N-PX 1 d170095dnpx.htm IVY VARIABLE INSURANCE PORTFOLIOS Ivy Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2019 to June 30, 2020


IVY VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

Larsen & Toubro Limited

 

Meeting Date:   08/01/2019   Country:    India   Primary Security ID:   Y5217N159
Record Date:   07/25/2019   Meeting Type:    Annual   Ticker:   500510
    Shares Voted:    335,014    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Reelect M.V. Satish as Director    Mgmt    For    For    For
4    Reelect Shailendra Roy as Director    Mgmt    For    For    For
5    Reelect R. Shankar Raman as Director    Mgmt    For    For    For
6    Reelect J.D Patil as Director    Mgmt    For    For    For
7    Reelect M.M. Chitale as Director    Mgmt    For    For    For
8    Reelect M. Damodaran as Director    Mgmt    For    For    For
9    Reelect Vikram Singh Mehta as Director    Mgmt    For    For    For
10    Reelect Adil Zainulbhai as Director    Mgmt    For    For    For
11    Approve Remuneration to S.N Subrahmanyan as Chief Executive Officer and Managing Director    Mgmt    For    Refer    Against
12    Approve Remuneration to R. Shankar Raman as Chief Financial Officer and Whole-time Director    Mgmt    For    Refer    Against
13    Amend Objects Clause of Memorandum of Association    Mgmt    For    For    For
14    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
15    Approve Remuneration of Cost Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ICICI Bank Limited

 

Meeting Date:   08/09/2019   Country:   India   Primary Security ID:   Y3860Z132
Record Date:   08/02/2019   Meeting Type:   Annual   Ticker:   532174
    Shares Voted:   983,142    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Reelect Anup Bagchi as Director    Mgmt    For    For    For
4    Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Approve Branch Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6    Elect Hari L. Mundra as Director    Mgmt    For    For    For
7    Elect Rama Bijapurkar as Director    Mgmt    For    For    For
8    Elect B. Sriram as Director    Mgmt    For    For    For
9    Elect Subramanian Madhavan as Director    Mgmt    For    For    For
10    Approve Appointment and Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer    Mgmt    For    For    For
11    Elect Sandeep Batra as Director    Mgmt    For    For    For
12    Approve Appointment and Remuneration of Sandeep Batra as Wholetime Director (designated as Executive Director)    Mgmt    For    For    For
13    Approve Revision in the Remuneration of N. S. Kannan as Executive Director    Mgmt    For    For    For
14    Approve Revision in the Remuneration of Vishakha Mulye as Executive Director    Mgmt    For    For    For
15    Approve Revision in the Remuneration of Vijay Chandok as Executive Director    Mgmt    For    For    For
16    Approve Revision in the Remuneration of Anup Bagchi as Executive Director    Mgmt    For    For    For
17    Amend Memorandum of Association    Mgmt    For    For    For
18    Adopt New Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Reliance Industries Limited

 

Meeting Date:   08/12/2019   Country:   India   Primary Security ID:   Y72596102
Record Date:   08/05/2019   Meeting Type:   Annual   Ticker:   500325
    Shares Voted:   389,084    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.b    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Elect Pawan Kumar Kapil as Director    Mgmt    For    For    For
4    Elect Nita M. Ambani as Director    Mgmt    For    For    For
5    Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director    Mgmt    For    For    For
6    Reelect Raminder Singh Gujral as Director    Mgmt    For    Refer    Against
7    Elect Arundhati Bhattacharya as Director    Mgmt    For    For    For
8    Approve Remuneration of Cost Auditors    Mgmt    For    For    For

The Procter & Gamble Company

 

Meeting Date:   10/08/2019   Country:   USA   Primary Security ID:   742718109
Record Date:   08/09/2019   Meeting Type:   Annual   Ticker:   PG
    Shares Voted:   69,674    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Francis S. Blake    Mgmt    For    For    For
1b    Elect Director Angela F. Braly    Mgmt    For    For    For
1c    Elect Director Amy L. Chang    Mgmt    For    For    For
1d    Elect Director Scott D. Cook    Mgmt    For    For    For
1e    Elect Director Joseph Jimenez    Mgmt    For    For    For
1f    Elect Director Terry J. Lundgren    Mgmt    For    For    For
1g    Elect Director Christine M. McCarthy    Mgmt    For    For    For
1h    Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i    Elect Director Nelson Peltz    Mgmt    For    For    For
1j    Elect Director David S. Taylor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Procter & Gamble Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k    Elect Director Margaret C. Whitman    Mgmt    For    For    For
1l    Elect Director Patricia A. Woertz    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Ferguson Plc

 

Meeting Date:   11/21/2019   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   11/19/2019   Meeting Type:   Annual   Ticker:   FERG
    Shares Voted:   80,033    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   

Accept Financial Statements and Statutory

Reports

   Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6    Re-elect Gareth Davis as Director    Mgmt    For    For    For
7    Elect Geoff Drabble as Director    Mgmt    For    For    For
8    Elect Catherine Halligan as Director    Mgmt    For    For    For
9    Re-elect Kevin Murphy as Director    Mgmt    For    For    For
10    Re-elect Alan Murray as Director    Mgmt    For    For    For
11    Re-elect Michael Powell as Director    Mgmt    For    For    For
12    Elect Tom Schmitt as Director    Mgmt    For    For    For
13    Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
14    Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
15    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ferguson Plc

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Amend Long Term Incentive Plan 2019    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   142,563    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For
1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Microsoft Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:   12/10/2019   Country:   China   Primary Security ID:   Y69790106
Record Date:   11/08/2019   Meeting Type:   Special   Ticker:   2318
    Shares Voted:   889,383    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
   APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY    Mgmt         
1.01    Elect Xie Yonglin as Director    Mgmt    For    For    For
1.02    Elect Tan Sin Yin as Director    Mgmt    For    For    For
2    Amend Articles of Association    Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:   01/23/2020   Country:   USA   Primary Security ID:   461202103
Record Date:   11/25/2019   Meeting Type:   Annual   Ticker:   INTU
    Shares Voted:   34,868    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Eve Burton    Mgmt    For    For    For
1b    Elect Director Scott D. Cook    Mgmt    For    For    For
1c    Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For    For
1e    Elect Director Deborah Liu    Mgmt    For    For    For
1f    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Intuit Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g    Elect Director Dennis D. Powell    Mgmt    For    For    For
1h    Elect Director Brad D. Smith    Mgmt    For    For    For
1i    Elect Director Thomas Szkutak    Mgmt    For    For    For
1j    Elect Director Raul Vazquez    Mgmt    For    For    For
1k    Elect Director Jeff Weiner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt a Mandatory Arbitration Bylaw    SH    Against    Refer    Against

Visa Inc.

 

Meeting Date:   01/28/2020   Country:   USA   Primary Security ID:   92826C839
Record Date:   11/29/2019   Meeting Type:   Annual   Ticker:   V
    Shares Voted:   69,648    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    Refer    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon L. Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director John A. C. Swainson    Mgmt    For    For    For
1k    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Compass Group Plc

 

Meeting Date:   02/06/2020   Country:   United Kingdom   Primary Security ID:   G23296208
Record Date:   02/04/2020   Meeting Type:   Annual   Ticker:   CPG
    Shares Voted:   309,478    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Karen Witts as Director    Mgmt    For    For    For
5    Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
6    Re-elect Gary Green as Director    Mgmt    For    For    For
7    Re-elect Carol Arrowsmith as Director    Mgmt    For    For    For
8    Re-elect John Bason as Director    Mgmt    For    For    For
9    Re-elect Stefan Bomhard as Director    Mgmt    For    For    For
10    Re-elect John Bryant as Director    Mgmt    For    For    For
11    Re-elect Anne-Francoise Nesmes as Director    Mgmt    For    For    For
12    Re-elect Nelson Silva as Director    Mgmt    For    For    For
13    Re-elect Ireena Vittal as Director    Mgmt    For    For    For
14    Re-elect Paul Walsh as Director    Mgmt    For    For    For
15    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18    Approve Payment of Fees to Non-executive Directors    Mgmt    For    Refer    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with 14 Working Days’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Gardner Denver Holdings, Inc.

 

Meeting Date:   02/21/2020   Country:   USA   Primary Security ID:   36555P107
Record Date:   01/02/2020   Meeting Type:   Special   Ticker:   GDI
    Shares Voted:   180,949    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Adjourn Meeting    Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:   03/10/2020   Country:   USA   Primary Security ID:   747525103
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   QCOM
    Shares Voted:   96,884    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Mark Fields    Mgmt    For    For    For
1b    Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1c    Elect Director Ann M. Livermore    Mgmt    For    For    For
1d    Elect Director Harish Manwani    Mgmt    For    For    For
1e    Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1f    Elect Director Steve Mollenkopf    Mgmt    For    For    For
1g    Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1h    Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1i    Elect Director Kornelis “Neil” Smit    Mgmt    For    For    For
1j    Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
5    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/18/2020   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2019   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   159,924    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1    Elect Han Jong-hee as Inside Director    Mgmt    For    For    For
2.2    Elect Choi Yoon-ho as Inside Director    Mgmt    For    For    For
3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Adobe Inc.

 

Meeting Date:   04/09/2020   Country:   USA   Primary Security ID:   00724F101
Record Date:   02/12/2020   Meeting Type:   Annual   Ticker:   ADBE
    Shares Voted:   34,062    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Amy L. Banse    Mgmt    For    For    For
1b    Elect Director Frank A. Calderoni    Mgmt    For    For    For
1c    Elect Director James E. Daley    Mgmt    For    For    For
1d    Elect Director Laura B. Desmond    Mgmt    For    For    For
1e    Elect Director Charles M. Geschke    Mgmt    For    For    For
1f    Elect Director Shantanu Narayen    Mgmt    For    For    For
1g    Elect Director Kathleen Oberg    Mgmt    For    For    For
1h    Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i    Elect Director David A. Ricks    Mgmt    For    For    For
1j    Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1k    Elect Director John E. Warnock    Mgmt    For    For    For
2    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Adobe Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Report on Gender Pay Gap    SH    Against    Against    Against

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:   04/09/2020   Country:   China   Primary Security ID:   Y69790106
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   2318
    Shares Voted:   902,383    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Approve 2019 Report of the Board of Directors    Mgmt    For    For    For
2    Approve 2019 Report of the Supervisory Committee    Mgmt    For    For    For
3    Approve 2019 Annual Report and Its Summary    Mgmt    For    For    For
4    Approve 2019 Financial Statements and Statutory Reports    Mgmt    For    For    For
5    Approve 2019 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For    For
6    Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Approve 2019 Performance Evaluation of Independent Non-Executive Directors    Mgmt    For    For    For
8    Approve Issuance of Debt Financing Instruments    Mgmt    For    Refer    For
9    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Refer    For
10    Amend Articles of Association    Mgmt    For    For    For
11    Elect Lu Min as Director    SH    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

UniCredit SpA

 

Meeting Date:   04/09/2020   Country:   Italy   Primary Security ID:   T9T23L642
Record Date:   03/31/2020   Meeting Type:   Annual/Special   Ticker:   UCG
    Shares Voted:   414,427    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Approve Dividend Distribution    Mgmt    For    For    For
4    Approve Elimination of Negative Reserves    Mgmt    For    For    For
5.1    Approve Decrease in Size of Board    Mgmt    For    Refer    For
5.2    Elect Beatriz Lara Bartolome as Director    Mgmt    For    For    For
5.3    Elect Diego De Giorgi as Director    Mgmt    For    For    For
6    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Approve 2020 Group Incentive System    Mgmt    For    Refer    For
8    Approve Remuneration Policy    Mgmt    For    Refer    For
9    Approve Second Section of the Remuneration Report    Mgmt    For    Refer    For
10    Approve Long-Term Incentive Plan    Mgmt    For    For    For
11    Authorize Share Repurchase Program    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
1    Authorize Board to Increase Capital to Service 2019 Group Incentive System    Mgmt    For    Refer    For
2    Authorize Board to Increase Capital to Service 2020 Group Incentive System    Mgmt    For    Refer    For
3    Amend Company Bylaws Re: Clause 6    Mgmt    For    Refer    For
4    Authorize Cancellation of Repurchased Shares    Mgmt    For    Refer    For
A    Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Airbus SE

 

Meeting Date:   04/16/2020   Country:   Netherlands   Primary Security ID:   N0280G100
Record Date:   03/19/2020   Meeting Type:   Annual   Ticker:   AIR
    Shares Voted:   109,628    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.1    Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2    Receive Report on Business and Financial Statements    Mgmt         
2.3    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3    Discussion of Agenda Items    Mgmt         
4.1    Adopt Financial Statements    Mgmt    For    For    For
4.2    Approve Allocation of Income and Dividends of EUR of 1.80 per Share    Mgmt         
4.3    Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4    Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5    Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6    Adopt Remuneration Policy    Mgmt    For    Refer    For
4.7    Approve Remuneration Report Containing Remuneration Policy    Mgmt    For    Refer    For
4.8    Elect Mark Dunkerley as Non-Executive Director    Mgmt    For    For    For
4.9    Elect Stephan Gemkow as Non-Executive Director    Mgmt    For    For    For
4.10    Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.11    Reelect Lord Drayson (Paul) as Non-Executive Director    Mgmt    For    For    For
4.12    Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.13    Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.15    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5    Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Citigroup Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   172967424
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   119,642    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Ellen M. Costello    Mgmt    For    For    For
1c    Elect Director Grace E. Dailey    Mgmt    For    For    For
1d    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1e    Elect Director John C. Dugan    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Review on Governance Documents    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ASML Holding NV

 

Meeting Date:   04/22/2020   Country:   Netherlands   Primary Security ID:   N07059202
Record Date:   03/25/2020   Meeting Type:   Annual   Ticker:   ASML
    Shares Voted:   29,537    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2    Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3.a    Approve Remuneration Report    Mgmt    For    Refer    For
3.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.c    Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3.d    Approve Dividends of EUR 2.40 Per Share    Mgmt    For    For    For
4.a    Approve Discharge of Management Board    Mgmt    For    For    For
4.b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
5    Approve Number of Shares for Management Board    Mgmt    For    Refer    For
6    Approve Certain Adjustments to the Remuneration Policy for Management Board    Mgmt    For    Refer    For
7    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
8.a    Announce Vacancies on the Supervisory Board    Mgmt         
8.b    Opportunity to Make Recommendations    Mgmt         
8.c    Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board    Mgmt         
8.d    Reelect A.P. (Annet) Aris to Supervisory Board    Mgmt    For    For    For
8.e    Elect D.M. (Mark) Durcan to Supervisory Board    Mgmt    For    For    For
8.f    Elect D.W.A. (Warren) East to Supervisory Board    Mgmt    For    For    For
8.g    Receive Information on the Composition of the Supervisory Board    Mgmt         
9    Ratify KPMG as Auditors    Mgmt    For    For    For
10.a    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10.b    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.c    Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a   

Authorize Repurchase of Up to 10 Percent of

Issued Share Capital

   Mgmt    For    For    For
11.b    Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12    Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Other Business (Non-Voting)    Mgmt         
14    Close Meeting    Mgmt         

Aptiv PLC

 

Meeting Date:   04/23/2020   Country:   Jersey   Primary Security ID:   G6095L109
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   APTV
    Shares Voted:   85,042    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Elect Director Kevin P. Clark    Mgmt    For    For    For
2    Elect Director Nancy E. Cooper    Mgmt    For    For    For
3    Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
4    Elect Director Rajiv L. Gupta    Mgmt    For    For    For
5    Elect Director Joseph L. Hooley    Mgmt    For    For    For
6    Elect Director Sean O. Mahoney    Mgmt    For    For    For
7    Elect Director Paul M. Meister    Mgmt    For    For    For
8    Elect Director Robert K. Ortberg    Mgmt    For    For    For
9    Elect Director Colin J. Parris    Mgmt    For    For    For
10    Elect Director Ana G. Pinczuk    Mgmt    For    For    For
11    Elect Director Lawrence A. Zimmerman    Mgmt    For    For    For
12    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Nestle SA

 

Meeting Date:   04/23/2020   Country:   Switzerland   Primary Security ID:   H57312649
Record Date:     Meeting Type:   Annual   Ticker:   NESN
    Shares Voted:   56,244    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report    Mgmt    For    Refer    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of CHF 2.70 per Share    Mgmt    For    For    For
4.1.a    Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b    Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c    Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d    Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.e    Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.f    Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.g    Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.h    Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1.i    Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1.j    Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1.k    Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.1.l    Reelect Dick Boer as Director    Mgmt    For    For    For
4.1.m    Reelect Dinesh Paliwal as Director    Mgmt    For    For    For
4.2    Elect Hanne Jimenez de Mora as Director    Mgmt    For    For    For
4.3.1    Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2    Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3    Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4    Appoint Dick Boer as Member of the Compensation Committee    Mgmt    For    For    For
4.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.5    Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1    Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    Refer    For
6    Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7    Transact Other Business (Voting)    Mgmt    Against    Against    Against

Schneider Electric SE

 

Meeting Date:   04/23/2020   Country:   France   Primary Security ID:   F86921107
Record Date:   04/21/2020   Meeting Type:   Annual/Special   Ticker:   SU
    Shares Voted:   69,287    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Termination Package of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
6    Approve Compensation Report    Mgmt    For    Refer    For
7    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
8    Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Schneider Electric SE

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11    Approve Remuneration Policy of Board Members    Mgmt    For    Refer    For
12    Reelect Leo Apotheker as Director    Mgmt    For    For    For
13    Reelect Cecile Cabanis as Director    Mgmt    For    For    For
14    Reelect Fred Kindle as Director    Mgmt    For    For    For
15    Reelect Willy Kissling as Director    Mgmt    For    For    For
16    Elect Jill Lee as Director    Mgmt    For    For    For
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
18    Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives    Mgmt    For    For    For
19    Amend Articles 13 and 16 of Bylaws to Comply with New Regulation    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Beiersdorf AG

 

Meeting Date:   04/29/2020   Country:   Germany   Primary Security ID:   D08792109
Record Date:   04/16/2020   Meeting Type:   Annual   Ticker:   BEI
    Shares Voted:   65,613    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.70 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Beiersdorf AG

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5    Ratify Ernst & Young GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7    Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8    Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
10    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    Refer    For
11    Amend Articles Re: Participation Requirements and Proof of Entitlement    Mgmt    For    For    For
12.1    Elect Wolfgang Herz to the Supervisory Board    Mgmt    For    Refer    For
12.2    Elect Beatrice Dreyfus as Alternate Supervisory Board Member    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:   04/30/2020   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   PHIA
    Shares Voted:   139,700    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Koninklijke Philips NV

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a    Approve Remuneration Policy for Management Board    Mgmt    For    Refer    For
3.b    Approve Long Term Incentive Plan for Management Board Members    Mgmt    For    For    For
3.c    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
4.a    Reelect N. Dhawan to Supervisory Board    Mgmt    For    For    For
4.b    Elect F. Sijbesma to Supervisory Board    Mgmt    For    For    For
4.c    Elect P. Loscher to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         

Barrick Gold Corporation

 

Meeting Date:   05/05/2020   Country:   Canada   Primary Security ID:   067901108
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   ABX
    Shares Voted:   94,511    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1.1    Elect Director D. Mark Bristow    Mgmt    For    For    For
1.2    Elect Director Gustavo A. Cisneros    Mgmt    For    For    For
1.3    Elect Director Christopher L. Coleman    Mgmt    For    For    For
1.4    Elect Director J. Michael Evans    Mgmt    For    For    For
1.5    Elect Director Brian L. Greenspun    Mgmt    For    For    For
1.6    Elect Director J. Brett Harvey    Mgmt    For    For    For
1.7    Elect Director Andrew J. Quinn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Barrick Gold Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.8    Elect Director M. Loreto Silva    Mgmt    For    For    For
1.9    Elect Director John L. Thornton    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

GlaxoSmithKline Plc

 

Meeting Date:   05/06/2020   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   05/04/2020   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   342,859    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
5    Elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Emma Walmsley as Director    Mgmt    For    For    For
7    Re-elect Vindi Banga as Director    Mgmt    For    For    For
8    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
9    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
10    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
12    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
13    Re-elect Judy Lewent as Director    Mgmt    For    For    For
14    Re-elect Iain Mackay as Director    Mgmt    For    For    For
15    Re-elect Urs Rohner as Director    Mgmt    For    For    For
16    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

GlaxoSmithKline Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:   05/07/2020   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   211,806    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Canadian Natural Resources Limited

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   64,011    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c    Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1d    Elect Director Michael J. Farrell    Mgmt    For    For    For
1e    Elect Director Larry C. Glasscock    Mgmt    For    For    For
1f    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1g    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1h    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1i    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1j    Elect Director Syed Jafry    Mgmt    For    For    For
1k    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Fiserv, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   337738108
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   94,239    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For
1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Jeffery W. Yabuki    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    Against

Union Pacific Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   907818108
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   52,021    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Union Pacific Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1k    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against
5    Report on Climate Change    SH    Against    Against    Against

BNP Paribas SA

 

Meeting Date:   05/19/2020   Country:   France   Primary Security ID:   F1058Q238
Record Date:   05/15/2020   Meeting Type:   Annual/Special   Ticker:   BNP
    Shares Voted:   147,967    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Absence of Dividends    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Reelect Jean Lemierre as Director    Mgmt    For    For    For
7    Reelect Jacques Aschenbroich as Director    Mgmt    For    For    For
8    Reelect Monique Cohen as Director    Mgmt    For    For    For
9    Reelect Daniela Schwarzer as Director    Mgmt    For    For    For
10    Reelect Fields Wicker-Miurin as Director    Mgmt    For    For    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

BNP Paribas SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

12    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
13    Approve Remuneration Policy of CEO and Vice-CEO    Mgmt    For    Refer    For
14    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
15    Approve Compensation of Jean Lemierre, Chairman of the Board    Mgmt    For    Refer    For
16    Approve Compensation of Jean-Laurent Bonnafe, CEO    Mgmt    For    Refer    For
17    Approve Compensation of Philippe Bordenave, Vice-CEO    Mgmt    For    Refer    For
18    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
19    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
20    Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers    Mgmt    For    For    For
21    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
22    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million    Mgmt    For    For    For
23    Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
24    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
27    Amend Article 7 of Bylaws Re: Employee Shareholder Representative    Mgmt    For    For    For
28    Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
29    Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

BNP Paribas SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

30    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   666807102
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   28,846    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5    Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For
1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For
1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For
1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Anthem, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   036752103
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   ANTM
    Shares Voted:   21,279    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1.2    Elect Director R. Kerry Clark    Mgmt    For    For    For
1.3    Elect Director Robert L. Dixon, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Elanco Animal Health Incorporated

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   28414H103
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   ELAN
    Shares Voted:   299,067    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Michael J. Harrington    Mgmt    For    Refer    Against
1b    Elect Director Deborah T. Kochevar    Mgmt    For    Refer    Against
1c    Elect Director Kirk P. McDonald    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kansas City Southern

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   485170302
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   KSU
    Shares Voted:   40,256    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Lydia I. Beebe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Kansas City Southern

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.2    Elect Director Lu M. Cordova    Mgmt    For    For    For
1.3    Elect Director Robert J. Druten    Mgmt    For    For    For
1.4    Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.5    Elect Director David Garza-Santos    Mgmt    For    For    For
1.6    Elect Director Janet H. Kennedy    Mgmt    For    For    For
1.7    Elect Director Mitchell J. Krebs    Mgmt    For    For    For
1.8    Elect Director Henry J. Maier    Mgmt    For    For    For
1.9    Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.10    Elect Director Patrick J. Ottensmeyer    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Morgan Stanley

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   617446448
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   103,774    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1h    Elect Director Jami Miscik    Mgmt    For    For    For
1i    Elect Director Dennis M. Nally    Mgmt    For    For    For
1j    Elect Director Takeshi Ogasawara    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Morgan Stanley

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1k    Elect Director Hutham S. Olayan    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   437076102
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   HD
    Shares Voted:   36,245    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b    Elect Director Ari Bousbib    Mgmt    For    For    For
1c    Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e    Elect Director J. Frank Brown    Mgmt    For    For    For
1f    Elect Director Albert P. Carey    Mgmt    For    For    For
1g    Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h    Elect Director Linda R. Gooden    Mgmt    For    For    For
1i    Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j    Elect Director Manuel Kadre    Mgmt    For    For    For
1k    Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l    Elect Director Craig A. Menear    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Home Depot, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    For    For
6    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
7    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For

VeriSign, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   92343E102
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   VRSN
    Shares Voted:   22,087    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director D. James Bidzos    Mgmt    For    For    For
1.2    Elect Director Yehuda Ari Buchalter    Mgmt    For    For    For
1.3    Elect Director Kathleen A. Cote    Mgmt    For    For    For
1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.6    Elect Director Roger H. Moore    Mgmt    For    For    For
1.7    Elect Director Louis A. Simpson    Mgmt    For    For    For
1.8    Elect Director Timothy Tomlinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   023135106
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   4,254    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Report on Management of Food Waste    SH    Against    For    For
6    Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services    SH    Against    For    For
7    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For
8    Report on Products Promoting Hate Speech and Sales of Offensive Products    SH    Against    For    For
9    Require Independent Board Chairman    SH    Against    Refer    Against
10    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
11    Report on Reducing Environmental and Health Harms to Communities of Color    SH    Against    Against    Against
12    Report on Viewpoint Discrimination    SH    Against    Against    Against
13    Report on Promotion Velocity    SH    Against    Against    Against
14    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
15    Human Rights Risk Assessment    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

16    Report on Lobbying Payments and Policy    SH    Against    For    For

E.ON SE

 

Meeting Date:   05/28/2020   Country:   Germany   Primary Security ID:   D24914133
Record Date:     Meeting Type:   Annual   Ticker:   EOAN
    Shares Voted:   753,821    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.46 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5.1    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
5.2    Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020    Mgmt    For    For    For
5.3    Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021    Mgmt    For    For    For
6.1    Elect Ulrich Grillo to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Rolf Martin Schmitz to the Supervisory Board    Mgmt    For    For    For
6.3    Elect Deborah Wilkens to the Supervisory Board    Mgmt    For    For    For
7    Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
9    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

E.ON SE

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

10    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

Merck KGaA

 

Meeting Date:   05/28/2020   Country:   Germany   Primary Security ID:   D5357W103
Record Date:   05/15/2020   Meeting Type:   Annual   Ticker:   MRK
    Shares Voted:   60,806    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Accept Financial Statements and Statutory Reports for Fiscal 2019    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.30 per Share    Mgmt    For    For    For
4    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
5    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
6    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
7    Approve Affiliation Agreement with BSSN UG    Mgmt    For    Refer    For

AIA Group Limited

 

Meeting Date:   05/29/2020   Country:   Hong Kong   Primary Security ID:   Y002A1105
Record Date:   05/25/2020   Meeting Type:   Annual   Ticker:   1299
    Shares Voted:   885,034    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Edmund Sze-Wing Tse as Director    Mgmt    For    For    For
4    Elect Jack Chak-Kwong So as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

AIA Group Limited

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Elect Mohamed Azman Yahya Director    Mgmt    For    For    For
6    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
8    Approve New Share Option Scheme and Terminate Existing Share Option Scheme    Mgmt    For    For    For

Glencore Plc

 

Meeting Date:   06/02/2020   Country:   Jersey   Primary Security ID:   G39420107
Record Date:   05/31/2020   Meeting Type:   Annual   Ticker:   GLEN
    Shares Voted:   1,795,674    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Re-elect Anthony Hayward as Director    Mgmt    For    For    For
3    Re-elect Ivan Glasenberg as Director    Mgmt    For    For    For
4    Re-elect Peter Coates as Director    Mgmt    For    For    For
5    Re-elect Leonhard Fischer as Director    Mgmt    For    For    For
6    Re-elect Martin Gilbert as Director    Mgmt    For    For    For
7    Re-elect John Mack as Director    Mgmt    For    For    For
8    Re-elect Gill Marcus as Director    Mgmt    For    For    For
9    Re-elect Patrice Merrin as Director    Mgmt    For    For    For
10    Elect Kalidas Madhavpeddi as Director    Mgmt    For    For    For
11    Approve Remuneration Policy    Mgmt    For    Refer    For
12    Approve Remuneration Report    Mgmt    For    Refer    For
13    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Glencore Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

16    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Walmart Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   931142103
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   WMT
    Shares Voted:   134,998    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Cesar Conde    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Sarah J. Friar    Mgmt    For    For    For
1d    Elect Director Carla A. Harris    Mgmt    For    For    For
1e    Elect Director Thomas W. Horton    Mgmt    For    For    For
1f    Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g    Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h    Elect Director Gregory B. Penner    Mgmt    For    Refer    For
1i    Elect Director Steven S Reinemund    Mgmt    For    For    For
1j    Elect Director S. Robson Walton    Mgmt    For    For    For
1k    Elect Director Steuart L. Walton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Impacts of Single-Use Plastic Bags    SH    Against    For    For
6    Report on Supplier Antibiotics Use Standards    SH    Against    Against    Against
7    Adopt Policy to Include Hourly Associates as Director Candidates    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Walmart Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

8    Report on Strengthening Prevention of Workplace Sexual Harassment    SH    Against    For    For

Sarepta Therapeutics, Inc.

 

Meeting Date:   06/04/2020   Country:   USA   Primary Security ID:   803607100
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   SRPT
    Shares Voted:   3,920    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Douglas S. Ingram    Mgmt    For    For    For
1.2    Elect Director Hans Wigzell    Mgmt    For    For    For
1.3    Elect Director Mary Ann Gray    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Gartner, Inc.

 

Meeting Date:   06/08/2020   Country:   USA   Primary Security ID:   366651107
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   IT
    Shares Voted:   37,450    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Peter E. Bisson    Mgmt    For    For    For
1b    Elect Director Richard J. Bressler    Mgmt    For    For    For
1c    Elect Director Raul E. Cesan    Mgmt    For    For    For
1d    Elect Director Karen E. Dykstra    Mgmt    For    For    For
1e    Elect Director Anne Sutherland Fuchs    Mgmt    For    For    For
1f    Elect Director William O. Grabe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Gartner, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1g    Elect Director Eugene A. Hall    Mgmt    For    For    For
1h    Elect Director Stephen G. Pagliuca    Mgmt    For    For    For
1i    Elect Director Eileen M. Serra    Mgmt    For    For    For
1j    Elect Director James C. Smith    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/09/2020   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/10/2020   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   1,938,983    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Amend Procedures for Lending Funds to Other Parties    Mgmt    For    Refer    For
   ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt         
3.1    Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:   06/10/2020   Country:   USA   Primary Security ID:   149123101
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   CAT
    Shares Voted:   58,935    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2    Elect Director David L. Calhoun    Mgmt    For    For    For
1.3    Elect Director Daniel M. Dickinson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Caterpillar Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.4    Elect Director Juan Gallardo    Mgmt    For    For    For
1.5    Elect Director William A. Osborn    Mgmt    For    For    For
1.6    Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.7    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.8    Elect Director Susan C. Schwab    Mgmt    For    For    For
1.9    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1.10    Elect Director Miles D. White    Mgmt    For    For    For
1.11    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Provide Right to Act by Written Consent    SH    Against    For    For

Dollar Tree, Inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   256746108
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   DLTR
    Shares Voted:   69,366    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Arnold S. Barron    Mgmt    For    For    For
1b    Elect Director Gregory M. Bridgeford    Mgmt    For    For    For
1c    Elect Director Thomas W. Dickson    Mgmt    For    For    For
1d    Elect Director Lemuel E. Lewis    Mgmt    For    For    For
1e    Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1f    Elect Director Gary M. Philbin    Mgmt    For    For    For
1g    Elect Director Bob Sasser    Mgmt    For    For    For
1h    Elect Director Thomas A. Saunders, III    Mgmt    For    For    For
1i    Elect Director Stephanie P. Stahl    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Dollar Tree, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1j    Elect Director Carrie A. Wheeler    Mgmt    For    For    For
1k    Elect Director Thomas E. Whiddon    Mgmt    For    For    For
1l    Elect Director Carl P. Zeithaml    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Report on Greenhouse Gas Emissions Goals    SH    Against    For    For

KEYENCE Corp.

 

Meeting Date:   06/12/2020   Country:   Japan   Primary Security ID:   J32491102
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   6861
    Shares Voted:   18,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 100    Mgmt    For    For    For
2.1    Elect Director Takizaki, Takemitsu    Mgmt    For    For    For
2.2    Elect Director Nakata, Yu    Mgmt    For    For    For
2.3    Elect Director Kimura, Keiichi    Mgmt    For    For    For
2.4    Elect Director Yamaguchi, Akiji    Mgmt    For    For    For
2.5    Elect Director Miki, Masayuki    Mgmt    For    For    For
2.6    Elect Director Yamamoto, Akinori    Mgmt    For    For    For
2.7    Elect Director Kanzawa, Akira    Mgmt    For    For    For
2.8    Elect Director Tanabe, Yoichi    Mgmt    For    For    For
2.9    Elect Director Taniguchi, Seiichi    Mgmt    For    For    For
3.1    Appoint Statutory Auditor Takeda, Hidehiko    Mgmt    For    Refer    For
3.2    Appoint Statutory Auditor Indo, Hiroji    Mgmt    For    Refer    For
4    Appoint Alternate Statutory Auditor Yamamoto, Masaharu    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ingersoll Rand, Inc.

 

Meeting Date:   06/16/2020   Country:   USA   Primary Security ID:   45687V106
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   IR
    Shares Voted:   183,283    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Kirk E. Arnold    Mgmt    For    For    For
1b    Elect Director William P. Donnelly    Mgmt    For    For    For
1c    Elect Director Marc E. Jones    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

VINCI SA

 

Meeting Date:   06/18/2020   Country:   France   Primary Security ID:   F5879X108
Record Date:   06/15/2020   Meeting Type:   Annual/Special   Ticker:   DG
    Shares Voted:   71,247    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.04 per Share    Mgmt    For    For    For
4    Approve Stock Dividend Program    Mgmt    For    For    For
5    Elect Benoit Bazin as Director    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Remuneration Policy of Board Members    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
9    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
10    Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

VINCI SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

11    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
12    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
13    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
14    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached    Mgmt    For    For    For
15    Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
16    Amend Article 14 of Bylaws Re: Board Members Remuneration    Mgmt    For    Refer    For
17    Amend Article 15 of Bylaws Re: Board Powers    Mgmt    For    For    For
18    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Deutsche Telekom AG

 

Meeting Date:   06/19/2020   Country:   Germany   Primary Security ID:   D2035M136
Record Date:     Meeting Type:   Annual   Ticker:   DTE
    Shares Voted:   388,192    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Elect Michael Kaschke to the Supervisory Board    Mgmt    For    Refer    For
7    Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Deutsche Telekom AG

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

8    Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021    Mgmt    For    For    For

Subaru Corp.

 

Meeting Date:   06/23/2020   Country:   Japan   Primary Security ID:   J7676H100
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   7270
    Shares Voted:   369,069    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 28    Mgmt    For    For    For
2.1    Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
2.2    Elect Director Nakamura, Tomomi    Mgmt    For    For    For
2.3    Elect Director Hosoya, Kazuo    Mgmt    For    For    For
2.4    Elect Director Okada, Toshiaki    Mgmt    For    For    For
2.5    Elect Director Kato, Yoichi    Mgmt    For    For    For
2.6    Elect Director Onuki, Tetsuo    Mgmt    For    For    For
2.7    Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.8    Elect Director Yago, Natsunosuke    Mgmt    For    For    For
2.9    Elect Director Doi, Miwako    Mgmt    For    For    For
3    Appoint Statutory Auditor Tsutsumi, Hiromi    Mgmt    For    Refer    For
4    Appoint Alternate Statutory Auditor Ryu, Hirohisa    Mgmt    For    Refer    For

Koninklijke Philips NV

 

Meeting Date:   06/26/2020   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   05/29/2020   Meeting Type:   Special   Ticker:   PHIA
    Shares Voted:   141,502    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Special Meeting Agenda    Mgmt         
1    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ORIX Corp.

 

Meeting Date:   06/26/2020   Country:   Japan   Primary Security ID:   J61933123
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   8591
    Shares Voted:   794,712    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
1.2    Elect Director Irie, Shuji    Mgmt    For    For    For
1.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
1.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
1.5    Elect Director Stan Koyanagi    Mgmt    For    For    For
1.6    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
1.7    Elect Director Yasuda, Ryuji    Mgmt    For    For    For
1.8    Elect Director Takenaka, Heizo    Mgmt    For    For    For
1.9    Elect Director Michael Cusumano    Mgmt    For    For    For
1.10    Elect Director Akiyama, Sakie    Mgmt    For    For    For
1.11    Elect Director Watanabe, Hiroshi    Mgmt    For    Refer    Against
1.12    Elect Director Sekine, Aiko    Mgmt    For    For    For

Suzuki Motor Corp.

 

Meeting Date:   06/26/2020   Country:   Japan   Primary Security ID:   J78529138
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   7269
    Shares Voted:   221,998    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 48    Mgmt    For    For    For
2.1    Elect Director Suzuki, Osamu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Suzuki Motor Corp.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.2    Elect Director Harayama, Yasuhito    Mgmt    For    For    For
2.3    Elect Director Suzuki, Toshihiro    Mgmt    For    For    For
2.4    Elect Director Honda, Osamu    Mgmt    For    For    For
2.5    Elect Director Nagao, Masahiko    Mgmt    For    For    For
2.6    Elect Director Suzuki, Toshiaki    Mgmt    For    For    For
2.7    Elect Director Kawamura, Osamu    Mgmt    For    For    For
2.8    Elect Director Domichi, Hideaki    Mgmt    For    For    For
2.9    Elect Director Kato, Yuriko    Mgmt    For    For    For
3.1    Appoint Statutory Auditor Sugimoto, Toyokazu    Mgmt    For    Refer    For
3.2    Appoint Statutory Auditor Kasai, Masato    Mgmt    For    Refer    For
3.3    Appoint Statutory Auditor Tanaka, Norio    Mgmt    For    Refer    For
3.4    Appoint Statutory Auditor Araki, Nobuyuki    Mgmt    For    Refer    For
3.5    Appoint Statutory Auditor Nagano, Norihisa    Mgmt    For    Refer    For
4    Approve Restricted Stock Plan    Mgmt    For    For    For

Mitsubishi UFJ Financial Group, Inc.

 

Meeting Date:   06/29/2020   Country:   Japan   Primary Security ID:   J44497105
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   8306
    Shares Voted:   1,314,260    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 12.5    Mgmt    For    For    For
2.1    Elect Director Fujii, Mariko    Mgmt    For    For    For
2.2    Elect Director Honda, Keiko    Mgmt    For    For    For
2.3    Elect Director Kato, Kaoru    Mgmt    For    For    For
2.4    Elect Director Matsuyama, Haruka    Mgmt    For    For    For
2.5    Elect Director Toby S. Myerson    Mgmt    For    For    For
2.6    Elect Director Nomoto, Hirofumi    Mgmt    For    Refer    Against
2.7    Elect Director Shingai, Yasushi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Mitsubishi UFJ Financial Group, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.8    Elect Director Tarisa Watanagase    Mgmt    For    For    For
2.9    Elect Director Yamate, Akira    Mgmt    For    For    For
2.10    Elect Director Okamoto, Junichi    Mgmt    For    For    For
2.11    Elect Director Ogura, Ritsuo    Mgmt    For    For    For
2.12    Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
2.13    Elect Director Mike, Kanetsugu    Mgmt    For    For    For
2.14    Elect Director Araki, Saburo    Mgmt    For    For    For
2.15    Elect Director Nagashima, Iwao    Mgmt    For    For    For
2.16    Elect Director Kamezawa, Hironori    Mgmt    For    For    For


IVY VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

Constellation Brands, Inc.

 

Meeting Date:   07/16/2019   Country:   USA   Primary Security ID:   21036P108
Record Date:   05/17/2019   Meeting Type:   Annual   Ticker:   STZ
    Shares Voted:   19,544    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Jennifer M. Daniels    Mgmt    For    For    For
1.2    Elect Director Jerry Fowden    Mgmt    For    For    For
1.3    Elect Director Ernesto M. Hernandez    Mgmt    For    For    For
1.4    Elect Director Susan Somersille Johnson    Mgmt    For    For    For
1.5    Elect Director James A. Locke, III    Mgmt    For    Refer    Withhold
1.6    Elect Director Daniel J. McCarthy    Mgmt    For    Refer    Withhold
1.7    Elect Director William A. Newlands    Mgmt    For    For    For
1.8    Elect Director Richard Sands    Mgmt    For    For    For
1.9    Elect Director Robert Sands    Mgmt    For    For    For
1.10    Elect Director Judy A. Schmeling    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

SunTrust Banks, Inc.

 

Meeting Date:   07/30/2019   Country:   USA   Primary Security ID:   867914103
Record Date:   06/24/2019   Meeting Type:   Special   Ticker:   STI
    Shares Voted:   400,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Jazz Pharmaceuticals plc

 

Meeting Date:   08/01/2019   Country:   Ireland   Primary Security ID:   G50871105
Record Date:   06/05/2019   Meeting Type:   Annual   Ticker:   JAZZ
    Shares Voted:   20,157    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Paul L. Berns    Mgmt    For    For    For
1b    Elect Director Patrick G. Enright    Mgmt    For    For    For
1c    Elect Director Seamus Mulligan    Mgmt    For    For    For
1d    Elect Director Norbert G. Riedel    Mgmt    For    For    For
2    Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:   08/08/2019   Country:   USA   Primary Security ID:   285512109
Record Date:   06/14/2019   Meeting Type:   Annual   Ticker:   EA
    Shares Voted:   43,291    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Electronic Arts Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5    Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings    Mgmt    For    For    For
6    Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings    SH    Against    For    For

LyondellBasell Industries N.V.

 

Meeting Date:   09/12/2019   Country:   Netherlands   Primary Security ID:   N53745100
Record Date:   08/15/2019   Meeting Type:   Special   Ticker:   LYB
    Shares Voted:   47,328    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
2    Approve the Cancellation of Shares    Mgmt    For    For    For

General Mills, Inc.

 

Meeting Date:   09/24/2019   Country:   USA   Primary Security ID:   370334104
Record Date:   07/26/2019   Meeting Type:   Annual   Ticker:   GIS
    Shares Voted:   114,317    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director R. Kerry Clark    Mgmt    For    For    For
1b    Elect Director David M. Cordani    Mgmt    For    For    For
1c    Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1d    Elect Director Jeffrey L. Harmening    Mgmt    For    For    For
1e    Elect Director Maria G. Henry    Mgmt    For    For    For
1f    Elect Director Elizabeth C. Lempres    Mgmt    For    For    For
1g    Elect Director Diane L. Neal    Mgmt    For    For    For
1h    Elect Director Steve Odland    Mgmt    For    For    For
1i    Elect Director Maria A. Sastre    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

General Mills, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j    Elect Director Eric D. Sprunk    Mgmt    For    For    For
1k    Elect Director Jorge A. Uribe    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   44,350    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For
1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Cisco Systems, Inc.

 

Meeting Date:   12/10/2019   Country:   USA   Primary Security ID:   17275R102
Record Date:   10/11/2019   Meeting Type:   Annual   Ticker:   CSCO
    Shares Voted:   77,141    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Wesley G. Bush    Mgmt    For    For    For
1c    Elect Director Michael D. Capellas    Mgmt    For    For    For
1d    Elect Director Mark Garrett    Mgmt    For    For    For
1e    Elect Director Kristina M. Johnson    Mgmt    For    For    For
1f    Elect Director Roderick C. McGeary    Mgmt    For    For    For
1g    Elect Director Charles H. Robbins    Mgmt    For    For    For
1h    Elect Director Arun Sarin    Mgmt    For    For    For
1i    Elect Director Brenton L. Saunders    Mgmt    For    For    For
1j    Elect Director Carol B. Tome    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against

Micron Technology, Inc.

 

Meeting Date:   01/16/2020   Country:   USA   Primary Security ID:   595112103
Record Date:   11/18/2019   Meeting Type:   Annual   Ticker:   MU
    Shares Voted:   114,453    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2    Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3    Elect Director Steven J. Gomo    Mgmt    For    For    For
1.4    Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.5    Elect Director Sanjay Mehrotra    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Micron Technology, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6    Elect Director Robert E. Switz    Mgmt    For    For    For
1.7    Elect Director MaryAnn Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Emerson Electric Co.

 

Meeting Date:   02/04/2020   Country:   USA   Primary Security ID:   291011104
Record Date:   11/26/2019   Meeting Type:   Annual   Ticker:   EMR
    Shares Voted:   34,320    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Martin S. Craighead    Mgmt    For    For    For
1.2    Elect Director David N. Farr    Mgmt    For    For    For
1.3    Elect Director Gloria A. Flach    Mgmt    For    For    For
1.4    Elect Director Matthew S. Levatich    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:   02/20/2020   Country:   Germany   Primary Security ID:   D35415104
Record Date:   01/15/2020   Meeting Type:   Annual   Ticker:   IFX
    Shares Voted:   175,560    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Infineon Technologies AG

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Approve Allocation of Income and Dividends of EUR 0.27 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6a    Elect Xiaoqun Clever to the Supervisory Board    Mgmt    For    For    For
6b    Elect Friedrich Eichiner to the Supervisory Board    Mgmt    For    For    For
6c    Elect Hans-Ulrich Holdenried to the Supervisory Board    Mgmt    For    For    For
6d    Elect Manfred Puffer to the Supervisory Board    Mgmt    For    For    For
6e    Elect Ulrich Spiesshofer to the Supervisory Board    Mgmt    For    For    For
6f    Elect Margret Suckale to the Supervisory Board    Mgmt    For    For    For
7    Approve Cancellation of Conditional Capital 2010/I    Mgmt    For    For    For
8    Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:   02/26/2020   Country:   USA   Primary Security ID:   037833100
Record Date:   01/02/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   24,374    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Ron Sugar    Mgmt    For    For    For
1g    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    Against    Against
5    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
6    Report on Freedom of Expression and Access to Information Policies    SH    Against    Against    Against

Deere & Company

 

Meeting Date:   02/26/2020   Country:   USA   Primary Security ID:   244199105
Record Date:   12/31/2019   Meeting Type:   Annual   Ticker:   DE
    Shares Voted:   24,923    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Samuel R. Allen    Mgmt    For    For    For
1b    Elect Director Alan C. Heuberger    Mgmt    For    For    For
1c    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1d    Elect Director Dipak C. Jain    Mgmt    For    For    For
1e    Elect Director Michael O. Johanns    Mgmt    For    For    For
1f    Elect Director Clayton M. Jones    Mgmt    For    For    For
1g    Elect Director John C. May    Mgmt    For    For    For
1h    Elect Director Gregory R. Page    Mgmt    For    For    For
1i    Elect Director Sherry M. Smith    Mgmt    For    For    For
1j    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1k    Elect Director Sheila G. Talton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Deere & Company

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6    Disclose Board Qualifications Matrix    SH    Against    Refer    Against

QUALCOMM Incorporated

 

Meeting Date:   03/10/2020   Country:   USA   Primary Security ID:   747525103
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   QCOM
    Shares Voted:   75,843    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Mark Fields    Mgmt    For    For    For
1b    Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1c    Elect Director Ann M. Livermore    Mgmt    For    For    For
1d    Elect Director Harish Manwani    Mgmt    For    For    For
1e    Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1f    Elect Director Steve Mollenkopf    Mgmt    For    For    For
1g    Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1h    Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1i    Elect Director Kornelis “Neil” Smit    Mgmt    For    For    For
1j    Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
5    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Walt Disney Company

 

Meeting Date:   03/11/2020   Country:   USA   Primary Security ID:   254687106
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   DIS
    Shares Voted:   17,041    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Susan E. Arnold    Mgmt    For    For    For
1b    Elect Director Mary T. Barra    Mgmt    For    For    For
1c    Elect Director Safra A. Catz    Mgmt    For    For    For
1d    Elect Director Francis A. deSouza    Mgmt    For    For    For
1e    Elect Director Michael B.G. Froman    Mgmt    For    For    For
1f    Elect Director Robert A. Iger    Mgmt    For    For    For
1g    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1h    Elect Director Mark G. Parker    Mgmt    For    For    For
1i    Elect Director Derica W. Rice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against

PPG Industries, Inc.

 

Meeting Date:   04/16/2020   Country:   USA   Primary Security ID:   693506107
Record Date:   02/21/2020   Meeting Type:   Annual   Ticker:   PPG
    Shares Voted:   42,898    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2    Elect Director Hugh Grant    Mgmt    For    For    For
1.3    Elect Director Melanie L. Healey    Mgmt    For    For    For
2.1    Elect Director Kathleen A. Ligocki    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

PPG Industries, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4    Declassify the Board of Directors    Mgmt    For    For    For
5    Reduce Supermajority Vote Requirement    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   172967424
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   32,009    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Ellen M. Costello    Mgmt    For    For    For
1c    Elect Director Grace E. Dailey    Mgmt    For    For    For
1d    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1e    Elect Director John C. Dugan    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5    Amend Proxy Access Right    SH    Against    Against    Against
6    Review on Governance Documents    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against

Domino’s Pizza, Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   25754A201
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   DPZ
    Shares Voted:   16,074    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director David A. Brandon    Mgmt    For    For    For
1.2    Elect Director Richard E. Allison, Jr.    Mgmt    For    For    For
1.3    Elect Director C. Andrew Ballard    Mgmt    For    For    For
1.4    Elect Director Andrew B. Balson    Mgmt    For    For    For
1.5    Elect Director Corie S. Barry    Mgmt    For    For    For
1.6    Elect Director Diana F. Cantor    Mgmt    For    For    For
1.7    Elect Director Richard L. Federico    Mgmt    For    For    For
1.8    Elect Director James A. Goldman    Mgmt    For    For    For
1.9    Elect Director Patricia E. Lopez    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   665859104
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   NTRS
    Shares Voted:   43,036    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Linda Walker Bynoe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Northern Trust Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b    Elect Director Susan Crown    Mgmt    For    For    For
1c    Elect Director Dean M. Harrison    Mgmt    For    For    For
1d    Elect Director Jay L. Henderson    Mgmt    For    For    For
1e    Elect Director Marcy S. Klevorn    Mgmt    For    For    For
1f    Elect Director Siddharth N. “Bobby” Mehta    Mgmt    For    For    For
1g    Elect Director Michael G. O’Grady    Mgmt    For    For    For
1h    Elect Director Jose Luis Prado    Mgmt    For    For    For
1i    Elect Director Thomas E. Richards    Mgmt    For    For    For
1j    Elect Director Martin P. Slark    Mgmt    For    For    For
1k    Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1l    Elect Director Donald Thompson    Mgmt    For    For    For
1m    Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Pfizer Inc.

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   717081103
Record Date:   02/25/2020   Meeting Type:   Annual   Ticker:   PFE
    Shares Voted:   70,217    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2    Elect Director Albert Bourla    Mgmt    For    For    For
1.3    Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4    Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5    Elect Director Scott Gottlieb    Mgmt    For    For    For
1.6    Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7    Elect Director Susan Hockfield    Mgmt    For    For    For
1.8    Elect Director James M. Kilts    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Pfizer Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9    Elect Director Dan R. Littman    Mgmt    For    For    For
1.10    Elect Director Shantanu Narayen    Mgmt    For    For    For
1.11    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.12    Elect Director James Quincey    Mgmt    For    For    For
1.13    Elect Director James C. Smith    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Require Independent Board Chair    SH    Against    Refer    Against
8    Report on Gender Pay Gap    SH    Against    Against    Against
9    Elect Director Susan Desmond-Hellmann    Mgmt    For    For    For

Snap-on Incorporated

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   833034101
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   SNA
    Shares Voted:   24,960    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director David C. Adams    Mgmt    For    For    For
1.2    Elect Director Karen L. Daniel    Mgmt    For    For    For
1.3    Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.4    Elect Director James P. Holden    Mgmt    For    For    For
1.5    Elect Director Nathan J. Jones    Mgmt    For    For    For
1.6    Elect Director Henry W. Knueppel    Mgmt    For    For    For
1.7    Elect Director W. Dudley Lehman    Mgmt    For    For    For
1.8    Elect Director Nicholas T. Pinchuk    Mgmt    For    For    For
1.9    Elect Director Gregg M. Sherrill    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Snap-on Incorporated

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10    Elect Director Donald J. Stebbins    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   097023105
Record Date:   02/27/2020   Meeting Type:   Annual   Ticker:   BA
    Shares Voted:   15,018    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Robert A. Bradway    Mgmt    For    For    For
1b    Elect Director David L. Calhoun    Mgmt    For    For    For
1c    Elect Director Arthur D. Collins, Jr.    Mgmt    For    Refer    Against
1d    Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    Refer    Against
1e    Elect Director Lynn J. Good    Mgmt    For    For    For
1f    Elect Director Nikki R. Haley - Withdrawn Resolution    Mgmt         
1g    Elect Director Akhil Johri    Mgmt    For    For    For
1h    Elect Director Lawrence W. Kellner    Mgmt    For    Refer    For
1i    Elect Director Caroline B. Kennedy    Mgmt    For    For    For
1j    Elect Director Steven M. Mollenkopf    Mgmt    For    For    For
1k    Elect Director John M. Richardson    Mgmt    For    For    For
1l    Elect Director Susan C. Schwab    Mgmt    For    Refer    Against
1m    Elect Director Ronald A. Williams    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Require Director Nominee Qualifications    SH    Against    Refer    Against
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against
6    Require Independent Board Chairman    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Boeing Company

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7    Provide Right to Act by Written Consent    SH    Against    For    For
8    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
9    Increase Disclosure of Compensation Adjustments    SH    Against    Refer    Against

The PNC Financial Services Group, Inc.

 

Meeting Date:   04/28/2020   Country:   USA   Primary Security ID:   693475105
Record Date:   01/31/2020   Meeting Type:   Annual   Ticker:   PNC
    Shares Voted:   36,261    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Joseph Alvarado    Mgmt    For    For    For
1.2    Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3    Elect Director Debra A. Cafaro    Mgmt    For    For    For
1.4    Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.5    Elect Director William S. Demchak    Mgmt    For    For    For
1.6    Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.7    Elect Director Richard J. Harshman    Mgmt    For    For    For
1.8    Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.9    Elect Director Linda R. Medler    Mgmt    For    For    For
1.10    Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1.11    Elect Director Toni Townes-Whitley    Mgmt    For    For    For
1.12    Elect Director Michael J. Ward    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Goldman Sachs Group, Inc.

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   38141G104
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   GS
    Shares Voted:   22,537    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Drew G. Faust    Mgmt    For    For    For
1c    Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e    Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f    Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g    Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h    Elect Director David M. Solomon    Mgmt    For    For    For
1i    Elect Director Jan E. Tighe    Mgmt    For    For    For
1j    Elect Director David A. Viniar    Mgmt    For    For    For
1k    Elect Director Mark O. Winkelman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Review of Statement on the Purpose of a Corporation    SH    Against    Refer    Against

Berkshire Hathaway Inc.

 

Meeting Date:   05/02/2020   Country:   USA   Primary Security ID:   084670702
Record Date:   03/04/2020   Meeting Type:   Annual   Ticker:   BRK.B
    Shares Voted:   21,026    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Warren E. Buffett    Mgmt    For    For    For
1.2    Elect Director Charles T. Munger    Mgmt    For    For    For
1.3    Elect Director Gregory E. Abel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Berkshire Hathaway Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4    Elect Director Howard G. Buffett    Mgmt    For    For    For
1.5    Elect Director Stephen B. Burke    Mgmt    For    For    For
1.6    Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.7    Elect Director Susan L. Decker    Mgmt    For    For    For
1.8    Elect Director David S. Gottesman    Mgmt    For    For    For
1.9    Elect Director Charlotte Guyman    Mgmt    For    For    For
1.10    Elect Director Ajit Jain    Mgmt    For    For    For
1.11    Elect Director Thomas S. Murphy    Mgmt    For    For    For
1.12    Elect Director Ronald L. Olson    Mgmt    For    For    For
1.13    Elect Director Walter Scott, Jr.    Mgmt    For    For    For
1.14    Elect Director Meryl B. Witmer    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4    Adopt a Policy on Board Diversity    SH    Against    Against    Against

GlaxoSmithKline Plc

 

Meeting Date:   05/06/2020   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   99,751    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
5    Elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Emma Walmsley as Director    Mgmt    For    For    For
7    Re-elect Vindi Banga as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

GlaxoSmithKline Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
9    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
10    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
12    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
13    Re-elect Judy Lewent as Director    Mgmt    For    For    For
14    Re-elect Iain Mackay as Director    Mgmt    For    For    For
15    Re-elect Urs Rohner as Director    Mgmt    For    For    For
16    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   718172109
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   PM
    Shares Voted:   71,898    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1b    Elect Director Louis C. Camilleri    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Philip Morris International Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Werner Geissler    Mgmt    For    For    For
1d    Elect Director Lisa A. Hook    Mgmt    For    For    For
1e    Elect Director Jennifer Li    Mgmt    For    For    For
1f    Elect Director Jun Makihara    Mgmt    For    For    For
1g    Elect Director Kalpana Morparia    Mgmt    For    For    For
1h    Elect Director Lucio A. Noto    Mgmt    For    For    For
1i    Elect Director Frederik Paulsen    Mgmt    For    For    For
1j    Elect Director Robert B. Polet    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:   05/07/2020   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   150,631    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Canadian Natural Resources Limited

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Tractor Supply Company

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   892356106
Record Date:   03/10/2020   Meeting Type:   Annual   Ticker:   TSCO
    Shares Voted:   27,256    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2    Elect Director Ricardo Cardenas    Mgmt    For    For    For
1.3    Elect Director Denise L. Jackson    Mgmt    For    For    For
1.4    Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.5    Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.6    Elect Director George MacKenzie    Mgmt    For    For    For
1.7    Elect Director Edna K. Morris    Mgmt    For    For    For
1.8    Elect Director Mark J. Weikel    Mgmt    For    For    For
1.9    Elect Director Harry A. Lawton, III    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Verizon Communications Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   92343V104
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   VZ
    Shares Voted:   43,135    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1.2    Elect Director Mark T. Bertolini    Mgmt    For    For    For
1.3    Elect Director Vittorio Colao    Mgmt    For    For    For
1.4    Elect Director Melanie L. Healey    Mgmt    For    For    For
1.5    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.6    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1.7    Elect Director Rodney E. Slater    Mgmt    For    For    For
1.8    Elect Director Hans E. Vestberg    Mgmt    For    For    For
1.9    Elect Director Gregory G. Weaver    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Eliminate Above-Market Earnings in Executive Retirement Plans    SH    Against    Against    Against
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    SH    Against    Refer    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   43,980    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Zimmer Biomet Holdings, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1d    Elect Director Michael J. Farrell    Mgmt    For    For    For
1e    Elect Director Larry C. Glasscock    Mgmt    For    For    For
1f    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1g    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1h    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1i    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1j    Elect Director Syed Jafry    Mgmt    For    For    For
1k    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Fiserv, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   337738108
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   44,742    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For
1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Jeffery W. Yabuki    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Fiserv, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    Against

Las Vegas Sands Corp.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   517834107
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   LVS
    Shares Voted:   74,528    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Sheldon G. Adelson    Mgmt    For    Refer    Withhold
1.2    Elect Director Irwin Chafetz    Mgmt    For    Refer    Withhold
1.3    Elect Director Micheline Chau    Mgmt    For    Refer    Withhold
1.4    Elect Director Patrick Dumont    Mgmt    For    Refer    Withhold
1.5    Elect Director Charles D. Forman    Mgmt    For    Refer    Withhold
1.6    Elect Director Robert G. Goldstein    Mgmt    For    Refer    Withhold
1.7    Elect Director George Jamieson    Mgmt    For    Refer    Withhold
1.8    Elect Director Charles A. Koppelman    Mgmt    For    Refer    Withhold
1.9    Elect Director Lewis Kramer    Mgmt    For    Refer    Withhold
1.10    Elect Director David F. Levi    Mgmt    For    Refer    Withhold
1.11    Elect Director Xuan Yan    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Union Pacific Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   907818108
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   24,878    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1k    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against
5    Report on Climate Change    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   46625H100
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   JPM
    Shares Voted:   36,841    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Linda B. Bammann    Mgmt    For    For    For
1b    Elect Director Stephen B. Burke    Mgmt    For    For    For
1c    Elect Director Todd A. Combs    Mgmt    For    For    For
1d    Elect Director James S. Crown    Mgmt    For    For    For
1e    Elect Director James Dimon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1g    Elect Director Mellody Hobson    Mgmt    For    For    For
1h    Elect Director Michael A. Neal    Mgmt    For    For    For
1i    Elect Director Lee R. Raymond    Mgmt    For    For    For
1j    Elect Director Virginia M. Rometty    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4    Require Independent Board Chair    SH    Against    Refer    For
5    Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.    SH    Against    Against    Against
6    Report on Climate Change    SH    Against    For    For
7    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
8    Report on Charitable Contributions    SH    Against    Against    Against
9    Report on Gender/Racial Pay Gap    SH    Against    Against    Against

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   499049104
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   KNX
    Shares Voted:   65,696    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director David Jackson    Mgmt    For    For    For
1.2    Elect Director Kevin Knight    Mgmt    For    For    For
1.3    Elect Director Roberta Roberts Shank    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Knight-Swift Transportation Holdings Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6    Provide Right to Act by Written Consent    SH    Against    For    For

Anthem, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   036752103
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   ANTM
    Shares Voted:   14,943    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1.2    Elect Director R. Kerry Clark    Mgmt    For    For    For
1.3    Elect Director Robert L. Dixon, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Elanco Animal Health Incorporated

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   28414H103
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   ELAN
    Shares Voted:   61,633    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Michael J. Harrington    Mgmt    For    Refer    Against
1b    Elect Director Deborah T. Kochevar    Mgmt    For    Refer    Against
1c    Elect Director Kirk P. McDonald    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Cerner Corporation

 

Meeting Date:   05/22/2020   Country:   USA   Primary Security ID:   156782104
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   63,959    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Julie L. Gerberding    Mgmt    For    For    For
1b    Elect Director Brent Shafer    Mgmt    For    For    For
1c    Elect Director William D. Zollars    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Advance Notice Provisions    Mgmt    For    Refer    For

Amazon.com, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   023135106
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   2,780    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Amazon.com, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Report on Management of Food Waste    SH    Against    For    For
6    Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services    SH    Against    For    For
7    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For
8    Report on Products Promoting Hate Speech and Sales of Offensive Products    SH    Against    For    For
9    Require Independent Board Chairman    SH    Against    Refer    Against
10    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
11    Report on Reducing Environmental and Health Harms to Communities of Color    SH    Against    Against    Against
12    Report on Viewpoint Discrimination    SH    Against    Against    Against
13    Report on Promotion Velocity    SH    Against    Against    Against
14    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
15    Human Rights Risk Assessment    SH    Against    For    For
16    Report on Lobbying Payments and Policy    SH    Against    For    For

Chevron Corporation

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   166764100
Record Date:   03/30/2020   Meeting Type:   Annual   Ticker:   CVX
    Shares Voted:   17,763    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director John B. Frank    Mgmt    For    For    For
1c    Elect Director Alice P. Gast    Mgmt    For    For    For
1d    Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e    Elect Director Charles W. Moorman, IV    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Chevron Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1f    Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g    Elect Director Debra Reed-Klages    Mgmt    For    For    For
1h    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1j    Elect Director Michael K. Wirth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Establish Board Committee on Climate Risk    SH    Against    Against    Against
6    Report on Climate Lobbying Aligned with Paris Agreement Goals    SH    Against    For    For
7    Report on Petrochemical Risk    SH    Against    For    For
8    Report on Human Rights Practices    SH    Against    Against    Against
9    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
10    Require Independent Board Chair    SH    Against    Refer    Against

Facebook, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   14,298    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    For    For
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Facebook, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Non-Employee Director Compensation Policy    Mgmt    For    Refer    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Require a Majority Vote for the Election of Directors    SH    Against    For    For
7    Report on Political Advertising    SH    Against    For    For
8    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
9    Report on Civil and Human Rights Risk Assessment    SH    Against    Against    Against
10    Report on Online Child Sexual Exploitation    SH    Against    For    For
11    Report on Median Gender/Racial Pay Gap    SH    Against    Against    Against

IPG Photonics Corporation

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   44980X109
Record Date:   04/01/2020   Meeting Type:   Annual   Ticker:   IPGP
    Shares Voted:   25,838    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Valentin P. Gapontsev    Mgmt    For    For    For
1.2    Elect Director Eugene A. Scherbakov    Mgmt    For    For    For
1.3    Elect Director Igor Samartsev    Mgmt    For    For    For
1.4    Elect Director Michael C. Child    Mgmt    For    For    For
1.5    Elect Director Gregory P. Dougherty    Mgmt    For    For    For
1.6    Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7    Elect Director Eric Meurice    Mgmt    For    For    For
1.8    Elect Director John R. Peeler    Mgmt    For    For    For
1.9    Elect Director Thomas J. Seifert    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

IPG Photonics Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Management Team Diversity    SH    Against    For    For

Lowe’s Companies, Inc.

 

Meeting Date:   05/29/2020   Country:   USA   Primary Security ID:   548661107
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   LOW
    Shares Voted:   50,312    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Raul Alvarez    Mgmt    For    For    For
1.2    Elect Director David H. Batchelder    Mgmt    For    For    For
1.3    Elect Director Angela F. Braly    Mgmt    For    For    For
1.4    Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5    Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6    Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7    Elect Director Marvin R. Ellison    Mgmt    For    For    For
1.8    Elect Director Brian C. Rogers    Mgmt    For    For    For
1.9    Elect Director Bertram L. Scott    Mgmt    For    For    For
1.10    Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.11    Elect Director Eric C. Wiseman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

LyondellBasell Industries N.V.

 

Meeting Date:   05/29/2020   Country:   Netherlands   Primary Security ID:   N53745100
Record Date:   05/01/2020   Meeting Type:   Annual   Ticker:   LYB
    Shares Voted:   14,866    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jacques Aigrain    Mgmt    For    For    For
1b    Elect Director Lincoln Benet    Mgmt    For    For    For
1c    Elect Director Jagjeet (Jeet) Bindra    Mgmt    For    For    For
1d    Elect Director Robin Buchanan    Mgmt    For    For    For
1e    Elect Director Stephen Cooper    Mgmt    For    For    For
1f    Elect Director Nance Dicciani    Mgmt    For    For    For
1g    Elect Director Claire Farley    Mgmt    For    For    For
1h    Elect Director Isabella (Bella) Goren    Mgmt    For    For    For
1i    Elect Director Michael Hanley    Mgmt    For    For    For
1j    Elect Director Albert Manifold    Mgmt    For    For    For
1k    Elect Director Bhavesh (Bob) Patel    Mgmt    For    For    For
2    Approve Discharge of the Members of the Board of Directors    Mgmt    For    For    For
3    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7    Approve Dividends of USD 4.20 Per Share    Mgmt    For    For    For
8    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9    Approve Cancellation of Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Cognizant Technology Solutions Corporation

 

Meeting Date:   06/02/2020   Country:   USA   Primary Security ID:   192446102
Record Date:   04/06/2020   Meeting Type:   Annual   Ticker:   CTSH
    Shares Voted:   42,133    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Zein Abdalla    Mgmt    For    For    For
1b    Elect Director Vinita Bali    Mgmt    For    For    For
1c    Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1d    Elect Director Archana Deskus    Mgmt    For    For    For
1e    Elect Director John M. Dineen    Mgmt    For    For    For
1f    Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1g    Elect Director Brian Humphries    Mgmt    For    For    For
1h    Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1i    Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j    Elect Director Joseph M. Velli    Mgmt    For    For    For
1k    Elect Director Sandra S. Wijnberg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Alphabet Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/07/2020   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   1,206    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Larry Page    Mgmt    For    For    For
1.2    Elect Director Sergey Brin    Mgmt    For    For    For
1.3    Elect Director Sundar Pichai    Mgmt    For    For    For
1.4    Elect Director John L. Hennessy    Mgmt    For    For    For
1.5    Elect Director Frances H. Arnold    Mgmt    For    For    For
1.6    Elect Director L. John Doerr    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Alphabet Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.7    Elect Director Roger W. Ferguson Jr.    Mgmt    For    For    For
1.8    Elect Director Ann Mather    Mgmt    For    For    For
1.9    Elect Director Alan R. Mulally    Mgmt    For    Withhold    For
1.10    Elect Director K. Ram Shiram    Mgmt    For    Refer    For
1.11    Elect Director Robin L. Washington    Mgmt    For    Refer    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Against    Against
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6    Report on Arbitration of Employment-Related Claims    SH    Against    For    For
7    Establish Human Rights Risk Oversight Committee    SH    Against    For    For
8    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against
9    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
10    Report on Takedown Requests    SH    Against    For    For
11    Require a Majority Vote for the Election of Directors    SH    Against    For    For
12    Report on Gender/Racial Pay Gap    SH    Against    Against    Against
13    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
14    Report on Whistleblower Policies and Practices    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Hess Corporation

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   42809H107
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   HES
    Shares Voted:   60,105    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Terrence J. Checki    Mgmt    For    For    For
1b    Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1c    Elect Director Joaquin Duato    Mgmt    For    For    For
1d    Elect Director John B. Hess    Mgmt    For    For    For
1e    Elect Director Edith E. Holiday    Mgmt    For    For    For
1f    Elect Director Marc S. Lipschultz    Mgmt    For    For    For
1g    Elect Director David McManus    Mgmt    For    For    For
1h    Elect Director Kevin O. Meyers    Mgmt    For    For    For
1i    Elect Director James H. Quigley    Mgmt    For    For    For
1j    Elect Director William G. Schrader    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Autodesk, Inc.

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   052769106
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   ADSK
    Shares Voted:   32,716    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Andrew Anagnost    Mgmt    For    For    For
1b    Elect Director Karen Blasing    Mgmt    For    For    For
1c    Elect Director Reid French    Mgmt    For    For    For
1d    Elect Director Ayanna Howard    Mgmt    For    For    For
1e    Elect Director Blake Irving    Mgmt    For    For    For
1f    Elect Director Mary T. McDowell    Mgmt    For    For    For
1g    Elect Director Stephen Milligan    Mgmt    For    For    For
1h    Elect Director Lorrie M. Norrington    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Autodesk, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1i    Elect Director Betsy Rafael    Mgmt    For    For    For
1j    Elect Director Stacy J. Smith    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

Alibaba Group Holding Limited

 

Meeting Date:   07/15/2019   Country:   Cayman Islands   Primary Security ID:   01609W102
Record Date:   06/07/2019   Meeting Type:   Annual   Ticker:   BABA
    Shares Voted:   64,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Share Subdivision    Mgmt    For    For    For
2.1    Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
2.2    Elect Chee Hwa Tung as Director    Mgmt    For    For    For
2.3    Elect Jerry Yang as Director    Mgmt    For    For    For
2.4    Elect Wan Ling Martello as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Constellation Brands, Inc.

 

Meeting Date:   07/16/2019   Country:   USA   Primary Security ID:   21036P108
Record Date:   05/17/2019   Meeting Type:   Annual   Ticker:   STZ
    Shares Voted:   16,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Jennifer M. Daniels    Mgmt    For    For    For
1.2    Elect Director Jerry Fowden    Mgmt    For    For    For
1.3    Elect Director Ernesto M. Hernandez    Mgmt    For    For    For
1.4    Elect Director Susan Somersille Johnson    Mgmt    For    For    For
1.5    Elect Director James A. Locke, III    Mgmt    For    Refer    Withhold
1.6    Elect Director Daniel J. McCarthy    Mgmt    For    Refer    Withhold
1.7    Elect Director William A. Newlands    Mgmt    For    For    For
1.8    Elect Director Richard Sands    Mgmt    For    For    For
1.9    Elect Director Robert Sands    Mgmt    For    For    For
1.10    Elect Director Judy A. Schmeling    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Constellation Brands, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LyondellBasell Industries N.V.

