N-PX 1 d791952dnpx.htm IVY VARIABLE INSURANCE PORTFOLIOS Ivy Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2018 to June 30, 2019


IVY VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

ITC Ltd.

 

Meeting Date:    07/27/2018    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/20/2018    Meeting Type:    Annual    Ticker:    ITC

 

Shares Voted:   861,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Nakul Anand as Director    Mgmt    For    For    For
4   Reelect Sanjiv Puri as Director    Mgmt    For    For    For
5   Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Elect John Pulinthanam as Director    Mgmt    For    For    For
7   Approve Redesignation of Sanjiv Puri as Managing Director with Effect from May 16, 2018    Mgmt    For    For    For
8   Reelect Sanjiv Puri as Director and Approve Reappointment and Remuneration of Sanjiv Puri as Managing Director with Effect from July 22, 2019    Mgmt    For    For    For
9   Reelect Nakul Anand as Director and Approve Reappointment and Remuneration of Nakul Anand as Executive Director with Effect from Jan. 3, 2019    Mgmt    For    For    For
10   Reelect Rajiv Tandon as Director and Approve Reappointment and Remuneration of Rajiv Tandon as Executive Director with Effect from July 22, 2019    Mgmt    For    For    For
11   Approve Remuneration and Benefits of Yogesh Chander Deveshwar as Chairman    Mgmt    For    Refer    For
12   Reelect Yogesh Chander Deveshwar as Director    Mgmt    For    Refer    For
13   Reelect Sahibzada Syed Habib-ur-Rehman as Independent Director    Mgmt    For    For    For
14   Reelect Shilabhadra Banerjee as Independent Director    Mgmt    For    For    For
15   Approve Commission to Non-Executive Directors    Mgmt    For    Refer    For
16   Approve Remuneration of P. Raju Iyer as Cost Auditors    Mgmt    For    For    For
17   Approve Remuneration of Shome & Banerjee as Cost Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Larsen & Toubro Ltd.

 

Meeting Date:    08/23/2018    Country:    India    Primary Security ID:    Y5217N159
Record Date:    08/16/2018    Meeting Type:    Annual    Ticker:    500510

 

Shares Voted:   502,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Subramanian Sarma as Director    Mgmt    For    For    For
4   Reelect Sunita Sharma as Director    Mgmt    For    Refer    Against
5   Reelect A.M Naik as Director    Mgmt    For    For    For
6   Reelect D.K Sen as Director    Mgmt    For    For    For
7   Elect Hemant Bhargava as Director    Mgmt    For    For    For
8   Reelect A.M Naik as Non-Executive Director    Mgmt    For    For    For
9   Approve Remuneration of A.M Naik as Non-Executive Director    Mgmt    For    Refer    For
10   Approve Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis    Mgmt    For    Refer    For
11   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

ITC Ltd.

 

Meeting Date:    10/01/2018    Country:    India    Primary Security ID:    Y4211T171
Record Date:    08/17/2018    Meeting Type:    Special    Ticker:    500875

 

Shares Voted:   861,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Approve Grant of Equity Settled Stock Appreciation Rights to the Eligible Employees of the Company Under the lTC Employee Stock Appreciation Rights Scheme 2018    Mgmt    For    For    For
2   Approve Extension of Benefits of the lTC Employee Stock Appreciation Rights Scheme 2018 to Permanent Employees Including Managing/Wholetime Directors, of Subsidiary Companies    Mgmt    For    For    For
3   Approve Variation in the Terms of Remuneration of the Managing Director and other Wholetime Directors of the Company    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Larsen & Toubro Ltd.

 

Meeting Date:    10/01/2018    Country:    India    Primary Security ID:    Y5217N159
Record Date:    08/24/2018    Meeting Type:    Special    Ticker:    500510

 

Shares Voted:   502,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Approve Buy Back of Equity Shares    Mgmt    For    For    For

Alibaba Group Holding Ltd.

 

Meeting Date:    10/31/2018    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/24/2018    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   48,047          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Joseph C. Tsai as Director    Mgmt    For    Refer    Against
1.2   Elect J. Michael Evans as Director    Mgmt    For    Refer    Against
1.3   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
1.4   Elect Borje E. Ekholm as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Industrial & Commercial Bank of China Ltd.

 

Meeting Date:    11/21/2018    Country:    China    Primary Security ID:    Y3990B112
Record Date:    10/19/2018    Meeting Type:    Special    Ticker:    1398

 

Shares Voted:   10,457,560          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Elect Zheng Fuqing as Director    Mgmt    For    For    For
2   Elect Fei Zhoulin as Director    Mgmt         
3   Elect Nout Wellink as Director    Mgmt    For    For    For
4   Elect Fred Zuliu Hu as Director    Mgmt    For    For    For
5   Elect Qu Qiang as Supervisor    Mgmt    For    Refer    For
6   Approve the Payment Plan of Remuneration to Directors for 2017    Mgmt    For    Refer    For
7   Approve the Payment Plan of Remuneration to Supervisors for 2017    Mgmt    For    Refer    For
8   Approve Proposal to Issue Eligible Tier 2 Capital Instruments    Mgmt    For    Refer    For
9   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
  APPROVE PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE COMPANY    Mgmt         
10.01   Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.02   Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.03   Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.04   Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.05   Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.06   Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.07   Approve Lock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Industrial & Commercial Bank of China Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.08   Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.09   Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.10   Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.11   Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.12   Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.13   Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.14   Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.15   Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.16   Approve Use of Proceeds from the Issuance of the Domestic Preference Shares    Mgmt    For    For    For
10.17   Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.18   Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.19   Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares    Mgmt    For    Refer    For
10.20   Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
10.21   Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
  APPROVE PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE COMPANY    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Industrial & Commercial Bank of China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11.01   Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.02   Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.03   Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.04   Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.05   Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.06   Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.07   Approve Lock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.08   Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.09   Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.10   Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.11   Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.12   Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.13   Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.14   Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.15   Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Industrial & Commercial Bank of China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11.16   Approve Use of Proceeds from the Issuance of the Offshore Preference Shares    Mgmt    For    For    For
11.17   Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.18   Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.19   Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares    Mgmt    For    Refer    For
11.20   Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
11.21   Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company    Mgmt    For    Refer    For
12   Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company    Mgmt    For    Refer    For
13   Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company    Mgmt    For    For    For

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   227,753          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Microsoft Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:    11/29/2018    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    11/27/2018    Meeting Type:    Annual    Ticker:    FERG

 

Shares Voted:   78,421          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6   Re-elect Gareth Davis as Director    Mgmt    For    For    For
7   Re-elect John Martin as Director    Mgmt    For    For    For
8   Re-elect Kevin Murphy as Director    Mgmt    For    For    For
9   Re-elect Alan Murray as Director    Mgmt    For    For    For
10   Re-elect Michael Powell as Director    Mgmt    For    For    For
11   Re-elect Darren Shapland as Director    Mgmt    For    For    For
12   Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Ferguson Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
14   Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors    Mgmt    For    Refer    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Medtronic Plc

 

Meeting Date:    12/07/2018    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   120,941          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director James T. Lenehan    Mgmt    For    For    For
1h   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1i   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1j   Elect Director Kendall J. Powell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Medtronic Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    01/17/2019    Country:    India    Primary Security ID:    Y0487S137
Record Date:    11/30/2018    Meeting Type:    Special    Ticker:    532215

 

Shares Voted:   1,018,929          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Elect Girish Paranjpe as Director    Mgmt    For    For    For
2   Elect Amitabh Chaudhry as Director    Mgmt    For    For    For
3   Approve Appointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO    Mgmt    For    For    For
4   Reelect Samir K. Barua as Director    Mgmt    For    For    For
5   Reelect Som Mittal as Director    Mgmt    For    For    For
6   Reelect Rohit Bhagat as Director    Mgmt    For    For    For
7   Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of the Bank Under the Employee Stock Option Scheme    Mgmt    For    For    For
8   Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of Subsidiary Companies of the Bank    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Intuit, Inc.

 

Meeting Date:    01/17/2019    Country:    USA    Primary Security ID:    461202103
Record Date:    11/19/2018    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   48,938          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Sasan Goodarzi    Mgmt    For    For    For
1e   Elect Director Deborah Liu    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Brad D. Smith    Mgmt    For    For    For
1i   Elect Director Thomas Szkutak    Mgmt    For    For    For
1j   Elect Director Raul Vazquez    Mgmt    For    For    For
1k   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Visa, Inc.

 

Meeting Date:    01/29/2019    Country:    USA    Primary Security ID:    92826C839
Record Date:    11/30/2018    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   105,616          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director John F. Lundgren    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Denise M. Morrison    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Visa, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Compass Group Plc

 

Meeting Date:    02/07/2019    Country:    United Kingdom    Primary Security ID:    G23296208
Record Date:    02/05/2019    Meeting Type:    Annual    Ticker:    CPG

 

Shares Voted:   346,234          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect John Bryant as Director    Mgmt    For    For    For
5   Elect Anne-Francoise Nesmes as Director    Mgmt    For    For    For
6   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
7   Re-elect Gary Green as Director    Mgmt    For    For    For
8   Re-elect Carol Arrowsmith as Director    Mgmt    For    For    For
9   Re-elect John Bason as Director    Mgmt    For    For    For
10   Re-elect Stefan Bomhard as Director    Mgmt    For    For    For
11   Re-elect Nelson Silva as Director    Mgmt    For    For    For
12   Re-elect Ireena Vittal as Director    Mgmt    For    For    For
13   Re-elect Paul Walsh as Director    Mgmt    For    For    For
14   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Compass Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Approve Payment of Full Fees Payable to Non-executive Directors    Mgmt    For    Refer    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with 14 Working Days’ Notice    Mgmt    For    For    For

Apple, Inc.

 

Meeting Date:    03/01/2019    Country:    USA    Primary Security ID:    037833100
Record Date:    01/02/2019    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   46,804          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against
5   Disclose Board Diversity and Qualifications    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Applied Materials, Inc.

 

Meeting Date:    03/07/2019    Country:    USA    Primary Security ID:    038222105
Record Date:    01/10/2019    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   198,612          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Scott A. McGregor    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019    Country:    USA    Primary Security ID:    747525103
Record Date:    01/14/2019    Meeting Type:    Annual    Ticker:    QCOM

 

Shares Voted:   210,039          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Mark Fields    Mgmt    For    For    For
1c   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1d   Elect Director Ann M. Livermore    Mgmt    For    For    For
1e   Elect Director Harish Manwani    Mgmt    For    For    For
1f   Elect Director Mark D. McLaughlin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

QUALCOMM, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1h   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1i   Elect Director Francisco Ros    Mgmt    For    For    For
1j   Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1k   Elect Director Neil Smit    Mgmt    For    For    For
1l   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/20/2019    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2018    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   154,427          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Bahk Jae-wan as Outside Director    Mgmt    For    Refer    Against
2.1.2   Elect Kim Han-jo as Outside Director    Mgmt    For    For    For
2.1.3   Elect Ahn Curie as Outside Director    Mgmt    For    For    For
2.2.1   Elect Bahk Jae-wan as a Member of Audit Committee    Mgmt    For    Refer    Against
2.2.2   Elect Kim Han-jo as a Member of Audit Committee    Mgmt    For    For    For
3   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Sampo Oyj

 

Meeting Date:    04/09/2019    Country:    Finland    Primary Security ID:    X75653109
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    SAMPO

 

Shares Voted:   178,447          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8a   Approve Allocation of Income and Dividends of EUR 2.85 Per Share    Mgmt    For    For    For
8b   Authorize Board to Distribute Extra Dividend of up to EUR 0.90 Per Share    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
11   Fix Number of Directors at Eight    Mgmt    For    For    For
12   Reelect Christian Clausen, Jannica Fagerholm, Veli-Matti Mattila, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Fiona Clutterbuck and Johanna Lamminen as New Directors    Mgmt    For    For    For
13   Approve Remuneration of Auditors    Mgmt    For    For    For
14   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
15   Authorize Share Repurchase Program    Mgmt    For    For    For
16   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Airbus SE

 

Meeting Date:    04/10/2019    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   123,424          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.65 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    Against
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    Against
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Amend Remuneration Policy    Mgmt    For    Refer    For
4.7   Elect Guillaume Faury as Executive Director    Mgmt    For    For    For
4.8   Reelect Catherine Guillouard as Non-Executive Director    Mgmt    For    For    For
4.9   Reelect Claudia Nemat as Non-Executive Director    Mgmt    For    For    For
4.10   Reelect Carlos Tavares as Non-Executive Director    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.12   Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.14   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Adobe Inc.

