ralph W. Shrader    Mgmt    For    For    For
1b    Elect Director Joan Lordi C. Amble    Mgmt    For    For    For
1c    Elect Director Michele A. Flournoy    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Certificate of Incorporation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

EnerSys    

 

Meeting Date:   07/30/2020   Country:   USA   Primary Security ID:   29275Y102
Record Date:   06/08/2020   Meeting Type:   Annual   Ticker:   ENS
    Shares Voted:   42,422    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Caroline Chan    Mgmt    For    For    For
1.2    Elect Director Steven M. Fludder    Mgmt    For    For    For
1.3    Elect Director Paul J. Tufano    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

STAAR Surgical Company

 

Meeting Date:   07/30/2020   Country:   USA   Primary Security ID:   852312305
Record Date:   06/01/2020   Meeting Type:   Annual   Ticker:   STAA
    Shares Voted:   116,862    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Stephen C. Farrell    Mgmt    For    For    For
1.2    Elect Director Thomas G. Frinzi    Mgmt    For    For    For
1.3    Elect Director Gilbert H. Kliman    Mgmt    For    For    For
1.4    Elect Director Caren Mason    Mgmt    For    For    For
1.5    Elect Director John C. Moore    Mgmt    For    For    For
1.6    Elect Director Louis E. Silverman    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

8x8, Inc.

 

Meeting Date:   08/10/2020   Country:   USA   Primary Security ID:   282914100
Record Date:   06/12/2020   Meeting Type:   Annual   Ticker:   EGHT
    Shares Voted:   160,804    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Bryan R. Martin    Mgmt    For    For    For
1.2    Elect Director Vikram Verma    Mgmt    For    For    For
1.3    Elect Director Eric Salzman    Mgmt    For    For    For
1.4    Elect Director Jaswinder Pal Singh    Mgmt    For    For    For
1.5    Elect Director Vladimir Jacimovic    Mgmt    For    For    For
1.6    Elect Director Monique Bonner    Mgmt    For    For    For
1.7    Elect Director Todd Ford    Mgmt    For    For    For
1.8    Elect Director Elizabeth Theophille    Mgmt    For    For    For
2    Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For
3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Hamilton Lane Incorporated

 

Meeting Date:   09/03/2020   Country:   USA   Primary Security ID:   407497106
Record Date:   07/08/2020   Meeting Type:   Annual   Ticker:   HLNE
    Shares Voted:   47,898    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director David J. Berkman    Mgmt    For    Refer    Withhold
1.2    Elect Director O. Griffith Sexton    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

RBC Bearings Incorporated

 

Meeting Date:   09/09/2020   Country:   USA   Primary Security ID:   75524B104
Record Date:   07/13/2020   Meeting Type:   Annual   Ticker:   ROLL
    Shares Voted:   25,674    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael J. Hartnett    Mgmt    For    For    For
1.2    Elect Director Dolores J. Ennico    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Deckers Outdoor Corporation

 

Meeting Date:   09/11/2020   Country:   USA   Primary Security ID:   243537107
Record Date:   07/13/2020   Meeting Type:   Annual   Ticker:   DECK
    Shares Voted:   17,366    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael F. Devine, III    Mgmt    For    For    For
1.2    Elect Director Nelson C. Chan    Mgmt    For    For    For
1.3    Elect Director Cynthia (Cindy) L. Davis    Mgmt    For    For    For
1.4    Elect Director Juan R. Figuereo    Mgmt    For    For    For
1.5    Elect Director Victor Luis    Mgmt    For    For    For
1.6    Elect Director Dave Powers    Mgmt    For    For    For
1.7    Elect Director Lauri M. Shanahan    Mgmt    For    For    For
1.8    Elect Director Brian A. Spaly    Mgmt    For    For    For
1.9    Elect Director Bonita C. Stewart    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Houlihan Lokey, Inc.

 

Meeting Date:   09/24/2020   Country:   USA   Primary Security ID:   441593100
Record Date:   07/28/2020   Meeting Type:   Annual   Ticker:   HLI
    Shares Voted:   119,006    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Irwin N. Gold    Mgmt    For    Refer    Withhold
1.2    Elect Director Gillian B. Zucker    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Mimecast Limited

 

Meeting Date:   10/08/2020   Country:   Jersey   Primary Security ID:   G14838109
Record Date:   10/06/2020   Meeting Type:   Annual   Ticker:   MIME
    Shares Voted:   136,614    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Elect Director Christopher FitzGerald    Mgmt    For    For    For
2    Elect Director Neil Murray    Mgmt    For    For    For
3    Elect Director Robert P. Schechter    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
7    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8    Approve Share Repurchase Program    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

SelectQuote, Inc.

 

Meeting Date:   10/27/2020   Country:   USA   Primary Security ID:   816307300
Record Date:   09/18/2020   Meeting Type:   Annual   Ticker:   SLQT
    Shares Voted:   100,039    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Timothy “Tim” Danker    Mgmt    For    Refer    For
1.2    Elect Director Kavita Patel    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Mercury Systems, Inc.

 

Meeting Date:   10/28/2020   Country:   USA   Primary Security ID:   589378108
Record Date:   08/24/2020   Meeting Type:   Annual   Ticker:   MRCY
    Shares Voted:   112,064    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Mark Aslett    Mgmt    For    For    For
1.2    Elect Director Mary Louise Krakauer    Mgmt    For    For    For
1.3    Elect Director William K. O’Brien    Mgmt    For    For    For
1.4    Elect Director Orlando P. Carvalho    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Livongo Health, Inc.

 

Meeting Date:   10/29/2020   Country:   USA   Primary Security ID:   539183103
Record Date:   09/08/2020   Meeting Type:   Special   Ticker:   LVGO
    Shares Voted:   35,175    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Malibu Boats, Inc.

 

Meeting Date:   11/03/2020   Country:   USA   Primary Security ID:   56117J100
Record Date:   09/17/2020   Meeting Type:   Annual   Ticker:   MBUU
    Shares Voted:   105,130    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ivar S. Chhina    Mgmt    For    For    For
1.2    Elect Director Michael J. Connolly    Mgmt    For    For    For
1.3    Elect Director Mark W. Lanigan    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Viavi Solutions Inc.

 

Meeting Date:   11/11/2020   Country:   USA   Primary Security ID:   925550105
Record Date:   09/23/2020   Meeting Type:   Annual   Ticker:   VIAV
    Shares Voted:   330,608    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Richard E. Belluzzo    Mgmt    For    For    For
1.2    Elect Director Keith Barnes    Mgmt    For    For    For
1.3    Elect Director Laura Black    Mgmt    For    For    For
1.4    Elect Director Tor Braham    Mgmt    For    For    For
1.5    Elect Director Timothy Campos    Mgmt    For    For    For
1.6    Elect Director Donald Colvin    Mgmt    For    For    For
1.7    Elect Director Glenda Dorchak    Mgmt    For    For    For
1.8    Elect Director Masood A. Jabbar    Mgmt    For    For    For
1.9    Elect Director Oleg Khaykin    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Simulations Plus, Inc.

 

Meeting Date:   02/25/2021   Country:   USA   Primary Security ID:   829214105
Record Date:   12/29/2020   Meeting Type:   Annual   Ticker:   SLP
    Shares Voted:   21,493    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Walter S. Woltosz    Mgmt    For    For    For
1.2    Elect Director John K. Paglia    Mgmt    For    For    For
1.3    Elect Director David L. Ralph    Mgmt    For    For    For
1.4    Elect Director Daniel Weiner    Mgmt    For    For    For
1.5    Elect Director Lisa LaVange    Mgmt    For    For    For
2    Ratify Rose, Snyder, & Jacobs, LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Globant SA

 

Meeting Date:   04/02/2021   Country:   Luxembourg   Primary Security ID:   L44385109
Record Date:   03/02/2021   Meeting Type:   Annual   Ticker:   GLOB
    Shares Voted:   40,469    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Receive Board’s and Auditor’s Reports    Mgmt         
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Financial Statements    Mgmt    For    For    For
4    Approve Allocation of Loss    Mgmt    For    For    For
5    Approve Discharge of Directors    Mgmt    For    For    For
6    Approve Remuneration of Directors    Mgmt    For    Refer    For
7    Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts    Mgmt    For    For    For
8    Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts    Mgmt    For    For    For
9    Reelect Martin Migoya as Director    Mgmt    For    Refer    For
10    Reelect Philip Odeen as Director    Mgmt    For    For    For
11    Reelect Richard Haythornthwaite as Director    Mgmt    For    For    For
12    Elect Maria Pinelli as Director    Mgmt    For    For    For
13    Approve Globant S.A. 2021 Employee Stock Purchase Plan    Mgmt    For    Refer    For

Churchill Downs Incorporated

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   171484108
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   CHDN
    Shares Voted:   39,488    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director William C. Carstanjen    Mgmt    For    For    For
1.2    Elect Director Karole F. Lloyd    Mgmt    For    For    For
1.3    Elect Director Paul C. Varga    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

NCR Corporation

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   62886E108
Record Date:   02/17/2021   Meeting Type:   Annual   Ticker:   NCR
    Shares Voted:   161,925    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Mark W. Begor    Mgmt    For    For    For
1.2    Elect Director Gregory Blank    Mgmt    For    For    For
1.3    Elect Director Catherine L. Burke    Mgmt    For    For    For
1.4    Elect Director Deborah A. Farrington    Mgmt    For    For    For
1.5    Elect Director Michael D. Hayford    Mgmt    For    For    For
1.6    Elect Director Georgette D. Kiser    Mgmt    For    For    For
1.7    Elect Director Kirk T. Larsen    Mgmt    For    For    For
1.8    Elect Director Frank R. Martire    Mgmt    For    For    For
1.9    Elect Director Martin Mucci    Mgmt    For    For    For
1.10    Elect Director Matthew A. Thompson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Pinnacle Financial Partners, Inc.