 

Meeting Date:   09/12/2019   Country:   Netherlands   Primary Security ID:   N53745100
Record Date:   08/15/2019   Meeting Type:   Special   Ticker:   LYB
    Shares Voted:   125,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
2    Approve the Cancellation of Shares    Mgmt    For    For    For

Take-Two Interactive Software, Inc.

 

Meeting Date:   09/18/2019   Country:   USA   Primary Security ID:   874054109
Record Date:   07/22/2019   Meeting Type:   Annual   Ticker:   TTWO
    Shares Voted:   108,572    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2    Elect Director Michael Dornemann    Mgmt    For    For    For
1.3    Elect Director J Moses    Mgmt    For    For    For
1.4    Elect Director Michael Sheresky    Mgmt    For    For    For
1.5    Elect Director LaVerne Srinivasan    Mgmt    For    For    For
1.6    Elect Director Susan Tolson    Mgmt    For    For    For
1.7    Elect Director Paul Viera    Mgmt    For    For    For
1.8    Elect Director Roland Hernandez    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NIKE, Inc.

 

Meeting Date:   09/19/2019   Country:   USA   Primary Security ID:   654106103
Record Date:   07/19/2019   Meeting Type:   Annual   Ticker:   NKE
    Shares Voted:   151,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2    Elect Director Peter B. Henry    Mgmt    For    For    For
1.3    Elect Director Michelle A. Peluso    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   307,160    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For
1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Microsoft Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against

Cisco Systems, Inc.

 

Meeting Date:   12/10/2019   Country:   USA   Primary Security ID:   17275R102
Record Date:   10/11/2019   Meeting Type:   Annual   Ticker:   CSCO
    Shares Voted:   200,312    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Wesley G. Bush    Mgmt    For    For    For
1c    Elect Director Michael D. Capellas    Mgmt    For    For    For
1d    Elect Director Mark Garrett    Mgmt    For    For    For
1e    Elect Director Kristina M. Johnson    Mgmt    For    For    For
1f    Elect Director Roderick C. McGeary    Mgmt    For    For    For
1g    Elect Director Charles H. Robbins    Mgmt    For    For    For
1h    Elect Director Arun Sarin    Mgmt    For    For    For
1i    Elect Director Brenton L. Saunders    Mgmt    For    For    For
1j    Elect Director Carol B. Tome    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

AutoZone, Inc.

 

Meeting Date:   12/18/2019   Country:   USA   Primary Security ID:   053332102
Record Date:   10/21/2019   Meeting Type:   Annual   Ticker:   AZO
    Shares Voted:   14,299    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2    Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3    Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.4    Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.5    Elect Director Michael M. Calbert    Mgmt    For    For    For
1.6    Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.7    Elect Director Gale V. King    Mgmt    For    For    For
1.8    Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.9    Elect Director William C. Rhodes, III    Mgmt    For    For    For
1.10    Elect Director Jill A. Soltau    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Costco Wholesale Corporation

 

Meeting Date:   01/22/2020   Country:   USA   Primary Security ID:   22160K105
Record Date:   11/18/2019   Meeting Type:   Annual   Ticker:   COST
    Shares Voted:   40,121    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Susan L. Decker    Mgmt    For    For    For
1.2    Elect Director Richard A. Galanti    Mgmt    For    For    For
1.3    Elect Director Sally Jewell    Mgmt    For    For    For
1.4    Elect Director Charles T. Munger    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Costco Wholesale Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Disclose Board Diversity and Qualifications Matrix    SH    Against    Against    Against

Visa Inc.

 

Meeting Date:   01/28/2020   Country:   USA   Primary Security ID:   92826C839
Record Date:   11/29/2019   Meeting Type:   Annual   Ticker:   V
    Shares Voted:   57,409    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    Refer    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon L. Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director John A. C. Swainson    Mgmt    For    For    For
1k    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Aon plc

 

Meeting Date:   02/04/2020   Country:   United Kingdom   Primary Security ID:   G0408V102
Record Date:   01/31/2020   Meeting Type:   Special   Ticker:   AON
    Shares Voted:   56,849    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Scheme of Arrangement    Mgmt    For    Refer    For
2    Approve Reduction of Share Capital and Creation of Distributable Profits    Mgmt    For    For    For
3    Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares    Mgmt    For    Refer    For
4    Approve Delisting of Shares from the New York Stock Exchange    Mgmt    For    For    For
5    Adjourn Meeting    Mgmt    For    Refer    For

Aon plc

 

Meeting Date:   02/04/2020   Country:   United Kingdom   Primary Security ID:   G0408V102
Record Date:   01/31/2020   Meeting Type:   Court   Ticker:   AON
    Shares Voted:   56,849    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Scheme of Arrangement    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:   02/26/2020   Country:   USA   Primary Security ID:   037833100
Record Date:   01/02/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   91,740    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Ron Sugar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Apple Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1g    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    Against    Against
5    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
6    Report on Freedom of Expression and Access to Information Policies    SH    Against    Against    Against

Analog Devices, Inc.

 

Meeting Date:   03/11/2020   Country:   USA   Primary Security ID:   032654105
Record Date:   01/06/2020   Meeting Type:   Annual   Ticker:   ADI
    Shares Voted:   121,880    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Ray Stata    Mgmt    For    For    For
1b    Elect Director Vincent Roche    Mgmt    For    For    For
1c    Elect Director James A. Champy    Mgmt    For    For    For
1d    Elect Director Anantha P. Chandrakasan    Mgmt    For    For    For
1e    Elect Director Bruce R. Evans    Mgmt    For    For    For
1f    Elect Director Edward H. Frank    Mgmt    For    For    For
1g    Elect Director Karen M. Golz    Mgmt    For    For    For
1h    Elect Director Mark M. Little    Mgmt    For    For    For
1i    Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1j    Elect Director Susie Wee    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Meeting Date:   03/11/2020   Country:   Switzerland   Primary Security ID:   H84989104
Record Date:   02/20/2020   Meeting Type:   Annual   Ticker:   TEL
    Shares Voted:   185,961    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Pierre R. Brondeau    Mgmt    For    For    For
1b    Elect Director Terrence R. Curtin    Mgmt    For    For    For
1c    Elect Director Carol A. (‘John’) Davidson    Mgmt    For    For    For
1d    Elect Director Lynn A. Dugle    Mgmt    For    For    For
1e    Elect Director William A. Jeffrey    Mgmt    For    For    For
1f    Elect Director David M. Kerko    Mgmt    For    For    For
1g    Elect Director Thomas J. Lynch    Mgmt    For    For    For
1h    Elect Director Yong Nam    Mgmt    For    For    For
1i    Elect Director Daniel J. Phelan    Mgmt    For    For    For
1j    Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1k    Elect Director Mark C. Trudeau    Mgmt    For    For    For
1l    Elect Director Dawn C. Willoughby    Mgmt    For    For    For
1m    Elect Director Laura H. Wright    Mgmt    For    For    For
2    Elect Board Chairman Thomas J. Lynch    Mgmt    For    For    For
3a    Elect Daniel J. Phelan as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3b    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3c    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3d    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    Mgmt    For    For    For
4    Designate Rene Schwarzenbach as Independent Proxy    Mgmt    For    For    For
5.1    Accept Annual Report for Fiscal Year Ended September 27, 2019    Mgmt    For    For    For
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2019    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2019    Mgmt    For    For    For
6    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020    Mgmt    For    For    For
7.2    Ratify Deloitte AG as Swiss Registered Auditors    Mgmt    For    For    For
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    Mgmt    For    For    For
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9    Approve the Increase in Maximum Aggregate Remuneration of Executive Management    Mgmt    For    Refer    For
10    Approve the Increase in Maximum Aggregate Remuneration of Board of Directors    Mgmt    For    Refer    For
11    Approve Allocation of Available Earnings at September 27, 2019    Mgmt    For    For    For
12    Approve Declaration of Dividend    Mgmt    For    For    For
13    Amend Articles of Association Re: Authorized Capital    Mgmt    For    Refer    For
14    Approve Reduction of Share Capital    Mgmt    For    For    For
15    Adjourn Meeting    Mgmt    For    Refer    For

The Walt Disney Company

 

Meeting Date:   03/11/2020   Country:   USA   Primary Security ID:   254687106
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   DIS
    Shares Voted:   95,940    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Susan E. Arnold    Mgmt    For    For    For
1b    Elect Director Mary T. Barra    Mgmt    For    For    For
1c    Elect Director Safra A. Catz    Mgmt    For    For    For
1d    Elect Director Francis A. deSouza    Mgmt    For    For    For
1e    Elect Director Michael B.G. Froman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Walt Disney Company

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1f    Elect Director Robert A. Iger    Mgmt    For    For    For
1g    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1h    Elect Director Mark G. Parker    Mgmt    For    For    For
1i    Elect Director Derica W. Rice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   172967424
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   272,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Ellen M. Costello    Mgmt    For    For    For
1c    Elect Director Grace E. Dailey    Mgmt    For    For    For
1d    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1e    Elect Director John C. Dugan    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Citigroup Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Review on Governance Documents    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against

The Sherwin-Williams Company

 

Meeting Date:   04/22/2020   Country:   USA   Primary Security ID:   824348106
Record Date:   02/27/2020   Meeting Type:   Annual   Ticker:   SHW
    Shares Voted:   18,402    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1.2    Elect Director Arthur F. Anton    Mgmt    For    For    For
1.3    Elect Director Jeff M. Fettig    Mgmt    For    For    For
1.4    Elect Director Richard J. Kramer    Mgmt    For    For    For
1.5    Elect Director Susan J. Kropf    Mgmt    For    For    For
1.6    Elect Director John G. Morikis    Mgmt    For    For    For
1.7    Elect Director Christine A. Poon    Mgmt    For    For    For
1.8    Elect Director Michael H. Thaman    Mgmt    For    For    For
1.9    Elect Director Matthew Thornton, III    Mgmt    For    For    For
1.10    Elect Director Steven H. Wunning    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Aptiv PLC

 

Meeting Date:   04/23/2020   Country:   Jersey   Primary Security ID:   G6095L109
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   APTV
    Shares Voted:   149,177    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Director Kevin P. Clark    Mgmt    For    For    For
2    Elect Director Nancy E. Cooper    Mgmt    For    For    For
3    Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
4    Elect Director Rajiv L. Gupta    Mgmt    For    For    For
5    Elect Director Joseph L. Hooley    Mgmt    For    For    For
6    Elect Director Sean O. Mahoney    Mgmt    For    For    For
7    Elect Director Paul M. Meister    Mgmt    For    For    For
8    Elect Director Robert K. Ortberg    Mgmt    For    For    For
9    Elect Director Colin J. Parris    Mgmt    For    For    For
10    Elect Director Ana G. Pinczuk    Mgmt    For    For    For
11    Elect Director Lawrence A. Zimmerman    Mgmt    For    For    For
12    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   539830109
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   LMT
    Shares Voted:   42,105    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2    Elect Director David B. Burritt    Mgmt    For    For    For
1.3    Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.4    Elect Director Joseph F. Dunford, Jr.    Mgmt    For    For    For
1.5    Elect Director James O. Ellis, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Lockheed Martin Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.6    Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7    Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.9    Elect Director Vicki A. Hollub    Mgmt    For    For    For
1.10    Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.11    Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.12    Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Texas Instruments Incorporated

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   882508104
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   TXN
    Shares Voted:   85,690    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Mark A. Blinn    Mgmt    For    For    For
1b    Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c    Elect Director Janet F. Clark    Mgmt    For    For    For
1d    Elect Director Carrie S. Cox    Mgmt    For    For    For
1e    Elect Director Martin S. Craighead    Mgmt    For    For    For
1f    Elect Director Jean M. Hobby    Mgmt    For    For    For
1g    Elect Director Michael D. Hsu    Mgmt    For    For    For
1h    Elect Director Ronald Kirk    Mgmt    For    For    For
1i    Elect Director Pamela H. Patsley    Mgmt    For    For    For
1j    Elect Director Robert E. Sanchez    Mgmt    For    For    For
1k    Elect Director Richard k. Templeton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Texas Instruments Incorporated

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   097023105
Record Date:   02/27/2020   Meeting Type:   Annual   Ticker:   BA
    Shares Voted:   13,561    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Robert A. Bradway    Mgmt    For    For    For
1b    Elect Director David L. Calhoun    Mgmt    For    For    For
1c    Elect Director Arthur D. Collins, Jr.    Mgmt    For    Refer    Against
1d    Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    Refer    Against
1e    Elect Director Lynn J. Good    Mgmt    For    For    For
1f    Elect Director Nikki R. Haley - Withdrawn Resolution    Mgmt         
1g    Elect Director Akhil Johri    Mgmt    For    For    For
1h    Elect Director Lawrence W. Kellner    Mgmt    For    Refer    For
1i    Elect Director Caroline B. Kennedy    Mgmt    For    For    For
1j    Elect Director Steven M. Mollenkopf    Mgmt    For    For    For
1k    Elect Director John M. Richardson    Mgmt    For    For    For
1l    Elect Director Susan C. Schwab    Mgmt    For    Refer    Against
1m    Elect Director Ronald A. Williams    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Require Director Nominee Qualifications    SH    Against    Refer    Against
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against
6    Require Independent Board Chairman    SH    Against    Refer    For
7    Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Boeing Company

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

8    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
9    Increase Disclosure of Compensation Adjustments    SH    Against    Refer    Against

Charter Communications, Inc.

 

Meeting Date:   04/28/2020   Country:   USA   Primary Security ID:   16119P108
Record Date:   02/28/2020   Meeting Type:   Annual   Ticker:   CHTR
    Shares Voted:   7,243    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director W. Lance Conn    Mgmt    For    For    For
1b    Elect Director Kim C. Goodman    Mgmt    For    For    For
1c    Elect Director Craig A. Jacobson    Mgmt    For    For    For
1d    Elect Director Gregory B. Maffei    Mgmt    For    Refer    For
1e    Elect Director John D. Markley, Jr.    Mgmt    For    For    For
1f    Elect Director David C. Merritt    Mgmt    For    For    For
1g    Elect Director James E. Meyer    Mgmt    For    For    For
1h    Elect Director Steven A. Miron    Mgmt    For    Refer    For
1i    Elect Director Balan Nair    Mgmt    For    For    For
1j    Elect Director Michael A. Newhouse    Mgmt    For    For    For
1k    Elect Director Mauricio Ramos    Mgmt    For    For    For
1l    Elect Director Thomas M. Rutledge    Mgmt    For    For    For
1m    Elect Director Eric L. Zinterhofer    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Eli Lilly and Company

 

Meeting Date:   05/04/2020   Country:   USA   Primary Security ID:   532457108
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   LLY
    Shares Voted:   73,126    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Michael L. Eskew    Mgmt    For    Refer    Against
1b    Elect Director William G. Kaelin, Jr.    Mgmt    For    For    For
1c    Elect Director David A. Ricks    Mgmt    For    For    For
1d    Elect Director Marschall S. Runge    Mgmt    For    For    For
1e    Elect Director Karen Walker    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Eliminate Supermajority Voting Provisions    Mgmt    For    For    For
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Report on Forced Swim Test    SH    Against    Against    Against
8    Require Independent Board Chairman    SH    Against    Refer    For
9    Disclose Board Matrix Including Ideological Perspectives    SH    Against    Refer    Against
10    Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements    SH    Against    Against    Against
11    Adopt Policy on Bonus Banking    SH    Against    Refer    Against
12    Clawback Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    For

Danaher Corporation

 

Meeting Date:   05/05/2020   Country:   USA   Primary Security ID:   235851102
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   DHR
    Shares Voted:   85,219    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Linda Hefner Filler    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Danaher Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.2    Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.3    Elect Director Teri List-Stoll    Mgmt    For    Refer    For
1.4    Elect Director Walter G. Lohr, Jr.    Mgmt    For    Refer    For
1.5    Elect Director Jessica L. Mega    Mgmt    For    For    For
1.6    Elect Director Pardis C. Sabeti    Mgmt    For    For    For
1.7    Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.8    Elect Director Steven M. Rales    Mgmt    For    For    For
1.9    Elect Director John T. Schwieters    Mgmt    For    Refer    For
1.10    Elect Director Alan G. Spoon    Mgmt    For    For    For
1.11    Elect Director Raymond C. Stevens    Mgmt    For    For    For
1.12    Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Phillips 66

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   718546104
Record Date:   03/11/2020   Meeting Type:   Annual   Ticker:   PSX
    Shares Voted:   81,216    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Charles M. Holley    Mgmt    For    For    For
1b    Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c    Elect Director Marna C. Whittington    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Risks of Gulf Coast Petrochemical Investments    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

United Rentals, Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   911363109
Record Date:   03/10/2020   Meeting Type:   Annual   Ticker:   URI
    Shares Voted:   66,242    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Jose B. Alvarez    Mgmt    For    For    For
1.2    Elect Director Marc A. Bruno    Mgmt    For    For    For
1.3    Elect Director Matthew J. Flannery    Mgmt    For    For    For
1.4    Elect Director Bobby J. Griffin    Mgmt    For    For    For
1.5    Elect Director Kim Harris Jones    Mgmt    For    For    For
1.6    Elect Director Terri L. Kelly    Mgmt    For    For    For
1.7    Elect Director Michael J. Kneeland    Mgmt    For    For    For
1.8    Elect Director Gracia C. Martore    Mgmt    For    For    For
1.9    Elect Director Filippo Passerini    Mgmt    For    For    For
1.10    Elect Director Donald C. Roof    Mgmt    For    For    For
1.11    Elect Director Shiv Singh    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    Mgmt    For    For    For
5    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against

Verizon Communications Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   92343V104
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   VZ
    Shares Voted:   94,682    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1.2    Elect Director Mark T. Bertolini    Mgmt    For    For    For
1.3    Elect Director Vittorio Colao    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Verizon Communications Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.4    Elect Director Melanie L. Healey    Mgmt    For    For    For
1.5    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.6    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1.7    Elect Director Rodney E. Slater    Mgmt    For    For    For
1.8    Elect Director Hans E. Vestberg    Mgmt    For    For    For
1.9    Elect Director Gregory G. Weaver    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Eliminate Above-Market Earnings in Executive Retirement Plans    SH    Against    Against    Against
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    SH    Against    Refer    For

The Progressive Corporation

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   743315103
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   PGR
    Shares Voted:   169,265    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Philip Bleser    Mgmt    For    For    For
1b    Elect Director Stuart B. Burgdoerfer    Mgmt    For    For    For
1c    Elect Director Pamela J. Craig    Mgmt    For    For    For
1d    Elect Director Charles A. Davis    Mgmt    For    For    For
1e    Elect Director Roger N. Farah    Mgmt    For    For    For
1f    Elect Director Lawton W. Fitt    Mgmt    For    For    For
1g    Elect Director Susan Patricia Griffith    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Progressive Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director Jeffrey D. Kelly    Mgmt    For    For    For
1i    Elect Director Patrick H. Nettles    Mgmt    For    For    For
1j    Elect Director Barbara R. Snyder    Mgmt    For    For    For
1k    Elect Director Jan E. Tighe    Mgmt    For    For    For
1l    Elect Director Kahina Van Dyke    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   98956P102
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   ZBH
    Shares Voted:   112,438    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Christopher B. Begley    Mgmt    For    For    For
1b    Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c    Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1d    Elect Director Michael J. Farrell    Mgmt    For    For    For
1e    Elect Director Larry C. Glasscock    Mgmt    For    For    For
1f    Elect Director Robert A. Hagemann    Mgmt    For    For    For
1g    Elect Director Bryan C. Hanson    Mgmt    For    For    For
1h    Elect Director Arthur J. Higgins    Mgmt    For    For    For
1i    Elect Director Maria Teresa Hilado    Mgmt    For    For    For
1j    Elect Director Syed Jafry    Mgmt    For    For    For
1k    Elect Director Michael W. Michelson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Motorola Solutions, Inc.

 

Meeting Date:   05/11/2020   Country:   USA   Primary Security ID:   620076307
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   MSI
    Shares Voted:   67,428    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Gregory Q. Brown    Mgmt    For    For    For
1b    Elect Director Kenneth D. Denman    Mgmt    For    For    For
1c    Elect Director Egon P. Durban    Mgmt    For    Refer    Against
1d    Elect Director Clayton M. Jones    Mgmt    For    For    For
1e    Elect Director Judy C. Lewent    Mgmt    For    For    For
1f    Elect Director Gregory K. Mondre    Mgmt    For    Refer    Against
1g    Elect Director Anne R. Pramaggiore    Mgmt    For    For    For
1h    Elect Director Joseph M. Tucci    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    Against    Against

S&P Global Inc.

 

Meeting Date:   05/13/2020   Country:   USA   Primary Security ID:   78409V104
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   SPGI
    Shares Voted:   47,801    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Marco Alvera    Mgmt    For    For    For
1.2    Elect Director William J. Amelio    Mgmt    For    For    For
1.3    Elect Director William D. Green    Mgmt    For    For    For
1.4    Elect Director Charles E. Haldeman, Jr.    Mgmt    For    For    For
1.5    Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.6    Elect Director Rebecca J. Jacoby    Mgmt    For    For    For
1.7    Elect Director Monique F. Leroux    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

S&P Global Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.8    Elect Director Maria R. Morris    Mgmt    For    For    For
1.9    Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.10    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11    Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12    Elect Director Richard E. Thornburgh    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

CVS Health Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   126650100
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CVS
    Shares Voted:   121,666    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Fernando Aguirre    Mgmt    For    For    For
1b    Elect Director C. David Brown, II    Mgmt    For    For    For
1c    Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d    Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e    Elect Director David W. Dorman    Mgmt    For    For    For
1f    Elect Director Roger N. Farah    Mgmt    For    For    For
1g    Elect Director Anne M. Finucane    Mgmt    For    For    For
1h    Elect Director Edward J. Ludwig    Mgmt    For    For    For
1i    Elect Director Larry J. Merlo    Mgmt    For    For    For
1j    Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1k    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l    Elect Director William C. Weldon    Mgmt    For    For    For
1m    Elect Director Tony L. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

CVS Health Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
7    Require Independent Board Chairman    SH    Against    Refer    Against

Fiserv, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   337738108
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   121,684    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For
1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Jeffery W. Yabuki    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Norfolk Southern Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   655844108
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   NSC
    Shares Voted:   47,188    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Thomas D. Bell, Jr.    Mgmt    For    For    For
1b    Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1c    Elect Director Marcela E. Donadio    Mgmt    For    For    For
1d    Elect Director John C. Huffard, Jr.    Mgmt    For    For    For
1e    Elect Director Christopher T. Jones    Mgmt    For    For    For
1f    Elect Director Thomas C. Kelleher    Mgmt    For    For    For
1g    Elect Director Steven F. Leer    Mgmt    For    For    For
1h    Elect Director Michael D. Lockhart    Mgmt    For    For    For
1i    Elect Director Amy E. Miles    Mgmt    For    For    For
1j    Elect Director Claude Mongeau    Mgmt    For    For    For
1k    Elect Director Jennifer F. Scanlon    Mgmt    For    For    For
1l    Elect Director James A. Squires    Mgmt    For    For    For
1m    Elect Director John R. Thompson    Mgmt    For    For    For
2a    Amend Articles Re: Voting Standard for Amendment of Articles    Mgmt    For    Refer    For
2b    Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation    Mgmt    For    Refer    For
2c    Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Union Pacific Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   907818108
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   50,792    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1k    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against
5    Report on Climate Change    SH    Against    Against    Against

Waste Connections, Inc.

 

Meeting Date:   05/15/2020   Country:   Canada   Primary Security ID:   94106B101
Record Date:   03/19/2020   Meeting Type:   Annual/Special   Ticker:   WCN
    Shares Voted:   114,181    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Ronald J. Mittelstaedt    Mgmt    For    For    For
1.2    Elect Director Edward E. “Ned” Guillet    Mgmt    For    For    For
1.3    Elect Director Michael W. Harlan    Mgmt    For    For    For
1.4    Elect Director Larry S. Hughes    Mgmt    For    For    For
1.5    Elect Director Worthing F. Jackman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Waste Connections, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.6    Elect Director Elise L. Jordan    Mgmt    For    For    For
1.7    Elect Director Susan “Sue” Lee    Mgmt    For    For    For
1.8    Elect Director William J. Razzouk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   98978V103
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   ZTS
    Shares Voted:   81,127    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Gregory Norden    Mgmt    For    For    For
1b    Elect Director Louise M. Parent    Mgmt    For    For    For
1c    Elect Director Kristin C. Peck    Mgmt    For    For    For
1d    Elect Director Robert W. Scully    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   036752103
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   ANTM
    Shares Voted:   41,787    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Gail K. Boudreaux    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Anthem, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.2    Elect Director R. Kerry Clark    Mgmt    For    For    For
1.3    Elect Director Robert L. Dixon, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Morgan Stanley

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   617446448
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   298,399    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1h    Elect Director Jami Miscik    Mgmt    For    For    For
1i    Elect Director Dennis M. Nally    Mgmt    For    For    For
1j    Elect Director Takeshi Ogasawara    Mgmt    For    For    For
1k    Elect Director Hutham S. Olayan    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NextEra Energy, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   65339F101
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   NEE
    Shares Voted:   54,635    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Sherry S. Barrat    Mgmt    For    For    For
1b    Elect Director James L. Camaren    Mgmt    For    For    For
1c    Elect Director Kenneth B. Dunn    Mgmt    For    For    For
1d    Elect Director Naren K. Gursahaney    Mgmt    For    For    For
1e    Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1f    Elect Director Toni Jennings    Mgmt    For    For    For
1g    Elect Director Amy B. Lane    Mgmt    For    For    For
1h    Elect Director David L. Porges    Mgmt    For    For    For
1i    Elect Director James L. Robo    Mgmt    For    For    For
1j    Elect Director Rudy E. Schupp    Mgmt    For    For    For
1k    Elect Director John L. Skolds    Mgmt    For    For    For
1l    Elect Director William H. Swanson    Mgmt    For    For    For
1m    Elect Director Darryl L. Wilson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   437076102
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   HD
    Shares Voted:   33,460    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Gerard J. Arpey    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Home Depot, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1b    Elect Director Ari Bousbib    Mgmt    For    For    For
1c    Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e    Elect Director J. Frank Brown    Mgmt    For    For    For
1f    Elect Director Albert P. Carey    Mgmt    For    For    For
1g    Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h    Elect Director Linda R. Gooden    Mgmt    For    For    For
1i    Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j    Elect Director Manuel Kadre    Mgmt    For    For    For
1k    Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l    Elect Director Craig A. Menear    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
5    Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    For    For
6    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
7    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   023135106
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   11,301    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Amazon.com, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Report on Management of Food Waste    SH    Against    For    For
6    Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services    SH    Against    For    For
7    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For
8    Report on Products Promoting Hate Speech and Sales of Offensive Products    SH    Against    For    For
9    Require Independent Board Chairman    SH    Against    Refer    Against
10    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
11    Report on Reducing Environmental and Health Harms to Communities of Color    SH    Against    Against    Against
12    Report on Viewpoint Discrimination    SH    Against    Against    Against
13    Report on Promotion Velocity    SH    Against    Against    Against
14    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
15    Human Rights Risk Assessment    SH    Against    For    For
16    Report on Lobbying Payments and Policy    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Facebook, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   53,644    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    For    For
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Non-Employee Director Compensation Policy    Mgmt    For    Refer    For
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Require a Majority Vote for the Election of Directors    SH    Against    For    For
7    Report on Political Advertising    SH    Against    For    For
8    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
9    Report on Civil and Human Rights Risk Assessment    SH    Against    Against    Against
10    Report on Online Child Sexual Exploitation    SH    Against    For    For
11    Report on Median Gender/Racial Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Fidelity National Information Services, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   31620M106
Record Date:   04/01/2020   Meeting Type:   Annual   Ticker:   FIS
    Shares Voted:   93,056    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Lee Adrean    Mgmt    For    For    For
1b    Elect Director Ellen R. Alemany    Mgmt    For    For    For
1c    Elect Director Lisa A. Hook    Mgmt    For    For    For
1d    Elect Director Keith W. Hughes    Mgmt    For    For    For
1e    Elect Director Gary L. Lauer    Mgmt    For    For    For
1f    Elect Director Gary A. Norcross    Mgmt    For    For    For
1g    Elect Director Louise M. Parent    Mgmt    For    For    For
1h    Elect Director Brian T. Shea    Mgmt    For    For    For
1i    Elect Director James B. Stallings, Jr.    Mgmt    For    For    For
1j    Elect Director Jeffrey E. Stiefler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

UnitedHealth Group Incorporated

 

Meeting Date:   06/01/2020   Country:   USA   Primary Security ID:   91324P102
Record Date:   04/07/2020   Meeting Type:   Annual   Ticker:   UNH
    Shares Voted:   74,849    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Richard T. Burke    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1d    Elect Director Michele J. Hooper    Mgmt    For    For    For
1e    Elect Director F. William McNabb, III    Mgmt    For    For    For
1f    Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1g    Elect Director John H. Noseworthy    Mgmt    For    For    For
1h    Elect Director Glenn M. Renwick    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

UnitedHealth Group Incorporated

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1i    Elect Director David S. Wichmann    Mgmt    For    For    For
1j    Elect Director Gail R. Wilensky    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against

Alphabet Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/07/2020   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   12,056    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Larry Page    Mgmt    For    For    For
1.2    Elect Director Sergey Brin    Mgmt    For    For    For
1.3    Elect Director Sundar Pichai    Mgmt    For    For    For
1.4    Elect Director John L. Hennessy    Mgmt    For    For    For
1.5    Elect Director Frances H. Arnold    Mgmt    For    For    For
1.6    Elect Director L. John Doerr    Mgmt    For    Refer    For
1.7    Elect Director Roger W. Ferguson Jr.    Mgmt    For    For    For
1.8    Elect Director Ann Mather    Mgmt    For    For    For
1.9    Elect Director Alan R. Mulally    Mgmt    For    Withhold    For
1.10    Elect Director K. Ram Shiram    Mgmt    For    Refer    For
1.11    Elect Director Robin L. Washington    Mgmt    For    Refer    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Against    Against
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alphabet Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6    Report on Arbitration of Employment-Related Claims    SH    Against    For    For
7    Establish Human Rights Risk Oversight Committee    SH    Against    For    For
8    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against
9    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
10    Report on Takedown Requests    SH    Against    For    For
11    Require a Majority Vote for the Election of Directors    SH    Against    For    For
12    Report on Gender/Racial Pay Gap    SH    Against    Against    Against
13    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
14    Report on Whistleblower Policies and Practices    SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   20030N101
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   CMCSA
    Shares Voted:   335,244    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2    Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3    Elect Director Naomi M. Bergman    Mgmt    For    For    For
1.4    Elect Director Edward D. Breen    Mgmt    For    Refer    Withhold
1.5    Elect Director Gerald L. Hassell    Mgmt    For    Refer    Withhold
1.6    Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7    Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8    Elect Director Asuka Nakahara    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Comcast Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.9    Elect Director David C. Novak    Mgmt    For    Refer    Withhold
1.10    Elect Director Brian L. Roberts    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Amend Stock Option Plan    Mgmt    For    Refer    For
4    Amend Restricted Stock Plan    Mgmt    For    For    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
6    Report on Lobbying Payments and Policy    SH    Against    For    For
7    Require Independent Board Chair    SH    Against    Refer    For
8    Report on Risks Posed by Failing to Prevent Sexual Harassment    SH    Against    Against    Against

Walmart Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   931142103
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   WMT
    Shares Voted:   158,324    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Cesar Conde    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Sarah J. Friar    Mgmt    For    For    For
1d    Elect Director Carla A. Harris    Mgmt    For    For    For
1e    Elect Director Thomas W. Horton    Mgmt    For    For    For
1f    Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g    Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h    Elect Director Gregory B. Penner    Mgmt    For    Refer    For
1i    Elect Director Steven S Reinemund    Mgmt    For    For    For
1j    Elect Director S. Robson Walton    Mgmt    For    For    For
1k    Elect Director Steuart L. Walton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Walmart Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Impacts of Single-Use Plastic Bags    SH    Against    For    For
6    Report on Supplier Antibiotics Use Standards    SH    Against    Against    Against
7    Adopt Policy to Include Hourly Associates as Director Candidates    SH    Against    Refer    Against
8    Report on Strengthening Prevention of Workplace Sexual Harassment    SH    Against    For    For

Netflix, Inc.

 

Meeting Date:   06/04/2020   Country:   USA   Primary Security ID:   64110L106
Record Date:   04/08/2020   Meeting Type:   Annual   Ticker:   NFLX
    Shares Voted:   18,545    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Reed Hastings    Mgmt    For    Refer    For
1b    Elect Director Jay C. Hoag    Mgmt    For    Refer    For
1c    Elect Director Mathias Dopfner    Mgmt    For    Refer    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Report on Political Contributions    SH    Against    For    For
6    Adopt Simple Majority Vote    SH    Against    For    For
7    Report on Risks of Omitting Viewpoint and Ideology from EEO Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Mastercard Incorporated

 

Meeting Date:   06/16/2020   Country:   USA   Primary Security ID:   57636Q104
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   MA
    Shares Voted:   49,442    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b    Elect Director Ajay Banga    Mgmt    For    For    For
1c    Elect Director Richard K. Davis    Mgmt    For    For    For
1d    Elect Director Steven J. Freiberg    Mgmt    For    For    For
1e    Elect Director Julius Genachowski    Mgmt    For    For    For
1f    Elect Director Choon Phong Goh    Mgmt    For    For    For
1g    Elect Director Merit E. Janow    Mgmt    For    For    For
1h    Elect Director Oki Matsumoto    Mgmt    For    For    For
1i    Elect Director Youngme Moon    Mgmt    For    For    For
1j    Elect Director Rima Qureshi    Mgmt    For    For    For
1k    Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1m    Elect Director Jackson Tai    Mgmt    For    For    For
1n    Elect Director Lance Uggla    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Aon plc

 

Meeting Date:   06/19/2020   Country:   Ireland   Primary Security ID:   G0403H108
Record Date:   04/17/2020   Meeting Type:   Annual   Ticker:   AON
    Shares Voted:   85,666    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Lester B. Knight    Mgmt    For    For    For
1.2    Elect Director Gregory C. Case    Mgmt    For    For    For
1.3    Elect Director Jin-Yong Cai    Mgmt    For    For    For
1.4    Elect Director Jeffrey C. Campbell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Aon plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.5    Elect Director Fulvio Conti    Mgmt    For    For    For
1.6    Elect Director Cheryl A. Francis    Mgmt    For    For    For
1.7    Elect Director J. Michael Losh    Mgmt    For    For    For
1.8    Elect Director Richard B. Myers    Mgmt    For    For    For
1.9    Elect Director Richard C. Notebaert    Mgmt    For    For    For
1.10    Elect Director Gloria Santona    Mgmt    For    For    For
1.11    Elect Director Carolyn Y. Woo    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Ratify Ernst & Young Chartered Accountants as Statutory Auditor    Mgmt    For    For    For
5    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For


IVY VIP CORPORATE BOND

Proxy Voting Record

There was no proxy voting for Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

C&J Energy Services, Inc.

 

Meeting Date:   10/22/2019   Country:   USA   Primary Security ID:   12674R100
Record Date:   09/18/2019   Meeting Type:   Special   Ticker:   CJ
    Shares Voted:   41,239    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Parsley Energy, Inc.

 

Meeting Date:   01/09/2020   Country:   USA   Primary Security ID:   701877102
Record Date:   11/25/2019   Meeting Type:   Special   Ticker:   PE
    Shares Voted:   78,521    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For

WPX Energy, Inc.

 

Meeting Date:   03/05/2020   Country:   USA   Primary Security ID:   98212B103
Record Date:   02/04/2020   Meeting Type:   Special   Ticker:   WPX
    Shares Voted:   115,427    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Schlumberger N.V.

 

Meeting Date:   04/01/2020   Country:   Curacao   Primary Security ID:   806857108
Record Date:   02/12/2020   Meeting Type:   Annual   Ticker:   SLB
    Shares Voted:   30,788    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Patrick de La Chevardiere    Mgmt    For    For    For
1b    Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c    Elect Director Olivier Le Peuch    Mgmt    For    For    For
1d    Elect Director Tatiana A. Mitrova    Mgmt    For    For    For
1e    Elect Director Lubna S. Olayan    Mgmt    For    For    For
1f    Elect Director Mark G. Papa    Mgmt    For    For    For
1g    Elect Director Leo Rafael Reif    Mgmt    For    For    For
1h    Elect Director Henri Seydoux    Mgmt    For    For    For
1i    Elect Director Jeff W. Sheets    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Liberty Oilfield Services Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   53115L104
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   LBRT
    Shares Voted:   31,972    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Gale A. Norton    Mgmt    For    For    For
1.2    Elect Director Jesal Shah    Mgmt    For    Refer    Withhold
1.3    Elect Director Cary D. Steinbeck    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

TechnipFMC plc

 

Meeting Date:   04/24/2020   Country:   United Kingdom   Primary Security ID:   G87110105
Record Date:   02/27/2020   Meeting Type:   Annual   Ticker:   FTI
    Shares Voted:   36,257    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Douglas J. Pferdehirt    Mgmt    For    For    For
1b    Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c    Elect Director Arnaud Caudoux    Mgmt    For    For    For
1d    Elect Director Pascal Colombani    Mgmt    For    For    For
1e    Elect Director Marie-Ange Debon    Mgmt    For    For    For
1f    Elect Director Claire S. Farley    Mgmt    For    For    For
1g    Elect Director Didier Houssin    Mgmt    For    For    For
1h    Elect Director Peter Mellbye    Mgmt    For    For    For
1i    Elect Director John O’Leary    Mgmt    For    For    For
1j    Elect Director Olivier Piou    Mgmt    For    For    For
1k    Elect Director Kay G. Priestly    Mgmt    For    For    For
1l    Elect Director Joseph Rinaldi    Mgmt    For    For    For
1m    Elect Director James M. Ringler    Mgmt    For    For    For
1n    Elect Director John Yearwood    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Directors’ Remuneration Report    Mgmt    For    For    For
4    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor    Mgmt    For    For    For
7    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Concho Resources Inc.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   20605P101
Record Date:   02/28/2020   Meeting Type:   Annual   Ticker:   CXO
    Shares Voted:   20,197    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Timothy A. Leach    Mgmt    For    For    For
1.2    Elect Director William H. Easter, III    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:   04/28/2020   Country:   USA   Primary Security ID:   655044105
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   NBL
    Shares Voted:   8,985    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b    Elect Director James E. Craddock    Mgmt    For    Refer    Against
1c    Elect Director Barbara J. Duganier    Mgmt    For    For    For
1d    Elect Director Thomas J. Edelman    Mgmt    For    For    For
1e    Elect Director Holli C. Ladhani    Mgmt    For    For    For
1f    Elect Director David L. Stover    Mgmt    For    For    For
1g    Elect Director Scott D. Urban    Mgmt    For    For    For
1h    Elect Director William T. Van Kleef    Mgmt    For    For    For
1i    Elect Director Martha B. Wyrsch    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Marathon Petroleum Corporation

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   56585A102
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   MPC
    Shares Voted:   27,174    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2a    Elect Director Steven A. Davis    Mgmt    For    For    For
2b    Elect Director J. Michael Stice    Mgmt    For    For    For
2c    Elect Director John P. Surma    Mgmt    For    For    For
2d    Elect Director Susan Tomasky    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Adopt Simple Majority Vote    SH    For    For    For
6    Report on Integrating Community Impacts Into Executive Compensation Program    SH    Against    Against    Against

EOG Resources, Inc.

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   26875P101
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   EOG
    Shares Voted:   12,490    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Janet F. Clark    Mgmt    For    For    For
1b    Elect Director Charles R. Crisp    Mgmt    For    For    For
1c    Elect Director Robert P. Daniels    Mgmt    For    For    For
1d    Elect Director James C. Day    Mgmt    For    For    For
1e    Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f    Elect Director Julie J. Robertson    Mgmt    For    For    For
1g    Elect Director Donald F. Textor    Mgmt    For    For    For
1h    Elect Director William R. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Valero Energy Corporation

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   91913Y100
Record Date:   03/04/2020   Meeting Type:   Annual   Ticker:   VLO
    Shares Voted:   19,619    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1A    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1B    Elect Director Joseph W. Gorder    Mgmt    For    For    For
1C    Elect Director Kimberly S. Greene    Mgmt    For    For    For
1D    Elect Director Deborah P. Majoras    Mgmt    For    For    For
1E    Elect Director Eric D. Mullins    Mgmt    For    For    For
1F    Elect Director Donald L. Nickles    Mgmt    For    For    For
1G    Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1H    Elect Director Robert A. Profusek    Mgmt    For    For    For
1I    Elect Director Stephen M. Waters    Mgmt    For    For    For
1J    Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1K    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Phillips 66

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   718546104
Record Date:   03/11/2020   Meeting Type:   Annual   Ticker:   PSX
    Shares Voted:   17,398    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Charles M. Holley    Mgmt    For    For    For
1b    Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c    Elect Director Marna C. Whittington    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Phillips 66

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Risks of Gulf Coast Petrochemical Investments    SH    Against    Refer    For

Suncor Energy Inc.

 

Meeting Date:   05/06/2020   Country:   Canada   Primary Security ID:   867224107
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   SU
    Shares Voted:   31,707    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2    Elect Director Mel E. Benson    Mgmt    For    For    For
1.3    Elect Director John D. Gass    Mgmt    For    For    For
1.4    Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5    Elect Director Mark S. Little    Mgmt    For    For    For
1.6    Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7    Elect Director Maureen McCaw    Mgmt    For    For    For
1.8    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.9    Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10    Elect Director Michael M. Wilson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Canadian Natural Resources Limited

 

Meeting Date:   05/07/2020   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   19,805    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Transocean Ltd.

 

Meeting Date:   05/07/2020   Country:   Switzerland   Primary Security ID:   H8817H100
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   RIG
    Shares Voted:   130,481    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Appropriation of Available Earnings for Fiscal Year 2019    Mgmt    For    For    For
4    Approve the Renewal of Authorized Share Capital without Preemptive Rights    Mgmt    For    For    For
5A    Elect Director Glyn A. Barker    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Transocean Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5B    Elect Director Vanessa C.L. Chang    Mgmt    For    For    For
5C    Elect Director Frederico F. Curado    Mgmt    For    For    For
5D    Elect Director Chadwick C. Deaton    Mgmt    For    For    For
5E    Elect Director Vincent J. Intrieri    Mgmt    For    For    For
5F    Elect Director Samuel J. Merksamer    Mgmt    For    For    For
5G    Elect Director Frederik W. Mohn    Mgmt    For    For    For
5H    Elect Director Edward R. Muller    Mgmt    For    For    For
5I    Elect Director Diane de Saint Victor    Mgmt    For    For    For
5J    Elect Director Tan Ek Kia    Mgmt    For    For    For
5K    Elect Director Jeremy D. Thigpen    Mgmt    For    For    For
6    Elect Chadwick C. Deaton as Board Chairman    Mgmt    For    For    For
7A    Appoint Glyn A. Barker as Member of the Compensation Committee    Mgmt    For    For    For
7B    Appoint Samuel J. Merksamer as Member of the Compensation Committee    Mgmt    For    For    For
7C    Appoint Tan Ek Kia as Member of the Compensation Committee    Mgmt    For    For    For
8    Designate Schweiger Advokatur / Notariat as Independent Proxy    Mgmt    For    For    For
9    Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term    Mgmt    For    For    For
10    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11A    Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million    Mgmt    For    Refer    For
11B    Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million    Mgmt    For    Refer    For
12    Amend Omnibus Stock Plan    Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Apergy Corporation

 

Meeting Date:   05/12/2020   Country:   USA   Primary Security ID:   03755L104
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   APY
    Shares Voted:   21,990    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Gary P. Luquette    Mgmt    For    For    For
1.2    Elect Director Daniel W. Rabun    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:   05/12/2020   Country:   USA   Primary Security ID:   20825C104
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   COP
    Shares Voted:   11,605    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For
1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director William H. McRaven    Mgmt    For    For    For
1i    Elect Director Sharmila Mulligan    Mgmt    For    For    For
1j    Elect Director Arjun N. Murti    Mgmt    For    For    For
1k    Elect Director Robert A. Niblock    Mgmt    For    For    For
1l    Elect Director David T. Seaton    Mgmt    For    For    For
1m    Elect Director R. A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

ConocoPhillips

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Baker Hughes Company

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   05722G100
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   BKR
    Shares Voted:   51,502    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director W. Geoffrey Beattie    Mgmt    For    For    For
1.2    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1.3    Elect Director Cynthia B. Carroll    Mgmt    For    For    For
1.4    Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1.5    Elect Director Nelda J. Connors    Mgmt    For    For    For
1.6    Elect Director Gregory L. Ebel    Mgmt    For    For    For
1.7    Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1.8    Elect Director John G. Rice    Mgmt    For    Refer    Withhold
1.9    Elect Director Lorenzo Simonelli    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   212015101
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CLR
    Shares Voted:   134    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director William B. Berry    Mgmt    For    For    For
1.2    Elect Director Shelly Lambertz    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Continental Resources, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.3    Elect Director Timothy G. Taylor    Mgmt    For    For    For
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dril-Quip, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   262037104
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   DRQ
    Shares Voted:   22,967    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Blake T. DeBerry    Mgmt    For    For    For
1.2    Elect Director John V. Lovoi    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WEX Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   96208T104
Record Date:   03/17/2020   Meeting Type:   Annual   Ticker:   WEX
    Shares Voted:   6,419    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Susan Sobbott    Mgmt    For    For    For
1.2    Elect Director Stephen Smith    Mgmt    For    For    For
1.3    Elect Director James Groch    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Halliburton Company

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   406216101
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   HAL
    Shares Voted:   42,532    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b    Elect Director William E. Albrecht    Mgmt    For    For    For
1c    Elect Director M. Katherine Banks    Mgmt    For    For    For
1d    Elect Director Alan M. Bennett    Mgmt    For    For    For
1e    Elect Director Milton Carroll    Mgmt    For    For    For
1f    Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g    Elect Director Murry S. Gerber    Mgmt    For    For    For
1h    Elect Director Patricia Hemingway Hall    Mgmt    For    For    For
1i    Elect Director Robert A. Malone    Mgmt    For    For    For
1j    Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Cactus, Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   127203107
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   WHD
    Shares Voted:   59,817    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Scott Bender    Mgmt    For    Refer    Withhold
1.2    Elect Director Bruce Rothstein    Mgmt    For    Refer    Withhold
1.3    Elect Director Gary Rosenthal    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Helix Energy Solutions Group, Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   42330P107
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   HLX
    Shares Voted:   55,636    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Amy H. Nelson    Mgmt    For    For    For
1.2    Elect Director William L. Transier    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NextEra Energy, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   65339F101
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   NEE
    Shares Voted:   739    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Sherry S. Barrat    Mgmt    For    For    For
1b    Elect Director James L. Camaren    Mgmt    For    For    For
1c    Elect Director Kenneth B. Dunn    Mgmt    For    For    For
1d    Elect Director Naren K. Gursahaney    Mgmt    For    For    For
1e    Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1f    Elect Director Toni Jennings    Mgmt    For    For    For
1g    Elect Director Amy B. Lane    Mgmt    For    For    For
1h    Elect Director David L. Porges    Mgmt    For    For    For
1i    Elect Director James L. Robo    Mgmt    For    For    For
1j    Elect Director Rudy E. Schupp    Mgmt    For    For    For
1k    Elect Director John L. Skolds    Mgmt    For    For    For
1l    Elect Director William H. Swanson    Mgmt    For    For    For
1m    Elect Director Darryl L. Wilson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

NextEra Energy, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Parsley Energy, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   701877102
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   PE
    Shares Voted:   87,222    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1A    Elect Director A.R. Alameddine    Mgmt    For    For    For
1B    Elect Director Matt Gallagher    Mgmt    For    For    For
1C    Elect Director Karen Hughes    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   723787107
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   PXD
    Shares Voted:   12,054    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Edison C. Buchanan    Mgmt    For    For    For
1b    Elect Director Andrew F. Cates    Mgmt    For    For    For
1c    Elect Director Phillip A. Gobe    Mgmt    For    For    For
1d    Elect Director Larry R. Grillot    Mgmt    For    For    For
1e    Elect Director Stacy P. Methvin    Mgmt    For    For    For
1f    Elect Director Royce W. Mitchell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Pioneer Natural Resources Company

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1g    Elect Director Frank A. Risch    Mgmt    For    For    For
1h    Elect Director Scott D. Sheffield    Mgmt    For    For    For
1i    Elect Director Mona K. Sutphen    Mgmt    For    For    For
1j    Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1k    Elect Director Phoebe A. Wood    Mgmt    For    For    For
1l    Elect Director Michael D. Wortley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WPX Energy, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   98212B103
Record Date:   03/30/2020   Meeting Type:   Annual   Ticker:   WPX
    Shares Voted:   108,914    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director John A. Carrig    Mgmt    For    For    For
1.2    Elect Director Clay M. Gaspar    Mgmt    For    For    For
1.3    Elect Director Robert K. Herdman    Mgmt    For    For    For
1.4    Elect Director Kelt Kindick    Mgmt    For    For    For
1.5    Elect Director Karl F. Kurz    Mgmt    For    For    For
1.6    Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.7    Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.8    Elect Director Martin Phillips    Mgmt    For    For    For
1.9    Elect Director Douglas E. Swanson, Jr.    Mgmt    For    For    For
1.10    Elect Director Valerie M. Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Chevron Corporation

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   166764100
Record Date:   03/30/2020   Meeting Type:   Annual   Ticker:   CVX
    Shares Voted:   8,390    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director John B. Frank    Mgmt    For    For    For
1c    Elect Director Alice P. Gast    Mgmt    For    For    For
1d    Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e    Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f    Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g    Elect Director Debra Reed-Klages    Mgmt    For    For    For
1h    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1j    Elect Director Michael K. Wirth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Establish Board Committee on Climate Risk    SH    Against    Against    Against
6    Report on Climate Lobbying Aligned with Paris Agreement Goals    SH    Against    For    For
7    Report on Petrochemical Risk    SH    Against    For    For
8    Report on Human Rights Practices    SH    Against    Against    Against
9    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
10    Require Independent Board Chair    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Exxon Mobil Corporation

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   30231G102
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   XOM
    Shares Voted:   11,939    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Susan K. Avery    Mgmt    For    For    For
1.2    Elect Director Angela F. Braly    Mgmt    For    For    For
1.3    Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4    Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.5    Elect Director Joseph L. Hooley    Mgmt    For    For    For
1.6    Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.7    Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.8    Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.9    Elect Director William C. Weldon    Mgmt    For    For    For
1.10    Elect Director Darren W. Woods    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chair    SH    Against    Refer    Against
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6    Report on Costs & Benefits of Climate-Related Expenditures    SH    Against    Against    Against
7    Report on Risks of Petrochemical Operations in Flood Prone Areas    SH    Against    Against    Against
8    Report on Political Contributions    SH    Against    For    For
9    Report on Lobbying Payments and Policy    SH    Against    For    For

Apergy Corporation

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   03755L104
Record Date:   04/23/2020   Meeting Type:   Special   Ticker:   APY
    Shares Voted:   6,059    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Issue Shares in Connection with Merger    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Apergy Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Adjourn Meeting    Mgmt    For    Refer    For

Total SA

 

Meeting Date:   05/29/2020   Country:   France   Primary Security ID:   F92124100
Record Date:   04/24/2020   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   13,958    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7    Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8    Reelect Mark Cutifani as Director    Mgmt    For    For    For
9    Elect Jerome Contamine as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Total SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

14    Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly    Mgmt    For    Refer    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    Refer    For
18    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17    Mgmt    For    For    For
19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
   Shareholders Proposal    Mgmt         
A    Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly    SH    Against    Against    Against

Diamondback Energy, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   25278X109
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   FANG
    Shares Voted:   18,861    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Steven E. West    Mgmt    For    For    For
1.2    Elect Director Travis D. Stice    Mgmt    For    For    For
1.3    Elect Director Vincent K. Brooks    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Diamondback Energy, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.4    Elect Director Michael P. Cross    Mgmt    For    For    For
1.5    Elect Director David L. Houston    Mgmt    For    For    For
1.6    Elect Director Stephanie K. Mains    Mgmt    For    For    For
1.7    Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.8    Elect Director Melanie M. Trent    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Hess Corporation

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   42809H107
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   HES
    Shares Voted:   20,129    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Terrence J. Checki    Mgmt    For    For    For
1b    Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1c    Elect Director Joaquin Duato    Mgmt    For    For    For
1d    Elect Director John B. Hess    Mgmt    For    For    For
1e    Elect Director Edith E. Holiday    Mgmt    For    For    For
1f    Elect Director Marc S. Lipschultz    Mgmt    For    For    For
1g    Elect Director David McManus    Mgmt    For    For    For
1h    Elect Director Kevin O. Meyers    Mgmt    For    For    For
1i    Elect Director James H. Quigley    Mgmt    For    For    For
1j    Elect Director William G. Schrader    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


IVY VIP GLOBAL BOND

Proxy Voting Record

There was no proxy voting for Ivy VIP Global Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP GLOBAL EQUITY INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

Banco Santander SA

 

Meeting Date:   07/22/2019   Country:    Spain   Primary Security ID:   E19790109
Record Date:   07/17/2019   Meeting Type:    Special   Ticker:   SAN
    Shares Voted:    992,178    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Issuance of Shares in Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico    Mgmt    For    Refer    For
2    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

The Procter & Gamble Company

 

Meeting Date:   10/08/2019   Country:    USA   Primary Security ID:   742718109
Record Date:   08/09/2019   Meeting Type:    Annual   Ticker:   PG
    Shares Voted:    64,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Francis S. Blake    Mgmt    For    For    For
1b    Elect Director Angela F. Braly    Mgmt    For    For    For
1c    Elect Director Amy L. Chang    Mgmt    For    For    For
1d    Elect Director Scott D. Cook    Mgmt    For    For    For
1e    Elect Director Joseph Jimenez    Mgmt    For    For    For
1f    Elect Director Terry J. Lundgren    Mgmt    For    For    For
1g    Elect Director Christine M. McCarthy    Mgmt    For    For    For
1h    Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i    Elect Director Nelson Peltz    Mgmt    For    For    For
1j    Elect Director David S. Taylor    Mgmt    For    For    For
1k    Elect Director Margaret C. Whitman    Mgmt    For    For    For
1l    Elect Director Patricia A. Woertz    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

CNOOC Limited

 

Meeting Date:   11/21/2019   Country:    Hong Kong   Primary Security ID:   Y1662W117
Record Date:   11/15/2019   Meeting Type:    Special   Ticker:   883
    Shares Voted:    3,558,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Non-exempt Continuing Connected Transactions    Mgmt    For    Refer    For
2    Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions    Mgmt    For    Refer    For

Oil Co. LUKOIL PJSC

 

Meeting Date:   12/03/2019   Country:    Russia   Primary Security ID:   X6983S100
Record Date:   11/08/2019   Meeting Type:    Special   Ticker:   LKOH
    Shares Voted:    48,500    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for ADR/GDR Holders    Mgmt         
1    Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019    Mgmt    For    For    For
2    Approve Remuneration of Directors    Mgmt    For    Refer    For
3    Approve Remuneration of Members of Audit Commission    Mgmt    For    Refer    For
4    Approve Charter in New Edition    Mgmt    For    Refer    For
5    Approve Early Termination of Powers of Audit Commission    Mgmt    For    Refer    For
6    Amend Regulations on General Meetings    Mgmt    For    For    For
7    Amend Regulations on Board of Directors    Mgmt    For    For    For
8    Amend Regulations on Management    Mgmt    For    For    For
9    Cancel Regulations on Audit Commission    Mgmt    For    Refer    For
10    Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:   02/19/2020   Country:    Indonesia   Primary Security ID:   Y7123S108
Record Date:   01/27/2020   Meeting Type:    Annual   Ticker:   BMRI
    Shares Voted:    5,742,500    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Approve Remuneration and Tantiem of Directors and Commissioners    Mgmt    For    Refer    For
4    Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)    Mgmt    For    For    For
5    Approve Changes in Board of Company    Mgmt    For    Refer    Against

QUALCOMM Incorporated

 

Meeting Date:   03/10/2020   Country:    USA   Primary Security ID:   747525103
Record Date:   01/13/2020   Meeting Type:    Annual   Ticker:   QCOM
    Shares Voted:    84,065    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Mark Fields    Mgmt    For    For    For
1b    Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1c    Elect Director Ann M. Livermore    Mgmt    For    For    For
1d    Elect Director Harish Manwani    Mgmt    For    For    For
1e    Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1f    Elect Director Steve Mollenkopf    Mgmt    For    For    For
1g    Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1h    Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1i    Elect Director Kornelis “Neil” Smit    Mgmt    For    For    For
1j    Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

QUALCOMM Incorporated

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
5    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/18/2020   Country: South    Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2019   Meeting Type:    Annual   Ticker:   005930
    Shares Voted:    203,842    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1    Elect Han Jong-hee as Inside Director    Mgmt    For    For    For
2.2    Elect Choi Yoon-ho as Inside Director    Mgmt    For    For    For
3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Bank of Montreal

 

Meeting Date:   03/31/2020   Country:    Canada   Primary Security ID:   063671101
Record Date:   02/03/2020   Meeting Type:    Annual   Ticker:   BMO
    Shares Voted:    7,810    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Janice M. Babiak    Mgmt    For    For    For
1.2    Elect Director Sophie Brochu    Mgmt    For    For    For
1.3    Elect Director Craig W. Broderick    Mgmt    For    For    For
1.4    Elect Director George A. Cope    Mgmt    For    For    For
1.5    Elect Director Christine A. Edwards    Mgmt    For    For    For
1.6    Elect Director Martin S. Eichenbaum    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Bank of Montreal

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7    Elect Director Ronald H. Farmer    Mgmt    For    For    For
1.8    Elect Director David E. Harquail    Mgmt    For    For    For
1.9    Elect Director Linda S. Huber    Mgmt    For    For    For
1.10    Elect Director Eric R. La Fleche    Mgmt    For    For    For
1.11    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.12    Elect Director Darryl White    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
4    Amend Stock Option Plan    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
5    SP 1: Update Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information    SH    Against    Refer    Against
6    SP 2: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years    SH    Against    Against    Against
7    SP 3: Assess the Incongruities of Bank’s Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change    SH    Against    Refer    Against

Banco Santander SA

 

Meeting Date:   04/02/2020   Country:    Spain   Primary Security ID:   E19790109
Record Date:   03/27/2020   Meeting Type:    Annual   Ticker:   SAN
    Shares Voted:    1,307,632    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.A    Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.B    Approve Non-Financial Information Statement    Mgmt    For    For    For
1.C    Approve Discharge of Board    Mgmt    For    For    For
2    Approve Allocation of Income and Dividends    Mgmt    For    For    For
3.A    Fix Number of Directors at 15    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Banco Santander SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3.B    Elect Luis Isasi Fernandez de Bobadilla as Director    Mgmt    For    For    For
3.C    Elect Sergio Agapito Lires Rial as Director    Mgmt    For    For    For
3.D    Ratify Appointment of and Elect Pamela Ann Walkden as Director    Mgmt    For    For    For
3.E    Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director    Mgmt    For    For    For
3.F    Reelect Rodrigo Echenique Gordillo as Director    Mgmt    For    For    Against
3.G    Reelect Esther Gimenez-Salinas i Colomer as Director    Mgmt    For    For    For
3.H    Reelect Sol Daurella Comadran as Director    Mgmt    For    For    For
4    Ratify Appointment of PricewaterhouseCoopers as Auditor    Mgmt    For    For    For
5    Authorize Share Repurchase Program    Mgmt    For    For    For
6    Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent    Mgmt    For    For    For
7.A    Approve Scrip Dividends    Mgmt    For    For    For
7.B    Approve Scrip Dividends    Mgmt    For    For    For
8    Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion    Mgmt    For    Refer    For
9    Approve Remuneration Policy    Mgmt    For    Refer    For
10    Approve Remuneration of Directors    Mgmt    For    Refer    For
11    Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
12.A    Approve Deferred Multiyear Objectives Variable Remuneration Plan    Mgmt    For    Refer    For
12.B    Approve Deferred and Conditional Variable Remuneration Plan    Mgmt    For    Refer    For
12.C    Approve Digital Transformation Award    Mgmt    For    Refer    For
12.D    Approve Buy-out Policy    Mgmt    For    Refer    For
12.E    Approve Employee Stock Purchase Plan    Mgmt    For    Refer    For
13    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
14    Advisory Vote on Remuneration Report    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Citigroup Inc.

 

Meeting Date:   04/21/2020   Country:    USA   Primary Security ID:   172967424
Record Date:   02/24/2020   Meeting Type:    Annual   Ticker:   C
    Shares Voted:    105,257    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Ellen M. Costello    Mgmt    For    For    For
1c    Elect Director Grace E. Dailey    Mgmt    For    For    For
1d    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1e    Elect Director John C. Dugan    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Review on Governance Documents    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Eaton Corporation plc

 

Meeting Date:   04/22/2020   Country:    Ireland   Primary Security ID:   G29183103
Record Date:   02/24/2020   Meeting Type:    Annual   Ticker:   ETN
    Shares Voted:    43,984    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Craig Arnold    Mgmt    For    For    For
1b    Elect Director Christopher M. Connor    Mgmt    For    For    For
1c    Elect Director Michael J. Critelli    Mgmt    For    For    For
1d    Elect Director Richard H. Fearon    Mgmt    For    For    For
1e    Elect Director Olivier Leonetti    Mgmt    For    For    For
1f    Elect Director Deborah L. McCoy    Mgmt    For    For    For
1g    Elect Director Silvio Napoli    Mgmt    For    For    For
1h    Elect Director Gregory R. Page    Mgmt    For    For    For
1i    Elect Director Sandra Pianalto    Mgmt    For    For    For
1j    Elect Director Lori J. Ryerkerk    Mgmt    For    For    For
1k    Elect Director Gerald B. Smith    Mgmt    For    For    For
1l    Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
6    Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
7    Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

CRH Plc

 

Meeting Date:   04/23/2020   Country:    Ireland   Primary Security ID:   G25508105
Record Date:   04/21/2020   Meeting Type:    Annual   Ticker:   CRH
    Shares Voted:    128,762    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4a    Re-elect Richie Boucher as Director    Mgmt    For    For    For
4b    Elect Johan Karlstrom as Director    Mgmt    For    For    For
4c    Elect Shaun Kelly as Director    Mgmt    For    For    For
4d    Re-elect Heather McSharry as Director    Mgmt    For    For    For
4e    Re-elect Albert Manifold as Director    Mgmt    For    For    For
4f    Re-elect Senan Murphy as Director    Mgmt    For    For    For
4g    Re-elect Gillian Platt as Director    Mgmt    For    For    For
4h    Re-elect Mary Rhinehart as Director    Mgmt    For    For    For
4i    Re-elect Lucinda Riches as Director    Mgmt    For    For    For
4j    Re-elect Siobhan Talbot as Director    Mgmt    For    For    For
5    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6    Ratify Deloitte Ireland LLP as Auditors    Mgmt    For    For    For
7    Authorise Issue of Equity    Mgmt    For    For    For
8    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
10    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
11    Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
12    Approve Scrip Dividend    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Lockheed Martin Corporation

 

Meeting Date:   04/23/2020   Country:    USA   Primary Security ID:   539830109
Record Date:   02/24/2020   Meeting Type:    Annual   Ticker:   LMT
    Shares Voted:    13,602    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2    Elect Director David B. Burritt    Mgmt    For    For    For
1.3    Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.4    Elect Director Joseph F. Dunford, Jr.    Mgmt    For    For    For
1.5    Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6    Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7    Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.9    Elect Director Vicki A. Hollub    Mgmt    For    For    For
1.10    Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.11    Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.12    Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For

Nestle SA

 

Meeting Date:   04/23/2020   Country:    Switzerland   Primary Security ID:   H57312649
Record Date:     Meeting Type:    Annual   Ticker:   NESN
    Shares Voted:    79,577    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report    Mgmt    For    Refer    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Nestle SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3    Approve Allocation of Income and Dividends of CHF 2.70 per Share    Mgmt    For    For    For
4.1.a    Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b    Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c    Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d    Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.e    Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.f    Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.g    Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.h    Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1.i    Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1.j    Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1.k    Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.1.l    Reelect Dick Boer as Director    Mgmt    For    For    For
4.1.m    Reelect Dinesh Paliwal as Director    Mgmt    For    For    For
4.2    Elect Hanne Jimenez de Mora as Director    Mgmt    For    For    For
4.3.1    Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2    Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3    Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4    Appoint Dick Boer as Member of the Compensation Committee    Mgmt    For    For    For
4.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
4.5    Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1    Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    Refer    For
6    Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7    Transact Other Business (Voting)    Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Pfizer Inc.

 

Meeting Date:   04/23/2020   Country:    USA   Primary Security ID:   717081103
Record Date:   02/25/2020   Meeting Type:    Annual   Ticker:   PFE
    Shares Voted:    207,476    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2    Elect Director Albert Bourla    Mgmt    For    For    For
1.3    Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4    Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5    Elect Director Scott Gottlieb    Mgmt    For    For    For
1.6    Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7    Elect Director Susan Hockfield    Mgmt    For    For    For
1.8    Elect Director James M. Kilts    Mgmt    For    For    For
1.9    Elect Director Dan R. Littman    Mgmt    For    For    For
1.10    Elect Director Shantanu Narayen    Mgmt    For    For    For
1.11    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.12    Elect Director James Quincey    Mgmt    For    For    For
1.13    Elect Director James C. Smith    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Require Independent Board Chair    SH    Against    Refer    Against
8    Report on Gender Pay Gap    SH    Against    Against    Against
9    Elect Director Susan Desmond-Hellmann    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Schneider Electric SE

 

Meeting Date:   04/23/2020   Country:    France   Primary Security ID:   F86921107
Record Date:   04/21/2020   Meeting Type:    Annual/Special   Ticker:   SU
    Shares Voted:    65,009    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Termination Package of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
6    Approve Compensation Report    Mgmt    For    Refer    For
7    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
8    Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Board Members    Mgmt    For    Refer    For
12    Reelect Leo Apotheker as Director    Mgmt    For    For    For
13    Reelect Cecile Cabanis as Director    Mgmt    For    For    For
14    Reelect Fred Kindle as Director    Mgmt    For    For    For
15    Reelect Willy Kissling as Director    Mgmt    For    For    For
16    Elect Jill Lee as Director    Mgmt    For    For    For
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
18    Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives    Mgmt    For    For    For
19    Amend Articles 13 and 16 of Bylaws to Comply with New Regulation    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Schneider Electric SE

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Exelon Corporation

 

Meeting Date:   04/28/2020   Country:    USA   Primary Security ID:   30161N101
Record Date:   03/02/2020   Meeting Type:    Annual   Ticker:   EXC
    Shares Voted:    89,518    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Anthony Anderson    Mgmt    For    For    For
1b    Elect Director Ann Berzin    Mgmt    For    For    For
1c    Elect Director Laurie Brlas    Mgmt    For    For    For
1d    Elect Director Christopher M. Crane    Mgmt    For    For    For
1e    Elect Director Yves C. de Balmann    Mgmt    For    For    For
1f    Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1g    Elect Director Linda P. Jojo    Mgmt    For    For    For
1h    Elect Director Paul Joskow    Mgmt    For    For    For
1i    Elect Director Robert J. Lawless    Mgmt    For    For    For
1j    Elect Director John Richardson    Mgmt    For    For    For
1k    Elect Director Mayo Shattuck, III    Mgmt    For    For    For
1l    Elect Director John F. Young    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

ING Groep NV

 

Meeting Date:   04/28/2020   Country:    Netherlands   Primary Security ID:   N4578E595
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   INGA
    Shares Voted:    491,258    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.a    Receive Report of Management Board (Non-Voting)    Mgmt         
2.b    Receive Announcements on Sustainability    Mgmt         
2.c    Receive Report of Supervisory Board (Non-Voting)    Mgmt         
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.a    Receive Explanation on Profit Retention and Distribution Policy    Mgmt         
3.b    Approve Dividends of EUR 0.69 Per Share    Mgmt         
4.a    Approve Discharge of Management Board    Mgmt    For    For    For
4.b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
5    Approve Remuneration Policy for Management Board    Mgmt    For    Refer    For
6    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
7    Amend Articles of Association    Mgmt    For    Refer    For
8.a    Elect Juan Colombas to Supervisory Board    Mgmt    For    For    For
8.b    Elect Herman Hulst to Supervisory Board    Mgmt    For    For    For
8.c    Elect Harold Naus to Supervisory Board    Mgmt    For    For    For
9.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
9.b    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
10    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Sanofi

 

Meeting Date:   04/28/2020   Country:    France   Primary Security ID:   F5548N101
Record Date:   04/24/2020   Meeting Type:    Annual   Ticker:   SAN
    Shares Voted:    68,360    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses and Dividends of EUR 3.15 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Ratify Appointment of Paul Hudson as Director    Mgmt    For    For    For
6    Reelect Laurent Attal as Director    Mgmt    For    For    For
7    Reelect Carole Piwnica as Director    Mgmt    For    For    For
8    Reelect Diane Souza as Director    Mgmt    For    For    For
9    Reelect Thomas Sudhof as Director    Mgmt    For    For    For
10    Elect Rachel Duan as Director    Mgmt    For    For    For
11    Elect Lise Kingo as Director    Mgmt    For    For    For
12    Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
14    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
15    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
16    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
17    Approve Compensation of Serge Weinberg, Chairman of the Board    Mgmt    For    Refer    For
18    Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019    Mgmt    For    Refer    For
19    Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019    Mgmt    For    Refer    For
20    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
21    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AstraZeneca Plc

 

Meeting Date:   04/29/2020   Country:    United Kingdom   Primary Security ID:   G0593M107
Record Date:   04/27/2020   Meeting Type:    Annual   Ticker:   AZN
    Shares Voted:    92,818    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d    Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5e    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5f    Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5g    Elect Michel Demare as Director    Mgmt    For    For    For
5h    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AstraZeneca Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Approve Performance Share Plan    Mgmt    For    For    For

DBS Group Holdings Ltd.