 

Meeting Date:    04/11/2019    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/13/2019    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   41,726          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1c   Elect Director James E. Daley    Mgmt    For    For    For
1d   Elect Director Laura B. Desmond    Mgmt    For    For    For
1e   Elect Director Charles M. Geschke    Mgmt    For    For    For
1f   Elect Director Shantanu Narayen    Mgmt    For    For    For
1g   Elect Director Kathleen Oberg    Mgmt    For    For    For
1h   Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i   Elect Director David A. Ricks    Mgmt    For    For    For
1j   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1k   Elect Director John E. Warnock    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Gender Pay Gap    SH    Against    Against    Against

Nestle SA

 

Meeting Date:    04/11/2019    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   143,743      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    Refer    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Allocation of Income and Dividends of CHF 2.45 per Share    Mgmt    For    For    For
4.1a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    Against
4.1b   Reelect Ulf Schneider as Director    Mgmt    For    For    Against
4.1c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1f   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1g   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1h   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1i   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1j   Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1k   Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1l   Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.2.1   Elect Dick Boer as Director    Mgmt    For    For    For
4.2.2   Elect Dinesh Paliwal as Director    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    For    For
6   Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

UniCredit SpA

 

Meeting Date:    04/11/2019    Country:    Italy    Primary Security ID:    T9T23L642
Record Date:    04/02/2019    Meeting Type:    Annual/Special    Ticker:    UCG

 

Shares Voted:   489,485          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports; Elimination of Negative Reserves    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
  Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates    Mgmt         
3.1   Slate 1 Submitted by Allianz    SH    None    For    For
3.2   Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Do Not Vote
  Shareholder Proposal Submitted by Allianz    Mgmt         
4   Approve Internal Auditors’ Remuneration    SH    None    Refer    For
  Management Proposals    Mgmt         
5   Elect Elena Carletti as Director    Mgmt    For    For    For
6   Approve 2019 Group Incentive System    Mgmt    For    Refer    For
7   Approve Remuneration Policy    Mgmt    For    Refer    For
8   Approve Severance Payments Policy    Mgmt    For    Refer    For
9   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
1   Authorize Board to Increase Capital to Service 2018 Group Incentive System    Mgmt    For    Refer    For
2   Authorize Board to Increase Capital to Service 2019 Group Incentive System    Mgmt    For    Refer    For
3   Amend Articles of Association Re: Article 6    Mgmt    For    Refer    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Citigroup Inc.

 

Meeting Date:    04/16/2019    Country:    USA    Primary Security ID:    172967424
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   115,525          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d   Elect Director John C. Dugan    Mgmt    For    For    For
1e   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1f   Elect Director Peter B. Henry    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1h   Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1i   Elect Director Renee J. James    Mgmt    For    For    For
1j   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Diana L. Taylor    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For
1o   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Beiersdorf AG

 

Meeting Date:    04/17/2019    Country:    Germany    Primary Security ID:    D08792109
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    BEI

 

Shares Voted:   63,419          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.70 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5   Ratify Ernst & Young GmbH as Auditors for Fiscal 2019    Mgmt    For    For    For
6.1   Elect Hong Chow to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Martin Hansson to the Supervisory Board    Mgmt    For    Refer    Against
6.3   Elect Michael Herz to the Supervisory Board    Mgmt    For    Refer    Against
6.4   Elect Christine Martel to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Frederic Pflanz to the Supervisory Board    Mgmt    For    For    Against
6.6   Elect Reinhard Poellath to the Supervisory Board    Mgmt    For    Refer    Against
6.7   Elect Beatrice Dreyfus as Alternate Supervisory Board Member    Mgmt    For    For    For

VINCI SA

 

Meeting Date:    04/17/2019    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/15/2019    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   85,319          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.67 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Reelect Robert Castaigne as Director    Mgmt    For    For    For
5   Reelect Ana Paula Pessoa as Director    Mgmt    For    For    For
6   Reelect Pascale Sourisse as Director    Mgmt    For    For    For
7   Elect Caroline Gregoire Sainte Marie as Director    Mgmt    For    For    For
8   Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    For
9   Elect Francoise Roze as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
10   Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
11   Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
12   Renew Appointment of Deloitte Et Associes as Auditor    Mgmt    For    For    For
13   Appoint PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
16   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    Refer    For
17   Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
18   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
20   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    For    For
22   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22    Mgmt    For    For    For
24   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
25   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
27   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds    Mgmt    For    Refer    For
28   Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors    Mgmt    For    For    For
29   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    655044105
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   184,346          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director James E. Craddock    Mgmt    For    Refer    For
1d   Elect Director Barbara J. Duganier    Mgmt    For    For    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Holli C. Ladhani    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ASML Holding NV

 

Meeting Date:    04/24/2019    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   40,637          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3.a   Discuss Remuneration Policy    Mgmt         
3.b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3.d   Approve Dividends of EUR 2.10 Per Share    Mgmt    For    For    For
4.a   Approve Discharge of Management Board    Mgmt    For    For    For
4.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Amend Remuneration Policy    Mgmt    For    Refer    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7   Discussion of Updated Supervisory Board Profile    Mgmt         
8.a   Reelect G.J. Kleisterlee to Supervisory Board    Mgmt    For    For    For
8.b   Reelect A.P. Aris to Supervisory Board    Mgmt    For    For    For
8.c   Reelect R.D. Schwalb to Supervisory Board    Mgmt    For    For    For
8.d   Reelect W.H. Ziebart to Supervisory Board    Mgmt    For    For    For
8.e   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
10   Ratify KPMG as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11.a   Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
11.b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a    Mgmt    For    For    For
11.c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
11.d   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c    Mgmt    For    For    For
12.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12.b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
13   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Other Business (Non-Voting)    Mgmt         
15   Close Meeting    Mgmt         

The Coca-Cola Company

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    191216100
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   156,816          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Christopher C. Davis    Mgmt    For    For    For
1.6   Elect Director Barry Diller    Mgmt    For    For    For
1.7   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.8   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.9   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.10   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director James Quincey    Mgmt    For    For    For
1.12   Elect Director Caroline J. Tsay    Mgmt    For    For    For
1.13   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Report on the Health Impacts and Risks of Sugar in the Company’s Products    SH    Against    Refer    Against

Lockheed Martin Corporation

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    539830109
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   20,502          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director David B. Burritt    Mgmt    For    For    For
1.3   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.4   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.5   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.6   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.7   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.8   Elect Director Vicki A. Hollub    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Bylaw    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Pfizer Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    717081103
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   405,673          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2   Elect Director Albert Bourla    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Dan R. Littman    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Schneider Electric SE

 

Meeting Date:    04/25/2019    Country:    France    Primary Security ID:    F86921107
Record Date:    04/23/2019    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   90,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.35 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Approve Compensation of Jean Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
6   Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
7   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8   Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    For
9   Reelect Greg Spierkel as Director    Mgmt    For    For    For
10   Elect Carolina Dybeck Happe as Director    Mgmt    For    For    For
11   Elect Xuezheng Ma as Director    Mgmt    For    For    For
12   Elect Lip Bu Tan as Director    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    Mgmt    For    Refer    For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    Against
16   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17    Mgmt    For    For    For
19   Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
20   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million    Mgmt    For    Refer    For
21   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
  Ordinary Business    Mgmt         
25   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Merck KGaA

 

Meeting Date:    04/26/2019    Country:    Germany    Primary Security ID:    D5357W103
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    MRK

 

Shares Voted:   57,838          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Accept Financial Statements and Statutory Reports for Fiscal 2018    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.25 per Share    Mgmt    For    For    For
4   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Merck KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For
7.1   Elect Wolfgang Buechele to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Michael Kleinemeier to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Renate Koehler to the Supervisory Board    Mgmt    For    For    For
7.4   Elect Helene von Roeder to the Supervisory Board    Mgmt    For    For    For
7.5   Elect Helga Ruebsamen-Schaeff to the Supervisory Board    Mgmt    For    For    For
7.6   Elect Daniel Thelen to the Supervisory Board    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   71,241          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Julie J. Robertson    Mgmt    For    For    For
1g   Elect Director Donald F. Textor    Mgmt    For    For    For
1h   Elect Director William R. Thomas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Ferguson Plc

 

Meeting Date:    04/29/2019    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    04/25/2019    Meeting Type:    Special    Ticker:    FERG

 

Shares Voted:   78,221          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company    Mgmt    For    Refer    For
2   Approve Cancellation of Share Premium Account    Mgmt    For    Refer    For
3   Approve Delisting of Ordinary Shares from the Official List    Mgmt    For    Refer    For
4   Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association    Mgmt    For    Refer    For
5   Adopt New Articles of Association    Mgmt    For    Refer    For
6   Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan    Mgmt    For    Refer    For

Ferguson Plc

 

Meeting Date:    04/29/2019    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    04/25/2019    Meeting Type:    Court    Ticker:    FERG

 

Shares Voted:   78,221          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court Meeting    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    127097103
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   185,106          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2   Elect Director Rhys J. Best    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4   Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5   Elect Director Peter B. Delaney    Mgmt    For    For    For
1.6   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.7   Elect Director Robert Kelley    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.9   Elect Director Marcus A. Watts    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    718172109
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   129,602          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.2   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.3   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Berkshire Hathaway Inc.

 

Meeting Date:    05/04/2019    Country:    USA    Primary Security ID:    084670702
Record Date:    03/06/2019    Meeting Type:    Annual    Ticker:    BRK.B

 

Shares Voted:   42,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Warren E. Buffet    Mgmt    For    For    For
1.2   Elect Director Charles T. Munger    Mgmt    For    For    For
1.3   Elect Director Gregory E. Abel    Mgmt    For    For    For
1.4   Elect Director Howard G. Buffett    Mgmt    For    For    For
1.5   Elect Director Stephen B. Burke    Mgmt    For    For    For
1.6   Elect Director Susan L. Decker    Mgmt    For    For    For
1.7   Elect Director William H. Gates, III    Mgmt    For    For    For
1.8   Elect Director David S. Gottesman    Mgmt    For    For    For
1.9   Elect Director Charlotte Guyman    Mgmt    For    For    For
1.10   Elect Director Ajit Jain    Mgmt    For    For    For
1.11   Elect Director Thomas S. Murphy    Mgmt    For    For    For
1.12   Elect Director Ronald L. Olson    Mgmt    For    For    For
1.13   Elect Director Walter Scott, Jr.    Mgmt    For    Refer    For
1.14   Elect Director Meryl B. Witmer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Discovery, Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    25470F104
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    DISCA

 

Shares Voted:   214,507          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul A. Gould    Mgmt    For    Refer    Withhold
1.2   Elect Director Kenneth W. Lowe    Mgmt    For    Refer    Withhold
1.3   Elect Director Daniel E. Sanchez    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Adopt Simple Majority    SH    Against    For    For
4   Disclose Board Diversity and Qualifications    SH    Against    Refer    Against

Elanco Animal Health Incorporated

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    28414H103
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    ELAN

 

Shares Voted:   136,691          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kapila Kapur Anand    Mgmt    For    For    For
1b   Elect Director John “J.P.” P. Bilbrey    Mgmt    For    For    For
1c   Elect Director R. David Hoover    Mgmt    For    Refer    Against
1d   Elect Director Lawrence E. Kurzius    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Glencore Plc

 

Meeting Date:    05/09/2019    Country:    Jersey    Primary Security ID:    G39420107
Record Date:    05/07/2019    Meeting Type:    Annual    Ticker:    GLEN

 

Shares Voted:   1,707,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Reduction of the Company’s Capital Contribution Reserves    Mgmt    For    For    For
3   Re-elect Anthony Hayward as Director    Mgmt    For    Refer    For
4   Re-elect Ivan Glasenberg as Director    Mgmt    For    For    For
5   Re-elect Peter Coates as Director    Mgmt    For    For    For
6   Re-elect Leonhard Fischer as Director    Mgmt    For    For    For
7   Re-elect Martin Gilbert as Director    Mgmt    For    For    For
8   Re-elect John Mack as Director    Mgmt    For    For    For
9   Re-elect Gill Marcus as Director    Mgmt    For    For    For
10   Re-elect Patrice Merrin as Director    Mgmt    For    For    For
11   Approve Remuneration Report    Mgmt    For    Refer    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise Issue of Equity    Mgmt    For    For    For
15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Magna International, Inc.