 

Meeting Date:   04/20/2021   Country:   USA   Primary Security ID:   72346Q104
Record Date:   02/22/2021   Meeting Type:   Annual   Ticker:   PNFP
    Shares Voted:   53,955    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Abney S. Boxley, III    Mgmt    For    For    For
1.2    Elect Director Gregory L. Burns    Mgmt    For    For    For
1.3    Elect Director Thomas C. Farnsworth, III    Mgmt    For    For    For
1.4    Elect Director David B. Ingram    Mgmt    For    For    For
1.5    Elect Director Decosta E. Jenkins    Mgmt    For    For    For
1.6    Elect Director G. Kennedy Thompson    Mgmt    For    For    For
1.7    Elect Director Charles E. Brock    Mgmt    For    For    For
1.8    Elect Director Richard D. Callicutt, II    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Pinnacle Financial Partners, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9    Elect Director Joseph C. Galante    Mgmt    For    For    For
1.10    Elect Director Robert A. McCabe, Jr.    Mgmt    For    For    For
1.11    Elect Director Reese L. Smith, III    Mgmt    For    For    For
1.12    Elect Director M. Terry Turner    Mgmt    For    For    For
1.13    Elect Director Renda J. Burkhart    Mgmt    For    For    For
1.14    Elect Director Marty G. Dickens    Mgmt    For    For    For
1.15    Elect Director Glenda Baskin Glover    Mgmt    For    For    For
1.16    Elect Director Ronald L. Samuels    Mgmt    For    For    For
2    Ratify Crowe LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

AMN Healthcare Services, Inc.

 

Meeting Date:   04/21/2021   Country:   USA   Primary Security ID:   001744101
Record Date:   02/23/2021   Meeting Type:   Annual   Ticker:   AMN
    Shares Voted:   87,226    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Mark G. Foletta    Mgmt    For    For    For
1b    Elect Director Teri G. Fontenot    Mgmt    For    For    For
1c    Elect Director R. Jeffrey Harris    Mgmt    For    For    For
1d    Elect Director Daphne E. Jones    Mgmt    For    For    For
1e    Elect Director Martha H. Marsh    Mgmt    For    For    For
1f    Elect Director Susan R. Salka    Mgmt    For    For    For
1g    Elect Director Sylvia Trent-Adams    Mgmt    For    For    For
1h    Elect Director Douglas D. Wheat    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Altra Industrial Motion Corp.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   02208R106
Record Date:   03/17/2021   Meeting Type:   Annual   Ticker:   AIMC
    Shares Voted:   100,555    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Carl R. Christenson    Mgmt    For    For    For
1.2    Elect Director Lyle G. Ganske    Mgmt    For    For    For
1.3    Elect Director J. Scott Hall    Mgmt    For    For    For
1.4    Elect Director Nicole Parent Haughey    Mgmt    For    For    For
1.5    Elect Director Margot L. Hoffman    Mgmt    For    For    For
1.6    Elect Director Thomas W. Swidarski    Mgmt    For    For    For
1.7    Elect Director James H. Woodward, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Valmont Industries, Inc.

 

Meeting Date:   04/27/2021   Country:   USA   Primary Security ID:   920253101
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   VMI
    Shares Voted:   25,255    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Daniel P. Neary    Mgmt    For    For    For
1.2    Elect Director Theo W. Freye    Mgmt    For    For    For
1.3    Elect Director Stephen G. Kaniewski    Mgmt    For    For    For
1.4    Elect Director Joan Robinson-Berry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Valmont Industries, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

BancorpSouth Bank

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   05971J102
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   BXS
    Shares Voted:   52,808    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Charlotte N. Corley    Mgmt    For    For    For
1.2    Elect Director Keith J. Jackson    Mgmt    For    For    For
1.3    Elect Director Larry G. Kirk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify BKD, LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Vericel Corporation

 

Meeting Date:   04/28/2021   Country:   USA   Primary Security ID:   92346J108
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   VCEL
    Shares Voted:   271,812    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Robert L. Zerbe    Mgmt    For    For    For
1.2    Elect Director Alan L. Rubino    Mgmt    For    For    For
1.3    Elect Director Heidi Hagen    Mgmt    For    For    For
1.4    Elect Director Steven C. Gilman    Mgmt    For    For    For
1.5    Elect Director Kevin F. McLaughlin    Mgmt    For    For    For
1.6    Elect Director Paul K. Wotton    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Vericel Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7    Elect Director Dominick C. Colangelo    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Lithia Motors, Inc.

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   536797103
Record Date:   02/26/2021   Meeting Type:   Annual   Ticker:   LAD
    Shares Voted:   19,807    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Sidney B. DeBoer    Mgmt    For    For    For
1b    Elect Director Susan O. Cain    Mgmt    For    For    For
1c    Elect Director Bryan B. DeBoer    Mgmt    For    For    For
1d    Elect Director Shauna F. McIntyre    Mgmt    For    For    For
1e    Elect Director Louis P. Miramontes    Mgmt    For    For    For
1f    Elect Director Kenneth E. Roberts    Mgmt    For    For    For
1g    Elect Director David J. Robino    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Eliminate Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

SailPoint Technologies Holdings, Inc.

 

Meeting Date:   04/29/2021   Country:   USA   Primary Security ID:   78781P105
Record Date:   03/01/2021   Meeting Type:   Annual   Ticker:   SAIL
    Shares Voted:   74,018    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Mark D. McClain    Mgmt    For    Refer    Withhold
1.2    Elect Director Tracey E. Newell    Mgmt    For    Refer    Withhold
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TopBuild Corp.

 

Meeting Date:   05/03/2021   Country:   USA   Primary Security ID:   89055F103
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   BLD
    Shares Voted:   14,743    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Alec C. Covington    Mgmt    For    For    For
1b    Elect Director Robert Buck    Mgmt    For    For    For
1c    Elect Director Carl T. Camden    Mgmt    For    For    For
1d    Elect Director Joseph S. Cantie    Mgmt    For    For    For
1e    Elect Director Tina M. Donikowski    Mgmt    For    For    For
1f    Elect Director Mark A. Petrarca    Mgmt    For    For    For
1g    Elect Director Nancy M. Taylor    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Gray Television, Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   389375106
Record Date:   03/04/2021   Meeting Type:   Annual   Ticker:   GTN
    Shares Voted:   130,328    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Hilton H. Howell, Jr.    Mgmt    For    For    For
1.2    Elect Director Howell W. Newton    Mgmt    For    For    For
1.3    Elect Director Richard L. Boger    Mgmt    For    For    For
1.4    Elect Director T. L. (Gene) Elder    Mgmt    For    For    For
1.5    Elect Director Luis A. Garcia    Mgmt    For    For    For
1.6    Elect Director Richard B. Hare    Mgmt    For    For    For
1.7    Elect Director Robin R. Howell    Mgmt    For    For    For
1.8    Elect Director Donald P. (Pat) LaPlatney    Mgmt    For    For    For
1.9    Elect Director Paul H. McTear    Mgmt    For    For    For
1.10    Elect Director Sterling A. Spainhour, Jr.    Mgmt    For    For    For
2    Ratify RSM US LLP as Auditors    Mgmt    For    For    For

Halozyme Therapeutics, Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   40637H109
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   HALO
    Shares Voted:   66,086    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jean-Pierre Bizzari    Mgmt    For    For    For
1.2    Elect Director James M. Daly    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

LPL Financial Holdings Inc.

 

Meeting Date:   05/05/2021   Country:   USA   Primary Security ID:   50212V100
Record Date:   03/08/2021   Meeting Type:   Annual   Ticker:   LPLA
    Shares Voted:   37,649    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Dan H. Arnold    Mgmt    For    For    For
1b    Elect Director Edward C. Bernard    Mgmt    For    For    For
1c    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d    Elect Director William F. Glavin, Jr.    Mgmt    For    For    For
1e    Elect Director Allison H. Mnookin    Mgmt    For    For    For
1f    Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1g    Elect Director James S. Putnam    Mgmt    For    For    For
1h    Elect Director Richard P. Schifter    Mgmt    For    For    For
1i    Elect Director Corey E. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Fox Factory Holding Corp.

 

Meeting Date:   05/07/2021   Country:   USA   Primary Security ID:   35138V102
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   FOXF
    Shares Voted:   65,480    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael C. Dennison    Mgmt    For    For    For
1.2    Elect Director Sidney Johnson    Mgmt    For    For    For
1.3    Elect Director Ted Waitman    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

The Brink’s Company

 

Meeting Date:   05/07/2021   Country:   USA   Primary Security ID:   109696104
Record Date:   03/09/2021   Meeting Type:   Annual   Ticker:   BCO
    Shares Voted:   157,105    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Kathie J. Andrade    Mgmt    For    For    For
1.2    Elect Director Paul G. Boynton    Mgmt    For    For    For
1.3    Elect Director Ian D. Clough    Mgmt    For    For    For
1.4    Elect Director Susan E. Docherty    Mgmt    For    For    For
1.5    Elect Director Michael J. Herling    Mgmt    For    For    For
1.6    Elect Director A. Louis Parker    Mgmt    For    For    For
1.7    Elect Director Douglas A. Pertz    Mgmt    For    For    For
1.8    Elect Director George I. Stoeckert    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   338307101
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   FIVN
    Shares Voted:   92,784    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael Burdiek    Mgmt    For    Refer    For
1.2    Elect Director David DeWalt    Mgmt    For    Refer    For
1.3    Elect Director Susan Barsamian    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Insmed Incorporated

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   457669307
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   INSM
    Shares Voted:   72,793    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director David R. Brennan    Mgmt    For    For    For
1.2    Elect Director Leo Lee    Mgmt    For    For    For
1.3    Elect Director Carol A. Schafer    Mgmt    For    For    For
1.4    Elect Director Melvin Sharoky    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Wyndham Hotels & Resorts, Inc.