 

Meeting Date:   04/30/2020   Country:    Singapore   Primary Security ID:   Y20246107
Record Date:     Meeting Type:    Annual   Ticker:   D05
    Shares Voted:    258,800    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Directors’ Fees    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Elect Peter Seah Lim Huat as Director    Mgmt    For    Refer    Against
6    Elect Ho Tian Yee as Director    Mgmt    For    For    For
7    Elect Olivier Lim Tse Ghow as Director    Mgmt    For    For    For
8    Elect Ow Foong Pheng as Director    Mgmt    For    Refer    Against
9    Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan    Mgmt    For    For    For
10    Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan    Mgmt    For    For    For
11    Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    For    For
12    Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme    Mgmt    For    For    For
13    Authorize Share Repurchase Program    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Koninklijke Philips NV

 

Meeting Date:   04/30/2020   Country:    Netherlands   Primary Security ID:   N7637U112
Record Date:   04/02/2020   Meeting Type:    Annual   Ticker:   PHIA
    Shares Voted:    127,758    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a    Approve Remuneration Policy for Management Board    Mgmt    For    Refer    For
3.b    Approve Long Term Incentive Plan for Management Board Members    Mgmt    For    For    For
3.c    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
4.a    Reelect N. Dhawan to Supervisory Board    Mgmt    For    For    For
4.b    Elect F. Sijbesma to Supervisory Board    Mgmt    For    For    For
4.c    Elect P. Loscher to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Anglo American Plc

 

Meeting Date:   05/05/2020   Country:    United Kingdom   Primary Security ID:   G03764134
Record Date:   05/01/2020   Meeting Type:    Annual   Ticker:   AAL
    Shares Voted:    300,833    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Hixonia Nyasulu as Director    Mgmt    For    For    For
4    Elect Nonkululeko Nyembezi as Director    Mgmt    For    For    For
5    Re-elect Ian Ashby as Director    Mgmt    For    For    For
6    Re-elect Marcelo Bastos as Director    Mgmt    For    For    For
7    Re-elect Stuart Chambers as Director    Mgmt    For    For    For
8    Re-elect Mark Cutifani as Director    Mgmt    For    For    For
9    Re-elect Byron Grote as Director    Mgmt    For    For    For
10    Re-elect Tony O’Neill as Director    Mgmt    For    For    For
11    Re-elect Stephen Pearce as Director    Mgmt    For    For    For
12    Re-elect Jim Rutherford as Director    Mgmt    For    For    For
13    Re-elect Anne Stevens as Director    Mgmt    For    For    For
14    Appoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Approve Remuneration Policy    Mgmt    For    Refer    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Approve Long Term Incentive Plan    Mgmt    For    For    For
19    Approve Bonus Share Plan    Mgmt    For    Refer    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

GlaxoSmithKline Plc

 

Meeting Date:   05/06/2020   Country:    United Kingdom   Primary Security ID:   G3910J112
Record Date:   05/04/2020   Meeting Type:    Annual   Ticker:   GSK
    Shares Voted:    312,054    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
5    Elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Emma Walmsley as Director    Mgmt    For    For    For
7    Re-elect Vindi Banga as Director    Mgmt    For    For    For
8    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
9    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
10    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
12    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
13    Re-elect Judy Lewent as Director    Mgmt    For    For    For
14    Re-elect Iain Mackay as Director    Mgmt    For    For    For
15    Re-elect Urs Rohner as Director    Mgmt    For    For    For
16    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Philip Morris International Inc.

 

Meeting Date:   05/06/2020   Country:    USA   Primary Security ID:   718172109
Record Date:   03/13/2020   Meeting Type:    Annual   Ticker:   PM
    Shares Voted:    95,971    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1b    Elect Director Louis C. Camilleri    Mgmt    For    For    For
1c    Elect Director Werner Geissler    Mgmt    For    For    For
1d    Elect Director Lisa A. Hook    Mgmt    For    For    For
1e    Elect Director Jennifer Li    Mgmt    For    For    For
1f    Elect Director Jun Makihara    Mgmt    For    For    For
1g    Elect Director Kalpana Morparia    Mgmt    For    For    For
1h    Elect Director Lucio A. Noto    Mgmt    For    For    For
1i    Elect Director Frederik Paulsen    Mgmt    For    For    For
1j    Elect Director Robert B. Polet    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:   05/06/2020   Country:    Canada   Primary Security ID:   867224107
Record Date:   03/09/2020   Meeting Type:    Annual   Ticker:   SU
    Shares Voted:    177,574    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Patricia M. Bedient    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Suncor Energy Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2    Elect Director Mel E. Benson    Mgmt    For    For    For
1.3    Elect Director John D. Gass    Mgmt    For    For    For
1.4    Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5    Elect Director Mark S. Little    Mgmt    For    For    For
1.6    Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7    Elect Director Maureen McCaw    Mgmt    For    For    For
1.8    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.9    Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10    Elect Director Michael M. Wilson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:   05/07/2020   Country:    United Kingdom   Primary Security ID:   G06940103
Record Date:   05/05/2020   Meeting Type:    Annual   Ticker:   BA
    Shares Voted:    586,041    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Policy    Mgmt    For    Refer    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4    Re-elect Revathi Advaithi as Director    Mgmt    For    For    For
5    Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
6    Re-elect Dame Elizabeth Corley as Director    Mgmt    For    For    For
7    Re-elect Christopher Grigg as Director    Mgmt    For    For    For
8    Re-elect Paula Reynolds as Director    Mgmt    For    For    For
9    Re-elect Nicholas Rose as Director    Mgmt    For    For    For
10    Re-elect Ian Tyler as Director    Mgmt    For    For    For
11    Re-elect Charles Woodburn as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

BAE Systems plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12    Elect Thomas Arseneault as Director    Mgmt    For    For    For
13    Elect Bradley Greve as Director    Mgmt    For    For    For
14    Elect Jane Griffiths as Director    Mgmt    For    For    For
15    Elect Stephen Pearce as Director    Mgmt    For    For    For
16    Elect Nicole Piasecki as Director    Mgmt    For    For    For
17    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
18    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:   05/07/2020   Country:    USA   Primary Security ID:   277432100
Record Date:   03/16/2020   Meeting Type:    Annual   Ticker:   EMN
    Shares Voted:    59,363    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Humberto P. Alfonso    Mgmt    For    For    For
1.2    Elect Director Brett D. Begemann    Mgmt    For    For    For
1.3    Elect Director Mark J. Costa    Mgmt    For    For    For
1.4    Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.5    Elect Director Julie F. Holder    Mgmt    For    For    For
1.6    Elect Director Renee J. Hornbaker    Mgmt    For    For    For
1.7    Elect Director Kim Ann Mink    Mgmt    For    For    For
1.8    Elect Director James J. O’Brien    Mgmt    For    For    For
1.9    Elect Director David W. Raisbeck    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Eastman Chemical Company

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.10    Elect Director Charles K. Stevens, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

Verizon Communications Inc.

 

Meeting Date:   05/07/2020   Country:    USA   Primary Security ID:   92343V104
Record Date:   03/09/2020   Meeting Type:    Annual   Ticker:   VZ
    Shares Voted:    170,160    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1.2    Elect Director Mark T. Bertolini    Mgmt    For    For    For
1.3    Elect Director Vittorio Colao    Mgmt    For    For    For
1.4    Elect Director Melanie L. Healey    Mgmt    For    For    For
1.5    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.6    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1.7    Elect Director Rodney E. Slater    Mgmt    For    For    For
1.8    Elect Director Hans E. Vestberg    Mgmt    For    For    For
1.9    Elect Director Gregory G. Weaver    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Eliminate Above-Market Earnings in Executive Retirement Plans    SH    Against    Against    Against
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

CVS Health Corporation

 

Meeting Date:   05/14/2020   Country:    USA   Primary Security ID:   126650100
Record Date:   03/18/2020   Meeting Type:    Annual   Ticker:   CVS
    Shares Voted:    98,796    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Fernando Aguirre    Mgmt    For    For    For
1b    Elect Director C. David Brown, II    Mgmt    For    For    For
1c    Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d    Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e    Elect Director David W. Dorman    Mgmt    For    For    For
1f    Elect Director Roger N. Farah    Mgmt    For    For    For
1g    Elect Director Anne M. Finucane    Mgmt    For    For    For
1h    Elect Director Edward J. Ludwig    Mgmt    For    For    For
1i    Elect Director Larry J. Merlo    Mgmt    For    For    For
1j    Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1k    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l    Elect Director William C. Weldon    Mgmt    For    For    For
1m    Elect Director Tony L. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
7    Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Enel SpA

 

Meeting Date:   05/14/2020   Country:    Italy   Primary Security ID:   T3679P115
Record Date:   05/05/2020   Meeting Type:    Annual   Ticker:   ENEL
    Shares Voted:    1,078,445    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
4    Fix Number of Directors    Mgmt    For    Refer    For
5    Fix Board Terms for Directors    Mgmt    For    Refer    For
   Appoint Directors (Slate Election) - Choose One of the Following Slates    Mgmt         
6.1    Slate 1 Submitted by Ministry of Economy and Finance    SH    None    Refer    Against
6.2    Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    For    For
   Shareholder Proposal Submitted by Ministry of Economy and Finance    Mgmt         
7    Elect Michele Alberto Fabiano Crisostomo as Board Chair    SH    None    For    For
   Management Proposals    Mgmt         
8    Approve Remuneration of Directors    Mgmt    For    Refer    For
9    Approve Long Term Incentive Plan    Mgmt    For    For    For
10.1    Approve Remuneration Policy    Mgmt    For    Refer    For
10.2    Approve Second Section of the Remuneration Report    Mgmt    For    Refer    For
A    Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

BNP Paribas SA

 

Meeting Date:   05/19/2020   Country:    France   Primary Security ID:   F1058Q238
Record Date:   05/15/2020   Meeting Type:    Annual/Special   Ticker:   BNP
    Shares Voted:    117,529    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Absence of Dividends    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Reelect Jean Lemierre as Director    Mgmt    For    For    For
7    Reelect Jacques Aschenbroich as Director    Mgmt    For    For    For
8    Reelect Monique Cohen as Director    Mgmt    For    For    For
9    Reelect Daniela Schwarzer as Director    Mgmt    For    For    For
10    Reelect Fields Wicker-Miurin as Director    Mgmt    For    For    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
13    Approve Remuneration Policy of CEO and Vice-CEO    Mgmt    For    Refer    For
14    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
15    Approve Compensation of Jean Lemierre, Chairman of the Board    Mgmt    For    Refer    For
16    Approve Compensation of Jean-Laurent Bonnafe, CEO    Mgmt    For    Refer    For
17    Approve Compensation of Philippe Bordenave, Vice-CEO    Mgmt    For    Refer    For
18    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
19    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
20    Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

BNP Paribas SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
22    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million    Mgmt    For    For    For
23    Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
24    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion    Mgmt    For    For    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
27    Amend Article 7 of Bylaws Re: Employee Shareholder Representative    Mgmt    For    For    For
28    Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
29    Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For
30    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

CNOOC Limited

 

Meeting Date:   05/21/2020   Country:    Hong Kong   Primary Security ID:   Y1662W117
Record Date:   05/15/2020   Meeting Type:    Annual   Ticker:   883
    Shares Voted:    3,475,100    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

A1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
A2    Approve Final Dividend    Mgmt    For    For    For
A3    Elect Hu Guangjie as Director    Mgmt    For    For    For
A4    Elect Wen Dongfen as Director    Mgmt    For    For    For
A5    Elect Lawrence J. Lau as Director    Mgmt    For    For    For
A6    Elect Tse Hau Yin, Aloysius as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

CNOOC Limited

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

A7    Authorize Board to Fix the Remuneration of Directors    Mgmt    For    Refer    For
A8    Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
B1    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
B2    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
B3    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

KeyCorp

 

Meeting Date:   05/21/2020   Country:    USA   Primary Security ID:   493267108
Record Date:   03/27/2020   Meeting Type:    Annual   Ticker:   KEY
    Shares Voted:    294,677    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Bruce D. Broussard    Mgmt    For    For    For
1.2    Elect Director Gary M. Crosby    Mgmt    For    For    For
1.3    Elect Director Alexander M. Cutler    Mgmt    For    For    For
1.4    Elect Director H. James Dallas    Mgmt    For    For    For
1.5    Elect Director Elizabeth R. Gile    Mgmt    For    For    For
1.6    Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.7    Elect Director Christopher M. Gorman    Mgmt    For    For    For
1.8    Elect Director Carlton L. Highsmith    Mgmt    For    For    For
1.9    Elect Director Richard J. Hipple    Mgmt    For    For    For
1.10    Elect Director Kristen L. Manos    Mgmt    For    For    For
1.11    Elect Director Barbara R. Snyder    Mgmt    For    For    For
1.12    Elect Director David K. Wilson    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Morgan Stanley

 

Meeting Date:   05/21/2020   Country:    USA   Primary Security ID:   617446448
Record Date:   03/23/2020   Meeting Type:    Annual   Ticker:   MS
    Shares Voted:    150,761    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1h    Elect Director Jami Miscik    Mgmt    For    For    For
1i    Elect Director Dennis M. Nally    Mgmt    For    For    For
1j    Elect Director Takeshi Ogasawara    Mgmt    For    For    For
1k    Elect Director Hutham S. Olayan    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

E.ON SE

 

Meeting Date:   05/28/2020   Country:    Germany   Primary Security ID:   D24914133
Record Date:     Meeting Type:    Annual   Ticker:   EOAN
    Shares Voted:    386,351    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.46 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

E.ON SE

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5.1    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
5.2    Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020    Mgmt    For    For    For
5.3    Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021    Mgmt    For    For    For
6.1    Elect Ulrich Grillo to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Rolf Martin Schmitz to the Supervisory Board    Mgmt    For    For    For
6.3    Elect Deborah Wilkens to the Supervisory Board    Mgmt    For    For    For
7    Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
9    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
10    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

Total SA

 

Meeting Date:   05/29/2020   Country:    France   Primary Security ID:   F92124100
Record Date:   05/27/2020   Meeting Type:    Annual/Special   Ticker:   FP
    Shares Voted:    171,637    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Total SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7    Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8    Reelect Mark Cutifani as Director    Mgmt    For    For    For
9    Elect Jerome Contamine as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
14    Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly    Mgmt    For    Refer    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    Refer    For
18    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Total SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
   Shareholders Proposal    Mgmt         
A    Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly    SH    Against    Against    Against

Mowi ASA

 

Meeting Date:   06/03/2020   Country:    Norway   Primary Security ID:   R4S04H101
Record Date:     Meeting Type:    Annual   Ticker:   MOWI
    Shares Voted:    0    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
2    Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3    Receive Briefing on the Business    Mgmt         
4    Accept Financial Statements and Statutory Reports; Approve Allocation of Income    Mgmt    For    For    Do Not Vote
5    Discuss Company’s Corporate Governance Statement    Mgmt         
6    Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    Do Not Vote
7    Approval of the Guidelines for Allocation of Options    Mgmt    For    Refer    Do Not Vote
8    Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee    Mgmt    For    Refer    Do Not Vote
9    Approve Remuneration of Nomination Committee    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Mowi ASA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10    Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
11a    Elect Alf-Helge Aarskog (Vice Chair) as New Director    Mgmt    For    Refer    Do Not Vote
11b    Elect Bjarne Tellmann as New Director    Mgmt    For    Refer    Do Not Vote
11c    Elect Solveig Strand as New Director    Mgmt    For    Refer    Do Not Vote
11d    Reelect Cecilie Fredriksen as Director    Mgmt    For    Refer    Do Not Vote
12    Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee    Mgmt    For    For    Do Not Vote
13    Authorize Board to Distribute Dividends    Mgmt    For    For    Do Not Vote
14    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    Do Not Vote
15a    Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights    Mgmt    For    For    Do Not Vote
15b    Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    Do Not Vote
16    Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly    Mgmt    For    Refer    Do Not Vote

Walmart Inc.

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   931142103
Record Date:   04/09/2020   Meeting Type:    Annual   Ticker:   WMT
    Shares Voted:    28,150    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Cesar Conde    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Sarah J. Friar    Mgmt    For    For    For
1d    Elect Director Carla A. Harris    Mgmt    For    For    For
1e    Elect Director Thomas W. Horton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Walmart Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f    Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g    Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h    Elect Director Gregory B. Penner    Mgmt    For    Refer    For
1i    Elect Director Steven S Reinemund    Mgmt    For    For    For
1j    Elect Director S. Robson Walton    Mgmt    For    For    For
1k    Elect Director Steuart L. Walton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Impacts of Single-Use Plastic Bags    SH    Against    For    For
6    Report on Supplier Antibiotics Use Standards    SH    Against    Against    Against
7    Adopt Policy to Include Hourly Associates as Director Candidates    SH    Against    Refer    Against
8    Report on Strengthening Prevention of Workplace Sexual Harassment    SH    Against    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/09/2020   Country:    Taiwan   Primary Security ID:   Y84629107
Record Date:   04/10/2020   Meeting Type:    Annual   Ticker:   2330
    Shares Voted:    972,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Amend Procedures for Lending Funds to Other Parties    Mgmt    For    Refer    For
   ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt         
3.1    Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Guangdong Investment Limited

 

Meeting Date:   06/12/2020   Country:    Hong Kong   Primary Security ID:   Y2929L100
Record Date:   06/08/2020   Meeting Type:    Annual   Ticker:   270
    Shares Voted:    1,852,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3.1    Elect Hou Wailin as Director    Mgmt    For    For    For
3.2    Elect Lin Tiejun as Director    Mgmt    For    For    For
3.3    Elect Tsang Hon Nam as Director    Mgmt    For    For    For
3.4    Elect Zhao Chunxiao as Director    Mgmt    For    For    For
3.5    Elect Fung Daniel Richard as Director    Mgmt    For    For    For
3.6    Elect Cheng Mo Chi, Moses as Director    Mgmt    For    Against    Against
3.7    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4    Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For

VINCI SA

 

Meeting Date:   06/18/2020   Country:    France   Primary Security ID:   F5879X108
Record Date:   06/15/2020   Meeting Type:    Annual/Special   Ticker:   DG
    Shares Voted:    69,036    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.04 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

VINCI SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4    Approve Stock Dividend Program    Mgmt    For    For    For
5    Elect Benoit Bazin as Director    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Remuneration Policy of Board Members    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
9    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
10    Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
11    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
12    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
13    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
14    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached    Mgmt    For    For    For
15    Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
16    Amend Article 14 of Bylaws Re: Board Members Remuneration    Mgmt    For    Refer    For
17    Amend Article 15 of Bylaws Re: Board Powers    Mgmt    For    For    For
18    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Sands China Ltd.

 

Meeting Date:   06/19/2020   Country:    Cayman Islands   Primary Security ID:   G7800X107
Record Date:   06/08/2020   Meeting Type:    Annual   Ticker:   1928
    Shares Voted:    1,334,400    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2a    Elect Sheldon Gary Adelson as Director    Mgmt    For    For    For
2b    Elect Charles Daniel Forman as Director    Mgmt    For    For    For
2c    Elect Victor Patrick Hoog Antink as Director    Mgmt    For    For    For
2d    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
7    Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred)    Mgmt    For    Refer    For

Oil Co. LUKOIL PJSC

 

Meeting Date:   06/23/2020   Country:    Russia   Primary Security ID:   X6983S100
Record Date:   05/29/2020   Meeting Type:    Annual   Ticker:   LKOH
    Shares Voted:    49,767    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for ADR/GDR Holders    Mgmt         
1    Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share    Mgmt    For    For    For
   Elect 11 Directors via Cumulative Voting    Mgmt         
2.1    Elect Vagit Alekperov as Director    Mgmt    None    Refer    For
2.2    Elect Viktor Blazheev as Director    Mgmt    None    Refer    Against
2.3    Elect Toby Gati as Director    Mgmt    None    Refer    For
2.4    Elect Ravil Maganov as Director    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Oil Co. LUKOIL PJSC

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.5    Elect Roger Munnings as Director    Mgmt    None    Refer    For
2.6    Elect Nikolai Nikolaev as Director    Mgmt    None    Refer    Against
2.7    Elect Pavel Teplukhin as Director    Mgmt    None    Refer    For
2.8    Elect Leonid Fedun as Director    Mgmt    None    Refer    For
2.9    Elect Liubov Khoba as Director    Mgmt    None    Refer    Against
2.10    Elect Sergei Shatalov as Director    Mgmt    None    Refer    For
2.11    Elect Wolfgang Schuessel as Director    Mgmt    None    Refer    For
3.1    Approve Remuneration of Directors    Mgmt    For    Refer    For
3.2    Approve Remuneration of New Directors    Mgmt    For    Refer    For
4    Ratify KPMG as Auditor    Mgmt    For    For    For
5    Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives    Mgmt    For    Refer    For

Subaru Corp.

 

Meeting Date:   06/23/2020   Country:    Japan   Primary Security ID:   J7676H100
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   7270
    Shares Voted:    178,100    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 28    Mgmt    For    For    For
2.1    Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
2.2    Elect Director Nakamura, Tomomi    Mgmt    For    For    For
2.3    Elect Director Hosoya, Kazuo    Mgmt    For    For    For
2.4    Elect Director Okada, Toshiaki    Mgmt    For    For    For
2.5    Elect Director Kato, Yoichi    Mgmt    For    For    For
2.6    Elect Director Onuki, Tetsuo    Mgmt    For    For    For
2.7    Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.8    Elect Director Yago, Natsunosuke    Mgmt    For    For    For
2.9    Elect Director Doi, Miwako    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Subaru Corp.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3    Appoint Statutory Auditor Tsutsumi, Hiromi    Mgmt    For    Refer    For
4    Appoint Alternate Statutory Auditor Ryu, Hirohisa    Mgmt    For    Refer    For

3i Group Plc

 

Meeting Date:   06/25/2020   Country:    United Kingdom   Primary Security ID:   G88473148
Record Date:   06/23/2020   Meeting Type:    Annual   Ticker:   III
    Shares Voted:    365,896    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Re-elect Jonathan Asquith as Director    Mgmt    For    For    For
6    Re-elect Caroline Banszky as Director    Mgmt    For    For    For
7    Re-elect Simon Borrows as Director    Mgmt    For    For    For
8    Re-elect Stephen Daintith as Director    Mgmt    For    For    For
9    Re-elect Peter Grosch as Director    Mgmt    For    For    For
10    Re-elect David Hutchison as Director    Mgmt    For    For    For
11    Re-elect Coline McConville as Director    Mgmt    For    For    For
12    Elect Alexandra Schaapveld as Director    Mgmt    For    For    For
13    Re-elect Simon Thompson as Director    Mgmt    For    For    For
14    Re-elect Julia Wilson as Director    Mgmt    For    For    For
15    Appoint KPMG LLP as Auditors    Mgmt    For    For    For
16    Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18    Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

3i Group Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

19    Approve Discretionary Share Plan    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Adopt New Articles of Association    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:   06/26/2020   Country:    Netherlands   Primary Security ID:   N7637U112
Record Date:   05/29/2020   Meeting Type:    Special   Ticker:   PHIA
    Shares Voted:    118,507    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Special Meeting Agenda    Mgmt         
1    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For

ORIX Corp.

 

Meeting Date:   06/26/2020   Country:    Japan   Primary Security ID:   J61933123
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   8591
    Shares Voted:    269,600    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
1.2    Elect Director Irie, Shuji    Mgmt    For    For    For
1.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
1.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
1.5    Elect Director Stan Koyanagi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

ORIX Corp.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.6    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
1.7    Elect Director Yasuda, Ryuji    Mgmt    For    For    For
1.8    Elect Director Takenaka, Heizo    Mgmt    For    For    For
1.9    Elect Director Michael Cusumano    Mgmt    For    For    For
1.10    Elect Director Akiyama, Sakie    Mgmt    For    For    For
1.11    Elect Director Watanabe, Hiroshi    Mgmt    For    Refer    Against
1.12    Elect Director Sekine, Aiko    Mgmt    For    For    For

RWE AG

 

Meeting Date:   06/26/2020   Country:    Germany   Primary Security ID:   D6629K109
Record Date:   06/04/2020   Meeting Type:    Annual   Ticker:   RWE
    Shares Voted:    141,951    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.80 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Approve Affiliation Agreement with GBV Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

Tokio Marine Holdings, Inc.

 

Meeting Date:   06/29/2020   Country:    Japan   Primary Security ID:   J86298106
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   8766
    Shares Voted:    119,600    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 95    Mgmt    For    For    For
2.1    Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.2    Elect Director Komiya, Satoru    Mgmt    For    For    For
2.3    Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.4    Elect Director Harashima, Akira    Mgmt    For    For    For
2.5    Elect Director Okada, Kenji    Mgmt    For    For    For
2.6    Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.7    Elect Director Mimura, Akio    Mgmt    For    For    For
2.8    Elect Director Egawa, Masako    Mgmt    For    For    For
2.9    Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.10    Elect Director Endo, Nobuhiro    Mgmt    For    For    For
2.11    Elect Director Katanozaka, Shinya    Mgmt    For    For    For
2.12    Elect Director Handa, Tadashi    Mgmt    For    For    For
2.13    Elect Director Endo, Yoshinari    Mgmt    For    For    For
3    Appoint Statutory Auditor Fujita, Hirokazu    Mgmt    For    Refer    For

AXA SA

 

Meeting Date:   06/30/2020   Country:    France   Primary Security ID:   F06106102
Record Date:   06/26/2020   Meeting Type:    Annual/Special   Ticker:   CS
    Shares Voted:    303,893    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 0.73 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AXA SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
5    Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    Refer    For
6    Approve Compensation of Thomas Buberl, CEO    Mgmt    For    Refer    For
7    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
8    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
10    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
11    Reelect Angelien Kemna as Director    Mgmt    For    For    For
12    Reelect Irene Dorner as Director    Mgmt    For    For    For
13    Elect Isabel Hudson as Director    Mgmt    For    For    For
14    Elect Antoine Gosset-Grainville as Director    Mgmt    For    For    For
15    Elect Marie-France Tschudin as Director    Mgmt    For    For    For
   Shareholder Proposals Submitted by Employees of Axa Group    Mgmt         
16    Elect Helen Browne as Director    SH    For    Refer    For
A    Elect Jerome Amouyal as Director    SH    Against    Refer    Against
B    Elect Constance Reschke as Director    SH    Against    Refer    Against
C    Elect Bamba Sall as Director    SH    Against    Refer    Against
D    Elect Bruno Guy-Wasier as Director    SH    Against    Refer    Against
E    Elect Timothy Leary as Director    SH    Against    Refer    Against
F    Elect Ashitkumar Shah as Director    SH    Against    Refer    Against
   Ordinary Business    Mgmt         
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
18    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
19    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Global Equity Income

 

AXA SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21    Amend Article 10 of Bylaws Re: Employee Representatives    Mgmt    For    Refer    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


IVY VIP GLOBAL GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

Ubisoft Entertainment SA

 

Meeting Date:   07/02/2019   Country:   France   Primary Security ID:   F9396N106
Record Date:   06/28/2019   Meeting Type:   Annual/Special   Ticker:   UBI
    Shares Voted:   35,630    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income and Absence of Dividends    Mgmt    For    For    For
3    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Compensation of Yves Guillemot, Chairman and CEO    Mgmt    For    Refer    For
6    Approve Compensation of Claude Guillemot, Vice-CEO    Mgmt    For    Refer    For
7    Approve Compensation of Michel Guillemot, Vice-CEO    Mgmt    For    Refer    For
8    Approve Compensation of Gerard Guillemot, Vice-CEO    Mgmt    For    Refer    For
9    Approve Compensation of Christian Guillemot, Vice-CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy for Chairman and CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy for Vice-CEOs    Mgmt    For    Refer    For
12    Reelect Virginie Haas as Director    Mgmt    For    For    For
13    Reelect Corinne Fernandez-Handelsman as Director    Mgmt    For    For    For
14    Renew Appointment of KPMG SA as Auditor    Mgmt    For    For    For
15    Acknowledge End of Mandate of KPMG Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew    Mgmt    For    For    For
16    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
17    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ubisoft Entertainment SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18    Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million    Mgmt    For    For    For
20    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000    Mgmt    For    For    For
21    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000    Mgmt    For    Refer    For
22    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
23    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
24    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries)    Mgmt    For    Refer    For
26    Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries)    Mgmt    For    Refer    For
27    Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
28    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million    Mgmt    For    For    For
29    Amend Article 8 of Bylaws Re: Employee Representative    Mgmt    For    For    For
30    Amend Article 14 of Bylaws Re: Auditors    Mgmt    For    For    For
31    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

HDFC Bank Limited

 

Meeting Date:   07/12/2019   Country:   India   Primary Security ID:   Y3119P174
Record Date:   07/05/2019   Meeting Type:   Annual   Ticker:   500180
    Shares Voted:   48,600    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Standalone Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Dividend    Mgmt    For    For    For
4    Reelect Srikanth Nadhamuni as Director    Mgmt    For    For    For
5    Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6    Ratify Additional Remuneration for S. R. Batliboi & Co. LLP    Mgmt    For    For    For
7    Elect Sanjiv Sachar as Director    Mgmt    For    For    For
8    Elect Sandeep Parekh as Director    Mgmt    For    For    For
9    Elect M. D. Ranganath as Director    Mgmt    For    For    For
10    Approve Related Party Transactions with Housing Development Finance Corporation Limited    Mgmt    For    Refer    For
11    Approve Related Party Transactions with HDB Financial Services Limited    Mgmt    For    Refer    For
12    Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis    Mgmt    For    Refer    For
13    Approve Sub-Division of Equity Shares    Mgmt    For    For    For
14    Amend Memorandum of Association to Reflect Changes in Capital    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:   07/15/2019   Country:   Cayman Islands   Primary Security ID:   01609W102
Record Date:   06/07/2019   Meeting Type:   Annual   Ticker:   BABA
    Shares Voted:   10,020    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Share Subdivision    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alibaba Group Holding Limited

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.1    Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
2.2    Elect Chee Hwa Tung as Director    Mgmt    For    For    For
2.3    Elect Jerry Yang as Director    Mgmt    For    For    For
2.4    Elect Wan Ling Martello as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Fidelity National Information Services, Inc.

 

Meeting Date:   07/24/2019   Country:   USA   Primary Security ID:   31620M106
Record Date:   06/03/2019   Meeting Type:   Special   Ticker:   FIS
    Shares Voted:   19,460    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Increase Authorized Common Stock    Mgmt    For    For    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Alimentation Couche-Tard Inc.

 

Meeting Date:   09/18/2019   Country:   Canada   Primary Security ID:   01626P403
Record Date:   07/22/2019   Meeting Type:   Annual   Ticker:   ATD.B
    Shares Voted:   51,600    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders    Mgmt         
1    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
2.1    Elect Director Alain Bouchard    Mgmt    For    For    For
2.2    Elect Director Melanie Kau    Mgmt    For    For    For
2.3    Elect Director Jean Bernier    Mgmt    For    For    For
2.4    Elect Director Nathalie Bourque    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alimentation Couche-Tard Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.5    Elect Director Eric Boyko    Mgmt    For    For    For
2.6    Elect Director Jacques D’Amours    Mgmt    For    For    For
2.7    Elect Director Richard Fortin    Mgmt    For    For    For
2.8    Elect Director Brian Hannasch    Mgmt    For    For    For
2.9    Elect Director Marie Josee Lamothe    Mgmt    For    For    For
2.10    Elect Director Monique F. Leroux    Mgmt    For    For    For
2.11    Elect Director Real Plourde    Mgmt    For    For    For
2.12    Elect Director Daniel Rabinowicz    Mgmt    For    For    For
2.13    Elect Director Louis Tetu    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Diageo Plc

 

Meeting Date:   09/19/2019   Country:   United Kingdom   Primary Security ID:   G42089113
Record Date:   09/17/2019   Meeting Type:   Annual   Ticker:   DGE
    Shares Voted:   49,580    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Debra Crew as Director    Mgmt    For    For    For
5    Re-elect Lord Davies as Director    Mgmt    For    For    For
6    Re-elect Javier Ferran as Director    Mgmt    For    For    For
7    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
8    Re-elect Ho KwonPing as Director    Mgmt    For    For    For
9    Re-elect Nicola Mendelsohn as Director    Mgmt    For    For    For
10    Re-elect Ivan Menezes as Director    Mgmt    For    For    For
11    Re-elect Kathryn Mikells as Director    Mgmt    For    For    For
12    Re-elect Alan Stewart as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Diageo Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

13    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Approve Irish Sharesave Scheme    Mgmt    For    Refer    For
18    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
21    Adopt New Articles of Association    Mgmt    For    For    For

Prudential Plc

 

Meeting Date:   10/15/2019   Country:   United Kingdom   Primary Security ID:   G72899100
Record Date:   10/11/2019   Meeting Type:   Special   Ticker:   PRU
    Shares Voted:   168,640    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group    Mgmt    For    Refer    For
2    Elect Amy Yip as Director    Mgmt    For    For    For

Western Digital Corporation

 

Meeting Date:   11/14/2019   Country:   USA   Primary Security ID:   958102105
Record Date:   09/16/2019   Meeting Type:   Annual   Ticker:   WDC
    Shares Voted:   9,517    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Kimberly E. Alexy    Mgmt    For    For    For
1b    Elect Director Martin I. Cole    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Western Digital Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c    Elect Director Kathleen A. Cote    Mgmt    For    For    For
1d    Elect Director Tunc Doluca    Mgmt    For    For    For
1e    Elect Director Len J. Lauer    Mgmt    For    For    For
1f    Elect Director Matthew E. Massengill    Mgmt    For    For    For
1g    Elect Director Stephen D. Milligan    Mgmt    For    For    For
1h    Elect Director Stephanie A. Streeter    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:   11/21/2019   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   11/19/2019   Meeting Type:   Annual   Ticker:   FERG
    Shares Voted:   20,080    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6    Re-elect Gareth Davis as Director    Mgmt    For    For    For
7    Elect Geoff Drabble as Director    Mgmt    For    For    For
8    Elect Catherine Halligan as Director    Mgmt    For    For    For
9    Re-elect Kevin Murphy as Director    Mgmt    For    For    For
10    Re-elect Alan Murray as Director    Mgmt    For    For    For
11    Re-elect Michael Powell as Director    Mgmt    For    For    For
12    Elect Tom Schmitt as Director    Mgmt    For    For    For
13    Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ferguson Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14    Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
15    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Amend Long Term Incentive Plan 2019    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   40,068    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:   12/10/2019   Country:   China   Primary Security ID:   Y69790106
Record Date:   11/08/2019   Meeting Type:   Special   Ticker:   2318
    Shares Voted:   326,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
   APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY    Mgmt         
1.01    Elect Xie Yonglin as Director    Mgmt    For    For    For
1.02    Elect Tan Sin Yin as Director    Mgmt    For    For    For
2    Amend Articles of Association    Mgmt    For    Refer    For

Visa Inc.

 

Meeting Date:   01/28/2020   Country:   USA   Primary Security ID:   92826C839
Record Date:   11/29/2019   Meeting Type:   Annual   Ticker:   V
    Shares Voted:   29,260    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    Refer    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Visa Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon L. Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director John A. C. Swainson    Mgmt    For    For    For
1k    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Compass Group Plc

 

Meeting Date:   02/06/2020   Country:   United Kingdom   Primary Security ID:   G23296208
Record Date:   02/04/2020   Meeting Type:   Annual   Ticker:   CPG
    Shares Voted:   14,895    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Karen Witts as Director    Mgmt    For    For    For
5    Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
6    Re-elect Gary Green as Director    Mgmt    For    For    For
7    Re-elect Carol Arrowsmith as Director    Mgmt    For    For    For
8    Re-elect John Bason as Director    Mgmt    For    For    For
9    Re-elect Stefan Bomhard as Director    Mgmt    For    For    For
10    Re-elect John Bryant as Director    Mgmt    For    For    For
11    Re-elect Anne-Francoise Nesmes as Director    Mgmt    For    For    For
12    Re-elect Nelson Silva as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Compass Group Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

13    Re-elect Ireena Vittal as Director    Mgmt    For    For    For
14    Re-elect Paul Walsh as Director    Mgmt    For    For    For
15    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18    Approve Payment of Fees to Non-executive Directors    Mgmt    For    Refer    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with 14 Working Days’ Notice    Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:   02/20/2020   Country:   Germany   Primary Security ID:   D35415104
Record Date:     Meeting Type:   Annual   Ticker:   IFX
    Shares Voted:   164,361    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.27 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6.1    Elect Xiaoqun Clever to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Friedrich Eichiner to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Infineon Technologies AG

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6.3    Elect Hans-Ulrich Holdenried to the Supervisory Board    Mgmt    For    For    For
6.4    Elect Manfred Puffer to the Supervisory Board    Mgmt    For    For    For
6.5    Elect Ulrich Spiesshofer to the Supervisory Board    Mgmt    For    For    For
6.6    Elect Margret Suckale to the Supervisory Board    Mgmt    For    For    For
7    Approve Cancellation of Conditional Capital 2010/I    Mgmt    For    For    For
8    Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For

Adobe Inc.

 

Meeting Date:   04/09/2020   Country:   USA   Primary Security ID:   00724F101
Record Date:   02/12/2020   Meeting Type:   Annual   Ticker:   ADBE
    Shares Voted:   9,450    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Amy L. Banse    Mgmt    For    For    For
1b    Elect Director Frank A. Calderoni    Mgmt    For    For    For
1c    Elect Director James E. Daley    Mgmt    For    For    For
1d    Elect Director Laura B. Desmond    Mgmt    For    For    For
1e    Elect Director Charles M. Geschke    Mgmt    For    For    For
1f    Elect Director Shantanu Narayen    Mgmt    For    For    For
1g    Elect Director Kathleen Oberg    Mgmt    For    For    For
1h    Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i    Elect Director David A. Ricks    Mgmt    For    For    For
1j    Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1k    Elect Director John E. Warnock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Adobe Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Report on Gender Pay Gap    SH    Against    Against    Against

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:   04/09/2020   Country:   China   Primary Security ID:   Y69790106
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   2318
    Shares Voted:   320,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Approve 2019 Report of the Board of Directors    Mgmt    For    For    For
2    Approve 2019 Report of the Supervisory Committee    Mgmt    For    For    For
3    Approve 2019 Annual Report and Its Summary    Mgmt    For    For    For
4    Approve 2019 Financial Statements and Statutory Reports    Mgmt    For    For    For
5    Approve 2019 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For    For
6    Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Approve 2019 Performance Evaluation of Independent Non-Executive Directors    Mgmt    For    For    For
8    Approve Issuance of Debt Financing Instruments    Mgmt    For    Refer    For
9    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Refer    For
10    Amend Articles of Association    Mgmt    For    For    For
11    Elect Lu Min as Director    SH    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Airbus SE

 

Meeting Date:   04/16/2020   Country:   Netherlands   Primary Security ID:   N0280G100
Record Date:   03/19/2020   Meeting Type:   Annual   Ticker:   AIR
    Shares Voted:   49,790    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.1    Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2    Receive Report on Business and Financial Statements    Mgmt         
2.3    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3    Discussion of Agenda Items    Mgmt         
4.1    Adopt Financial Statements    Mgmt    For    For    For
4.2    Approve Allocation of Income and Dividends of EUR of 1.80 per Share    Mgmt         
4.3    Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4    Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5    Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6    Adopt Remuneration Policy    Mgmt    For    Refer    For
4.7    Approve Remuneration Report Containing Remuneration Policy    Mgmt    For    Refer    For
4.8    Elect Mark Dunkerley as Non-Executive Director    Mgmt    For    For    For
4.9    Elect Stephan Gemkow as Non-Executive Director    Mgmt    For    For    For
4.10    Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.11    Reelect Lord Drayson (Paul) as Non-Executive Director    Mgmt    For    For    For
4.12    Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.13    Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Airbus SE

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.15    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5    Close Meeting    Mgmt         

Ferrari NV

 

Meeting Date:   04/16/2020   Country:   Netherlands   Primary Security ID:   N3167Y103
Record Date:   03/19/2020   Meeting Type:   Annual   Ticker:   RACE
    Shares Voted:   22,520    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.a    Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c    Approve Remuneration Report    Mgmt    For    Refer    For
2.d    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e    Approve Dividends of EUR 1.13 Per Share    Mgmt    For    For    For
2.f    Approve Discharge of Directors    Mgmt    For    For    For
3.a    Reelect John Elkann as Executive Director    Mgmt    For    Refer    For
3.b    Reelect Louis C. Camilleri as Executive Director    Mgmt    For    For    For
3.c    Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.d    Reelect Delphine Arnault as Non-Executive Director    Mgmt    For    Against    Against
3.e    Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    For
3.f    Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.g    Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    For    For
3.h    Reelect Adam Keswick as Non-Executive Director    Mgmt    For    For    For
3.i    Elect Francesca Bellettini as Non-Executive Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Ferrari NV

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3.j    Elect Roberto Cingolani as Non-Executive Director    Mgmt    For    For    For
3.k    Elect John Galantic as Non-Executive Director    Mgmt    For    For    For
4    Appoint Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
5    Amend Remuneration Policy    Mgmt    For    Refer    For
6.1    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    Refer    Against
6.2    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    Against
6.3    Grant Board Authority to Issue Special Voting Shares    Mgmt    For    Refer    Against
7    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8    Approve Awards to Chairman    Mgmt    For    For    For
9    Close Meeting    Mgmt         

Citigroup Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   172967424
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   19,265    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Ellen M. Costello    Mgmt    For    For    For
1c    Elect Director Grace E. Dailey    Mgmt    For    For    For
1d    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1e    Elect Director John C. Dugan    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For
1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Review on Governance Documents    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:   04/22/2020   Country:   Ireland   Primary Security ID:   G29183103
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   ETN
    Shares Voted:   21,510    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Craig Arnold    Mgmt    For    For    For
1b    Elect Director Christopher M. Connor    Mgmt    For    For    For
1c    Elect Director Michael J. Critelli    Mgmt    For    For    For
1d    Elect Director Richard H. Fearon    Mgmt    For    For    For
1e    Elect Director Olivier Leonetti    Mgmt    For    For    For
1f    Elect Director Deborah L. McCoy    Mgmt    For    For    For
1g    Elect Director Silvio Napoli    Mgmt    For    For    For
1h    Elect Director Gregory R. Page    Mgmt    For    For    For
1i    Elect Director Sandra Pianalto    Mgmt    For    For    For
1j    Elect Director Lori J. Ryerkerk    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Eaton Corporation plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k    Elect Director Gerald B. Smith    Mgmt    For    For    For
1l    Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
6    Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
7    Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   478160104
Record Date:   02/25/2020   Meeting Type:   Annual   Ticker:   JNJ
    Shares Voted:   25,513    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b    Elect Director D. Scott Davis    Mgmt    For    For    For
1c    Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d    Elect Director Jennifer A. Doudna    Mgmt    For    For    For
1e    Elect Director Alex Gorsky    Mgmt    For    For    For
1f    Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1g    Elect Director Hubert Joly    Mgmt    For    For    For
1h    Elect Director Mark B. McClellan    Mgmt    For    For    For
1i    Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1j    Elect Director Charles Prince    Mgmt    For    For    For
1k    Elect Director A. Eugene Washington    Mgmt    For    For    For
1l    Elect Director Mark A. Weinberger    Mgmt    For    For    For
1m    Elect Director Ronald A. Williams    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Johnson & Johnson

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause    Mgmt    For    Refer    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Report on Governance Measures Implemented Related to Opioids    SH    Against    Refer    For

Nestle SA

 

Meeting Date:   04/23/2020   Country:   Switzerland   Primary Security ID:   H57312649
Record Date:     Meeting Type:   Annual   Ticker:   NESN
    Shares Voted:   13,728    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report    Mgmt    For    Refer    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of CHF 2.70 per Share    Mgmt    For    For    For
4.1.a    Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b    Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c    Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d    Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.e    Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.f    Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.g    Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.h    Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1.i    Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1.j    Reelect Pablo Isla as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Nestle SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.1.k    Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.1.l    Reelect Dick Boer as Director    Mgmt    For    For    For
4.1.m    Reelect Dinesh Paliwal as Director    Mgmt    For    For    For
4.2    Elect Hanne Jimenez de Mora as Director    Mgmt    For    For    For
4.3.1    Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2    Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3    Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4    Appoint Dick Boer as Member of the Compensation Committee    Mgmt    For    For    For
4.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
4.5    Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1    Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    Refer    For
6    Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7    Transact Other Business (Voting)    Mgmt    Against    Against    Against

Schneider Electric SE

 

Meeting Date:   04/23/2020   Country:   France   Primary Security ID:   F86921107
Record Date:   04/21/2020   Meeting Type:   Annual/Special   Ticker:   SU
    Shares Voted:   26,080    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Schneider Electric SE

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Termination Package of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
6    Approve Compensation Report    Mgmt    For    Refer    For
7    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
8    Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Board Members    Mgmt    For    Refer    For
12    Reelect Leo Apotheker as Director    Mgmt    For    For    For
13    Reelect Cecile Cabanis as Director    Mgmt    For    For    For
14    Reelect Fred Kindle as Director    Mgmt    For    For    For
15    Reelect Willy Kissling as Director    Mgmt    For    For    For
16    Elect Jill Lee as Director    Mgmt    For    For    For
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
18    Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives    Mgmt    For    For    For
19    Amend Articles 13 and 16 of Bylaws to Comply with New Regulation    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

SVB Financial Group

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   78486Q101
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   SIVB
    Shares Voted:   4,591    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Greg W. Becker    Mgmt    For    For    For
1.2    Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3    Elect Director John S. Clendening    Mgmt    For    For    For
1.4    Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5    Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6    Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.7    Elect Director Kay Matthews    Mgmt    For    For    For
1.8    Elect Director Mary J. Miller    Mgmt    For    For    For
1.9    Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10    Elect Director John F. Robinson    Mgmt    For    For    For
1.11    Elect Director Garen K. Staglin    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Abbott Laboratories

 

Meeting Date:   04/24/2020   Country:   USA   Primary Security ID:   002824100
Record Date:   02/26/2020   Meeting Type:   Annual   Ticker:   ABT
    Shares Voted:   34,520    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Robert J. Alpern    Mgmt    For    For    For
1.2    Elect Director Roxanne S. Austin    Mgmt    For    For    For
1.3    Elect Director Sally E. Blount    Mgmt    For    For    For
1.4    Elect Director Robert B. Ford    Mgmt    For    For    For
1.5    Elect Director Michelle A. Kumbier    Mgmt    For    For    For
1.6    Elect Director Edward M. Liddy    Mgmt    For    For    For
1.7    Elect Director Darren W. McDew    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Abbott Laboratories

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8    Elect Director Nancy McKinstry    Mgmt    For    For    For
1.9    Elect Director Phebe N. Novakovic    Mgmt    For    For    For
1.10    Elect Director William A. Osborn    Mgmt    For    For    For
1.11    Elect Director Daniel J. Starks    Mgmt    For    For    For
1.12    Elect Director John G. Stratton    Mgmt    For    For    For
1.13    Elect Director Glenn F. Tilton    Mgmt    For    For    For
1.14    Elect Director Miles D. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    Against    Against
5    Increase Disclosure of Compensation Adjustments    SH    Against    Refer    Against
6    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against
7    Adopt Simple Majority Vote    SH    Against    For    For

AstraZeneca Plc

 

Meeting Date:   04/29/2020   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   04/27/2020   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   16,281    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

AstraZeneca Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5d    Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5e    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5f    Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5g    Elect Michel Demare as Director    Mgmt    For    For    For
5h    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Approve Performance Share Plan    Mgmt    For    For    For

AstraZeneca Plc

 

Meeting Date:   04/29/2020   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   02/26/2020   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   15,707    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

AstraZeneca Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d    Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5e    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5f    Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5g    Elect Michel Demare as Director    Mgmt    For    For    For
5h    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Approve Performance Share Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Koninklijke Philips NV

 

Meeting Date:   04/30/2020   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   PHIA
    Shares Voted:   52,844    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a    Approve Remuneration Policy for Management Board    Mgmt    For    Refer    For
3.b    Approve Long Term Incentive Plan for Management Board Members    Mgmt    For    For    For
3.c    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
4.a    Reelect N. Dhawan to Supervisory Board    Mgmt    For    For    For
4.b    Elect F. Sijbesma to Supervisory Board    Mgmt    For    For    For
4.c    Elect P. Loscher to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Goldman Sachs Group, Inc.

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   38141G104
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   GS
    Shares Voted:   8,919    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director M. Michele Burns    Mgmt    For    For    For
1b    Elect Director Drew G. Faust    Mgmt    For    For    For
1c    Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e    Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f    Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g    Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h    Elect Director David M. Solomon    Mgmt    For    For    For
1i    Elect Director Jan E. Tighe    Mgmt    For    For    For
1j    Elect Director David A. Viniar    Mgmt    For    For    For
1k    Elect Director Mark O. Winkelman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Review of Statement on the Purpose of a Corporation    SH    Against    Refer    Against

XP, Inc.

 

Meeting Date:   04/30/2020   Country:   Cayman Islands   Primary Security ID:   G98239109
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   XP
    Shares Voted:   5,049    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Management Accounts for the Fiscal Year Ended December 31, 2019    Mgmt    For    Refer    For
3    Elect Director Ricardo Baldin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

HCA Healthcare, Inc.

 

Meeting Date:   05/01/2020   Country:   USA   Primary Security ID:   40412C101
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   HCA
    Shares Voted:   12,800    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b    Elect Director Samuel N. Hazen    Mgmt    For    For    For
1c    Elect Director Meg G. Crofton    Mgmt    For    For    For
1d    Elect Director Robert J. Dennis    Mgmt    For    For    For
1e    Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1f    Elect Director William R. Frist    Mgmt    For    For    For
1g    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h    Elect Director Michael W. Michelson    Mgmt    For    For    For
1i    Elect Director Wayne J. Riley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Call Special Meeting    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

Alcon Inc.

 

Meeting Date:   05/06/2020   Country:   Switzerland   Primary Security ID:   H01301128
Record Date:     Meeting Type:   Annual   Ticker:   ALC
    Shares Voted:   23,869    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alcon Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.1    Approve Remuneration Report (Non-Binding)    Mgmt    For    Refer    For
4.2    Approve Remuneration of Directors in the Amount of CHF 3.3 Million    Mgmt    For    Refer    For
4.3    Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million    Mgmt    For    Refer    For
5.1    Reelect Michael Ball as Director    Mgmt    For    For    For
5.2    Reelect Lynn Bleil as Director    Mgmt    For    For    For
5.3    Reelect Arthur Cummings as Director    Mgmt    For    For    For
5.4    Reelect David Endicott as Director    Mgmt    For    For    For
5.5    Reelect Thomas Glanzmann as Director    Mgmt    For    For    For
5.6    Reelect Keith Grossmann as Director    Mgmt    For    For    For
5.7    Reelect Scott Maw as Director    Mgmt    For    For    For
5.8    Reelect Karen May as Director    Mgmt    For    For    For
5.9    Reelect Ines Poeschel as Director    Mgmt    For    For    For
5.10    Reelect Dieter Spaelti as Director    Mgmt    For    For    For
6.1    Reappoint Thomas Glanzmann as Member of the Compensation Committee    Mgmt    For    For    For
6.2    Reappoint Keith Grossmann as Member of the Compensation Committee    Mgmt    For    For    For
6.3    Reappoint Karen May as Member of the Compensation Committee    Mgmt    For    For    For
6.4    Reappoint Ines Poeschel as Member of the Compensation Committee    Mgmt    For    For    For
7    Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy    Mgmt    For    For    For
8    Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
9    Transact Other Business (Voting)    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

CME Group Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   12572Q105
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   CME
    Shares Voted:   7,340    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b    Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c    Elect Director Charles P. Carey    Mgmt    For    For    For
1d    Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e    Elect Director Bryan T. Durkin    Mgmt    For    For    For
1f    Elect Director Ana Dutra    Mgmt    For    For    For
1g    Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h    Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i    Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j    Elect Director Daniel G. Kaye    Mgmt    For    For    For
1k    Elect Director Phyllis M. Lockett    Mgmt    For    For    For
1l    Elect Director Deborah J. Lucas    Mgmt    For    For    For
1m    Elect Director Terry L. Savage    Mgmt    For    For    For
1n    Elect Director Rahael Seifu    Mgmt    For    For    For
1o    Elect Director William R. Shepard    Mgmt    For    For    For
1p    Elect Director Howard J. Siegel    Mgmt    For    For    For
1q    Elect Director Dennis A. Suskind    Mgmt    For    For    For
2    Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:   05/07/2020   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   70,799    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Canadian Natural Resources Limited

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:   05/12/2020   Country:   USA   Primary Security ID:   20825C104
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   COP
    Shares Voted:   18,112    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For
1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director William H. McRaven    Mgmt    For    For    For
1i    Elect Director Sharmila Mulligan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ConocoPhillips

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j    Elect Director Arjun N. Murti    Mgmt    For    For    For
1k    Elect Director Robert A. Niblock    Mgmt    For    For    For
1l    Elect Director David T. Seaton    Mgmt    For    For    For
1m    Elect Director R. A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tencent Holdings Limited

 

Meeting Date:   05/13/2020   Country:   Cayman Islands   Primary Security ID:   G87572163
Record Date:   05/07/2020   Meeting Type:   Annual   Ticker:   700
    Shares Voted:   34,500    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3a    Elect Lau Chi Ping Martin as Director    Mgmt    For    Refer    For
3b    Elect Charles St Leger Searle as Director    Mgmt    For    For    For
3c    Elect Ke Yang as Director    Mgmt    For    For    For
3d    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
8    Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Prudential Plc

 

Meeting Date:   05/14/2020   Country:   United Kingdom   Primary Security ID:   G72899100
Record Date:   05/12/2020   Meeting Type:   Annual   Ticker:   PRU
    Shares Voted:   90,324    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Jeremy Anderson as Director    Mgmt    For    For    For
5    Elect Shriti Vadera as Director    Mgmt    For    For    For
6    Re-elect Mark Fitzpatrick as Director    Mgmt    For    For    For
7    Re-elect David Law as Director    Mgmt    For    For    For
8    Re-elect Paul Manduca as Director    Mgmt    For    For    For
9    Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
10    Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
11    Re-elect Philip Remnant as Director    Mgmt    For    For    For
12    Re-elect Alice Schroeder as Director    Mgmt    For    For    For
13    Re-elect James Turner as Director    Mgmt    For    For    For
14    Re-elect Thomas Watjen as Director    Mgmt    For    For    For
15    Re-elect Michael Wells as Director    Mgmt    For    For    For
16    Re-elect Fields Wicker-Miurin as Director    Mgmt    For    For    For
17    Re-elect Amy Yip as Director    Mgmt    For    For    For
18    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
19    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21    Authorise Issue of Equity    Mgmt    For    For    For
22    Authorise Issue of Equity to Include Repurchased Shares    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Prudential Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

24    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
25    Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
26    Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
27    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Deutsche Boerse AG

 

Meeting Date:   05/19/2020   Country:   Germany   Primary Security ID:   D1882G119
Record Date:     Meeting Type:   Annual   Ticker:   DB1
    Shares Voted:   11,925    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 2.90 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Elect Michael Ruediger to the Supervisory Board    Mgmt    For    For    For
6    Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights    Mgmt    For    For    For
7    Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights    Mgmt    For    For    For
8    Approve Remuneration Policy    Mgmt    For    Refer    For
9    Approve Remuneration of Supervisory Board Members    Mgmt    For    Refer    For
10    Amend Corporate Purpose    Mgmt    For    For    For
11    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Northrop Grumman Corporation

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   666807102
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   7,522    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5    Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For
1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For
1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For
1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    Refer    Against

Thermo Fisher Scientific Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   883556102
Record Date:   03/27/2020   Meeting Type:   Annual   Ticker:   TMO
    Shares Voted:   13,499    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Marc N. Casper    Mgmt    For    For    For
1b    Elect Director Nelson J. Chai    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Thermo Fisher Scientific Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c    Elect Director C. Martin Harris    Mgmt    For    For    For
1d    Elect Director Tyler Jacks    Mgmt    For    For    For
1e    Elect Director Judy C. Lewent    Mgmt    For    For    For
1f    Elect Director Thomas J. Lynch    Mgmt    For    For    For
1g    Elect Director Jim P. Manzi    Mgmt    For    For    For
1h    Elect Director James C. Mullen    Mgmt    For    For    For
1i    Elect Director Lars R. Sorensen    Mgmt    For    For    For
1j    Elect Director Debora L. Spar    Mgmt    For    For    For
1k    Elect Director Scott M. Sperling    Mgmt    For    For    For
1l    Elect Director Dion J. Weisler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Morgan Stanley

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   617446448
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   27,772    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1h    Elect Director Jami Miscik    Mgmt    For    For    For
1i    Elect Director Dennis M. Nally    Mgmt    For    For    For
1j    Elect Director Takeshi Ogasawara    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Morgan Stanley

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k    Elect Director Hutham S. Olayan    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For
1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PayPal Holdings, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   70450Y103
Record Date:   03/27/2020   Meeting Type:   Annual   Ticker:   PYPL
    Shares Voted:   24,038    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b    Elect Director Jonathan Christodoro    Mgmt    For    For    For
1c    Elect Director John J. Donahoe    Mgmt    For    For    For
1d    Elect Director David W. Dorman    Mgmt    For    For    For
1e    Elect Director Belinda J. Johnson    Mgmt    For    For    For
1f    Elect Director Gail J. McGovern    Mgmt    For    For    For
1g    Elect Director Deborah M. Messemer    Mgmt    For    For    For
1h    Elect Director David M. Moffett    Mgmt    For    For    For
1i    Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k    Elect Director Frank D. Yeary    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Adopt Human and Indigenous People’s Rights Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Home Depot, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   437076102
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   HD
    Shares Voted:   6,379    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b    Elect Director Ari Bousbib    Mgmt    For    For    For
1c    Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e    Elect Director J. Frank Brown    Mgmt    For    For    For
1f    Elect Director Albert P. Carey    Mgmt    For    For    For
1g    Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h    Elect Director Linda R. Gooden    Mgmt    For    For    For
1i    Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j    Elect Director Manuel Kadre    Mgmt    For    For    For
1k    Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l    Elect Director Craig A. Menear    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
5    Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    For    For
6    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
7    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

VeriSign, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   92343E102
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   VRSN
    Shares Voted:   7,383    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director D. James Bidzos    Mgmt    For    For    For
1.2    Elect Director Yehuda Ari Buchalter    Mgmt    For    For    For
1.3    Elect Director Kathleen A. Cote    Mgmt    For    For    For
1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.6    Elect Director Roger H. Moore    Mgmt    For    For    For
1.7    Elect Director Louis A. Simpson    Mgmt    For    For    For
1.8    Elect Director Timothy Tomlinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Amazon.com, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   023135106
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   3,561    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Amazon.com, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Report on Management of Food Waste    SH    Against    For    For
6    Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services    SH    Against    For    For
7    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For
8    Report on Products Promoting Hate Speech and Sales of Offensive Products    SH    Against    For    For
9    Require Independent Board Chairman    SH    Against    Refer    Against
10    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
11    Report on Reducing Environmental and Health Harms to Communities of Color    SH    Against    Against    Against
12    Report on Viewpoint Discrimination    SH    Against    Against    Against
13    Report on Promotion Velocity    SH    Against    Against    Against
14    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
15    Human Rights Risk Assessment    SH    Against    For    For
16    Report on Lobbying Payments and Policy    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   256677105
Record Date:   03/19/2020   Meeting Type:   Annual   Ticker:   DG
    Shares Voted:   4,901    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Warren F. Bryant    Mgmt    For    For    For
1b    Elect Director Michael M. Calbert    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Dollar General Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c    Elect Director Sandra B. Cochran *Withdrawn Resolution*    Mgmt         
1d    Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1e    Elect Director Timothy I. McGuire    Mgmt    For    For    For
1f    Elect Director William C. Rhodes, III    Mgmt    For    For    For
1g    Elect Director Debra A. Sandler    Mgmt    For    For    For
1h    Elect Director Ralph E. Santana    Mgmt    For    For    For
1i    Elect Director Todd J. Vasos    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement    Mgmt    For    For    For
5    Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   14,134    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    For    For
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Facebook, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Non-Employee Director Compensation Policy    Mgmt    For    Refer    For
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Require a Majority Vote for the Election of Directors    SH    Against    For    For
7    Report on Political Advertising    SH    Against    For    For
8    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
9    Report on Civil and Human Rights Risk Assessment    SH    Against    Against    Against
10    Report on Online Child Sexual Exploitation    SH    Against    For    For
11    Report on Median Gender/Racial Pay Gap    SH    Against    Against    Against

Fidelity National Information Services, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   31620M106
Record Date:   04/01/2020   Meeting Type:   Annual   Ticker:   FIS
    Shares Voted:   19,265    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Lee Adrean    Mgmt    For    For    For
1b    Elect Director Ellen R. Alemany    Mgmt    For    For    For
1c    Elect Director Lisa A. Hook    Mgmt    For    For    For
1d    Elect Director Keith W. Hughes    Mgmt    For    For    For
1e    Elect Director Gary L. Lauer    Mgmt    For    For    For
1f    Elect Director Gary A. Norcross    Mgmt    For    For    For
1g    Elect Director Louise M. Parent    Mgmt    For    For    For
1h    Elect Director Brian T. Shea    Mgmt    For    For    For
1i    Elect Director James B. Stallings, Jr.    Mgmt    For    For    For
1j    Elect Director Jeffrey E. Stiefler    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Fidelity National Information Services, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

AIA Group Limited

 

Meeting Date:   05/29/2020   Country:   Hong Kong   Primary Security ID:   Y002A1105
Record Date:   05/25/2020   Meeting Type:   Annual   Ticker:   1299
    Shares Voted:   72,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Edmund Sze-Wing Tse as Director    Mgmt    For    For    For
4    Elect Jack Chak-Kwong So as Director    Mgmt    For    For    For
5    Elect Mohamed Azman Yahya Director    Mgmt    For    For    For
6    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
8    Approve New Share Option Scheme and Terminate Existing Share Option Scheme    Mgmt    For    For    For

Total SA

 

Meeting Date:   05/29/2020   Country:   France   Primary Security ID:   F92124100
Record Date:   04/24/2020   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   19,119    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Total SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7    Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8    Reelect Mark Cutifani as Director    Mgmt    For    For    For
9    Elect Jerome Contamine as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
14    Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly    Mgmt    For    Refer    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Total SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17    Mgmt    For    For    For
19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
   Shareholders Proposal    Mgmt         
A    Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly    SH    Against    Against    Against

Ambarella, Inc.

 

Meeting Date:   06/04/2020   Country:   Cayman Islands   Primary Security ID:   G037AX101
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   AMBA
    Shares Voted:   35,512    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Leslie Kohn    Mgmt    For    For    For
1.2    Elect Director D. Jeffrey Richardson    Mgmt    For    For    For
1.3    Elect Director Elizabeth M. Schwarting    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Gartner, Inc.

 

Meeting Date:   06/08/2020   Country:   USA   Primary Security ID:   366651107
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   IT
    Shares Voted:   10,379    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Peter E. Bisson    Mgmt    For    For    For
1b    Elect Director Richard J. Bressler    Mgmt    For    For    For
1c    Elect Director Raul E. Cesan    Mgmt    For    For    For
1d    Elect Director Karen E. Dykstra    Mgmt    For    For    For
1e    Elect Director Anne Sutherland Fuchs    Mgmt    For    For    For
1f    Elect Director William O. Grabe    Mgmt    For    For    For
1g    Elect Director Eugene A. Hall    Mgmt    For    For    For
1h    Elect Director Stephen G. Pagliuca    Mgmt    For    For    For
1i    Elect Director Eileen M. Serra    Mgmt    For    For    For
1j    Elect Director James C. Smith    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/09/2020   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   36,050    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Amend Procedures for Lending Funds to Other Parties    Mgmt    For    Refer    For
   ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt         
3.1    Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Galaxy Entertainment Group Limited

 

Meeting Date:   06/10/2020   Country:   Hong Kong   Primary Security ID:   Y2679D118
Record Date:   06/04/2020   Meeting Type:   Annual   Ticker:   27
    Shares Voted:   190,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1    Elect Paddy Tang Lui Wai Yu as Director    Mgmt    For    For    For
2.2    Elect William Yip Shue Lam as Director    Mgmt    For    For    For
2.3    Elect Patrick Wong Lung Tak as Director    Mgmt    For    Against    Against
2.4    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4.1    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
4.2    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
4.3    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Mastercard Incorporated

 

Meeting Date:   06/16/2020   Country:   USA   Primary Security ID:   57636Q104
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   MA
    Shares Voted:   9,191    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b    Elect Director Ajay Banga    Mgmt    For    For    For
1c    Elect Director Richard K. Davis    Mgmt    For    For    For
1d    Elect Director Steven J. Freiberg    Mgmt    For    For    For
1e    Elect Director Julius Genachowski    Mgmt    For    For    For
1f    Elect Director Choon Phong Goh    Mgmt    For    For    For
1g    Elect Director Merit E. Janow    Mgmt    For    For    For
1h    Elect Director Oki Matsumoto    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Mastercard Incorporated

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i    Elect Director Youngme Moon    Mgmt    For    For    For
1j    Elect Director Rima Qureshi    Mgmt    For    For    For
1k    Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1m    Elect Director Jackson Tai    Mgmt    For    For    For
1n    Elect Director Lance Uggla    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Autodesk, Inc.

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   052769106
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   ADSK
    Shares Voted:   12,411    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Andrew Anagnost    Mgmt    For    For    For
1b    Elect Director Karen Blasing    Mgmt    For    For    For
1c    Elect Director Reid French    Mgmt    For    For    For
1d    Elect Director Ayanna Howard    Mgmt    For    For    For
1e    Elect Director Blake Irving    Mgmt    For    For    For
1f    Elect Director Mary T. McDowell    Mgmt    For    For    For
1g    Elect Director Stephen Milligan    Mgmt    For    For    For
1h    Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1i    Elect Director Betsy Rafael    Mgmt    For    For    For
1j    Elect Director Stacy J. Smith    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Daikin Industries Ltd.

 

Meeting Date:   06/26/2020   Country:   Japan   Primary Security ID:   J10038115
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   6367
    Shares Voted:   7,300    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 80    Mgmt    For    For    For
2    Amend Articles to Reduce Directors’ Term    Mgmt    For    Refer    For
3.1    Elect Director Inoue, Noriyuki    Mgmt    For    For    For
3.2    Elect Director Togawa, Masanori    Mgmt    For    For    For
3.3    Elect Director Terada, Chiyono    Mgmt    For    For    For
3.4    Elect Director Kawada, Tatsuo    Mgmt    For    For    For
3.5    Elect Director Makino, Akiji    Mgmt    For    For    For
3.6    Elect Director Torii, Shingo    Mgmt    For    For    For
3.7    Elect Director Tayano, Ken    Mgmt    For    For    For
3.8    Elect Director Minaka, Masatsugu    Mgmt    For    For    For
3.9    Elect Director Tomita, Jiro    Mgmt    For    For    For
3.10    Elect Director Kanwal Jeet Jawa    Mgmt    For    For    For
3.11    Elect Director Matsuzaki, Takashi    Mgmt    For    For    For
4    Appoint Statutory Auditor Nagashima, Toru    Mgmt    For    Refer    For
5    Appoint Alternate Statutory Auditor Ono, Ichiro    Mgmt    For    Refer    For
6    Approve Compensation Ceiling for Directors    Mgmt    For    Refer    For

Koninklijke Philips NV

 

Meeting Date:   06/26/2020   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   05/29/2020   Meeting Type:   Special   Ticker:   PHIA
    Shares Voted:   53,615    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Special Meeting Agenda    Mgmt         
1    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton SE

 

Meeting Date:   06/30/2020   Country:   France   Primary Security ID:   F58485115
Record Date:   06/26/2020   Meeting Type:   Annual/Special   Ticker:   MC
    Shares Voted:   1,951    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 4.80 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5    Reelect Delphine Arnault as Director    Mgmt    For    Refer    For
6    Reelect Antonio Belloni as Director    Mgmt    For    Refer    For
7    Reelect Diego Della Valle as Director    Mgmt    For    Against    Against
8    Reelect Marie-Josee Kravis as Director    Mgmt    For    For    For
9    Reelect Marie-Laure Sauty de Chalon as Director    Mgmt    For    For    For
10    Elect Natacha Valla as Director    Mgmt    For    For    For
11    Appoint Lord Powell of Bayswater as Censor    Mgmt    For    Refer    Against
12    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
13    Approve Compensation of Bernard Arnault, Chairman and CEO    Mgmt    For    Refer    For
14    Approve Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    Refer    For
15    Approve Remuneration Policy of Corporate Officers    Mgmt    For    Refer    For
16    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    Against
17    Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    Against
18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton SE

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

20    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    Against
21    Amend Article 11 of Bylaws Re: Employee Representative    Mgmt    For    For    For
22    Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    Refer    For
23    Amend Article 14 of Bylaws Re: Board Powers    Mgmt    For    Refer    For
24    Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes    Mgmt    For    For    For

Recruit Holdings Co., Ltd.

 

Meeting Date:   06/30/2020   Country:    Japan   Primary Security ID:   J6433A101
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   6098
    Shares Voted:    79,400    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Minegishi, Masumi    Mgmt    For    For    For
1.2    Elect Director Idekoba, Hisayuki    Mgmt    For    For    For
1.3    Elect Director Senaha, Ayano    Mgmt    For    For    For
1.4    Elect Director Rony Kahan    Mgmt    For    For    For
1.5    Elect Director Izumiya, Naoki    Mgmt    For    For    For
1.6    Elect Director Totoki, Hiroki    Mgmt    For    For    For
2.1    Appoint Statutory Auditor Nagashima, Yukiko    Mgmt    For    Refer    For
2.2    Appoint Statutory Auditor Ogawa, Yoichiro    Mgmt    For    Refer    For
2.3    Appoint Statutory Auditor Natori, Katsuya    Mgmt    For    Refer    For
2.4    Appoint Alternate Statutory Auditor Tanaka, Miho    Mgmt    For    Refer    For


IVY VIP GOVERNMENT MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

VF Corporation

 

Meeting Date:   07/16/2019   Country:   USA   Primary Security ID:   918204108
Record Date:   05/22/2019   Meeting Type:   Annual   Ticker:   VFC
    Shares Voted:   244,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Richard T. Carucci    Mgmt    For    For    For
1.2    Elect Director Juliana L. Chugg    Mgmt    For    For    For
1.3    Elect Director Benno Dorer    Mgmt    For    For    For
1.4    Elect Director Mark S. Hoplamazian    Mgmt    For    For    For
1.5    Elect Director Laura W. Lang    Mgmt    For    For    For
1.6    Elect Director W. Alan McCollough    Mgmt    For    For    For
1.7    Elect Director W. Rodney McMullen    Mgmt    For    For    For
1.8    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.9    Elect Director Steven E. Rendle    Mgmt    For    For    For
1.10    Elect Director Carol L. Roberts    Mgmt    For    For    For
1.11    Elect Director Matthew J. Shattock    Mgmt    For    For    For
1.12    Elect Director Veronica B. Wu    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

ABIOMED, Inc.

 

Meeting Date:   08/07/2019   Country:   USA   Primary Security ID:   003654100
Record Date:   06/10/2019   Meeting Type:   Annual   Ticker:   ABMD
    Shares Voted:   27,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Michael R. Minogue    Mgmt    For    For    For
1.2    Elect Director Martin P. Sutter    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Electronic Arts Inc.

 

Meeting Date:   08/08/2019   Country:   USA   Primary Security ID:   285512109
Record Date:   06/14/2019   Meeting Type:   Annual   Ticker:   EA
    Shares Voted:   116,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings    Mgmt    For    For    For
6    Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings    SH    Against    For    For

NIKE, Inc.

 

Meeting Date:   09/19/2019   Country:   USA   Primary Security ID:   654106103
Record Date:   07/19/2019   Meeting Type:   Annual   Ticker:   NKE
    Shares Voted:   230,900    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2    Elect Director Peter B. Henry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

NIKE, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3    Elect Director Michelle A. Peluso    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Broadridge Financial Solutions, Inc.

 

Meeting Date:   11/14/2019   Country:   USA   Primary Security ID:   11133T103
Record Date:   09/19/2019   Meeting Type:   Annual   Ticker:   BR
    Shares Voted:   88,300    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Leslie A. Brun    Mgmt    For    For    For
1b    Elect Director Pamela L. Carter    Mgmt    For    For    For
1c    Elect Director Richard J. Daly    Mgmt    For    For    For
1d    Elect Director Robert N. Duelks    Mgmt    For    For    For
1e    Elect Director Timothy C. Gokey    Mgmt    For    For    For
1f    Elect Director Brett A. Keller    Mgmt    For    For    For
1g    Elect Director Maura A. Markus    Mgmt    For    For    For
1h    Elect Director Thomas J. Perna    Mgmt    For    For    For
1i    Elect Director Alan J. Weber    Mgmt    For    For    For
1j    Elect Director Amit K. Zavery    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Estee Lauder Companies Inc.