 

Meeting Date:    05/09/2019    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   146,784          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Mary S. Chan    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Robert F. MacLellan    Mgmt    For    Withhold    For
1.6   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.7   Elect Director William A. Ruh    Mgmt    For    For    For
1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lisa S. Westlake    Mgmt    For    For    For
1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
4   Expand Annual Disclosure to Shareholders    SH    Against    Refer    Against

China Unicom (Hong Kong) Limited

 

Meeting Date:    05/10/2019    Country:    Hong Kong    Primary Security ID:    Y1519S111
Record Date:    05/03/2019    Meeting Type:    Annual    Ticker:    762

 

Shares Voted:   4,999,868          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3.1a   Elect Wang Xiaochu as Director    Mgmt    For    For    Against
3.1b   Elect Li Guohua as Director    Mgmt    For    For    For
3.1c   Elect Zhu Kebing as Director    Mgmt    For    For    For
3.1d   Elect Cheung Wing Lam Linus as Director    Mgmt    For    For    For
3.1e   Elect Wong Wai Ming as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

China Unicom (Hong Kong) Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

E.ON SE

 

Meeting Date:    05/14/2019    Country:    Germany    Primary Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

Shares Voted:   716,844          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.43 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5.1   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019    Mgmt    For    For    For
5.2   Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019    Mgmt    For    For    For
5.3   Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2020    Mgmt    For    For    For
6   Approve Increase in Size of Board to 20 Members    Mgmt    For    Refer    For
7.1   Approve Affiliation Agreements with E.ON 11. Verwaltungs GmbH    Mgmt    For    Refer    For
7.2   Approve Affiliation Agreements with E.ON 12. Verwaltungs GmbH    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Halliburton Company

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    406216101
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   164,905          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director M. Katherine Banks    Mgmt    For    For    For
1d   Elect Director Alan M. Bennett    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Patricia Hemingway Hall    Mgmt    For    For    For
1i   Elect Director Robert A. Malone    Mgmt    For    For    For
1j   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Northrop Grumman Corporation    

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    666807102
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    NOC

 

Shares Voted:   27,889          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.2   Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3   Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4   Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5   Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6   Elect Director William H. Hernandez    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Northrop Grumman Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8   Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9   Elect Director Gary Roughead    Mgmt    For    For    For
1.10   Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11   Elect Director James S. Turley    Mgmt    For    For    For
1.12   Elect Director Kathy J. Warden    Mgmt    For    For    For
1.13   Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Implementation of Human Rights Policy    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

Zoetis Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   65,043          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Juan Ramon Alaix    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1.4   Elect Director Michael B. McCallister    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Union Pacific Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    907818108
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   43,634          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director William J. DeLaney    Mgmt    For    For    For
1d   Elect Director David B. Dillon    Mgmt    For    For    For
1e   Elect Director Lance M. Fritz    Mgmt    For    For    For
1f   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1g   Elect Director Jane H. Lute    Mgmt    For    For    For
1h   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

AIA Group Limited

 

Meeting Date:    05/17/2019    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/10/2019    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   1,142,618          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2A   Approve Special Dividend    Mgmt    For    For    For
2B   Approve Final Dividend    Mgmt    For    For    For
3   Elect Swee-Lian Teo as Director    Mgmt    For    For    For
4   Elect Narongchai Akrasanee as Director    Mgmt    For    For    For
5   Elect George Yong-Boon Yeo Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

AIA Group Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For    For
8   Approve Increase in Rate of Directors’ Fees    Mgmt    For    Refer    For
9   Amend Articles of Association    Mgmt    For    For    For

Kansas City Southern

 

Meeting Date:    05/17/2019    Country:    USA    Primary Security ID:    485170302
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   57,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lydia I. Beebe    Mgmt    For    For    For
1.2   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.3   Elect Director Robert J. Druten    Mgmt    For    For    For
1.4   Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.5   Elect Director David Garza-Santos    Mgmt    For    For    For
1.6   Elect Director Mitchell J. Krebs    Mgmt    For    For    For
1.7   Elect Director Henry J. Maier    Mgmt    For    For    For
1.8   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.9   Elect Director Patrick J. Ottensmeyer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Industrial & Commercial Bank of China Limited

 

Meeting Date:    05/20/2019    Country:    China    Primary Security ID:    Y3990B112
Record Date:    01/15/2019    Meeting Type:    Special    Ticker:    1398

 

Shares Voted:   10,457,560          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Elect Hu Hao as Director    Mgmt    For    For    For
2   Elect Tan Jiong as Director    Mgmt    For    For    For
3   Approve Issuance of Undated Additional Tier 1 Capital Bonds    SH    For    Refer    For
4   Elect Chen Siqing as Director    SH    For    For    For

Royal Dutch Shell Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G7690A118
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    RDSB

 

Shares Voted:   258,101          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Elect Neil Carson as Director    Mgmt    For    For    For
4   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
5   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
6   Re-elect Euleen Goh as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Catherine Hughes as Director    Mgmt    For    For    For
9   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
10   Re-elect Roberto Setubal as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Royal Dutch Shell Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Re-elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
15   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
22   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Amazon.com, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    023135106
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   7,595          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Food Waste    SH    Against    Refer    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Prohibit Sales of Facial Recognition Technology to Government Agencies    SH    Against    Refer    Against
7   Report on Impact of Government Use of Facial Recognition Technologies    SH    Against    Refer    Against
8   Report on Products Promoting Hate Speech    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Sexual Harassment    SH    Against    Refer    Against
11   Report on Climate Change    SH    Against    Refer    Against
12   Disclose a Board of Directors’ Qualification Matrix    SH    Against    Against    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against
14   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
15   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

BNP Paribas SA

 

Meeting Date:    05/23/2019    Country:    France    Primary Security ID:    F1058Q238
Record Date:    05/20/2019    Meeting Type:    Annual/Special    Ticker:    BNP

 

Shares Voted:   14,071          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 3.02 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Receive Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Jean-Laurent Bonnafe as Director    Mgmt    For    For    For
7   Reelect Wouter De Ploey as Director    Mgmt    For    For    For
8   Reelect Marion Guillou as Director    Mgmt    For    For    For
9   Reelect Michel Tilmant as Director    Mgmt    For    For    For
10   Ratify Appointment of Rajna Gibson-Brandon as Director    Mgmt    For    For    For
11   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
12   Approve Remuneration Policy of CEO and Vice-CEO    Mgmt    For    Refer    For
13   Approve Compensation of Jean Lemierre, Chairman of the Board    Mgmt    For    Refer    For
14   Approve Compensation of Jean-Laurent Bonnafe, CEO    Mgmt    For    Refer    For
15   Approve Compensation of Philippe Bordenave, Vice-CEO    Mgmt    For    Refer    For
16   Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
17   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

KeyCorp

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    493267108
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    KEY

 

Shares Voted:   419,282          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1.2   Elect Director Charles P. Cooley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

KeyCorp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Gary M. Crosby    Mgmt    For    For    For
1.4   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1.5   Elect Director H. James Dallas    Mgmt    For    For    For
1.6   Elect Director Elizabeth R. Gile    Mgmt    For    For    For
1.7   Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.8   Elect Director William G. Gisel, Jr.    Mgmt    For    For    For
1.9   Elect Director Carlton L. Highsmith    Mgmt    For    For    For
1.10   Elect Director Richard J. Hipple    Mgmt    For    For    For
1.11   Elect Director Kristen L. Manos    Mgmt    For    For    For
1.12   Elect Director Beth E. Mooney    Mgmt    For    For    For
1.13   Elect Director Barbara R. Snyder    Mgmt    For    For    For
1.14   Elect Director David K. Wilson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Permit Board to Amend Bylaws Without Shareholder Consent    Mgmt    For    Refer    For

The Home Depot, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    437076102
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   42,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Manuel Kadre    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Report on Prison Labor in the Supply Chain    SH    Against    Against    Against

UnitedHealth Group Incorporated

 

Meeting Date:    06/03/2019    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   24,364          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director John H. Noseworthy    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   94,883          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/05/2019    Country:    Taiwan    Primary Security ID:    Y84629107
Record Date:    04/03/2019    Meeting Type:    Annual    Ticker:    2330

 

Shares Voted:   1,096,088          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2   Approve Plan on Profit Distribution    Mgmt    For    For    For
3   Approve Amendments to Articles of Association    Mgmt    For    For    For
4   Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets    Mgmt    For    Refer    Against
  ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt         
5.1   Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director    Mgmt    For    For    For

Walmart Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    931142103
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   130,022          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Cesar Conde    Mgmt    For    For    For
1b   Elect Director Stephen “Steve” J. Easterbrook    Mgmt    For    For    For
1c   Elect Director Timothy “Tim” P. Flynn    Mgmt    For    For    For
1d   Elect Director Sarah J. Friar    Mgmt    For    For    For
1e   Elect Director Carla A. Harris    Mgmt    For    For    For
1f   Elect Director Thomas “Tom” W. Horton    Mgmt    For    For    For
1g   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1h   Elect Director C. Douglas “Doug” McMillon    Mgmt    For    For    For
1i   Elect Director Gregory “Greg” B. Penner    Mgmt    For    Against    For
1j   Elect Director Steven “Steve” S Reinemund    Mgmt    For    For    For
1k   Elect Director S. Robson “Rob” Walton    Mgmt    For    For    For
1l   Elect Director Steuart L. Walton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Sexual Harassment    SH    Against    Refer    Against
5   Provide for Cumulative Voting    SH    Against    Against    Against

Sarepta Therapeutics, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    803607100
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    SRPT

 

Shares Voted:   44,732          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard J. Barry    Mgmt    For    For    For
1.2   Elect Director M. Kathleen Behrens    Mgmt    For    For    For
1.3   Elect Director Claude Nicaise    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    149123101
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   56,773          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2   Elect Director David L. Calhoun    Mgmt    For    For    For
1.3   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.4   Elect Director Juan Gallardo    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.6   Elect Director William A. Osborn    Mgmt    For    For    For
1.7   Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.8   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.9   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.10   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1.11   Elect Director Miles D. White    Mgmt    For    For    For
1.12   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against

KEYENCE Corp.

 

Meeting Date:    06/14/2019    Country:    Japan    Primary Security ID:    J32491102
Record Date:    03/20/2019    Meeting Type:    Annual    Ticker:    6861

 

Shares Voted:   8,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 100    Mgmt    For    Against    Against
2.1   Elect Director Takizaki, Takemitsu    Mgmt    For    Refer    Against
2.2   Elect Director Yamamoto, Akinori    Mgmt    For    For    For
2.3   Elect Director Kimura, Keiichi    Mgmt    For    For    For
2.4   Elect Director Yamaguchi, Akiji    Mgmt    For    For    For
2.5   Elect Director Miki, Masayuki    Mgmt    For    For    For
2.6   Elect Director Nakata, Yu    Mgmt    For    For    For
2.7   Elect Director Kanzawa, Akira    Mgmt    For    For    For
2.8   Elect Director Tanabe, Yoichi    Mgmt    For    For    For
2.9   Elect Director Taniguchi, Seiichi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

KEYENCE Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Appoint Statutory Auditor Komura, Koichiro    Mgmt    For    Refer    Against
4   Appoint Alternate Statutory Auditor Yamamoto, Masaharu    Mgmt    For    Refer    For

QIAGEN NV

 

Meeting Date:    06/17/2019    Country:    Netherlands    Primary Security ID:    N72482123
Record Date:    05/20/2019    Meeting Type:    Annual    Ticker:    QGEN

 

Shares Voted:   107,255          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Receive Report of Management Board (Non-Voting)    Mgmt         
3.a   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
3.b   Discuss Remuneration Report Containing Remuneration Policy for Supervisory Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
6   Approve Discharge of Management Board    Mgmt    For    For    For
7   Approve Discharge of Supervisory Board    Mgmt    For    For    For
8.a   Reelect Stephane Bancel to Supervisory Board    Mgmt    For    For    For
8.b   Reelect Hakan Bjorklund to Supervisory Board    Mgmt    For    For    For
8.c   Reelect Metin Colpan to Supervisory Board    Mgmt    For    For    For
8.d   Reelect Ross L. Levine to Supervisory Board    Mgmt    For    For    For
8.e   Reelect Elaine Mardis to Supervisory Board    Mgmt    For    For    For
8.f   Reelect Lawrence A. Rosen to Supervisory Board    Mgmt    For    For    For
8.g   Reelect Elizabeth E. Tallett to Supervisory Board    Mgmt    For    For    For
9.a   Reelect Peer M. Schatz to Management Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

QIAGEN NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9.b   Reelect Roland Sackers to Management Board    Mgmt    For    For    For
10   Ratify KPMG as Auditors    Mgmt    For    For    For
11.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
11.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
11.c   Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances    Mgmt    For    For    For
12   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
13   Amend Articles of Association    Mgmt    For    For    For
14   Allow Questions    Mgmt         
15   Close Meeting    Mgmt         

Alphabet Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   7,721          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director John L. Hennessy    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Ann Mather    Mgmt    For    Refer    For
1.7   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.8   Elect Director Sundar Pichai    Mgmt    For    For    For
1.9   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.10   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Adopt a Policy Prohibiting Inequitable Employment Practices    SH    Against    Refer    Against
6   Establish Societal Risk Oversight Committee    SH    Against    Refer    Against
7   Report on Sexual Harassment Policies    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Employ Advisors to Explore Alternatives to Maximize Value    SH    Against    Refer    Against
11   Approve Nomination of Employee Representative Director    SH    Against    Refer    Against
12   Adopt Simple Majority Vote    SH    Against    For    For
13   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
14   Report on Human Rights Risk Assessment    SH    Against    Against    Against
15   Adopt Compensation Clawback Policy    SH    Against    For    For
16   Report on Policies and Risks Related to Content Governance    SH    Against    Refer    Against

China Construction Bank Corporation

 

Meeting Date:    06/21/2019    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/21/2019    Meeting Type:    Annual    Ticker:    939

 

Shares Voted:   8,911,407          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2018 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2018 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2018 Final Financial Accounts    Mgmt    For    For    For
4   Approve 2018 Profit Distribution Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

China Construction Bank Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Budget for 2019 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2017    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017    Mgmt    For    Refer    For
8   Elect Liu Guiping as Director    Mgmt    For    For    For
9   Elect Murray Horn as Director    Mgmt    For    For    For
10   Elect Graeme Wheeler as Director    Mgmt    For    For    For
11   Elect Zhao Xijun as Supervisor    Mgmt    For    Refer    For
12   Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13   Approve Issuance of Write-down Undated Capital Bonds    Mgmt    For    Refer    For
14   Approve Issuance of Write-down Eligible Tier-two Capital Instruments    Mgmt    For    Refer    For
15   Elect Tian Bo as Director    SH    For    For    For
16   Elect Xia Yang as Director    SH    For    For    For

ORIX Corp.