 

Meeting Date:   05/12/2021   Country:   USA   Primary Security ID:   98311A105
Record Date:   03/18/2021   Meeting Type:   Annual   Ticker:   WH
    Shares Voted:   69,915    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Stephen P. Holmes    Mgmt    For    For    For
1.2    Elect Director Geoffrey A. Ballotti    Mgmt    For    For    For
1.3    Elect Director Myra J. Biblowit    Mgmt    For    For    For
1.4    Elect Director James E. Buckman    Mgmt    For    For    For
1.5    Elect Director Bruce B. Churchill    Mgmt    For    For    For
1.6    Elect Director Mukul V. Deoras    Mgmt    For    For    For
1.7    Elect Director Ronald L. Nelson    Mgmt    For    For    For
1.8    Elect Director Pauline D.E. Richards    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Texas Roadhouse, Inc.

 

Meeting Date:   05/13/2021   Country:   USA   Primary Security ID:   882681109
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   TXRH
    Shares Voted:   65,145    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Michael A. Crawford    Mgmt    For    For    For
1.2    Elect Director Gregory N. Moore    Mgmt    For    For    For
1.3    Elect Director Curtis A. Warfield    Mgmt    For    For    For
1.4    Elect Director Kathleen M. Widmer    Mgmt    For    For    For
1.5    Elect Director James R. Zarley    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   477839104
Record Date:   03/19/2021   Meeting Type:   Annual   Ticker:   JBT
    Shares Voted:   25,059    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director C. Maury Devine    Mgmt    For    For    For
1b    Elect Director Emmanuel Lagarrigue    Mgmt    For    For    For
1c    Elect Director James M. Ringler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLC as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Marriott Vacations Worldwide Corporation

 

Meeting Date:   05/14/2021   Country:   USA   Primary Security ID:   57164Y107
Record Date:   03/15/2021   Meeting Type:   Annual   Ticker:   VAC
    Shares Voted:   50,955    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Lizanne Galbreath    Mgmt    For    For    For
1.2    Elect Director Melquiades R. Martinez    Mgmt    For    For    For
1.3    Elect Director Stephen R. Quazzo    Mgmt    For    For    For
1.4    Elect Director Stephen P. Weisz    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tactile Systems Technology, Inc.

 

Meeting Date:   05/17/2021    Country:    USA    Primary Security ID:    87357P100
Record Date:   03/22/2021    Meeting Type:    Annual    Ticker:    TCMD
     Shares Voted:    127,080      

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote Instruction

1.1    Elect Director William Burke    Mgmt    For    For    For
1.2    Elect Director Sheri Dodd    Mgmt    For    For    For
1.3    Elect Director Raymond Huggenberger    Mgmt    For    For    For
1.4    Elect Director Deepti Jain    Mgmt    For    For    For
1.5    Elect Director Richard Nigon    Mgmt    For    For    For
1.6    Elect Director Daniel Reuvers    Mgmt    For    For    For
1.7    Elect Director Kevin Roche    Mgmt    For    For    For
1.8    Elect Director Peter Soderberg    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

EVO Payments, Inc.

 

Meeting Date:   05/18/2021   Country:    USA   Primary Security ID:    26927E104
Record Date:   03/26/2021   Meeting Type:    Annual   Ticker:    EVOP
    Shares Voted:    173,125     

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Vahe A. Dombalagian    Mgmt    For    Refer    Withhold
1.2    Elect Director James G. Kelly    Mgmt    For    Refer    Withhold
1.3    Elect Director Rafik R. Sidhom    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Eliminate Limitation on Conversions Contained in Outstanding Series A Convertible Preferred Stock    Mgmt    For    Refer    For

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   499049104
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   KNX
    Shares Voted:   175,249    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Gary Knight    Mgmt    For    For    For
1.2    Elect Director Kathryn Munro    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4    Reduce Supermajority Vote Requirement    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

OraSure Technologies, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   68554V108
Record Date:   03/26/2021   Meeting Type:   Annual   Ticker   OSUR
    Shares Voted:   273,207    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Michael Celano    Mgmt    For    For    For
1b    Elect Director James A. Datin    Mgmt    For    For    For
1c    Elect Director Lelio Marmora    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tandem Diabetes Care, Inc.

 

Meeting Date:   05/18/2021   Country:   USA   Primary Security ID:   875372203
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   TNDM
    Shares Voted:   74,647    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Dick P. Allen    Mgmt    For    For    For
1b    Elect Director Rebecca B. Robertson    Mgmt    For    For    For
1c    Elect Director Rajwant “Raj” S. Sodhi    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Enphase Energy, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   29355A107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   ENPH
    Shares Voted:   35,205    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Badrinarayanan Kothandaraman    Mgmt    For    For    For
1.2    Elect Director Joseph Malchow    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Bandwidth Inc.

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   05988J103
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   BAND
    Shares Voted:   27,348    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1

   

Elect Director Brian D. Bailey

   

Mgmt

   

For

   

Refer

   

Withhold

1.2

   

Elect Director Lukas M. Roush

   

Mgmt

   

For

   

Refer

   

Withhold

2

   

Ratify Ernst & Young LLP as Auditor

   

Mgmt

   

For

   

For

   

For

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Purple Innovation, Inc.

 

Meeting Date:   05/21/2021   Country:   USA   Primary Security ID:   74640Y106
Record Date:   03/24/2021   Meeting Type:   Annual   Ticker:   PRPL
    Shares Voted:   42,851    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Pano Anthos    Mgmt    For    For    For
1.2    Elect Director Gary T. DiCamillo    Mgmt    For    For    For
1.3    Elect Director Adam Gray    Mgmt    For    For    For
1.4    Elect Director Claudia Hollingsworth    Mgmt    For    For    For
1.5    Elect Director Gary A. Kiedaisch    Mgmt    For    For    For
1.6    Elect Director Joseph B. Megibow    Mgmt    For    For    For
1.7    Elect Director Paul Zepf    Mgmt    For    For    For
1.8    Elect Director Dawn M. Zier    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Purple Innovation, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   68213N109
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   OMCL
    Shares Voted:   55,545    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Randall A. Lipps    Mgmt    For    For    For
1.2    Elect Director Vance B. Moore    Mgmt    For    For    For
1.3    Elect Director Mark W. Parrish    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Open Lending Corporation

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   68373J104
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   LPRO
    Shares Voted:   145,388    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Eric A. Feldstein    Mgmt    For    For    For
1.2    Elect Director Gene Yoon    Mgmt    For    Refer    Withhold
1.3    Elect Director Brandon Van Buren    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Varonis Systems, Inc.

 

Meeting Date:   05/25/2021   Country:   USA   Primary Security ID:   922280102
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   VRNS
    Shares Voted:   188,544    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Gili Iohan    Mgmt    For    For    For
1.2    Elect Director Rachel Prishkolnik    Mgmt    For    For    For
1.3    Elect Director Ofer Segev    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For

Air Transport Services Group, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   00922R105
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   ATSG
    Shares Voted:   155,120    

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Richard M. Baudouin    Mgmt    For    For    For
1b    Elect Director Phyllis J. Campbell    Mgmt    For    For    For
1c    Elect Director Richard F. Corrado    Mgmt    For    For    For
1d    Elect Director Joseph C. Hete    Mgmt    For    For    For
1e    Elect Director Raymond E. Johns, Jr.    Mgmt    For    For    For
1f    Elect Director Laura J. Peterson    Mgmt    For    For    For
1g    Elect Director Randy D. Rademacher    Mgmt    For    For    For
1h    Elect Director J. Christopher Teets    Mgmt    For    For    For
1i    Elect Director Jeffrey J. Vorholt    Mgmt    For    For    For
1j    Elect Director Paul S. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Focus Financial Partners Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   34417P100
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   FOCS
    Shares Voted:   39,472    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Greg S. Morganroth    Mgmt    For    For    For
1.2    Elect Director Fayez S. Muhtadie    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LivePerson, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   538146101
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   LPSN
    Shares Voted:   108,902    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Kevin C. Lavan    Mgmt    For    For    For
1b    Elect Director Robert P. LoCascio    Mgmt    For    For    For
2    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Seacoast Banking Corporation of Florida

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   811707801
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   SBCF
    Shares Voted:   87,056    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jacqueline L. Bradley    Mgmt    For    For    For
1.2    Elect Director H. Gilbert Culbreth, Jr.    Mgmt    For    For    For
1.3    Elect Director Christopher E. Fogal    Mgmt    For    For    For
1.4    Elect Director Charles M. Shaffer    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify Crowe LLP as Auditors    Mgmt    For    For    For

Installed Building Products, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   45780R101
Record Date:   04/01/2021   Meeting Type:   Annual   Ticker:   IBP
    Shares Voted:   10,416    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Margot L. Carter    Mgmt    For    For    For
1.2    Elect Director David R. Meuse    Mgmt    For    For    For
1.3    Elect Director Michael H. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NeoGenomics, Inc.