 

Meeting Date:   11/15/2019   Country:   USA   Primary Security ID:   518439104
Record Date:   09/16/2019   Meeting Type:   Annual   Ticker:   EL
    Shares Voted:   93,861    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Ronald S. Lauder    Mgmt    For    For    For
1.2    Elect Director William P. Lauder    Mgmt    For    Refer    Withhold
1.3    Elect Director Richard D. Parsons    Mgmt    For    Refer    Withhold
1.4    Elect Director Lynn Forester de Rothschild    Mgmt    For    For    For
1.5    Elect Director Jennifer Tejada    Mgmt    For    For    For
1.6    Elect Director Richard F. Zannino    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   478,748    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against

Intuit Inc.

 

Meeting Date:   01/23/2020   Country:   USA   Primary Security ID:   461202103
Record Date:   11/25/2019   Meeting Type:   Annual   Ticker:   INTU
    Shares Voted:   60,666    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Eve Burton    Mgmt    For    For    For
1b    Elect Director Scott D. Cook    Mgmt    For    For    For
1c    Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For    For
1e    Elect Director Deborah Liu    Mgmt    For    For    For
1f    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g    Elect Director Dennis D. Powell    Mgmt    For    For    For
1h    Elect Director Brad D. Smith    Mgmt    For    For    For
1i    Elect Director Thomas Szkutak    Mgmt    For    For    For
1j    Elect Director Raul Vazquez    Mgmt    For    For    For
1k    Elect Director Jeff Weiner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt a Mandatory Arbitration Bylaw    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Visa Inc.

 

Meeting Date:   01/28/2020   Country:   USA   Primary Security ID:   92826C839
Record Date:   11/29/2019   Meeting Type:   Annual   Ticker:   V
    Shares Voted:   200,974    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    Refer    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e    Elect Director Ramon L. Laguarta    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Denise M. Morrison    Mgmt    For    For    For
1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1j    Elect Director John A. C. Swainson    Mgmt    For    For    For
1k    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:   02/26/2020   Country:   USA   Primary Security ID:   037833100
Record Date:   01/02/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   166,113    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f    Elect Director Ron Sugar    Mgmt    For    For    For
1g    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    Against    Against
5    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
6    Report on Freedom of Expression and Access to Information Policies    SH    Against    Against    Against

The Walt Disney Company

 

Meeting Date:   03/11/2020   Country:   USA   Primary Security ID:   254687106
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   DIS
    Shares Voted:   74,030    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Susan E. Arnold    Mgmt    For    For    For
1b    Elect Director Mary T. Barra    Mgmt    For    For    For
1c    Elect Director Safra A. Catz    Mgmt    For    For    For
1d    Elect Director Francis A. deSouza    Mgmt    For    For    For
1e    Elect Director Michael B.G. Froman    Mgmt    For    For    For
1f    Elect Director Robert A. Iger    Mgmt    For    For    For
1g    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1h    Elect Director Mark G. Parker    Mgmt    For    For    For
1i    Elect Director Derica W. Rice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Cooper Companies, Inc.

 

Meeting Date:   03/18/2020   Country:   USA   Primary Security ID:   216648402
Record Date:   01/23/2020   Meeting Type:   Annual   Ticker:   COO
    Shares Voted:   8,133    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director A. Thomas Bender    Mgmt    For    For    For
1.2    Elect Director Colleen E. Jay    Mgmt    For    For    For
1.3    Elect Director William A. Kozy    Mgmt    For    For    For
1.4    Elect Director Jody S. Lindell    Mgmt    For    For    For
1.5    Elect Director Gary S. Petersmeyer    Mgmt    For    For    For
1.6    Elect Director Allan E. Rubenstein    Mgmt    For    For    For
1.7    Elect Director Robert S. Weiss    Mgmt    For    For    For
1.8    Elect Director Albert G. White, III    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Adobe Inc.

 

Meeting Date:   04/09/2020   Country:   USA   Primary Security ID:   00724F101
Record Date:   02/12/2020   Meeting Type:   Annual   Ticker:   ADBE
    Shares Voted:   63,777    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Amy L. Banse    Mgmt    For    For    For
1b    Elect Director Frank A. Calderoni    Mgmt    For    For    For
1c    Elect Director James E. Daley    Mgmt    For    For    For
1d    Elect Director Laura B. Desmond    Mgmt    For    For    For
1e    Elect Director Charles M. Geschke    Mgmt    For    For    For
1f    Elect Director Shantanu Narayen    Mgmt    For    For    For
1g    Elect Director Kathleen Oberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Adobe Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h    Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i    Elect Director David A. Ricks    Mgmt    For    For    For
1j    Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1k    Elect Director John E. Warnock    Mgmt    For    For    For
2    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Report on Gender Pay Gap    SH    Against    Against    Against

Ferrari NV

 

Meeting Date:   04/16/2020   Country:   Netherlands   Primary Security ID:   N3167Y103
Record Date:   03/19/2020   Meeting Type:   Annual   Ticker:   RACE
    Shares Voted:   88,231    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2.a    Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c    Approve Remuneration Report    Mgmt    For    Refer    For
2.d    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e    Approve Dividends of EUR 1.13 Per Share    Mgmt    For    For    For
2.f    Approve Discharge of Directors    Mgmt    For    For    For
3.a    Reelect John Elkann as Executive Director    Mgmt    For    Refer    For
3.b    Reelect Louis C. Camilleri as Executive Director    Mgmt    For    For    For
3.c    Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.d    Reelect Delphine Arnault as Non-Executive Director    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Ferrari NV

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3.e    Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    For
3.f    Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.g    Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    For    For
3.h    Reelect Adam Keswick as Non-Executive Director    Mgmt    For    For    For
3.i    Elect Francesca Bellettini as Non-Executive Director    Mgmt    For    For    For
3.j    Elect Roberto Cingolani as Non-Executive Director    Mgmt    For    For    For
3.k    Elect John Galantic as Non-Executive Director    Mgmt    For    For    For
4    Appoint Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
5    Amend Remuneration Policy    Mgmt    For    Refer    For
6.1    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    Refer    Against
6.2    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    Against
6.3    Grant Board Authority to Issue Special Voting Shares    Mgmt    For    Refer    Against
7    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8    Approve Awards to Chairman    Mgmt    For    For    For
9    Close Meeting    Mgmt         

Stanley Black & Decker, Inc.

 

Meeting Date:   04/17/2020   Country:   USA   Primary Security ID:   854502101
Record Date:   02/14/2020   Meeting Type:   Annual   Ticker:   SWK
    Shares Voted:   112,309    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Andrea J. Ayers    Mgmt    For    For    For
1.2    Elect Director George W. Buckley    Mgmt    For    For    For
1.3    Elect Director Patrick D. Campbell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Stanley Black & Decker, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4    Elect Director Carlos M. Cardoso    Mgmt    For    For    For
1.5    Elect Director Robert B. Coutts    Mgmt    For    For    For
1.6    Elect Director Debra A. Crew    Mgmt    For    For    For
1.7    Elect Director Michael D. Hankin    Mgmt    For    For    For
1.8    Elect Director James M. Loree    Mgmt    For    For    For
1.9    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1.10    Elect Director Irving Tan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For

The Coca-Cola Company

 

Meeting Date:   04/22/2020   Country:   USA   Primary Security ID:   191216100
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   KO
    Shares Voted:   459,680    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2    Elect Director Marc Bolland    Mgmt    For    For    For
1.3    Elect Director Ana Botin    Mgmt    For    For    For
1.4    Elect Director Christopher C. Davis    Mgmt    For    For    For
1.5    Elect Director Barry Diller    Mgmt    For    For    For
1.6    Elect Director Helene D. Gayle    Mgmt    For    For    For
1.7    Elect Director Alexis M. Herman    Mgmt    For    For    For
1.8    Elect Director Robert A. Kotick    Mgmt    For    For    For
1.9    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.10    Elect Director James Quincey    Mgmt    For    For    For
1.11    Elect Director Caroline J. Tsay    Mgmt    For    For    For
1.12    Elect Director David B. Weinberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Coca-Cola Company

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4    Report on the Health Impacts and Risks of Sugar in the Company’s Products    SH    Against    Refer    Against

Intuitive Surgical, Inc.

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   46120E602
Record Date:   02/28/2020   Meeting Type:   Annual   Ticker:   ISRG
    Shares Voted:   19,815    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Craig H. Barratt    Mgmt    For    For    For
1b    Elect Director Joseph C. Beery    Mgmt    For    For    For
1c    Elect Director Gary S. Guthart    Mgmt    For    For    For
1d    Elect Director Amal M. Johnson    Mgmt    For    For    For
1e    Elect Director Don R. Kania    Mgmt    For    For    For
1f    Elect Director Amy L. Ladd    Mgmt    For    For    For
1g    Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1h    Elect Director Alan J. Levy    Mgmt    For    For    For
1i    Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1j    Elect Director Mark J. Rubash    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Provide Right to Call Special Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

J.B. Hunt Transport Services, Inc.

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   445658107
Record Date:   02/18/2020   Meeting Type:   Annual   Ticker:   JBHT
    Shares Voted:   85,068    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2    Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3    Elect Director Wayne Garrison    Mgmt    For    For    For
1.4    Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5    Elect Director Gary C. George    Mgmt    For    For    For
1.6    Elect Director Bryan Hunt    Mgmt    For    For    For
1.7    Elect Director Gale V. King    Mgmt    For    For    For
1.8    Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9    Elect Director James L. Robo    Mgmt    For    For    For
1.10    Elect Director Kirk Thompson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    Against    Against
5    Report on Climate Change Initiatives    SH    Against    Refer    Against

Danaher Corporation

 

Meeting Date:   05/05/2020   Country:   USA   Primary Security ID:   235851102
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   DHR
    Shares Voted:   50,515    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.2    Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.3    Elect Director Teri List-Stoll    Mgmt    For    Refer    For
1.4    Elect Director Walter G. Lohr, Jr.    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Danaher Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5    Elect Director Jessica L. Mega    Mgmt    For    For    For
1.6    Elect Director Pardis C. Sabeti    Mgmt    For    For    For
1.7    Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.8    Elect Director Steven M. Rales    Mgmt    For    For    For
1.9    Elect Director John T. Schwieters    Mgmt    For    Refer    For
1.10    Elect Director Alan G. Spoon    Mgmt    For    For    For
1.11    Elect Director Raymond C. Stevens    Mgmt    For    For    For
1.12    Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

CME Group Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   12572Q105
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   CME
    Shares Voted:   71,292    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b    Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c    Elect Director Charles P. Carey    Mgmt    For    For    For
1d    Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e    Elect Director Bryan T. Durkin    Mgmt    For    For    For
1f    Elect Director Ana Dutra    Mgmt    For    For    For
1g    Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h    Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i    Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j    Elect Director Daniel G. Kaye    Mgmt    For    For    For
1k    Elect Director Phyllis M. Lockett    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

CME Group Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l    Elect Director Deborah J. Lucas    Mgmt    For    For    For
1m    Elect Director Terry L. Savage    Mgmt    For    For    For
1n    Elect Director Rahael Seifu    Mgmt    For    For    For
1o    Elect Director William R. Shepard    Mgmt    For    For    For
1p    Elect Director Howard J. Siegel    Mgmt    For    For    For
1q    Elect Director Dennis A. Suskind    Mgmt    For    For    For
2    Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mettler-Toledo International Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   592688105
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   MTD
    Shares Voted:   5,344    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Robert F. Spoerry    Mgmt    For    For    For
1.2    Elect Director Wah-Hui Chu    Mgmt    For    For    For
1.3    Elect Director Domitille Doat-Le Bigot    Mgmt    For    For    For
1.4    Elect Director Olivier A. Filliol    Mgmt    For    For    For
1.5    Elect Director Elisha W. Finney    Mgmt    For    For    For
1.6    Elect Director Richard Francis    Mgmt    For    For    For
1.7    Elect Director Michael A. Kelly    Mgmt    For    For    For
1.8    Elect Director Thomas P. Salice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Tractor Supply Company

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   892356106
Record Date:   03/10/2020   Meeting Type:   Annual   Ticker:   TSCO
    Shares Voted:   143,528    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2    Elect Director Ricardo Cardenas    Mgmt    For    For    For
1.3    Elect Director Denise L. Jackson    Mgmt    For    For    For
1.4    Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.5    Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.6    Elect Director George MacKenzie    Mgmt    For    For    For
1.7    Elect Director Edna K. Morris    Mgmt    For    For    For
1.8    Elect Director Mark J. Weikel    Mgmt    For    For    For
1.9    Elect Director Harry A. Lawton, III    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

Motorola Solutions, Inc.

 

Meeting Date:   05/11/2020   Country:   USA   Primary Security ID:   620076307
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   MSI
    Shares Voted:   140,228    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Gregory Q. Brown    Mgmt    For    For    For
1b    Elect Director Kenneth D. Denman    Mgmt    For    For    For
1c    Elect Director Egon P. Durban    Mgmt    For    Refer    Against
1d    Elect Director Clayton M. Jones    Mgmt    For    For    For
1e    Elect Director Judy C. Lewent    Mgmt    For    For    For
1f    Elect Director Gregory K. Mondre    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Motorola Solutions, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g    Elect Director Anne R. Pramaggiore    Mgmt    For    For    For
1h    Elect Director Joseph M. Tucci    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    Against    Against

S&P Global Inc.

 

Meeting Date:   05/13/2020   Country:   USA   Primary Security ID:   78409V104
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   SPGI
    Shares Voted:   48,321    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Marco Alvera    Mgmt    For    For    For
1.2    Elect Director William J. Amelio    Mgmt    For    For    For
1.3    Elect Director William D. Green    Mgmt    For    For    For
1.4    Elect Director Charles E. Haldeman, Jr.    Mgmt    For    For    For
1.5    Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.6    Elect Director Rebecca J. Jacoby    Mgmt    For    For    For
1.7    Elect Director Monique F. Leroux    Mgmt    For    For    For
1.8    Elect Director Maria R. Morris    Mgmt    For    For    For
1.9    Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.10    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11    Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12    Elect Director Richard E. Thornburgh    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Union Pacific Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   907818108
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   UNP
    Shares Voted:   58,351    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1k    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against
5    Report on Climate Change    SH    Against    Against    Against

American Tower Corporation

 

Meeting Date:   05/18/2020   Country:   USA   Primary Security ID:   03027X100
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   AMT
    Shares Voted:   27,114    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Thomas A. Bartlett    Mgmt    For    For    For
1b    Elect Director Raymond P. Dolan    Mgmt    For    For    For
1c    Elect Director Robert D. Hormats    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

American Tower Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d    Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1e    Elect Director Grace D. Lieblein    Mgmt    For    For    For
1f    Elect Director Craig Macnab    Mgmt    For    For    For
1g    Elect Director JoAnn A. Reed    Mgmt    For    For    For
1h    Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1i    Elect Director David E. Sharbutt    Mgmt    For    For    For
1j    Elect Director Bruce L. Tanner    Mgmt    For    For    For
1k    Elect Director Samme L. Thompson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Political Contributions and Expenditures    SH    Against    Against    Against
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Northrop Grumman Corporation

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   666807102
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   33,038    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5    Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For
1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Northrop Grumman Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For
1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    Refer    Against

Verisk Analytics, Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   92345Y106
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   VRSK
    Shares Voted:   70,282    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Christopher M. Foskett    Mgmt    For    For    For
1b    Elect Director David B. Wright    Mgmt    For    For    For
1c    Elect Director Annell R. Bay    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   98978V103
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   ZTS
    Shares Voted:   82,313    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Gregory Norden    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Zoetis Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b    Elect Director Louise M. Parent    Mgmt    For    For    For
1c    Elect Director Kristin C. Peck    Mgmt    For    For    For
1d    Elect Director Robert W. Scully    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify KPMG LLP as Auditor    Mgmt    For    For    For

PayPal Holdings, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   70450Y103
Record Date:   03/27/2020   Meeting Type:   Annual   Ticker:   PYPL
    Shares Voted:   133,579    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b    Elect Director Jonathan Christodoro    Mgmt    For    For    For
1c    Elect Director John J. Donahoe    Mgmt    For    For    For
1d    Elect Director David W. Dorman    Mgmt    For    For    For
1e    Elect Director Belinda J. Johnson    Mgmt    For    For    For
1f    Elect Director Gail J. McGovern    Mgmt    For    For    For
1g    Elect Director Deborah M. Messemer    Mgmt    For    For    For
1h    Elect Director David M. Moffett    Mgmt    For    For    For
1i    Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j    Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k    Elect Director Frank D. Yeary    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Adopt Human and Indigenous People’s Rights Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Home Depot, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   437076102
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   HD
    Shares Voted:   74,182    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b    Elect Director Ari Bousbib    Mgmt    For    For    For
1c    Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d    Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e    Elect Director J. Frank Brown    Mgmt    For    For    For
1f    Elect Director Albert P. Carey    Mgmt    For    For    For
1g    Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h    Elect Director Linda R. Gooden    Mgmt    For    For    For
1i    Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j    Elect Director Manuel Kadre    Mgmt    For    For    For
1k    Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l    Elect Director Craig A. Menear    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
5    Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    For    For
6    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
7    Report on Congruency Political Analysis and Electioneering Expenditures    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

VeriSign, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   92343E102
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   VRSN
    Shares Voted:   58,498    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director D. James Bidzos    Mgmt    For    For    For
1.2    Elect Director Yehuda Ari Buchalter    Mgmt    For    For    For
1.3    Elect Director Kathleen A. Cote    Mgmt    For    For    For
1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.6    Elect Director Roger H. Moore    Mgmt    For    For    For
1.7    Elect Director Louis A. Simpson    Mgmt    For    For    For
1.8    Elect Director Timothy Tomlinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Cerner Corporation

 

Meeting Date:   05/22/2020   Country:   USA   Primary Security ID:   156782104
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   323,647    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Julie L. Gerberding    Mgmt    For    For    For
1b    Elect Director Brent Shafer    Mgmt    For    For    For
1c    Elect Director William D. Zollars    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Advance Notice Provisions    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amazon.com, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   023135106
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   18,484    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Report on Management of Food Waste    SH    Against    For    For
6    Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services    SH    Against    For    For
7    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For
8    Report on Products Promoting Hate Speech and Sales of Offensive Products    SH    Against    For    For
9    Require Independent Board Chairman    SH    Against    Refer    Against
10    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
11    Report on Reducing Environmental and Health Harms to Communities of Color    SH    Against    Against    Against
12    Report on Viewpoint Discrimination    SH    Against    Against    Against
13    Report on Promotion Velocity    SH    Against    Against    Against
14    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amazon.com, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15    Human Rights Risk Assessment    SH    Against    For    For
16    Report on Lobbying Payments and Policy    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   108,521    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    For    For
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Non-Employee Director Compensation Policy    Mgmt    For    Refer    Against
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Require a Majority Vote for the Election of Directors    SH    Against    For    For
7    Report on Political Advertising    SH    Against    For    For
8    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
9    Report on Civil and Human Rights Risk Assessment    SH    Against    Against    Against
10    Report on Online Child Sexual Exploitation    SH    Against    For    For
11    Report on Median Gender/Racial Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

UnitedHealth Group Incorporated

 

Meeting Date:   06/01/2020   Country:   USA   Primary Security ID:   91324P102
Record Date:   04/07/2020   Meeting Type:   Annual   Ticker:   UNH
    Shares Voted:   49,634    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Richard T. Burke    Mgmt    For    For    For
1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1d    Elect Director Michele J. Hooper    Mgmt    For    For    For
1e    Elect Director F. William McNabb, III    Mgmt    For    For    For
1f    Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1g    Elect Director John H. Noseworthy    Mgmt    For    For    For
1h    Elect Director Glenn M. Renwick    Mgmt    For    For    For
1i    Elect Director David S. Wichmann    Mgmt    For    For    For
1j    Elect Director Gail R. Wilensky    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against

Alphabet Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/07/2020   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   23,236    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Larry Page    Mgmt    For    For    For
1.2    Elect Director Sergey Brin    Mgmt    For    For    For
1.3    Elect Director Sundar Pichai    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Alphabet Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4    Elect Director John L. Hennessy    Mgmt    For    For    For
1.5    Elect Director Frances H. Arnold    Mgmt    For    For    For
1.6    Elect Director L. John Doerr    Mgmt    For    Refer    For
1.7    Elect Director Roger W. Ferguson Jr.    Mgmt    For    For    For
1.8    Elect Director Ann Mather    Mgmt    For    For    For
1.9    Elect Director Alan R. Mulally    Mgmt    For    Withhold    Withhold
1.10    Elect Director K. Ram Shiram    Mgmt    For    Refer    For
1.11    Elect Director Robin L. Washington    Mgmt    For    Refer    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Against    Against
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6    Report on Arbitration of Employment-Related Claims    SH    Against    For    For
7    Establish Human Rights Risk Oversight Committee    SH    Against    For    For
8    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against
9    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
10    Report on Takedown Requests    SH    Against    For    For
11    Require a Majority Vote for the Election of Directors    SH    Against    For    For
12    Report on Gender/Racial Pay Gap    SH    Against    Against    Against
13    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
14    Report on Whistleblower Policies and Practices    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

CoStar Group, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   22160N109
Record Date:   04/08/2020   Meeting Type:   Annual   Ticker:   CSGP
    Shares Voted:   10,554    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Michael R. Klein    Mgmt    For    For    For
1b    Elect Director Andrew C. Florance    Mgmt    For    For    For
1c    Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d    Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e    Elect Director John W. Hill    Mgmt    For    For    For
1f    Elect Director Robert W. Musslewhite    Mgmt    For    For    For
1g    Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1h    Elect Director Louise S. Sams    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   92532F100
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   VRTX
    Shares Voted:   52,439    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
1.2    Elect Director Lloyd Carney    Mgmt    For    For    For
1.3    Elect Director Alan Garber    Mgmt    For    For    For
1.4    Elect Director Terrence Kearney    Mgmt    For    For    For
1.5    Elect Director Reshma Kewalramani    Mgmt    For    For    For
1.6    Elect Director Yuchun Lee    Mgmt    For    For    For
1.7    Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.8    Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1.9    Elect Director Diana McKenzie    Mgmt    For    For    For
1.10    Elect Director Bruce I. Sachs    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For

Booking Holdings Inc.

 

Meeting Date:   06/04/2020   Country:   USA   Primary Security ID:   09857L108
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   BKNG
    Shares Voted:   10,573    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2    Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1.3    Elect Director Glenn D. Fogel    Mgmt    For    For    For
1.4    Elect Director Mirian M. Graddick-Weir    Mgmt    For    For    For
1.5    Elect Director Wei Hopeman    Mgmt    For    For    For
1.6    Elect Director Robert J. Mylod, Jr.    Mgmt    For    For    For
1.7    Elect Director Charles H. Noski    Mgmt    For    For    For
1.8    Elect Director Nicholas J. Read    Mgmt    For    For    For
1.9    Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.10    Elect Director Bob van Dijk    Mgmt    For    For    For
1.11    Elect Director Lynn M. Vojvodich    Mgmt    For    For    For
1.12    Elect Director Vanessa A. Wittman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

NVIDIA Corporation

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   67066G104
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   NVDA
    Shares Voted:   67,001    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Robert K. Burgess    Mgmt    For    For    For
1b    Elect Director Tench Coxe    Mgmt    For    For    For
1c    Elect Director Persis S. Drell    Mgmt    For    For    For
1d    Elect Director Jen-Hsun Huang    Mgmt    For    For    For
1e    Elect Director Dawn Hudson    Mgmt    For    For    For
1f    Elect Director Harvey C. Jones    Mgmt    For    For    For
1g    Elect Director Michael G. McCaffery    Mgmt    For    For    For
1h    Elect Director Stephen C. Neal    Mgmt    For    For    For
1i    Elect Director Mark L. Perry    Mgmt    For    For    For
1j    Elect Director A. Brooke Seawell    Mgmt    For    For    For
1k    Elect Director Mark A. Stevens    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:   06/10/2020   Country:   USA   Primary Security ID:   149123101
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   CAT
    Shares Voted:   108,505    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2    Elect Director David L. Calhoun    Mgmt    For    For    For
1.3    Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.4    Elect Director Juan Gallardo    Mgmt    For    For    For
1.5    Elect Director William A. Osborn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Caterpillar Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.6    Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.7    Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.8    Elect Director Susan C. Schwab    Mgmt    For    For    For
1.9    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1.10    Elect Director Miles D. White    Mgmt    For    For    For
1.11    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    Against
6    Provide Right to Act by Written Consent    SH    Against    For    For

FleetCor Technologies Inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   339041105
Record Date:   04/17/2020   Meeting Type:   Annual   Ticker:   FLT
    Shares Voted:   52,191    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Steven T. Stull    Mgmt    For    For    For
1.2    Elect Director Michael Buckman    Mgmt    For    For    For
1.3    Elect Director Thomas M. Hagerty    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Provide Right to Call Special Meeting    SH    Against    For    For
5    Adopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Mastercard Incorporated

 

Meeting Date:   06/16/2020   Country:   USA   Primary Security ID:   57636Q104
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   MA
    Shares Voted:   13,858    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b    Elect Director Ajay Banga    Mgmt    For    For    For
1c    Elect Director Richard K. Davis    Mgmt    For    For    For
1d    Elect Director Steven J. Freiberg    Mgmt    For    For    For
1e    Elect Director Julius Genachowski    Mgmt    For    For    For
1f    Elect Director Choon Phong Goh    Mgmt    For    For    For
1g    Elect Director Merit E. Janow    Mgmt    For    For    For
1h    Elect Director Oki Matsumoto    Mgmt    For    For    For
1i    Elect Director Youngme Moon    Mgmt    For    For    For
1j    Elect Director Rima Qureshi    Mgmt    For    For    For
1k    Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l    Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1m    Elect Director Jackson Tai    Mgmt    For    For    For
1n    Elect Director Lance Uggla    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Equinix, Inc.

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   29444U700
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   EQIX
    Shares Voted:   9,298    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Thomas Bartlett    Mgmt    For    For    For
1.2    Elect Director Nanci Caldwell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Equinix, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3    Elect Director Adaire Fox-Martin    Mgmt    For    For    For
1.4    Elect Director Gary Hromadko    Mgmt    For    For    For
1.5    Elect Director William Luby    Mgmt    For    For    For
1.6    Elect Director Irving Lyons, III    Mgmt    For    For    For
1.7    Elect Director Charles Meyers    Mgmt    For    For    For
1.8    Elect Director Christopher Paisley    Mgmt    For    For    For
1.9    Elect Director Sandra Rivera    Mgmt    For    For    For
1.10    Elect Director Peter Van Camp    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Report on Political Contributions    SH    Against    For    For


IVY VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

ADVANZ PHARMA Corp.

 

Meeting Date:   12/17/2019   Country:   Canada   Primary Security ID:   00775M104
Record Date:   11/18/2019   Meeting Type:   Special   Ticker:   ADVZ
    Shares Voted:   34,500    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for Limited Voting, Class A, B, and C Special Shareholders    Mgmt         
1    Approve Continuance of Company [Canada to Jersey] and Change Company Name to ADVANZ PHARMA Corp. Limited    Mgmt    For    Refer    For

Laureate Education, Inc.

 

Meeting Date:   05/11/2020   Country:   USA   Primary Security ID:   518613203
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   LAUR
    Shares Voted:   442,638    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Brian F. Carroll    Mgmt    For    Refer    Withhold
1.2    Elect Director Andrew B. Cohen    Mgmt    For    Refer    Withhold
1.3    Elect Director William L. Cornog    Mgmt    For    Refer    Withhold
1.4    Elect Director Pedro del Corro    Mgmt    For    Refer    Withhold
1.5    Elect Director Michael J. Durham    Mgmt    For    Refer    Withhold
1.6    Elect Director Kenneth W. Freeman    Mgmt    For    Refer    Withhold
1.7    Elect Director George Munoz    Mgmt    For    Refer    Withhold
1.8    Elect Director Judith Rodin    Mgmt    For    Refer    Withhold
1.9    Elect Director Eilif Serck-Hanssen    Mgmt    For    Refer    Withhold
1.10    Elect Director Ian K. Snow    Mgmt    For    Refer    Withhold
1.11    Elect Director Steven M. Taslitz    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

 

ADVANZ PHARMA Corp. Ltd.

 

Meeting Date:   06/17/2020   Country:   Jersey   Primary Security ID:   G01022105
Record Date:   05/11/2020   Meeting Type:   Annual   Ticker:   CXRXF
    Shares Voted:   34,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for Limited Voting Shareholders    Mgmt         
1a    Elect Director Adeel Ahmad    Mgmt    For    Refer    Withhold
1b    Elect Director Elmar Schnee    Mgmt    For    For    For
1c    Elect Director Frances Cloud    Mgmt    For    Refer    Withhold
1d    Elect Director Graeme Duncan    Mgmt    For    Refer    Withhold
1e    Elect Director Maurice Chagnaud    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Amend Articles of Association    Mgmt    For    Refer    Against


IVY VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

BT Group Plc

 

Meeting Date:   07/10/2019   Country:   United Kingdom   Primary Security ID:   G16612106
Record Date:   07/08/2019   Meeting Type:   Annual   Ticker:   BT.A
    Shares Voted:   3,853,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Re-elect Jan du Plessis as Director    Mgmt    For    For    For
5    Re-elect Simon Lowth as Director    Mgmt    For    For    For
6    Re-elect Iain Conn as Director    Mgmt    For    For    For
7    Re-elect Tim Hottges as Director    Mgmt    For    For    Against
8    Re-elect Isabel Hudson as Director    Mgmt    For    For    For
9    Re-elect Mike Inglis as Director    Mgmt    For    For    For
10    Re-elect Nick Rose as Director    Mgmt    For    For    For
11    Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For
12    Elect Philip Jansen as Director    Mgmt    For    For    For
13    Elect Matthew Key as Director    Mgmt    For    For    For
14    Elect Allison Kirkby as Director    Mgmt    For    For    For
15    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise Issue of Equity    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
21    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Alibaba Group Holding Limited

 

Meeting Date:   07/15/2019   Country:   Cayman Islands   Primary Security ID:   01609W102
Record Date:   06/07/2019   Meeting Type:   Annual   Ticker:   BABA
    Shares Voted:   74,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Share Subdivision    Mgmt    For    For    For
2.1    Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
2.2    Elect Chee Hwa Tung as Director    Mgmt    For    For    For
2.3    Elect Jerry Yang as Director    Mgmt    For    For    For
2.4    Elect Wan Ling Martello as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Industria de Diseno Textil SA

 

Meeting Date:   07/16/2019   Country:   Spain   Primary Security ID:   E6282J125
Record Date:   07/11/2019   Meeting Type:   Annual   Ticker:   ITX
    Shares Voted:   295,600    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Standalone Financial Statements    Mgmt    For    For    For
2    Approve Consolidated Financial Statements    Mgmt    For    For    For
3    Approve Non-Financial Information Report    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends    Mgmt    For    For    For
5    Fix Number of Directors at 11    Mgmt    For    Refer    For
6.a    Reelect Pablo Isla Alvarez de Tejera as Director    Mgmt    For    For    For
6.b    Reelect Amancio Ortega Gaona as Director    Mgmt    For    For    For
6.c    Elect Carlos Crespo Gonzalez as Director    Mgmt    For    For    For
6.d    Reelect Emilio Saracho Rodriguez de Torres as Director    Mgmt    For    For    For
6.e    Reelect Jose Luis Duran Schulz as Director    Mgmt    For    For    For
7.a    Amend Article 13 Re: General Meetings    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Industria de Diseno Textil SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

7.b    Amend Articles Re: Board Committees    Mgmt    For    Refer    For
7.c    Amend Articles Re: Annual Accounts and Allocation of Income    Mgmt    For    For    For
8    Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
9    Approve Restricted Stock Plan    Mgmt    For    For    For
10    Authorize Share Repurchase Program    Mgmt    For    For    For
11    Amend Remuneration Policy    Mgmt    For    Refer    For
12    Advisory Vote on Remuneration Report    Mgmt    For    Refer    For
13    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
14    Receive Amendments to Board of Directors Regulations    Mgmt         

Babcock International Group Plc

 

Meeting Date:   07/18/2019   Country:   United Kingdom   Primary Security ID:   G0689Q152
Record Date:   07/16/2019   Meeting Type:   Annual   Ticker:   BAB
    Shares Voted:   930,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Elect Ruth Cairnie as Director    Mgmt    For    For    For
5    Re-elect Sir David Omand as Director    Mgmt    For    For    For
6    Re-elect Victoire de Margerie as Director    Mgmt    For    For    For
7    Re-elect Ian Duncan as Director    Mgmt    For    For    For
8    Re-elect Lucy Dimes as Director    Mgmt    For    For    For
9    Re-elect Myles Lee as Director    Mgmt    For    For    For
10    Re-elect Kjersti Wiklund as Director    Mgmt    For    For    For
11    Re-elect Jeff Randall as Director    Mgmt    For    For    For
12    Re-elect Archie Bethel as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Babcock International Group Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

13    Re-elect Franco Martinelli as Director    Mgmt    For    For    For
14    Re-elect John Davies as Director    Mgmt    For    For    For
15    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Approve Performance Share Plan    Mgmt    For    Refer    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Tenaris SA

 

Meeting Date:   07/29/2019   Country:   Luxembourg   Primary Security ID:   L90272102
Record Date:   07/15/2019   Meeting Type:   Special   Ticker:   TEN
    Shares Voted:   151,000    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A.    Mgmt    For    For    For
2    Approve Share Repurchase    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Tenaris SA

 

Meeting Date:   07/29/2019   Country:   Luxembourg   Primary Security ID:   L90272102
Record Date:   07/15/2019   Meeting Type:   Special   Ticker:   TEN
    Shares Voted:   278,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Special Meeting Agenda    Mgmt         
1    Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A.    Mgmt    For    For    For
2    Approve Share Repurchase    Mgmt    For    For    For

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:   08/21/2019   Country:   China   Primary Security ID:   Y9879F108
Record Date:   08/14/2019   Meeting Type:   Special   Ticker:   000538
    Shares Voted:   476,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Amendments to Articles of Association    Mgmt    For    For    For
2    Approve Use of Own Funds for Adjustment on Securities Investment    Mgmt    For    Refer    Against
   ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
3.1    Elect Chen Fashu as Non-Independent Director    Mgmt    For    Refer    Against
3.2    Elect Chen Yanhui as Non-Independent Director    Mgmt    For    Refer    Against
3.3    Elect Wang Rong as Non-Independent Director    Mgmt    For    Refer    Against
3.4    Elect Na Pengjie as Non-Independent Director    Mgmt    For    Refer    Against
3.5    Elect Li Shuangyou as Non-Independent Director    Mgmt    For    Refer    Against
3.6    Elect Wang Minghui as Non-Independent Director    Mgmt    For    Refer    Against
3.7    Elect Yang Changhong as Non-Independent Director    Mgmt    For    Refer    Against
   ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1    Elect Yin Xiaobing as Independent Director    Mgmt    For    For    For
4.2    Elect Dai Yang as Independent Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Yunnan Baiyao Group Co., Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4.3    Elect Zhang Yongliang as Independent Director    Mgmt    For    For    For
   ELECT SUPERVISORS VIA CUMULATIVE VOTING    Mgmt         
5.1    Elect You Guanghui as Supervisor    SH    For    For    For
5.2    Elect Zhong Jie as Supervisor    SH    For    For    For
5.3    Elect Song Chengli as Supervisor    SH    For    For    For
5.4    Elect Wu Qun as Supervisor    SH    For    For    For

Naspers Ltd.

 

Meeting Date:   08/23/2019   Country:   South Africa   Primary Security ID:   S53435103
Record Date:   08/16/2019   Meeting Type:   Annual   Ticker:   NPN
    Shares Voted:   33,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Resolutions    Mgmt         
1    Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019    Mgmt    For    For    For
2    Approve Dividends for N Ordinary and A Ordinary Shares    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor    Mgmt    For    For    For
4    Re-elect Nolo Letele as Directors    Mgmt    For    For    For
5.1    Re-elect Koos Bekker as Director    Mgmt    For    For    Against
5.2    Re-elect Steve Pacak as Director    Mgmt    For    For    For
5.3    Re-elect Cobus Stofberg as Director    Mgmt    For    For    For
5.4    Re-elect Ben van der Ross as Director    Mgmt    For    For    For
5.5    Re-elect Debra Meyer as Director    Mgmt    For    For    For
6.1    Re-elect Don Eriksson as Member of the Audit Committee    Mgmt    For    For    For
6.2    Re-elect Ben van der Ross as Member of the Audit Committee    Mgmt    For    For    For
6.3    Re-elect Rachel Jafta as Member of the Audit Committee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Naspers Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Approve Implementation of the Remuneration Policy    Mgmt    For    Refer    Against
9    Place Authorised but Unissued Shares under Control of Directors    Mgmt    For    Refer    Against
10    Authorise Board to Issue Shares for Cash    Mgmt    For    Refer    For
11    Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed    Mgmt    For    For    For
12    Authorise Ratification of Approved Resolutions    Mgmt    For    For    For
   Special Resolutions    Mgmt         
1.1    Approve Fees of the Board Chairman    Mgmt    For    Refer    For
1.2    Approve Fees of the Board Member    Mgmt    For    Refer    For
1.3    Approve Fees of the Audit Committee Chairman    Mgmt    For    Refer    For
1.4    Approve Fees of the Audit Committee Member    Mgmt    For    Refer    For
1.5    Approve Fees of the Risk Committee Chairman    Mgmt    For    Refer    For
1.6    Approve Fees of the Risk Committee Member    Mgmt    For    Refer    For
1.7    Approve Fees of the Human Resources and Remuneration Committee Chairman    Mgmt    For    Refer    For
1.8    Approve Fees of the Human Resources and Remuneration Committee Member    Mgmt    For    Refer    For
1.9    Approve Fees of the Nomination Committee Chairman    Mgmt    For    Refer    For
1.10    Approve Fees of the Nomination Committee Member    Mgmt    For    Refer    For
1.11    Approve Fees of the Social and Ethics Committee Chairman    Mgmt    For    Refer    For
1.12    Approve Fees of the Social and Ethics Committee Member    Mgmt    For    Refer    For
1.13    Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds    Mgmt    For    Refer    For
2    Approve Financial Assistance in Terms of Section 44 of the Companies Act    Mgmt    For    Refer    For
3    Approve Financial Assistance in Terms of Section 45 of the Companies Act    Mgmt    For    Refer    For
4    Authorise Repurchase of N Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Naspers Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Authorise Repurchase of A Ordinary Shares    Mgmt    For    For    Against
6    Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares    Mgmt    For    For    Against

Naspers Ltd.

 

Meeting Date:   08/23/2019   Country:   South Africa   Primary Security ID:   S53435103
Record Date:   08/16/2019   Meeting Type:   Special   Ticker:   NPN
    Shares Voted:   33,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Matters in Relation to the Implementation of the Proposed Transaction    Mgmt    For    For    For

Han’s Laser Technology Industry Group Co., Ltd.

 

Meeting Date:   09/05/2019   Country:   China   Primary Security ID:   Y3063F107
Record Date:   09/02/2019   Meeting Type:   Special   Ticker:   002008
    Shares Voted:   1,342,649    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Stock Option Incentive Plan and Its Summary    Mgmt    For    For    For
2    Approve Methods to Assess the Performance of Plan Participants    Mgmt    For    For    For
3    Approve Authorization of the Board to Handle All Related Matters    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wen’s Foodstuffs Group Co., Ltd.

 

Meeting Date:   09/06/2019   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   08/29/2019   Meeting Type:   Special   Ticker:   300498
    Shares Voted:   302,274    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Interim Profit Distribution    Mgmt    For    For    For
2    Approve Donation to Beiying Charity Foundation in Xinxing County, Guangdong Province    Mgmt    For    For    For
3    Approve Donation to Guangdong Province Foundation and Applied Basic Research Fund Committee    Mgmt    For    For    For

Huayu Automotive Systems Co., Ltd.

 

Meeting Date:   09/25/2019   Country:   China   Primary Security ID:   Y3750U102
Record Date:   09/18/2019   Meeting Type:   Special   Ticker:   600741
    Shares Voted:   2,153,604    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Wang Xiaoqiu as Non-Independent Director    Mgmt    For    For    For
2    Elect Zhuang Jingxiong as Supervisor    Mgmt    For    Refer    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:   09/27/2019   Country:   China   Primary Security ID:   Y9718N106
Record Date:   09/20/2019   Meeting Type:   Special   Ticker:   000858
    Shares Voted:   371,009    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Amendments to Articles of Association    Mgmt    For    For    For
2    Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    For    For
3    Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    For    For
4    Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wuliangye Yibin Co., Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Elect Zeng Congqin as Non-Independent Director    Mgmt    For    For    For

BHP Group Plc

 

Meeting Date:   10/17/2019   Country:   United Kingdom   Primary Security ID:   G10877127
Record Date:   10/15/2019   Meeting Type:   Annual   Ticker:   BHP
    Shares Voted:   232,017    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Authorise Issue of Equity    Mgmt    For    For    For
5    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
9    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
10    Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    For    For
11    Elect Ian Cockerill as Director    Mgmt    For    For    For
12    Elect Susan Kilsby as Director    Mgmt    For    For    For
13    Re-elect Terry Bowen as Director    Mgmt    For    For    For
14    Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
15    Re-elect Anita Frew as Director    Mgmt    For    For    For
16    Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
17    Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
18    Re-elect John Mogford as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BHP Group Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

19    Re-elect Shriti Vadera as Director    Mgmt    For    For    For
20    Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
21    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against
22    Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement    SH    Against    Refer    Against

BHP Group Plc

 

Meeting Date:   10/17/2019   Country:   United Kingdom   Primary Security ID:   G10877127
Record Date:   09/13/2019   Meeting Type:   Annual   Ticker:   BHP
    Shares Voted:   86,589    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Authorise Issue of Equity    Mgmt    For    For    For
5    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
9    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
10    Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    For    For
11    Elect Ian Cockerill as Director    Mgmt    For    For    For
12    Elect Susan Kilsby as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BHP Group Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

13    Re-elect Terry Bowen as Director    Mgmt    For    For    For
14    Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
15    Re-elect Anita Frew as Director    Mgmt    For    For    For
16    Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
17    Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
18    Re-elect John Mogford as Director    Mgmt    For    For    For
19    Re-elect Shriti Vadera as Director    Mgmt    For    For    For
20    Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
21    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against
22    Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement    SH    Against    Refer    Against

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:   10/29/2019   Country:   China   Primary Security ID:   Y9879F108
Record Date:   10/22/2019   Meeting Type:   Special   Ticker:   000538
    Shares Voted:   586,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Employee Share Purchase Plan (Draft) and Summary    Mgmt    For    Refer    For
2    Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan    Mgmt    For    Refer    For
3    Approve Draft of Employee Share Purchase Plan Management Method    Mgmt    For    Refer    For
4    Approve Incentive Fund Management Method    Mgmt    For    Refer    For
5    Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

China Construction Bank Corporation

 

Meeting Date:   10/30/2019   Country:   China   Primary Security ID:   Y1397N101
Record Date:   09/27/2019   Meeting Type:   Special   Ticker:   939
    Shares Voted:   11,688,000    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Elect Wang Yongqing as Supervisor    Mgmt    For    Refer    For
2    Elect Michel Madelain as Director    Mgmt    For    For    For
3    Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018    Mgmt    For    Refer    For
4    Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018    Mgmt    For    Refer    For
5    Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations    Mgmt    For    For    For

Pernod Ricard SA

 

Meeting Date:   11/08/2019   Country:   France   Primary Security ID:   F72027109
Record Date:   11/06/2019   Meeting Type:   Annual/Special   Ticker:   RI
    Shares Voted:   42,076    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 3.12 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Reelect Kory Sorenson as Director    Mgmt    For    For    For
6    Elect Esther Berrozpe Galindo as Director    Mgmt    For    For    For
7    Elect Philippe Petitcolin as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Pernod Ricard SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

8    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million    Mgmt    For    Refer    For
9    Approve Compensation of Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
11    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
12    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million    Mgmt    For    For    For
14    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    For    For
15    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
16    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    Refer    For
17    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
18    Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers    Mgmt    For    For    For
19    Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
20    Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
21    Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries    Mgmt    For    Refer    For
24    Amend Article 16 of Bylaws Re: Employee Representative    Mgmt    For    Refer    For
25    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:   11/08/2019   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   10/31/2019   Meeting Type:   Special   Ticker:   300498
    Shares Voted:   725,348    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Adjustment on Issuance of Commercial Papers    Mgmt    For    Refer    For
2    Approve Adjustment on Related Party Transaction    Mgmt    For    Refer    For
3    Approve Repurchase and Cancellation of Performance Share Plan    Mgmt    For    For    For
4    Approve Changes in Registered Capital and Amend Articles of Association    Mgmt    For    Refer    For

Newcrest Mining Ltd.

 

Meeting Date:   11/12/2019   Country:   Australia   Primary Security ID:   Q6651B114
Record Date:   11/10/2019   Meeting Type:   Annual   Ticker:   NCM
    Shares Voted:   388,521    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2a    Elect Peter Hay as Director    Mgmt    For    For    For
2b    Elect Vickki McFadden as Director    Mgmt    For    For    For
3a    Approve Grant of Performance Rights to Sandeep Biswas    Mgmt    For    For    For
3b    Approve Grant of Performance Rights to Gerard Bond    Mgmt    For    For    For
4    Approve Remuneration Report    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:   11/18/2019   Country:   China   Primary Security ID:   Y2882R102
Record Date:   11/12/2019   Meeting Type:   Special   Ticker:   000651
    Shares Voted:   479,809    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Amendments to Articles of Association    Mgmt    For    Refer    For
2    Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:   11/21/2019   Country:   Jersey   Primary Security ID:   G3421J106
Record Date:   11/19/2019   Meeting Type:   Annual   Ticker:   FERG
    Shares Voted:   124,637    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6    Re-elect Gareth Davis as Director    Mgmt    For    For    For
7    Elect Geoff Drabble as Director    Mgmt    For    For    For
8    Elect Catherine Halligan as Director    Mgmt    For    For    For
9    Re-elect Kevin Murphy as Director    Mgmt    For    For    For
10    Re-elect Alan Murray as Director    Mgmt    For    For    For
11    Re-elect Michael Powell as Director    Mgmt    For    For    For
12    Elect Tom Schmitt as Director    Mgmt    For    For    For
13    Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
14    Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
15    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Ferguson Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

18    Authorise Issue of Equity    Mgmt    For    For    For
19    Amend Long Term Incentive Plan 2019    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Whitbread Plc

 

Meeting Date:   12/06/2019   Country:   United Kingdom   Primary Security ID:   G9606P197
Record Date:   12/04/2019   Meeting Type:   Special   Ticker:   WTB
    Shares Voted:   137,526    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Remuneration Policy    Mgmt    For    Refer    For
2    Approve Restricted Share Plan    Mgmt    For    For    For

Axis Bank Limited

 

Meeting Date:   01/09/2020   Country:   India   Primary Security ID:   Y0487S137
Record Date:   11/22/2019   Meeting Type:   Special   Ticker:   532215
    Shares Voted:   743,984    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Postal Ballot    Mgmt         
1    Reelect S. Vishvanathan as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ZOZO, Inc.

 

Meeting Date:   01/28/2020   Country:   Japan   Primary Security ID:   J9893A108
Record Date:   11/30/2019   Meeting Type:   Special   Ticker:   3092
    Shares Voted:   199,281    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Director Kawabe, Kentaro    Mgmt    For    Refer    Against

Amdocs Limited

 

Meeting Date:   01/31/2020   Country:   Guernsey   Primary Security ID:   G02602103
Record Date:   12/05/2019   Meeting Type:   Annual   Ticker:   DOX
    Shares Voted:   146,304    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.2    Elect Director Adrian Gardner    Mgmt    For    For    For
1.3    Elect Director James S. Kahan    Mgmt    For    For    For
1.4    Elect Director Rafael de la Vega    Mgmt    For    For    For
1.5    Elect Director Giora Yaron    Mgmt    For    For    For
1.6    Elect Director Eli Gelman    Mgmt    For    For    For
1.7    Elect Director Richard T.C. LeFave    Mgmt    For    For    For
1.8    Elect Director John A. MacDonald    Mgmt    For    For    For
1.9    Elect Director Shuky Sheffer    Mgmt    For    For    For
1.10    Elect Director Yvette Kanouff    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Approve an Increase in the Quarterly Cash Dividend Rate    Mgmt    For    For    For
4    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
5    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Imperial Brands Plc

 

Meeting Date:   02/05/2020   Country:   United Kingdom   Primary Security ID:   G4720C107
Record Date:   02/03/2020   Meeting Type:   Annual   Ticker:   IMB
    Shares Voted:   302,402    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Re-elect Susan Clark as Director    Mgmt    For    For    For
5    Re-elect Alison Cooper as Director    Mgmt    For    For    For
6    Re-elect Therese Esperdy as Director    Mgmt    For    For    For
7    Re-elect Simon Langelier as Director    Mgmt    For    For    For
8    Re-elect Matthew Phillips as Director    Mgmt    For    For    For
9    Re-elect Steven Stanbrook as Director    Mgmt    For    For    For
10    Elect Jonathan Stanton as Director    Mgmt    For    For    For
11    Re-elect Oliver Tant as Director    Mgmt    For    For    For
12    Re-elect Karen Witts as Director    Mgmt    For    For    For
13    Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:   03/17/2020   Country:   China   Primary Security ID:   Y2882R102
Record Date:   03/11/2020   Meeting Type:   Special   Ticker:   000651
    Shares Voted:   761,309    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Issuance of Debt Financing Instruments    Mgmt    For    Refer    For

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/18/2020   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2019   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   220,202    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1    Elect Han Jong-hee as Inside Director    Mgmt    For    For    For
2.2    Elect Choi Yoon-ho as Inside Director    Mgmt    For    For    For
3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

A.P. Moller-Maersk A/S

 

Meeting Date:   03/23/2020   Country:   Denmark   Primary Security ID:   K0514G101
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   MAERSK.B
    Shares Voted:   1,598    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Report of Board    Mgmt         
2    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Discharge of Management and Board    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends of DKK 150 Per Share    Mgmt    For    For    For
5a    Reelect Jim Hagemann Snabe as Director    Mgmt    For    For    For
5b    Reelect Ane Maersk Mc-Kinney Uggla as Director    Mgmt    For    For    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

A.P. Moller-Maersk A/S

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5c    Reelect Robert Maersk Uggla as Director    Mgmt    For    For    Abstain
5d    Reelect Jacob Andersen Sterling as Director    Mgmt    For    For    For
5e    Reelect Thomas Lindegaard Madsen as Director    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
7a    Authorize Board to Declare Extraordinary Dividend    Mgmt    For    For    For
7b    Approve DKK 784.9 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    For
7c    Approve Guidelines for Incentive-Based Compensation for Executive Management and Board    Mgmt    For    Refer    For
7d    Amend Articles Re: Voting on the Company’s Remuneration Report at Annual General Meetings    Mgmt    For    For    For

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:   03/23/2020   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   03/13/2020   Meeting Type:   Special   Ticker:   300498
    Shares Voted:   1,150,288    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Amend Management System of External Donations    Mgmt    For    For    For
2    Approve Donations to Support the Prevention and Control of the Novel Coronavirus Pneumonia Epidemic    Mgmt    For    For    For
3    Approve Donations to Beiying Charity Foundation of Xinxing County, Guangdong Province    Mgmt    For    For    For
4    Approve Donations to Xinxingxian Liuzu Charity Association    Mgmt    For    For    For
5    Approve the Confirmation of Previously Entrusted Asset Management    Mgmt    For    Refer    For
6    Approve Use of Temporary Excess Idle Raised Funds and Remaining Raised Funds for Cash Management    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

INPEX Corp.

 

Meeting Date:   03/25/2020   Country:   Japan   Primary Security ID:   J2467E101
Record Date:   12/31/2019   Meeting Type:   Annual   Ticker:   1605
    Shares Voted:   844,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 18    Mgmt    For    For    For
2.1    Elect Director Kitamura, Toshiaki    Mgmt    For    For    For
2.2    Elect Director Ueda, Takayuki    Mgmt    For    For    For
2.3    Elect Director Ito, Seiya    Mgmt    For    For    For
2.4    Elect Director Ikeda, Takahiko    Mgmt    For    For    For
2.5    Elect Director Yajima, Shigeharu    Mgmt    For    For    For
2.6    Elect Director Kittaka, Kimihisa    Mgmt    For    For    For
2.7    Elect Director Sase, Nobuharu    Mgmt    For    For    For
2.8    Elect Director Yamada, Daisuke    Mgmt    For    For    For
2.9    Elect Director Yanai, Jun    Mgmt    For    For    For
2.10    Elect Director Iio, Norinao    Mgmt    For    For    For
2.11    Elect Director Nishimura, Atsuko    Mgmt    For    For    For
2.12    Elect Director Kimura, Yasushi    Mgmt    For    For    For
2.13    Elect Director Ogino, Kiyoshi    Mgmt    For    For    For
2.14    Elect Director Nishikawa, Tomo    Mgmt    For    For    For
3    Approve Annual Bonus    Mgmt    For    Refer    For

UniCredit SpA

 

Meeting Date:   04/09/2020   Country:   Italy   Primary Security ID:   T9T23L642
Record Date:   03/31/2020   Meeting Type:   Annual/Special   Ticker:   UCG
    Shares Voted:   508,173    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

UniCredit SpA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Approve Allocation of Income    Mgmt    For    For    For
3    Approve Dividend Distribution    Mgmt    For    For    For
4    Approve Elimination of Negative Reserves    Mgmt    For    For    For
5.1    Approve Decrease in Size of Board    Mgmt    For    Refer    For
5.2    Elect Beatriz Lara Bartolome as Director    Mgmt    For    For    For
5.3    Elect Diego De Giorgi as Director    Mgmt    For    For    For
6    Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7    Approve 2020 Group Incentive System    Mgmt    For    Refer    For
8    Approve Remuneration Policy    Mgmt    For    Refer    For
9    Approve Second Section of the Remuneration Report    Mgmt    For    Refer    For
10    Approve Long-Term Incentive Plan    Mgmt    For    For    For
11    Authorize Share Repurchase Program    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
1    Authorize Board to Increase Capital to Service 2019 Group Incentive System    Mgmt    For    Refer    For
2    Authorize Board to Increase Capital to Service 2020 Group Incentive System    Mgmt    For    Refer    For
3    Amend Company Bylaws Re: Clause 6    Mgmt    For    Refer    For
4    Authorize Cancellation of Repurchased Shares    Mgmt    For    Refer    For
A    Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Airbus SE

 

Meeting Date:   04/16/2020   Country:   Netherlands   Primary Security ID:   N0280G100
Record Date:   03/19/2020   Meeting Type:   Annual   Ticker:   AIR
    Shares Voted:   122,838    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Airbus SE

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.1    Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2    Receive Report on Business and Financial Statements    Mgmt         
2.3    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3    Discussion of Agenda Items    Mgmt         
4.1    Adopt Financial Statements    Mgmt    For    For    For
4.2    Approve Allocation of Income and Dividends of EUR of 1.80 per Share    Mgmt         
4.3    Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4    Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5    Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6    Adopt Remuneration Policy    Mgmt    For    Refer    For
4.7    Approve Remuneration Report Containing Remuneration Policy    Mgmt    For    Refer    For
4.8    Elect Mark Dunkerley as Non-Executive Director    Mgmt    For    For    For
4.9    Elect Stephan Gemkow as Non-Executive Director    Mgmt    For    For    For
4.10    Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.11    Reelect Lord Drayson (Paul) as Non-Executive Director    Mgmt    For    For    For
4.12    Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.13    Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.15    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5    Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:   04/21/2020   Country:   China   Primary Security ID:   Y9879F108
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   000538
    Shares Voted:   336,935    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Report of the Board of Directors    Mgmt    For    For    For
2    Approve Report of the Board of Supervisors    Mgmt    For    For    For
3    Approve Financial Statements    Mgmt    For    For    For
4    Approve Annual Report and Summary    Mgmt    For    For    For
5    Approve Profit Distribution    Mgmt    For    For    For
6    Approve Appointment of Auditor and Internal Control Auditor    Mgmt    For    For    For
7    Approve Draft and Summary of Stock Option Incentive Plan    Mgmt    For    For    For
8    Approve Assessment and Management Measures of the Stock Option Incentive Plan    Mgmt    For    For    For
9    Approve Company Shares Repurchase to Implement Employee Incentive Plan    Mgmt    For    For    For
10    Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan    Mgmt    For    For    For
11    Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase    Mgmt    For    For    For

CRH Plc

 

Meeting Date:   04/23/2020   Country:   Ireland   Primary Security ID:   G25508105
Record Date:   04/21/2020   Meeting Type:   Annual   Ticker:   CRH
    Shares Voted:   214,443    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4a    Re-elect Richie Boucher as Director    Mgmt    For    For    For
4b    Elect Johan Karlstrom as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

CRH Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4c    Elect Shaun Kelly as Director    Mgmt    For    For    For
4d    Re-elect Heather McSharry as Director    Mgmt    For    For    For
4e    Re-elect Albert Manifold as Director    Mgmt    For    For    For
4f    Re-elect Senan Murphy as Director    Mgmt    For    For    For
4g    Re-elect Gillian Platt as Director    Mgmt    For    For    For
4h    Re-elect Mary Rhinehart as Director    Mgmt    For    For    For
4i    Re-elect Lucinda Riches as Director    Mgmt    For    For    For
4j    Re-elect Siobhan Talbot as Director    Mgmt    For    For    For
5    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6    Ratify Deloitte Ireland LLP as Auditors    Mgmt    For    For    For
7    Authorise Issue of Equity    Mgmt    For    For    For
8    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
10    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
11    Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
12    Approve Scrip Dividend    Mgmt    For    For    For

Nestle SA

 

Meeting Date:   04/23/2020   Country:   Switzerland   Primary Security ID:   H57312649
Record Date:     Meeting Type:   Annual   Ticker:   NESN
    Shares Voted:   145,098    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report    Mgmt    For    Refer    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of CHF 2.70 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nestle SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4.1.a    Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b    Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c    Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d    Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.e    Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.f    Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.g    Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.h    Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1.i    Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1.j    Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1.k    Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.1.l    Reelect Dick Boer as Director    Mgmt    For    For    For
4.1.m    Reelect Dinesh Paliwal as Director    Mgmt    For    For    For
4.2    Elect Hanne Jimenez de Mora as Director    Mgmt    For    For    For
4.3.1    Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2    Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3    Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4    Appoint Dick Boer as Member of the Compensation Committee    Mgmt    For    For    For
4.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
4.5    Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1    Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    Refer    For
6    Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7    Transact Other Business (Voting)    Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Schneider Electric SE

 

Meeting Date:   04/23/2020   Country:   France   Primary Security ID:   F86921107
Record Date:   04/21/2020   Meeting Type:   Annual/Special   Ticker:   SU
    Shares Voted:   88,287    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Termination Package of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
6    Approve Compensation Report    Mgmt    For    Refer    For
7    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
8    Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Board Members    Mgmt    For    Refer    For
12    Reelect Leo Apotheker as Director    Mgmt    For    For    For
13    Reelect Cecile Cabanis as Director    Mgmt    For    For    For
14    Reelect Fred Kindle as Director    Mgmt    For    For    For
15    Reelect Willy Kissling as Director    Mgmt    For    For    For
16    Elect Jill Lee as Director    Mgmt    For    For    For
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
18    Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives    Mgmt    For    For    For
19    Amend Articles 13 and 16 of Bylaws to Comply with New Regulation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Schneider Electric SE

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Bayer AG

 

Meeting Date:   04/28/2020   Country:   Germany   Primary Security ID:   D0712D163
Record Date:     Meeting Type:   Annual   Ticker:   BAYN
    Shares Voted:   148,532    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019    Mgmt    For    For    For
2    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
3    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
4.1    Elect Ertharin Cousin to the Supervisory Board    Mgmt    For    For    For
4.2    Elect Otmar Wiestler to the Supervisory Board    Mgmt    For    For    For
4.3    Elect Horst Baier to the Supervisory Board    Mgmt    For    For    For
5    Approve Remuneration Policy for the Management Board    Mgmt    For    Refer    For
6    Approve Remuneration Policy for the Supervisory Board    Mgmt    For    Refer    For
7    Amend Articles Re: Supervisory Board Term of Office    Mgmt    For    Refer    For
8    Ratify Deloitte GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Hochtief AG

 

Meeting Date:   04/28/2020   Country:   Germany   Primary Security ID:   D33134103
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   HOT
    Shares Voted:   100,767    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 5.80 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Amend Articles Re: Participation Requirements and Proof of Entitlement    Mgmt    For    For    For
7    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

AstraZeneca Plc

 

Meeting Date:   04/29/2020   Country:   United Kingdom   Primary Security ID:   G0593M107
Record Date:   02/26/2020   Meeting Type:   Annual   Ticker:   AZN
    Shares Voted:   92,175    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividends    Mgmt    For    For    For
3    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a    Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b    Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c    Re-elect Marc Dunoyer as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

AstraZeneca Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5d    Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5e    Re-elect Philip Broadley as Director    Mgmt    For    For    For
5f    Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5g    Elect Michel Demare as Director    Mgmt    For    For    For
5h    Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5i    Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j    Re-elect Tony Mok as Director    Mgmt    For    For    For
5k    Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l    Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6    Approve Remuneration Report    Mgmt    For    Refer    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14    Approve Performance Share Plan    Mgmt    For    For    For

Beiersdorf AG

 

Meeting Date:   04/29/2020   Country:   Germany   Primary Security ID:   D08792109
Record Date:   04/16/2020   Meeting Type:   Annual   Ticker:   BEI
    Shares Voted:   70,383    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.70 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Beiersdorf AG

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify Ernst & Young GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7    Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8    Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
10    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    Refer    For
11    Amend Articles Re: Participation Requirements and Proof of Entitlement    Mgmt    For    For    For
12.1    Elect Wolfgang Herz to the Supervisory Board    Mgmt    For    Refer    For
12.2    Elect Beatrice Dreyfus as Alternate Supervisory Board Member    Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:   04/30/2020   Country:   United Kingdom   Primary Security ID:   G1510J102
Record Date:   04/28/2020   Meeting Type:   Annual   Ticker:   BATS
    Shares Voted:   249,865    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    Against
3    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

British American Tobacco plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
5    Re-elect Jack Bowles as Director    Mgmt    For    For    For
6    Re-elect Richard Burrows as Director    Mgmt    For    For    For
7    Re-elect Sue Farr as Director    Mgmt    For    For    For
8    Re-elect Dr Marion Helmes as Director    Mgmt    For    For    For
9    Re-elect Luc Jobin as Director    Mgmt    For    For    For
10    Re-elect Holly Koeppel as Director    Mgmt    For    For    For
11    Re-elect Savio Kwan as Director    Mgmt    For    For    For
12    Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
13    Elect Jeremy Fowden as Director    Mgmt    For    For    For
14    Elect Tadeu Marroco as Director    Mgmt    For    For    For
15    Authorise Issue of Equity    Mgmt    For    For    For
16    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18    Approve Restricted Share Plan    Mgmt    For    For    For
19    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:   04/30/2020   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   PHIA
    Shares Voted:   159,654    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Annual Meeting Agenda    Mgmt         
1    President’s Speech    Mgmt         
2.a    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Koninklijke Philips NV

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.c    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.d    Approve Remuneration Report    Mgmt    For    Refer    For
2.e    Approve Discharge of Management Board    Mgmt    For    For    For
2.f    Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a    Approve Remuneration Policy for Management Board    Mgmt    For    Refer    For
3.b    Approve Long Term Incentive Plan for Management Board Members    Mgmt    For    For    For
3.c    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
4.a    Reelect N. Dhawan to Supervisory Board    Mgmt    For    For    For
4.b    Elect F. Sijbesma to Supervisory Board    Mgmt    For    For    For
4.c    Elect P. Loscher to Supervisory Board    Mgmt    For    For    For
5.a    Grant Board Authority to Issue Shares    Mgmt    For    For    For
5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8    Other Business (Non-Voting)    Mgmt         

Anglo American Plc

 

Meeting Date:   05/05/2020   Country:   United Kingdom   Primary Security ID:   G03764134
Record Date:   05/01/2020   Meeting Type:   Annual   Ticker:   AAL
    Shares Voted:   454,687    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Hixonia Nyasulu as Director    Mgmt    For    For    For
4    Elect Nonkululeko Nyembezi as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Anglo American Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Re-elect Ian Ashby as Director    Mgmt    For    For    For
6    Re-elect Marcelo Bastos as Director    Mgmt    For    For    For
7    Re-elect Stuart Chambers as Director    Mgmt    For    For    For
8    Re-elect Mark Cutifani as Director    Mgmt    For    For    For
9    Re-elect Byron Grote as Director    Mgmt    For    For    For
10    Re-elect Tony O’Neill as Director    Mgmt    For    For    For
11    Re-elect Stephen Pearce as Director    Mgmt    For    For    For
12    Re-elect Jim Rutherford as Director    Mgmt    For    For    For
13    Re-elect Anne Stevens as Director    Mgmt    For    For    For
14    Appoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Approve Remuneration Policy    Mgmt    For    Refer    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Approve Long Term Incentive Plan    Mgmt    For    For    For
19    Approve Bonus Share Plan    Mgmt    For    Refer    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:   05/05/2020   Country:   Canada   Primary Security ID:   81783Q105
Record Date:   03/10/2020   Meeting Type:   Annual/Special   Ticker:   VII
    Shares Voted:   1,027,289    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Fix Number of Directors at Ten    Mgmt    For    Refer    For
2.1    Elect Director Mark Monroe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Seven Generations Energy Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.2    Elect Director Marty Proctor    Mgmt    For    For    For
2.3    Elect Director Leontine Atkins    Mgmt    For    For    For
2.4    Elect Director Avik Dey    Mgmt    For    For    For
2.5    Elect Director Harvey Doerr    Mgmt    For    For    For
2.6    Elect Director Paul Hand    Mgmt    For    For    For
2.7    Elect Director Ronnie Irani    Mgmt    For    For    For
2.8    Elect Director Susan Jones    Mgmt    For    For    For
2.9    Elect Director Bill McAdam    Mgmt    For    For    For
2.10    Elect Director Jackie Sheppard    Mgmt    For    For    For
3    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Approve Performance and Restricted Share Unit Plan    Mgmt    For    For    For
5    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Alcon Inc.

 

Meeting Date:   05/06/2020   Country:   Switzerland   Primary Security ID:   H01301128
Record Date:     Meeting Type:   Annual   Ticker:   ALC
    Shares Voted:   116,995    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For
4.1    Approve Remuneration Report (Non-Binding)    Mgmt    For    Refer    For
4.2    Approve Remuneration of Directors in the Amount of CHF 3.3 Million    Mgmt    For    Refer    For
4.3    Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million    Mgmt    For    Refer    For
5.1    Reelect Michael Ball as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Alcon Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5.2    Reelect Lynn Bleil as Director    Mgmt    For    For    For
5.3    Reelect Arthur Cummings as Director    Mgmt    For    For    For
5.4    Reelect David Endicott as Director    Mgmt    For    For    For
5.5    Reelect Thomas Glanzmann as Director    Mgmt    For    For    For
5.6    Reelect Keith Grossmann as Director    Mgmt    For    For    For
5.7    Reelect Scott Maw as Director    Mgmt    For    For    For
5.8    Reelect Karen May as Director    Mgmt    For    For    For
5.9    Reelect Ines Poeschel as Director    Mgmt    For    For    For
5.10    Reelect Dieter Spaelti as Director    Mgmt    For    For    For
6.1    Reappoint Thomas Glanzmann as Member of the Compensation Committee    Mgmt    For    For    For
6.2    Reappoint Keith Grossmann as Member of the Compensation Committee    Mgmt    For    For    For
6.3    Reappoint Karen May as Member of the Compensation Committee    Mgmt    For    For    For
6.4    Reappoint Ines Poeschel as Member of the Compensation Committee    Mgmt    For    For    For
7    Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy    Mgmt    For    For    For
8    Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
9    Transact Other Business (Voting)    Mgmt    For    Against    Against

GlaxoSmithKline Plc

 

Meeting Date:   05/06/2020   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   05/04/2020   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   469,308    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Sir Jonathan Symonds as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

GlaxoSmithKline Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Emma Walmsley as Director    Mgmt    For    For    For
7    Re-elect Vindi Banga as Director    Mgmt    For    For    For
8    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
9    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
10    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
12    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
13    Re-elect Judy Lewent as Director    Mgmt    For    For    For
14    Re-elect Iain Mackay as Director    Mgmt    For    For    For
15    Re-elect Urs Rohner as Director    Mgmt    For    For    For
16    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

GlaxoSmithKline Plc

 

Meeting Date:   05/06/2020   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   132,504    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
5    Elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Emma Walmsley as Director    Mgmt    For    For    For
7    Re-elect Vindi Banga as Director    Mgmt    For    For    For
8    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
9    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
10    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
12    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
13    Re-elect Judy Lewent as Director    Mgmt    For    For    For
14    Re-elect Iain Mackay as Director    Mgmt    For    For    For
15    Re-elect Urs Rohner as Director    Mgmt    For    For    For
16    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

GlaxoSmithKline Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:   05/06/2020   Country:   Canada   Primary Security ID:   867224107
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   SU
    Shares Voted:   73,040    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2    Elect Director Mel E. Benson    Mgmt    For    For    For
1.3    Elect Director John D. Gass    Mgmt    For    For    For
1.4    Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5    Elect Director Mark S. Little    Mgmt    For    For    For
1.6    Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7    Elect Director Maureen McCaw    Mgmt    For    For    For
1.8    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.9    Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10    Elect Director Michael M. Wilson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:   05/07/2020   Country:   United Kingdom   Primary Security ID:   G06940103
Record Date:   05/05/2020   Meeting Type:   Annual   Ticker:   BA
    Shares Voted:   903,164    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BAE Systems plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Approve Remuneration Policy    Mgmt    For    Refer    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4    Re-elect Revathi Advaithi as Director    Mgmt    For    For    For
5    Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
6    Re-elect Dame Elizabeth Corley as Director    Mgmt    For    For    For
7    Re-elect Christopher Grigg as Director    Mgmt    For    For    For
8    Re-elect Paula Reynolds as Director    Mgmt    For    For    For
9    Re-elect Nicholas Rose as Director    Mgmt    For    For    For
10    Re-elect Ian Tyler as Director    Mgmt    For    For    For
11    Re-elect Charles Woodburn as Director    Mgmt    For    For    For
12    Elect Thomas Arseneault as Director    Mgmt    For    For    For
13    Elect Bradley Greve as Director    Mgmt    For    For    For
14    Elect Jane Griffiths as Director    Mgmt    For    For    For
15    Elect Stephen Pearce as Director    Mgmt    For    For    For
16    Elect Nicole Piasecki as Director    Mgmt    For    For    For
17    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
18    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20    Authorise Issue of Equity    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Canadian Natural Resources Limited

 

Meeting Date:   05/07/2020   Country:   Canada   Primary Security ID:   136385101
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CNQ
    Shares Voted:   160,702    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Catherine M. Best    Mgmt    For    For    For
1.2    Elect Director M. Elizabeth Cannon    Mgmt    For    For    For
1.3    Elect Director N. Murray Edwards    Mgmt    For    For    For
1.4    Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5    Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6    Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7    Elect Director Steve W. Laut    Mgmt    For    For    For
1.8    Elect Director Tim S. McKay    Mgmt    For    For    For
1.9    Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10    Elect Director David A. Tuer    Mgmt    For    For    For
1.11    Elect Director Annette M. Verschuren    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Hong Kong Exchanges & Clearing Ltd.