 

Meeting Date:    06/21/2019    Country:    Japan    Primary Security ID:    J61933123
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8591

 

Shares Voted:
  424,673          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Inoue, Makoto    Mgmt    For    For    For
1.2   Elect Director Nishigori, Yuichi    Mgmt    For    For    For
1.3   Elect Director Stan Koyanagi    Mgmt    For    For    For
1.4   Elect Director Irie, Shuji    Mgmt    For    For    For
1.5   Elect Director Taniguchi, Shoji    Mgmt    For    For    For
1.6   Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
1.7   Elect Director Tsujiyama, Eiko    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ORIX Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Usui, Nobuaki    Mgmt    For    For    For
1.9   Elect Director Yasuda, Ryuji    Mgmt    For    For    For
1.10   Elect Director Takenaka, Heizo    Mgmt    For    For    For
1.11   Elect Director Michael Cusumano    Mgmt    For    For    For
1.12   Elect Director Akiyama, Sakie    Mgmt    For    For    For

Mitsubishi UFJ Financial Group, Inc.

 

Meeting Date:    06/27/2019    Country:    Japan    Primary Security ID:    J44497105
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   1,269,660          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 11    Mgmt    For    For    For
2.1   Elect Director Fujii, Mariko    Mgmt    For    For    For
2.2   Elect Director Kato, Kaoru    Mgmt    For    For    For
2.3   Elect Director Matsuyama, Haruka    Mgmt    For    For    For
2.4   Elect Director Toby S. Myerson    Mgmt    For    For    For
2.5   Elect Director Nomoto, Hirofumi    Mgmt    For    For    For
2.6   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
2.7   Elect Director Shingai, Yasushi    Mgmt    For    For    For
2.8   Elect Director Tarisa Watanagase    Mgmt    For    For    For
2.9   Elect Director Yamate, Akira    Mgmt    For    For    For
2.10   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
2.11   Elect Director Okamoto, Junichi    Mgmt    For    For    For
2.12   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
2.13   Elect Director Ikegaya, Mikio    Mgmt    For    For    For
2.14   Elect Director Araki, Saburo    Mgmt    For    For    For
2.15   Elect Director Mike, Kanetsugu    Mgmt    For    For    For
2.16   Elect Director Kamezawa, Hironori    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Suzuki Motor Corp.

 

Meeting Date:    06/27/2019    Country:    Japan    Primary Security ID:    J78529138
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    7269

 

Shares Voted:   147,596          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 37    Mgmt    For    For    For
2.1   Elect Director Suzuki, Osamu    Mgmt    For    Refer    Against
2.2   Elect Director Harayama, Yasuhito    Mgmt    For    For    For
2.3   Elect Director Suzuki, Toshihiro    Mgmt    For    Refer    Against
2.4   Elect Director Honda, Osamu    Mgmt    For    For    For
2.5   Elect Director Nagao, Masahiko    Mgmt    For    For    For
2.6   Elect Director Hasuike, Toshiaki    Mgmt    For    For    For
2.7   Elect Director Iguchi, Masakazu    Mgmt    For    For    For
2.8   Elect Director Tanino, Sakutaro    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Sugimoto, Toyokazu    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Kasai, Masato    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Nagano, Norihisa    Mgmt    For    Refer    For


IVY VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 - Ivy VIP Balanced

Twenty-First Century Fox, Inc.

 

Meeting Date:    07/27/2018    Country:    USA    Primary Security ID:    90130A101
Record Date:    05/29/2018    Meeting Type:    Special    Ticker:    FOXA

 

Shares Voted:   189,526          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Approve Distribution Agreement    Mgmt    For    Refer    For
3   Amend Charter Regarding Hook Stock    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For
5  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against

Jazz Pharmaceuticals plc

 

Meeting Date:    08/02/2018    Country:    Ireland    Primary Security ID:    G50871105
Record Date:    06/06/2018    Meeting Type:    Annual    Ticker:    JAZZ

 

Shares Voted:   23,592          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter Gray    Mgmt    For    For    For
1b   Elect Director Kenneth W. O’Keefe    Mgmt    For    For    For
1c   Elect Director Elmar Schnee    Mgmt    For    For    For
1d   Elect Director Catherine A. Sohn    Mgmt    For    For    For
2   Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Integrated Device Technology, Inc.

 

Meeting Date:    09/17/2018    Country:    USA    Primary Security ID:    458118106
Record Date:    07/25/2018    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   98,807          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ken Kannappan    Mgmt    For    For    For
1.2   Elect Director Selena Loh LaCroix    Mgmt    For    For    For
1.3   Elect Director Umesh Padval    Mgmt    For    For    For
1.4   Elect Director Gordon Parnell    Mgmt    For    For    For
1.5   Elect Director Robert Rango    Mgmt    For    For    For
1.6   Elect Director Norman Taffe    Mgmt    For    For    For
1.7   Elect Director Gregory L. Waters    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

General Mills, Inc.

 

Meeting Date:    09/25/2018    Country:    USA    Primary Security ID:    370334104
Record Date:    07/27/2018    Meeting Type:    Annual    Ticker:    GIS

 

Shares Voted:   56,970          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alicia Boler Davis    Mgmt    For    For    For
1b   Elect Director R. Kerry Clark    Mgmt    For    For    For
1c   Elect Director David M. Cordani    Mgmt    For    For    For
1d   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1e   Elect Director Jeffrey L. Harmening    Mgmt    For    For    For
1f   Elect Director Maria G. Henry    Mgmt    For    For    For
1g   Elect Director Heidi G. Miller    Mgmt    For    For    For
1h   Elect Director Steve Odland    Mgmt    For    For    For
1i   Elect Director Maria A. Sastre    Mgmt    For    For    For
1j   Elect Director Eric D. Sprunk    Mgmt    For    For    For
1k   Elect Director Jorge A. Uribe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

General Mills, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Impact of Pesticides on Pollinators    SH    Against    Refer    Against

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   70,354          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Medtronic Plc

 

Meeting Date:    12/07/2018    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   53,184          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director James T. Lenehan    Mgmt    For    For    For
1h   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1i   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1j   Elect Director Kendall J. Powell    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Emerson Electric Co.

 

Meeting Date:    02/05/2019    Country:    USA    Primary Security ID:    291011104
Record Date:    11/27/2018    Meeting Type:    Annual    Ticker:    EMR

 

Shares Voted:   61,278          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Clemens A. H. Boersig    Mgmt    For    For    For
1.2   Elect Director Joshua B. Bolten    Mgmt    For    For    For
1.3   Elect Director Lori M. Lee    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Deere & Co.

 

Meeting Date:    02/27/2019    Country:    USA    Primary Security ID:    244199105
Record Date:    12/31/2018    Meeting Type:    Annual    Ticker:    DE

 

Shares Voted:   25,257          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Samuel R. Allen    Mgmt    For    For    For
1b   Elect Director Vance D. Coffman    Mgmt    For    For    For
1c   Elect Director Alan C. Heuberger    Mgmt    For    For    For
1d   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1e   Elect Director Dipak C. Jain    Mgmt    For    For    For
1f   Elect Director Michael O. Johanns    Mgmt    For    For    For
1g   Elect Director Clayton M. Jones    Mgmt    For    For    For
1h   Elect Director Gregory R. Page    Mgmt    For    For    For
1i   Elect Director Sherry M. Smith    Mgmt    For    For    For
1j   Elect Director Dmitri L. Stockton    Mgmt    For    For    For
1k   Elect Director Sheila G. Talton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Apple, Inc.

 

Meeting Date:    03/01/2019    Country:    USA    Primary Security ID:    037833100
Record Date:    01/02/2019    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   30,702          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Apple, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against
5   Disclose Board Diversity and Qualifications    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    03/07/2019    Country:    USA    Primary Security ID:    038222105
Record Date:    01/10/2019    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   70,405          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Scott A. McGregor    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019    Country:    USA    Primary Security ID:    747525103
Record Date:    01/14/2019    Meeting Type:    Annual    Ticker:    QCOM

 

Shares Voted:   78,301          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Mark Fields    Mgmt    For    For    For
1c   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1d   Elect Director Ann M. Livermore    Mgmt    For    For    For
1e   Elect Director Harish Manwani    Mgmt    For    For    For
1f   Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1g   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1h   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1i   Elect Director Francisco Ros    Mgmt    For    For    For
1j   Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1k   Elect Director Neil Smit    Mgmt    For    For    For
1l   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Broadcom Inc.

 

Meeting Date:    04/01/2019    Country:    USA    Primary Security ID:    11135F101
Record Date:    02/11/2019    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   11,865          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director Henry Samueli    Mgmt    For    For    For
1c   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1d   Elect Director Diane M. Bryant    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Broadcom Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Gayla J. Delly    Mgmt    For    For    For
1f   Elect Director Check Kian Low    Mgmt    For    For    For
1g   Elect Director Peter J. Marks    Mgmt    For    For    For
1h   Elect Director Harry L. You    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

U.S. Bancorp

 

Meeting Date:    04/16/2019    Country:    USA    Primary Security ID:    902973304
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    USB

 

Shares Voted:   68,768          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Warner L. Baxter    Mgmt    For    For    For
1b   Elect Director Dorothy J. Bridges    Mgmt    For    For    For
1c   Elect Director Elizabeth L. Buse    Mgmt    For    For    For
1d   Elect Director Marc N. Casper    Mgmt    For    For    For
1e   Elect Director Andrew Cecere    Mgmt    For    For    For
1f   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1g   Elect Director Kimberly J. Harris    Mgmt    For    For    For
1h   Elect Director Roland A. Hernandez    Mgmt    For    For    For
1i   Elect Director Doreen Woo Ho    Mgmt    For    For    For
1j   Elect Director Olivia F. Kirtley    Mgmt    For    For    For
1k   Elect Director Karen S. Lynch    Mgmt    For    For    For
1l   Elect Director Richard P. McKenney    Mgmt    For    For    For
1m   Elect Director Yusuf I. Mehdi    Mgmt    For    For    For
1n   Elect Director David B. O’Maley    Mgmt    For    For    For
1o   Elect Director O’dell M. Owens    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

U.S. Bancorp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1p   Elect Director Craig D. Schnuck    Mgmt    For    For    For
1q   Elect Director Scott W. Wine    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/18/2019    Country:    USA    Primary Security ID:    693506107
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   51,507          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director John V. Faraci    Mgmt    For    For    For
1.3   Elect Director Gary R. Heminger    Mgmt    For    For    For
1.4   Elect Director Michael H. McGarry    Mgmt    For    For    For
2.1   Elect Director Steven A. Davis    Mgmt    For    For    For
2.2   Elect Director Catherine R. Smith    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Domino’s Pizza, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    25754A201
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    DPZ

 