 

Meeting Date:   05/27/2021   Country:   USA   Primary Security ID:   64049M209
Record Date:   03/31/2021   Meeting Type:   Annual   Ticker:   NEO
    Shares Voted:   99,987    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Douglas M. VanOort    Mgmt    For    For    For
1b    Elect Director Mark W. Mallon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

NeoGenomics, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c    Elect Director Lynn A. Tetrault    Mgmt    For    For    For
1d    Elect Director Bruce K. Crowther    Mgmt    For    For    For
1e    Elect Director Alison L. Hannah    Mgmt    For    For    For
1f    Elect Director Kevin C. Johnson    Mgmt    For    For    For
1g    Elect Director Stephen M. Kanovsky    Mgmt    For    For    For
1h    Elect Director Michael A. Kelly    Mgmt    For    For    For
1i    Elect Director Rachel A. Stahler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Clean Harbors, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   184496107
Record Date:   04/05/2020   Meeting Type:   Annual   Ticker:   CLH
    Shares Voted:   65,258    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Alan S. McKim    Mgmt    For    For    For
1.2    Elect Director John T. Preston    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend By-Laws to Add State and Federal Forum Selection Provisions    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Penumbra, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   70975L107
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   PEN
    Shares Voted:   21,758    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1    Elect Director Adam Elsesser    Mgmt    For    Refer    Withhold
1.2    Elect Director Harpreet Grewal    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Progyny, Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   74340E103
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   PGNY
    Shares Voted:   111,127    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.1    Elect Director Roger Holstein    Mgmt    For    For    For
1.2    Elect Director Jeff Park    Mgmt    For    Refer    Withhold
1.3    Elect Director David Schlanger    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Sitime Corporation

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   82982T106
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   SITM
    Shares Voted:   38,589    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1

   

Elect Director Edward H. Frank

   

Mgmt

   

For

   

Refer

   

Withhold

1.2    Elect Director Christine A. Heckart    Mgmt    For    For    For
1.3    Elect Director Tom D. Yiu    Mgmt    For    Refer    Withhold
2    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

1Life Healthcare, Inc.

 

Meeting Date:   06/03/2021   Country:   USA   Primary Security ID:   68269G107
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   ONEM
    Shares Voted:   81,935    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Bruce W. Dunlevie    Mgmt    For    Refer    Withhold
1.2    Elect Director David P. Kennedy    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vocera Communications, Inc.

 

Meeting Date:   06/04/2021   Country:   USA   Primary Security ID:   92857F107
Record Date:   04/08/2021   Meeting Type:   Annual   Ticker:   VCRA
    Shares Voted:   73,794    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director John N. McMullen    Mgmt    For    For    For
1.2    Elect Director Sharon L. O’Keefe    Mgmt    For    For    For
1.3    Elect Director Ronald A. Paulus    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Veracyte, Inc.

 

Meeting Date:   06/07/2021   Country:   USA   Primary Security ID:   92337F107
Record Date:   04/15/2021   Meeting Type:   Annual   Ticker:   VCYT
    Shares Voted:   59,522    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Muna Bhanji    Mgmt    For    For    For
1.2    Elect Director John L. Bishop    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Monarch Casino & Resort, Inc.

 

Meeting Date:   06/08/2021   Country:   USA   Primary Security ID:   609027107
Record Date:   04/13/2021   Meeting Type:   Annual   Ticker:   MCRI
    Shares Voted:   65,473    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Bob Farahi    Mgmt    For    Refer    Against
1b    Elect Director Yvette E. Landau    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Q2 Holdings, Inc.

 

Meeting Date:

 

06/08/2021

  

Country:

 

USA

  

Primary Security ID:

 

74736L109

Record Date:   04/22/2021   Meeting Type:   Annual   Ticker:   QTWO
    Shares Voted:   72,706    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote Instruction

1.1    Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2    Elect Director Jeffrey T. Diehl    Mgmt    For    For    For
1.3    Elect Director Matthew P. Flake    Mgmt    For    For    For
1.4    Elect Director Stephen C. Hooley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Q2 Holdings, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5    Elect Director Margaret L. Taylor    Mgmt    For    For    For
1.6    Elect Director Lynn Antipas Tyson    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nexstar Media Group, Inc.

 

Meeting Date:   06/09/2021   Country:   USA   Primary Security ID:   65336K103
Record Date:   04/26/2021   Meeting Type:   Annual   Ticker:   NXST
    Shares Voted:   63,212    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Perry A. Sook    Mgmt    For    For    For
1.2    Elect Director Geoff D. Armstrong    Mgmt    For    For    For
1.3    Elect Director Jay M. Grossman    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Castle Biosciences, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   14843C105
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   CSTL
    Shares Voted:   47,327    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Mara G. Aspinall    Mgmt    For    Refer    Withhold
1.2    Elect Director Daniel M. Bradbury    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

LHC Group, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   50187A107
Record Date:   04/13/2021   Meeting Type:   Annual   Ticker:   LHCG
    Shares Voted:   31,320    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Keith G. Myers    Mgmt    For    For    For
1.2    Elect Director Ronald T. Nixon    Mgmt    For    For    For
1.3    Elect Director W. Earl Reed, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   609839105
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   MPWR
    Shares Voted:   21,267    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.1    Elect Director Eugen Elmiger    Mgmt    For    For    For
1.2    Elect Director Jeff Zhou    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Shift4 Payments, Inc.

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   82452J109
Record Date:   04/16/2021   Meeting Type:   Annual   Ticker:   FOUR
    Shares Voted:   112,270    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Jared Isaacman    Mgmt    For    Refer    Withhold
1.2    Elect Director Andrew Frey    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Visteon Corporation

 

Meeting Date:   06/10/2021   Country:   USA   Primary Security ID:   92839U206
Record Date:   04/16/2021   Meeting Type:   Annual   Ticker:   VC
    Shares Voted:   59,159    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director James J. Barrese    Mgmt    For    For    For
1b    Elect Director Naomi M. Bergman    Mgmt    For    For    For
1c    Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1d    Elect Director Sachin S. Lawande    Mgmt    For    For    For
1e    Elect Director Joanne M. Maguire    Mgmt    For    For    For
1f    Elect Director Robert J. Manzo    Mgmt    For    For    For
1g    Elect Director Francis M. Scricco    Mgmt    For    For    For
1h    Elect Director David L. Treadwell    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Certificate of Incorporation to Remove Certain Provisions    Mgmt    For    Refer    For

Switch, Inc.

 

Meeting Date:   06/11/2021   Country:   USA   Primary Security ID:   87105L104
Record Date:   04/14/2021   Meeting Type:   Annual   Ticker:   SWCH
    Shares Voted:   276,739    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Rob Roy    Mgmt    For    For    For
1.2    Elect Director Angela Archon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Switch, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.3    Elect Director Liane Pelletier    Mgmt    For    For    For
1.4    Elect Director Zareh Sarrafian    Mgmt    For    Refer    Withhold
1.5    Elect Director Kim Sheehy    Mgmt    For    For    For
1.6    Elect Director Donald D. Snyder    Mgmt    For    Refer    Withhold
1.7    Elect Director Tom Thomas    Mgmt    For    For    For
1.8    Elect Director Bryan Wolf    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tabula Rasa HealthCare, Inc.

 

Meeting Date:   06/11/2021   Country:   USA   Primary Security ID:   873379101
Record Date:   04/19/2021   Meeting Type:   Annual   Ticker:   TRHC
    Shares Voted:   684    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Samira Beckwith    Mgmt    For    Refer    Withhold
1.2    Elect Director Dennis Helling    Mgmt    For    Refer    Withhold
1.3    Elect Director Pamela Schweitzer    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

CareDx, Inc.

 

Meeting Date:   06/15/2021   Country:   USA   Primary Security ID:   14167L103
Record Date:   04/16/2021   Meeting Type:   Annual   Ticker:   CDNA
    Shares Voted:   170,250    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.1    Elect Director George W. Bickerstaff, III    Mgmt    For    For    For
1.2    Elect Director Grace E. Colon    Mgmt    For    For    For
1.3    Elect Director Ralph Snyderman    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Supermajority Vote Requirement    Mgmt    For    For    For

Proofpoint, Inc.

 

Meeting Date:   06/15/2021   Country:   USA   Primary Security ID:   743424103
Record Date:   04/15/2021   Meeting Type:   Annual   Ticker:   PFPT
    Shares Voted:   29,460    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Dana Evan    Mgmt    For    For    For
1b    Elect Director Kristen Gil    Mgmt    For    For    For
1c    Elect Director Gary Steele    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

BJ’s Wholesale Club Holdings, Inc.

 

Meeting Date:   06/17/2021   Country:   USA   Primary Security ID:   05550J101
Record Date:   04/26/2021   Meeting Type:   Annual   Ticker:   BJ
    Shares Voted:   93,684    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Christopher J. Baldwin    Mgmt    For    Refer    Withhold
1.2    Elect Director Ken Parent    Mgmt    For    Refer    Withhold
1.3    Elect Director Robert Steele    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Novavax, Inc.

 

Meeting Date:   06/17/2021   Country:   USA   Primary Security ID:   670002401
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   NVAX
    Shares Voted:   6,500    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Richard H. Douglas    Mgmt    For    For    For
1b    Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1c    Elect Director David M. Mott    Mgmt    For    Withhold    Withhold

2

   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   

Mgmt

   

For

   

For

   

For

3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify April 2020 Equity Awards    Mgmt    For    Refer    For
5    Ratify June 2020 Equity Awards    Mgmt    For    Refer    For
6    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Smartsheet Inc.