 

Meeting Date:   05/07/2020   Country:   Hong Kong   Primary Security ID:   Y3506N139
Record Date:   04/29/2020   Meeting Type:   Annual   Ticker:   388
    Shares Voted:   283,144    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2a    Elect Cheah Cheng Hye as Director    Mgmt    For    For    For
2b    Elect Leung Pak Hon, Hugo as Director    Mgmt    For    For    For
3    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Hong Kong Exchanges & Clearing Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For

Epiroc AB

 

Meeting Date:   05/12/2020   Country:   Sweden   Primary Security ID:   W25918116
Record Date:   05/06/2020   Meeting Type:   Annual   Ticker:   EPI.A
    Shares Voted:   579,354    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Open Meeting; Elect Chairman of Meeting    Mgmt    For    For    For
2    Prepare and Approve List of Shareholders    Mgmt    For    For    For
3    Approve Agenda of Meeting    Mgmt    For    For    For
4    Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
5    Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
6    Receive Financial Statements and Statutory Reports    Mgmt         
7    Receive President’s Report    Mgmt         
8.a    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8.b    Approve Discharge of Board and President    Mgmt    For    For    For
8.c    Approve Allocation of Income and Dividends of SEK 1.20 Per Share    Mgmt    For    For    For
8.d    Approve Record Date for Dividend Payment    Mgmt    For    For    For
9.a    Determine Number of Members (9) and Deputy Members of Board    Mgmt    For    Refer    For
9.b    Determine Number of Auditors (1) and Deputy Auditors    Mgmt    For    Refer    For
10.a    Reelect Lennart Evrell, Johan Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors    Mgmt    For    For    For
10.b    Reelect Ronnie Leten as Board Chairman    Mgmt    For    For    For
10.c    Ratify Deloitte as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Epiroc AB

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

11.a    Approve Remuneration of Directors in the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
11.b    Approve Remuneration of Auditors    Mgmt    For    For    For
12.a    Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    For
12.b    Approve Stock Option Plan 2020 for Key Employees    Mgmt    For    For    For
13.a    Approve Equity Plan Financing Through Repurchase of Class A Shares    Mgmt    For    For    For
13.b    Approve Repurchase of Shares to Pay 50 Per cent of Director’s Remuneration in Synthetic Shares    Mgmt    For    For    For
13.c    Approve Equity Plan Financing Through Transfer of Class A Shares to Participants    Mgmt    For    For    For
13.d    Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares    Mgmt    For    For    For
13.e    Approve Sale of Class A Shares to Finance Stock Option Plan 2015, 2016 and 2017    Mgmt    For    For    For
14    Close Meeting    Mgmt         

ENGIE SA

 

Meeting Date:   05/14/2020   Country:   France   Primary Security ID:   F7629A107
Record Date:   05/12/2020   Meeting Type:   Annual/Special   Ticker:   ENGI
    Shares Voted:   701,033    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Treatment of Losses    Mgmt    For    For    For
4    Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ENGIE SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Reelect Fabrice Bregier as Director    Mgmt    For    For    For
8    Reelect Lord Peter Ricketts of Shortlands as Director    Mgmt    For    For    For
9    Renew Appointment of Ernst & Young et Autres as Auditor    Mgmt    For    For    For
10    Renew Appointment of Deloitte & Associes as Auditor    Mgmt    For    For    For
11    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
12    Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board    Mgmt    For    Refer    For
13    Approve Compensation of Isabelle Kocher, CEO    Mgmt    For    Refer    For
14    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
15    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
16    Approve Remuneration Policy of CEO Until Feb. 24, 2020    Mgmt    For    Refer    For
17    Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO    Mgmt    For    Refer    Against
18    Approve Remuneration Policy of New CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
19    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For
20    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For
21    Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    Refer    For
22    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ENGIE SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

23    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
24    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million    Mgmt    For    For    For
25    Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
26    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
27    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
29    Amend Article 2 of Bylaws Re: Update Corporate Purpose    Mgmt    For    For    For
30    Add Corporate Purpose and Amend Article 2 of Bylaws Accordingly    Mgmt    For    For    For
31    Amend Articles 6, 13, 17 and 23 of Bylaws to Comply with Legal Changes    Mgmt    For    For    For
32    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Prudential Plc

 

Meeting Date:   05/14/2020   Country:   United Kingdom   Primary Security ID:   G72899100
Record Date:   05/12/2020   Meeting Type:   Annual   Ticker:   PRU
    Shares Voted:   463,082    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Jeremy Anderson as Director    Mgmt    For    For    For
5    Elect Shriti Vadera as Director    Mgmt    For    For    For
6    Re-elect Mark Fitzpatrick as Director    Mgmt    For    For    For
7    Re-elect David Law as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Prudential Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

8    Re-elect Paul Manduca as Director    Mgmt    For    For    For
9    Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
10    Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
11    Re-elect Philip Remnant as Director    Mgmt    For    For    For
12    Re-elect Alice Schroeder as Director    Mgmt    For    For    For
13    Re-elect James Turner as Director    Mgmt    For    For    For
14    Re-elect Thomas Watjen as Director    Mgmt    For    For    For
15    Re-elect Michael Wells as Director    Mgmt    For    For    For
16    Re-elect Fields Wicker-Miurin as Director    Mgmt    For    For    For
17    Re-elect Amy Yip as Director    Mgmt    For    For    For
18    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
19    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21    Authorise Issue of Equity    Mgmt    For    For    For
22    Authorise Issue of Equity to Include Repurchased Shares    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
24    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
25    Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
26    Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
27    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:   05/15/2020   Country:   China   Primary Security ID:   Y2R30P108
Record Date:   05/06/2020   Meeting Type:   Annual   Ticker:   300498
    Shares Voted:   1,475,788    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Report of the Board of Directors    Mgmt    For    For    For
2    Approve Report of the Board of Supervisors    Mgmt    For    For    For
3    Approve Annual Report and Summary    Mgmt    For    For    For
4    Approve Financial Statements    Mgmt    For    For    For
5    Approve Internal Control Self-Evaluation Report    Mgmt    For    For    For
6    Approve Report on the Deposit and Usage of Raised Funds    Mgmt    For    For    For
7    Approve Allocation of Income and Capitalization of Capital Reserves    Mgmt    For    For    For
8    Approve Related Party Transaction    Mgmt    For    Refer    For
9    Approve Provision of Guarantee    Mgmt    For    Refer    Against
10    Approve Remuneration of Directors and Supervisors    Mgmt    For    Refer    For
11    Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members    Mgmt    For    Refer    For
12    Approve to Appoint Auditor    Mgmt    For    For    For

BNP Paribas SA

 

Meeting Date:   05/19/2020   Country:   France   Primary Security ID:   F1058Q238
Record Date:   05/15/2020   Meeting Type:   Annual/Special   Ticker:   BNP
    Shares Voted:   302,109    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Absence of Dividends    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BNP Paribas SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6    Reelect Jean Lemierre as Director    Mgmt    For    For    For
7    Reelect Jacques Aschenbroich as Director    Mgmt    For    For    For
8    Reelect Monique Cohen as Director    Mgmt    For    For    For
9    Reelect Daniela Schwarzer as Director    Mgmt    For    For    For
10    Reelect Fields Wicker-Miurin as Director    Mgmt    For    For    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
13    Approve Remuneration Policy of CEO and Vice-CEO    Mgmt    For    Refer    For
14    Approve Compensation of Corporate Officers    Mgmt    For    Refer    For
15    Approve Compensation of Jean Lemierre, Chairman of the Board    Mgmt    For    Refer    For
16    Approve Compensation of Jean-Laurent Bonnafe, CEO    Mgmt    For    Refer    For
17    Approve Compensation of Philippe Bordenave, Vice-CEO    Mgmt    For    Refer    For
18    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
19    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
20    Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers    Mgmt    For    For    For
21    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
22    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million    Mgmt    For    For    For
23    Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
24    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BNP Paribas SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
27    Amend Article 7 of Bylaws Re: Employee Shareholder Representative    Mgmt    For    For    For
28    Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation    Mgmt    For    For    For
29    Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes    Mgmt    For    Refer    For
30    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Orange SA

 

Meeting Date:   05/19/2020   Country:   France   Primary Security ID:   F6866T100
Record Date:   05/15/2020   Meeting Type:   Annual/Special   Ticker:   ORA
    Shares Voted:   557,806    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 0.50 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Elect Frederic Sanchez as Director    Mgmt    For    For    For
6    Reelect Christel Heydemann as Director    Mgmt    For    For    For
7    Reelect Bernard Ramanantsoa as Director    Mgmt    For    For    For
8    Elect Laurence Dalboussiere as Director    Mgmt    For    For    For
9    Approve Compensation Report for Corporate Officers    Mgmt    For    Refer    For
10    Approve Compensation of Stephane Richard, Chairman and CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Orange SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

11    Approve Compensation of Ramon Fernandez, Vice-CEO    Mgmt    For    Refer    For
12    Approve Compensation of Gervais Pellissier, Vice-CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
14    Approve Remuneration Policy of Vice-CEOs    Mgmt    For    Refer    For
15    Approve Remuneration Policy of Non-Executive Directors    Mgmt    For    Refer    For
16    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
17    Amend Article 2 of Bylaws Re: Corporate Purpose    Mgmt    For    For    For
18    Amend Article 13 of Bylaws Re: Employee Representative    Mgmt    For    Refer    For
19    Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
22    Amend Article 13 of Bylaws Re: Employee Shareholders    Mgmt    For    Refer    For
   Ordinary Business    Mgmt         
23    Approve Stock Dividend Program    Mgmt    For    For    For
24    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
   Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions    Mgmt         
A    Amend Item 16: Authorize Repurchase of Shares    SH    Against    Refer    Against
B    Amend Article 13 of Bylaws Re: Plurality of Directorships    SH    Against    Refer    Against
C    Amend Item 19: Authorize Shares for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached    SH    Against    Refer    Against
D    Amend Employee Stock Purchase Plans in Favor of Employees    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Capgemini SE

 

Meeting Date:   05/20/2020   Country:   France   Primary Security ID:   F4973Q101
Record Date:   05/18/2020   Meeting Type:   Annual/Special   Ticker:   CAP
    Shares Voted:   92,422    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.35 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Approve Compensation of Paul Hermelin, Chairman and CEO    Mgmt    For    Refer    For
6    Approve Compensation of Thierry Delaporte, Vice-CEO    Mgmt    For    Refer    For
7    Approve Compensation of Aiman Ezzat, Vice-CEO    Mgmt    For    Refer    For
8    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
9    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Vice-CEOs    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
12    Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
14    Reelect Sian Herbert-Jones as Director    Mgmt    For    For    For
15    Elect Belen Moscoso del Prado Lopez-Doriga as Director    Mgmt    For    For    For
16    Elect Aiman Ezzat as Director    Mgmt    For    For    For
17    Elect Lucia Sinapi-Thomas as Director Shareholder Representative    Mgmt    For    For    For
17A    Elect Claire Sauvanaud as Director Shareholder Representative    Mgmt    Against    For    For
18    Renew Appointment of PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Capgemini SE

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

19    Appoint Mazars as Auditor    Mgmt    For    For    For
20    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
21    Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes    Mgmt    For    For    For
22    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
23    Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
24    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million    Mgmt    For    For    For
25    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million    Mgmt    For    For    For
26    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million    Mgmt    For    Refer    For
27    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26    Mgmt    For    For    For
28    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
29    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
30    Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers    Mgmt    For    For    For
31    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
32    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
33    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SAP SE

 

Meeting Date:   05/20/2020   Country:   Germany   Primary Security ID:   D66992104
Record Date:   05/07/2020   Meeting Type:   Annual   Ticker:   SAP
    Shares Voted:   107,696    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 1.58 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6.1    Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights    Mgmt    For    For    For
6.2    Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7    Approve Remuneration Policy for the Management Board    Mgmt    For    Refer    For
8    Approve Remuneration Policy for the Supervisory Board    Mgmt    For    Refer    For

Legal & General Group Plc

 

Meeting Date:   05/21/2020   Country:   United Kingdom   Primary Security ID:   G54404127
Record Date:   05/19/2020   Meeting Type:   Annual   Ticker:   LGEN
    Shares Voted:   4,269,110    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Michelle Scrimgeour as Director    Mgmt    For    For    For
4    Re-elect Henrietta Baldock as Director    Mgmt    For    For    For
5    Re-elect Philip Broadley as Director    Mgmt    For    For    For
6    Re-elect Jeff Davies as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Legal & General Group Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

7    Re-elect Sir John Kingman as Director    Mgmt    For    For    For
8    Re-elect Lesley Knox as Director    Mgmt    For    For    For
9    Re-elect George Lewis as Director    Mgmt    For    For    For
10    Re-elect Kerrigan Procter as Director    Mgmt    For    For    For
11    Re-elect Toby Strauss as Director    Mgmt    For    For    For
12    Re-elect Julia Wilson as Director    Mgmt    For    For    For
13    Re-elect Nigel Wilson as Director    Mgmt    For    For    For
14    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15    Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Approve Remuneration Policy    Mgmt    For    Refer    For
17    Approve Remuneration Report    Mgmt    For    Refer    For
18    Authorise Issue of Equity    Mgmt    For    For    For
19    Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities    Mgmt    For    For    For
20    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities    Mgmt    For    For    For
24    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Lloyds Banking Group Plc

 

Meeting Date:   05/21/2020   Country:   United Kingdom   Primary Security ID:   G5533W248
Record Date:   05/19/2020   Meeting Type:   Annual   Ticker:   LLOY
    Shares Voted:   12,822,071    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Elect William Chalmers as Director    Mgmt    For    For    For
3    Elect Sarah Legg as Director    Mgmt    For    For    For
4    Elect Catherine Woods as Director    Mgmt    For    For    For
5    Re-elect Lord Blackwell as Director    Mgmt    For    For    For
6    Re-elect Juan Colombas as Director    Mgmt    For    For    For
7    Re-elect Alan Dickinson as Director    Mgmt    For    For    For
8    Re-elect Simon Henry as Director    Mgmt    For    For    For
9    Re-elect Antonio Horta-Osorio as Director    Mgmt    For    For    For
10    Re-elect Lord Lupton as Director    Mgmt    For    For    For
11    Re-elect Amanda Mackenzie as Director    Mgmt    For    For    For
12    Re-elect Nick Prettejohn as Director    Mgmt    For    For    For
13    Re-elect Stuart Sinclair as Director    Mgmt    For    For    For
14    Re-elect Sara Weller as Director    Mgmt    For    For    For
15    Approve Remuneration Policy    Mgmt    For    Refer    For
16    Approve Remuneration Report    Mgmt    For    Refer    For
17    Approve Final Dividend    Mgmt    For    Refer    For
18    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20    Approve Long Term Share Plan    Mgmt    For    For    For
21    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22    Authorise Issue of Equity    Mgmt    For    For    For
23    Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments    Mgmt    For    For    For
24    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Lloyds Banking Group Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

25    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
26    Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments    Mgmt    For    For    For
27    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28    Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
29    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

BP Plc

 

Meeting Date:   05/27/2020   Country:   United Kingdom   Primary Security ID:   G12793108
Record Date:   03/12/2020   Meeting Type:   Annual   Ticker:   BP
    Shares Voted:   83,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4(a)    Elect Bernard Looney as Director    Mgmt    For    For    For
4(b)    Re-elect Brian Gilvary as Director    Mgmt    For    For    For
4(c)    Re-elect Dame Alison Carnwath as Director    Mgmt    For    For    For
4(d)    Re-elect Pamela Daley as Director    Mgmt    For    For    For
4(e)    Re-elect Sir Ian Davis as Director    Mgmt    For    For    For
4(f)    Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
4(g)    Re-elect Helge Lund as Director    Mgmt    For    For    For
4(h)    Re-elect Melody Meyer as Director    Mgmt    For    For    For
4(i)    Re-elect Brendan Nelson as Director    Mgmt    For    For    For
4(j)    Re-elect Paula Reynolds as Director    Mgmt    For    For    For
4(k)    Re-elect Sir John Sawers as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BP Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
6    Authorise Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
7    Approve Executive Directors’ Incentive Plan    Mgmt    For    For    For
8    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9    Authorise Issue of Equity    Mgmt    For    For    For
10    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Merck KGaA

 

Meeting Date:   05/28/2020   Country:   Germany   Primary Security ID:   D5357W103
Record Date:   05/15/2020   Meeting Type:   Annual   Ticker:   MRK
    Shares Voted:   91,408    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Accept Financial Statements and Statutory Reports for Fiscal 2019    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 1.30 per Share    Mgmt    For    For    For
4    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
5    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
6    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
7    Approve Affiliation Agreement with BSSN UG    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Seven & i Holdings Co., Ltd.

 

Meeting Date:   05/28/2020   Country:   Japan   Primary Security ID:   J7165H108
Record Date:   02/29/2020   Meeting Type:   Annual   Ticker:   3382
    Shares Voted:   342,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 51    Mgmt    For    For    For
2    Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings    Mgmt    For    Refer    For
3.1    Elect Director Isaka, Ryuichi    Mgmt    For    For    For
3.2    Elect Director Goto, Katsuhiro    Mgmt    For    For    For
3.3    Elect Director Ito, Junro    Mgmt    For    For    For
3.4    Elect Director Yamaguchi, Kimiyoshi    Mgmt    For    For    For
3.5    Elect Director Maruyama, Yoshimichi    Mgmt    For    For    For
3.6    Elect Director Nagamatsu, Fumihiko    Mgmt    For    For    For
3.7    Elect Director Kimura, Shigeki    Mgmt    For    For    For
3.8    Elect Director Joseph M. DePinto    Mgmt    For    For    For
3.9    Elect Director Tsukio, Yoshio    Mgmt    For    For    For
3.10    Elect Director Ito, Kunio    Mgmt    For    For    For
3.11    Elect Director Yonemura, Toshiro    Mgmt    For    For    For
3.12    Elect Director Higashi, Tetsuro    Mgmt    For    For    For
3.13    Elect Director Rudy, Kazuko    Mgmt    For    For    For

Total SA

 

Meeting Date:   05/29/2020   Country:   France   Primary Security ID:   F92124100
Record Date:   05/27/2020   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   284,244    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Total SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7    Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8    Reelect Mark Cutifani as Director    Mgmt    For    For    For
9    Elect Jerome Contamine as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
14    Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly    Mgmt    For    Refer    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    Refer    For
18    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Total SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
   Shareholders Proposal    Mgmt         
A    Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly    SH    Against    Against    Against

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:   06/01/2020   Country:   China   Primary Security ID:   Y2882R102
Record Date:   05/26/2020   Meeting Type:   Annual   Ticker:   000651
    Shares Voted:   897,909    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Report of the Board of Directors    Mgmt    For    For    For
2    Approve Report of the Board of Supervisors    Mgmt    For    For    For
3    Approve Financial Report    Mgmt    For    For    For
4    Approve Annual Report and Summary    Mgmt    For    For    For
5    Approve Profit Distribution    Mgmt    For    For    For
6    Approve Appointment of Auditor    Mgmt    For    For    For
7    Approve Special Report on Foreign Exchange Derivatives Trading Business    Mgmt    For    Refer    For
8    Approve Use of Own Idle Funds for Investment in Financial Products    Mgmt    For    Refer    Against
9    Approve Daily Related-Party Transactions    Mgmt    For    Refer    For
10    Amend Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Tenaris SA

 

Meeting Date:   06/02/2020   Country:   Luxembourg   Primary Security ID:   L90272102
Record Date:   05/19/2020   Meeting Type:   Annual/Special   Ticker:   TEN
    Shares Voted:   380,185    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Annual Meeting Agenda    Mgmt         
1    Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Financial Statements    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends    Mgmt    For    For    For
5    Approve Discharge of Directors    Mgmt    For    For    For
6    Elect Directors (Bundled)    Mgmt    For    Refer    Against
7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Approve Remuneration Report    Mgmt    For    Refer    Against
9    Appoint Auditor    Mgmt    For    For    For
10    Approve Share Repurchase    Mgmt    For    For    For
11    Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For
   Special Meeting Agenda    Mgmt         
1    Approve Renewal of the Share Capital Authorization of the Company    Mgmt    For    Refer    Against

Tenaris SA

 

Meeting Date:   06/02/2020   Country:   Luxembourg   Primary Security ID:   L90272102
Record Date:   05/19/2020   Meeting Type:   Annual/Special   Ticker:   TEN
    Shares Voted:   360,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
   Annual Meeting Agenda    Mgmt         
1    Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Tenaris SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Financial Statements    Mgmt    For    For    For
4    Approve Allocation of Income and Dividends    Mgmt    For    For    For
5    Approve Discharge of Directors    Mgmt    For    For    For
6    Elect Directors (Bundled)    Mgmt    For    Refer    Against
7    Approve Remuneration Policy    Mgmt    For    Refer    Against
8    Approve Remuneration Report    Mgmt    For    Refer    Against
9    Appoint Auditor    Mgmt    For    For    For
10    Approve Share Repurchase    Mgmt    For    For    For
11    Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For
   Special Meeting Agenda    Mgmt         
1    Approve Renewal of the Share Capital Authorization of the Company    Mgmt    For    Refer    Against

Mowi ASA

 

Meeting Date:   06/03/2020   Country:   Norway   Primary Security ID:   R4S04H101
Record Date:     Meeting Type:   Annual   Ticker:   MOWI
    Shares Voted:   0    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
2    Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3    Receive Briefing on the Business    Mgmt         
4    Accept Financial Statements and Statutory Reports; Approve Allocation of Income    Mgmt    For    For    Do Not Vote
5    Discuss Company’s Corporate Governance Statement    Mgmt         
6    Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Mowi ASA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

7    Approval of the Guidelines for Allocation of Options    Mgmt    For    Refer    Do Not Vote
8    Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee    Mgmt    For    Refer    Do Not Vote
9    Approve Remuneration of Nomination Committee    Mgmt    For    Refer    Do Not Vote
10    Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
11a    Elect Alf-Helge Aarskog (Vice Chair) as New Director    Mgmt    For    Refer    Do Not Vote
11b    Elect Bjarne Tellmann as New Director    Mgmt    For    Refer    Do Not Vote
11c    Elect Solveig Strand as New Director    Mgmt    For    Refer    Do Not Vote
11d    Reelect Cecilie Fredriksen as Director    Mgmt    For    Refer    Do Not Vote
12    Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee    Mgmt    For    For    Do Not Vote
13    Authorize Board to Distribute Dividends    Mgmt    For    For    Do Not Vote
14    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    Do Not Vote
15a    Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights    Mgmt    For    For    Do Not Vote
15b    Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    Do Not Vote
16    Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Wohnen SE

 

Meeting Date:   06/05/2020   Country:   Germany   Primary Security ID:   D2046U176
Record Date:   05/14/2020   Meeting Type:   Annual   Ticker:   DWNI
    Shares Voted:   188,817    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.90 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6.1    Elect Matthias Huenlein to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Kerstin Guenther to the Supervisory Board    Mgmt    For    For    For
7.1    Amend Articles Re: Information Sent by Registered Letter    Mgmt    For    For    For
7.2    Amend Articles Re: Transmission of Information by Electronic Means    Mgmt    For    For    For
7.3    Amend Articles Re: Proof of Entitlement    Mgmt    For    For    For

Dollarama Inc.

 

Meeting Date:   06/10/2020   Country:   Canada   Primary Security ID:   25675T107
Record Date:   04/16/2020   Meeting Type:   Annual   Ticker:   DOL
    Shares Voted:   219,178    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1A    Elect Director Joshua Bekenstein    Mgmt    For    For    For
1B    Elect Director Gregory David    Mgmt    For    For    For
1C    Elect Director Elisa D. Garcia C.    Mgmt    For    For    For
1D    Elect Director Stephen Gunn    Mgmt    For    For    For
1E    Elect Director Kristin Mugford    Mgmt    For    For    For
1F    Elect Director Nicholas Nomicos    Mgmt    For    For    For
1G    Elect Director Neil Rossy    Mgmt    For    For    For
1H    Elect Director Richard Roy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Dollarama Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1I    Elect Director Huw Thomas    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

WPP Plc

 

Meeting Date:   06/10/2020   Country:   Jersey   Primary Security ID:   G9788D103
Record Date:   06/08/2020   Meeting Type:   Annual   Ticker:   WPP
    Shares Voted:   425,276    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect John Rogers as Director    Mgmt    For    For    For
5    Elect Sandrine Dufour as Director    Mgmt    For    For    For
6    Elect Keith Weed as Director    Mgmt    For    For    For
7    Elect Jasmine Whitbread as Director    Mgmt    For    For    For
8    Re-elect Roberto Quarta as Director    Mgmt    For    For    For
9    Re-elect Dr Jacques Aigrain as Director    Mgmt    For    For    For
10    Re-elect Tarek Farahat as Director    Mgmt    For    For    For
11    Re-elect Mark Read as Director    Mgmt    For    For    For
12    Re-elect Cindy Rose as Director    Mgmt    For    For    For
13    Re-elect Nicole Seligman as Director    Mgmt    For    For    For
14    Re-elect Sally Susman as Director    Mgmt    For    For    For
15    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17    Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

WPP Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Randstad NV

 

Meeting Date:   06/18/2020   Country:   Netherlands   Primary Security ID:   N7291Y137
Record Date:   05/21/2020   Meeting Type:   Annual   Ticker:   RAND
    Shares Voted:   171,468    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Annual Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2a    Receive Report of Executive Board and Supervisory Board (Non-Voting)    Mgmt         
2b    Approve Remuneration Report    Mgmt    For    Refer    For
2c    Amend Articles of Association Re: Transitory Provision for the Dividend on the Preference Shares B    Mgmt    For    Refer    For
2d    Adopt Financial Statements    Mgmt    For    For    For
2e    Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3a    Approve Discharge of Management Board    Mgmt    For    For    For
3b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
4a    Approve Remuneration Policy for Management Board Members    Mgmt    For    Refer    For
4b    Approve Remuneration Policy for Supervisory Board Members    Mgmt    For    Refer    For
5    Elect Rene Steenvoorden to Management Board    Mgmt    For    For    For
6a    Elect Helene Auriol Potier to Supervisory Board    Mgmt    For    For    For
6b    Reelect Wout Dekker to Supervisory Board    Mgmt    For    For    For
7a    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights    Mgmt    For    For    For
7b    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Randstad NV

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

7c    Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 7b    Mgmt    For    For    For
8    Reelect Sjoerd van Keulen as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad    Mgmt    For    For    For
9    Ratify Deloitte as Auditors    Mgmt    For    For    For
10    Other Business (Non-Voting)    Mgmt         
11    Close Meeting    Mgmt         

Deutsche Telekom AG

 

Meeting Date:   06/19/2020   Country:   Germany   Primary Security ID:   D2035M136
Record Date:     Meeting Type:   Annual   Ticker:   DTE
    Shares Voted:   217,704    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    Mgmt    For    For    For
6    Elect Michael Kaschke to the Supervisory Board    Mgmt    For    Refer    For
7    Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH    Mgmt    For    Refer    For
8    Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Subaru Corp.

 

Meeting Date:   06/23/2020   Country:   Japan   Primary Security ID:   J7676H100
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   7270
    Shares Voted:   171,200    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 28    Mgmt    For    For    For
2.1    Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
2.2    Elect Director Nakamura, Tomomi    Mgmt    For    For    For
2.3    Elect Director Hosoya, Kazuo    Mgmt    For    For    For
2.4    Elect Director Okada, Toshiaki    Mgmt    For    For    For
2.5    Elect Director Kato, Yoichi    Mgmt    For    For    For
2.6    Elect Director Onuki, Tetsuo    Mgmt    For    For    For
2.7    Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.8    Elect Director Yago, Natsunosuke    Mgmt    For    For    For
2.9    Elect Director Doi, Miwako    Mgmt    For    For    For
3    Appoint Statutory Auditor Tsutsumi, Hiromi    Mgmt    For    Refer    For
4    Appoint Alternate Statutory Auditor Ryu, Hirohisa    Mgmt    For    Refer    For

TAISEI Corp.

 

Meeting Date:   06/24/2020   Country:   Japan   Primary Security ID:   J79561148
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   1801
    Shares Voted:   196,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 65    Mgmt    For    For    For
2.1    Elect Director Yamauchi, Takashi    Mgmt    For    For    For
2.2    Elect Director Murata, Yoshiyuki    Mgmt    For    For    For
2.3    Elect Director Sakurai, Shigeyuki    Mgmt    For    For    For
2.4    Elect Director Tanaka, Shigeyoshi    Mgmt    For    For    For
2.5    Elect Director Yaguchi, Norihiko    Mgmt    For    For    For
2.6    Elect Director Shirakawa, Hiroshi    Mgmt    For    For    For
2.7    Elect Director Aikawa, Yoshiro    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TAISEI Corp.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.8    Elect Director Kimura, Hiroshi    Mgmt    For    For    For
2.9    Elect Director Nishimura, Atsuko    Mgmt    For    For    For
2.10    Elect Director Murakami, Takao    Mgmt    For    For    For
2.11    Elect Director Otsuka, Norio    Mgmt    For    For    For
2.12    Elect Director Kokubu, Fumiya    Mgmt    For    For    For
3.1    Appoint Statutory Auditor Sato, Yasuhiro    Mgmt    For    Refer    Against
3.2    Appoint Statutory Auditor Higuchi, Tateshi    Mgmt    For    Refer    For
3.3    Appoint Statutory Auditor Tashiro, Seishi    Mgmt    For    Refer    For
3.4    Appoint Statutory Auditor Ohara, Keiko    Mgmt    For    Refer    For
4    Approve Trust-Type Equity Compensation Plan    Mgmt    For    For    For

Getinge AB

 

Meeting Date:   06/26/2020   Country:   Sweden   Primary Security ID:   W3443C107
Record Date:   06/19/2020   Meeting Type:   Annual   Ticker:   GETI.B
    Shares Voted:   39,178    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Open Meeting    Mgmt         
2    Elect Chairman of Meeting    Mgmt    For    For    For
3    Prepare and Approve List of Shareholders    Mgmt         
4    Approve Agenda of Meeting    Mgmt    For    For    For
5    Designate Inspector(s) of Minutes of Meeting    Mgmt         
6    Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7.a    Receive Financial Statements and Statutory Reports    Mgmt         
7.b    Receive Consolidated Financial Statements and Statutory Reports    Mgmt         
7.c    Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management    Mgmt         
7.d    Receive Board’s Proposal on Dividend Payment    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Getinge AB

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

8    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9    Approve Allocation of Income and Dividends of SEK 1.50 Per Share    Mgmt    For    For    For
10.a    Approve Discharge of Board Member Carl Bennet    Mgmt    For    For    For
10.b    Approve Discharge of Board Member Johan Bygge    Mgmt    For    For    For
10.c    Approve Discharge of Board Member Cecilia Daun Wennborg    Mgmt    For    For    For
10.d    Approve Discharge of Board Member Barbro Friden    Mgmt    For    For    For
10.e    Approve Discharge of Board Member Dan Frohm    Mgmt    For    For    For
10.f    Approve Discharge of Board Member Sofia Hasselberg    Mgmt    For    For    For
10.g    Approve Discharge of Board Chairman Johan Malmquist    Mgmt    For    For    For
10.h    Approve Discharge of Board Member Mattias Perjos    Mgmt    For    For    For
10.i    Approve Discharge of Board Member Malin Persson    Mgmt    For    For    For
10.j    Approve Discharge of Board Member Johan Stern    Mgmt    For    For    For
10.k    Approve Discharge of Employee Representative Peter Jormalm    Mgmt    For    For    For
10.l    Approve Discharge of Employee Representative Rickard Karlsson    Mgmt    For    For    For
10.m    Approve Discharge of Employee Representative Ake Larsson    Mgmt    For    For    For
10.n    Approve Discharge of Employee Representative Mattias Perjos    Mgmt    For    For    For
11.a    Determine Number of Members (10) and Deputy Members (0) of Board    Mgmt    For    Refer    For
11.b    Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    For
12.a    Approve Remuneration of Directors in the Aggregate Amount of SEK 6.3 Million; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
12.b    Approve Remuneration of Auditors    Mgmt    For    For    For
13.a    Reelect Carl Bennet as Director    Mgmt    For    Against    Against
13.b    Reelect Johan Bygge as Director    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Getinge AB

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

13.c    Reelect Cecilia Daun Wennborg as Director    Mgmt    For    Against    Against
13.d    Reelect Barbro Friden as Director    Mgmt    For    For    For
13.e    Reelect Dan Frohm as Director    Mgmt    For    Refer    Against
13.f    Reelect Sofia Hasselberg as Director    Mgmt    For    For    For
13.g    Reelect Johan Malmquist as Director    Mgmt    For    Refer    Against
13.h    Reelect Mattias Perjos as Director    Mgmt    For    For    For
13.i    Reelect Malin Persson as Director    Mgmt    For    For    For
13.j    Reelect Johan Stern as Director    Mgmt    For    Refer    Against
13.k    Reelect Johan Malmquist as Board Chairman    Mgmt    For    Refer    Against
14    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
15    Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    Refer    For
16    Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    Against
17    Amend Articles of Association Re: Editorial Changes of Article 1; Notice of Meeting; Editorial Changes of Article 13    Mgmt    For    For    For
18    Close Meeting    Mgmt         

Koninklijke Philips NV

 

Meeting Date:   06/26/2020   Country:   Netherlands   Primary Security ID:   N7637U112
Record Date:   05/29/2020   Meeting Type:   Special   Ticker:   PHIA
    Shares Voted:   162,191    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Special Meeting Agenda    Mgmt         
1    Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ORIX Corp.

 

Meeting Date:   06/26/2020   Country:   Japan   Primary Security ID:   J61933123
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   8591
    Shares Voted:   570,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Inoue, Makoto    Mgmt    For    For    For
1.2    Elect Director Irie, Shuji    Mgmt    For    For    For
1.3    Elect Director Taniguchi, Shoji    Mgmt    For    For    For
1.4    Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
1.5    Elect Director Stan Koyanagi    Mgmt    For    For    For
1.6    Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
1.7    Elect Director Yasuda, Ryuji    Mgmt    For    For    For
1.8    Elect Director Takenaka, Heizo    Mgmt    For    For    For
1.9    Elect Director Michael Cusumano    Mgmt    For    For    For
1.10    Elect Director Akiyama, Sakie    Mgmt    For    For    For
1.11    Elect Director Watanabe, Hiroshi    Mgmt    For    Refer    For
1.12    Elect Director Sekine, Aiko    Mgmt    For    For    For

SMC Corp. (Japan)

 

Meeting Date:   06/26/2020   Country:   Japan   Primary Security ID:   J75734103
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   6273
    Shares Voted:   21,600    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 200    Mgmt    For    For    For
2.1    Elect Director Maruyama, Katsunori    Mgmt    For    For    For
2.2    Elect Director Takada, Yoshiki    Mgmt    For    For    For
2.3    Elect Director Kosugi, Seiji    Mgmt    For    For    For
2.4    Elect Director Satake, Masahiko    Mgmt    For    For    For
2.5    Elect Director Isoe, Toshio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SMC Corp. (Japan)

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2.6    Elect Director Ota, Masahiro    Mgmt    For    For    For
2.7    Elect Director Maruyama, Susumu    Mgmt    For    For    For
2.8    Elect Director Samuel Neff    Mgmt    For    For    For
2.9    Elect Director Kaizu, Masanobu    Mgmt    For    For    For
2.10    Elect Director Kagawa, Toshiharu    Mgmt    For    For    For
3    Approve Director Retirement Bonus    Mgmt    For    Against    For
4    Approve Bonus Related to Retirement Bonus System Abolition    Mgmt    For    Refer    For
5    Approve Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

Suzuki Motor Corp.

 

Meeting Date:   06/26/2020   Country:   Japan   Primary Security ID:   J78529138
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   7269
    Shares Voted:   61,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 48    Mgmt    For    For    For
2.1    Elect Director Suzuki, Osamu    Mgmt    For    For    For
2.2    Elect Director Harayama, Yasuhito    Mgmt    For    For    For
2.3    Elect Director Suzuki, Toshihiro    Mgmt    For    For    For
2.4    Elect Director Honda, Osamu    Mgmt    For    For    For
2.5    Elect Director Nagao, Masahiko    Mgmt    For    For    For
2.6    Elect Director Suzuki, Toshiaki    Mgmt    For    For    For
2.7    Elect Director Kawamura, Osamu    Mgmt    For    For    For
2.8    Elect Director Domichi, Hideaki    Mgmt    For    For    For
2.9    Elect Director Kato, Yuriko    Mgmt    For    For    For
3.1    Appoint Statutory Auditor Sugimoto, Toyokazu    Mgmt    For    Refer    For
3.2    Appoint Statutory Auditor Kasai, Masato    Mgmt    For    Refer    For
3.3    Appoint Statutory Auditor Tanaka, Norio    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Suzuki Motor Corp.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3.4    Appoint Statutory Auditor Araki, Nobuyuki    Mgmt    For    Refer    For
3.5    Appoint Statutory Auditor Nagano, Norihisa    Mgmt    For    Refer    For
4    Approve Restricted Stock Plan    Mgmt    For    For    For

Isuzu Motors Ltd.

 

Meeting Date:   06/29/2020   Country:   Japan   Primary Security ID:   J24994113
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   7202
    Shares Voted:   806,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, with a Final Dividend of JPY 19    Mgmt    For    For    For
2.1    Elect Director Minami, Shinsuke    Mgmt    For    For    For
2.2    Elect Director Sugimoto, Shigeji    Mgmt    For    For    For
2.3    Elect Director Shibata, Mitsuyoshi    Mgmt    For    For    For
2.4    Elect Director Nakayama, Kozue    Mgmt    For    For    For
3    Appoint Statutory Auditor Miyazaki, Kenji    Mgmt    For    Refer    For

ZOZO, Inc.

 

Meeting Date:   06/29/2020   Country:   Japan   Primary Security ID:   J9893A108
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   3092
    Shares Voted:   453,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Allocation of Income, With a Final Dividend of JPY 18    Mgmt    For    For    For
2.1    Elect Director Ozawa, Takao    Mgmt    For    For    For
2.2    Elect Director Saito, Taro    Mgmt    For    For    For
3    Appoint Statutory Auditor Utsunomiya, Junko    Mgmt    For    Refer    For
4    Appoint Deloitte Touche Tohmatsu LLC as New External Audit Firm    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ZOZO, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Approve Restricted Stock Plan    Mgmt    For    Refer    For

DNB ASA

 

Meeting Date:   06/30/2020   Country:   Norway   Primary Security ID:   R1640U124
Record Date:   06/23/2020   Meeting Type:   Annual   Ticker:   DNB
    Shares Voted:   0    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Open Meeting; Elect Chairman of Meeting    Mgmt         
2    Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3    Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
4    Accept Financial Statements and Statutory Reports    Mgmt    For    For    Do Not Vote
5a    Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)    Mgmt    For    Refer    Do Not Vote
5b    Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)    Mgmt    For    Refer    Do Not Vote
6    Approve Company’s Corporate Governance Statement    Mgmt    For    For    Do Not Vote
7    Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
8    Approve Reduction in Share Capital via Share Cancellation    Mgmt    For    For    Do Not Vote
9    Amend Articles    Mgmt    For    For    Do Not Vote
10    Authorize Board to Raise Subordinated Loan    Mgmt    For    Refer    Do Not Vote
11    Elect Directors    Mgmt    For    For    Do Not Vote
12    Elect Members of Nominating Committee    Mgmt    For    For    Do Not Vote
13    Approve Remuneration of Directors and Nominating Committee    Mgmt    For    Refer    Do Not Vote


IVY VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

Burberry Group Plc

 

Meeting Date:   07/17/2019   Country:    United Kingdom   Primary Security ID:   G1700D105
Record Date:   07/15/2019   Meeting Type:    Annual   Ticker:   BRBY
    Shares Voted:    234,928    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Final Dividend    Mgmt    For    For    For
4    Re-elect Dr Gerry Murphy as Director    Mgmt    For    For    For
5    Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
6    Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
7    Re-elect Ron Frasch as Director    Mgmt    For    For    For
8    Re-elect Matthew Key as Director    Mgmt    For    For    For
9    Re-elect Dame Carolyn McCall as Director    Mgmt    For    For    For
10    Re-elect Orna NiChionna as Director    Mgmt    For    For    For
11    Re-elect Marco Gobbetti as Director    Mgmt    For    For    For
12    Re-elect Julie Brown as Director    Mgmt    For    For    For
13    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

ABIOMED, Inc.

 

Meeting Date:   08/07/2019   Country:    USA   Primary Security ID:   003654100
Record Date:   06/10/2019   Meeting Type:    Annual   Ticker:   ABMD
    Shares Voted:    28,810    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Michael R. Minogue    Mgmt    For    For    For
1.2    Elect Director Martin P. Sutter    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:   08/08/2019   Country:    USA   Primary Security ID:   285512109
Record Date:   06/14/2019   Meeting Type:    Annual   Ticker:   EA
    Shares Voted:    137,263    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings    Mgmt    For    For    For
6    Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Microchip Technology Incorporated

 

Meeting Date:   08/20/2019   Country:    USA   Primary Security ID:   595017104
Record Date:   06/25/2019   Meeting Type:    Annual   Ticker:   MCHP
    Shares Voted:    10,138    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Steve Sanghi    Mgmt    For    For    For
1.2    Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3    Elect Director L.B. Day    Mgmt    For    For    For
1.4    Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5    Elect Director Wade F. Meyercord    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Report on Human Rights Risks in Operations and Supply Chain    SH    Against    Against    Against

RPM International Inc.

 

Meeting Date:   10/03/2019   Country:    USA   Primary Security ID:   749685103
Record Date:   08/09/2019   Meeting Type:    Annual   Ticker:   RPM
    Shares Voted:    104,833    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Kirkland B. Andrews    Mgmt    For    For    For
1.2    Elect Director David A. Daberko    Mgmt    For    For    For
1.3    Elect Director Thomas S. Gross    Mgmt    For    For    For
1.4    Elect Director Frank C. Sullivan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

L3Harris Technologies, Inc.

 

Meeting Date:   10/25/2019   Country:    USA   Primary Security ID:   502431109
Record Date:   08/30/2019   Meeting Type:    Annual   Ticker:   LHX
    Shares Voted:    43,451    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Sallie B. Bailey    Mgmt    For    For    For
1b    Elect Director William M. Brown    Mgmt    For    For    For
1c    Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d    Elect Director Thomas A. Corcoran    Mgmt    For    For    For
1e    Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1f    Elect Director Roger B. Fradin    Mgmt    For    For    For
1g    Elect Director Lewis Hay, III    Mgmt    For    For    For
1h    Elect Director Lewis Kramer    Mgmt    For    For    For
1i    Elect Director Christopher E. Kubasik    Mgmt    For    For    For
1j    Elect Director Rita S. Lane    Mgmt    For    For    For
1k    Elect Director Robert B. Millard    Mgmt    For    For    For
1l    Elect Director Lloyd W. Newton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:   11/07/2019   Country:    USA   Primary Security ID:   57772K101
Record Date:   09/13/2019   Meeting Type:    Annual   Ticker:   MXIM
    Shares Voted:    144,795    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

1a    Elect Director William (Bill) P. Sullivan    Mgmt    For    For    For
1b    Elect Director Tunc Doluca    Mgmt    For    For    For
1c    Elect Director Tracy C. Accardi    Mgmt    For    For    For
1d    Elect Director James R. Bergman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Maxim Integrated Products, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1e    Elect Director Joseph R. Bronson    Mgmt    For    For    For
1f    Elect Director Robert E. Grady    Mgmt    For    For    For
1g    Elect Director Mercedes Johnson    Mgmt    For    For    For
1h    Elect Director William D. Watkins    Mgmt    For    For    For
1i    Elect Director MaryAnn Wright    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Jack Henry & Associates, Inc.

 

Meeting Date:   11/14/2019   Country:    USA   Primary Security ID:   426281101
Record Date:   09/20/2019   Meeting Type:    Annual   Ticker:   JKHY
    Shares Voted:    2,429    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Matthew C. Flanigan    Mgmt    For    For    For
1.2    Elect Director John F. Prim    Mgmt    For    For    For
1.3    Elect Director Thomas H. Wilson, Jr.    Mgmt    For    For    For
1.4    Elect Director Jacque R. Fiegel    Mgmt    For    For    For
1.5    Elect Director Thomas A. Wimsett    Mgmt    For    For    For
1.6    Elect Director Laura G. Kelly    Mgmt    For    For    For
1.7    Elect Director Shruti S. Miyashiro    Mgmt    For    For    For
1.8    Elect Director Wesley A. Brown    Mgmt    For    For    For
1.9    Elect Director David B. Foss    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Palo Alto Networks, Inc.

 

Meeting Date:   12/09/2019   Country:    USA   Primary Security ID:   697435105
Record Date:   10/15/2019   Meeting Type:    Annual   Ticker:   PANW
    Shares Voted:    34,767    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Asheem Chandna    Mgmt    For    Refer    Withhold
1b    Elect Director James J. Goetz    Mgmt    For    Refer    Withhold
1c    Elect Director Mark D. McLaughlin    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Guidewire Software, Inc.

 

Meeting Date:   12/17/2019   Country:    USA   Primary Security ID:   40171V100
Record Date:   10/21/2019   Meeting Type:    Annual   Ticker:   GWRE
    Shares Voted:    102,985    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Margaret Dillon    Mgmt    For    For    For
1.2    Elect Director Michael Keller    Mgmt    For    For    For
1.3    Elect Director Michael (Mike) Rosenbaum    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Require a Majority Vote for the Election of Directors    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Scotts Miracle-Gro Company

 

Meeting Date:   01/27/2020   Country:    USA   Primary Security ID:   810186106
Record Date:   12/04/2019   Meeting Type:    Annual   Ticker:   SMG
    Shares Voted:    64,621    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director James Hagedorn    Mgmt    For    For    For
1.2    Elect Director Brian D. Finn    Mgmt    For    For    For
1.3    Elect Director Nancy G. Mistretta    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Gardner Denver Holdings, Inc.

 

Meeting Date:   02/21/2020   Country:    USA   Primary Security ID:   36555P107
Record Date:   01/02/2020   Meeting Type:    Special   Ticker:   GDI
    Shares Voted:    164,529    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Keysight Technologies, Inc.

 

Meeting Date:   03/19/2020   Country:    USA   Primary Security ID:   49338L103
Record Date:   01/21/2020   Meeting Type:    Annual   Ticker:   KEYS
    Shares Voted:    118,736    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Paul N. Clark    Mgmt    For    For    For
1.2    Elect Director Richard P. Hamada    Mgmt    For    For    For
1.3    Elect Director Paul A. Lacouture    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Keysight Technologies, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Genmab A/S

 

Meeting Date:   03/26/2020   Country:    Denmark   Primary Security ID:   K3967W102
Record Date:   02/21/2020   Meeting Type:    Annual   Ticker:   GMAB
    Shares Voted:    106,837    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
1    Receive Report of Board    Mgmt         
2    Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board    Mgmt    For    For    For
3    Approve Allocation of Income and Omission of Dividends    Mgmt    For    For    For
4a    Reelect Deirdre P. Connelly as Director    Mgmt    For    For    For
4b    Reelect Pernille Erenbjerg as Director    Mgmt    For    For    For
4c    Reelect Rolf Hoffmann as Director    Mgmt    For    For    For
4d    Reelect Paolo Paoletti as Director    Mgmt    For    For    For
4e    Reelect Anders Gersel Pedersen as Director    Mgmt    For    For    For
4f    Elect Jonathan Peacock as New Director    Mgmt    For    Refer    For
5    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
6a    Approve Guidelines for Incentive-Based Compensation for Executive Management and Board    Mgmt    For    Refer    Against
6b    Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    Against
6c    Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S    Mgmt    For    Refer    For
7    Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Genmab A/S

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

8    Other Business    Mgmt         

A. O. Smith Corporation

 

Meeting Date:   04/15/2020   Country:    USA   Primary Security ID:   831865209
Record Date:   02/18/2020   Meeting Type:    Annual   Ticker:   AOS
    Shares Voted:    194,233    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director William P. Greubel    Mgmt    For    For    For
1.2    Elect Director Ilham Kadri    Mgmt    For    For    For
1.3    Elect Director Idelle K. Wolf    Mgmt    For    For    For
1.4    Elect Director Gene C. Wulf    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For

Agilent Technologies, Inc.

 

Meeting Date:   04/17/2020   Country:    USA   Primary Security ID:   00846U101
Record Date:   01/22/2020   Meeting Type:    Annual   Ticker:   A
    Shares Voted:    80,944    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Heidi Kunz    Mgmt    For    For    For
1.2    Elect Director Susan H. Rataj    Mgmt    For    For    For
1.3    Elect Director George A. Scangos    Mgmt    For    For    For
1.4    Elect Director Dow R. Wilson    Mgmt    For    For    For
2    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Agilent Technologies, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:   04/23/2020   Country:    USA   Primary Security ID:   46120E602
Record Date:   02/28/2020   Meeting Type:    Annual   Ticker:   ISRG
    Shares Voted:    15,980    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Craig H. Barratt    Mgmt    For    For    For
1b    Elect Director Joseph C. Beery    Mgmt    For    For    For
1c    Elect Director Gary S. Guthart    Mgmt    For    For    For
1d    Elect Director Amal M. Johnson    Mgmt    For    For    For
1e    Elect Director Don R. Kania    Mgmt    For    For    For
1f    Elect Director Amy L. Ladd    Mgmt    For    For    For
1g    Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1h    Elect Director Alan J. Levy    Mgmt    For    For    For
1i    Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1j    Elect Director Mark J. Rubash    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6    Provide Right to Call Special Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

SVB Financial Group

 

Meeting Date:   04/23/2020   Country:    USA   Primary Security ID:   78486Q101
Record Date:   02/24/2020   Meeting Type:    Annual   Ticker:   SIVB
    Shares Voted:    34,004    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Greg W. Becker    Mgmt    For    For    For
1.2    Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3    Elect Director John S. Clendening    Mgmt    For    For    For
1.4    Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5    Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6    Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.7    Elect Director Kay Matthews    Mgmt    For    For    For
1.8    Elect Director Mary J. Miller    Mgmt    For    For    For
1.9    Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10    Elect Director John F. Robinson    Mgmt    For    For    For
1.11    Elect Director Garen K. Staglin    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

L3Harris Technologies, Inc.

 

Meeting Date:   04/24/2020   Country:    USA   Primary Security ID:   502431109
Record Date:   02/28/2020   Meeting Type:    Annual   Ticker:   LHX
    Shares Voted:    41,992    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Sallie B. Bailey    Mgmt    For    For    For
1b    Elect Director William M. Brown    Mgmt    For    For    For
1c    Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d    Elect Director Thomas A. Corcoran    Mgmt    For    For    For
1e    Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1f    Elect Director Roger B. Fradin    Mgmt    For    For    For
1g    Elect Director Lewis Hay, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

L3Harris Technologies, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h    Elect Director Lewis Kramer    Mgmt    For    For    For
1i    Elect Director Christopher E. Kubasik    Mgmt    For    For    For
1j    Elect Director Rita S. Lane    Mgmt    For    For    For
1k    Elect Director Robert B. Millard    Mgmt    For    For    For
1l    Elect Director Lloyd W. Newton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations    Mgmt    For    For    For
5    Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision    Mgmt    For    Refer    For
6    Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision    Mgmt    For    Refer    For
7    Provide Right to Act by Written Consent    SH    Against    For    For

Fastenal Company

 

Meeting Date:   04/25/2020   Country:    USA   Primary Security ID:   311900104
Record Date:   02/26/2020   Meeting Type:    Annual   Ticker:   FAST
    Shares Voted:    341,816    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Willard D. Oberton    Mgmt    For    For    For
1b    Elect Director Michael J. Ancius    Mgmt    For    For    For
1c    Elect Director Michael J. Dolan    Mgmt    For    For    For
1d    Elect Director Stephen L. Eastman    Mgmt    For    For    For
1e    Elect Director Daniel L. Florness    Mgmt    For    For    For
1f    Elect Director Rita J. Heise    Mgmt    For    For    For
1g    Elect Director Daniel L. Johnson    Mgmt    For    For    For
1h    Elect Director Nicholas J. Lundquist    Mgmt    For    For    For
1i    Elect Director Scott A. Satterlee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fastenal Company

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1j    Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Prepare Employment Diversity Report    SH    Against    Against    Against

Coherent, Inc.

 

Meeting Date:   04/27/2020   Country:    USA   Primary Security ID:   192479103
Record Date:   03/03/2020   Meeting Type:    Annual   Ticker:   COHR
    Shares Voted:    40,517    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Jay T. Flatley    Mgmt    For    For    For
1b    Elect Director Pamela Fletcher    Mgmt    For    For    For
1c    Elect Director Andreas (Andy) W. Mattes    Mgmt    For    For    For
1d    Elect Director Beverly Kay Matthews    Mgmt    For    For    For
1e    Elect Director Michael R. McMullen    Mgmt    For    For    For
1f    Elect Director Garry W. Rogerson    Mgmt    For    For    For
1g    Elect Director Steve Skaggs    Mgmt    For    For    For
1h    Elect Director Sandeep Vij    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Noble Energy, Inc.

 

Meeting Date:   04/28/2020   Country:    USA   Primary Security ID:   655044105
Record Date:   03/02/2020   Meeting Type:    Annual   Ticker:   NBL
    Shares Voted:    323,290    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b    Elect Director James E. Craddock    Mgmt    For    Refer    Against
1c    Elect Director Barbara J. Duganier    Mgmt    For    For    For
1d    Elect Director Thomas J. Edelman    Mgmt    For    For    For
1e    Elect Director Holli C. Ladhani    Mgmt    For    For    For
1f    Elect Director David L. Stover    Mgmt    For    For    For
1g    Elect Director Scott D. Urban    Mgmt    For    For    For
1h    Elect Director William T. Van Kleef    Mgmt    For    For    For
1i    Elect Director Martha B. Wyrsch    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Axalta Coating Systems Ltd.

 

Meeting Date:   04/29/2020   Country:    Bermuda   Primary Security ID:   G0750C108
Record Date:   03/06/2020   Meeting Type:    Annual   Ticker:   AXTA
    Shares Voted:    317,997    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Elect Director Mark Garrett    Mgmt    For    For    Withhold
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    Against
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

BorgWarner Inc.

 

Meeting Date:   04/29/2020   Country:    USA   Primary Security ID:   099724106
Record Date:   03/02/2020   Meeting Type:    Annual   Ticker:   BWA
    Shares Voted:    221,178    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Dennis C. Cuneo    Mgmt    For    For    For
1b    Elect Director Michael S. Hanley    Mgmt    For    For    For
1c    Elect Director Frederic B. Lissalde    Mgmt    For    For    For
1d    Elect Director Paul A. Mascarenas    Mgmt    For    For    For
1e    Elect Director John R. McKernan, Jr.    Mgmt    For    For    For
1f    Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1g    Elect Director Alexis P. Michas    Mgmt    For    For    For
1h    Elect Director Vicki L. Sato    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against

Trex Company, Inc.

 

Meeting Date:   04/29/2020   Country:    USA   Primary Security ID:   89531P105
Record Date:   03/02/2020   Meeting Type:    Annual   Ticker:   TREX
    Shares Voted:    84,687    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Jay M. Gratz    Mgmt    For    For    For
1.2    Elect Director Kristine L. Juster    Mgmt    For    For    For
1.3    Elect Director Ronald W. Kaplan    Mgmt    For    For    For
1.4    Elect Director Gerald Volas    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

National Instruments Corporation

 

Meeting Date:   05/05/2020   Country:    USA   Primary Security ID:   636518102
Record Date:   03/06/2020   Meeting Type:    Annual   Ticker:   NATI
    Shares Voted:    10,664    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Michael E. McGrath    Mgmt    For    For    For
1.2    Elect Director Alexander M. Davern    Mgmt    For    For    For
2    Approve Restricted Stock Plan    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Advanced Micro Devices, Inc.

 

Meeting Date:   05/07/2020   Country:    USA   Primary Security ID:   007903107
Record Date:   03/10/2020   Meeting Type:    Annual   Ticker:   AMD
    Shares Voted:    205,088    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director John E. Caldwell    Mgmt    For    For    For
1b    Elect Director Nora M. Denzel    Mgmt    For    For    For
1c    Elect Director Mark Durcan    Mgmt    For    For    For
1d    Elect Director Michael P. Gregoire    Mgmt    For    For    For
1e    Elect Director Joseph A. Householder    Mgmt    For    For    For
1f    Elect Director John W. Marren    Mgmt    For    For    For
1g    Elect Director Lisa T. Su    Mgmt    For    For    For
1h    Elect Director Abhi Y. Talwalkar    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Edwards Lifesciences Corporation

 

Meeting Date:   05/07/2020   Country:    USA   Primary Security ID:   28176E108
Record Date:   03/13/2020   Meeting Type:    Annual   Ticker:   EW
    Shares Voted:    47,289    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Michael A. Mussallem    Mgmt    For    For    For
1b    Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1c    Elect Director Leslie S. Heisz    Mgmt    For    For    For
1d    Elect Director William J. Link    Mgmt    For    For    For
1e    Elect Director Steven R. Loranger    Mgmt    For    For    For
1f    Elect Director Martha H. Marsh    Mgmt    For    For    For
1g    Elect Director Ramona Sequeira    Mgmt    For    For    For
1h    Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4    Approve Stock Split    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

IDEX Corporation

 

Meeting Date:   05/07/2020   Country:    USA   Primary Security ID:   45167R104
Record Date:   03/13/2020   Meeting Type:    Annual   Ticker:   IEX
    Shares Voted:    58,375    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Andrew K. Silvernail    Mgmt    For    For    For
1.2    Elect Director Katrina L. Helmkamp    Mgmt    For    For    For
1.3    Elect Director Mark A. Beck    Mgmt    For    For    For
1.4    Elect Director Carl R. Christenson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

IDEX Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against

Tractor Supply Company

 

Meeting Date:   05/07/2020   Country:    USA   Primary Security ID:   892356106
Record Date:   03/10/2020   Meeting Type:    Annual   Ticker:   TSCO
    Shares Voted:    146,695    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2    Elect Director Ricardo Cardenas    Mgmt    For    For    For
1.3    Elect Director Denise L. Jackson    Mgmt    For    For    For
1.4    Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.5    Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.6    Elect Director George MacKenzie    Mgmt    For    For    For
1.7    Elect Director Edna K. Morris    Mgmt    For    For    For
1.8    Elect Director Mark J. Weikel    Mgmt    For    For    For
1.9    Elect Director Harry A. Lawton, III    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Supermajority Vote Requirement    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Teradyne, Inc.

 

Meeting Date:   05/08/2020   Country:    USA   Primary Security ID:   880770102
Record Date:   03/12/2020   Meeting Type:    Annual   Ticker:   TER
    Shares Voted:    196,345    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A    Elect Director Michael A. Bradley    Mgmt    For    For    For
1B    Elect Director Edwin J. Gillis    Mgmt    For    For    For
1C    Elect Director Timothy E. Guertin    Mgmt    For    For    For
1D    Elect Director Mark E. Jagiela    Mgmt    For    For    For
1E    Elect Director Mercedes Johnson    Mgmt    For    For    For
1F    Elect Director Marilyn Matz    Mgmt    For    For    For
1G    Elect Director Paul J. Tufano    Mgmt    For    For    For
1H    Elect Director Roy A. Vallee    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Cboe Global Markets, Inc.

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   12503M108
Record Date:   03/19/2020   Meeting Type:    Annual   Ticker:   CBOE
    Shares Voted:    41,315    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Edward T. Tilly    Mgmt    For    For    For
1b    Elect Director Eugene S. Sunshine    Mgmt    For    For    For
1c    Elect Director William M. Farrow, III    Mgmt    For    For    For
1d    Elect Director Edward J. Fitzpatrick    Mgmt    For    For    For
1e    Elect Director Janet P. Froetscher    Mgmt    For    For    For
1f    Elect Director Jill R. Goodman    Mgmt    For    For    For
1g    Elect Director Roderick A. Palmore    Mgmt    For    For    For
1h    Elect Director James E. Parisi    Mgmt    For    For    For
1i    Elect Director Joseph P. Ratterman    Mgmt    For    For    For
1j    Elect Director Michael L. Richter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Cboe Global Markets, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1k    Elect Director Jill E. Sommers    Mgmt    For    For    For
1l    Elect Director Fredric J. Tomczyk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

First Republic Bank

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   33616C100
Record Date:   03/13/2020   Meeting Type:    Annual   Ticker:   FRC
    Shares Voted:    88,938    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director James H. Herbert, II    Mgmt    For    For    For
1b    Elect Director Katherine August-deWilde    Mgmt    For    For    For
1c    Elect Director Hafize Gaye Erkan    Mgmt    For    For    For
1d    Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
1e    Elect Director Boris Groysberg    Mgmt    For    For    For
1f    Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1g    Elect Director Pamela J. Joyner    Mgmt    For    For    For
1h    Elect Director Reynold Levy    Mgmt    For    For    For
1i    Elect Director Duncan L. Niederauer    Mgmt    For    For    For
1j    Elect Director George G.C. Parker    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Hershey Company

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   427866108
Record Date:   03/13/2020   Meeting Type:    Annual   Ticker:   HSY
    Shares Voted:    53,129    

The Hershey Company

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Pamela M. Arway    Mgmt    For    For    For
1.2    Elect Director James W. Brown    Mgmt    For    For    For
1.3    Elect Director Michele G. Buck    Mgmt    For    For    For
1.4    Elect Director Victor L. Crawford    Mgmt    For    For    For
1.5    Elect Director Charles A. Davis    Mgmt    For    For    For
1.6    Elect Director Mary Kay Haben    Mgmt    For    For    For
1.7    Elect Director James C. Katzman    Mgmt    For    For    For
1.8    Elect Director M. Diane Koken    Mgmt    For    For    For
1.9    Elect Director Robert M. Malcolm    Mgmt    For    For    For
1.10    Elect Director Anthony J. Palmer    Mgmt    For    For    For
1.11    Elect Director Juan R. Perez    Mgmt    For    For    For
1.12    Elect Director Wendy L. Schoppert    Mgmt    For    For    For
1.13    Elect Director David L. Shedlarz    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TransUnion

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   89400J107
Record Date:   03/13/2020   Meeting Type:    Annual   Ticker:   TRU
    Shares Voted:    158,175    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2a    Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws    Mgmt    For    For    For
2b    Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
3    Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

TransUnion

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4    Amend Articles of Association    Mgmt    For    Refer    For
5a    Elect Director Suzanne P. Clark    Mgmt    For    For    For
5b    Elect Director Kermit R. Crawford    Mgmt    For    For    For
5c    Elect Director Thomas L. Monahan, III    Mgmt    For    For    For
6    Amend Omnibus Stock Plan    Mgmt    For    For    For
7    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   902252105
Record Date:   03/20/2020   Meeting Type:    Annual   Ticker:   TYL
    Shares Voted:    26,916    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Donald R. Brattain    Mgmt    For    For    For
1b    Elect Director Glenn A. Carter    Mgmt    For    For    For
1c    Elect Director Brenda A. Cline    Mgmt    For    For    For
1d    Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1e    Elect Director Mary L. Landrieu    Mgmt    For    For    For
1f    Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1g    Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1h    Elect Director Daniel M. Pope    Mgmt    For    For    For
1i    Elect Director Dustin R. Womble    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Dunkin’ Brands Group, Inc.

 

Meeting Date:   05/13/2020   Country:    USA   Primary Security ID:   265504100
Record Date:   03/19/2020   Meeting Type:    Annual   Ticker:   DNKN
    Shares Voted:    16,362    

Dunkin’ Brands Group, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Linda Boff    Mgmt    For    For    For
1b    Elect Director Irene Chang Britt    Mgmt    For    For    For
1c    Elect Director Michael F. Hines    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:   05/13/2020   Country:    USA   Primary Security ID:   50540R409
Record Date:   03/25/2020   Meeting Type:    Annual   Ticker:   LH
    Shares Voted:    47,550    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b    Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c    Elect Director Jeffrey A. Davis    Mgmt    For    For    For
1d    Elect Director D. Gary Gilliland    Mgmt    For    For    For
1e    Elect Director Garheng Kong    Mgmt    For    For    For
1f    Elect Director Peter M. Neupert    Mgmt    For    For    For
1g    Elect Director Richelle P. Parham    Mgmt    For    For    For
1h    Elect Director Adam H. Schechter    Mgmt    For    For    For
1i    Elect Director R. Sanders Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Seattle Genetics, Inc.

 

Meeting Date:   05/15/2020   Country:    USA   Primary Security ID:   812578102
Record Date:   03/19/2020   Meeting Type:    Annual   Ticker:   SGEN
    Shares Voted:    75,008    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director David W. Gryska    Mgmt    For    For    For
1.2    Elect Director John A. Orwin    Mgmt    For    For    For
1.3    Elect Director Alpna H. Seth    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:   05/19/2020   Country:    USA   Primary Security ID:   169656105
Record Date:   03/26/2020   Meeting Type:    Annual   Ticker:   CMG
    Shares Voted:    19,529    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Albert S. Baldocchi    Mgmt    For    For    For
1.2    Elect Director Patricia Fili-Krushel    Mgmt    For    For    For
1.3    Elect Director Neil W. Flanzraich    Mgmt    For    For    For
1.4    Elect Director Robin Hickenlooper    Mgmt    For    For    For
1.5    Elect Director Scott Maw    Mgmt    For    For    For
1.6    Elect Director Ali Namvar    Mgmt    For    For    For
1.7    Elect Director Brian Niccol    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
5    Require Independent Board Chair    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6    Report on Employment-Related Arbitration    SH    Against    For    For
7    Provide Right to Act by Written Consent    SH    Against    For    For

Zendesk, Inc.

 

Meeting Date:   05/19/2020   Country:    USA   Primary Security ID:   98936J101
Record Date:   03/23/2020   Meeting Type:    Annual   Ticker:   ZEN
    Shares Voted:    53,939    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Michael Curtis    Mgmt    For    Refer    Against
1b    Elect Director Mikkel Svane    Mgmt    For    Refer    Against
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nordstrom, Inc.

 

Meeting Date:   05/20/2020   Country:    USA   Primary Security ID:   655664100
Record Date:   03/11/2020   Meeting Type:    Annual   Ticker:   JWN
    Shares Voted:    1,533    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1b    Elect Director Stacy Brown-Philpot    Mgmt    For    For    For
1c    Elect Director Tanya L. Domier    Mgmt    For    For    For
1d    Elect Director James L. Donald    Mgmt    For    For    For
1e    Elect Director Kirsten A. Green    Mgmt    For    For    For
1f    Elect Director Glenda G. McNeal    Mgmt    For    For    For
1g    Elect Director Erik B. Nordstrom    Mgmt    For    For    For
1h    Elect Director Peter E. Nordstrom    Mgmt    For    For    For
1i    Elect Director Brad D. Smith    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Nordstrom, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1j    Elect Director Bradley D. Tilden    Mgmt    For    For    For
1k    Elect Director Mark J. Tritton    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

DexCom, Inc.

 

Meeting Date:   05/21/2020   Country:    USA   Primary Security ID:   252131107
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   DXCM
    Shares Voted:    43,936    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Richard A. Collins    Mgmt    For    For    For
1b    Elect Director Mark G. Foletta    Mgmt    For    For    For
1c    Elect Director Eric J. Topol    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

VeriSign, Inc.

 

Meeting Date:   05/21/2020   Country:    USA   Primary Security ID:   92343E102
Record Date:   03/26/2020   Meeting Type:    Annual   Ticker:   VRSN
    Shares Voted:    19,991    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director D. James Bidzos    Mgmt    For    For    For
1.2    Elect Director Yehuda Ari Buchalter    Mgmt    For    For    For
1.3    Elect Director Kathleen A. Cote    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

VeriSign, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.6    Elect Director Roger H. Moore    Mgmt    For    For    For
1.7    Elect Director Louis A. Simpson    Mgmt    For    For    For
1.8    Elect Director Timothy Tomlinson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    Against

Cerner Corporation

 

Meeting Date:   05/22/2020   Country:    USA   Primary Security ID:   156782104
Record Date:   03/24/2020   Meeting Type:    Annual   Ticker:   CERN
    Shares Voted:    144,209    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a    Elect Director Julie L. Gerberding    Mgmt    For    For    For
1b    Elect Director Brent Shafer    Mgmt    For    For    For
1c    Elect Director William D. Zollars    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Advance Notice Provisions    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Novanta Inc.

 

Meeting Date:   05/26/2020   Country:    Canada   Primary Security ID:   67000B104
Record Date:   04/15/2020   Meeting Type:    Annual/Special   Ticker:   NOVT
    Shares Voted:    33,248    

Novanta Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Stephen W. Bershad    Mgmt    For    For    For
1.2    Elect Director Lonny J. Carpenter    Mgmt    For    For    For
1.3    Elect Director Deborah DiSanzo    Mgmt    For    For    For
1.4    Elect Director Matthijs Glastra    Mgmt    For    For    For
1.5    Elect Director Brian D. King    Mgmt    For    For    For
1.6    Elect Director Ira J. Lamel    Mgmt    For    For    For
1.7    Elect Director Maxine L. Mauricio    Mgmt    For    For    For
1.8    Elect Director Dominic A. Romeo    Mgmt    For    For    For
1.9    Elect Director Thomas N. Secor    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation    Mgmt    For    Refer    For

Arista Networks, Inc.

 

Meeting Date:   05/27/2020   Country:    USA   Primary Security ID:   040413106
Record Date:   04/02/2020   Meeting Type:    Annual   Ticker:   ANET
    Shares Voted:    37,648    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Mark B. Templeton    Mgmt    For    Refer    Withhold
1.2    Elect Director Nikos Theodosopoulos    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Twitter, Inc.

 

Meeting Date:   05/27/2020   Country:    USA   Primary Security ID:   90184L102
Record Date:   04/03/2020   Meeting Type:    Annual   Ticker:   TWTR
    Shares Voted:    176,128    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Omid R. Kordestani    Mgmt    For    For    For
1b    Elect Director Ngozi Okonjo-Iweala    Mgmt    For    For    For
1c    Elect Director Bret Taylor    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Report on Risks of Omitting Viewpoint and Ideology from EEO Policy    SH    Against    Against    Against

Teladoc Health, Inc.

 

Meeting Date:   05/28/2020   Country:    USA   Primary Security ID:   87918A105
Record Date:   04/03/2020   Meeting Type:    Annual   Ticker:   TDOC
    Shares Voted:    354    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Helen Darling    Mgmt    For    For    For
1.2    Elect Director William H. Frist    Mgmt    For    For    For
1.3    Elect Director Michael Goldstein    Mgmt    For    For    For
1.4    Elect Director Jason Gorevic    Mgmt    For    For    For
1.5    Elect Director Catherine A. Jacobson    Mgmt    For    For    For
1.6    Elect Director Thomas G. McKinley    Mgmt    For    For    For
1.7    Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1.8    Elect Director David Shedlarz    Mgmt    For    For    For
1.9    Elect Director Mark Douglas Smith    Mgmt    For    For    For
1.10    Elect Director David B. Snow, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Teladoc Health, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

DocuSign, Inc.