Shares Voted:   17,005          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David A. Brandon    Mgmt    For    For    For
1.2   Elect Director Richard E. Allison, Jr.    Mgmt    For    For    For
1.3   Elect Director C. Andrew Ballard    Mgmt    For    For    For
1.4   Elect Director Andrew B. Balson    Mgmt    For    For    For
1.5   Elect Director Corie S. Barry    Mgmt    For    For    For
1.6   Elect Director Diana F. Cantor    Mgmt    For    For    For
1.7   Elect Director Richard L. Federico    Mgmt    For    For    For
1.8   Elect Director James A. Goldman    Mgmt    For    For    For
1.9   Elect Director Patricia E. Lopez    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Northern Trust Corp.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    665859104
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   58,054          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Jay L. Henderson    Mgmt    For    For    For
1e   Elect Director Marcy S. Klevorn    Mgmt    For    For    For
1f   Elect Director Siddharth N. “Bobby” Mehta    Mgmt    For    For    For
1g   Elect Director Michael G. O’Grady    Mgmt    For    For    For
1h   Elect Director Jose Luis Prado    Mgmt    For    For    For
1i   Elect Director Thomas E. Richards    Mgmt    For    For    For
1j   Elect Director Martin P. Slark    Mgmt    For    For    For
1k   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1l   Elect Director Donald Thompson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Northern Trust Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1m   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    693475105
Record Date:    02/01/2019    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   48,469          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph Alvarado    Mgmt    For    For    For
1.2   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3   Elect Director Debra A. Cafaro    Mgmt    For    For    For
1.4   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.5   Elect Director William S. Demchak    Mgmt    For    For    For
1.6   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.7   Elect Director Richard J. Harshman    Mgmt    For    For    For
1.8   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.9   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.10   Elect Director Linda R. Medler    Mgmt    For    For    For
1.11   Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1.12   Elect Director Toni Townes-Whitley    Mgmt    For    For    For
1.13   Elect Director Michael J. Ward    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Anheuser-Busch InBev SA/NV

 

Meeting Date:    04/24/2019    Country:    Belgium    Primary Security ID:    B639CJ108
Record Date:    03/15/2019    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   27,851          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting Agenda    Mgmt         
A1.a   Receive Special Board Report Re: Article 559 of the Companies Code    Mgmt         
A1.b   Receive Special Auditor Report Re: Article 559 of the Companies Code    Mgmt         
A1.c   Amend Article 4 Re: Corporate Purpose    Mgmt    For    For    For
B2   Amend Article 23 Re: Requirements of the Chairperson of the Board    Mgmt    For    Refer    Against
  Annual Meeting Agenda    Mgmt         
C3   Receive Directors’ Reports (Non-Voting)    Mgmt         
C4   Receive Auditors’ Reports (Non-Voting)    Mgmt         
C5   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
C6   Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.80 per Share    Mgmt    For    For    For
C7   Approve Discharge of Directors    Mgmt    For    For    For
C8   Approve Discharge of Auditor    Mgmt    For    For    For
C9.a   Elect Xiaozhi Liu as Independent Director    Mgmt    For    For    For
C9.b   Elect Sabine Chalmers as Director    Mgmt    For    Refer    Against
C9.c   Elect Cecilia Sicupira as Director    Mgmt    For    Refer    Against
C9.d   Elect Claudio Garcia as Director    Mgmt    For    Refer    Against
C9.e   Reelect Martin J. Barrington as Director    Mgmt    For    Refer    Against
C9.f   Reelect William F. Gifford, Jr. as Director    Mgmt    For    Refer    Against
C9.g   Reelect Alejandro Santo Domingo Davila as Director    Mgmt    For    Refer    Against
C10   Ratify PwC as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
C11.a   Approve Remuneration Report    Mgmt    For    Refer    For
C11.b   Approve Fixed Remuneration of Directors    Mgmt    For    Refer    Against
C11.c   Approve Grant of Restricted Stock Units    Mgmt    For    For    For
D12   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Pfizer Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    717081103
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   82,031          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2   Elect Director Albert Bourla    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Dan R. Littman    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

The Boeing Company

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    097023105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   14,289          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert A. Bradway    Mgmt    For    For    For
1b   Elect Director David L. Calhoun    Mgmt    For    For    For
1c   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Nikki R. Haley    Mgmt    For    For    For
1g   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1h   Elect Director Caroline B. Kennedy    Mgmt    For    For    For
1i   Elect Director Edward M. Liddy    Mgmt    For    For    For
1j   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1k   Elect Director Susan C. Schwab    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
1m   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adjust Executive Compensation Metrics for Share Buybacks    SH    Against    Refer    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Amend Proxy Access Right    SH    Against    Against    Against
8   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

United Technologies Corporation

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    913017109
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   6,456          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Christopher J. Kearney    Mgmt    For    For    For
1g   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1h   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1i   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1j   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1k   Elect Director Denise L. Ramos    Mgmt    For    For    For
1l   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1m   Elect Director Brian C. Rogers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
5   Ratify The Reduced Ownership Threshold to Call a Special Meeting    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    718172109
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   55,333          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.2   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.3   Elect Director Massimo Ferragamo    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    38141G104
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   23,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director M. Michele Burns    Mgmt    For    For    For
1b   Elect Director Drew G. Faust    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h   Elect Director David M. Solomon    Mgmt    For    For    For
1i   Elect Director Jan E. Tighe    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

The Goldman Sachs Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Verizon Communications Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    92343V104
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    VZ

 

Shares Voted:   55,742          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1.2   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1.3   Elect Director Vittorio Colao    Mgmt    For    For    For
1.4   Elect Director Melanie L. Healey    Mgmt    For    For    For
1.5   Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.6   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1.7   Elect Director Rodney E. Slater    Mgmt    For    For    For
1.8   Elect Director Kathryn A. Tesija    Mgmt    For    For    For
1.9   Elect Director Hans E. Vestberg    Mgmt    For    For    For
1.10   Elect Director Gregory G. Weaver    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Above-Market Earnings in Executive Retirement Plans    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Report on Online Child Exploitation    SH    Against    Refer    Against
7   Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8   Submit Severance Agreement    SH    Against    Refer    Against
  (Change-in-Control) to Shareholder Vote            


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Cimarex Energy Co.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    171798101
Record Date:    03/12/2019    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   41,011          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hans Helmerich    Mgmt    For    For    For
1.2   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.3   Elect Director Monroe W. Robertson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:    05/10/2019    Country:    USA    Primary Security ID:    98956P102
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    ZBH

 

Shares Voted:   41,318          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Christopher B. Begley    Mgmt    For    For    For
1b   Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c   Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1d   Elect Director Michael J. Farrell    Mgmt    For    For    For
1e   Elect Director Larry C. Glasscock    Mgmt    For    For    For
1f   Elect Director Robert A. Hagemann    Mgmt    For    For    For
1g   Elect Director Bryan C. Hanson    Mgmt    For    For    For
1h   Elect Director Arthur J. Higgins    Mgmt    For    For    For
1i   Elect Director Maria Teresa “Tessa” Hilado    Mgmt    For    For    For
1j   Elect Director Syed Jafry    Mgmt    For    For    For
1k   Elect Director Michael W. Michelson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Anthem, Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    036752103
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   15,588          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bahija Jallal    Mgmt    For    For    For
1.2   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Declassify the Board of Directors    SH    None    For    For

Intel Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    458140100
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   104,185          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1f   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1g   Elect Director Gregory D. Smith    Mgmt    For    For    For
1h   Elect Director Robert ‘Bob’ H. Swan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Gender Pay Gap    SH    Against    Against    Against
7   Request for an Annual Advisory Vote on Political Contributions    SH    Against    Against    Against

Las Vegas Sands Corp.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    517834107
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   103,327          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sheldon G. Adelson    Mgmt    For    Refer    Withhold
1.2   Elect Director Irwin Chafetz    Mgmt    For    Refer    Withhold
1.3   Elect Director Micheline Chau    Mgmt    For    Refer    Withhold
1.4   Elect Director Patrick Dumont    Mgmt    For    Refer    Withhold
1.5   Elect Director Charles D. Forman    Mgmt    For    Refer    Withhold
1.6   Elect Director Robert G. Goldstein    Mgmt    For    Refer    Withhold
1.7   Elect Director George Jamieson    Mgmt    For    For    For
1.8   Elect Director Charles A. Koppelman    Mgmt    For    Refer    Withhold
1.9   Elect Director Lewis Kramer    Mgmt    For    For    For
1.10   Elect Director David F. Levi    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Union Pacific Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    907818108
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   38,673          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director William J. DeLaney    Mgmt    For    For    For
1d   Elect Director David B. Dillon    Mgmt    For    For    For
1e   Elect Director Lance M. Fritz    Mgmt    For    For    For
1f   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1g   Elect Director Jane H. Lute    Mgmt    For    For    For
1h   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

Intercontinental Exchange, Inc.

 

Meeting Date:    05/17/2019    Country:    USA    Primary Security ID:    45866F104
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    ICE

 

Shares Voted:   55,028          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Sharon Y. Bowen    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Duriya M. Farooqui    Mgmt    For    For    For
1d   Elect Director Jean-Marc Forneri    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Intercontinental Exchange, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director The Right Hon. The Lord Hague of Richmond    Mgmt    For    For    For
1f   Elect Director Frederick W. Hatfield    Mgmt    For    For    For
1g   Elect Director Thomas E. Noonan    Mgmt    For    For    For
1h   Elect Director Frederic V. Salerno    Mgmt    For    For    For
1i   Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1j   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1k   Elect Director Vincent Tese    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   45,217          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against

Fiserv, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    337738108
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    FISV

 

Shares Voted:   29,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alison Davis    Mgmt    For    For    For
1.2   Elect Director Harry F. DiSimone    Mgmt    For    For    For
1.3   Elect Director John Y. Kim    Mgmt    For    For    For
1.4   Elect Director Dennis F. Lynch    Mgmt    For    For    For
1.5   Elect Director Denis J. O’Leary    Mgmt    For    For    For
1.6   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1.7   Elect Director Kim M. Robak    Mgmt    For    For    For
1.8   Elect Director JD Sherman    Mgmt    For    For    For
1.9   Elect Director Doyle R. Simons    Mgmt    For    For    For
1.10   Elect Director Jeffery W. Yabuki    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Core Laboratories NV

 

Meeting Date:    05/23/2019    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/25/2019    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   1,312          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martha Z. Carnes    Mgmt    For    For    For
1b   Elect Director Michael Straughen    Mgmt    For    For    For
1c   Elect Director Gregory B. Barnett    Mgmt    For    For    For
2   Ratify KPMG as Auditors    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
7   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    166764100
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   39,003          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Debra Reed-Klages    Mgmt    For    For    For
1h   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i   Elect Director Inge G. Thulin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1k   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Right to Water    SH    Against    Against    Against
5   Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals    SH    Against    Refer    Against
6   Establish Environmental Issue Board Committee    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    256677105
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   43,781          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1e   Elect Director Timothy I. McGuire    Mgmt    For    For    For
1f   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1g   Elect Director Ralph E. Santana    Mgmt    For    For    For
1h   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

IPG Photonics Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    44980X109
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    IPGP

 

Shares Voted:   11,008          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Valentin P. Gapontsev    Mgmt    For    For    For
1.2   Elect Director Eugene A. Scherbakov    Mgmt    For    For    For
1.3   Elect Director Igor Samartsev    Mgmt    For    For    For
1.4   Elect Director Michael C. Child    Mgmt    For    For    For
1.5   Elect Director Gregory P. Dougherty    Mgmt    For    For    For
1.6   Elect Director Henry E. Gauthier    Mgmt    For    For    For
1.7   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.8   Elect Director Eric Meurice    Mgmt    For    For    For
1.9   Elect Director John R. Peeler    Mgmt    For    For    For
1.10   Elect Director Thomas J. Seifert    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Knight-Swift Transportation Holdings, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    499049104
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    KNX

 

Shares Voted:   125,219          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Garnreiter    Mgmt    For    For    For
1.2   Elect Director David Vander Ploeg    Mgmt    For    For    For
1.3   Elect Director Robert Synowicki    Mgmt    For    For    For
1.4   Elect Director David Jackson    Mgmt    For    For    For
1.5   Elect Director Kevin Knight    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    None    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Lowe’s Companies, Inc.