 

Meeting Date:   06/17/2021   Country:   USA   Primary Security ID:   83200N103
Record Date:   04/20/2021   Meeting Type:   Annual   Ticker:   SMAR
    Shares Voted:   60,546    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1    Elect Director Alissa Abdullah    Mgmt    For    For    For
1.2    Elect Director Brent Frei    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Smartsheet Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3    Elect Director Michael Gregoire    Mgmt    For    Refer    Withhold
1.4    Elect Director Rowan Trollope    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Axonics, Inc.

 

Meeting Date:   06/23/2021   Country:   USA   Primary Security ID:   05465P101
Record Date:   04/27/2021   Meeting Type:   Annual   Ticker:   AXNX
    Shares Voted:   125,878    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Raymond W. Cohen    Mgmt    For    For    For
1b    Elect Director Robert E. McNamara    Mgmt    For    Refer    Against
1c    Elect Director Michael H. Carrel    Mgmt    For    Refer    Against
1d    Elect Director Nancy Snyderman    Mgmt    For    Refer    Against
1e    Elect Director Jane E. Kiernan    Mgmt    For    For    For
1f    Elect Director David M. Demski    Mgmt    For    For    For
2    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Simulations Plus, Inc.

 

Meeting Date:   06/23/2021   Country:   USA   Primary Security ID:   829214105
Record Date:   04/26/2021   Meeting Type:   Special   Ticker:   SLP
    Shares Voted:   22,403    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Quanterix Corporation

 

Meeting Date:   06/24/2021   Country:   USA   Primary Security ID:   74766Q101
Record Date:   04/26/2021   Meeting Type:   Annual   Ticker:   QTRX
    Shares Voted:   57,550    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Martin D. Madaus    Mgmt    For    Refer    Withhold
1.2    Elect Director Laurie J. Olson    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

PetIQ, Inc.

 

Meeting Date:   06/29/2021   Country:   USA   Primary Security ID:   71639T106
Record Date:   04/30/2021   Meeting Type:   Annual   Ticker:   PETQ
    Shares Voted:   307,957    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Ronald Kennedy    Mgmt    For    Refer    Withhold
1b    Elect Director Sheryl Oloughlin    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Nomad Foods Limited

 

Meeting Date:   06/30/2021   Country:   Virgin Isl (UK)   Primary Security ID:   G6564A105
Record Date:   04/28/2021   Meeting Type:   Annual   Ticker:   NOMD
    Shares Voted:   206,175    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Martin Ellis Franklin    Mgmt    For    For    For
1.2    Elect Director Noam Gottesman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Nomad Foods Limited

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.3    Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1.4    Elect Director Stefan Descheemaeker    Mgmt    For    For    For
1.5    Elect Director Golnar Khosrowshahi    Mgmt    For    For    For
1.6    Elect Director James E. Lillie    Mgmt    For    For    For
1.7    Elect Director Stuart M. MacFarlane    Mgmt    For    For    For
1.8    Elect Director Lord Myners of Truro    Mgmt    For    For    For
1.9    Elect Director Victoria Parry    Mgmt    For    Against    Against
1.10    Elect Director Melanie Stack    Mgmt    For    For    For
1.11    Elect Director Samy Zekhout    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

DELAWARE IVY VIP VALUE

(prior to July 1, 2021, Ivy VIP Value)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

McKesson Corporation

 

Meeting Date:   07/29/2020   Country:    USA   Primary Security ID:   58155Q103
Record Date:   06/01/2020   Meeting Type:    Annual   Ticker:   MCK
    Shares Voted:    74,700    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Dominic J. Caruso    Mgmt    For    For    For
1b    Elect Director N. Anthony Coles    Mgmt    For    For    For
1c    Elect Director M. Christine Jacobs    Mgmt    For    For    For
1d    Elect Director Donald R. Knauss    Mgmt    For    For    For
1e    Elect Director Marie L. Knowles    Mgmt    For    For    For
1f    Elect Director Bradley E. Lerman    Mgmt    For    For    For
1g    Elect Director Maria Martinez    Mgmt    For    For    For
1h    Elect Director Edward A. Mueller    Mgmt    For    For    For
1i    Elect Director Susan R. Salka    Mgmt    For    For    For
1j    Elect Director Brian S. Tyler    Mgmt    For    For    For
1k    Elect Director Kenneth E. Washington    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Lobbying Payments and Policy    SH    Against    For    For
6    Report on the Statement on the Purpose of a Corporation    SH    Against    Against    Against

BHP Group Limited

 

Meeting Date:   10/14/2020   Country:    Australia   Primary Security ID:   Q1498M100
Record Date:   09/11/2020   Meeting Type:    Annual   Ticker:   BHP
    Shares Voted:    4,139    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

BHP Group Limited

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2    Appoint Ernst & Young as Auditor of the Company    Mgmt    For    For    For
3    Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors    Mgmt    For    For    For
4    Approve General Authority to Issue Shares in BHP Group Plc    Mgmt    For    For    For
5    Approve General Authority to Issue Shares in BHP Group Plc for Cash    Mgmt    For    For    For
6    Approve the Repurchase of Shares in BHP Group Plc    Mgmt    For    For    For
7    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
8    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
9    Approve Grant of Awards to Mike Henry    Mgmt    For    For    For
10    Approve Leaving Entitlements    Mgmt    For    Refer    For
11    Elect Xiaoqun Clever as Director    Mgmt    For    For    For
12    Elect Gary Goldberg as Director    Mgmt    For    For    For
13    Elect Mike Henry as Director    Mgmt    For    For    For
14    Elect Christine O’Reilly as Director    Mgmt    For    For    For
15    Elect Dion Weisler as Director    Mgmt    For    For    For
16    Elect Terry Bowen as Director    Mgmt    For    For    For
17    Elect Malcolm Broomhead as Director    Mgmt    For    For    For
18    Elect Ian Cockerill as Director    Mgmt    For    For    For
19    Elect Anita Frew as Director    Mgmt    For    For    For
20    Elect Susan Kilsby as Director    Mgmt    For    For    For
21    Elect John Mogford as Director    Mgmt    For    For    For
22    Elect Ken MacKenzie as Director    Mgmt    For    For    For
23    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against
24    Adopt Interim Cultural Heritage Protection Measures    SH    Against    Against    Against
25    Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Lam Research Corporation

 

Meeting Date:   11/03/2020   Country:    USA   Primary Security ID:   512807108
Record Date:   09/04/2020   Meeting Type:    Annual   Ticker:   LRCX
    Shares Voted:    31,163    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Sohail U. Ahmed    Mgmt    For    For    For
1.2    Elect Director Timothy M. Archer    Mgmt    For    For    For
1.3    Elect Director Eric K. Brandt    Mgmt    For    For    For
1.4    Elect Director Michael R. Cannon    Mgmt    For    For    For
1.5    Elect Director Catherine P. Lego    Mgmt    For    For    For
1.6    Elect Director Bethany J. Mayer    Mgmt    For    For    For
1.7    Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1.8    Elect Director Lih Shyng (Rick L.) Tsai    Mgmt    For    For    For
1.9    Elect Director Leslie F. Varon    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Broadcom Inc.

 

Meeting Date:   04/05/2021   Country:    USA   Primary Security ID:   11135F101
Record Date:   02/08/2021   Meeting Type:    Annual   Ticker:   AVGO
    Shares Voted:    28,980    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Diane M. Bryant    Mgmt    For    For    For
1b    Elect Director Gayla J. Delly    Mgmt    For    For    For
1c    Elect Director Raul J. Fernandez    Mgmt    For    For    For
1d    Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1e    Elect Director Check Kian Low    Mgmt    For    For    For
1f    Elect Director Justine F. Page    Mgmt    For    For    For
1g    Elect Director Henry Samueli    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Broadcom Inc.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h    Elect Director Hock E. Tan    Mgmt    For    For    For
1i    Elect Director Harry L. You    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Seagate Technology Plc

 

Meeting Date:   04/14/2021   Country:    Ireland   Primary Security ID:   G7945M107
Record Date:   03/01/2021   Meeting Type:    Court   Ticker:   STX
    Shares Voted:    34,700    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

   Court Meeting    Mgmt         
1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Seagate Technology Plc

 

Meeting Date:   04/14/2021   Country:    Ireland   Primary Security ID:   G7945M107
Record Date:   03/01/2021   Meeting Type:    Special   Ticker:   STX
    Shares Voted:    34,700    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1    Approve Scheme of Arrangement    Mgmt    For    Refer    For
2    Amend Constitution    Mgmt    For    Refer    For
3    Approve Creation of Distributable Reserves    Mgmt    For    Refer    For
4    Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Public Service Enterprise Group Incorporated

 

Meeting Date:   04/20/2021   Country:    USA   Primary Security ID:   744573106
Record Date:   02/19/2021   Meeting Type:    Annual   Ticker:   PEG
    Shares Voted:    50,100    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1    Elect Director Ralph Izzo    Mgmt    For    For    For
1.2    Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1.3    Elect Director Willie A. Deese    Mgmt    For    For    For
1.4    Elect Director David Lilley    Mgmt    For    For    For
1.5    Elect Director Barry H. Ostrowsky    Mgmt    For    For    For
1.6    Elect Director Scott G. Stephenson    Mgmt    For    For    For
1.7    Elect Director Laura A. Sugg    Mgmt    For    For    For
1.8    Elect Director John P. Surma    Mgmt    For    For    For
1.9    Elect Director Susan Tomasky    Mgmt    For    For    For
1.10    Elect Director Alfred W. Zollar    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
5    Approve Omnibus Stock Plan    Mgmt    For    For    For

AGNC Investment Corp.