 

Meeting Date:   05/29/2020   Country:    USA   Primary Security ID:   256163106
Record Date:   03/31/2020   Meeting Type:    Annual   Ticker:   DOCU
    Shares Voted:    97,050    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Cynthia Gaylor    Mgmt    For    Refer    Withhold
1.2    Elect Director S. Steven Singh    Mgmt    For    Refer    Withhold
2    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   22160N109
Record Date:   04/08/2020   Meeting Type:    Annual   Ticker:   CSGP
    Shares Voted:    27,068    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Michael R. Klein    Mgmt    For    For    For
1b    Elect Director Andrew C. Florance    Mgmt    For    For    For
1c    Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d    Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e    Elect Director John W. Hill    Mgmt    For    For    For
1f    Elect Director Robert W. Musslewhite    Mgmt    For    For    For
1g    Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1h    Elect Director Louise S. Sams    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

CoStar Group, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Glaukos Corporation

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   377322102
Record Date:   04/08/2020   Meeting Type:    Annual   Ticker:   GKOS
    Shares Voted:    92,630    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director William J. Link    Mgmt    For    Refer    Withhold
1.2    Elect Director Aimee S. Weisner    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   550021109
Record Date:   04/08/2020   Meeting Type:    Annual   Ticker:   LULU
    Shares Voted:    27,097    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Michael Casey    Mgmt    For    For    For
1b    Elect Director Glenn Murphy    Mgmt    For    For    For
1c    Elect Director David M. Mussafer    Mgmt    For    For    For
1d    Elect Director Stephanie Ferris    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Adopt Policy to Eliminate the Sale of Items Containing Down Feathers    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Twilio Inc.

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   90138F102
Record Date:   04/06/2020   Meeting Type:    Annual   Ticker:   TWLO
    Shares Voted:    70,127    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Richard Dalzell    Mgmt    For    Refer    Withhold
1.2    Elect Director Jeffrey Immelt    Mgmt    For    Refer    Withhold
1.3    Elect Director Erika Rottenberg    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Ulta Beauty, Inc.

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   90384S303
Record Date:   04/06/2020   Meeting Type:    Annual   Ticker:   ULTA
    Shares Voted:    40,895    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Michelle L. Collins    Mgmt    For    For    For
1.2    Elect Director Patricia A. Little    Mgmt    For    For    For
1.3    Elect Director Michael C. Smith    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Trane Technologies Plc

 

Meeting Date:   06/04/2020   Country:    Ireland   Primary Security ID:   G8994E103
Record Date:   04/08/2020   Meeting Type:    Annual   Ticker:   TT
    Shares Voted:    20,345    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Kirk E. Arnold    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Trane Technologies Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1b    Elect Director Ann C. Berzin    Mgmt    For    For    For
1c    Elect Director John Bruton    Mgmt    For    For    For
1d    Elect Director Jared L. Cohon    Mgmt    For    For    For
1e    Elect Director Gary D. Forsee    Mgmt    For    For    For
1f    Elect Director Linda P. Hudson    Mgmt    For    For    For
1g    Elect Director Michael W. Lamach    Mgmt    For    For    For
1h    Elect Director Myles P. Lee    Mgmt    For    For    For
1i    Elect Director Karen B. Peetz    Mgmt    For    For    For
1j    Elect Director John P. Surma    Mgmt    For    For    For
1k    Elect Director Richard J. Swift    Mgmt    For    For    For
1l    Elect Director Tony L. White    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Authorize Issue of Equity    Mgmt    For    For    For
5    Renew Directors’ Authority to Issue Shares for Cash    Mgmt    For    For    For
6    Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    For

MercadoLibre, Inc.

 

Meeting Date:   06/08/2020   Country:    USA   Primary Security ID:   58733R102
Record Date:   04/13/2020   Meeting Type:    Annual   Ticker:   MELI
    Shares Voted:    15,597    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Susan Segal    Mgmt    For    For    For
1.2    Elect Director Mario Eduardo Vazquez    Mgmt    For    For    For
1.3    Elect Director Alejandro Nicolas Aguzin    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

MercadoLibre, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

The Middleby Corporation

 

Meeting Date:   06/08/2020   Country:    USA   Primary Security ID:   596278101
Record Date:   04/09/2020   Meeting Type:    Annual   Ticker:   MIDD
    Shares Voted:    84,307    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Sarah Palisi Chapin    Mgmt    For    For    For
1.2    Elect Director Timothy J. FitzGerald    Mgmt    For    For    For
1.3    Elect Director Cathy L. McCarthy    Mgmt    For    For    For
1.4    Elect Director John R. Miller, III    Mgmt    For    For    For
1.5    Elect Director Robert A. Nerbonne    Mgmt    For    For    For
1.6    Elect Director Gordon O’Brien    Mgmt    For    For    For
1.7    Elect Director Nassem Ziyad    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

MarketAxess Holdings Inc.

 

Meeting Date:   06/10/2020   Country:    USA   Primary Security ID:   57060D108
Record Date:   04/13/2020   Meeting Type:    Annual   Ticker:   MKTX
    Shares Voted:    35,456    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Richard M. McVey    Mgmt    For    For    For
1b    Elect Director Nancy Altobello    Mgmt    For    For    For
1c    Elect Director Steven L. Begleiter    Mgmt    For    For    For
1d    Elect Director Stephen P. Casper    Mgmt    For    For    For
1e    Elect Director Jane Chwick    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

MarketAxess Holdings Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1f    Elect Director Christopher R. Concannon    Mgmt    For    For    For
1g    Elect Director William F. Cruger    Mgmt    For    For    For
1h    Elect Director Justin G. Gmelich    Mgmt    For    For    For
1i    Elect Director Richard G. Ketchum    Mgmt    For    For    For
1j    Elect Director Emily H. Portney    Mgmt    For    For    For
1k    Elect Director Richard L. Prager    Mgmt    For    For    For
1l    Elect Director John Steinhardt    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

National Vision Holdings, Inc.

 

Meeting Date:   06/10/2020   Country:    USA   Primary Security ID:   63845R107
Record Date:   04/15/2020   Meeting Type:    Annual   Ticker:   EYE
    Shares Voted:    167,506    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director David M. Tehle    Mgmt    For    For    For
1.2    Elect Director Thomas V. Taylor, Jr.    Mgmt    For    For    For
1.3    Elect Director Virginia A. Hepner    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Monolithic Power Systems, Inc.

 

Meeting Date:   06/11/2020   Country:    USA   Primary Security ID:   609839105
Record Date:   04/20/2020   Meeting Type:    Annual   Ticker:   MPWR
    Shares Voted:    60,222    

Monolithic Power Systems, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Victor K. Lee    Mgmt    For    Withhold    Withhold
1.2    Elect Director James C. Moyer    Mgmt    For    Withhold    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

10X Genomics, Inc.

 

Meeting Date:   06/15/2020   Country:    USA   Primary Security ID:   88025U109
Record Date:   04/20/2020   Meeting Type:    Annual   Ticker:   TXG
    Shares Voted:    29,192    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Serge Saxonov    Mgmt    For    Refer    Withhold
1.2    Elect Director Benjamin J. Hindson    Mgmt    For    Refer    Withhold
1.3    Elect Director John R. Stuelpnagel    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Ingersoll Rand, Inc.

 

Meeting Date:   06/16/2020   Country:    USA   Primary Security ID:   45687V106
Record Date:   04/22/2020   Meeting Type:    Annual   Ticker:   IR
    Shares Voted:    190,298    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Kirk E. Arnold    Mgmt    For    For    For
1b    Elect Director William P. Donnelly    Mgmt    For    For    For
1c    Elect Director Marc E. Jones    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Square, Inc.

 

Meeting Date:   06/16/2020   Country:    USA   Primary Security ID:   852234103
Record Date:   04/20/2020   Meeting Type:    Annual   Ticker:   SQ
    Shares Voted:    148,498    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1    Elect Director Roelof Botha    Mgmt    For    Refer    Withhold
1.2    Elect Director Amy Brooks    Mgmt    For    For    For
1.3    Elect Director James McKelvey    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Report on Non-Management Employee Representation on the Board of Directors    SH    Against    Refer    Against

Universal Display Corporation

 

Meeting Date:   06/18/2020   Country:    USA   Primary Security ID:   91347P105
Record Date:   04/03/2020   Meeting Type:    Annual   Ticker:   OLED
    Shares Voted:    40,532    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A    Elect Director Steven V. Abramson    Mgmt    For    For    For
1B    Elect Director Cynthia J. Comparin    Mgmt    For    For    For
1C    Elect Director Richard C. Elias    Mgmt    For    For    For
1D    Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1E    Elect Director C. Keith Hartley    Mgmt    For    For    For
1F    Elect Director Celia M. Joseph    Mgmt    For    For    For
1G    Elect Director Lawrence Lacerte    Mgmt    For    For    For
1H    Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1I    Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:   06/22/2020   Country:    USA   Primary Security ID:   681116109
Record Date:   04/27/2020   Meeting Type:    Annual   Ticker:   OLLI
    Shares Voted:    20,027    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A    Elect Director Alissa Ahlman    Mgmt    For    For    For
1B    Elect Director Robert Fisch    Mgmt    For    For    For
1C    Elect Director John Swygert    Mgmt    For    For    For
1D    Elect Director Richard Zannino    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


IVY VIP NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

BHP Group Plc

 

Meeting Date:   10/17/2019   Country:    United Kingdom   Primary Security ID:   G10877127
Record Date:   10/15/2019   Meeting Type:    Annual   Ticker:   BHP
    Shares Voted:    130,519    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Authorise Issue of Equity    Mgmt    For    For    For
5    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
9    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
10    Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    For    For
11    Elect Ian Cockerill as Director    Mgmt    For    For    For
12    Elect Susan Kilsby as Director    Mgmt    For    For    For
13    Re-elect Terry Bowen as Director    Mgmt    For    For    For
14    Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
15    Re-elect Anita Frew as Director    Mgmt    For    For    For
16    Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
17    Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
18    Re-elect John Mogford as Director    Mgmt    For    For    For
19    Re-elect Shriti Vadera as Director    Mgmt    For    For    For
20    Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
21    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

BHP Group Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

22    Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement    SH    Against    Refer    Against

Parsley Energy, Inc.

 

Meeting Date:   01/09/2020   Country:    USA   Primary Security ID:   701877102
Record Date:   11/25/2019   Meeting Type:    Special   Ticker:   PE
    Shares Voted:    70,200    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For

Air Products and Chemicals, Inc.

 

Meeting Date:   01/23/2020   Country:    USA   Primary Security ID:   009158106
Record Date:   11/29/2019   Meeting Type:    Annual   Ticker:   APD
    Shares Voted:    5,907    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Susan K. Carter    Mgmt    For    For    For
1b    Elect Director Charles I. Cogut    Mgmt    For    For    For
1c    Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1d    Elect Director Seifollah (Seifi) Ghasemi    Mgmt    For    For    For
1e    Elect Director David H. Y. Ho    Mgmt    For    For    For
1f    Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1g    Elect Director Edward L. Monser    Mgmt    For    For    For
1h    Elect Director Matthew H. Paull    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Petroleo Brasileiro SA

 

Meeting Date:   03/04/2020   Country:    Brazil   Primary Security ID:   P78331140
Record Date:   02/10/2020   Meeting Type:    Special   Ticker:   PETR4
    Shares Voted:    57,032    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Absorption of Petrobras Negocios Eletronicos S.A. (e-PETRO)    Mgmt    For    Refer    For
2    Amend Articles and Consolidate Bylaws    Mgmt    For    Refer    For
3    Elect Maria Claudia Guimaraes as Director    Mgmt    For    For    For

WPX Energy, Inc.

 

Meeting Date:   03/05/2020   Country:    USA   Primary Security ID:   98212B103
Record Date:   02/04/2020   Meeting Type:    Special   Ticker:   WPX
    Shares Voted:    113,001    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Rio Tinto Plc

 

Meeting Date:   04/08/2020   Country:    United Kingdom   Primary Security ID:   G75754104
Record Date:   04/06/2020   Meeting Type:    Annual   Ticker:   RIO
    Shares Voted:    37,911    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Resolutions 1 to 20 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Rio Tinto Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
4    Approve the Potential Termination of Benefits for Australian Law Purposes    Mgmt    For    Refer    For
5    Elect Hinda Gharbi as Director    Mgmt    For    For    For
6    Elect Jennifer Nason as Director    Mgmt    For    For    For
7    Elect Ngaire Woods as Director    Mgmt    For    For    For
8    Re-elect Megan Clark as Director    Mgmt    For    For    For
9    Re-elect David Constable as Director    Mgmt    For    For    For
10    Re-elect Simon Henry as Director    Mgmt    For    For    For
11    Re-elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
12    Re-elect Sam Laidlaw as Director    Mgmt    For    For    For
13    Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
14    Re-elect Simon McKeon as Director    Mgmt    For    For    For
15    Re-elect Jakob Stausholm as Director    Mgmt    For    For    For
16    Re-elect Simon Thompson as Director    Mgmt    For    For    For
17    Appoint KPMG LLP as Auditors    Mgmt    For    For    For
18    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20    Amend Articles of Association Re: General Updates and Changes    Mgmt    For    For    For
   Resolution 21 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders Voting as Separate Electorate    Mgmt         
21    Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings    Mgmt    For    Refer    For
   Resolutions 22 to 25 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
22    Authorise Issue of Equity    Mgmt    For    For    For
23    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
24    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

PPG Industries, Inc.

 

Meeting Date:   04/16/2020   Country:    USA   Primary Security ID:   693506107
Record Date:   02/21/2020   Meeting Type:    Annual   Ticker:   PPG
    Shares Voted:    13,573    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2    Elect Director Hugh Grant    Mgmt    For    For    For
1.3    Elect Director Melanie L. Healey    Mgmt    For    For    For
2.1    Elect Director Kathleen A. Ligocki    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Reduce Supermajority Vote Requirement    Mgmt    For    For    For
6    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:   04/21/2020   Country:    Canada   Primary Security ID:   13645T100
Record Date:   02/28/2020   Meeting Type:    Annual   Ticker:   CP
    Shares Voted:    8,729    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1    Elect Director John Baird    Mgmt    For    For    For
3.2    Elect Director Isabelle Courville    Mgmt    For    For    For
3.3    Elect Director Keith E. Creel    Mgmt    For    For    For
3.4    Elect Director Gillian (Jill) H. Denham    Mgmt    For    For    For
3.5    Elect Director Edward R. Hamberger    Mgmt    For    For    For
3.6    Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.7    Elect Director Edward L. Monser    Mgmt    For    For    For
3.8    Elect Director Matthew H. Paull    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Canadian Pacific Railway Limited

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3.9    Elect Director Jane L. Peverett    Mgmt    For    For    For
3.10    Elect Director Andrea Robertson    Mgmt    For    For    For
3.11    Elect Director Gordon T. Trafton    Mgmt    For    For    For

The Sherwin-Williams Company

 

Meeting Date:   04/22/2020   Country:    USA   Primary Security ID:   824348106
Record Date:   02/27/2020   Meeting Type:    Annual   Ticker:   SHW
    Shares Voted:    2,785    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1.2    Elect Director Arthur F. Anton    Mgmt    For    For    For
1.3    Elect Director Jeff M. Fettig    Mgmt    For    For    For
1.4    Elect Director Richard J. Kramer    Mgmt    For    For    For
1.5    Elect Director Susan J. Kropf    Mgmt    For    For    For
1.6    Elect Director John G. Morikis    Mgmt    For    For    For
1.7    Elect Director Christine A. Poon    Mgmt    For    For    For
1.8    Elect Director Michael H. Thaman    Mgmt    For    For    For
1.9    Elect Director Matthew Thornton, III    Mgmt    For    For    For
1.10    Elect Director Steven H. Wunning    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Avery Dennison Corporation

 

Meeting Date:   04/23/2020   Country:    USA   Primary Security ID:   053611109
Record Date:   02/24/2020   Meeting Type:    Annual   Ticker:   AVY
    Shares Voted:    8,465    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Bradley A. Alford    Mgmt    For    For    For
1b    Elect Director Anthony K. Anderson    Mgmt    For    For    For
1c    Elect Director Peter K. Barker    Mgmt    For    For    For
1d    Elect Director Mark J. Barrenechea    Mgmt    For    For    For
1e    Elect Director Mitchell R. Butier    Mgmt    For    For    For
1f    Elect Director Ken C. Hicks    Mgmt    For    For    For
1g    Elect Director Andres A. Lopez    Mgmt    For    For    For
1h    Elect Director Patrick T. Siewert    Mgmt    For    For    For
1i    Elect Director Julia A. Stewart    Mgmt    For    For    For
1j    Elect Director Martha N. Sullivan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Croda International Plc

 

Meeting Date:   04/23/2020   Country:    United Kingdom   Primary Security ID:   G25536155
Record Date:   04/21/2020   Meeting Type:    Annual   Ticker:   CRDA
    Shares Voted:    16,347    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Policy    Mgmt    For    Refer    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Re-elect Roberto Cirillo as Director    Mgmt    For    For    For
6    Re-elect Jacqui Ferguson as Director    Mgmt    For    For    For
7    Re-elect Steve Foots as Director    Mgmt    For    For    For
8    Re-elect Anita Frew as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Croda International Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

9    Re-elect Helena Ganczakowski as Director    Mgmt    For    For    For
10    Re-elect Keith Layden as Director    Mgmt    For    For    Against
11    Re-elect Jez Maiden as Director    Mgmt    For    For    For
12    Elect John Ramsay as Director    Mgmt    For    For    For
13    Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
14    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16    Authorise Issue of Equity    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
21    Amend Performance Share Plan 2014    Mgmt    For    For    For

Magellan Midstream Partners, L.P.

 

Meeting Date:   04/23/2020   Country:    USA   Primary Security ID:   559080106
Record Date:   02/24/2020   Meeting Type:    Annual   Ticker:   MMP
    Shares Voted:    27,014    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Chansoo Joung    Mgmt    For    For    For
1.2    Elect Director Michael N. Mears    Mgmt    For    For    For
1.3    Elect Director James R. Montague    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Galp Energia SGPS SA

 

Meeting Date:   04/24/2020   Country:    Portugal   Primary Security ID:   X3078L108
Record Date:   04/17/2020   Meeting Type:    Annual   Ticker:   GALP
    Shares Voted:    130,797    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Approve Individual and Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Allocation of Income    Mgmt    For    For    For
3    Appraise Management of Company and Approve Vote of Confidence to Board of Directors    Mgmt    For    For    For
4    Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council    Mgmt    For    For    For
5    Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor    Mgmt    For    For    For
6    Approve Statement on Remuneration Policy    Mgmt    For    Refer    For
7    Authorize Repurchase and Reissuance of Shares and Bonds    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:   04/27/2020   Country:    USA   Primary Security ID:   20605P101
Record Date:   02/28/2020   Meeting Type:    Annual   Ticker:   CXO
    Shares Voted:    26,220    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Timothy A. Leach    Mgmt    For    For    For
1.2    Elect Director William H. Easter, III    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

FMC Corporation

 

Meeting Date:   04/28/2020   Country:    USA   Primary Security ID:   302491303
Record Date:   03/04/2020   Meeting Type:    Annual   Ticker:   FMC
    Shares Voted:    9,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Pierre Brondeau    Mgmt    For    For    For
1b    Elect Director Eduardo E. Cordeiro    Mgmt    For    For    For
1c    Elect Director Mark Douglas    Mgmt    For    For    For
1d    Elect Director C. Scott Greer    Mgmt    For    For    For
1e    Elect Director K’Lynne Johnson    Mgmt    For    For    For
1f    Elect Director Dirk A. Kempthorne    Mgmt    For    For    For
1g    Elect Director Paul J. Norris    Mgmt    For    For    For
1h    Elect Director Margareth Ovrum    Mgmt    For    For    For
1i    Elect Director Robert C. Pallash    Mgmt    For    For    For
1j    Elect Director William H. Powell    Mgmt    For    For    For
1k    Elect Director Vincent R. Volpe, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:   04/28/2020   Country:    USA   Primary Security ID:   655044105
Record Date:   03/02/2020   Meeting Type:    Annual   Ticker:   NBL
    Shares Voted:    65,265    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b    Elect Director James E. Craddock    Mgmt    For    Refer    Against
1c    Elect Director Barbara J. Duganier    Mgmt    For    For    For
1d    Elect Director Thomas J. Edelman    Mgmt    For    For    For
1e    Elect Director Holli C. Ladhani    Mgmt    For    For    For
1f    Elect Director David L. Stover    Mgmt    For    For    For
1g    Elect Director Scott D. Urban    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Noble Energy, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h    Elect Director William T. Van Kleef    Mgmt    For    For    For
1i    Elect Director Martha B. Wyrsch    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:   04/29/2020   Country:    USA   Primary Security ID:   56585A102
Record Date:   03/02/2020   Meeting Type:    Annual   Ticker:   MPC
    Shares Voted:    58,285    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2a    Elect Director Steven A. Davis    Mgmt    For    For    For
2b    Elect Director J. Michael Stice    Mgmt    For    For    For
2c    Elect Director John P. Surma    Mgmt    For    For    For
2d    Elect Director Susan Tomasky    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Adopt Simple Majority Vote    SH    For    For    For
6    Report on Integrating Community Impacts Into Executive Compensation Program    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Cabot Oil & Gas Corporation

 

Meeting Date:   04/30/2020   Country:    USA   Primary Security ID:   127097103
Record Date:   03/04/2020   Meeting Type:    Annual   Ticker:   COG
    Shares Voted:    69,276    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2    Elect Director Rhys J. Best    Mgmt    For    For    For
1.3    Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4    Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5    Elect Director Peter B. Delaney    Mgmt    For    For    For
1.6    Elect Director Dan O. Dinges    Mgmt    For    For    For
1.7    Elect Director Robert Kelley    Mgmt    For    For    For
1.8    Elect Director W. Matt Ralls    Mgmt    For    For    For
1.9    Elect Director Marcus A. Watts    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:   04/30/2020   Country:    USA   Primary Security ID:   26875P101
Record Date:   03/06/2020   Meeting Type:    Annual   Ticker:   EOG
    Shares Voted:    30,904    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Janet F. Clark    Mgmt    For    For    For
1b    Elect Director Charles R. Crisp    Mgmt    For    For    For
1c    Elect Director Robert P. Daniels    Mgmt    For    For    For
1d    Elect Director James C. Day    Mgmt    For    For    For
1e    Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f    Elect Director Julie J. Robertson    Mgmt    For    For    For
1g    Elect Director Donald F. Textor    Mgmt    For    For    For
1h    Elect Director William R. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

EOG Resources, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vale SA

 

Meeting Date:   04/30/2020   Country:    Brazil   Primary Security ID:   P9661Q155
Record Date:   03/23/2020   Meeting Type:    Annual/Special   Ticker:   VALE3
    Shares Voted:    65,258    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         
1    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019    Mgmt    For    For    For
2    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Against    Against
3    Elect Directors    Mgmt    For    Against    Against
4    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    None    Against    Against
5    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?    Mgmt    None    Abstain    Abstain
   APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes    Mgmt         
6.1    Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate    Mgmt    None    Abstain    Abstain
6.2    Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate    Mgmt    None    Abstain    Abstain
6.3    Percentage of Votes to Be Assigned - Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate    Mgmt    None    Abstain    Abstain
6.4    Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director    Mgmt    None    Abstain    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Vale SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6.5    Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director    Mgmt    None    Abstain    Abstain
6.6    Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate    Mgmt    None    Abstain    Abstain
6.7    Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate    Mgmt    None    Abstain    Abstain
6.8    Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate    Mgmt    None    Abstain    Abstain
6.9    Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate    Mgmt    None    Abstain    Abstain
6.10    Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate    Mgmt    None    Abstain    Abstain
6.11    Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director    Mgmt    None    Abstain    Abstain
6.12    Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate    Mgmt    None    Abstain    Abstain
7    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    None    Refer    For
8    Elect Fiscal Council Members    Mgmt    For    Refer    For
9    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    None    Refer    Against
10    Approve Remuneration of Company’s Management and Fiscal Council    Mgmt    For    Refer    Against
   Extraordinary Business    Mgmt         
1    Amend Articles and Consolidate Bylaws    Mgmt    For    Refer    Against
2    Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Vale SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
4    Approve Independent Firm’s Appraisals    Mgmt    For    Refer    For
5    Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe)    Mgmt    For    Refer    For
6    Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba)    Mgmt    For    Refer    For
7    Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
8    Approve Independent Firm’s Appraisals    Mgmt    For    Refer    For
9    Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba)    Mgmt    For    Refer    For

Valero Energy Corporation

 

Meeting Date:   04/30/2020   Country:    USA   Primary Security ID:   91913Y100
Record Date:   03/04/2020   Meeting Type:    Annual   Ticker:   VLO
    Shares Voted:    37,073    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1B    Elect Director Joseph W. Gorder    Mgmt    For    For    For
1C    Elect Director Kimberly S. Greene    Mgmt    For    For    For
1D    Elect Director Deborah P. Majoras    Mgmt    For    For    For
1E    Elect Director Eric D. Mullins    Mgmt    For    For    For
1F    Elect Director Donald L. Nickles    Mgmt    For    For    For
1G    Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1H    Elect Director Robert A. Profusek    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Valero Energy Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1I    Elect Director Stephen M. Waters    Mgmt    For    For    For
1J    Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1K    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Agnico Eagle Mines Limited

 

Meeting Date:   05/01/2020   Country:    Canada   Primary Security ID:   008474108
Record Date:   03/17/2020   Meeting Type:    Annual/Special   Ticker:   AEM
    Shares Voted:    28,743    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Leanne M. Baker    Mgmt    For    For    For
1.2    Elect Director Sean Boyd    Mgmt    For    For    For
1.3    Elect Director Martine A. Celej    Mgmt    For    For    For
1.4    Elect Director Robert J. Gemmell    Mgmt    For    For    For
1.5    Elect Director Mel Leiderman    Mgmt    For    For    For
1.6    Elect Director Deborah McCombe    Mgmt    For    For    For
1.7    Elect Director James D. Nasso    Mgmt    For    For    For
1.8    Elect Director Sean Riley    Mgmt    For    For    For
1.9    Elect Director J. Merfyn Roberts    Mgmt    For    For    For
1.10    Elect Director Jamie C. Sokalsky    Mgmt    For    For    For
2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Air Liquide SA

 

Meeting Date:   05/05/2020   Country:    France   Primary Security ID:   F01764103
Record Date:   04/30/2020   Meeting Type:    Annual/Special   Ticker:   AI
    Shares Voted:    80    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Reelect Brian Gilvary as Director    Mgmt    For    For    For
6    Elect Anette Bronder as Director    Mgmt    For    For    For
7    Elect Kim Ann Mink as Director    Mgmt    For    For    For
8    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
9    Approve Compensation of Benoit Potier    Mgmt    For    Refer    For
10    Approve Compensation Report for Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Corporate Officers    Mgmt    For    Refer    For
12    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
13    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
14    Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
15    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
16    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Air Liquide SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

17    Amend Article 11 of Bylaws Re: Employee Representative    Mgmt    For    For    For
18    Amend Article 15 of Bylaws Re: Board Powers    Mgmt    For    For    For
19    Amend Article 16 of Bylaws Re: Board Members Remuneration    Mgmt    For    For    For
20    Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds    Mgmt    For    Refer    For
21    Amend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members    Mgmt    For    Refer    For
22    Amend Article 4 of Bylaws Re: Company Duration    Mgmt    For    Refer    For
   Ordinary Business    Mgmt         
23    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Albemarle Corporation

 

Meeting Date:   05/05/2020   Country:    USA   Primary Security ID:   012653101
Record Date:   03/09/2020   Meeting Type:    Annual   Ticker:   ALB
    Shares Voted:    4,531    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
2a    Elect Director Mary Lauren Brlas    Mgmt    For    For    For
2b    Elect Director Luther C. Kissam, IV    Mgmt    For    For    For
2c    Elect Director J. Kent Masters    Mgmt    For    For    For
2d    Elect Director Glenda J. Minor    Mgmt    For    For    For
2e    Elect Director James J. O’Brien    Mgmt    For    For    For
2f    Elect Director Diarmuid B. O’Connell    Mgmt    For    For    For
2g    Elect Director Dean L. Seavers    Mgmt    For    For    For
2h    Elect Director Gerald A. Steiner    Mgmt    For    For    For
2i    Elect Director Holly A. Van Deursen    Mgmt    For    For    For
2j    Elect Director Alejandro D. Wolff    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Albemarle Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Barrick Gold Corporation

 

Meeting Date:   05/05/2020   Country:    Canada   Primary Security ID:   067901108
Record Date:   03/06/2020   Meeting Type:    Annual   Ticker:   ABX
    Shares Voted:    160,946    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director D. Mark Bristow    Mgmt    For    For    For
1.2    Elect Director Gustavo A. Cisneros    Mgmt    For    For    For
1.3    Elect Director Christopher L. Coleman    Mgmt    For    For    For
1.4    Elect Director J. Michael Evans    Mgmt    For    For    For
1.5    Elect Director Brian L. Greenspun    Mgmt    For    For    For
1.6    Elect Director J. Brett Harvey    Mgmt    For    For    For
1.7    Elect Director Andrew J. Quinn    Mgmt    For    For    For
1.8    Elect Director M. Loreto Silva    Mgmt    For    For    For
1.9    Elect Director John L. Thornton    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Packaging Corporation of America

 

Meeting Date:   05/05/2020   Country:    USA   Primary Security ID:   695156109
Record Date:   03/16/2020   Meeting Type:    Annual   Ticker:   PKG
    Shares Voted:    13,494    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Cheryl K. Beebe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Packaging Corporation of America

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.2    Elect Director Duane C. Farrington    Mgmt    For    For    For
1.3    Elect Director Donna A. Harman    Mgmt    For    For    For
1.4    Elect Director Mark W. Kowlzan    Mgmt    For    For    For
1.5    Elect Director Robert C. Lyons    Mgmt    For    For    For
1.6    Elect Director Thomas P. Maurer    Mgmt    For    For    For
1.7    Elect Director Samuel M. Mencoff    Mgmt    For    For    For
1.8    Elect Director Roger B. Porter    Mgmt    For    For    For
1.9    Elect Director Thomas S. Souleles    Mgmt    For    For    For
1.10    Elect Director Paul T. Stecko    Mgmt    For    For    For
1.11    Elect Director James D. Woodrum    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Franco-Nevada Corporation

 

Meeting Date:   05/06/2020   Country:    Canada   Primary Security ID:   351858105
Record Date:   03/18/2020   Meeting Type:    Annual/Special   Ticker:   FNV
    Shares Voted:    9,665    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director David Harquail    Mgmt    For    For    For
1.2    Elect Director Paul Brink    Mgmt    For    For    For
1.3    Elect Director Tom Albanese    Mgmt    For    For    For
1.4    Elect Director Derek W. Evans    Mgmt    For    For    For
1.5    Elect Director Catharine Farrow    Mgmt    For    For    For
1.6    Elect Director Louis Gignac    Mgmt    For    For    For
1.7    Elect Director Maureen Jensen    Mgmt    For    For    For
1.8    Elect Director Jennifer Maki    Mgmt    For    For    For
1.9    Elect Director Randall Oliphant    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Franco-Nevada Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.10    Elect Director David R. Peterson    Mgmt    For    For    For
1.11    Elect Director Elliott Pew    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Phillips 66

 

Meeting Date:   05/06/2020   Country:    USA   Primary Security ID:   718546104
Record Date:   03/11/2020   Meeting Type:    Annual   Ticker:   PSX
    Shares Voted:    38,468    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Charles M. Holley    Mgmt    For    For    For
1b    Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c    Elect Director Marna C. Whittington    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Risks of Gulf Coast Petrochemical Investments    SH    Against    Refer    For

Suncor Energy Inc.

 

Meeting Date:   05/06/2020   Country:    Canada   Primary Security ID:   867224107
Record Date:   03/09/2020   Meeting Type:    Annual   Ticker:   SU
    Shares Voted:    51,886    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2    Elect Director Mel E. Benson    Mgmt    For    For    For
1.3    Elect Director John D. Gass    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Suncor Energy Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4    Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5    Elect Director Mark S. Little    Mgmt    For    For    For
1.6    Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7    Elect Director Maureen McCaw    Mgmt    For    For    For
1.8    Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.9    Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10    Elect Director Michael M. Wilson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Mondi Plc

 

Meeting Date:   05/07/2020   Country:    United Kingdom   Primary Security ID:   G6258S107
Record Date:   05/05/2020   Meeting Type:    Annual   Ticker:   MNDI
    Shares Voted:    53,212    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Policy    Mgmt    For    Refer    For
3    Approve Remuneration Report    Mgmt    For    Refer    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Elect Enoch Godongwana as Director    Mgmt    For    For    For
6    Elect Philip Yea as Director    Mgmt    For    For    For
7    Re-elect Tanya Fratto as Director    Mgmt    For    For    For
8    Re-elect Stephen Harris as Director    Mgmt    For    For    For
9    Re-elect Andrew King as Director    Mgmt    For    For    For
10    Re-elect Dominique Reiniche as Director    Mgmt    For    For    For
11    Re-elect Stephen Young as Director    Mgmt    For    For    For
12    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Mondi Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14    Authorise Issue of Equity    Mgmt    For    For    For
15    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
17    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   20825C104
Record Date:   03/16/2020   Meeting Type:    Annual   Ticker:   COP
    Shares Voted:    34,339    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Charles E. Bunch    Mgmt    For    For    For
1b    Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c    Elect Director John V. Faraci    Mgmt    For    For    For
1d    Elect Director Jody Freeman    Mgmt    For    For    For
1e    Elect Director Gay Huey Evans    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g    Elect Director Ryan M. Lance    Mgmt    For    For    For
1h    Elect Director William H. McRaven    Mgmt    For    For    For
1i    Elect Director Sharmila Mulligan    Mgmt    For    For    For
1j    Elect Director Arjun N. Murti    Mgmt    For    For    For
1k    Elect Director Robert A. Niblock    Mgmt    For    For    For
1l    Elect Director David T. Seaton    Mgmt    For    For    For
1m    Elect Director R. A. Walker    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Waste Management, Inc.

 

Meeting Date:   05/12/2020   Country:    USA   Primary Security ID:   94106L109
Record Date:   03/16/2020   Meeting Type:    Annual   Ticker:   WM
    Shares Voted:    10,745    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Frank M. Clark, Jr.    Mgmt    For    For    For
1b    Elect Director James C. Fish, Jr.    Mgmt    For    For    For
1c    Elect Director Andres R. Gluski    Mgmt    For    For    For
1d    Elect Director Victoria M. Holt    Mgmt    For    For    For
1e    Elect Director Kathleen M. Mazzarella    Mgmt    For    For    For
1f    Elect Director William B. Plummer    Mgmt    For    For    For
1g    Elect Director John C. Pope    Mgmt    For    For    For
1h    Elect Director Thomas H. Weidemeyer    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:   05/14/2020   Country:    USA   Primary Security ID:   907818108
Record Date:   03/20/2020   Meeting Type:    Annual   Ticker:   UNP
    Shares Voted:    12,369    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b    Elect Director William J. DeLaney    Mgmt    For    For    For
1c    Elect Director David B. Dillon    Mgmt    For    For    For
1d    Elect Director Lance M. Fritz    Mgmt    For    For    For
1e    Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f    Elect Director Jane H. Lute    Mgmt    For    For    For
1g    Elect Director Michael R. McCarthy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Union Pacific Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h    Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i    Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j    Elect Director Jose H. Villarreal    Mgmt    For    For    For
1k    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against
5    Report on Climate Change    SH    Against    Against    Against

Wheaton Precious Metals Corp.

 

Meeting Date:   05/14/2020   Country:    Canada   Primary Security ID:   962879102
Record Date:   03/17/2020   Meeting Type:    Annual/Special   Ticker:   WPM
    Shares Voted:    27,849    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

a1    Elect Director George L. Brack    Mgmt    For    For    For
a2    Elect Director John A. Brough    Mgmt    For    For    For
a3    Elect Director R. Peter Gillin    Mgmt    For    For    For
a4    Elect Director Chantal Gosselin    Mgmt    For    For    For
a5    Elect Director Douglas M. Holtby    Mgmt    For    For    For
a6    Elect Director Glenn Ives    Mgmt    For    For    For
a7    Elect Director Charles A. Jeannes    Mgmt    For    For    For
a8    Elect Director Eduardo Luna    Mgmt    For    For    For
a9    Elect Director Marilyn Schonberner    Mgmt    For    For    For
a10    Elect Director Randy V. J. Smallwood    Mgmt    For    For    For
b    Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
c    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Enphase Energy, Inc.

 

Meeting Date:   05/20/2020   Country:    USA   Primary Security ID:   29355A107
Record Date:   03/23/2020   Meeting Type:    Annual   Ticker:   ENPH
    Shares Voted:    19,987    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Benjamin Kortlang    Mgmt    For    For    For
1.2    Elect Director Richard S. Mora    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Report on Sustainability    SH    Against    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Graphic Packaging Holding Company

 

Meeting Date:   05/20/2020   Country:    USA   Primary Security ID:   388689101
Record Date:   03/26/2020   Meeting Type:    Annual   Ticker:   GPK
    Shares Voted:    50,883    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Michael P. Doss    Mgmt    For    For    For
1.2    Elect Director Dean A. Scarborough    Mgmt    For    For    For
1.3    Elect Director Larry M. Venturelli    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

ONEOK, Inc.

 

Meeting Date:   05/20/2020   Country:    USA   Primary Security ID:   682680103
Record Date:   03/23/2020   Meeting Type:    Annual   Ticker:   OKE
    Shares Voted:    24,077    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Brian L. Derksen    Mgmt    For    For    For
1.2    Elect Director Julie H. Edwards    Mgmt    For    For    For
1.3    Elect Director John W. Gibson    Mgmt    For    For    For
1.4    Elect Director Mark W. Helderman    Mgmt    For    For    For
1.5    Elect Director Randall J. Larson    Mgmt    For    For    For
1.6    Elect Director Steven J. Malcolm    Mgmt    For    For    For
1.7    Elect Director Jim W. Mogg    Mgmt    For    For    For
1.8    Elect Director Pattye L. Moore    Mgmt    For    For    For
1.9    Elect Director Gary D. Parker    Mgmt    For    For    For
1.10    Elect Director Eduardo A. Rodriguez    Mgmt    For    For    For
1.11    Elect Director Terry K. Spencer    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:   05/21/2020   Country:    USA   Primary Security ID:   701877102
Record Date:   03/26/2020   Meeting Type:    Annual   Ticker:   PE
    Shares Voted:    71,683    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A    Elect Director A.R. Alameddine    Mgmt    For    For    For
1B    Elect Director Matt Gallagher    Mgmt    For    For    For
1C    Elect Director Karen Hughes    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

WPX Energy, Inc.

 

Meeting Date:   05/21/2020   Country:    USA   Primary Security ID:   98212B103
Record Date:   03/30/2020   Meeting Type:    Annual   Ticker:   WPX
    Shares Voted:    113,001    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director John A. Carrig    Mgmt    For    For    For
1.2    Elect Director Clay M. Gaspar    Mgmt    For    For    For
1.3    Elect Director Robert K. Herdman    Mgmt    For    For    For
1.4    Elect Director Kelt Kindick    Mgmt    For    For    For
1.5    Elect Director Karl F. Kurz    Mgmt    For    For    For
1.6    Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.7    Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.8    Elect Director Martin Phillips    Mgmt    For    For    For
1.9    Elect Director Douglas E. Swanson, Jr.    Mgmt    For    For    For
1.10    Elect Director Valerie M. Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:   05/27/2020   Country:    USA   Primary Security ID:   166764100
Record Date:   03/30/2020   Meeting Type:    Annual   Ticker:   CVX
    Shares Voted:    14,880    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director John B. Frank    Mgmt    For    For    For
1c    Elect Director Alice P. Gast    Mgmt    For    For    For
1d    Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e    Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f    Elect Director Dambisa F. Moyo    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Chevron Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1g    Elect Director Debra Reed-Klages    Mgmt    For    For    For
1h    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i    Elect Director D. James Umpleby, III    Mgmt    For    For    For
1j    Elect Director Michael K. Wirth    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For
5    Establish Board Committee on Climate Risk    SH    Against    Against    Against
6    Report on Climate Lobbying Aligned with Paris Agreement Goals    SH    Against    For    For
7    Report on Petrochemical Risk    SH    Against    For    For
8    Report on Human Rights Practices    SH    Against    Against    Against
9    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
10    Require Independent Board Chair    SH    Against    Refer    Against

LyondellBasell Industries N.V.

 

Meeting Date:   05/29/2020   Country:    Netherlands   Primary Security ID:   N53745100
Record Date:   05/01/2020   Meeting Type:    Annual   Ticker:   LYB
    Shares Voted:    9,466    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a    Elect Director Jacques Aigrain    Mgmt    For    For    For
1b    Elect Director Lincoln Benet    Mgmt    For    For    For
1c    Elect Director Jagjeet (Jeet) Bindra    Mgmt    For    For    For
1d    Elect Director Robin Buchanan    Mgmt    For    For    For
1e    Elect Director Stephen Cooper    Mgmt    For    For    For
1f    Elect Director Nance Dicciani    Mgmt    For    For    For
1g    Elect Director Claire Farley    Mgmt    For    For    For
1h    Elect Director Isabella (Bella) Goren    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

LyondellBasell Industries N.V.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i    Elect Director Michael Hanley    Mgmt    For    For    For
1j    Elect Director Albert Manifold    Mgmt    For    For    For
1k    Elect Director Bhavesh (Bob) Patel    Mgmt    For    For    For
2    Approve Discharge of the Members of the Board of Directors    Mgmt    For    For    For
3    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7    Approve Dividends of USD 4.20 Per Share    Mgmt    For    For    For
8    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9    Approve Cancellation of Shares    Mgmt    For    For    For

Total SA

 

Meeting Date:   05/29/2020   Country:    France   Primary Security ID:   F92124100
Record Date:   04/24/2020   Meeting Type:    Annual/Special   Ticker:   FP
    Shares Voted:    32,146    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Total SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7    Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8    Reelect Mark Cutifani as Director    Mgmt    For    For    For
9    Elect Jerome Contamine as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
14    Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly    Mgmt    For    Refer    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    Refer    For
18    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17    Mgmt    For    For    For
19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
   Shareholders Proposal    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Total SA

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

A    Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly    SH    Against    Against    Against

Diamondback Energy, Inc.

 

Meeting Date:   06/03/2020   Country:    USA   Primary Security ID:   25278X109
Record Date:   04/09/2020   Meeting Type:    Annual   Ticker:   FANG
    Shares Voted:    18,898    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1    Elect Director Steven E. West    Mgmt    For    For    For
1.2    Elect Director Travis D. Stice    Mgmt    For    For    For
1.3    Elect Director Vincent K. Brooks    Mgmt    For    For    For
1.4    Elect Director Michael P. Cross    Mgmt    For    For    For
1.5    Elect Director David L. Houston    Mgmt    For    For    For
1.6    Elect Director Stephanie K. Mains    Mgmt    For    For    For
1.7    Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.8    Elect Director Melanie M. Trent    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


IVY VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

Alibaba Group Holding Limited

 

Meeting Date:   07/15/2019   Country:   Cayman Islands   Primary Security ID:   01609W102
Record Date:   06/07/2019   Meeting Type:   Annual   Ticker:   BABA
    Shares Voted:   123,600    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Share Subdivision    Mgmt    For    For    For
2.1    Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
2.2    Elect Chee Hwa Tung as Director    Mgmt    For    For    For
2.3    Elect Jerry Yang as Director    Mgmt    For    For    For
2.4    Elect Wan Ling Martello as Director    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:   08/08/2019   Country:   USA   Primary Security ID:   285512109
Record Date:   06/14/2019   Meeting Type:   Annual   Ticker:   EA
    Shares Voted:   51,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Electronic Arts Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings    Mgmt    For    For    For
6    Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings    SH    Against    For    For

Microchip Technology Incorporated

 

Meeting Date:   08/20/2019   Country:   USA   Primary Security ID:   595017104
Record Date:   06/25/2019   Meeting Type:   Annual   Ticker:   MCHP
    Shares Voted:   33,240    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Steve Sanghi    Mgmt    For    For    For
1.2    Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3    Elect Director L.B. Day    Mgmt    For    For    For
1.4    Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5    Elect Director Wade F. Meyercord    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Report on Human Rights Risks in Operations and Supply Chain    SH    Against    Against    Against

Cypress Semiconductor Corporation

 

Meeting Date:   08/27/2019   Country:   USA   Primary Security ID:   232806109
Record Date:   07/11/2019   Meeting Type:   Special   Ticker:   CY
    Shares Voted:   189,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Cypress Semiconductor Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Take-Two Interactive Software, Inc.

 

Meeting Date:   09/18/2019   Country:   USA   Primary Security ID:   874054109
Record Date:   07/22/2019   Meeting Type:   Annual   Ticker:   TTWO
    Shares Voted:   55,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2    Elect Director Michael Dornemann    Mgmt    For    For    For
1.3    Elect Director J Moses    Mgmt    For    For    For
1.4    Elect Director Michael Sheresky    Mgmt    For    For    For
1.5    Elect Director LaVerne Srinivasan    Mgmt    For    For    For
1.6    Elect Director Susan Tolson    Mgmt    For    For    For
1.7    Elect Director Paul Viera    Mgmt    For    For    For
1.8    Elect Director Roland Hernandez    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:   09/26/2019   Country:   Israel   Primary Security ID:   M4119S104
Record Date:   08/26/2019   Meeting Type:   Special   Ticker:   EVGN
    Shares Voted:   136,940    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Amended Compensation Policy for the Directors and Officers of the Company    Mgmt    For    Refer    For
2    Renew Liability or D&O Insurance Policies to Directors and Officers    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Evogene Ltd.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

A    Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager    Mgmt    None    Refer    For

WNS (Holdings) Limited

 

Meeting Date:   09/26/2019   Country:   Jersey   Primary Security ID:   92932M101
Record Date:   08/22/2019   Meeting Type:   Annual   Ticker:   WNS
    Shares Voted:   454,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4    Reelect Adrian T. Dillon as a Director    Mgmt    For    For    For
5    Reelect Gareth Williams as a Director    Mgmt    For    For    For
6    Reelect Mario P. Vitale as a Director    Mgmt    For    For    For
7    Approve Remuneration of Directors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   396,130    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Microsoft Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For
1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against

Aspen Technology, Inc.

 

Meeting Date:   12/12/2019   Country:   USA   Primary Security ID:   045327103
Record Date:   10/15/2019   Meeting Type:   Annual   Ticker:   AZPN
    Shares Voted:   221,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Donald P. Casey    Mgmt    For    For    For
1.2    Elect Director Robert M. Whelan, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Micron Technology, Inc.

 

Meeting Date:   01/16/2020   Country:   USA   Primary Security ID:   595112103
Record Date:   11/18/2019   Meeting Type:   Annual   Ticker:   MU
    Shares Voted:   532,176    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2    Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3    Elect Director Steven J. Gomo    Mgmt    For    For    For
1.4    Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.5    Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1.6    Elect Director Robert E. Switz    Mgmt    For    For    For
1.7    Elect Director MaryAnn Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:   02/20/2020   Country:   Germany   Primary Security ID:   D35415104
Record Date:     Meeting Type:   Annual   Ticker:   IFX
    Shares Voted:   648,723    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)    Mgmt         
2    Approve Allocation of Income and Dividends of EUR 0.27 per Share    Mgmt    For    For    For
3    Approve Discharge of Management Board for Fiscal 2019    Mgmt    For    For    For
4    Approve Discharge of Supervisory Board for Fiscal 2019    Mgmt    For    For    For
5    Ratify KPMG AG as Auditors for Fiscal 2020    Mgmt    For    For    For
6.1    Elect Xiaoqun Clever to the Supervisory Board    Mgmt    For    For    For
6.2    Elect Friedrich Eichiner to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Infineon Technologies AG

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

6.3    Elect Hans-Ulrich Holdenried to the Supervisory Board    Mgmt    For    For    For
6.4    Elect Manfred Puffer to the Supervisory Board    Mgmt    For    For    For
6.5    Elect Ulrich Spiesshofer to the Supervisory Board    Mgmt    For    For    For
6.6    Elect Margret Suckale to the Supervisory Board    Mgmt    For    For    For
7    Approve Cancellation of Conditional Capital 2010/I    Mgmt    For    For    For
8    Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:   02/26/2020   Country:   USA   Primary Security ID:   037833100
Record Date:   01/02/2020   Meeting Type:   Annual   Ticker:   AAPL
    Shares Voted:   122,601    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Andrea Jung    Mgmt    For    For    For
1e    Elect Director Art Levinson    Mgmt    For    For    For
1f    Elect Director Ron Sugar    Mgmt    For    For    For
1g    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Proxy Access Amendments    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Apple Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
6    Report on Freedom of Expression and Access to Information Policies    SH    Against    Against    Against

QUALCOMM Incorporated

 

Meeting Date:   03/10/2020   Country:   USA   Primary Security ID:   747525103
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   QCOM
    Shares Voted:   135,295    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Mark Fields    Mgmt    For    For    For
1b    Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1c    Elect Director Ann M. Livermore    Mgmt    For    For    For
1d    Elect Director Harish Manwani    Mgmt    For    For    For
1e    Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1f    Elect Director Steve Mollenkopf    Mgmt    For    For    For
1g    Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1h    Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1i    Elect Director Kornelis “Neil” Smit    Mgmt    For    For    For
1j    Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
5    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

The Walt Disney Company

 

Meeting Date:   03/11/2020   Country:   USA   Primary Security ID:   254687106
Record Date:   01/13/2020   Meeting Type:   Annual   Ticker:   DIS
    Shares Voted:   38,150    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Susan E. Arnold    Mgmt    For    For    For
1b    Elect Director Mary T. Barra    Mgmt    For    For    For
1c    Elect Director Safra A. Catz    Mgmt    For    For    For
1d    Elect Director Francis A. deSouza    Mgmt    For    For    For
1e    Elect Director Michael B.G. Froman    Mgmt    For    For    For
1f    Elect Director Robert A. Iger    Mgmt    For    For    For
1g    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1h    Elect Director Mark G. Parker    Mgmt    For    For    For
1i    Elect Director Derica W. Rice    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Report on Lobbying Payments and Policy    SH    Against    Against    Against

Samsung Electronics Co., Ltd.

 

Meeting Date:   03/18/2020   Country:   South Korea   Primary Security ID:   Y74718100
Record Date:   12/31/2019   Meeting Type:   Annual   Ticker:   005930
    Shares Voted:   142,280    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1    Elect Han Jong-hee as Inside Director    Mgmt    For    For    For
2.2    Elect Choi Yoon-ho as Inside Director    Mgmt    For    For    For
3    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ASML Holding NV

 

Meeting Date:   04/22/2020   Country:   Netherlands   Primary Security ID:   N07059202
Record Date:   03/25/2020   Meeting Type:   Annual   Ticker:   ASML
    Shares Voted:   54,372    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Open Meeting    Mgmt         
2    Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3a    Approve Remuneration Report    Mgmt    For    Refer    For
3b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3c    Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3d    Approve Dividends of EUR 2.40 Per Share    Mgmt    For    For    For
4a    Approve Discharge of Management Board    Mgmt    For    For    For
4b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
5    Approve Number of Shares for Management Board    Mgmt    For    Refer    For
6    Approve Certain Adjustments to the Remuneration Policy for Management Board    Mgmt    For    Refer    For
7    Approve Remuneration Policy for Supervisory Board    Mgmt    For    Refer    For
8a    Announce Vacancies on the Supervisory Board    Mgmt         
8b    Opportunity to Make Recommendations    Mgmt         
8c    Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board    Mgmt         
8d    Reelect A.P. (Annet) Aris to Supervisory Board    Mgmt    For    For    For
8e    Elect D.M. (Mark) Durcan to Supervisory Board    Mgmt    For    For    For
8f    Elect D.W.A. (Warren) East to Supervisory Board    Mgmt    For    For    For
8g    Receive Information on the Composition of the Supervisory Board    Mgmt         
9    Ratify KPMG as Auditors    Mgmt    For    For    For
10a    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ASML Holding NV

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

10b    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a    Mgmt    For    For    For
10c    Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10d    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c    Mgmt    For    For    For
11a    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11b    Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12    Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Other Business (Non-Voting)    Mgmt         
14    Close Meeting    Mgmt         

Moderna, Inc.

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   60770K107
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   MRNA
    Shares Voted:   156,892    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Stephen Berenson    Mgmt    For    Refer    Withhold
1.2    Elect Director Sandra Horning    Mgmt    For    For    For
1.3    Elect Director Paul Sagan    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

QTS Realty Trust, Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   74736A103
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   QTS
    Shares Voted:   160,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Chad L. Williams    Mgmt    For    For    For
1.2    Elect Director John W. Barter    Mgmt    For    For    For
1.3    Elect Director William O. Grabe    Mgmt    For    For    For
1.4    Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.5    Elect Director Peter A. Marino    Mgmt    For    For    For
1.6    Elect Director Scott D. Miller    Mgmt    For    For    For
1.7    Elect Director Mazen Rawashdeh    Mgmt    For    For    For
1.8    Elect Director Wayne M. Rehberger    Mgmt    For    For    For
1.9    Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.10    Elect Director Stephen E. Westhead    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young as Auditors    Mgmt    For    For    For

Tencent Holdings Limited

 

Meeting Date:   05/13/2020   Country:   Cayman Islands   Primary Security ID:   G87572163
Record Date:   05/07/2020   Meeting Type:   Annual   Ticker:   700
    Shares Voted:   56,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3a    Elect Lau Chi Ping Martin as Director    Mgmt    For    Refer    For
3b    Elect Charles St Leger Searle as Director    Mgmt    For    For    For
3c    Elect Ke Yang as Director    Mgmt    For    For    For
3d    Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Tencent Holdings Limited

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
8    Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association    Mgmt    For    Refer    For

Fiserv, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   337738108
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   FISV
    Shares Voted:   47,890    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Frank J. Bisignano    Mgmt    For    For    For
1.2    Elect Director Alison Davis    Mgmt    For    For    For
1.3    Elect Director Henrique de Castro    Mgmt    For    For    For
1.4    Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.5    Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.6    Elect Director Heidi G. Miller    Mgmt    For    For    For
1.7    Elect Director Scott C. Nuttall    Mgmt    For    For    For
1.8    Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.9    Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10    Elect Director Jeffery W. Yabuki    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Euronet Worldwide, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   298736109
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   EEFT
    Shares Voted:   147,194    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Andrzej Olechowski    Mgmt    For    For    For
1.2    Elect Director Eriberto R. Scocimara    Mgmt    For    For    For
1.3    Elect Director Mark R. Callegari    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:   05/22/2020   Country:   USA   Primary Security ID:   156782104
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   CERN
    Shares Voted:   284,640    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Julie L. Gerberding    Mgmt    For    For    For
1b    Elect Director Brent Shafer    Mgmt    For    For    For
1c    Elect Director William D. Zollars    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Advance Notice Provisions    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Amazon.com, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   023135106
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   AMZN
    Shares Voted:   8,371    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e    Elect Director Judith A. McGrath    Mgmt    For    For    For
1f    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h    Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j    Elect Director Wendell P. Weeks    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Report on Management of Food Waste    SH    Against    For    For
6    Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services    SH    Against    For    For
7    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    For    For
8    Report on Products Promoting Hate Speech and Sales of Offensive Products    SH    Against    For    For
9    Require Independent Board Chairman    SH    Against    Refer    Against
10    Report on Global Median Gender/Racial Pay Gap    SH    Against    Against    Against
11    Report on Reducing Environmental and Health Harms to Communities of Color    SH    Against    Against    Against
12    Report on Viewpoint Discrimination    SH    Against    Against    Against
13    Report on Promotion Velocity    SH    Against    Against    Against
14    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
15    Human Rights Risk Assessment    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Amazon.com, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

16    Report on Lobbying Payments and Policy    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   30303M102
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   FB
    Shares Voted:   152,947    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Peggy Alford    Mgmt    For    For    For
1.2    Elect Director Marc L. Andreessen    Mgmt    For    Refer    Withhold
1.3    Elect Director Andrew W. Houston    Mgmt    For    For    For
1.4    Elect Director Nancy Killefer    Mgmt    For    For    For
1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For    For
1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7    Elect Director Peter A. Thiel    Mgmt    For    Refer    Withhold
1.8    Elect Director Tracey T. Travis    Mgmt    For    For    For
1.9    Elect Director Mark Zuckerberg    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Approve Non-Employee Director Compensation Policy    Mgmt    For    Refer    For
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5    Require Independent Board Chair    SH    Against    Refer    For
6    Require a Majority Vote for the Election of Directors    SH    Against    For    For
7    Report on Political Advertising    SH    Against    For    For
8    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against    Against
9    Report on Civil and Human Rights Risk Assessment    SH    Against    Against    Against
10    Report on Online Child Sexual Exploitation    SH    Against    For    For
11    Report on Median Gender/Racial Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Teladoc Health, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   87918A105
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   TDOC
    Shares Voted:   373    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Helen Darling    Mgmt    For    For    For
1.2    Elect Director William H. Frist    Mgmt    For    For    For
1.3    Elect Director Michael Goldstein    Mgmt    For    For    For
1.4    Elect Director Jason Gorevic    Mgmt    For    For    For
1.5    Elect Director Catherine A. Jacobson    Mgmt    For    For    For
1.6    Elect Director Thomas G. McKinley    Mgmt    For    For    For
1.7    Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1.8    Elect Director David Shedlarz    Mgmt    For    For    For
1.9    Elect Director Mark Douglas Smith    Mgmt    For    For    For
1.10    Elect Director David B. Snow, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   02079K305
Record Date:   04/07/2020   Meeting Type:   Annual   Ticker:   GOOGL
    Shares Voted:   9,352    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Larry Page    Mgmt    For    For    For
1.2    Elect Director Sergey Brin    Mgmt    For    For    For
1.3    Elect Director Sundar Pichai    Mgmt    For    For    For
1.4    Elect Director John L. Hennessy    Mgmt    For    For    For
1.5    Elect Director Frances H. Arnold    Mgmt    For    For    For
1.6    Elect Director L. John Doerr    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Alphabet Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.7    Elect Director Roger W. Ferguson Jr.    Mgmt    For    For    For
1.8    Elect Director Ann Mather    Mgmt    For    For    For
1.9    Elect Director Alan R. Mulally    Mgmt    For    Withhold    For
1.10    Elect Director K. Ram Shiram    Mgmt    For    Refer    For
1.11    Elect Director Robin L. Washington    Mgmt    For    Refer    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Against    Against
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6    Report on Arbitration of Employment-Related Claims    SH    Against    For    For
7    Establish Human Rights Risk Oversight Committee    SH    Against    For    For
8    Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors    SH    Against    Refer    Against
9    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
10    Report on Takedown Requests    SH    Against    For    For
11    Require a Majority Vote for the Election of Directors    SH    Against    For    For
12    Report on Gender/Racial Pay Gap    SH    Against    Against    Against
13    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    For    For
14    Report on Whistleblower Policies and Practices    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Vertex Pharmaceuticals Incorporated

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   92532F100
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   VRTX
    Shares Voted:   105,324    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
1.2    Elect Director Lloyd Carney    Mgmt    For    For    For
1.3    Elect Director Alan Garber    Mgmt    For    For    For
1.4    Elect Director Terrence Kearney    Mgmt    For    For    For
1.5    Elect Director Reshma Kewalramani    Mgmt    For    For    For
1.6    Elect Director Yuchun Lee    Mgmt    For    For    For
1.7    Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.8    Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1.9    Elect Director Diana McKenzie    Mgmt    For    For    For
1.10    Elect Director Bruce I. Sachs    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    For    For

Ionis Pharmaceuticals, Inc.

 

Meeting Date:   06/04/2020   Country:   USA   Primary Security ID:   462222100
Record Date:   04/06/2020   Meeting Type:   Annual   Ticker:   IONS
    Shares Voted:   143,967    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Joseph H. Wender    Mgmt    For    For    For
1.2    Elect Director B. Lynne Parshall    Mgmt    For    For    For
1.3    Elect Director Spencer R. Berthelsen    Mgmt    For    For    For
1.4    Elect Director Joan E. Herman    Mgmt    For    For    For
2    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
3    Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Ionis Pharmaceuticals, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Sarepta Therapeutics, Inc.

 

Meeting Date:   06/04/2020   Country:   USA   Primary Security ID:   803607100
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   SRPT
    Shares Voted:   62,000    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Douglas S. Ingram    Mgmt    For    For    For
1.2    Elect Director Hans Wigzell    Mgmt    For    For    For
1.3    Elect Director Mary Ann Gray    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ACI Worldwide, Inc.

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   004498101
Record Date:   04/16/2020   Meeting Type:   Annual   Ticker:   ACIW
    Shares Voted:   681,479    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Odilon Almeida    Mgmt    For    For    For
1.2    Elect Director Janet O. Estep    Mgmt    For    For    For
1.3    Elect Director James C. Hale    Mgmt    For    For    For
1.4    Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.5    Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ACI Worldwide, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.6    Elect Director David A. Poe    Mgmt    For    For    For
1.7    Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.8    Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

NVIDIA Corporation

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   67066G104
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   NVDA
    Shares Voted:   17,851    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Robert K. Burgess    Mgmt    For    For    For
1b    Elect Director Tench Coxe    Mgmt    For    For    For
1c    Elect Director Persis S. Drell    Mgmt    For    For    For
1d    Elect Director Jen-Hsun Huang    Mgmt    For    For    For
1e    Elect Director Dawn Hudson    Mgmt    For    For    For
1f    Elect Director Harvey C. Jones    Mgmt    For    For    For
1g    Elect Director Michael G. McCaffery    Mgmt    For    For    For
1h    Elect Director Stephen C. Neal    Mgmt    For    For    For
1i    Elect Director Mark L. Perry    Mgmt    For    For    For
1j    Elect Director A. Brooke Seawell    Mgmt    For    For    For
1k    Elect Director Mark A. Stevens    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:   06/09/2020   Country:   Taiwan   Primary Security ID:   Y84629107
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   2330
    Shares Voted:   119,659    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2    Amend Procedures for Lending Funds to Other Parties    Mgmt    For    Refer    For
   ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt         
3.1    Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director    Mgmt    For    For    For

CRISPR Therapeutics AG

 

Meeting Date:   06/11/2020   Country:   Switzerland   Primary Security ID:   H17182108
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   CRSP
    Shares Voted:   66,493    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Treatment of Net Loss    Mgmt    For    Refer    For
3    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4a    Reelect Rodger Novak as Director and Board Chairman    Mgmt    For    For    For
4b    Reelect Director Samarth Kulkarni    Mgmt    For    For    For
4c    Reelect Director Ali Behbahani    Mgmt    For    Refer    For
4d    Reelect Director Bradley Bolzon    Mgmt    For    Refer    Against
4e    Reelect Director Simeon J. George    Mgmt    For    For    For
4f    Reelect Director John T. Greene    Mgmt    For    For    For
4g    Reelect Director Katherine A. High    Mgmt    For    Refer    Against
4h    Elect Director Douglas A. Treco    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

CRISPR Therapeutics AG

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5a    Elect Ali Behbahan as Member of the Compensation Committee    Mgmt    For    Refer    For
5b    Reelect Simeon J. George as Member of the Compensation Committee    Mgmt    For    Refer    For
5c    Reelect John T. Greene as Member of the Compensation Committee    Mgmt    For    Refer    For
6a    Approve Remuneration of Directors in the Amount of USD 320,000    Mgmt    For    Refer    For
6b    Approve Remuneration of Directors in the Amount of USD 5,911,650    Mgmt    For    Refer    For
6c    Approve Remuneration of Executive Committee in the Amount of USD 3,393,795    Mgmt    For    Refer    For
6d    Approve Remuneration of Executive Committee in the Amount of USD 2,379,619    Mgmt    For    Refer    For
6e    Approve Remuneration of Executive Committee in the Amount of USD 53,069,700    Mgmt    For    Refer    For
7    Amend Pool of Conditional Capital for Employee Benefit Plans    Mgmt    For    Refer    For
8    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
9    Approve CHF 915,548 Increase in Authorized Capital    Mgmt    For    Refer    Against
10    Designate Marius Meier as Independent Proxy    Mgmt    For    For    For
11    Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor    Mgmt    For    For    For
12    Transact Other Business (Voting)    Mgmt    For    Against    Against

salesforce.com, inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   79466L302
Record Date:   04/16/2020   Meeting Type:   Annual   Ticker:   CRM
    Shares Voted:   34,174    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Marc Benioff    Mgmt    For    For    For
1b    Elect Director Craig Conway    Mgmt    For    For    For
1c    Elect Director Parker Harris    Mgmt    For    For    For
1d    Elect Director Alan Hassenfeld    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

salesforce.com, inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1e    Elect Director Neelie Kroes    Mgmt    For    For    For
1f    Elect Director Colin Powell    Mgmt    For    For    For
1g    Elect Director Sanford Robertson    Mgmt    For    For    For
1h    Elect Director John V. Roos    Mgmt    For    For    For
1i    Elect Director Robin Washington    Mgmt    For    For    For
1j    Elect Director Maynard Webb    Mgmt    For    For    For
1k    Elect Director Susan Wojcicki    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

Semtech Corporation

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   816850101
Record Date:   04/17/2020   Meeting Type:   Annual   Ticker:   SMTC
    Shares Voted:   138,959    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director James P. Burra    Mgmt    For    For    For
1.2    Elect Director Rodolpho C. Cardenuto    Mgmt    For    For    For
1.3    Elect Director Bruce C. Edwards    Mgmt    For    For    For
1.4    Elect Director Saar Gillai    Mgmt    For    For    For
1.5    Elect Director Rockell N. Hankin    Mgmt    For    For    For
1.6    Elect Director Ye Jane Li    Mgmt    For    For    For
1.7    Elect Director James T. Lindstrom    Mgmt    For    For    For
1.8    Elect Director Mohan R. Maheswaran    Mgmt    For    For    For
1.9    Elect Director Sylvia Summers    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Semtech Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ServiceNow, Inc.

 

Meeting Date:   06/17/2020   Country:   USA   Primary Security ID:   81762P102
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   NOW
    Shares Voted:   17,745    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director William R. “Bill” McDermott    Mgmt    For    For    For
1b    Elect Director Anita M. Sands    Mgmt    For    For    For
1c    Elect Director Dennis M. Woodside    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Universal Display Corporation

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   91347P105
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   OLED
    Shares Voted:   108,976    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1A    Elect Director Steven V. Abramson    Mgmt    For    For    For
1B    Elect Director Cynthia J. Comparin    Mgmt    For    For    For
1C    Elect Director Richard C. Elias    Mgmt    For    For    For
1D    Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1E    Elect Director C. Keith Hartley    Mgmt    For    For    For
1F    Elect Director Celia M. Joseph    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Universal Display Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1G    Elect Director Lawrence Lacerte    Mgmt    For    For    For
1H    Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1I    Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


IVY VIP SECURIAN REAL ESTATE SECURITIES

Proxy Voting Record

Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

Agree Realty Corporation

 

Ticker

  ADC   Security ID:    CUSIP 008492100   Meeting Date   05/05/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Merrie Frankel    Mgmt    For    For    For
1.2   Elect Farris G. Kalil    Mgmt    For    For    For
1.3   Elect Simon J. Leopold    Mgmt    For    For    For
1.4   Elect William S. Rubenfaer    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Approval of the 2020 Omnibus Incentive Plan    Mgmt    For    For    For

Alexandria Real Estate Equities, Inc.

 

Ticker

  ARE   Security ID:    CUSIP 015271109   Meeting Date   06/08/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Joel S. Marcus    Mgmt    For    For    For
2   Elect Steven R. Hash    Mgmt    For    For    For
3   Elect John L. Atkins, III    Mgmt    For    For    For
4   Elect James P. Cain    Mgmt    For    For    For
5   Elect Maria C. Freire    Mgmt    For    For    For
6   Elect Jennifer Friel Goldstein    Mgmt    For    For    For
7   Elect Richard H. Klein    Mgmt    For    For    For
8   Elect James H. Richardson    Mgmt    For    For    For
9   Elect Michael A. Woronoff    Mgmt    For    For    For
10   Amendment to the 1997 Stock Award and Incentive Plan    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For

American Homes 4 Rent

 

Ticker

  AMH   Security ID:    CUSIP 02665T306   Meeting Date   05/07/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
2   Elect David P. Singelyn    Mgmt    For    For    For
3   Elect Douglas N. Benham    Mgmt    For    For    For
4   Elect John Corrigan    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

American Homes 4 Rent

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

5   Elect David Goldberg    Mgmt    For    For    For
6   Elect Matthew J. Hart    Mgmt    For    For    For
7   Elect James H. Kropp    Mgmt    For    For    For
8   Elect Winifred Webb    Mgmt    For    For    For
9   Elect Jay Willoughby    Mgmt    For    For    For
10   Elect Kenneth M. Woolley    Mgmt    For    For    For
11   Elect Matthew R. Zaist    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Apartment Investment and Management Company

 

Ticker

  AIV   Security ID:    CUSIP 03748R754   Meeting Date   04/28/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Terry Considine    Mgmt    For    For    For
2   Elect Thomas L. Keltner    Mgmt    For    For    For
3   Elect Robert A. Miller    Mgmt    For    For    For
4   Elect Devin I. Murphy    Mgmt    For    For    For
5   Elect Kathleen M. Nelson    Mgmt    For    For    For
6   Elect John D. Rayis    Mgmt    For    For    For
7   Elect Ann Sperling    Mgmt    For    For    For
8   Elect Michael A. Stein    Mgmt    For    For    For
9   Elect Nina A. Tran    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Approval of the 2020 Employee Stock Purchase Plan    Mgmt    For    For    For

AvalonBay Communities, Inc

 

Ticker

  AVB   Security ID:    CUSIP 053484101   Meeting Date   05/12/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Terry S. Brown    Mgmt    For    For    For
3   Elect Alan B. Buckelew    Mgmt    For    For    For
4   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
5   Elect Stephen P. Hills    Mgmt    For    For    For
6   Elect Richard J. Lieb    Mgmt    For    For    For
7   Elect Timothy J. Naughton    Mgmt    For    For    For
8   Elect H. Jay Sarles    Mgmt    For    For    For
9   Elect Susan Swanezy    Mgmt    For    For    For
10   Elect W. Edward Walter    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Elimination of Supermajority Requirement    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Boston Properties, Inc.

 

Ticker

   BXP    Security ID:    CUSIP 101121101    Meeting Date    05/20/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Joel I. Klein    Mgmt    For    For    For
2   Elect Kelly A. Ayotte    Mgmt    For    For    For
3   Elect Bruce W. Duncan    Mgmt    For    For    For
4   Elect Karen E. Dykstra    Mgmt    For    For    For
5   Elect Carol B. Einiger    Mgmt    For    For    For
6   Elect Diane J. Hoskins    Mgmt    For    For    For
7   Elect Douglas T. Linde    Mgmt    For    For    For
8   Elect Matthew J. Lustig    Mgmt    For    For    For
9   Elect Owen D. Thomas    Mgmt    For    For    For
10   Elect David A. Twardock    Mgmt    For    For    For
11   Elect William H. Walton III    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Ratification of Auditor    Mgmt    For    For    For

Brixmor Property Group Inc.