 

Meeting Date:    05/31/2019    Country:    USA    Primary Security ID:    548661107
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   64,929          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director David H. Batchelder    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7   Elect Director Marvin R. Ellison    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Brian C. Rogers    Mgmt    For    For    For
1.10   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.11   Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.12   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/03/2019    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   9,073          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director John H. Noseworthy    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   37,062          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

BioMarin Pharmaceutical Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Hess Corporation

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    42809H107
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    HES

 

Shares Voted:   80,123          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Terrence J. Checki    Mgmt    For    For    For
1.3   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.4   Elect Director John B. Hess    Mgmt    For    For    For
1.5   Elect Director Edith E. Holiday    Mgmt    For    For    For
1.6   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1.7   Elect Director Marc S. Lipschultz    Mgmt    For    For    For
1.8   Elect Director David McManus    Mgmt    For    For    For
1.9   Elect Director Kevin O. Meyers    Mgmt    For    For    For
1.10   Elect Director James H. Quigley    Mgmt    For    For    For
1.11   Elect Director William G. Schrader    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Autodesk, Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    052769106
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    ADSK

 

Shares Voted:   41,410          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew Anagnost    Mgmt    For    For    For
1b   Elect Director Karen Blasing    Mgmt    For    For    For
1c   Elect Director Reid French    Mgmt    For    For    For
1d   Elect Director Blake Irving    Mgmt    For    For    For
1e   Elect Director Mary T. McDowell    Mgmt    For    For    For
1f   Elect Director Stephen Milligan    Mgmt    For    For    For
1g   Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1h   Elect Director Betsy Rafael    Mgmt    For    For    For
1i   Elect Director Stacy J. Smith    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   4,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director John L. Hennessy    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Ann Mather    Mgmt    For    Refer    For
1.7   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.8   Elect Director Sundar Pichai    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.10   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Adopt a Policy Prohibiting Inequitable Employment Practices    SH    Against    Refer    Against
6   Establish Societal Risk Oversight Committee    SH    Against    Refer    Against
7   Report on Sexual Harassment Policies    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Employ Advisors to Explore Alternatives to Maximize Value    SH    Against    Refer    Against
11   Approve Nomination of Employee Representative Director    SH    Against    Refer    Against
12   Adopt Simple Majority Vote    SH    Against    For    For
13   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
14   Report on Human Rights Risk Assessment    SH    Against    Against    Against
15   Adopt Compensation Clawback Policy    SH    Against    For    For
16   Report on Policies and Risks Related to Content Governance    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Biogen Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:     10,082          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John R. Chiminski *Withdrawn Resolution*    Mgmt         
1b   Elect Director Alexander J. Denner    Mgmt    For    For    For
1c   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1d   Elect Director William A. Hawkins    Mgmt    For    For    For
1e   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1f   Elect Director Jesus B. Mantas    Mgmt    For    For    For
1g   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1h   Elect Director Robert W. Pangia    Mgmt    For    For    For
1i   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1j   Elect Director Brian S. Posner    Mgmt    For    For    For
1k   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1l   Elect Director Lynn Schenk    Mgmt    For    For    For
1m   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
1n   Elect Director Michel Vounatsos    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Delta Air Lines, Inc.

 

Meeting Date:    06/20/2019    Country:    USA    Primary Security ID:    247361702
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    DAL

 

Shares Voted:   64,088          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Edward H. Bastian    Mgmt    For    For    For
1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Ashton B. Carter    Mgmt    For    For    For
1e   Elect Director David G. DeWalt    Mgmt    For    For    For
1f   Elect Director William H. Easter, III    Mgmt    For    For    For
1g   Elect Director Christopher A. Hazleton    Mgmt    For    For    For
1h   Elect Director Michael P. Huerta    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Delta Air Lines, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1j   Elect Director George N. Mattson    Mgmt    For    For    For
1k   Elect Director Sergio A. L. Rial    Mgmt    For    For    For
1l   Elect Director Kathy N. Waller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Mastercard Incorporated

 

Meeting Date:    06/25/2019    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/26/2019    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   7,035          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director David R. Carlucci    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Choon Phong Goh    Mgmt    For    For    For
1h   Elect Director Merit E. Janow    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Youngme Moon    Mgmt    For    For    For
1k   Elect Director Rima Qureshi    Mgmt    For    For    For
1l   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1m   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
1o   Elect Director Lance Uggla    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Establish Human Rights Board Committee    SH    Against    Refer    Against


IVY VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 - Ivy VIP Core Equity

Electronic Arts Inc.

 

Meeting Date:    08/02/2018    Country:    USA    Primary Security ID:    285512109
Record Date:    06/08/2018    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   84,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e   Elect Director Talbott Roche    Mgmt    For    For    For
1f   Elect Director Richard A. Simonson    Mgmt    For    For    For
1g   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h   Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Cigna Corp.

 

Meeting Date:    08/24/2018    Country:    USA    Primary Security ID:    125509109
Record Date:    07/10/2018    Meeting Type:    Special    Ticker:    CI

 

Shares Voted:   20,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    Against
2   Adjourn Meeting    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/21/2018    Country:    USA    Primary Security ID:    874054109
Record Date:    07/25/2018    Meeting Type:    Annual    Ticker:    TTWO

 

Shares Voted:  

126,672

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2   Elect Director Michael Dornemann    Mgmt    For    For    For
1.3   Elect Director J Moses    Mgmt    For    For    For
1.4   Elect Director Michael Sheresky    Mgmt    For    For    For
1.5   Elect Director LaVerne Srinivasan    Mgmt    For    For    For
1.6   Elect Director Susan Tolson    Mgmt    For    For    For
1.7   Elect Director Paul Viera    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   406,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Microsoft Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

CME Group, Inc.

 

Meeting Date:    11/29/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    09/06/2018    Meeting Type:    Special    Ticker:    CME

 

Shares Voted:   107,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Eliminate All or Some of the Class B Election Rights    Mgmt    For    Refer    For

Vail Resorts, Inc.

 

Meeting Date:    12/06/2018    Country:    USA    Primary Security ID:    91879Q109
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    MTN

 

Shares Voted:   36,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan L. Decker    Mgmt    For    For    For
1b   Elect Director Roland A. Hernandez    Mgmt    For    For    For
1c   Elect Director Robert A. Katz    Mgmt    For    For    For
1d   Elect Director John T. Redmond    Mgmt    For    For    For
1e   Elect Director Michele Romanow    Mgmt    For    For    For
1f   Elect Director Hilary A. Schneider    Mgmt    For    For    For
1g   Elect Director D. Bruce Sewell    Mgmt    For    For    For
1h   Elect Director John F. Sorte    Mgmt    For    For    For
1i   Elect Director Peter A. Vaughn    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Medtronic Plc

 

Meeting Date:    12/07/2018    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   195,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director James T. Lenehan    Mgmt    For    For    For
1h   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1i   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1j   Elect Director Kendall J. Powell    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Intuit, Inc.

 

Meeting Date:    01/17/2019    Country:    USA    Primary Security ID:    461202103
Record Date:    11/19/2018    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   56,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Sasan Goodarzi    Mgmt    For    For    For
1e   Elect Director Deborah Liu    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Brad D. Smith    Mgmt    For    For    For
1i   Elect Director Thomas Szkutak    Mgmt    For    For    For
1j   Elect Director Raul Vazquez    Mgmt    For    For    For
1k   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Costco Wholesale Corp.

 

Meeting Date:    01/24/2019    Country:    USA    Primary Security ID:    22160K105
Record Date:    11/19/2018    Meeting Type:    Annual    Ticker:    COST

 

Shares Voted:   52,720          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hamilton E. James    Mgmt    For    For    For
1.2   Elect Director John W. Stanton    Mgmt    For    For    For
1.3   Elect Director Mary Agnes (Maggie) Wilderotter    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Declassify the Board of Directors    Mgmt    For    For    For
6   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
7   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Visa, Inc.

 

Meeting Date:    01/29/2019    Country:    USA    Primary Security ID:    92826C839
Record Date:    11/30/2018    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   113,332          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director John F. Lundgren    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Denise M. Morrison    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Apple, Inc.

 

Meeting Date:    03/01/2019    Country:    USA    Primary Security ID:    037833100
Record Date:    01/02/2019    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   97,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against
5   Disclose Board Diversity and Qualifications    SH    Against    Against    Against

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019    Country:    USA    Primary Security ID:    747525103
Record Date:    01/14/2019    Meeting Type:    Annual    Ticker:    QCOM

 

Shares Voted:   154,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Mark Fields    Mgmt    For    For    For
1c   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1d   Elect Director Ann M. Livermore    Mgmt    For    For    For
1e   Elect Director Harish Manwani    Mgmt    For    For    For
1f   Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1g   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1h   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1i   Elect Director Francisco Ros    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

QUALCOMM, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1k   Elect Director Neil Smit    Mgmt    For    For    For
1l   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Analog Devices, Inc.

 

Meeting Date:    03/13/2019    Country:    USA    Primary Security ID:    032654105
Record Date:    01/07/2019    Meeting Type:    Annual    Ticker:    ADI

 

Shares Voted:   114,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent Roche    Mgmt    For    For    For
1c   Elect Director James A. Champy    Mgmt    For    For    For
1d   Elect Director Anantha P. Chandrakasan    Mgmt    For    For    For
1e   Elect Director Bruce R. Evans    Mgmt    For    For    For
1f   Elect Director Edward H. Frank    Mgmt    For    For    For
1g   Elect Director Karen M. Golz    Mgmt    For    For    For
1h   Elect Director Mark M. Little    Mgmt    For    For    For
1i   Elect Director Neil Novich    Mgmt    For    For    For
1j   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1k   Elect Director Lisa T. Su    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Meeting Date:    03/13/2019    Country:    Switzerland    Primary Security ID:    H84989104
Record Date:    02/21/2019    Meeting Type:    Annual    Ticker:    TEL

 

Shares Voted:   207,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Pierre R. Brondeau    Mgmt    For    For    For
1b   Elect Director Terrence R. Curtin    Mgmt    For    For    For
1c   Elect Director Carol A. (‘John’) Davidson    Mgmt    For    For    For
1d   Elect Director William A. Jeffrey    Mgmt    For    For    For
1e   Elect Director David M. Kerko    Mgmt    For    For    For
1f   Elect Director Thomas J. Lynch    Mgmt    For    For    For
1g   Elect Director Yong Nam    Mgmt    For    For    For
1h   Elect Director Daniel J. Phelan    Mgmt    For    For    For
1i   Elect Director Paula A. Sneed    Mgmt    For    For    For
1j   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1k   Elect Director Mark C. Trudeau    Mgmt    For    For    For
1l   Elect Director Laura H. Wright    Mgmt    For    For    For
2   Elect Board Chairman Thomas J. Lynch    Mgmt    For    For    For
3a   Elect Daniel J. Phelan as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3b   Elect Paula A. Sneed as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3c   Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3d   Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    Mgmt    For    For    For
4   Designate Rene Schwarzenbach as Independent Proxy    Mgmt    For    For    For
5.1   Accept Annual Report for Fiscal Year Ended September 28, 2018    Mgmt    For    For    For
5.2   Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018    Mgmt    For    For    For
5.3   Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7.1   Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019    Mgmt    For    For    For
7.2   Ratify Deloitte AG as Swiss Registered Auditors    Mgmt    For    For    For
7.3   Ratify PricewaterhouseCoopers AG as Special Auditors    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9   Approve the Increase in Maximum Aggregate Remuneration of Executive Management    Mgmt    For    For    For
10   Approve the Increase in Maximum Aggregate Remuneration of Board of Directors    Mgmt    For    For    For
11   Approve Allocation of Available Earnings at
September 28, 2018
   Mgmt    For    For    For
12   Approve Declaration of Dividend    Mgmt    For    For    For
13   Authorize Share Repurchase Program    Mgmt    For    For    For
14   Approve Reduction of Share Capital    Mgmt    For    For    For
15   Adjourn Meeting    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/16/2019    Country:    USA    Primary Security ID:    172967424
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   337,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d   Elect Director John C. Dugan    Mgmt    For    For    For
1e   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1f   Elect Director Peter B. Henry    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1i   Elect Director Renee J. James    Mgmt    For    For    For
1j   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Diana L. Taylor    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For
1o   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

The Sherwin-Williams Company

 

Meeting Date:    04/17/2019    Country:    USA    Primary Security ID:    824348106
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    SHW

 

Shares Voted:   27,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1.2   Elect Director Arthur F. Anton    Mgmt    For    For    For
1.3   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1.4   Elect Director David F. Hodnik    Mgmt    For    For    For
1.5   Elect Director Richard J. Kramer    Mgmt    For    For    For
1.6   Elect Director Susan J. Kropf    Mgmt    For    For    For
1.7   Elect Director John G. Morikis    Mgmt    For    For    For
1.8   Elect Director Christine A. Poon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