 

Meeting Date:   04/22/2021   Country:    USA   Primary Security ID:   00123Q104
Record Date:   02/26/2021   Meeting Type:    Annual   Ticker:   AGNC
    Shares Voted:    594,827    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Donna J. Blank    Mgmt    For    For    For
1b    Elect Director Morris A. Davis    Mgmt    For    For    For
1c    Elect Director John D. Fisk    Mgmt    For    For    For
1d    Elect Director Prue B. Larocca    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

AGNC Investment Corp.

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e    Elect Director Paul E. Mullings    Mgmt    For    For    For
1f    Elect Director Frances R. Spark    Mgmt    For    For    For
1g    Elect Director Gary D. Kain    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Raytheon Technologies Corporation

 

Meeting Date:   04/26/2021   Country:    USA   Primary Security ID:   75513E101
Record Date:   03/02/2021   Meeting Type:    Annual   Ticker:   RTX
    Shares Voted:    203,446    

 

Proposal

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Instruction

1a    Elect Director Tracy A. Atkinson    Mgmt    For    For    For
1b    Elect Director Gregory J. Hayes    Mgmt    For    For    For
1c    Elect Director Thomas A. Kennedy    Mgmt    For    For    For
1d    Elect Director Marshall O. Larsen    Mgmt    For    For    For
1e    Elect Director George R. Oliver    Mgmt    For    For    For
1f    Elect Director Robert K. (Kelly) Ortberg    Mgmt    For    For    For
1g    Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1h    Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1i    Elect Director Ellen M. Pawlikowski    Mgmt    For    For    For
1j    Elect Director Denise L. Ramos    Mgmt    For    For    For
1k    Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1l    Elect Director Brian C. Rogers    Mgmt    For    For    For
1m    Elect Director James A. Winnefeld, Jr.    Mgmt    For    For    For
1n    Elect Director Robert O. Work    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Raytheon Technologies Corporation

 

Proposal

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Voting

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Vote

Instruction

3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Amend Proxy Access Right    SH    Against    For    For

Citigroup Inc.

 

Meeting Date:   04/27/2021   Country:    USA   Primary Security ID:   172967424
Record Date:   03/01/2021   Meeting Type:    Annual   Ticker:   C
    Shares Voted:    252,376    

 

Proposal

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Vote

Instruction

1a    Elect Director Ellen M. Costello    Mgmt    For    For    For
1b    Elect Director Grace E. Dailey    Mgmt    For    For    For
1c    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d    Elect Director John C. Dugan    Mgmt    For    For    For
1e    Elect Director Jane N. Fraser    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Citigroup Inc.

 

Proposal

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Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    For    For
6    Require Independent Board Chair    SH    Against    Refer    Against
7    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Refer    Against
8    Report on Lobbying Payments and Policy    SH    Against    Against    Against
9    Report on Racial Equity Audit    SH    Against    Against    Against
10    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Ameriprise Financial, Inc.

 

Meeting Date:   04/28/2021   Country:    USA   Primary Security ID:   03076C106
Record Date:   03/01/2021   Meeting Type:    Annual   Ticker:   AMP
    Shares Voted:    55,564    

 

Proposal

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Vote

Instruction

1a    Elect Director James M. Cracchiolo    Mgmt    For    For    For
1b    Elect Director Dianne Neal Blixt    Mgmt    For    For    For
1c    Elect Director Amy DiGeso    Mgmt    For    For    For
1d    Elect Director Lon R. Greenberg    Mgmt    For    For    For
1e    Elect Director Jeffrey Noddle    Mgmt    For    For    For
1f    Elect Director Robert F. Sharpe, Jr.    Mgmt    For    For    For
1g    Elect Director Brian T. Shea    Mgmt    For    For    For
1h    Elect Director W. Edward Walter, III    Mgmt    For    For    For
1i    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Eaton Corporation plc

 

Meeting Date:   04/28/2021   Country:    Ireland   Primary Security ID:   G29183103
Record Date:   03/01/2021   Meeting Type:    Annual   Ticker:   ETN
    Shares Voted:    112,124    

 

Proposal
Number

   

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Voting
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Vote

Instruction

1a    Elect Director Craig Arnold    Mgmt    For    For    For
1b    Elect Director Christopher M. Connor    Mgmt    For    For    For
1c    Elect Director Olivier Leonetti    Mgmt    For    For    For
1d    Elect Director Deborah L. McCoy    Mgmt    For    For    For
1e    Elect Director Silvio Napoli    Mgmt    For    For    For
1f    Elect Director Gregory R. Page    Mgmt    For    For    For
1g    Elect Director Sandra Pianalto    Mgmt    For    For    For
1h    Elect Director Lori J. Ryerkerk    Mgmt    For    For    For
1i    Elect Director Gerald B. Smith    Mgmt    For    For    For
1j    Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5    Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

HCA Healthcare, Inc.

 

Meeting Date:   04/28/2021   Country:    USA   Primary Security ID:   40412C101
Record Date:   03/08/2021   Meeting Type:    Annual   Ticker:   HCA
    Shares Voted:    78,724    

 

Proposal
Number

   

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Voting
Policy Rec

   

Vote

Instruction

1a    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b    Elect Director Samuel N. Hazen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

HCA Healthcare, Inc.

 

Proposal
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Policy Rec

   

Vote

Instruction

1c    Elect Director Meg G. Crofton    Mgmt    For    For    For
1d    Elect Director Robert J. Dennis    Mgmt    For    For    For
1e    Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1f    Elect Director William R. Frist    Mgmt    For    For    For
1g    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h    Elect Director Michael W. Michelson    Mgmt    For    For    For
1i    Elect Director Wayne J. Riley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation    SH    Against    Against    Against

Marathon Petroleum Corporation

 

Meeting Date:   04/28/2021   Country:    USA   Primary Security ID:   56585A102
Record Date:   03/02/2021   Meeting Type:    Annual   Ticker:   MPC
    Shares Voted:    243,800    

 

Proposal
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Vote

Instruction

1a    Elect Director Abdulaziz F. Alkhayyal    Mgmt    For    For    For
1b    Elect Director Jonathan Z. Cohen    Mgmt    For    For    For
1c    Elect Director Michael J. Hennigan    Mgmt    For    For    For
1d    Elect Director Frank M. Semple    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Declassify the Board of Directors    Mgmt    For    For    For
7    Limit Accelerated Vesting of Equity Awards Upon a Change in Control    SH    Against    Refer    Against

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

EOG Resources, Inc.

 

Meeting Date:   04/29/2021   Country:    USA   Primary Security ID:   26875P101
Record Date:   03/05/2021   Meeting Type:    Annual   Ticker:   EOG
    Shares Voted:    152,100    

 

Proposal
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Proponent

   

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Policy Rec

   

Vote

Instruction

1a    Elect Director Janet F. Clark    Mgmt    For    For    For
1b    Elect Director Charles R. Crisp    Mgmt    For    For    For
1c    Elect Director Robert P. Daniels    Mgmt    For    For    For
1d    Elect Director James C. Day    Mgmt    For    For    For
1e    Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f    Elect Director Michael T. Kerr    Mgmt    For    For    For
1g    Elect Director Julie J. Robertson    Mgmt    For    For    For
1h    Elect Director Donald F. Textor    Mgmt    For    For    For
1i    Elect Director William R. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Evergy, Inc.

 

Meeting Date:   05/04/2021   Country:    USA   Primary Security ID:   30034W106
Record Date:   03/18/2021   Meeting Type:    Annual   Ticker:   EVRG
    Shares Voted:    150,740    

 

Proposal
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Policy Rec

   

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Instruction

1a    Elect Director David A. Campbell    Mgmt    For    For    For
1b    Elect Director Mollie Hale Carter    Mgmt    For    For    For
1c    Elect Director Thomas D. Hyde    Mgmt    For    For    For
1d    Elect Director B. Anthony Isaac    Mgmt    For    For    For
1e    Elect Director Paul M. Keglevic    Mgmt    For    For    For
1f    Elect Director Mary L. Landrieu    Mgmt    For    For    For
1g    Elect Director Sandra A.J. Lawrence    Mgmt    For    For    For
1h    Elect Director Ann D. Murtlow    Mgmt    For    For    For
1i    Elect Director Sandra J. Price    Mgmt    For    For    For
1j    Elect Director Mark A. Ruelle    Mgmt    For    For    For
1k    Elect Director S. Carl Soderstrom, Jr.    Mgmt    For    For    For
1l    Elect Director John Arthur Stall    Mgmt    For    For    For
1m    Elect Director C. John Wilder    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:   05/05/2021   Country:    USA   Primary Security ID:   718172109
Record Date:   03/12/2021   Meeting Type:    Annual   Ticker:   PM
    Shares Voted:    182,896    

 

Proposal
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Vote

Instruction

1a    Elect Director Brant Bonin Bough    Mgmt    For    For    For
1b    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1c    Elect Director Michel Combes    Mgmt    For    For    For
1d    Elect Director Juan Jose Daboub    Mgmt    For    For    For
1e    Elect Director Werner Geissler    Mgmt    For    For    For
1f    Elect Director Lisa A. Hook    Mgmt    For    For    For
1g    Elect Director Jun Makihara    Mgmt    For    For    For
1h    Elect Director Kalpana Morparia    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Philip Morris International Inc.