 

Ticker

   BRX    Security ID:    CUSIP 11120U105    Meeting Date    04/28/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect James M. Taylor Jr.    Mgmt    For    For    For
2   Elect John G. Schreiber    Mgmt    For    For    For
3   Elect Michael Berman    Mgmt    For    For    For
4   Elect Julie Bowerman    Mgmt    For    For    For
5   Elect Sheryl M. Crosland    Mgmt    For    For    For
6   Elect Thomas W. Dickson    Mgmt    For    For    For
7   Elect Daniel B. Hurwitz    Mgmt    For    For    For
8   Elect William D. Rahm    Mgmt    For    For    For
9   Elect Gabrielle Sulzberger    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Camden Property Trust

 

Ticker

   CPT    Security ID:    CUSIP 133131102    Meeting Date    05/13/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Richard J. Campo    Mgmt    For    For    For
1.2   Elect Heather J. Brunner    Mgmt    For    For    For
1.3   Elect Mark D. Gibson    Mgmt    For    For    For
1.4   Elect Scott S. Ingraham    Mgmt    For    For    For
1.5   Elect Renu Khator    Mgmt    For    For    For
1.6   Elect D. Keith Oden    Mgmt    For    For    For
1.7   Elect William F. Paulsen    Mgmt    For    For    For
1.8   Elect Frances A. Sevilla-Sacasa    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Camden Property Trust

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.9   Elect Steven Webster    Mgmt    For    For    For
1.10   Elect Kelvin R. Westbrook    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Cousins Properties Incorporated

 

Ticker

   CUZ    Security ID:    CUSIP 222795502    Meeting Date    04/21/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Charles T. Cannada    Mgmt    For    For    For
2   Elect Robert M. Chapman    Mgmt    For    For    For
3   Elect M. Colin Connolly    Mgmt    For    For    For
4   Elect Scott W. Fordham    Mgmt    For    For    For
5   Elect Lillian C. Giornelli    Mgmt    For    For    For
6   Elect R. Kent Griffin Jr.    Mgmt    For    For    For
7   Elect Donna W. Hyland    Mgmt    For    For    For
8   Elect R. Dary Stone    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For

Crown Castle International Corp.

 

Ticker

   CCI    Security ID:    CUSIP 22822V101    Meeting Date    05/14/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect P. Robert Bartolo    Mgmt    For    For    For
2   Elect Jay A. Brown    Mgmt    For    For    For
3   Elect Cindy Christy    Mgmt    For    For    For
4   Elect Ari Q. Fitzgerald    Mgmt    For    For    For
5   Elect Robert E. Garrison II    Mgmt    For    For    For
6   Elect Andrea J. Goldsmith    Mgmt    For    For    For
7   Elect Lee W. Hogan    Mgmt    For    For    For
8   Elect Edward C. Hutcheson, Jr.    Mgmt    For    For    For
9   Elect J. Landis Martin    Mgmt    For    For    For
10   Elect Robert F. McKenzie    Mgmt    For    For    For
11   Elect Anthony J. Melone    Mgmt    For    For    For
12   Elect W. Benjamin Moreland    Mgmt    For    For    For
13   Ratification of Auditor    Mgmt    For    For    For
14   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

CubeSmart

 

Ticker

   CUBE    Security ID:    CUSIP 229663109    Meeting Date    05/12/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Piero Bussani    Mgmt    For    For    For
1.2   Elect Dorothy Dowling    Mgmt    For    For    For
1.3   Elect John W. Fain    Mgmt    For    For    For
1.4   Elect Marianne M. Keler    Mgmt    For    For    For
1.5   Elect Christopher P. Marr    Mgmt    For    For    For
1.6   Elect Deborah Ratner Salzberg    Mgmt    For    For    For
1.7   Elect John F. Remondi    Mgmt    For    For    For
1.8   Elect Jeffrey F. Rogatz    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

CyrusOne Inc.

 

Ticker

   CONE    Security ID:    CUSIP 23283R100    Meeting Date    04/27/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect David H. Ferdman    Mgmt    For    For    For
1.2   Elect John W. Gamble, Jr    Mgmt    For    For    For
1.3   Elect Michael A. Klayko    Mgmt    For    Withhold    Against
1.4   Elect T. Tod Nielsen    Mgmt    For    For    For
1.5   Elect Alex Shumate    Mgmt    For    For    For
1.6   Elect William E. Sullivan    Mgmt    For    For    For
1.7   Elect Lynn A. Wentworth    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Ticker

   DLR    Security ID:    CUSIP 253868103    Meeting Date    02/27/2020    Meeting Status    Voted

Meeting Type

   Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Share Issuance Pursuant to Merger    Mgmt    For    For    For
2   Right to Adjourn Meeting    Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Ticker

   DLR    Security ID:    CUSIP 253868103    Meeting Date    06/08/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Laurence A. Chapman    Mgmt    For    For    For
2   Elect Alexis Black Bjorlin    Mgmt    For    For    For
3   Elect Michael A. Coke    Mgmt    For    For    For
4   Elect VeraLinn Jamieson    Mgmt    For    For    For
5   Elect Kevin J. Kennedy    Mgmt    For    For    For
6   Elect William G. LaPerch    Mgmt    For    For    For
7   Elect Jean F.H.P. Mandeville    Mgmt    For    For    For
8   Elect Afshin Mohebbi    Mgmt    For    For    For
9   Elect Mark R. Patterson    Mgmt    For    For    For
10   Elect Mary Hogan Preusse    Mgmt    For    For    For
11   Elect A. William Stein    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Duke Realty Corporation

 

Ticker

   DRE    Security ID:    CUSIP 264411505    Meeting Date    04/29/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John P. Case    Mgmt    For    For    For
2   Elect James B. Connor    Mgmt    For    For    For
3   Elect Ngaire E. Cuneo    Mgmt    For    For    For
4   Elect Charles R. Eitel    Mgmt    For    For    For
5   Elect Tamara D. Fischer    Mgmt    For    For    For
6   Elect Norman K. Jenkins    Mgmt    For    For    For
7   Elect Melanie R. Sabelhaus    Mgmt    For    For    For
8   Elect Peter M. Scott III    Mgmt    For    For    For
9   Elect David P. Stockert    Mgmt    For    For    For
10   Elect Chris Sultemeier    Mgmt    For    For    For
11   Elect Michael E. Szymanczyk    Mgmt    For    For    For
12   Elect Warren M. Thompson    Mgmt    For    For    For
13   Elect Lynn C. Thurber    Mgmt    For    For    For
14   Advisory Vote on Executive Compensation    Mgmt    For    For    For
15   Ratification of Auditor    Mgmt    For    For    For

Equinix, Inc.

 

Ticker

   EQIX    Security ID:    CUSIP 29444U700    Meeting Date    06/18/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Thomas Bartlett    Mgmt    For    For    For
1.2   Elect Nanci E. Caldwell    Mgmt    For    For    For
1.3   Elect Adaire Fox-Martin    Mgmt    For    For    For
1.4   Elect Gary F. Hromadko    Mgmt    For    For    For
1.5   Elect William Luby    Mgmt    For    For    For
1.6   Elect Irving F. Lyons, III    Mgmt    For    For    For
1.7   Elect Charles Meyers    Mgmt    For    For    For
1.8   Elect Christopher B. Paisley    Mgmt    For    For    For
1.9   Elect Sandra Rivera    Mgmt    For    For    For
1.10   Elect Peter F. Van Camp    Mgmt    For    Withhold    Against
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Approval of the 2020 Equity Incentive Plan    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For
5   Shareholder Proposal Regarding Political Contributions and Expenditures Report    ShrHoldr    Against    Against    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Equity LifeStyle Properties, Inc.

 

Ticker

   ELS    Security ID:    CUSIP 29472R108    Meeting Date    04/28/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Andrew Berkenfield    Mgmt    For    For    For
1.2   Elect Philip C. Calian    Mgmt    For    For    For
1.3   Elect David J. Contis    Mgmt    For    For    For
1.4   Elect Constance Freedman    Mgmt    For    For    For
1.5   Elect Thomas P. Heneghan    Mgmt    For    For    For
1.6   Elect Tao Huang    Mgmt    For    For    For
1.7   Elect Marguerite Nader    Mgmt    For    For    For
1.8   Elect Scott R. Peppet    Mgmt    For    For    For
1.9   Elect Sheli Z. Rosenberg    Mgmt    For    For    For
1.10   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Increase of Authorized Common Stock    Mgmt    For    For    For

Equity Residential

 

Ticker

   EQR    Security ID:    CUSIP 29476L107    Meeting Date    06/25/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Raymond Bennett    Mgmt    For    For    For
1.2   Elect Linda Walker Bynoe    Mgmt    For    For    For
1.3   Elect Connie K. Duckworth    Mgmt    For    For    For
1.4   Elect Mary Kay Haben    Mgmt    For    For    For
1.5   Elect Tahsinul Zia Huque    Mgmt    For    For    For
1.6   Elect Bradley A. Keywell    Mgmt    For    For    For
1.7   Elect John E. Neal    Mgmt    For    For    For
1.8   Elect David J. Neithercut    Mgmt    For    For    For
1.9   Elect Mark J. Parrell    Mgmt    For    For    For
1.10   Elect Mark S. Shapiro    Mgmt    For    For    For
1.11   Elect Stephen E. Sterrett    Mgmt    For    For    For
1.12   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Essex Property Trust, Inc.

 

Ticker

   ESS    Security ID:    CUSIP 297178105    Meeting Date    05/12/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Keith R. Guericke    Mgmt    For    For    For
1.2   Elect Maria R. Hawthorne    Mgmt    For    For    For
1.3   Elect Amal M. Johnson    Mgmt    For    For    For
1.4   Elect Mary Kasaris    Mgmt    For    For    For
1.5   Elect Irving F. Lyons, III    Mgmt    For    For    For
1.6   Elect George M. Marcus    Mgmt    For    For    For
1.7   Elect Thomas E. Robinson    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Essex Property Trust, Inc.

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.8   Elect Michael J. Schall    Mgmt    For    For    For
1.9   Elect Byron A. Scordelis    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Extra Space Storage Inc.

 

Ticker

   EXR    Security ID:    CUSIP 30225T102    Meeting Date    05/14/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth M. Woolley    Mgmt    For    For    For
2   Elect Joseph D. Margolis    Mgmt    For    For    For
3   Elect Roger B. Porter    Mgmt    For    For    For
4   Elect Joseph J. Bonner    Mgmt    For    For    For
5   Elect Gary L. Crittenden    Mgmt    For    For    For
6   Elect Ashley Dreier    Mgmt    For    For    For
7   Elect Spencer F. Kirk    Mgmt    For    For    For
8   Elect Dennis J. Letham    Mgmt    For    For    For
9   Elect Diane Olmstead    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For

First Industrial Realty Trust, Inc.

 

Ticker

   FR    Security ID:    CUSIP 32054K103    Meeting Date    05/06/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Peter E. Baccile    Mgmt    For    For    For
2   Elect Teresa Bryce Bazemore    Mgmt    For    For    For
3   Elect Matthew S. Dominski    Mgmt    For    For    For
4   Elect Bruce W. Duncan    Mgmt    For    For    For
5   Elect H. Patrick Hackett, Jr.    Mgmt    For    For    For
6   Elect Denise A. Olsen    Mgmt    For    For    For
7   Elect John Rau    Mgmt    For    For    For
8   Elect Leonard Peter Sharpe    Mgmt    For    For    For
9   Amendment to the 2014 Stock Incentive Plan    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Transaction of Other Business    Mgmt    For    Against    Against


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Four Corners Property Trust, Inc.

 

Ticker

   FCPT    Security ID:    CUSIP 35086T109    Meeting Date    06/12/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect William H. Lenehan    Mgmt    For    For    For
2   Elect Douglas B. Hansen    Mgmt    For    For    For
3   Elect John S. Moody    Mgmt    For    For    For
4   Elect Marran H. Ogilvie    Mgmt    For    For    For
5   Elect Paul E. Szurek    Mgmt    For    For    For
6   Elect Charles Jemley    Mgmt    For    For    For
7   Elect Eric S. Hirschhorn    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Gaming And Leisure Properties, Inc.

 

Ticker

   GLPI    Security ID:    CUSIP 36467J108    Meeting Date    06/11/2020    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Peter M. Carlino    Mgmt    For    For    For
2   Elect Carol Lynton    Mgmt    For    For    For
3   Elect Joseph W. Marshall, III    Mgmt    For    For    For
4   Elect James B. Perry    Mgmt    For    For    For
5   Elect Barry F. Schwartz    Mgmt    For    For    For
6   Elect Earl C. Shanks    Mgmt    For    For    For
7   Elect E. Scott Urdang    Mgmt    For    For    For
8   Amendment to the 2013 Long Term Incentive Compensation Plan    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Healthcare Trust of America, Inc.

 

Ticker

   HTA    Security ID:    CUSIP 42225P501    Meeting Date    07/09/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Scott D. Peters    Mgmt    For    For    For
2   Elect W. Bradley Blair, II    Mgmt    For    For    For
3   Elect Vicki U. Booth    Mgmt    For    For    For
4   Elect Maurice J. DeWald    Mgmt    For    For    For
5   Elect Warren D. Fix    Mgmt    For    For    For
6   Elect Peter N. Foss    Mgmt    For    For    For
7   Elect Daniel S. Henson    Mgmt    For    For    For
8   Elect Larry L. Mathis    Mgmt    For    For    For
9   Elect Gary T. Wescombe    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Healthpeak Properties, Inc.

 

Ticker

  PEAK   Security ID:   

CUSIP 42250P103

  Meeting Date  

04/23/2020

   Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Brian G. Cartwright    Mgmt    For    For    For
2   Elect Christine N. Garvey    Mgmt    For    For    For
3   Elect R. Kent Griffin Jr.    Mgmt    For    For    For
4   Elect David B. Henry    Mgmt    For    For    For
5   Elect Thomas M. Herzog    Mgmt    For    For    For
6   Elect Lydia H. Kennard    Mgmt    For    For    For
7   Elect Sara Grootwassink Lewis    Mgmt    For    For    For
8   Elect Katherine M. Sandstrom    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For

Hilton Worldwide Holdings Inc.

 

Ticker

  HLT   Security ID:   

CUSIP 43300A203

  Meeting Date  

06/05/2020

   Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Christopher J. Nassetta    Mgmt    For    For    For
2   Elect Jonathan D. Gray    Mgmt    For    For    For
3   Elect Charlene T. Begley    Mgmt    For    For    For
4   Elect Melanie L. Healey    Mgmt    For    For    For
5   Elect Raymond E. Mabus, Jr.    Mgmt    For    For    For
6   Elect Judith A. McHale    Mgmt    For    For    For
7   Elect John G. Schreiber    Mgmt    For    For    For
8   Elect Elizabeth A. Smith    Mgmt    For    For    For
9   Elect Douglas M. Steenland    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Host Hotels & Resorts, Inc.

 

Ticker

  HST   Security ID:   

CUSIP 44107P104

  Meeting Date  

05/15/2020

   Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Mary L. Baglivo    Mgmt    For    For    For
2   Elect Sheila C. Bair    Mgmt    For    For    For
3   Elect Richard E. Marriott    Mgmt    For    For    For
4   Elect Sandeep Lakhmi Mathrani    Mgmt    For    For    For
5   Elect John B. Morse, Jr.    Mgmt    For    For    For
6   Elect Mary Hogan Preusse    Mgmt    For    For    For
7   Elect Walter C. Rakowich    Mgmt    For    For    For
8   Elect James F. Risoleo    Mgmt    For    For    For
9   Elect Gordon H. Smith    Mgmt    For    For    For
10   Elect A. William Stein    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Approval of the 2020 Comprehensive Stock and Cash Incentive Plan    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Invitation Homes Inc.

 

Ticker

  INVH   Security ID:    CUSIP 46187W107   Meeting Date   05/20/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Bryce Blair    Mgmt    For    For    For
1.2   Elect Dallas B. Tanner    Mgmt    For    For    For
1.3   Elect Jana Cohen Barbe    Mgmt    For    For    For
1.4   Elect Richard D. Bronson    Mgmt    For    For    For
1.5   Elect Michael D. Fascitelli    Mgmt    For    For    For
1.6   Elect Jeffrey E. Kelter    Mgmt    For    For    For
1.7   Elect Joseph D. Margolis    Mgmt    For    For    For
1.8   Elect John B. Rhea    Mgmt    For    For    For
1.9   Elect J. Heidi Roizen    Mgmt    For    For    For
1.10   Elect Janice L. Sears    Mgmt    For    For    For
1.11   Elect William J. Stein    Mgmt    For    Withhold    Against
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Kilroy Realty Corporation

 

Ticker

  KRC   Security ID:    CUSIP 49427F108   Meeting Date   05/19/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John Kilroy    Mgmt    For    For    For
2   Elect Edward Brennan    Mgmt    For    For    For
3   Elect Jolie Hunt    Mgmt    For    For    For
4   Elect Scott Ingraham    Mgmt    For    For    For
5   Elect Gary Stevenson    Mgmt    For    For    For
6   Elect Peter Stoneberg    Mgmt    For    For    For
7   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
8   Amendment to the 2006 Incentive Award Plan    Mgmt    For    For    For
9   Increase of Authorized Common Stock    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For

Omega Healthcare Investors, Inc.

 

Ticker

  OHI   Security ID:    CUSIP 681936100   Meeting Date   06/11/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Kapila K. Anand    Mgmt    For    For    For
1.2   Elect Craig R. Callen    Mgmt    For    For    For
1.3   Elect Barbara B. Hill    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Omega Healthcare Investors, Inc.

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.4   Elect Edward Lowenthal    Mgmt    For    For    For
1.5   Elect C. Taylor Pickett    Mgmt    For    For    For
1.6   Elect Stephen D. Plavin    Mgmt    For    For    For
1.7   Elect Burke W. Whitman    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Park Hotels & Resorts Inc.

 

Ticker

  PK   Security ID:    CUSIP 700517105   Meeting Date   04/24/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Thomas J. Baltimore, Jr.    Mgmt    For    For    For
2   Elect Gordon M. Bethune    Mgmt    For    For    For
3   Elect Patricia M. Bedient    Mgmt    For    For    For
4   Elect Thomas D. Eckert    Mgmt    For    For    For
5   Elect Geoffrey M. Garrett    Mgmt    For    For    For
6   Elect Christie B. Kelly    Mgmt    For    For    For
7   Elect Joseph I. Lieberman    Mgmt    For    For    For
8   Elect Thomas A. Natelli    Mgmt    For    For    For
9   Elect Timothy J. Naughton    Mgmt    For    For    For
10   Elect Stephen I. Sadove    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For

Physicians Realty Trust

 

Ticker

 

DOC

  Security ID:    CUSIP 71943U104   Meeting Date   05/06/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect John T. Thomas    Mgmt    For    For    For
1.2   Elect Thomas G. Thompson    Mgmt    For    For    For
1.3   Elect Stanton D. Anderson    Mgmt    For    For    For
1.4   Elect Mark A. Baumgartner    Mgmt    For    For    For
1.5   Elect Albert C. Black, Jr.    Mgmt    For    For    For
1.6   Elect William A. Ebinger    Mgmt    For    For    For
1.7   Elect Pamela J. Kessler    Mgmt    For    For    For
1.8   Elect Richard A. Weiss    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Prologis, Inc.

 

Ticker

 

PLD

  Security ID:    CUSIP 74340W103   Meeting Date   04/29/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Hamid R. Moghadam    Mgmt    For    For    For
2   Elect Cristina G. Bita    Mgmt    For    For    For
3   Elect George L. Fotiades    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Prologis, Inc.

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

4   Elect Lydia H. Kennard    Mgmt    For    For    For
5   Elect Irving F. Lyons, III    Mgmt    For    For    For
6   Elect Avid Modjtabai    Mgmt    For    For    For
7   Elect David P. O’Connor    Mgmt    For    For    For
8   Elect Olivier Piani    Mgmt    For    For    For
9   Elect Jeffrey L. Skelton    Mgmt    For    For    For
10   Elect Carl B. Webb    Mgmt    For    For    For
11   Elect William D. Zollars    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
13   2020 Long Term Incentive Plan    Mgmt    For    For    For
14   Increase of Authorized Common Stock    Mgmt    For    For    For
15   Ratification of Auditor    Mgmt    For    For    For

Public Storage

 

Ticker

  PSA   Security ID:    CUSIP 74460D109   Meeting Date   04/21/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
2   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
3   Elect Uri P. Harkham    Mgmt    For    For    For
4   Elect Leslie Stone Heisz    Mgmt    For    For    For
5   Elect B. Wayne Hughes, Jr.    Mgmt    For    For    For
6   Elect Avedick B. Poladian    Mgmt    For    For    For
7   Elect Gary E. Pruitt    Mgmt    For    For    For
8   Elect John Reyes    Mgmt    For    Against    Against
9   Elect Joseph D. Russell, Jr.    Mgmt    For    For    For
10   Elect Tariq M Shaukat    Mgmt    For    For    For
11   Elect Ronald P. Spogli    Mgmt    For    For    For
12   Elect Daniel C. Staton    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Ratification of Auditor    Mgmt    For    For    For

QTS Realty Trust, Inc.

 

Ticker

  QTS   Security ID:    CUSIP 74736A103   Meeting Date   05/06/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Chad L. Williams    Mgmt    For    For    For
1.2   Elect John W. Barter    Mgmt    For    For    For
1.3   Elect William O. Grabe    Mgmt    For    For    For
1.4   Elect Catherine R. Kinney    Mgmt    For    For    For
1.5   Elect Peter A. Marino    Mgmt    For    For    For
1.6   Elect Scott D. Miller    Mgmt    For    For    For
1.7   Elect Mazen Rahwashdeh    Mgmt    For    For    For
1.8   Elect Wayne M. Rehberger    Mgmt    For    For    For
1.9   Elect Philip P. Trahanas    Mgmt    For    For    For
1.10   Elect Stephen E. Westhead    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
3   Ratification of Auditor    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Realty Income Corporation

 

Ticker

  O   Security ID:    CUSIP 756109104   Meeting Date   05/12/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kathleen R. Allen    Mgmt    For    For    For
2   Elect A. Larry Chapman    Mgmt    For    For    For
3   Elect Reginald H. Gilyard    Mgmt    For    For    For
4   Elect Priya Cherian Huskins    Mgmt    For    For    For
5   Elect Christie B. Kelly    Mgmt    For    For    For
6   Elect Gerardo I. Lopez    Mgmt    For    For    For
7   Elect Michael D. McKee    Mgmt    For    For    For
8   Elect Gregory T. McLaughlin    Mgmt    For    For    For
9   Elect Ronald L. Merriman    Mgmt    For    For    For
10   Elect Sumit Roy    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Regency Centers Corporation

 

Ticker

  REG   Security ID:    CUSIP 758849103   Meeting Date   04/29/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Martin E. Stein, Jr.    Mgmt    For    For    For
2   Elect Joseph F. Azrack    Mgmt    For    For    For
3   Elect Bryce Blair    Mgmt    For    For    For
4   Elect C. Ronald Blankenship    Mgmt    For    For    For
5   Elect Deirdre J. Evens    Mgmt    For    For    For
6   Elect Thomas W. Furphy    Mgmt    For    For    For
7   Elect Karin Klein    Mgmt    For    For    For
8   Elect Peter Linneman    Mgmt    For    For    For
9   Elect David P. O’Connor    Mgmt    For    For    For
10   Elect Lisa Palmer    Mgmt    For    For    For
11   Elect Thomas G. Wattles    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Ratification of Auditor    Mgmt    For    For    For

SBA Communications Corporation

 

Ticker

  SBAC   Security ID:    CUSIP 78410G104   Meeting Date   05/14/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Steven E. Bernstein    Mgmt    For    For    For
2   Elect Duncan H. Cocroft    Mgmt    For    For    For
3   Elect Fidelma Russo    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For
5   Advisory Vote on Executive Compensation    Mgmt    For    For    For
6   Approval of the 2020 Performance and Equity Incentive Plan    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Simon Property Group, Inc.

 

Ticker

  SPG   Security ID:    CUSIP 828806109   Meeting Date   05/12/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Larry C. Glasscock    Mgmt    For    For    For
3   Elect Karen N. Horn    Mgmt    For    For    For
4   Elect Allan B. Hubbard    Mgmt    For    For    For
5   Elect Reuben S. Leibowitz    Mgmt    For    For    For
6   Elect Gary M. Rodkin    Mgmt    For    For    For
7   Elect Stefan M. Selig    Mgmt    For    For    For
8   Elect Daniel C. Smith    Mgmt    For    For    For
9   Elect J. Albert Smith, Jr.    Mgmt    For    For    For
10   Elect Marta R. Stewart    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For

Spirit Realty Capital, Inc.

 

Ticker

  SRC   Security ID:    CUSIP 84860W300   Meeting Date   06/08/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Jackson Hsieh    Mgmt    For    For    For
2   Elect Kevin M. Charlton    Mgmt    For    For    For
3   Elect Todd A. Dunn    Mgmt    For    For    For
4   Elect Elizabeth F. Frank    Mgmt    For    For    For
5   Elect Richard I. Gilchrist    Mgmt    For    For    For
6   Elect Diana M. Laing    Mgmt    For    For    For
7   Elect Sheli Z. Rosenberg    Mgmt    For    For    For
8   Elect Thomas D. Senkbeil    Mgmt    For    For    For
9   Elect Nicholas P. Shepherd    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

STORE Capital Corporation

 

Ticker

  STOR   Security ID:    CUSIP 862121100   Meeting Date   05/28/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Joseph M. Donovan    Mgmt    For    For    For
1.2   Elect Mary Fedewa    Mgmt    For    For    For
1.3   Elect Morton H. Fleischer    Mgmt    For    For    For
1.4   Elect William F. Hipp    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

STORE Capital Corporation

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.5   Elect Tawn Kelley    Mgmt    For    For    For
1.6   Elect Catherine D. Rice    Mgmt    For    For    For
1.7   Elect Einar A. Seadler    Mgmt    For    For    For
1.8   Elect Quentin P. Smith, Jr.    Mgmt    For    For    For
1.9   Elect Christopher H. Volk    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For

Sun Communities, Inc.

 

Ticker

  SUI   Security ID:    CUSIP 866674104   Meeting Date   05/22/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Gary A. Shiffman    Mgmt    For    For    For
2   Elect Meghan G. Baivier    Mgmt    For    For    For
3   Elect Stephanie W. Bergeron    Mgmt    For    For    For
4   Elect Brian M. Hermelin    Mgmt    For    For    For
5   Elect Ronald A. Klein    Mgmt    For    For    For
6   Elect Clunet R. Lewis    Mgmt    For    For    For
7   Elect Arthur A. Weiss    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For

Taubman Centers, Inc.

 

Ticker

  TCO   Security ID:    CUSIP 876664103   Meeting Date   06/25/2020    Meeting Status    Voted

Meeting Type

  Special   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Acquisition by Simon    Mgmt    For    For    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    For    For
3   Right to Adjourn Meeting    Mgmt    For    For    For

Taubman Centers, Inc.

 

Ticker

  TCO   Security ID:    CUSIP 876664103   Meeting Date   06/25/2020    Meeting Status    Voted

Meeting Type

  Special   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Acquisition by Simon    Mgmt    For    For    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    For    For
3   Right to Adjourn Meeting    Mgmt    For    For    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

UDR, Inc.

 

Ticker

  UDR   Security ID:    CUSIP 902653104   Meeting Date   05/21/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Katherine A. Cattanach    Mgmt    For    For    For
2   Elect Jon A. Grove    Mgmt    For    For    For
3   Elect Mary Ann King    Mgmt    For    For    For
4   Elect James D. Klingbeil    Mgmt    For    For    For
5   Elect Clint D. McDonnough    Mgmt    For    For    For
6   Elect Robert A. McNamara    Mgmt    For    For    For
7   Elect Mark R. Patterson    Mgmt    For    For    For
8   Elect Thomas W. Toomey    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    Against    Against
10   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against

Ventas, Inc.

 

Ticker

  VTR   Security ID:    CUSIP 92276F100   Meeting Date   05/18/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Advisory Vote on Executive Compensation    Mgmt    For    For    For
2   Elect Melody C. Barnes    Mgmt    For    For    For
3   Elect Debra A. Cafaro    Mgmt    For    For    For
4   Elect Jay M. Gellert    Mgmt    For    For    For
5   Elect Richard I. Gilchrist    Mgmt    For    For    For
6   Elect Matthew J. Lustig    Mgmt    For    For    For
7   Elect Roxanne M. Martino    Mgmt    For    For    For
8   Elect Sean Nolan    Mgmt    For    For    For
9   Elect Walter C. Rakowich    Mgmt    For    For    For
10   Elect Robert D. Reed    Mgmt    For    For    For
11   Elect James D. Shelton    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For

VEREIT, Inc.

 

Ticker

  VER   Security ID:    CUSIP 92339V100   Meeting Date   05/21/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glenn J. Rufrano    Mgmt    For    For    For
2   Elect Hugh R. Frater    Mgmt    For    For    For
3   Elect David B. Henry    Mgmt    For    For    For
4   Elect Mary Hogan Preusse    Mgmt    For    For    For
5   Elect Richard J. Lieb    Mgmt    For    For    For
6   Elect Mark S. Ordan    Mgmt    For    For    For
7   Elect Eugene A. Pinover    Mgmt    For    For    For
8   Elect Julie G. Richardson    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For


Voting Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

VICI Properties Inc.

 

Ticker

  VICI   Security ID:    CUSIP 925652109   Meeting Date   04/30/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect James R. Abrahamson    Mgmt    For    For    For
2   Elect Diana F. Cantor    Mgmt    For    For    For
3   Elect Monica H. Douglas    Mgmt    For    For    For
4   Elect Elizabeth Holland    Mgmt    For    For    For
5   Elect Craig Macnab    Mgmt    For    For    For
6   Elect Edward B. Pitoniak    Mgmt    For    For    For
7   Elect Michael D. Rumbolz    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Elimination of Supermajority Voting Provisions    Mgmt    For    For    For

Weingarten Realty Investors

 

Ticker

  WRI   Security ID:    CUSIP 948741103   Meeting Date   04/29/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Andrew M. Alexander    Mgmt    For    For    For
2   Elect Stanford Alexander    Mgmt    For    For    For
3   Elect Shelaghmichael Brown    Mgmt    For    For    For
4   Elect Stephen A. Lasher    Mgmt    For    For    For
5   Elect Thomas L. Ryan    Mgmt    For    Against    Against
6   Elect Douglas W. Schnitzer    Mgmt    For    For    For
7   Elect C. Park Shaper    Mgmt    For    For    For
8   Elect Marc J. Shapiro    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against

Welltower Inc.

 

Ticker

  WELL   Security ID:    CUSIP 95040Q104   Meeting Date   04/30/2020    Meeting Status    Voted

Meeting Type

  Annual   Country of Trade    United States          

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth J. Bacon    Mgmt    For    For    For
2   Elect Thomas J. DeRosa    Mgmt    For    For    For
3   Elect Karen B. DeSalvo    Mgmt    For    For    For
4   Elect Jeffrey H. Donahue    Mgmt    For    For    For
5   Elect Sharon M. Oster    Mgmt    For    For    For
6   Elect Sergio D. Rivera    Mgmt    For    For    For
7   Elect Johnese M. Spisso    Mgmt    For    For    For
8   Elect Kathryn M. Sullivan    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For


IVY VIP SMALL CAP CORE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

Boot Barn Holdings, Inc.

 

Meeting Date:   08/28/2019   Country:   USA   Primary Security ID:   099406100
Record Date:   07/09/2019   Meeting Type:   Annual   Ticker:   BOOT
    Shares Voted:   67,400    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Greg Bettinelli    Mgmt    For    For    For
1.2    Elect Director James G. Conroy    Mgmt    For    For    For
1.3    Elect Director Lisa G. Laube    Mgmt    For    For    For
1.4    Elect Director Anne MacDonald    Mgmt    For    For    For
1.5    Elect Director Brenda I. Morris    Mgmt    For    For    For
1.6    Elect Director Peter Starrett    Mgmt    For    For    For
1.7    Elect Director Brad Weston    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

RBC Bearings Incorporated

 

Meeting Date:   09/11/2019   Country:   USA   Primary Security ID:   75524B104
Record Date:   07/15/2019   Meeting Type:   Annual   Ticker:   ROLL
    Shares Voted:   24,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Edward D. Stewart    Mgmt    For    For    For
1.2    Elect Director Daniel A. Bergeron    Mgmt    For    For    For
1.3    Elect Director Michael H. Ambrose    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Avnet, Inc.

 

Meeting Date:   11/19/2019   Country:   USA   Primary Security ID:   053807103
Record Date:   09/20/2019   Meeting Type:   Annual   Ticker:   AVT
    Shares Voted:   60,524    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b    Elect Director William J. Amelio    Mgmt    For    For    For
1c    Elect Director Carlo Bozotti    Mgmt    For    For    For
1d    Elect Director Michael A. Bradley    Mgmt    For    For    For
1e    Elect Director Brenda L. Freeman    Mgmt    For    For    For
1f    Elect Director Jo Ann Jenkins    Mgmt    For    For    For
1g    Elect Director Oleg Khaykin    Mgmt    For    For    For
1h    Elect Director James A. Lawrence    Mgmt    For    For    For
1i    Elect Director Avid Modjtabai    Mgmt    For    For    For
1j    Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1k    Elect Director William H. Schumann, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Constellium SE

 

Meeting Date:   11/25/2019   Country:   Netherlands   Primary Security ID:   N22035104
Record Date:   10/28/2019   Meeting Type:   Special   Ticker:   CSTM
    Shares Voted:   155,496    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Special Meeting Agenda    Mgmt         
1    Open Meeting    Mgmt         
2    Change of Corporate Seat from Amsterdam to Paris    Mgmt    For    Refer    For
3    Amend Articles of Association    Mgmt    For    Refer    For
4    Confirm Board Composition Following Transfer of Corporate Seat    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Constellium SE

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5    Confirm Annual Fixed Fees to Directors    Mgmt    For    Refer    For
6    Appoint PricewaterhouseCoopers Audit and RSM Paris as Auditors    Mgmt    For    For    For
7    Approve Issuance of Shares under 2013 Equity Incentive Plan    Mgmt    For    For    For
8    Approve Issuance of Shares or Other Equity Securities with Preemptive Rights up to 50 Percent of the Issued Share Capital    Mgmt    For    For    For
9    Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 50 Percent of the Issued Share Capital    Mgmt    For    Refer    Against
10    Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 10 Percent of the Issued Share Capital    Mgmt    For    For    For
11    Grant Board Authority to Issue Additional Shares up to 15 Percent of Issued Capital    Mgmt    For    Refer    Against
12    Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer    Mgmt    For    Against    Against
13    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
14    Authorize Filing of Required Documents and Other Formalities    Mgmt    For    For    For
15    Allow Questions    Mgmt         
16    Close Meeting    Mgmt         

The Scotts Miracle-Gro Company

 

Meeting Date:   01/27/2020   Country:   USA   Primary Security ID:   810186106
Record Date:   12/04/2019   Meeting Type:   Annual   Ticker:   SMG
    Shares Voted:   29,344    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director James Hagedorn    Mgmt    For    For    For
1.2    Elect Director Brian D. Finn    Mgmt    For    For    For
1.3    Elect Director Nancy G. Mistretta    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

The Scotts Miracle-Gro Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Sanderson Farms, Inc.

 

Meeting Date:   02/13/2020   Country:   USA   Primary Security ID:   800013104
Record Date:   12/19/2019   Meeting Type:   Annual   Ticker:   SAFM
    Shares Voted:   10,028    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Election of Five Class A Directors    Mgmt         
1.1    Elect Director David Barksdale    Mgmt    For    For    For
1.2    Elect Director Lampkin Butts    Mgmt    For    For    For
1.3    Elect Director Beverly W. Hogan    Mgmt    For    For    For
1.4    Elect Director Phil K. Livingston    Mgmt    For    For    For
1.5    Elect Director Joe F. Sanderson, Jr.    Mgmt    For    For    For
   Election of One Class C Director    Mgmt         
1.1    Elect Director Sonia Perez    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6    Report on Water Resource Risks    SH    Against    Refer    Against
7    Report on Human Rights Due Diligence    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Gardner Denver Holdings, Inc.

 

Meeting Date:   02/21/2020   Country:   USA   Primary Security ID:   36555P107
Record Date:   01/02/2020   Meeting Type:   Special   Ticker:   GDI
    Shares Voted:   84,616    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Adjourn Meeting    Mgmt    For    Refer    For

Argo Group International Holdings, Ltd.

 

Meeting Date:   04/16/2020   Country:   Bermuda   Primary Security ID:   G0464B107
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   ARGO
    Shares Voted:   18,625    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2a    Elect Director Bernard C. Bailey    Mgmt    For    For    For
2b    Elect Director Thomas A. Bradley    Mgmt    For    For    For
2c    Elect Director Fred R. Donner    Mgmt    For    For    For
2d    Elect Director Anthony P. Latham    Mgmt    For    For    For
2e    Elect Director Dymphna A. Lehane    Mgmt    For    For    For
2f    Elect Director Samuel G. Liss    Mgmt    For    For    For
2g    Elect Director Carol A. McFate    Mgmt    For    For    For
2h    Elect Director Kathleen A. Nealon    Mgmt    For    For    For
2i    Elect Director Al-Noor Ramji    Mgmt    For    For    For
2j    Elect Director Kevin J. Rehnberg    Mgmt    For    For    For
2k    Elect Director John H. Tonelli    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Establish Range For Board Size    Mgmt    For    Refer    For
6    Amend Bye-Laws to Modify the Voting Push-Up Requirement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

MGIC Investment Corporation

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   552848103
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   MTG
    Shares Voted:   386,515    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Daniel A. Arrigoni    Mgmt    For    For    For
1.2    Elect Director C. Edward Chaplin    Mgmt    For    For    For
1.3    Elect Director Curt S. Culver    Mgmt    For    For    For
1.4    Elect Director Jay C. Hartzell    Mgmt    For    For    For
1.5    Elect Director Timothy A. Holt    Mgmt    For    For    For
1.6    Elect Director Kenneth M. Jastrow, II    Mgmt    For    For    For
1.7    Elect Director Jodeen A. Kozlak    Mgmt    For    For    For
1.8    Elect Director Michael E. Lehman    Mgmt    For    For    For
1.9    Elect Director Melissa B. Lora    Mgmt    For    For    For
1.10    Elect Director Timothy J. Mattke    Mgmt    For    For    For
1.11    Elect Director Gary A. Poliner    Mgmt    For    For    For
1.12    Elect Director Sheryl L. Sculley    Mgmt    For    For    For
1.13    Elect Director Mark M. Zandi    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Webster Financial Corporation

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   947890109
Record Date:   02/26/2020   Meeting Type:   Annual   Ticker:   WBS
    Shares Voted:   117,214    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director William L. Atwell    Mgmt    For    For    For
1b    Elect Director John R. Ciulla    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Webster Financial Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1d    Elect Director E. Carol Hayles    Mgmt    For    For    For
1e    Elect Director Linda H. Ianieri    Mgmt    For    For    For
1f    Elect Director Laurence C. Morse    Mgmt    For    For    For
1g    Elect Director Karen R. Osar    Mgmt    For    For    For
1h    Elect Director Mark Pettie    Mgmt    For    For    For
1i    Elect Director Lauren C. States    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:   04/24/2020   Country:   USA   Primary Security ID:   320517105
Record Date:   02/24/2020   Meeting Type:   Special   Ticker:   FHN
    Shares Voted:   168,720    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2    Increase Authorized Common Stock    Mgmt    For    For    For
3    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
4    Adjourn Meeting    Mgmt    For    Refer    For

Coherent, Inc.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   192479103
Record Date:   03/03/2020   Meeting Type:   Annual   Ticker:   COHR
    Shares Voted:   21,300    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Jay T. Flatley    Mgmt    For    For    For
1b    Elect Director Pamela Fletcher    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Coherent, Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Andreas (Andy) W. Mattes    Mgmt    For    For    For
1d    Elect Director Beverly Kay Matthews    Mgmt    For    For    For
1e    Elect Director Michael R. McMullen    Mgmt    For    For    For
1f    Elect Director Garry W. Rogerson    Mgmt    For    For    For
1g    Elect Director Steve Skaggs    Mgmt    For    For    For
1h    Elect Director Sandeep Vij    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Crane Co.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   224399105
Record Date:   02/28/2020   Meeting Type:   Annual   Ticker:   CR
    Shares Voted:   37,002    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Martin R. Benante    Mgmt    For    For    For
1.2    Elect Director Donald G. Cook    Mgmt    For    For    For
1.3    Elect Director Michael Dinkins    Mgmt    For    For    For
1.4    Elect Director Ronald C. Lindsay    Mgmt    For    For    For
1.5    Elect Director Ellen McClain    Mgmt    For    For    For
1.6    Elect Director Charles G. McClure, Jr.    Mgmt    For    For    For
1.7    Elect Director Max H. Mitchell    Mgmt    For    For    For
1.8    Elect Director Jennifer M. Pollino    Mgmt    For    For    For
1.9    Elect Director James L. L. Tullis    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

TopBuild Corp.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   89055F103
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   BLD
    Shares Voted:   20,207    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Alec C. Covington    Mgmt    For    For    For
1b    Elect Director Gerald Volas    Mgmt    For    For    For
1c    Elect Director Carl T. Camden    Mgmt    For    For    For
1d    Elect Director Joseph S. Cantie    Mgmt    For    For    For
1e    Elect Director Tina M. Donikowski    Mgmt    For    For    For
1f    Elect Director Mark A. Petrarca    Mgmt    For    For    For
1g    Elect Director Nancy M. Taylor    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:   04/28/2020   Country:   USA   Primary Security ID:   320517105
Record Date:   02/28/2020   Meeting Type:   Annual   Ticker:   FHN
    Shares Voted:   168,720    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Kenneth A. Burdick    Mgmt    For    For    For
1.2    Elect Director John C. Compton    Mgmt    For    For    For
1.3    Elect Director Wendy P. Davidson    Mgmt    For    For    For
1.4    Elect Director Mark A. Emkes    Mgmt    For    For    For
1.5    Elect Director Corydon J. Gilchrist    Mgmt    For    For    For
1.6    Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.7    Elect Director Vicki R. Palmer    Mgmt    For    For    For
1.8    Elect Director Colin V. Reed    Mgmt    For    For    For
1.9    Elect Director Cecelia D. Stewart    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

First Horizon National Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10    Elect Director Rajesh Subramaniam    Mgmt    For    For    For
1.11    Elect Director R. Eugene Taylor    Mgmt    For    For    For
1.12    Elect Director Luke Yancy, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Knowles Corporation

 

Meeting Date:   04/28/2020   Country:   USA   Primary Security ID:   49926D109
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   KN
    Shares Voted:   78,812    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a    Elect Director Keith L. Barnes    Mgmt    For    For    For
1b    Elect Director Hermann Eul    Mgmt    For    For    For
1c    Elect Director Donald Macleod    Mgmt    For    For    For
1d    Elect Director Jeffrey S. Niew    Mgmt    For    For    For
1e    Elect Director Cheryl Shavers    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

STAG Industrial, Inc.

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   85254J102
Record Date:   03/11/2020   Meeting Type:   Annual   Ticker:   STAG
    Shares Voted:   128,302    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Benjamin S. Butcher    Mgmt    For    For    For
1b    Elect Director Jit Kee Chin    Mgmt    For    For    For
1c    Elect Director Virgis W. Colbert    Mgmt    For    For    For
1d    Elect Director Michelle S. Dilley    Mgmt    For    For    For
1e    Elect Director Jeffrey D. Furber    Mgmt    For    For    For
1f    Elect Director Larry T. Guillemette    Mgmt    For    For    For
1g    Elect Director Francis X. Jacoby, III    Mgmt    For    For    For
1h    Elect Director Christopher P. Marr    Mgmt    For    For    For
1i    Elect Director Hans S. Weger    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Polaris Inc.

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   731068102
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   PII
    Shares Voted:   19,572    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director George W. Bilicic    Mgmt    For    For    For
1b    Elect Director Gary E. Hendrickson    Mgmt    For    For    For
1c    Elect Director Gwenne A. Henricks    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3    Ratify Ernst &Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

TreeHouse Foods, Inc.

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   89469A104
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   THS
    Shares Voted:   48,313    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Mark R. Hunter    Mgmt    For    For    For
1.2    Elect Director Ann M. Sardini    Mgmt    For    For    For
1.3    Elect Director Jean E. Spence    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Huntsman Corporation

 

Meeting Date:   05/01/2020   Country:   USA   Primary Security ID:   447011107
Record Date:   03/05/2020   Meeting Type:   Annual   Ticker:   HUN
    Shares Voted:   118,925    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Peter R. Huntsman    Mgmt    For    For    For
1b    Elect Director Nolan D. Archibald    Mgmt    For    For    For
1c    Elect Director Mary C. Beckerle    Mgmt    For    For    For
1d    Elect Director M. Anthony Burns    Mgmt    For    For    For
1e    Elect Director Daniele Ferrari    Mgmt    For    For    For
1f    Elect Director Robert J. Margetts    Mgmt    For    For    For
1g    Elect Director Wayne A. Reaud    Mgmt    For    For    For
1h    Elect Director Jan E. Tighe    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Magnolia Oil & Gas Corporation

 

Meeting Date:   05/04/2020   Country:   USA   Primary Security ID:   559663109
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   MGY
    Shares Voted:   375,337    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Stephen “Steve” I. Chazen    Mgmt    For    For    For
1b    Elect Director Arcilia C. Acosta    Mgmt    For    For    For
1c    Elect Director Angela M. Busch    Mgmt    For    For    For
1d    Elect Director Edward P. Djerejian    Mgmt    For    For    For
1e    Elect Director James R. Larson    Mgmt    For    For    For
1f    Elect Director Dan F. Smith    Mgmt    For    For    For
1g    Elect Director John B. Walker    Mgmt    For    For    For

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

  

For

  

For

  

For

3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Agree Realty Corporation

 

Meeting Date:   05/05/2020   Country:   USA   Primary Security ID:   008492100
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   ADC
    Shares Voted:   49,507    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Merrie S. Frankel    Mgmt    For    For    For
1.2    Elect Director Farris G. Kalil    Mgmt    For    For    For
1.3    Elect Director Simon Leopold    Mgmt    For    For    For
1.4    Elect Director William S. Rubenfaer    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Kemper Corporation

 

Meeting Date:   05/05/2020   Country:   USA   Primary Security ID:   488401100
Record Date:   03/12/2020   Meeting Type:   Annual   Ticker:   KMPR
    Shares Voted:   50,542    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Teresa A. Canida    Mgmt    For    For    For
1b    Elect Director George N. Cochran    Mgmt    For    For    For
1c    Elect Director Kathleen M. Cronin    Mgmt    For    For    For
1d    Elect Director Lacy M. Johnson    Mgmt    For    For    For
1e    Elect Director Robert J. Joyce    Mgmt    For    For    For
1f    Elect Director Joseph P. Lacher, Jr.    Mgmt    For    For    For
1g    Elect Director Gerald Laderman    Mgmt    For    For    For
1h    Elect Director Christopher B. Sarofim    Mgmt    For    For    For
1i    Elect Director David P. Storch    Mgmt    For    For    For
1j    Elect Director Susan D. Whiting    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Cogent Communications Holdings, Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   19239V302
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   CCOI
    Shares Voted:   49,676    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Dave Schaeffer    Mgmt    For    For    For
1.2    Elect Director D. Blake Bath    Mgmt    For    For    For
1.3    Elect Director Steven D. Brooks    Mgmt    For    For    For
1.4    Elect Director Lewis H. Ferguson, III    Mgmt    For    For    For
1.5    Elect Director Carolyn Katz    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Cogent Communications Holdings, Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6    Elect Director Sheryl Kennedy    Mgmt    For    For    For
1.7    Elect Director Marc Montagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Encompass Health Corporation

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   29261A100
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   EHC
    Shares Voted:   85,970    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Greg D. Carmichael    Mgmt    For    For    For
1b    Elect Director John W. Chidsey    Mgmt    For    For    For
1c    Elect Director Donald L. Correll    Mgmt    For    For    For
1d    Elect Director Yvonne M. Curl    Mgmt    For    For    For
1e    Elect Director Charles M. Elson    Mgmt    For    For    For
1f    Elect Director Joan E. Herman    Mgmt    For    For    For
1g    Elect Director Leo I. Higdon, Jr.    Mgmt    For    For    For
1h    Elect Director Leslye G. Katz    Mgmt    For    For    For
1i    Elect Director Patricia A. Maryland    Mgmt    For    For    For
1j    Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1k    Elect Director Nancy M. Schlichting    Mgmt    For    For    For
1l    Elect Director L. Edward Shaw, Jr.    Mgmt    For    For    For
1m    Elect Director Mark J. Tarr    Mgmt    For    For    For
1n    Elect Director Terrance Williams    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

TCF Financial Corporation

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   872307103
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   TCF
    Shares Voted:   101,984    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Peter Bell    Mgmt    For    For    For
1.2    Elect Director Craig R. Dahl    Mgmt    For    For    For
1.3    Elect Director Karen L. Grandstrand    Mgmt    For    For    For
1.4    Elect Director Richard H. King    Mgmt    For    For    For
1.5    Elect Director Ronald A. Klein    Mgmt    For    For    For
1.6    Elect Director Barbara J. Mahone    Mgmt    For    For    For
1.7    Elect Director Barbara L. McQuade    Mgmt    For    For    For
1.8    Elect Director Vance K. Opperman    Mgmt    For    For    For
1.9    Elect Director David T. Provost    Mgmt    For    For    For
1.10    Elect Director Roger J. Sit    Mgmt    For    For    For
1.11    Elect Director Julie H. Sullivan    Mgmt    For    For    For
1.12    Elect Director Jeffrey L. Tate    Mgmt    For    For    For
1.13    Elect Director Gary Torgow    Mgmt    For    For    For
1.14    Elect Director Arthur A. Weiss    Mgmt    For    For    For
1.15    Elect Director Franklin C. Wheatlake    Mgmt    For    For    For
1.16    Elect Director Theresa M. H. Wise    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Assurant, Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   04621X108
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   AIZ
    Shares Voted:   13,297    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Elaine D. Rosen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Assurant, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1b    Elect Director Paget L. Alves    Mgmt    For    For    For
1c    Elect Director Juan N. Cento    Mgmt    For    For    For
1d    Elect Director Alan B. Colberg    Mgmt    For    For    For
1e    Elect Director Harriet Edelman    Mgmt    For    For    For
1f    Elect Director Lawrence V. Jackson    Mgmt    For    For    For
1g    Elect Director Jean-Paul L. Montupet    Mgmt    For    For    For
1h    Elect Director Debra J. Perry    Mgmt    For    For    For
1i    Elect Director Ognjen (Ogi) Redzic    Mgmt    For    For    For
1j    Elect Director Paul J. Reilly    Mgmt    For    For    For
1k    Elect Director Robert W. Stein    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Brink’s Company

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   109696104
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   BCO
    Shares Voted:   23,785    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kathie J. Andrade    Mgmt    For    For    For
1.2    Elect Director Paul G. Boynton    Mgmt    For    For    For
1.3    Elect Director Ian D. Clough    Mgmt    For    For    For
1.4    Elect Director Susan E. Docherty    Mgmt    For    For    For
1.5    Elect Director Reginald D. Hedgebeth    Mgmt    For    For    For
1.6    Elect Director Dan R. Henry - Withdrawn    Mgmt         
1.7    Elect Director Michael J. Herling    Mgmt    For    For    For
1.8    Elect Director Douglas A. Pertz    Mgmt    For    For    For
1.9    Elect Director George I. Stoeckert    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

The Brink’s Company

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ALLETE, Inc.

 

Meeting Date:   05/12/2020   Country:   USA   Primary Security ID:   018522300
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   ALE
    Shares Voted:   28,563    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Kathryn W. Dindo    Mgmt    For    For    For
1b    Elect Director George G. Goldfarb    Mgmt    For    For    For
1c    Elect Director Alan R. Hodnik    Mgmt    For    For    For
1d    Elect Director James J. Hoolihan    Mgmt    For    For    For
1e    Elect Director Heidi E. Jimmerson    Mgmt    For    For    For
1f    Elect Director Madeleine W. Ludlow    Mgmt    For    For    For
1g    Elect Director Susan K. Nestegard    Mgmt    For    For    For
1h    Elect Director Douglas C. Neve    Mgmt    For    For    For
1i    Elect Director Bethany M. Owen    Mgmt    For    For    For
1j    Elect Director Robert P. Powers    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Cardtronics plc

 

Meeting Date:   05/13/2020   Country:   United Kingdom   Primary Security ID:   G1991C105
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CATM
    Shares Voted:   207,857    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Douglas L. Braunstein    Mgmt    For    For    For
1b    Elect Director Michelle Moore    Mgmt    For    For    For
1c    Elect Director G. Patrick Phillips    Mgmt    For    For    For
2    Elect Director Rahul Gupta    Mgmt    For    For    For
3    Ratify KPMG LLP (U.S.) as Auditors    Mgmt    For    For    For
4    Reappoint KPMG LLP (U.K.) as Statutory Auditors    Mgmt    For    For    For
5    Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors    Mgmt    For    For    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7    Authorize Share Repurchase Program    Mgmt    For    For    For
8    Approve Directors’ Remuneration Policy    Mgmt    For    Refer    For
9    Advisory Vote to Ratify Directors’ Compensation Report    Mgmt    For    For    For
10    Accept Financial Statements and Statutory    Mgmt    For    For    For
   Reports            

Ryman Hospitality Properties, Inc.

 

Meeting Date:   05/13/2020   Country:   USA   Primary Security ID:   78377T107
Record Date:   03/25/2020   Meeting Type:   Annual   Ticker:   RHP
    Shares Voted:   26,581    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Rachna Bhasin    Mgmt    For    For    For
1b    Elect Director Alvin Bowles, Jr.    Mgmt    For    For    For
1c    Elect Director Fazal Merchant    Mgmt    For    For    For
1d    Elect Director Patrick Moore    Mgmt    For    For    For
1e    Elect Director Christine Pantoya    Mgmt    For    For    For
1f    Elect Director Robert Prather, Jr.    Mgmt    For    For    For
1g    Elect Director Colin V. Reed    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Ryman Hospitality Properties, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director Michael Roth    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Compass Minerals International, Inc.

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   20451N101
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   CMP
    Shares Voted:   80,200    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Declassify the Board of Directors    Mgmt    For    For    For
2a    Elect Director Valdemar L. Fischer    Mgmt    For    For    For
2b    Elect Director Richard S. Grant    Mgmt    For    For    For
2c    Elect Director Amy J. Yoder    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Morningstar, Inc.

 

Meeting Date:   05/15/2020   Country:   USA   Primary Security ID:   617700109
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   MORN
    Shares Voted:   25,902    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Joe Mansueto    Mgmt    For    For    For
1b    Elect Director Kunal Kapoor    Mgmt    For    For    For
1c    Elect Director Robin Diamonte    Mgmt    For    Refer    Against
1d    Elect Director Cheryl Francis    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Morningstar, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1e    Elect Director Steve Joynt    Mgmt    For    For    For
1f    Elect Director Steve Kaplan    Mgmt    For    For    For
1g    Elect Director Gail Landis    Mgmt    For    Refer    Against
1h    Elect Director Bill Lyons    Mgmt    For    For    For
1i    Elect Director Jack Noonan    Mgmt    For    Refer    Against
1j    Elect Director Caroline Tsay    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For

nVent Electric plc

 

Meeting Date:   05/15/2020   Country:   Ireland   Primary Security ID:   G6700G107
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   NVT
    Shares Voted:   140,971    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Brian M. Baldwin *Withdrawn*    Mgmt         
1b    Elect Director Jerry W. Burris    Mgmt    For    For    For
1c    Elect Director Susan M. Cameron    Mgmt    For    For    For
1d    Elect Director Michael L. Ducker    Mgmt    For    For    For
1e    Elect Director Randall J. Hogan    Mgmt    For    For    For
1f    Elect Director Ronald L. Merriman    Mgmt    For    For    For
1g    Elect Director Nicola T. Palmer    Mgmt    For    For    For
1h    Elect Director Herbert K. Parker    Mgmt    For    For    For
1i    Elect Director Beth A. Wozniak    Mgmt    For    For    For
1j    Elect Director Jacqueline Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

nVent Electric plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Authorize Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For

Chemed Corporation

 

Meeting Date:   05/18/2020   Country:   USA   Primary Security ID:   16359R103
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   CHE
    Shares Voted:   15,751    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kevin J. McNamara    Mgmt    For    For    For
1.2    Elect Director Ron DeLyons    Mgmt    For    For    For
1.3    Elect Director Joel F. Gemunder    Mgmt    For    For    For
1.4    Elect Director Patrick P. Grace    Mgmt    For    For    For
1.5    Elect Director Christopher J. Heaney    Mgmt    For    For    For
1.6    Elect Director Thomas C. Hutton    Mgmt    For    For    For
1.7    Elect Director Andrea R. Lindell    Mgmt    For    For    For
1.8    Elect Director Thomas P. Rice    Mgmt    For    For    For
1.9    Elect Director Donald E. Saunders    Mgmt    For    For    For
1.10    Elect Director George J. Walsh, III    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Political Contributions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   499049104
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   KNX
    Shares Voted:   86,841    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director David Jackson    Mgmt    For    For    For
1.2    Elect Director Kevin Knight    Mgmt    For    For    For
1.3    Elect Director Roberta Roberts Shank    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

Integer Holdings Corporation

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   45826H109
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   ITGR
    Shares Voted:   19,930    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Pamela G. Bailey    Mgmt    For    For    For
1.2    Elect Director Joseph W. Dziedzic    Mgmt    For    For    For
1.3    Elect Director James F. Hinrichs    Mgmt    For    For    For
1.4    Elect Director Jean Hobby    Mgmt    For    For    For
1.5    Elect Director M. Craig Maxwell    Mgmt    For    For    For
1.6    Elect Director Filippo Passerini    Mgmt    For    For    For
1.7    Elect Director Bill R. Sanford    Mgmt    For    For    For
1.8    Elect Director Donald J. Spence    Mgmt    For    For    For
1.9    Elect Director William B. Summers, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

ONE Gas, Inc.

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   68235P108
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   OGS
    Shares Voted:   39,759    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert B. Evans    Mgmt    For    For    For
1.2    Elect Director John W. Gibson    Mgmt    For    For    For
1.3    Elect Director Tracy E. Hart    Mgmt    For    For    For
1.4    Elect Director Michael G. Hutchinson    Mgmt    For    For    For
1.5    Elect Director Pattye L. Moore    Mgmt    For    For    For
1.6    Elect Director Pierce H. Norton, II    Mgmt    For    For    For
1.7    Elect Director Eduardo A. Rodriguez    Mgmt    For    For    For
1.8    Elect Director Douglas H. Yaeger    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:   05/26/2020   Country:   USA   Primary Security ID:   68213N109
Record Date:   03/30/2020   Meeting Type:   Annual   Ticker:   OMCL
    Shares Voted:   21,519    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Joanne B. Bauer    Mgmt    For    For    For
1.2    Elect Director Robin G. Seim    Mgmt    For    For    For
1.3    Elect Director Sara J. White    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Varonis Systems, Inc.

 

Meeting Date:   05/26/2020   Country:   USA   Primary Security ID:   922280102
Record Date:   04/06/2020   Meeting Type:   Annual   Ticker:   VRNS
    Shares Voted:   46,058    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Yakov Faitelson    Mgmt    For    For    For
1.2    Elect Director Ohad Korkus    Mgmt    For    For    For
1.3    Elect Director Thomas F. Mendoza    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For

Tandem Diabetes Care, Inc.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   875372203
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   TNDM
    Shares Voted:   19,178    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kim D. Blickenstaff    Mgmt    For    Refer    Withhold
1.2    Elect Director Christopher J. Twomey    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

EVERTEC, Inc.

 

Meeting Date:   05/28/2020   Country:   Puerto Rico   Primary Security ID:   30040P103
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   EVTC
    Shares Voted:   91,338    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Frank G. D’Angelo    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

EVERTEC, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1b    Elect Director Morgan M. Schuessler, Jr.    Mgmt    For    For    For
1c    Elect Director Olga Botero    Mgmt    For    For    For
1d    Elect Director Jorge A. Junquera    Mgmt    For    For    For
1e    Elect Director Ivan Pagan    Mgmt    For    For    For
1f    Elect Director Aldo J. Polak    Mgmt    For    For    For
1g    Elect Director Alan H. Schumacher    Mgmt    For    For    For
1h    Elect Director Brian J. Smith    Mgmt    For    For    For
1i    Elect Director Thomas W. Swidarski    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

ICF International, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   44925C103
Record Date:   03/31/2020   Meeting Type:   Annual   Ticker:   ICFI
    Shares Voted:   45,137    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Sudhakar Kesavan    Mgmt    For    For    For
1.2    Elect Director Michael J. Van Handel    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

NuVasive, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   670704105
Record Date:   04/08/2020   Meeting Type:   Annual   Ticker:   NUVA
    Shares Voted:   20,404    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director J. Christopher Barry    Mgmt    For    For    For
1b    Elect Director Gregory T. Lucier    Mgmt    For    For    For
1c    Elect Director Leslie V. Norwalk    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Teladoc Health, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   87918A105
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   TDOC
    Shares Voted:   1,909    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Helen Darling    Mgmt    For    For    For
1.2    Elect Director William H. Frist    Mgmt    For    For    For
1.3    Elect Director Michael Goldstein    Mgmt    For    For    For
1.4    Elect Director Jason Gorevic    Mgmt    For    For    For
1.5    Elect Director Catherine A. Jacobson    Mgmt    For    For    For
1.6    Elect Director Thomas G. McKinley    Mgmt    For    For    For
1.7    Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1.8    Elect Director David Shedlarz    Mgmt    For    For    For
1.9    Elect Director Mark Douglas Smith    Mgmt    For    For    For
1.10    Elect Director David B. Snow, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Clean Harbors, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   184496107
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   CLH
    Shares Voted:   20,024    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Eugene Banucci    Mgmt    For    For    For
1.2    Elect Director Edward G. Galante    Mgmt    For    For    For
1.3    Elect Director Thomas J. Shields    Mgmt    For    For    For
1.4    Elect Director John R. Welch    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Columbia Sportswear Company

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   198516106
Record Date:   04/01/2020   Meeting Type:   Annual   Ticker:   COLM
    Shares Voted:   38,493    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Timothy P. Boyle    Mgmt    For    For    For
1.2    Elect Director Stephen E. Babson    Mgmt    For    For    For
1.3    Elect Director Andy D. Bryant    Mgmt    For    For    For
1.4    Elect Director Walter T. Klenz    Mgmt    For    For    For
1.5    Elect Director Kevin Mansell    Mgmt    For    For    For
1.6    Elect Director Ronald E. Nelson    Mgmt    For    For    For
1.7    Elect Director Sabrina L. Simmons    Mgmt    For    For    For
1.8    Elect Director Malia H. Wasson    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

FTI Consulting, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   302941109
Record Date:   03/25/2020   Meeting Type:   Annual   Ticker:   FCN
    Shares Voted:   10,667    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Brenda J. Bacon    Mgmt    For    For    For
1b    Elect Director Mark S. Bartlett    Mgmt    For    For    For
1c    Elect Director Claudio Costamagna    Mgmt    For    For    For
1d    Elect Director Vernon Ellis    Mgmt    For    For    For
1e    Elect Director Nicholas C. Fanandakis    Mgmt    For    For    For
1f    Elect Director Steven H. Gunby    Mgmt    For    For    For
1g    Elect Director Gerard E. Holthaus    Mgmt    For    For    For
1h    Elect Director Laureen E. Seeger    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Visteon Corporation

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   92839U206
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   VC
    Shares Voted:   27,294    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director James J. Barrese    Mgmt    For    For    For
1b    Elect Director Naomi M. Bergman    Mgmt    For    For    For
1c    Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1d    Elect Director Sachin S. Lawande    Mgmt    For    For    For
1e    Elect Director Joanne M. Maguire    Mgmt    For    For    For
1f    Elect Director Robert J. Manzo    Mgmt    For    For    For
1g    Elect Director Francis M. Scricco    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Visteon Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director David L. Treadwell    Mgmt    For    For    For
1i    Elect Director Rouzbeh Yassini-Fard    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   74736L109
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   QTWO
    Shares Voted:   2,073    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2    Elect Director Charles T. Doyle    Mgmt    For    For    For
1.3    Elect Director Carl James Schaper    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EVO Payments, Inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   26927E104
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   EVOP
    Shares Voted:   32,726    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Laura M. Miller    Mgmt    For    For    For
1.2    Elect Director Gregory S. Pope    Mgmt    For    Refer    Withhold
1.3    Elect Director Matthew W. Raino    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

EVO Payments, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vonage Holdings Corp.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   92886T201
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   VG
    Shares Voted:   214,925    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Hamid Akhavan    Mgmt    For    For    For
1b    Elect Director Jan Hauser    Mgmt    For    For    For
1c    Elect Director Priscilla Hung    Mgmt    For    For    For
1d    Elect Director Carolyn Katz    Mgmt    For    For    For
1e    Elect Director Alan Masarek    Mgmt    For    For    For
1f    Elect Director Michael J. McConnell    Mgmt    For    For    For
1g    Elect Director John J. Roberts    Mgmt    For    For    For
1h    Elect Director Gary Steele    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Switch, Inc.

 

Meeting Date:   06/12/2020   Country:   USA   Primary Security ID:   87105L104
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   SWCH
    Shares Voted:   348,152    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Rob Roy    Mgmt    For    For    For
1.2    Elect Director Zareh Sarrafian    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Switch, Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3    Elect Director Kim Sheehy    Mgmt    For    Refer    Withhold
1.4    Elect Director Donald D. Snyder    Mgmt    For    Refer    Withhold
1.5    Elect Director Tom Thomas    Mgmt    For    For    For
1.6    Elect Director Bryan Wolf    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Element Solutions Inc

 

Meeting Date:   06/16/2020   Country:   USA   Primary Security ID:   28618M106
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   ESI
    Shares Voted:   189,275    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Martin Ellis Franklin    Mgmt    For    For    For
1b    Elect Director Benjamin Gliklich    Mgmt    For    For    For
1c    Elect Director Scot R. Benson    Mgmt    For    For    For
1d    Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1e    Elect Director Christopher T. Fraser    Mgmt    For    For    For
1f    Elect Director Michael F. Goss    Mgmt    For    For    For
1g    Elect Director Nichelle Maynard-Elliott    Mgmt    For    For    For
1h    Elect Director E. Stanley O’Neal    Mgmt    For    Refer    Against
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Evercore Inc.

 

Meeting Date:   06/16/2020   Country:   USA   Primary Security ID:   29977A105
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   EVR
    Shares Voted:   10,413    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Roger C. Altman    Mgmt    For    For    For
1.2    Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3    Elect Director Pamela G. Carlton    Mgmt    For    For    For
1.4    Elect Director Ellen V. Futter    Mgmt    For    For    For
1.5    Elect Director Gail B. Harris    Mgmt    For    For    For
1.6    Elect Director Robert B. Millard    Mgmt    For    For    For
1.7    Elect Director Willard J. Overlock, Jr.    Mgmt    For    For    For
1.8    Elect Director Simon M. Robertson    Mgmt    For    For    For
1.9    Elect Director Ralph L. Schlosstein    Mgmt    For    For    For
1.10    Elect Director John S. Weinberg    Mgmt    For    For    For
1.11    Elect Director William J. Wheeler    Mgmt    For    For    For
1.12    Elect Director Sarah K. Williamson    Mgmt    For    For    For
1.13    Elect Director Kendrick R. Wilson, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Encore Capital Group, Inc.

 

Meeting Date:   06/17/2020   Country:   USA   Primary Security ID:   292554102
Record Date:   04/21/2020   Meeting Type:   Annual   Ticker:   ECPG
    Shares Voted:   103,299    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Michael P. Monaco    Mgmt    For    For    For
1.2    Elect Director Ashwini (Ash) Gupta    Mgmt    For    For    For
1.3    Elect Director Wendy G. Hannam    Mgmt    For    For    For
1.4    Elect Director Jeffrey A. Hilzinger    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Encore Capital Group, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.5    Elect Director Angela A. Knight    Mgmt    For    For    For
1.6    Elect Director Laura Newman Olle    Mgmt    For    For    For
1.7    Elect Director Richard J. Srednicki    Mgmt    For    For    For
1.8    Elect Director Richard P. Stovsky    Mgmt    For    For    For
1.9    Elect Director Ashish Masih    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Nomad Foods Limited

 

Meeting Date:   06/17/2020   Country:   Virgin Isl (UK)   Primary Security ID:   G6564A105
Record Date:   04/24/2020   Meeting Type:   Annual   Ticker:   NOMD
    Shares Voted:   358,412    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Martin Ellis Franklin    Mgmt    For    For    For
1.2    Elect Director Noam Gottesman    Mgmt    For    For    For
1.3    Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1.4    Elect Director Stefan Descheemaeker    Mgmt    For    For    For
1.5    Elect Director Jeremy Isaacs    Mgmt    For    For    For
1.6    Elect Director James E. Lillie    Mgmt    For    For    For
1.7    Elect Director Stuart M. MacFarlane    Mgmt    For    For    For
1.8    Elect Director Lord Myners of Truro    Mgmt    For    For    For
1.9    Elect Director Victoria Parry    Mgmt    For    For    For
1.10    Elect Director Simon White    Mgmt    For    For    For
1.11    Elect Director Samy Zekhout    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Generac Holdings Inc.

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   368736104
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   GNRC
    Shares Voted:   17,721    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Marcia J. Avedon    Mgmt    For    For    For
1.2    Elect Director Bennett J. Morgan    Mgmt    For    For    For
1.3    Elect Director Dominick P. Zarcone    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

iRhythm Technologies, Inc.

 

Meeting Date:   06/19/2020   Country:   USA   Primary Security ID:   450056106
Record Date:   04/28/2020   Meeting Type:   Annual   Ticker:   IRTC
    Shares Voted:   7,502    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kevin M. King    Mgmt    For    For    For
1.2    Elect Director Raymond W. Scott    Mgmt    For    Refer    Withhold
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

HealthEquity, Inc.

 

Meeting Date:   06/25/2020   Country:   USA   Primary Security ID:   42226A107
Record Date:   05/04/2020   Meeting Type:   Annual   Ticker:   HQY
    Shares Voted:   5,727    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert W. Selander    Mgmt    For    For    For
1.2    Elect Director Jon Kessler    Mgmt    For    For    For
1.3    Elect Director Stephen D. Neeleman    Mgmt    For    For    For
1.4    Elect Director Frank A. Corvino    Mgmt    For    For    For
1.5    Elect Director Adrian T. Dillon    Mgmt    For    For    For
1.6    Elect Director Evelyn Dilsaver    Mgmt    For    For    For
1.7    Elect Director Debra McCowan    Mgmt    For    For    For
1.8    Elect Director Ian Sacks    Mgmt    For    For    For
1.9    Elect Director Gayle Wellborn    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

Tufin Software Technologies Ltd.