The Sherwin-Williams Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director John M. Stropki    Mgmt    For    For    For
1.10   Elect Director Michael H. Thaman    Mgmt    For    For    For
1.11   Elect Director Matthew Thornton, III    Mgmt    For    For    For
1.12   Elect Director Steven H. Wunning    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/18/2019    Country:    USA    Primary Security ID:    445658107
Record Date:    02/12/2019    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   52,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    Refer    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    Refer    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    Refer    For
1.5   Elect Director Gary C. George    Mgmt    For    Refer    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    Refer    For
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    Refer    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Charter Communications, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    16119P108
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    CHTR

 

Shares Voted:   39,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Lance Conn    Mgmt    For    For    For
1b   Elect Director Kim C. Goodman    Mgmt    For    For    For
1c   Elect Director Craig A. Jacobson    Mgmt    For    For    For
1d   Elect Director Gregory B. Maffei    Mgmt    For    Refer    For
1e   Elect Director John D. Markley, Jr.    Mgmt    For    For    For
1f   Elect Director David C. Merritt    Mgmt    For    For    For
1g   Elect Director James E. Meyer    Mgmt    For    For    For
1h   Elect Director Steven A. Miron    Mgmt    For    For    For
1i   Elect Director Balan Nair    Mgmt    For    For    For
1j   Elect Director Michael A. Newhouse    Mgmt    For    For    For
1k   Elect Director Mauricio Ramos    Mgmt    For    For    For
1l   Elect Director Thomas M. Rutledge    Mgmt    For    For    For
1m   Elect Director Eric L. Zinterhofer    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against
5   Report on Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Marathon Petroleum Corporation

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   177,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Evan Bayh    Mgmt    For    For    For
1b   Elect Director Charles E. Bunch    Mgmt    For    For    For
1c   Elect Director Edward G. Galante    Mgmt    For    For    For
1d   Elect Director Kim K.W. Rucker    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Aptiv PLC

 

Meeting Date:    04/25/2019    Country:    Jersey    Primary Security ID:    G6095L109
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    APTV

 

Shares Voted:   195,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Kevin P. Clark    Mgmt    For    For    For
2   Elect Director Nancy E. Cooper    Mgmt    For    For    For
3   Elect Director Frank J. Dellaquila    Mgmt    For    For    For
4   Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
5   Elect Director Mark P. Frissora    Mgmt    For    For    For
6   Elect Director Rajiv L. Gupta    Mgmt    For    For    For
7   Elect Director Sean O. Mahoney    Mgmt    For    For    For
8   Elect Director Robert K. Ortberg    Mgmt    For    For    For
9   Elect Director Colin J. Parris    Mgmt    For    For    For
10   Elect Director Ana G. Pinczuk    Mgmt    For    For    For
11   Elect Director Lawrence A. Zimmerman    Mgmt    For    For    For
12   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Lockheed Martin Corporation

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    539830109
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   59,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director David B. Burritt    Mgmt    For    For    For
1.3   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.4   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.5   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.6   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.7   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.8   Elect Director Vicki A. Hollub    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Bylaw    SH    Against    Against    Against

The Boeing Company

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    097023105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   49,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert A. Bradway    Mgmt    For    For    For
1b   Elect Director David L. Calhoun    Mgmt    For    For    For
1c   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Nikki R. Haley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1h   Elect Director Caroline B. Kennedy    Mgmt    For    For    For
1i   Elect Director Edward M. Liddy    Mgmt    For    For    For
1j   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1k   Elect Director Susan C. Schwab    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
1m   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adjust Executive Compensation Metrics for Share Buybacks    SH    Against    Refer    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Amend Proxy Access Right    SH    Against    Against    Against
8   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against

United Technologies Corporation

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    913017109
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   97,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Christopher J. Kearney    Mgmt    For    For    For
1g   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1h   Elect Director Marshall O. Larsen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

United Technologies Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1j   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1k   Elect Director Denise L. Ramos    Mgmt    For    For    For
1l   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1m   Elect Director Brian C. Rogers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
5   Ratify The Reduced Ownership Threshold to Call a Special Meeting    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    718172109
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   180,366          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.2   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.3   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Verizon Communications Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    92343V104
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    VZ

 

Shares Voted:   249,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1.2   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1.3   Elect Director Vittorio Colao    Mgmt    For    For    For
1.4   Elect Director Melanie L. Healey    Mgmt    For    For    For
1.5   Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.6   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1.7   Elect Director Rodney E. Slater    Mgmt    For    For    For
1.8   Elect Director Kathryn A. Tesija    Mgmt    For    For    For
1.9   Elect Director Hans E. Vestberg    Mgmt    For    For    For
1.10   Elect Director Gregory G. Weaver    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Above-Market Earnings in Executive Retirement Plans    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Report on Online Child Exploitation    SH    Against    Refer    Against
7   Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8   Submit Severance Agreement (Change-in-Control) to Shareholder Vote    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Eli Lilly and Company

 

Meeting Date:    05/06/2019    Country:    USA    Primary Security ID:    532457108
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    LLY

 

Shares Voted:   110,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ralph Alvarez    Mgmt    For    Refer    Against
1b   Elect Director Carolyn R. Bertozzi    Mgmt    For    Refer    Against
1c   Elect Director Juan R. Luciano    Mgmt    For    Refer    Against
1d   Elect Director Kathi P. Seifert    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Danaher Corporation

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    235851102
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   91,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald J. Ehrlich    Mgmt    For    Refer    Against
1.2   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.3   Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.4   Elect Director Teri List-Stoll    Mgmt    For    Refer    Against
1.5   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For
1.6   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.7   Elect Director Steven M. Rales    Mgmt    For    For    For
1.8   Elect Director John T. Schwieters    Mgmt    For    Refer    Against
1.9   Elect Director Alan G. Spoon    Mgmt    For    For    For
1.10   Elect Director Raymond C. Stevens    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Danaher Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Wynn Resorts, Limited

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    983134107
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    WYNN

 

Shares Voted:   65,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jay L. Johnson    Mgmt    For    For    For
1.2   Elect Director Margaret J. Myers    Mgmt    For    For    For
1.3   Elect Director Winifred M. Webb    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Elanco Animal Health Incorporated

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    28414H103
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    ELAN

 

Shares Voted:   347,966          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kapila Kapur Anand    Mgmt    For    For    For
1b   Elect Director John “J.P.” P. Bilbrey    Mgmt    For    For    For
1c   Elect Director R. David Hoover    Mgmt    For    Refer    Against
1d   Elect Director Lawrence E. Kurzius    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

United Rentals, Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    911363109
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    URI

 

Shares Voted:   66,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jose B. Alvarez    Mgmt    For    For    For
1.2   Elect Director Marc A. Bruno    Mgmt    For    For    For
1.3   Elect Director Matthew J. Flannery    Mgmt    For    For    For
1.4   Elect Director Bobby J. Griffin    Mgmt    For    For    For
1.5   Elect Director Kim Harris Jones    Mgmt    For    For    For
1.6   Elect Director Terri L. Kelly    Mgmt    For    For    For
1.7   Elect Director Michael J. Kneeland    Mgmt    For    For    For
1.8   Elect Director Gracia C. Martore    Mgmt    For    For    For
1.9   Elect Director Jason D. Papastavrou    Mgmt    For    For    For
1.10   Elect Director Filippo Passerini    Mgmt    For    For    For
1.11   Elect Director Donald C. Roof    Mgmt    For    For    For
1.12   Elect Director Shiv Singh    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

First Data Corporation

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    32008D106
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    FDC

 

Shares Voted:   527,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank J. Bisignano    Mgmt    For    Refer    Withhold
1.2   Elect Director Henry R. Kravis    Mgmt    For    Withhold    Withhold
1.3   Elect Director Heidi G. Miller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Norfolk Southern Corporation

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    655844108
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    NSC

 

Shares Voted:   66,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Thomas D. Bell, Jr.    Mgmt    For    For    For
1b   Elect Director Daniel A. Carp    Mgmt    For    For    For
1c   Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1d   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1e   Elect Director Thomas C. Kelleher    Mgmt    For    For    For
1f   Elect Director Steven F. Leer    Mgmt    For    For    For
1g   Elect Director Michael D. Lockhart    Mgmt    For    For    For
1h   Elect Director Amy E. Miles    Mgmt    For    For    For
1i   Elect Director Jennifer F. Scanlon    Mgmt    For    For    For
1j   Elect Director James A. Squires    Mgmt    For    For    For
1k   Elect Director John R. Thompson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

S&P Global Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    78409V104
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    SPGI

 

Shares Voted:   65,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marco Alvera    Mgmt    For    For    For
1.2   Elect Director William J. Amelio    Mgmt    For    For    For
1.3   Elect Director William D. Green    Mgmt    For    For    For
1.4   Elect Director Charles E. Haldeman, Jr.    Mgmt    For    For    For
1.5   Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.6   Elect Director Rebecca Jacoby    Mgmt    For    For    For
1.7   Elect Director Monique F. Leroux    Mgmt    For    For    For
1.8   Elect Director Maria R. Morris    Mgmt    For    For    For
1.9   Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12   Elect Director Richard E. Thornburgh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Deferred Compensation Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Progressive Corporation

 

Meeting Date:    05/10/2019    Country:    USA    Primary Security ID:    743315103
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    PGR

 

Shares Voted:   47,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Philip Bleser    Mgmt    For    For    For
1b   Elect Director Stuart B. Burgdoerfer    Mgmt    For    For    For
1c   Elect Director Pamela J. Craig    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

The Progressive Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Charles A. Davis    Mgmt    For    For    For
1e   Elect Director Roger N. Farah    Mgmt    For    For    For
1f   Elect Director Lawton W. Fitt    Mgmt    For    For    For
1g   Elect Director Susan Patricia Griffith    Mgmt    For    For    For
1h   Elect Director Jeffrey D. Kelly    Mgmt    For    For    For
1i   Elect Director Patrick H. Nettles    Mgmt    For    For    For
1j   Elect Director Barbara R. Snyder    Mgmt    For    For    For
1k   Elect Director Jan E. Tighe    Mgmt    For    For    For
1l   Elect Director Kahina Van Dyke    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   129,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Juan Ramon Alaix    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1.4   Elect Director Michael B. McCallister    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Las Vegas Sands Corp.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    517834107
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   147,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sheldon G. Adelson    Mgmt    For    Refer    Withhold
1.2   Elect Director Irwin Chafetz    Mgmt    For    Refer    Withhold
1.3   Elect Director Micheline Chau    Mgmt    For    Refer    Withhold
1.4   Elect Director Patrick Dumont    Mgmt    For    Refer    Withhold
1.5   Elect Director Charles D. Forman    Mgmt    For    Refer    Withhold
1.6   Elect Director Robert G. Goldstein    Mgmt    For    Refer    Withhold
1.7   Elect Director George Jamieson    Mgmt    For    For    For
1.8   Elect Director Charles A. Koppelman    Mgmt    For    Refer    Withhold
1.9   Elect Director Lewis Kramer    Mgmt    For    For    For
1.10   Elect Director David F. Levi    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Republic Services, Inc.