 

Proposal

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Vote

Instruction

1i    Elect Director Lucio A. Noto    Mgmt    For    For    For
1j    Elect Director Jacek Olczak    Mgmt    For    For    For
1k    Elect Director Frederik Paulsen    Mgmt    For    For    For
1l    Elect Director Robert B. Polet    Mgmt    For    For    For
1m    Elect Director Shlomo Yanai    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Capital One Financial Corporation

 

Meeting Date:   05/06/2021   Country:    USA   Primary Security ID:   14040H105
Record Date:   03/10/2021   Meeting Type:    Annual   Ticker:   COF
    Shares Voted:    129,583    

 

Proposal

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Vote

Instruction

1a    Elect Director Richard D. Fairbank    Mgmt    For    For    For
1b    Elect Director Ime Archibong    Mgmt    For    For    For
1c    Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1d    Elect Director Peter Thomas Killalea    Mgmt    For    For    For
1e    Elect Director Cornelis “Eli” Leenaars    Mgmt    For    For    For
1f    Elect Director Francois Locoh-Donou    Mgmt    For    For    For
1g    Elect Director Peter E. Raskind    Mgmt    For    For    For
1h    Elect Director Eileen Serra    Mgmt    For    For    For
1i    Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1j    Elect Director Bradford H. Warner    Mgmt    For    For    For
1k    Elect Director Catherine G. West    Mgmt    For    For    For
1l    Elect Director Craig Anthony Williams    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Magna International Inc.

 

Meeting Date:   05/06/2021   Country:    Canada   Primary Security ID:   559222401
Record Date:   03/19/2021   Meeting Type:    Annual   Ticker:   MG
    Shares Voted:    124,085    

 

Proposal

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Proponent

   

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Voting

Policy Rec

   

Vote

Instruction

1A    Elect Director Peter G. Bowie    Mgmt    For    For    For
1B    Elect Director Mary S. Chan    Mgmt    For    For    For
1C    Elect Director V. Peter Harder    Mgmt    For    For    For
1D    Elect Director Seetarama S. Kotagiri    Mgmt    For    For    For
1E    Elect Director Kurt J. Lauk    Mgmt    For    For    For
1F    Elect Director Robert F. MacLellan    Mgmt    For    For    For
1G    Elect Director Mary Lou Maher    Mgmt    For    For    For
1H    Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1I    Elect Director William A. Ruh    Mgmt    For    For    For
1J    Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1K    Elect Director Lisa S. Westlake    Mgmt    For    For    For
1L    Elect Director William L. Young    Mgmt    For    For    For
2    Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Entergy Corporation

 

Meeting Date:   05/07/2021   Country:    USA   Primary Security ID:   29364G103
Record Date:   03/09/2021   Meeting Type:    Annual   Ticker:   ETR
    Shares Voted:    129,500    

 

Proposal

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Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director John R. Burbank    Mgmt    For    For    For
1b    Elect Director Patrick J. Condon    Mgmt    For    For    For
1c    Elect Director Leo P. Denault    Mgmt    For    For    For
1d    Elect Director Kirkland H. Donald    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Entergy Corporation

 

Proposal

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Voting

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Vote

Instruction

1e    Elect Director Brian W. Ellis    Mgmt    For    For    For
1f    Elect Director Philip L. Frederickson    Mgmt    For    For    For
1g    Elect Director Alexis M. Herman    Mgmt    For    For    For
1h    Elect Director M. Elise Hyland    Mgmt    For    For    For
1i    Elect Director Stuart L. Levenick    Mgmt    For    For    For
1j    Elect Director Blanche Lambert Lincoln    Mgmt    For    For    For
1k    Elect Director Karen A. Puckett    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Authorize New Class of Preferred Stock    Mgmt    For    Refer    For

Everest Re Group, Ltd.

 

Meeting Date:   05/12/2021   Country:    Bermuda   Primary Security ID:   G3223R108
Record Date:   03/15/2021   Meeting Type:    Annual   Ticker:   RE
    Shares Voted:    42,021    

 

Proposal

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Policy Rec

   

Vote

Instruction

1.1    Elect Director John J. Amore    Mgmt    For    For    For
1.2    Elect Director Juan C. Andrade    Mgmt    For    For    For
1.3    Elect Director William F. Galtney, Jr.    Mgmt    For    For    For
1.4    Elect Director John A. Graf    Mgmt    For    For    For
1.5    Elect Director Meryl Hartzband    Mgmt    For    For    For
1.6    Elect Director Gerri Losquadro    Mgmt    For    For    For
1.7    Elect Director Roger M. Singer    Mgmt    For    For    For
1.8    Elect Director Joseph V. Taranto    Mgmt    For    For    For
1.9    Elect Director John A. Weber    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

CVS Health Corporation

 

Meeting Date:   05/13/2021   Country:    USA   Primary Security ID:   126650100
Record Date:   03/17/2021   Meeting Type:    Annual   Ticker:   CVS
    Shares Voted:    164,509    

 

Proposal

Number

   

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Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Fernando Aguirre    Mgmt    For    For    For
1b    Elect Director C. David Brown, II    Mgmt    For    For    For
1c    Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d    Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e    Elect Director David W. Dorman    Mgmt    For    For    For
1f    Elect Director Roger N. Farah    Mgmt    For    For    For
1g    Elect Director Anne M. Finucane    Mgmt    For    For    For
1h    Elect Director Edward J. Ludwig    Mgmt    For    For    For
1i    Elect Director Karen S. Lynch    Mgmt    For    For    For
1j    Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1k    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l    Elect Director William C. Weldon    Mgmt    For    For    For
1m    Elect Director Tony L. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Norfolk Southern Corporation

 

Meeting Date:   05/13/2021   Country:    USA   Primary Security ID:   655844108
Record Date:   03/05/2021   Meeting Type:    Annual   Ticker:   NSC
    Shares Voted:    56,700    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Thomas D. Bell, Jr.    Mgmt    For    For    For
1b    Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1c    Elect Director Marcela E. Donadio    Mgmt    For    For    For
1d    Elect Director John C. Huffard, Jr.    Mgmt    For    For    For
1e    Elect Director Christopher T. Jones    Mgmt    For    For    For
1f    Elect Director Thomas C. Kelleher    Mgmt    For    For    For
1g    Elect Director Steven F. Leer    Mgmt    For    For    For
1h    Elect Director Michael D. Lockhart    Mgmt    For    For    For
1i    Elect Director Amy E. Miles    Mgmt    For    For    For
1j    Elect Director Claude Mongeau    Mgmt    For    For    For
1k    Elect Director Jennifer F. Scanlon    Mgmt    For    For    For
1l    Elect Director James A. Squires    Mgmt    For    For    For
1m    Elect Director John R. Thompson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For
5    Report on Corporate Climate Lobbying Aligned with Paris Agreement    SH    Against    For    For

nVent Electric plc

 

Meeting Date:   05/14/2021   Country:    Ireland   Primary Security ID:   G6700G107
Record Date:   03/19/2021   Meeting Type:    Annual   Ticker:   NVT
    Shares Voted:    423,733    

 

Proposal

Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Jerry W. Burris    Mgmt    For    For    For
1b    Elect Director Susan M. Cameron    Mgmt    For    For    For
1c    Elect Director Michael L. Ducker    Mgmt    For    For    For
1d    Elect Director Randall J. Hogan    Mgmt    For    For    For
1e    Elect Director Ronald L. Merriman    Mgmt    For    For    For
1f    Elect Director Nicola Palmer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

nVent Electric plc

 

Proposal

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Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g    Elect Director Herbert K. Parker    Mgmt    For    For    For
1h    Elect Director Greg Scheu    Mgmt    For    For    For
1i    Elect Director Beth A. Wozniak    Mgmt    For    For    For
1j    Elect Director Jacqueline Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Authorize Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For

Amgen Inc.

 

Meeting Date:   05/18/2021   Country:    USA   Primary Security ID:   031162100
Record Date:   03/19/2021   Meeting Type:    Annual   Ticker:   AMGN
    Shares Voted:    34,928    

 

Proposal

Number

   

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Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director Robert A. Bradway    Mgmt    For    For    For
1c    Elect Director Brian J. Druker    Mgmt    For    For    For
1d    Elect Director Robert A. Eckert    Mgmt    For    For    For
1e    Elect Director Greg C. Garland    Mgmt    For    For    For
1f    Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1g    Elect Director Tyler Jacks    Mgmt    For    For    For
1h    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1i    Elect Director Amy E. Miles    Mgmt    For    For    For
1j    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k    Elect Director R. Sanders Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Fidelity National Information Services, Inc.