 

Meeting Date:   07/15/2019   Country:   Israel   Primary Security ID:   M8893U102
Record Date:   06/17/2019   Meeting Type:   Special   Ticker:   TUFN
    Shares Voted:   42,579    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Peter Campbell as External Director    Mgmt    For    For    For
1.2    Elect Dafna Gruber as External Director    Mgmt    For    For    For
2    Approve Compensation of External and Independent Directors    Mgmt    For    Refer    For
A    Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Booz Allen Hamilton Holding Corporation

 

Meeting Date:   07/25/2019   Country:   USA   Primary Security ID:   099502106
Record Date:   06/03/2019   Meeting Type:   Annual   Ticker:   BAH
    Shares Voted:   96,450    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Melody C. Barnes    Mgmt    For    For    For
1b    Elect Director Ellen Jewett    Mgmt    For    For    For
1c    Elect Director Arthur E. Johnson    Mgmt    For    For    For
1d    Elect Director Charles O. Rossotti    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Eliminate Classes of Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

8x8, Inc.

 

Meeting Date:   08/01/2019   Country:   USA   Primary Security ID:   282914100
Record Date:   06/07/2019   Meeting Type:   Annual   Ticker:   EGHT
    Shares Voted:   172,530    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Bryan R. Martin    Mgmt    For    For    For
1.2    Elect Director Vikram Verma    Mgmt    For    For    For
1.3    Elect Director Eric Salzman    Mgmt    For    For    For
1.4    Elect Director Jaswinder Pal Singh    Mgmt    For    For    For
1.5    Elect Director Vladimir Jacimovic    Mgmt    For    For    For
1.6    Elect Director Monique Bonner    Mgmt    For    For    For
1.7    Elect Director Todd Ford    Mgmt    For    For    For
1.8    Elect Director Elizabeth Theophille    Mgmt    For    For    For
2    Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EnerSys

 

Meeting Date:   08/01/2019   Country:   USA   Primary Security ID:   29275Y102
Record Date:   06/03/2019   Meeting Type:   Annual   Ticker:   ENS
    Shares Voted:   35,505    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Howard I. Hoffen    Mgmt    For    For    For
1.2    Elect Director David M. Shaffer    Mgmt    For    For    For
1.3    Elect Director Ronald P. Vargo    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

New Relic, Inc.

 

Meeting Date:   08/22/2019   Country:   USA   Primary Security ID:   64829B100
Record Date:   06/25/2019   Meeting Type:   Annual   Ticker:   NEWR
    Shares Voted:   44,790    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Caroline Watteeuw Carlisle    Mgmt    For    Refer    Withhold
1.2    Elect Director Dan Scholnick    Mgmt    For    Refer    Withhold
1.3    Elect Director James Tolonen    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

PlayAGS, Inc.

 

Meeting Date:   09/10/2019   Country:   USA   Primary Security ID:   72814N104
Record Date:   07/18/2019   Meeting Type:   Annual   Ticker:   AGS
    Shares Voted:   170,130    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Director Adam Chibib    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

RBC Bearings Incorporated

 

Meeting Date:   09/11/2019   Country:   USA   Primary Security ID:   75524B104
Record Date:   07/15/2019   Meeting Type:   Annual   Ticker:   ROLL
    Shares Voted:   34,291    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Edward D. Stewart    Mgmt    For    For    For
1.2    Elect Director Daniel A. Bergeron    Mgmt    For    For    For
1.3    Elect Director Michael H. Ambrose    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

RBC Bearings Incorporated

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mimecast Limited

 

Meeting Date:   10/03/2019   Country:   Jersey   Primary Security ID:   G14838109
Record Date:   10/01/2019   Meeting Type:   Annual   Ticker:   MIME
    Shares Voted:   160,302    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Director Aron Ain    Mgmt    For    For    For
2    Elect Director Stephen M. Ward    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mercury Systems, Inc.

 

Meeting Date:   10/23/2019   Country:   USA   Primary Security ID:   589378108
Record Date:   08/19/2019   Meeting Type:   Annual   Ticker:   MRCY
    Shares Voted:   117,040    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director James K. Bass    Mgmt    For    For    For
1.2    Elect Director Michael A. Daniels    Mgmt    For    For    For
1.3    Elect Director Lisa S. Disbrow    Mgmt    For    For    For
1.4    Elect Director Barry R. Nearhos    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Malibu Boats, Inc.

 

Meeting Date:   11/06/2019   Country:   USA   Primary Security ID:   56117J100
Record Date:   09/12/2019   Meeting Type:   Annual   Ticker:   MBUU
    Shares Voted:   30,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Michael K. Hooks    Mgmt    For    For    For
1.2    Elect Director Jack D. Springer    Mgmt    For    For    For
1.3    Elect Director John E. Stokely    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Viavi Solutions Inc.

 

Meeting Date:   11/13/2019   Country:   USA   Primary Security ID:   925550105
Record Date:   09/23/2019   Meeting Type:   Annual   Ticker:   VIAV
    Shares Voted:   246,570    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Richard E. Belluzzo    Mgmt    For    For    For
1.2    Elect Director Keith Barnes    Mgmt    For    For    For
1.3    Elect Director Laura Black    Mgmt    For    For    For
1.4    Elect Director Tor Braham    Mgmt    For    For    For
1.5    Elect Director Timothy Campos    Mgmt    For    For    For
1.6    Elect Director Donald Colvin    Mgmt    For    For    For
1.7    Elect Director Masood A. Jabbar    Mgmt    For    For    For
1.8    Elect Director Oleg Khaykin    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Woodward, Inc.

 

Meeting Date:   01/29/2020   Country:   USA   Primary Security ID:   980745103
Record Date:   12/02/2019   Meeting Type:   Annual   Ticker:   WWD
    Shares Voted:   59,140    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Paul Donovan    Mgmt    For    For    For
1.2    Elect Director Mary L. Petrovich    Mgmt    For    For    For
1.3    Elect Director James R. Rulseh    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

J & J SNACK FOODS CORP.

 

Meeting Date:   02/11/2020   Country:   USA   Primary Security ID:   466032109
Record Date:   12/13/2019   Meeting Type:   Annual   Ticker:   JJSF
    Shares Voted:   25,460    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Director Gerald B. Shreiber    Mgmt    For    Refer    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

InterXion Holding NV

 

Meeting Date:   02/27/2020   Country:   Netherlands   Primary Security ID:   FDS0J6G30
Record Date:   01/30/2020   Meeting Type:   Special   Ticker:   INXN
    Shares Voted:   90,441    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Special Meeting Agenda    Mgmt         
A    Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

InterXion Holding NV

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

B.1    Approve Legal Merger    Mgmt    For    Refer    For
B.2    Approve Legal Demerger    Mgmt    For    Refer    For
B.3    Approve Sale of Company Assets and Sale of Post-Demerger Share    Mgmt    For    Refer    For
B.4    Approve Conditions of Liquidation Re: Item 3    Mgmt    For    Refer    For
B.5    Approve Discharge of Management Board    Mgmt    For    For    For
B.6    Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Company with Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion    Mgmt    For    Refer    For
B.7    Elect Directors (Bundled)    Mgmt    For    For    For

Globant SA

 

Meeting Date:   04/03/2020   Country:   Luxembourg   Primary Security ID:   L44385109
Record Date:   03/09/2020   Meeting Type:   Annual/Special   Ticker:   GLOB
    Shares Voted:   46,038    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Annual Meeting Agenda    Mgmt         
1    Receive Board’s and Auditor’s Reports    Mgmt         
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Financial Statements    Mgmt    For    For    For
4    Approve Allocation of Income    Mgmt    For    For    For
5    Approve Discharge of Directors    Mgmt    For    For    For
6    Approve Remuneration of Directors    Mgmt    For    Refer    For
7    Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts    Mgmt    For    For    For
8    Appoint Price Waterhouse & Co. S.R.L. as Auditor for Consolidated Accounts    Mgmt    For    For    For
9    Reelect Martin Gonzalo Umaran as Director    Mgmt    For    For    For
10    Reelect Guibert Andres Englebienne as Director    Mgmt    For    For    For
11    Reelect Linda Rottenberg as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Globant SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Special Meeting Agenda    Mgmt         
1    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    For
2    Amend Article 10.2 of the Articles of Association    Mgmt    For    Refer    Against
3    Amend Article 10.8 of the Articles of Association    Mgmt    For    Refer    For

Churchill Downs Incorporated

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   171484108
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   CHDN
    Shares Voted:   35,051    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert L. Fealy    Mgmt    For    For    For
1.2    Elect Director Douglas C. Grissom    Mgmt    For    For    For
1.3    Elect Director Daniel P. Harrington    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Prosperity Bancshares, Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   743606105
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   PB
    Shares Voted:   46,262    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kevin J. Hanigan    Mgmt    For    For    For
1.2    Elect Director William T. Luedke, IV    Mgmt    For    For    For
1.3    Elect Director Perry Mueller, Jr.    Mgmt    For    For    For
1.4    Elect Director Harrison Stafford, II    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Prosperity Bancshares, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.5    Elect Director Bruce W. Hunt    Mgmt    For    For    For
1.6    Elect Director George A. Fisk    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

AMN Healthcare Services, Inc.

 

Meeting Date:   04/22/2020   Country:   USA   Primary Security ID:   001744101
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   AMN
    Shares Voted:   86,418    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Mark G. Foletta    Mgmt    For    For    For
1b    Elect Director Teri G. Fontenot    Mgmt    For    For    For
1c    Elect Director R. Jeffrey Harris    Mgmt    For    For    For
1d    Elect Director Michael M.E. Johns    Mgmt    For    For    For
1e    Elect Director Daphne E. Jones    Mgmt    For    For    For
1f    Elect Director Martha H. Marsh    Mgmt    For    For    For
1g    Elect Director Susan R. Salka    Mgmt    For    For    For
1h    Elect Director Douglas D. Wheat    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Coherent, Inc.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   192479103
Record Date:   03/03/2020   Meeting Type:   Annual   Ticker:   COHR
    Shares Voted:   33,768    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jay T. Flatley    Mgmt    For    For    For
1b    Elect Director Pamela Fletcher    Mgmt    For    For    For
1c    Elect Director Andreas (Andy) W. Mattes    Mgmt    For    For    For
1d    Elect Director Beverly Kay Matthews    Mgmt    For    For    For
1e    Elect Director Michael R. McMullen    Mgmt    For    For    For
1f    Elect Director Garry W. Rogerson    Mgmt    For    For    For
1g    Elect Director Steve Skaggs    Mgmt    For    For    For
1h    Elect Director Sandeep Vij    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Crane Co.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   224399105
Record Date:   02/28/2020   Meeting Type:   Annual   Ticker:   CR
    Shares Voted:   62,189    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Martin R. Benante    Mgmt    For    For    For
1.2    Elect Director Donald G. Cook    Mgmt    For    For    For
1.3    Elect Director Michael Dinkins    Mgmt    For    For    For
1.4    Elect Director Ronald C. Lindsay    Mgmt    For    For    For
1.5    Elect Director Ellen McClain    Mgmt    For    For    For
1.6    Elect Director Charles G. McClure, Jr.    Mgmt    For    For    For
1.7    Elect Director Max H. Mitchell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Crane Co.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.8    Elect Director Jennifer M. Pollino    Mgmt    For    For    For
1.9    Elect Director James L. L. Tullis    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   70432V102
Record Date:   03/11/2020   Meeting Type:   Annual   Ticker:   PAYC
    Shares Voted:   8,795    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Janet B. Haugen    Mgmt    For    Refer    For
1.2    Elect Director J.C. Watts, Jr.    Mgmt    For    Refer    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

TopBuild Corp.

 

Meeting Date:   04/27/2020   Country:   USA   Primary Security ID:   89055F103
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   BLD
    Shares Voted:   28,005    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Alec C. Covington    Mgmt    For    For    For
1b    Elect Director Gerald Volas    Mgmt    For    For    For
1c    Elect Director Carl T. Camden    Mgmt    For    For    For
1d    Elect Director Joseph S. Cantie    Mgmt    For    For    For
1e    Elect Director Tina M. Donikowski    Mgmt    For    For    For
1f    Elect Director Mark A. Petrarca    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

TopBuild Corp.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1g    Elect Director Nancy M. Taylor    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pool Corporation

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   73278L105
Record Date:   03/12/2020   Meeting Type:   Annual   Ticker:   POOL
    Shares Voted:   10,260    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Peter D. Arvan    Mgmt    For    For    For
1b    Elect Director Andrew W. Code    Mgmt    For    For    For
1c    Elect Director Timothy M. Graven    Mgmt    For    For    For
1d    Elect Director Debra S. Oler    Mgmt    For    For    For
1e    Elect Director Manuel J. Perez de la Mesa    Mgmt    For    For    For
1f    Elect Director Harlan F. Seymour    Mgmt    For    For    For
1g    Elect Director Robert C. Sledd    Mgmt    For    For    For
1h    Elect Director John E. Stokely    Mgmt    For    For    For
1i    Elect Director David G. Whalen    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Trex Company, Inc.

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   89531P105
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   TREX
    Shares Voted:   20,155    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Jay M. Gratz    Mgmt    For    For    For
1.2    Elect Director Kristine L. Juster    Mgmt    For    For    For
1.3    Elect Director Ronald W. Kaplan    Mgmt    For    For    For
1.4    Elect Director Gerald Volas    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vericel Corporation

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   92346J108
Record Date:   03/05/2020   Meeting Type:   Annual   Ticker:   VCEL
    Shares Voted:   339,879    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert L. Zerbe    Mgmt    For    Refer    Withhold
1.2    Elect Director Alan L. Rubino    Mgmt    For    Refer    Withhold
1.3    Elect Director Heidi Hagen    Mgmt    For    Refer    Withhold
1.4    Elect Director Steven C. Gilman    Mgmt    For    Refer    Withhold
1.5    Elect Director Kevin E. McLaughlin    Mgmt    For    Refer    Withhold
1.6    Elect Director Paul K. Wotton    Mgmt    For    Refer    Withhold
1.7    Elect Director Dominick C. Colangelo    Mgmt    For    Refer    Withhold
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Tactile Systems Technology, Inc.

 

Meeting Date:   05/04/2020   Country:   USA   Primary Security ID:   87357P100
Record Date:   03/10/2020   Meeting Type:   Annual   Ticker:   TCMD
    Shares Voted:   104,305    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director William W. Burke    Mgmt    For    For    For
1.2    Elect Director Raymond O. Huggenberger    Mgmt    For    For    For
1.3    Elect Director Gerald R. Mattys    Mgmt    For    For    For
1.4    Elect Director Richard J. Nigon    Mgmt    For    For    For
1.5    Elect Director Cheryl Pegus    Mgmt    For    For    For
1.6    Elect Director Kevin H. Roche    Mgmt    For    For    For
1.7    Elect Director Peter H. Soderberg    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pluralsight, Inc.

 

Meeting Date:   05/05/2020   Country:   USA   Primary Security ID:   72941B106
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   PS
    Shares Voted:   196,578    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Arne Duncan    Mgmt    For    Refer    Withhold
1.2    Elect Director Leah Johnson    Mgmt    For    Refer    Withhold
1.3    Elect Director Frederick Onion    Mgmt    For    Refer    Withhold
1.4    Elect Director Karenann Terrell    Mgmt    For    Refer    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Gray Television, Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   389375106
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   GTN
    Shares Voted:   114,468    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Hilton H. Howell, Jr.    Mgmt    For    For    For
1.2    Elect Director Howell W. Newton    Mgmt    For    For    For
1.3    Elect Director Richard L. Boger    Mgmt    For    For    For
1.4    Elect Director T. L. (Gene) Elder    Mgmt    For    For    For
1.5    Elect Director Luis A. Garcia    Mgmt    For    For    For
1.6    Elect Director Richard B. Hare    Mgmt    For    For    For
1.7    Elect Director Robin R. Howell    Mgmt    For    For    For
1.8    Elect Director Donald P. (Pat) LaPlatney    Mgmt    For    For    For
1.9    Elect Director Paul H. McTear    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify RSM US LLP as Auditors    Mgmt    For    For    For

LPL Financial Holdings Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   50212V100
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   LPLA
    Shares Voted:   68,157    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Dan H. Arnold    Mgmt    For    For    For
1b    Elect Director Edward C. Bernard    Mgmt    For    For    For
1c    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d    Elect Director William F. Glavin, Jr.    Mgmt    For    For    For
1e    Elect Director Allison H. Mnookin    Mgmt    For    For    For
1f    Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1g    Elect Director James S. Putnam    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

LPL Financial Holdings Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director Richard P. Schifter    Mgmt    For    For    For
1i    Elect Director Corey E. Thomas    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Air Transport Services Group, Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   00922R105
Record Date:   03/12/2020   Meeting Type:   Annual   Ticker:   ATSG
    Shares Voted:   233,511    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Richard M. Baudouin    Mgmt    For    For    For
1b    Elect Director Richard F. Corrado    Mgmt    For    For    For
1c    Elect Director Joseph C. Hete    Mgmt    For    For    For
1d    Elect Director Raymond E. Johns, Jr.    Mgmt    For    For    For
1e    Elect Director Laura J. Peterson    Mgmt    For    For    For
1f    Elect Director Randy D. Rademacher    Mgmt    For    For    For
1g    Elect Director J. Christopher Teets    Mgmt    For    For    For
1h    Elect Director Jeffrey J. Vorholt    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Community Healthcare Trust Incorporated

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   20369C106
Record Date:   03/06/2020   Meeting Type:   Annual   Ticker:   CHCT
    Shares Voted:   33,816    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Alan Gardner    Mgmt    For    For    For
1.2    Elect Director Claire Gulmi    Mgmt    For    For    For
1.3    Elect Director Robert Hensley    Mgmt    For    For    For
1.4    Elect Director Lawrence Van Horn    Mgmt    For    For    For
1.5    Elect Director Timothy Wallace    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Fox Factory Holding Corp.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   35138V102
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   FOXF
    Shares Voted:   64,527    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Dudley W. Mendenhall    Mgmt    For    For    For
1.2    Elect Director Elizabeth A. Fetter    Mgmt    For    For    For
2    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Hilton Grand Vacations Inc.

 

Meeting Date:   05/07/2020   Country:   USA   Primary Security ID:   43283X105
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   HGV
    Shares Voted:   81,889    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Mark D. Wang    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Hilton Grand Vacations Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.2    Elect Director Leonard A. Potter    Mgmt    For    For    For
1.3    Elect Director Brenda J. Bacon    Mgmt    For    For    For
1.4    Elect Director David W. Johnson    Mgmt    For    For    For
1.5    Elect Director Mark H. Lazarus    Mgmt    For    For    For
1.6    Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.7    Elect Director Paul W. Whetsell    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Brink’s Company

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   109696104
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   BCO
    Shares Voted:   84,317    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kathie J. Andrade    Mgmt    For    For    For
1.2    Elect Director Paul G. Boynton    Mgmt    For    For    For
1.3    Elect Director Ian D. Clough    Mgmt    For    For    For
1.4    Elect Director Susan E. Docherty    Mgmt    For    For    For
1.5    Elect Director Reginald D. Hedgebeth    Mgmt    For    For    For
1.6    Elect Director Dan R. Henry - Withdrawn    Mgmt         
1.7    Elect Director Michael J. Herling    Mgmt    For    For    For
1.8    Elect Director Douglas A. Pertz    Mgmt    For    For    For
1.9    Elect Director George I. Stoeckert    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

The Timken Company

 

Meeting Date:   05/08/2020   Country:   USA   Primary Security ID:   887389104
Record Date:   02/21/2020   Meeting Type:   Annual   Ticker:   TKR
    Shares Voted:   99,899    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2    Elect Director Elizabeth A. Harrell    Mgmt    For    For    For
1.3    Elect Director Richard G. Kyle    Mgmt    For    For    For
1.4    Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.5    Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.6    Elect Director James F. Palmer    Mgmt    For    For    For
1.7    Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.8    Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.9    Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.10    Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.11    Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Envestnet, Inc.

 

Meeting Date:   05/13/2020   Country:   USA   Primary Security ID:   29404K106
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   ENV
    Shares Voted:   69,957    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Luis Aguilar    Mgmt    For    For    For
1.2    Elect Director Ross Chapin    Mgmt    For    For    For
1.3    Elect Director William Crager    Mgmt    For    For    For
1.4    Elect Director James Fox    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Envestnet, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:   05/15/2020   Country:   USA   Primary Security ID:   477839104
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   JBT
    Shares Voted:   69,881    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Barbara L. Brasier    Mgmt    For    For    For
1b    Elect Director Thomas W. Giacomini    Mgmt    For    For    For
1c    Elect Director Polly B. Kawalek    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:   05/18/2020   Country:   USA   Primary Security ID:   338307101
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   FIVN
    Shares Voted:   125,024    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kimberly Alexy    Mgmt    For    Refer    For
1.2    Elect Director Michael Burkland    Mgmt    For    Refer    For
1.3    Elect Director Robert Zollars    Mgmt    For    Refer    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   499049104
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   KNX
    Shares Voted:   170,923    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director David Jackson    Mgmt    For    For    For
1.2    Elect Director Kevin Knight    Mgmt    For    For    For
1.3    Elect Director Roberta Roberts Shank    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4    Declassify the Board of Directors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

Enphase Energy, Inc.

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   29355A107
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   ENPH
    Shares Voted:   96,188    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Benjamin Kortlang    Mgmt    For    For    For
1.2    Elect Director Richard S. Mora    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Report on Sustainability    SH    Against    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Omnicell, Inc.

 

Meeting Date:   05/26/2020   Country:   USA   Primary Security ID:   68213N109
Record Date:   03/30/2020   Meeting Type:   Annual   Ticker:   OMCL
    Shares Voted:   58,248    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Joanne B. Bauer    Mgmt    For    For    For
1.2    Elect Director Robin G. Seim    Mgmt    For    For    For
1.3    Elect Director Sara J. White    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Varonis Systems, Inc.

 

Meeting Date:   05/26/2020   Country:   USA   Primary Security ID:   922280102
Record Date:   04/06/2020   Meeting Type:   Annual   Ticker:   VRNS
    Shares Voted:   79,715    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Yakov Faitelson    Mgmt    For    For    For
1.2    Elect Director Ohad Korkus    Mgmt    For    For    For
1.3    Elect Director Thomas F. Mendoza    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For

HMS Holdings Corp.

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   40425J101
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   HMSY
    Shares Voted:   187,901    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Katherine Baicker    Mgmt    For    For    For
1b    Elect Director Robert Becker    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

HMS Holdings Corp.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1c    Elect Director Craig R. Callen    Mgmt    For    For    For
1d    Elect Director William C. Lucia    Mgmt    For    For    For
1e    Elect Director William F. Miller, III    Mgmt    For    For    For
1f    Elect Director Jeffrey A. Rideout    Mgmt    For    For    For
1g    Elect Director Ellen A. Rudnick    Mgmt    For    For    For
1h    Elect Director Bart M. Schwartz    Mgmt    For    For    For
1i    Elect Director Richard H. Stowe    Mgmt    For    For    For
1j    Elect Director Cora M. Tellez    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Seacoast Banking Corporation of Florida

 

Meeting Date:   05/27/2020   Country:   USA   Primary Security ID:   811707801
Record Date:   03/30/2020   Meeting Type:   Annual   Ticker:   SBCF
    Shares Voted:   156,186    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Julie H. Daum    Mgmt    For    For    For
1.2    Elect Director Dennis S. Hudson, III    Mgmt    For    For    For
1.3    Elect Director Alvaro J. Monserrat    Mgmt    For    For    For
2    Ratify Crowe LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Installed Building Products, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   45780R101
Record Date:   04/02/2020   Meeting Type:   Annual   Ticker:   IBP
    Shares Voted:   91,975    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Michael T. Miller    Mgmt    For    For    For
1.2    Elect Director Vikas Verma    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Teladoc Health, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   87918A105
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   TDOC
    Shares Voted:   700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Helen Darling    Mgmt    For    For    For
1.2    Elect Director William H. Frist    Mgmt    For    For    For
1.3    Elect Director Michael Goldstein    Mgmt    For    For    For
1.4    Elect Director Jason Gorevic    Mgmt    For    For    For
1.5    Elect Director Catherine A. Jacobson    Mgmt    For    For    For
1.6    Elect Director Thomas G. McKinley    Mgmt    For    For    For
1.7    Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1.8    Elect Director David Shedlarz    Mgmt    For    For    For
1.9    Elect Director Mark Douglas Smith    Mgmt    For    For    For
1.10    Elect Director David B. Snow, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Insulet Corporation

 

Meeting Date:   05/29/2020   Country:   USA   Primary Security ID:   45784P101
Record Date:   04/01/2020   Meeting Type:   Annual   Ticker:   PODD
    Shares Voted:   34,186    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Sally W. Crawford    Mgmt    For    For    For
1.2    Elect Director Michael R. Minogue    Mgmt    For    For    For
1.3    Elect Director Corinne H. Nevinny    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Clean Harbors, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   184496107
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   CLH
    Shares Voted:   77,621    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Eugene Banucci    Mgmt    For    For    For
1.2    Elect Director Edward G. Galante    Mgmt    For    For    For
1.3    Elect Director Thomas J. Shields    Mgmt    For    For    For
1.4    Elect Director John R. Welch    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Approve Omnibus Stock Plan    Mgmt    For    For    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Nexstar Media Group, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   65336K103
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   NXST
    Shares Voted:   81,061    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Dennis A. Miller    Mgmt    For    For    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Nexstar Media Group, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.2    Elect Director John R. Muse    Mgmt    For    For    For
1.3    Elect Director I. Martin Pompadur    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Penumbra, Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   70975L107
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   PEN
    Shares Voted:   28,379    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Arani Bose    Mgmt    For    Refer    Withhold
1.2    Elect Director Bridget O’Rourke    Mgmt    For    Refer    Withhold
1.3    Elect Director Surbhi Sarna    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

FirstCash, Inc.

 

Meeting Date:   06/04/2020   Country:   USA   Primary Security ID:   33767D105
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   FCFS
    Shares Voted:   20,085    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Daniel E. Berce    Mgmt    For    For    For
1b    Elect Director Mikel D. Faulkner    Mgmt    For    For    For
1c    Elect Director Randel G. Owen    Mgmt    For    For    For
2    Ratify RSM US LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Veracyte, Inc.

 

Meeting Date:   06/05/2020   Country:   USA   Primary Security ID:   92337F107
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   VCYT
    Shares Voted:   76,050    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Bonnie H. Anderson    Mgmt    For    For    For
1.2    Elect Director Robert S. Epstein    Mgmt    For    For    For
1.3    Elect Director Evan Jones    Mgmt    For    For    For
2    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Meeting Date:   06/08/2020   Country:   USA   Primary Security ID:   253868103
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   DLR
    Shares Voted:   42,332    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Laurence A. Chapman    Mgmt    For    For    For
1b    Elect Director Alexis Black Bjorlin    Mgmt    For    For    For
1c    Elect Director Michael A. Coke    Mgmt    For    Refer    Against
1d    Elect Director VeraLinn “Dash” Jamieson    Mgmt    For    For    For
1e    Elect Director Kevin J. Kennedy    Mgmt    For    For    For
1f    Elect Director William G. LaPerch    Mgmt    For    Refer    Against
1g    Elect Director Jean F.H.P. Mandeville    Mgmt    For    For    For
1h    Elect Director Afshin Mohebbi    Mgmt    For    For    For
1i    Elect Director Mark R. Patterson    Mgmt    For    For    For
1j    Elect Director Mary Hogan Preusse    Mgmt    For    Refer    Against
1k    Elect Director A. William Stein    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Digital Realty Trust, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Wingstop Inc.

 

Meeting Date:   06/08/2020   Country:   USA   Primary Security ID:   974155103
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   WING
    Shares Voted:   76,190    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Lynn Crump-Caine    Mgmt    For    Refer    Withhold
1.2    Elect Director Wesley S. McDonald    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Amend Certificate of Incorporation to Remove Certain Provisions    Mgmt    For    For    For

eHealth, Inc.

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   28238P109
Record Date:   04/17/2020   Meeting Type:   Annual   Ticker:   EHTH
    Shares Voted:   48,913    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Andrea C. Brimmer    Mgmt    For    For    For
1.2    Elect Director Beth A. Brooke    Mgmt    For    For    For
1.3    Elect Director Randall S. Livingston    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Monarch Casino & Resort, Inc.

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   609027107
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   MCRI
    Shares Voted:   36,658    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director John Farahi    Mgmt    For    Refer    Against
1.2    Elect Director Craig F. Sullivan    Mgmt    For    For    For
1.3    Elect Director Paul Andrews    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   74736L109
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   QTWO
    Shares Voted:   82,710    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2    Elect Director Charles T. Doyle    Mgmt    For    For    For
1.3    Elect Director Carl James Schaper    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NovoCure Limited

 

Meeting Date:   06/10/2020   Country:   Jersey   Primary Security ID:   G6674U108
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   NVCR
    Shares Voted:   32,802    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1A    Elect Director Jeryl Hilleman    Mgmt    For    For    For
1B    Elect Director David T. Hung    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

NovoCure Limited

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1C    Elect Director Kinyip Gabriel Leung    Mgmt    For    For    For
1D    Elect Director Martin J. Madden    Mgmt    For    For    For
1E    Elect Director Sherilyn D. McCoy    Mgmt    For    For    For
2    Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PTC Therapeutics, Inc.

 

Meeting Date:   06/10/2020   Country:   USA   Primary Security ID:   69366J200
Record Date:   04/17/2020   Meeting Type:   Annual   Ticker:   PTCT
    Shares Voted:   12,380    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Stephanie S. Okey    Mgmt    For    For    For
1.2    Elect Director Stuart W. Peltz    Mgmt    For    For    For
1.3    Elect Director Jerome B. Zeldis    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

SeaWorld Entertainment, Inc.

 

Meeting Date:   06/10/2020   Country:   USA   Primary Security ID:   81282V100
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   SEAS
    Shares Voted:   182,390    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Ronald Bension    Mgmt    For    For    For
1b    Elect Director James Chambers    Mgmt    For    For    For
1c    Elect Director William Gray    Mgmt    For    For    For
1d    Elect Director Charles Koppelman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

SeaWorld Entertainment, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1e    Elect Director Yoshikazu Maruyama    Mgmt    For    For    For
1f    Elect Director Thomas E. Moloney    Mgmt    For    For    For
1g    Elect Director Neha Jogani Narang    Mgmt    For    For    For
1h    Elect Director Scott I. Ross    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

EVO Payments, Inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   26927E104
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   EVOP
    Shares Voted:   146,202    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Laura M. Miller    Mgmt    For    For    For
1.2    Elect Director Gregory S. Pope    Mgmt    For    Refer    Withhold
1.3    Elect Director Matthew W. Raino    Mgmt    For    Refer    Withhold
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

LHC Group, Inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   50187A107
Record Date:   04/14/2020   Meeting Type:   Annual   Ticker:   LHCG
    Shares Voted:   38,962    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Jonathan Goldberg    Mgmt    For    For    For
1.2    Elect Director Clifford S. Holtz    Mgmt    For    For    For
1.3    Elect Director W.J. ‘Billy’ Tauzin    Mgmt    For    For    For
1.4    Elect Director Brent Turner    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:   06/11/2020   Country:   USA   Primary Security ID:   609839105
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   MPWR
    Shares Voted:   38,256    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Victor K. Lee    Mgmt    For    Withhold    Withhold
1.2    Elect Director James C. Moyer    Mgmt    For    Withhold    Withhold
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Proofpoint, Inc.

 

Meeting Date:   06/12/2020   Country:   USA   Primary Security ID:   743424103
Record Date:   04/15/2020   Meeting Type:   Annual   Ticker:   PFPT
    Shares Voted:   60,794    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Jonathan Feiber    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Proofpoint, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1b    Elect Director Kevin Harvey    Mgmt    For    For    For
1c    Elect Director Leyla Seka    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

PGT Innovations, Inc.

 

Meeting Date:   06/15/2020   Country:   USA   Primary Security ID:   69336V101
Record Date:   04/27/2020   Meeting Type:   Annual   Ticker:   PGTI
    Shares Voted:   110,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Brett N. Milgrim    Mgmt    For    For    For
1.2    Elect Director Richard D. Feintuch    Mgmt    For    For    For
1.3    Elect Director Jeffrey T. Jackson    Mgmt    For    For    For
1.4    Elect Director Frances Powell Hawes    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

CareDx, Inc.

 

Meeting Date:   06/17/2020   Country:   USA   Primary Security ID:   14167L103
Record Date:   04/21/2020   Meeting Type:   Annual   Ticker:   CDNA
    Shares Voted:   217,172    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Michael D. Goldberg    Mgmt    For    Refer    Withhold
1b    Elect Director Peter Maag    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

CareDx, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Amend Omnibus Stock Plan    Mgmt    For    Against    Against

HubSpot, Inc.

 

Meeting Date:   06/17/2020   Country:   USA   Primary Security ID:   443573100
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   HUBS
    Shares Voted:   18,666    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Julie Herendeen    Mgmt    For    Refer    Against
1b    Elect Director Michael Simon    Mgmt    For    Refer    Against
1c    Elect Director Jay Simons    Mgmt    For    Refer    Against
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nomad Foods Limited

 

Meeting Date:   06/17/2020   Country:   Virgin Isl (UK)   Primary Security ID:   G6564A105
Record Date:   04/24/2020   Meeting Type:   Annual   Ticker:   NOMD
    Shares Voted:   274,772    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Martin Ellis Franklin    Mgmt    For    For    For
1.2    Elect Director Noam Gottesman    Mgmt    For    For    For
1.3    Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1.4    Elect Director Stefan Descheemaeker    Mgmt    For    For    For
1.5    Elect Director Jeremy Isaacs    Mgmt    For    For    For
1.6    Elect Director James E. Lillie    Mgmt    For    For    For
1.7    Elect Director Stuart M. MacFarlane    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Nomad Foods Limited

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.8    Elect Director Lord Myners of Truro    Mgmt    For    For    For
1.9    Elect Director Victoria Parry    Mgmt    For    For    For
1.10    Elect Director Simon White    Mgmt    For    For    For
1.11    Elect Director Samy Zekhout    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Smartsheet Inc.

 

Meeting Date:   06/17/2020   Country:   USA   Primary Security ID:   83200N103
Record Date:   04/20/2020   Meeting Type:   Annual   Ticker:   SMAR
    Shares Voted:   87,492    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Geoffrey T. Barker    Mgmt    For    Refer    Withhold
1.2    Elect Director Michael Gregoire    Mgmt    For    For    For
1.3    Elect Director Matthew McIlwain    Mgmt    For    Refer    Withhold
1.4    Elect Director James N. White    Mgmt    For    Refer    Withhold
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

PetIQ, Inc.

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   71639T106
Record Date:   04/24/2020   Meeting Type:   Annual   Ticker:   PETQ
    Shares Voted:   193,096    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Elect Director McCord Christensen    Mgmt    For    Refer    Withhold
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

iRhythm Technologies, Inc.

 

Meeting Date:   06/19/2020   Country:   USA   Primary Security ID:   450056106
Record Date:   04/28/2020   Meeting Type:   Annual   Ticker:   IRTC
    Shares Voted:   32,868    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kevin M. King    Mgmt    For    For    For
1.2    Elect Director Raymond W. Scott    Mgmt    For    Refer    Withhold
2    Declassify the Board of Directors    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:   06/23/2020   Country:   USA   Primary Security ID:   004225108
Record Date:   04/24/2020   Meeting Type:   Annual   Ticker:   ACAD
    Shares Voted:   17,323    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director James M. Daly    Mgmt    For    For    For
1.2    Elect Director Edmund P. Harrigan    Mgmt    For    For    For
2    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3    Approve Non-Employee Director Compensation Policy    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

HealthEquity, Inc.

 

Meeting Date:   06/25/2020   Country:   USA   Primary Security ID:   42226A107
Record Date:   05/04/2020   Meeting Type:   Annual   Ticker:   HQY
    Shares Voted:   56,259    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Robert W. Selander    Mgmt    For    For    For
1.2    Elect Director Jon Kessler    Mgmt    For    For    For
1.3    Elect Director Stephen D. Neeleman    Mgmt    For    For    For
1.4    Elect Director Frank A. Corvino    Mgmt    For    For    For
1.5    Elect Director Adrian T. Dillon    Mgmt    For    For    For
1.6    Elect Director Evelyn Dilsaver    Mgmt    For    For    For
1.7    Elect Director Debra McCowan    Mgmt    For    For    For
1.8    Elect Director Ian Sacks    Mgmt    For    For    For
1.9    Elect Director Gayle Wellborn    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

Dell Technologies Inc.

 

Meeting Date:   07/09/2019   Country:   USA   Primary Security ID:   24703L202
Record Date:   05/13/2019   Meeting Type:   Annual   Ticker:   DELL
    Shares Voted:   37,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Michael S. Dell    Mgmt    For    Refer    Withhold
1.2    Elect Director David W. Dorman    Mgmt    For    Refer    Withhold
1.3    Elect Director Egon Durban    Mgmt    For    Refer    Withhold
1.4    Elect Director William D. Green    Mgmt    For    Refer    Withhold
1.5    Elect Director Ellen J. Kullman    Mgmt    For    Refer    Withhold
1.6    Elect Director Simon Patterson    Mgmt    For    Refer    Withhold
1.7    Elect Director Lynn M. Vojvodich    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For

LyondellBasell Industries N.V.

 

Meeting Date:   09/12/2019   Country:   Netherlands   Primary Security ID:   N53745100
Record Date:   08/15/2019   Meeting Type:   Special   Ticker:   LYB
    Shares Voted:   123,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
2    Approve the Cancellation of Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Parker-Hannifin Corporation

 

Meeting Date:   10/23/2019   Country:   USA   Primary Security ID:   701094104
Record Date:   08/30/2019   Meeting Type:   Annual   Ticker:   PH
    Shares Voted:   32,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Lee C. Banks    Mgmt    For    For    For
1.2    Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3    Elect Director Linda S. Harty    Mgmt    For    For    For
1.4    Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.5    Elect Director Candy M. Obourn    Mgmt    For    For    For
1.6    Elect Director Joseph Scaminace    Mgmt    For    For    For
1.7    Elect Director Ake Svensson    Mgmt    For    For    For
1.8    Elect Director Laura K. Thompson    Mgmt    For    For    For
1.9    Elect Director James R. Verrier    Mgmt    For    For    For
1.10    Elect Director James L. Wainscott    Mgmt    For    For    For
1.11    Elect Director Thomas L. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5    Require Independent Board Chairman    SH    Against    Refer    Against

Lam Research Corporation

 

Meeting Date:   11/05/2019   Country:   USA   Primary Security ID:   512807108
Record Date:   09/06/2019   Meeting Type:   Annual   Ticker:   LRCX
    Shares Voted:   58,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Sohail U. Ahmed    Mgmt    For    For    For
1.2    Elect Director Timothy M. Archer    Mgmt    For    For    For
1.3    Elect Director Eric K. Brandt    Mgmt    For    For    For
1.4    Elect Director Michael R. Cannon    Mgmt    For    For    For
1.5    Elect Director Youssef A. El-Mansy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Lam Research Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.6    Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7    Elect Director Bethany J. Mayer    Mgmt    For    For    For
1.8    Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1.9    Elect Director Lih Shyng (Rick L.) Tsai    Mgmt    For    For    For
1.10    Elect Director Leslie F. Varon    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

BHP Group Limited

 

Meeting Date:   11/07/2019   Country:   Australia   Primary Security ID:   Q1498M100
Record Date:   09/13/2019   Meeting Type:   Annual   Ticker:   BHP
    Shares Voted:   72,718    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
   Management Proposals    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Appoint Ernst & Young as Auditor of the Company    Mgmt    For    For    For
3    Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors    Mgmt    For    For    For
4    Approve General Authority to Issue Shares in BHP Group Plc    Mgmt    For    For    For
5    Approve General Authority to Issue Shares in BHP Group Plc for Cash    Mgmt    For    For    For
6    Approve the Repurchase of Shares in BHP Group Plc    Mgmt    For    For    For
7    Approve Remuneration Policy    Mgmt    For    Refer    For
8    Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
9    Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
10    Approve the Grant of Awards to Andrew Mackenzie    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

BHP Group Limited

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

11    Elect Ian Cockerill as Director    Mgmt    For    For    For
12    Elect Susan Kilsby as Director    Mgmt    For    For    For
13    Elect Terry Bowen as Director    Mgmt    For    For    For
14    Elect Malcolm Broomhead as Director    Mgmt    For    For    For
15    Elect Anita Frew as Director    Mgmt    For    For    For
16    Elect Andrew Mackenzie as Director    Mgmt    For    For    For
17    Elect Lindsay Maxsted as Director    Mgmt    For    For    For
18    Elect John Mogford as Director    Mgmt    For    For    For
19    Elect Shriti Vadera as Director    Mgmt    For    For    For
20    Elect Ken MacKenzie as Director    Mgmt    For    For    For
   Shareholder Proposals    Mgmt         
21    Amend Constitution of BHP Group Limited    SH    Against    Refer    Against
22    Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement    SH    Against    Refer    Against

Microsoft Corporation

 

Meeting Date:   12/04/2019   Country:   USA   Primary Security ID:   594918104
Record Date:   10/08/2019   Meeting Type:   Annual   Ticker:   MSFT
    Shares Voted:   67,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.7    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Microsoft Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.9    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.10    Elect Director John W. Stanton    Mgmt    For    For    For
1.11    Elect Director John W. Thompson    Mgmt    For    For    For
1.12    Elect Director Emma N. Walmsley    Mgmt    For    For    For
1.13    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5    Report on Gender Pay Gap    SH    Against    Against    Against

AutoZone, Inc.

 

Meeting Date:   12/18/2019   Country:   USA   Primary Security ID:   053332102
Record Date:   10/21/2019   Meeting Type:   Annual   Ticker:   AZO
    Shares Voted:   7,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2    Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3    Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.4    Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.5    Elect Director Michael M. Calbert    Mgmt    For    For    For
1.6    Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.7    Elect Director Gale V. King    Mgmt    For    For    For
1.8    Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.9    Elect Director William C. Rhodes, III    Mgmt    For    For    For
1.10    Elect Director Jill A. Soltau    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Broadcom Inc.

 

Meeting Date:   03/30/2020   Country:   USA   Primary Security ID:   11135F101
Record Date:   02/06/2020   Meeting Type:   Annual   Ticker:   AVGO
    Shares Voted:   39,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Hock E. Tan    Mgmt    For    For    For
1b    Elect Director Henry Samueli    Mgmt    For    For    For
1c    Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1d    Elect Director Diane M. Bryant    Mgmt    For    For    For
1e    Elect Director Gayla J. Delly    Mgmt    For    For    For
1f    Elect Director Raul J. Fernandez    Mgmt    For    For    For
1g    Elect Director Check Kian Low    Mgmt    For    For    For
1h    Elect Director Justine F. Page    Mgmt    For    For    For
1i    Elect Director Harry L. You    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Citigroup Inc.

 

Meeting Date:   04/21/2020   Country:   USA   Primary Security ID:   172967424
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   C
    Shares Voted:   258,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Ellen M. Costello    Mgmt    For    For    For
1c    Elect Director Grace E. Dailey    Mgmt    For    For    For
1d    Elect Director Barbara J. Desoer    Mgmt    For    For    For
1e    Elect Director John C. Dugan    Mgmt    For    For    For
1f    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g    Elect Director Peter B. Henry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Citigroup Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i    Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j    Elect Director Renee J. James    Mgmt    For    For    For
1k    Elect Director Gary M. Reiner    Mgmt    For    For    For
1l    Elect Director Diana L. Taylor    Mgmt    For    For    For
1m    Elect Director James S. Turley    Mgmt    For    For    For
1n    Elect Director Deborah C. Wright    Mgmt    For    For    For
1o    Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Proxy Access Right    SH    Against    Against    Against
6    Review on Governance Documents    SH    Against    Refer    Against
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against

Bank of America Corporation

 

Meeting Date:   04/22/2020   Country:   USA   Primary Security ID:   060505104
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   BAC
    Shares Voted:   639,200    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Sharon L. Allen    Mgmt    For    For    For
1b    Elect Director Susan S. Bies    Mgmt    For    For    For
1c    Elect Director Jack O. Bovender, Jr.    Mgmt    For    For    For
1d    Elect Director Frank P. Bramble, Sr.    Mgmt    For    For    For
1e    Elect Director Pierre J.P. de Weck    Mgmt    For    For    For
1f    Elect Director Arnold W. Donald    Mgmt    For    For    For
1g    Elect Director Linda P. Hudson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Bank of America Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director Monica C. Lozano    Mgmt    For    For    For
1i    Elect Director Thomas J. May    Mgmt    For    For    For
1j    Elect Director Brian T. Moynihan    Mgmt    For    For    For
1k    Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1l    Elect Director Denise L. Ramos    Mgmt    For    For    For
1m    Elect Director Clayton S. Rose    Mgmt    For    For    For
1n    Elect Director Michael D. White    Mgmt    For    For    For
1o    Elect Director Thomas D. Woods    Mgmt    For    For    For
1p    Elect Director R. David Yost    Mgmt    For    For    For
1q    Elect Director Maria T. Zuber    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    Against    Against
5    Provide Right to Act by Written Consent    SH    Against    For    For
6    Report on Gender Pay Gap    SH    Against    Against    Against
7    Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices    SH    Against    Refer    Against

Eaton Corporation plc

 

Meeting Date:   04/22/2020   Country:   Ireland   Primary Security ID:   G29183103
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   ETN
    Shares Voted:   134,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Craig Arnold    Mgmt    For    For    For
1b    Elect Director Christopher M. Connor    Mgmt    For    For    For
1c    Elect Director Michael J. Critelli    Mgmt    For    For    For
1d    Elect Director Richard H. Fearon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Eaton Corporation plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1e    Elect Director Olivier Leonetti    Mgmt    For    For    For
1f    Elect Director Deborah L. McCoy    Mgmt    For    For    For
1g    Elect Director Silvio Napoli    Mgmt    For    For    For
1h    Elect Director Gregory R. Page    Mgmt    For    For    For
1i    Elect Director Sandra Pianalto    Mgmt    For    For    For
1j    Elect Director Lori J. Ryerkerk    Mgmt    For    For    For
1k    Elect Director Gerald B. Smith    Mgmt    For    For    For
1l    Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    For    For
3    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
6    Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
7    Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

AGNC Investment Corp.

 

Meeting Date:   04/23/2020   Country:   USA   Primary Security ID:   00123Q104
Record Date:   02/24/2020   Meeting Type:   Annual   Ticker:   AGNC
    Shares Voted:   873,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Donna J. Blank    Mgmt    For    For    For
1.2    Elect Director Morris A. Davis    Mgmt    For    For    For
1.3    Elect Director John D. Fisk    Mgmt    For    For    For
1.4    Elect Director Prue B. Larocca    Mgmt    For    For    For
1.5    Elect Director Paul E. Mullings    Mgmt    For    For    For
1.6    Elect Director Frances R. Spark    Mgmt    For    For    For
1.7    Elect Director Gary D. Kain    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

AGNC Investment Corp.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

2    Increase Authorized Common Stock    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Exelon Corporation

 

Meeting Date:   04/28/2020   Country:   USA   Primary Security ID:   30161N101
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   EXC
    Shares Voted:   363,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Anthony Anderson    Mgmt    For    For    For
1b    Elect Director Ann Berzin    Mgmt    For    For    For
1c    Elect Director Laurie Brlas    Mgmt    For    For    For
1d    Elect Director Christopher M. Crane    Mgmt    For    For    For
1e    Elect Director Yves C. de Balmann    Mgmt    For    For    For
1f    Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1g    Elect Director Linda P. Jojo    Mgmt    For    For    For
1h    Elect Director Paul Joskow    Mgmt    For    For    For
1i    Elect Director Robert J. Lawless    Mgmt    For    For    For
1j    Elect Director John Richardson    Mgmt    For    For    For
1k    Elect Director Mayo Shattuck, III    Mgmt    For    For    For
1l    Elect Director John F. Young    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Ameriprise Financial, Inc.

 

Meeting Date:   04/29/2020   Country:   USA   Primary Security ID:   03076C106
Record Date:   03/02/2020   Meeting Type:   Annual   Ticker:   AMP
    Shares Voted:   70,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director James M. Cracchiolo    Mgmt    For    For    For
1b    Elect Director Dianne Neal Blixt    Mgmt    For    For    For
1c    Elect Director Amy DiGeso    Mgmt    For    For    For
1d    Elect Director Lon R. Greenberg    Mgmt    For    For    For
1e    Elect Director Jeffrey Noddle    Mgmt    For    For    For
1f    Elect Director Robert F. Sharpe, Jr.    Mgmt    For    For    For
1g    Elect Director Brian T. Shea    Mgmt    For    For    For
1h    Elect Director W. Edward Walter, III    Mgmt    For    For    For
1i    Elect Director Christopher J. Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Capital One Financial Corporation

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   14040H105
Record Date:   03/03/2020   Meeting Type:   Annual   Ticker:   COF
    Shares Voted:   139,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Richard D. Fairbank    Mgmt    For    For    For
1b    Elect Director Aparna Chennapragada    Mgmt    For    For    For
1c    Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1d    Elect Director Peter Thomas Killalea    Mgmt    For    For    For
1e    Elect Director Cornelis “Eli” Leenaars    Mgmt    For    For    For
1f    Elect Director Pierre E. Leroy    Mgmt    For    For    For
1g    Elect Director Francois Locoh-Donou    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Capital One Financial Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1h    Elect Director Peter E. Raskind    Mgmt    For    For    For
1i    Elect Director Eileen Serra    Mgmt    For    For    For
1j    Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1k    Elect Director Bradford H. Warner    Mgmt    For    For    For
1l    Elect Director Catherine G. West    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Provide Right to Act by Written Consent    Mgmt    For    For    For
5    Require Independent Board Chairman    SH    Against    Refer    For

Valero Energy Corporation

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   91913Y100
Record Date:   03/04/2020   Meeting Type:   Annual   Ticker:   VLO
    Shares Voted:   155,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1A    Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1B    Elect Director Joseph W. Gorder    Mgmt    For    For    For
1C    Elect Director Kimberly S. Greene    Mgmt    For    For    For
1D    Elect Director Deborah P. Majoras    Mgmt    For    For    For
1E    Elect Director Eric D. Mullins    Mgmt    For    For    For
1F    Elect Director Donald L. Nickles    Mgmt    For    For    For
1G    Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1H    Elect Director Robert A. Profusek    Mgmt    For    For    For
1I    Elect Director Stephen M. Waters    Mgmt    For    For    For
1J    Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1K    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Valero Energy Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

4    Approve Omnibus Stock Plan    Mgmt    For    For    For

Welltower Inc.

 

Meeting Date:   04/30/2020   Country:   USA   Primary Security ID:   95040Q104
Record Date:   03/03/2020   Meeting Type:   Annual   Ticker:   WELL
    Shares Voted:   168,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1b    Elect Director Thomas J. DeRosa    Mgmt    For    For    For
1c    Elect Director Karen B. DeSalvo    Mgmt    For    For    For
1d    Elect Director Jeffrey H. Donahue    Mgmt    For    For    For
1e    Elect Director Sharon M. Oster    Mgmt    For    For    For
1f    Elect Director Sergio D. Rivera    Mgmt    For    For    For
1g    Elect Director Johnese M. Spisso    Mgmt    For    For    For
1h    Elect Director Kathryn M. Sullivan    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

HCA Healthcare, Inc.

 

Meeting Date:   05/01/2020   Country:   USA   Primary Security ID:   40412C101
Record Date:   03/09/2020   Meeting Type:   Annual   Ticker:   HCA
    Shares Voted:   92,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b    Elect Director Samuel N. Hazen    Mgmt    For    For    For
1c    Elect Director Meg G. Crofton    Mgmt    For    For    For
1d    Elect Director Robert J. Dennis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

HCA Healthcare, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1e    Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1f    Elect Director William R. Frist    Mgmt    For    For    For
1g    Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h    Elect Director Michael W. Michelson    Mgmt    For    For    For
1i    Elect Director Wayne J. Riley    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right to Call Special Meeting    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

Evergy, Inc.

 

Meeting Date:   05/05/2020   Country:   USA   Primary Security ID:   30034W106
Record Date:   02/25/2020   Meeting Type:   Annual   Ticker:   EVRG
    Shares Voted:   79,100    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Kirkland B. Andrews    Mgmt    For    For    For
1b    Elect Director Terry Bassham    Mgmt    For    For    For
1c    Elect Director Mollie Hale Carter    Mgmt    For    For    For
1d    Elect Director Richard L. Hawley    Mgmt    For    For    For
1e    Elect Director Thomas D. Hyde    Mgmt    For    For    For
1f    Elect Director B. Anthony Isaac    Mgmt    For    For    For
1g    Elect Director Paul M. Keglevic    Mgmt    For    For    For
1h    Elect Director Sandra A.J. Lawrence    Mgmt    For    For    For
1i    Elect Director Ann D. Murtlow    Mgmt    For    For    For
1j    Elect Director Sandra J. Price    Mgmt    For    For    For
1k    Elect Director Mark A. Ruelle    Mgmt    For    For    For
1l    Elect Director S. Carl Soderstrom, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Evergy, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1m    Elect Director John Arthur Stall    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

GlaxoSmithKline Plc

 

Meeting Date:   05/06/2020   Country:   United Kingdom   Primary Security ID:   G3910J112
Record Date:   03/16/2020   Meeting Type:   Annual   Ticker:   GSK
    Shares Voted:   268,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    Refer    For
3    Approve Remuneration Policy    Mgmt    For    Refer    For
4    Elect Sir Jonathan Symonds as Director    Mgmt    For    For    For
5    Elect Charles Bancroft as Director    Mgmt    For    For    For
6    Re-elect Emma Walmsley as Director    Mgmt    For    For    For
7    Re-elect Vindi Banga as Director    Mgmt    For    For    For
8    Re-elect Dr Hal Barron as Director    Mgmt    For    For    For
9    Re-elect Dr Vivienne Cox as Director    Mgmt    For    For    For
10    Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11    Re-elect Dr Laurie Glimcher as Director    Mgmt    For    For    For
12    Re-elect Dr Jesse Goodman as Director    Mgmt    For    For    For
13    Re-elect Judy Lewent as Director    Mgmt    For    For    For
14    Re-elect Iain Mackay as Director    Mgmt    For    For    For
15    Re-elect Urs Rohner as Director    Mgmt    For    For    For
16    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

GlaxoSmithKline Plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

18    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19    Authorise Issue of Equity    Mgmt    For    For    For
20    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   718172109
Record Date:   03/13/2020   Meeting Type:   Annual   Ticker:   PM
    Shares Voted:   203,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1b    Elect Director Louis C. Camilleri    Mgmt    For    For    For
1c    Elect Director Werner Geissler    Mgmt    For    For    For
1d    Elect Director Lisa A. Hook    Mgmt    For    For    For
1e    Elect Director Jennifer Li    Mgmt    For    For    For
1f    Elect Director Jun Makihara    Mgmt    For    For    For
1g    Elect Director Kalpana Morparia    Mgmt    For    For    For
1h    Elect Director Lucio A. Noto    Mgmt    For    For    For
1i    Elect Director Frederik Paulsen    Mgmt    For    For    For
1j    Elect Director Robert B. Polet    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Phillips 66

 

Meeting Date:   05/06/2020   Country:   USA   Primary Security ID:   718546104
Record Date:   03/11/2020   Meeting Type:   Annual   Ticker:   PSX
    Shares Voted:   136,000    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Charles M. Holley    Mgmt    For    For    For
1b    Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c    Elect Director Marna C. Whittington    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Risks of Gulf Coast Petrochemical Investments    SH    Against    Refer    For

CVS Health Corporation

 

Meeting Date:   05/14/2020   Country:   USA   Primary Security ID:   126650100
Record Date:   03/18/2020   Meeting Type:   Annual   Ticker:   CVS
    Shares Voted:   235,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Fernando Aguirre    Mgmt    For    For    For
1b    Elect Director C. David Brown, II    Mgmt    For    For    For
1c    Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d    Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e    Elect Director David W. Dorman    Mgmt    For    For    For
1f    Elect Director Roger N. Farah    Mgmt    For    For    For
1g    Elect Director Anne M. Finucane    Mgmt    For    For    For
1h    Elect Director Edward J. Ludwig    Mgmt    For    For    For
1i    Elect Director Larry J. Merlo    Mgmt    For    For    For
1j    Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1k    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l    Elect Director William C. Weldon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

CVS Health Corporation

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1m    Elect Director Tony L. White    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4    Amend Omnibus Stock Plan    Mgmt    For    For    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Amend Shareholder Written Consent Provisions    SH    Against    Refer    Against
7    Require Independent Board Chairman    SH    Against    Refer    Against

nVent Electric plc

 

Meeting Date:   05/15/2020   Country:   Ireland   Primary Security ID:   G6700G107
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   NVT
    Shares Voted:   51,900    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Brian M. Baldwin *Withdrawn*    Mgmt         
1b    Elect Director Jerry W. Burris    Mgmt    For    For    For
1c    Elect Director Susan M. Cameron    Mgmt    For    For    For
1d    Elect Director Michael L. Ducker    Mgmt    For    For    For
1e    Elect Director Randall J. Hogan    Mgmt    For    For    For
1f    Elect Director Ronald L. Merriman    Mgmt    For    For    For
1g    Elect Director Nicola T. Palmer    Mgmt    For    For    For
1h    Elect Director Herbert K. Parker    Mgmt    For    For    For
1i    Elect Director Beth A. Wozniak    Mgmt    For    For    For
1j    Elect Director Jacqueline Wright    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

nVent Electric plc

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

5    Authorize Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For

Amgen Inc.

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   031162100
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   AMGN
    Shares Voted:   56,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Wanda M. Austin    Mgmt    For    For    For
1b    Elect Director Robert A. Bradway    Mgmt    For    For    For
1c    Elect Director Brian J. Druker    Mgmt    For    For    For
1d    Elect Director Robert A. Eckert    Mgmt    For    For    For
1e    Elect Director Greg C. Garland    Mgmt    For    For    For
1f    Elect Director Fred Hassan    Mgmt    For    For    For
1g    Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1h    Elect Director Tyler Jacks    Mgmt    For    For    For
1i    Elect Director Ellen J. Kullman    Mgmt    For    For    For
1j    Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k    Elect Director R. Sanders Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

The Allstate Corporation

 

Meeting Date:   05/19/2020   Country:   USA   Primary Security ID:   020002101
Record Date:   03/20/2020   Meeting Type:   Annual   Ticker:   ALL
    Shares Voted:   126,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Kermit R. Crawford    Mgmt    For    For    For
1b    Elect Director Michael L. Eskew    Mgmt    For    For    For
1c    Elect Director Margaret M. Keane    Mgmt    For    For    For
1d    Elect Director Siddharth N. (Bobby) Mehta    Mgmt    For    For    For
1e    Elect Director Jacques P. Perold    Mgmt    For    For    For
1f    Elect Director Andrea Redmond    Mgmt    For    For    For
1g    Elect Director Gregg M. Sherrill    Mgmt    For    For    For
1h    Elect Director Judith A. Sprieser    Mgmt    For    For    For
1i    Elect Director Perry M. Traquina    Mgmt    For    For    For
1j    Elect Director Thomas J. Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Graphic Packaging Holding Company

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   388689101
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   GPK
    Shares Voted:   378,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Michael P. Doss    Mgmt    For    For    For
1.2    Elect Director Dean A. Scarborough    Mgmt    For    For    For
1.3    Elect Director Larry M. Venturelli    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Northrop Grumman Corporation

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   666807102
Record Date:   03/24/2020   Meeting Type:   Annual   Ticker:   NOC
    Shares Voted:   36,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kathy J. Warden    Mgmt    For    For    For
1.2    Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3    Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4    Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5    Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6    Elect Director William H. Hernandez    Mgmt    For    For    For
1.7    Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8    Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9    Elect Director Gary Roughead    Mgmt    For    For    For
1.10    Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11    Elect Director James S. Turley    Mgmt    For    For    For
1.12    Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Report on Human Rights Impact Assessment    SH    Against    For    For
5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:   05/20/2020   Country:   USA   Primary Security ID:   759351604
Record Date:   03/17/2020   Meeting Type:   Annual   Ticker:   RGA
    Shares Voted:   64,500    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Pina Albo    Mgmt    For    For    For
1b    Elect Director Christine R. Detrick    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Reinsurance Group of America, Incorporated

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1c    Elect Director J. Cliff Eason    Mgmt    For    For    For
1d    Elect Director John J. Gauthier    Mgmt    For    For    For
1e    Elect Director Anna Manning    Mgmt    For    For    For
1f    Elect Director Hazel M. McNeilage    Mgmt    For    For    For
1g    Elect Director Steven C. Van Wyk    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions    Mgmt    For    Refer    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Morgan Stanley

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   617446448
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   MS
    Shares Voted:   131,000    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Elizabeth Corley    Mgmt    For    For    For
1b    Elect Director Alistair Darling    Mgmt    For    For    For
1c    Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d    Elect Director James P. Gorman    Mgmt    For    For    For
1e    Elect Director Robert H. Herz    Mgmt    For    For    For
1f    Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g    Elect Director Stephen J. Luczo    Mgmt    For    For    For
1h    Elect Director Jami Miscik    Mgmt    For    For    For
1i    Elect Director Dennis M. Nally    Mgmt    For    For    For
1j    Elect Director Takeshi Ogasawara    Mgmt    For    For    For
1k    Elect Director Hutham S. Olayan    Mgmt    For    For    For
1l    Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m    Elect Director Perry M. Traquina    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Morgan Stanley

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1n    Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Synchrony Financial

 

Meeting Date:   05/21/2020   Country:   USA   Primary Security ID:   87165B103
Record Date:   03/26/2020   Meeting Type:   Annual   Ticker:   SYF
    Shares Voted:   372,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Margaret M. Keane    Mgmt    For    For    For
1b    Elect Director Fernando Aguirre    Mgmt    For    For    For
1c    Elect Director Paget L. Alves    Mgmt    For    For    For
1d    Elect Director Arthur W. Coviello, Jr.    Mgmt    For    For    For
1e    Elect Director William W. Graylin    Mgmt    For    For    For
1f    Elect Director Roy A. Guthrie    Mgmt    For    For    For
1g    Elect Director Richard C. Hartnack    Mgmt    For    For    For
1h    Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1i    Elect Director Laurel J. Richie    Mgmt    For    For    For
1j    Elect Director Olympia J. Snowe    Mgmt    For    For    For
1k    Elect Director Ellen M. Zane    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

NXP Semiconductors N.V.

 

Meeting Date:   05/27/2020   Country:   Netherlands   Primary Security ID:   N6596X109
Record Date:   04/29/2020   Meeting Type:   Annual   Ticker:   NXPI
    Shares Voted:   111,567    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Discharge of Board Members    Mgmt    For    For    For
3a    Elect Kurt Sievers as Executive Director    Mgmt    For    For    For
3b    Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c    Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3d    Reelect Josef Kaeser as Non-Executive Director    Mgmt    For    For    For
3e    Reelect Lena Olving as Non-Executive Director    Mgmt    For    For    For
3f    Reelect Peter Smitham as Non-Executive Director    Mgmt    For    For    For
3g    Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3h    Reelect Jasmin Staiblin as Non-Executive Director    Mgmt    For    For    For
3i    Reelect Gregory Summe as Non-Executive Director    Mgmt    For    For    For
3j    Reelect Karl-Henrik Sundstrom as Non-Executive Director    Mgmt    For    For    For
4    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
5    Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
6    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7    Approve Cancellation of Ordinary Shares    Mgmt    For    For    For
8    Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
9    Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board    Mgmt    For    Refer    For
10    Amend Articles to Establish Quorum Requirement    Mgmt    For    Refer    For
11    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
12    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Fidelity National Information Services, Inc.

 

Meeting Date:   05/28/2020   Country:   USA   Primary Security ID:   31620M106
Record Date:   04/01/2020   Meeting Type:   Annual   Ticker:   FIS
    Shares Voted:   96,800    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Lee Adrean    Mgmt    For    For    For
1b    Elect Director Ellen R. Alemany    Mgmt    For    For    For
1c    Elect Director Lisa A. Hook    Mgmt    For    For    For
1d    Elect Director Keith W. Hughes    Mgmt    For    For    For
1e    Elect Director Gary L. Lauer    Mgmt    For    For    For
1f    Elect Director Gary A. Norcross    Mgmt    For    For    For
1g    Elect Director Louise M. Parent    Mgmt    For    For    For
1h    Elect Director Brian T. Shea    Mgmt    For    For    For
1i    Elect Director James B. Stallings, Jr.    Mgmt    For    For    For
1j    Elect Director Jeffrey E. Stiefler    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Lowe’s Companies, Inc.

 

Meeting Date:   05/29/2020   Country:   USA   Primary Security ID:   548661107
Record Date:   03/23/2020   Meeting Type:   Annual   Ticker:   LOW
    Shares Voted:   100,300    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Raul Alvarez    Mgmt    For    For    For
1.2    Elect Director David H. Batchelder    Mgmt    For    For    For
1.3    Elect Director Angela F. Braly    Mgmt    For    For    For
1.4    Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5    Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6    Elect Director Richard W. Dreiling    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Lowe’s Companies, Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.7    Elect Director Marvin R. Ellison    Mgmt    For    For    For
1.8    Elect Director Brian C. Rogers    Mgmt    For    For    For
1.9    Elect Director Bertram L. Scott    Mgmt    For    For    For
1.10    Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.11    Elect Director Eric C. Wiseman    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Total SA

 

Meeting Date:   05/29/2020   Country:   France   Primary Security ID:   F92124100
Record Date:   04/24/2020   Meeting Type:   Annual/Special   Ticker:   FP
    Shares Voted:   35,136    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

   Meeting for ADR Holders    Mgmt         
   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program    Mgmt    For    For    For
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6    Reelect Patricia Barbizet as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Total SA

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

7    Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8    Reelect Mark Cutifani as Director    Mgmt    For    For    For
9    Elect Jerome Contamine as Director    Mgmt    For    For    For
10    Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11    Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13    Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
   Extraordinary Business    Mgmt         
14    Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly    Mgmt    For    Refer    For
15    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
16    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    Mgmt    For    Refer    For
18    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17    Mgmt    For    For    For
19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
21    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
   Shareholders Proposal    Mgmt         
A    Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Comcast Corporation

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   20030N101
Record Date:   04/03/2020   Meeting Type:   Annual   Ticker:   CMCSA
    Shares Voted:   371,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2    Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3    Elect Director Naomi M. Bergman    Mgmt    For    For    For
1.4    Elect Director Edward D. Breen    Mgmt    For    Refer    Withhold
1.5    Elect Director Gerald L. Hassell    Mgmt    For    Refer    Withhold
1.6    Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7    Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8    Elect Director Asuka Nakahara    Mgmt    For    For    For
1.9    Elect Director David C. Novak    Mgmt    For    Refer    Withhold
1.10    Elect Director Brian L. Roberts    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3    Amend Stock Option Plan    Mgmt    For    Refer    For
4    Amend Restricted Stock Plan    Mgmt    For    For    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
6    Report on Lobbying Payments and Policy    SH    Against    For    For
7    Require Independent Board Chair    SH    Against    Refer    For
8    Report on Risks Posed by Failing to Prevent Sexual Harassment    SH    Against    Against    Against

Walmart Inc.

 

Meeting Date:   06/03/2020   Country:   USA   Primary Security ID:   931142103
Record Date:   04/09/2020   Meeting Type:   Annual   Ticker:   WMT
    Shares Voted:   144,400    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Cesar Conde    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Walmart Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1b    Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c    Elect Director Sarah J. Friar    Mgmt    For    For    For
1d    Elect Director Carla A. Harris    Mgmt    For    For    For
1e    Elect Director Thomas W. Horton    Mgmt    For    For    For
1f    Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g    Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h    Elect Director Gregory B. Penner    Mgmt    For    Refer    For
1i    Elect Director Steven S Reinemund    Mgmt    For    For    For
1j    Elect Director S. Robson Walton    Mgmt    For    For    For
1k    Elect Director Steuart L. Walton    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Impacts of Single-Use Plastic Bags    SH    Against    For    For
6    Report on Supplier Antibiotics Use Standards    SH    Against    Against    Against
7    Adopt Policy to Include Hourly Associates as Director Candidates    SH    Against    Refer    Against
8    Report on Strengthening Prevention of Workplace Sexual Harassment    SH    Against    For    For

Omnicom Group Inc.

 

Meeting Date:   06/09/2020   Country:   USA   Primary Security ID:   681919106
Record Date:   04/22/2020   Meeting Type:   Annual   Ticker:   OMC
    Shares Voted:   173,121    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.1    Elect Director John D. Wren    Mgmt    For    For    For
1.2    Elect Director Mary C. Choksi    Mgmt    For    For    For
1.3    Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.4    Elect Director Susan S. Denison    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Omnicom Group Inc.

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1.5    Elect Director Ronnie S. Hawkins    Mgmt    For    For    For
1.6    Elect Director Deborah J. Kissire    Mgmt    For    For    For
1.7    Elect Director Gracia C. Martore    Mgmt    For    For    For
1.8    Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.9    Elect Director Valerie M. Williams    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Amend Proxy Access Right    SH    Against    For    For

Target Corporation

 

Meeting Date:   06/10/2020   Country:   USA   Primary Security ID:   87612E106
Record Date:   04/13/2020   Meeting Type:   Annual   Ticker:   TGT
    Shares Voted:   106,700    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1b    Elect Director George S. Barrett    Mgmt    For    For    For
1c    Elect Director Brian C. Cornell    Mgmt    For    For    For
1d    Elect Director Calvin Darden    Mgmt    For    For    For
1e    Elect Director Robert L. Edwards    Mgmt    For    For    For
1f    Elect Director Melanie L. Healey    Mgmt    For    For    For
1g    Elect Director Donald R. Knauss    Mgmt    For    For    For
1h    Elect Director Monica C. Lozano    Mgmt    For    For    For
1i    Elect Director Mary E. Minnick    Mgmt    For    For    For
1j    Elect Director Kenneth L. Salazar    Mgmt    For    For    For
1k    Elect Director Dmitri L. Stockton    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Delta Air Lines, Inc.

 

Meeting Date:   06/18/2020   Country:   USA   Primary Security ID:   247361702
Record Date:   04/30/2020   Meeting Type:   Annual   Ticker:   DAL
    Shares Voted:   164,585    

 

Proposal                   Voting    Vote

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Instruction

1a    Elect Director Edward H. Bastian    Mgmt    For    For    For
1b    Elect Director Francis S. Blake    Mgmt    For    For    For
1c    Elect Director Ashton B. Carter    Mgmt    For    For    For
1d    Elect Director David G. DeWalt    Mgmt    For    For    For
1e    Elect Director William H. Easter, III    Mgmt    For    For    For
1f    Elect Director Christopher A. Hazleton    Mgmt    For    For    For
1g    Elect Director Michael P. Huerta    Mgmt    For    For    For
1h    Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1i    Elect Director George N. Mattson    Mgmt    For    For    For
1j    Elect Director Sergio A. L. Rial    Mgmt    For    For    For
1k    Elect Director David S. Taylor    Mgmt    For    For    For
1l    Elect Director Kathy N. Waller    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Report on Climate Lobbying    SH    Against    For    For
6    Report on Political Contributions    SH    Against    For    For
7    Report on Sexual Harassment Policy    SH    Against    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY VARIABLE INSURANCE PORTFOLIOS
(Registrant)
By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2020
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 31, 2020