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   31620M106
Record Date:   03/25/2021   Meeting Type:   Annual   Ticker:   FIS
    Shares Voted:   92,834    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Ellen R. Alemany    Mgmt    For    For    For
1b    Elect Director Jeffrey A. Goldstein    Mgmt    For    For    For
1c    Elect Director Lisa A. Hook    Mgmt    For    For    For
1d    Elect Director Keith W. Hughes    Mgmt    For    For    For
1e    Elect Director Gary L. Lauer    Mgmt    For    For    For
1f    Elect Director Gary A. Norcross    Mgmt    For    For    For
1g    Elect Director Louise M. Parent    Mgmt    For    For    For
1h    Elect Director Brian T. Shea    Mgmt    For    For    For
1i    Elect Director James B. Stallings, Jr.    Mgmt    For    For    For
1j    Elect Director Jeffrey E. Stiefler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   666807102
Record Date:   03/23/2021   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   10,110    

 

Proposal
Number

   

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Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director David P. Abney    Mgmt    For    For    For
1.3    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.4    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.5    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Northrop Grumman Corporation

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For
1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For
1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For

Reinsurance Group of America, Incorporated

 

Meeting Date:   05/19/2021   Country:   USA   Primary Security ID:   759351604
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   RGA
    Shares Voted:   68,936    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Pina Albo    Mgmt    For    For    For
1b    Elect Director Christine R. Detrick    Mgmt    For    For    For
1c    Elect Director J. Cliff Eason    Mgmt    For    For    For
1d    Elect Director John J. Gauthier    Mgmt    For    For    For
1e    Elect Director Patricia L. Guinn    Mgmt    For    For    For
1f    Elect Director Anna Manning    Mgmt    For    For    For
1g    Elect Director Hazel M. McNeilage    Mgmt    For    For    For
1h    Elect Director Stephen O’Hearn    Mgmt    For    For    For
1i    Elect Director Frederick J. Sievert    Mgmt    For    For    For
1j    Elect Director Shundrawn Thomas    Mgmt    For    For    For
1k    Elect Director Stanley B. Tulin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Reinsurance Group of America, Incorporated

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1l    Elect Director Steven C. Van Wyk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5    Amend Non-Employee Director Stock Awards in Lieu of Cash    Mgmt    For    Refer    For
6    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Morgan Stanley

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   617446448
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   198,536    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h    Elect Director Shelley B. Leibowitz    Mgmt    For    For    For
1i    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j    Elect Director Jami Miscik    Mgmt    For    For    For
1k    Elect Director Dennis M. Nally    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Synchrony Financial

 

Meeting Date:   05/20/2021   Country:   USA   Primary Security ID:   87165B103
Record Date:   03/25/2021   Meeting Type:   Annual   Ticker:   SYF
    Shares Voted:   241,736    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Margaret M. Keane    Mgmt    For    For    For
1b    Elect Director Fernando Aguirre    Mgmt    For    For    For
1c    Elect Director Paget L. Alves    Mgmt    For    For    For
1d    Elect Director Arthur W. Coviello, Jr.    Mgmt    For    For    For
1e    Elect Director Brian D. Doubles    Mgmt    For    For    For
1f    Elect Director William W. Graylin    Mgmt    For    For    For
1g    Elect Director Roy A. Guthrie    Mgmt    For    For    For
1h    Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1i    Elect Director P.W. “Bill” Parker    Mgmt    For    For    For
1j    Elect Director Laurel J. Richie    Mgmt    For    For    For
1k    Elect Director Olympia J. Snowe    Mgmt    For    For    For
1l    Elect Director Ellen M. Zane    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Anthem, Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   036752103
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   ANTM
    Shares Voted:   23,898    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Lewis Hay, III    Mgmt    For    For    For
1.2    Elect Director Antonio F. Neri    Mgmt    For    For    For
1.3    Elect Director Ramiro G. Peru    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Graphic Packaging Holding Company

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   388689101
Record Date:   03/29/2021   Meeting Type:   Annual   Ticker:   GPK
    Shares Voted:   591,930    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Paul D. Carrico    Mgmt    For    For    For
1.2    Elect Director Philip R. Martens    Mgmt    For    For    For
1.3    Elect Director Lynn A. Wentworth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

NXP Semiconductors N.V.

 

Meeting Date:   05/26/2021   Country:   Netherlands   Primary Security ID:   N6596X109
Record Date:   04/28/2021   Meeting Type:   Annual   Ticker:   NXPI
    Shares Voted:   45,526    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board Members    Mgmt    For    For    For
3a    Reelect Kurt Sievers as Executive Director    Mgmt    For    For    For
3b    Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    Refer    Against
3c    Elect Annette Clayton as Non-Executive Director    Mgmt    For    For    For
3d    Elect Anthony Foxx as Non-Executive Director    Mgmt    For    For    For
3e    Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3f    Reelect Josef Kaeser as Non-Executive Director    Mgmt    For    For    For
3g    Reelect Lena Olving as Non-Executive Director    Mgmt    For    Refer    Against
3h    Reelect Peter Smitham as Non-Executive Director    Mgmt    For    Refer    Against
3i    Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3j    Reelect Jasmin Staiblin as Non-Executive Director    Mgmt    For    For    For
3k    Reelect Gregory L. Summe as Non-Executive Director    Mgmt    For    For    For
3l    Reelect Karl-Henrik Sundström as Non-Executive Director    Mgmt    For    Refer    Against
4    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
5    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Share Repurchase Program    Mgmt    For    For    For
7    Approve Cancellation of Ordinary Shares    Mgmt    For    For    For
8    Approve Remuneration of the Non Executive Members of the Board    Mgmt    For    Refer    For
9    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Welltower Inc.

 

Meeting Date:   05/26/2021   Country:   USA   Primary Security ID:   95040Q104
Record Date:   03/30/2021   Meeting Type:   Annual   Ticker:   WELL
    Shares Voted:   193,940    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1b    Elect Director Karen B. DeSalvo    Mgmt    For    For    For
1c    Elect Director Jeffrey H. Donahue    Mgmt    For    For    For
1d    Elect Director Philip L. Hawkins    Mgmt    For    For    For
1e    Elect Director Dennis G. Lopez    Mgmt    For    For    For
1f    Elect Director Shankh Mitra    Mgmt    For    For    For
1g    Elect Director Ade J. Patton    Mgmt    For    For    For
1h    Elect Director Diana W. Reid    Mgmt    For    For    For
1i    Elect Director Sergio D. Rivera    Mgmt    For    For    For
1j    Elect Director Johnese M. Spisso    Mgmt    For    For    For
1k    Elect Director Kathryn M. Sullivan    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Lowe’s Companies, Inc.

 

Meeting Date:   05/28/2021   Country:   USA   Primary Security ID:   548661107
Record Date:   03/22/2021   Meeting Type:   Annual   Ticker:   LOW
    Shares Voted:   58,826    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Raul Alvarez    Mgmt    For    For    For
1.2    Elect Director David H. Batchelder    Mgmt    For    For    For
1.3    Elect Director Angela F. Braly    Mgmt    For    For    For
1.4    Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5    Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6    Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7    Elect Director Marvin R. Ellison    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Lowe’s Companies, Inc.

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.8    Elect Director Daniel J. Heinrich    Mgmt    For    For    For
1.9    Elect Director Brian C. Rogers    Mgmt    For    For    For
1.10    Elect Director Bertram L. Scott    Mgmt    For    For    For
1.11    Elect Director Mary Beth West    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Comcast Corporation

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   20030N101
Record Date:   04/05/2021   Meeting Type:   Annual   Ticker:   CMCSA
    Shares Voted:   312,510    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1    Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2    Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3    Elect Director Naomi M. Bergman    Mgmt    For    For    For
1.4    Elect Director Edward D. Breen    Mgmt    For    For    For
1.5    Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6    Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7    Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8    Elect Director Asuka Nakahara    Mgmt    For    For    For
1.9    Elect Director David C. Novak    Mgmt    For    For    For
1.10    Elect Director Brian L. Roberts    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Walmart Inc.

 

Meeting Date:   06/02/2021   Country:   USA   Primary Security ID:   931142103
Record Date:   04/09/2021   Meeting Type:   Annual   Ticker:   WMT
    Shares Voted:   102,026    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Cesar Conde    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Sarah J. Friar    Mgmt    For    For    For
1d    Elect Director Carla A. Harris    Mgmt    For    For    For
1e    Elect Director Thomas W. Horton    Mgmt    For    For    For
1f    Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g    Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h    Elect Director Gregory B. Penner    Mgmt    For    Refer    For
1i    Elect Director Steven S Reinemund    Mgmt    For    For    For
1j    Elect Director Randall L. Stephenson    Mgmt    For    For    For
1k    Elect Director S. Robson Walton    Mgmt    For    For    For
1l    Elect Director Steuart L. Walton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Report on Refrigerants Released from Operations    SH    Against    Against    Against
5    Report on Lobbying Payments and Policy    SH    Against    For    Against
6    Report on Alignment of Racial Justice Goals and Starting Wages    SH    Against    For    For
7    Approve Creation of a Pandemic Workforce Advisory Council    SH    Against    For    For
8    Review of Statement on the Purpose of a Corporation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Target Corporation

 

Meeting Date:   06/09/2021   Country:   USA   Primary Security ID:   87612E106
Record Date:   04/12/2021   Meeting Type:   Annual   Ticker:   TGT
    Shares Voted:   68,936    

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a    Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1b    Elect Director George S. Barrett    Mgmt    For    For    For
1c    Elect Director Brian C. Cornell    Mgmt    For    For    For
1d    Elect Director Robert L. Edwards    Mgmt    For    For    For
1e    Elect Director Melanie L. Healey    Mgmt    For    For    For
1f    Elect Director Donald R. Knauss    Mgmt    For    For    For
1g    Elect Director Christine A. Leahy    Mgmt    For    For    For
1h    Elect Director Monica C. Lozano    Mgmt    For    For    For
1i    Elect Director Mary E. Minnick    Mgmt    For    For    For
1j    Elect Director Derica W. Rice    Mgmt    For    For    For
1k    Elect Director Kenneth L. Salazar    Mgmt    For    For    For
1l    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY VARIABLE INSURANCE PORTFOLIOS
(Registrant)
By:  

/s/ Shawn K. Lytle

  Shawn K. Lytle, President and Chief
Executive Officer
Date: August 31, 2021