 

Meeting Date:    05/17/2019    Country:    USA    Primary Security ID:    760759100
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    RSG

 

Shares Voted:   108,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Manuel Kadre    Mgmt    For    For    For
1b   Elect Director Tomago Collins    Mgmt    For    For    For
1c   Elect Director Thomas W. Handley    Mgmt    For    For    For
1d   Elect Director Jennifer M. Kirk    Mgmt    For    For    For
1e   Elect Director Michael Larson    Mgmt    For    For    For
1f   Elect Director Kim S. Pegula    Mgmt    For    For    For
1g   Elect Director Ramon A. Rodriguez    Mgmt    For    For    For
1h   Elect Director Donald W. Slager    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Republic Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director James P. Snee    Mgmt    For    For    For
1j   Elect Director John M. Trani    Mgmt    For    For    For
1k   Elect Director Sandra M. Volpe    Mgmt    For    For    For
1l   Elect Director Katharine B. Weymouth    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   148,918          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Amazon.com, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    023135106
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   10,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Food Waste    SH    Against    Refer    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Prohibit Sales of Facial Recognition Technology to Government Agencies    SH    Against    Refer    Against
7   Report on Impact of Government Use of Facial Recognition Technologies    SH    Against    Refer    Against
8   Report on Products Promoting Hate Speech    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Sexual Harassment    SH    Against    Refer    Against
11   Report on Climate Change    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Disclose a Board of Directors’ Qualification Matrix    SH    Against    Against    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against
14   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
15   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    70450Y103
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    PYPL

 

Shares Voted:   77,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director Wences Casares    Mgmt    For    For    For
1c   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Belinda J. Johnson    Mgmt    For    For    For
1g   Elect Director Gail J. McGovern    Mgmt    For    For    For
1h   Elect Director Deborah M. Messemer    Mgmt    For    For    For
1i   Elect Director David M. Moffett    Mgmt    For    For    For
1j   Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1k   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1l   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Amend Board Governance Documents to Define Human Rights Responsibilities    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Morgan Stanley

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    617446448
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    MS

 

Shares Voted:   323,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Elizabeth Corley    Mgmt    For    For    For
1b   Elect Director Alistair M. Darling    Mgmt    For    For    For
1c   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d   Elect Director James P. Gorman    Mgmt    For    For    For
1e   Elect Director Robert H. Herz    Mgmt    For    For    For
1f   Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g   Elect Director Jami Miscik    Mgmt    For    For    For
1h   Elect Director Dennis M. Nally    Mgmt    For    For    For
1i   Elect Director Takeshi Ogasawara    Mgmt    For    For    For
1j   Elect Director Hutham S. Olayan    Mgmt    For    For    For
1k   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l   Elect Director Perry M. Traquina    Mgmt    For    For    For
1m   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

NextEra Energy, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    65339F101
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    NEE

 

Shares Voted:   35,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Sherry S. Barrat    Mgmt    For    For    For
1b   Elect Director James L. Camaren    Mgmt    For    For    For
1c   Elect Director Kenneth B. Dunn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

NextEra Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Naren K. Gursahaney    Mgmt    For    For    For
1e   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1f   Elect Director Toni Jennings    Mgmt    For    For    For
1g   Elect Director Amy B. Lane    Mgmt    For    For    For
1h   Elect Director James L. Robo    Mgmt    For    For    For
1i   Elect Director Rudy E. Schupp    Mgmt    For    For    For
1j   Elect Director John L. Skolds    Mgmt    For    For    For
1k   Elect Director William H. Swanson    Mgmt    For    For    For
1l   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
1m   Elect Director Darryl L. Wilson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    437076102
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   27,895          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Manuel Kadre    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Report on Prison Labor in the Supply Chain    SH    Against    Against    Against

Facebook, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   40,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peggy Alford    Mgmt    For    For    For
1.2   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.5   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.6   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.7   Elect Director Jeffrey D. Zients    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Require a Majority Vote for the Election of Directors    SH    Against    For    For
8   Disclose Board Diversity and Qualifications Matrix    SH    Against    Against    Against
9   Report on Content Governance    SH    Against    Refer    Against
10   Report on Global Median Gender Pay Gap    SH    Against    Against    Against
11   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
12   Study Strategic Alternatives Including Sale of Assets    SH    Against    Refer    Against

IPG Photonics Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    44980X109
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    IPGP

 

Shares Voted:   73,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Valentin P. Gapontsev    Mgmt    For    For    For
1.2   Elect Director Eugene A. Scherbakov    Mgmt    For    For    For
1.3   Elect Director Igor Samartsev    Mgmt    For    For    For
1.4   Elect Director Michael C. Child    Mgmt    For    For    For
1.5   Elect Director Gregory P. Dougherty    Mgmt    For    For    For
1.6   Elect Director Henry E. Gauthier    Mgmt    For    For    For
1.7   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.8   Elect Director Eric Meurice    Mgmt    For    For    For
1.9   Elect Director John R. Peeler    Mgmt    For    For    For
1.10   Elect Director Thomas J. Seifert    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

LyondellBasell Industries N.V.

 

Meeting Date:    05/31/2019    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    05/03/2019    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   144,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jacques Aigrain    Mgmt    For    For    For
1b   Elect Director Lincoln Benet    Mgmt    For    For    For
1c   Elect Director Jagjeet “Jeet” Bindra    Mgmt    For    For    For
1d   Elect Director Robin Buchanan    Mgmt    For    For    For
1e   Elect Director Stephen Cooper    Mgmt    For    For    For
1f   Elect Director Nance Dicciani    Mgmt    For    For    For
1g   Elect Director Claire Farley    Mgmt    For    For    For
1h   Elect Director Isabella “Bella” Goren    Mgmt    For    For    For
1i   Elect Director Michael Hanley    Mgmt    For    For    For
1j   Elect Director Albert Manifold    Mgmt    For    For    For
1k   Elect Director Bhavesh “Bob” Patel    Mgmt    For    For    For
1l   Elect Director Rudy van der Meer    Mgmt    For    For    For
2   Approve Discharge of Executive Director and Prior Management Board    Mgmt    For    For    For
3   Approve Discharge of Non-Executive Directors and Prior Supervisory Board    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8   Approve Dividends of USD 4.00 Per Share    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/03/2019    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   85,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director John H. Noseworthy    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against

Walmart Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    931142103
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   129,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Cesar Conde    Mgmt    For    For    For
1b   Elect Director Stephen “Steve” J. Easterbrook    Mgmt    For    For    For
1c   Elect Director Timothy “Tim” P. Flynn    Mgmt    For    For    For
1d   Elect Director Sarah J. Friar    Mgmt    For    For    For
1e   Elect Director Carla A. Harris    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Thomas “Tom” W. Horton    Mgmt    For    For    For
1g   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1h   Elect Director C. Douglas “Doug” McMillon    Mgmt    For    For    For
1i   Elect Director Gregory “Greg” B. Penner    Mgmt    For    Against    For
1j   Elect Director Steven “Steve” S Reinemund    Mgmt    For    For    For
1k   Elect Director S. Robson “Rob” Walton    Mgmt    For    For    For
1l   Elect Director Steuart L. Walton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Sexual Harassment    SH    Against    Refer    Against
5   Provide for Cumulative Voting    SH    Against    Against    Against

Alphabet Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   14,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director John L. Hennessy    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Ann Mather    Mgmt    For    Refer    For
1.7   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.8   Elect Director Sundar Pichai    Mgmt    For    For    For
1.9   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.10   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Adopt a Policy Prohibiting Inequitable Employment Practices    SH    Against    Refer    Against
6   Establish Societal Risk Oversight Committee    SH    Against    Refer    Against
7   Report on Sexual Harassment Policies    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Employ Advisors to Explore Alternatives to Maximize Value    SH    Against    Refer    Against
11   Approve Nomination of Employee Representative Director    SH    Against    Refer    Against
12   Adopt Simple Majority Vote    SH    Against    For    For
13   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
14   Report on Human Rights Risk Assessment    SH    Against    Against    Against
15   Adopt Compensation Clawback Policy    SH    Against    For    For
16   Report on Policies and Risks Related to Content Governance    SH    Against    Refer    Against

Mastercard Incorporated

 

Meeting Date:    06/25/2019    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/26/2019    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   73,336          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director David R. Carlucci    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Choon Phong Goh    Mgmt    For    For    For
1h   Elect Director Merit E. Janow    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Youngme Moon    Mgmt    For    For    For
1k   Elect Director Rima Qureshi    Mgmt    For    For    For
1l   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1m   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
1o   Elect Director Lance Uggla    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Establish Human Rights Board Committee    SH    Against    Refer    Against


IVY VIP CORPORATE BOND

Proxy Voting Record

There was no proxy voting for Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

Concho Resources Inc.

 

Meeting Date:    07/17/2018    Country:    USA    Primary Security ID:    20605P101
Record Date:    06/01/2018    Meeting Type:    Special    Ticker:    CXO

 

Shares Voted:   38,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    07/17/2018    Country:    USA    Primary Security ID:    74978Q105
Record Date:    06/01/2018    Meeting Type:    Special    Ticker:    RSPP

 

Shares Voted:   125,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Marathon Petroleum Corp.

 

Meeting Date:    09/24/2018    Country:    USA    Primary Security ID:    56585A102
Record Date:    08/01/2018    Meeting Type:    Special    Ticker:    MPC

 

Shares Voted:   55,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Increase in Size of Board    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Energy Transfer Partners LP

 

Meeting Date:    10/18/2018    Country:    USA    Primary Security ID:    29278N400
Record Date:    09/10/2018    Meeting Type:    Special    Ticker:    ETP

 

Shares Voted:   95,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:    11/27/2018    Country:    USA    Primary Security ID:    25278X109
Record Date:    10/19/2018    Meeting Type:    Special    Ticker:    FANG

 

Shares Voted:   48,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Transocean Ltd.

 

Meeting Date:    11/29/2018    Country:    Switzerland    Primary Security ID:    H8817H100
Record Date:    11/12/2018    Meeting Type:    Special    Ticker:    RIG

 

Shares Voted:   130,801          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Articles to Create Additional Authorized Share Capital to Pay the Share Consideration in the Merger    Mgmt    For    Refer    For
2   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
3   Amend Articles Re: (Non-Routine)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Frank’s International NV

 

Meeting Date:    01/15/2019    Country:    Netherlands    Primary Security ID:    N33462107
Record Date:    12/18/2018    Meeting Type:    Special    Ticker:    FI

 

Shares Voted:   62,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Size of Supervisory Board to 9 Members and Elect Melanie Montague Trent to Supervisory Board    Mgmt    For    Refer    For

Ensco Plc

 

Meeting Date:    02/21/2019    Country:    United Kingdom    Primary Security ID:    G3157S106
Record Date:    12/10/2018    Meeting Type:    Special    Ticker:    ESV

 

Shares Voted:   188,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Acquisition of Rowan Companies plc    Mgmt    For    Refer    For
2   Approve Reverse Stock Split    Mgmt    For    Refer    For
3   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    Refer    For
4   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
5   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    Refer    For
6   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/03/2019    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/13/2019    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   34,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Tatiana A. Mitrova    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Mark G. Papa    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For

Liberty Oilfield Services, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    53115L104
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    LBRT

 

Shares Voted:   3,612          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher A. Wright    Mgmt    For    Refer    Withhold
1.2   Elect Director William F. Kimble    Mgmt    For    For    For
1.3   Elect Director Cary D. Steinbeck    Mgmt    For    For    For
1.4   Elect Director N. John Lancaster, Jr.    Mgmt    For    Refer    Withhold
1.5   Elect Director Brett Staffieri    Mgmt    For    Refer    Withhold
1.6   Elect Director Peter A. Dea    Mgmt    For    For    For
1.7   Elect Director Ken Babcock    Mgmt    For    For    For
1.8   Elect Director Jesal Shah    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Marathon Petroleum Corporation

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   24,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Evan Bayh    Mgmt    For    For    For
1b   Elect Director Charles E. Bunch    Mgmt    For    For    For
1c   Elect Director Edward G. Galante    Mgmt    For    For    For
1d   Elect Director Kim K.W. Rucker    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   19,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Julie J. Robertson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Donald F. Textor    Mgmt    For    For    For
1h   Elect Director William R. Thomas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Oasis Petroleum, Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    674215108
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   136,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael McShane    Mgmt    For    For    For
1.2   Elect Director Thomas B. “Tommy” Nusz    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Valero Energy Corporation

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   17,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1B   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1C   Elect Director Kimberly S. Greene    Mgmt    For    For    For
1D   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1E   Elect Director Donald L. Nickles    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Valero Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1F   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1G   Elect Director Robert A. Profusek    Mgmt    For    For    For
1H   Elect Director Stephen M. Waters    Mgmt    For    For    For
1I   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1J   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Centennial Resource Development, Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    15136A102
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    CDEV

 

Shares Voted:   4,655          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark G. Papa    Mgmt    For    Refer    Withhold
1.2   Elect Director David M. Leuschen    Mgmt    For    Refer    Withhold
1.3   Elect Director Pierre F. Lapeyre, Jr.    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Amend Charter to Eliminate Certain Provisions Relating to the Company’s Business Combination and its Capital Structure pPeceding the Business Combination    Mgmt    For    Refer    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

TechnipFMC plc

 

Meeting Date:    05/01/2019    Country:    United Kingdom    Primary Security ID:    G87110105
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   41,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Douglas J. Pferdehirt    Mgmt    For    For    For
1b   Elect Director Arnaud Caudoux    Mgmt    For    Refer    Against
1c   Elect Director Pascal Colombani    Mgmt    For    For    For
1d   Elect Director Marie-Ange Debon    Mgmt    For    For    For
1e   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1f   Elect Director Claire S. Farley    Mgmt    For    For    For
1g   Elect Director Didier Houssin    Mgmt    For    For    For
1h   Elect Director Peter Mellbye    Mgmt    For    For    For
1i   Elect Director John O’Leary    Mgmt    For    For    For
1j   Elect Director Kay G. Priestly    Mgmt    For    For    For
1k   Elect Director Joseph Rinaldi    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Directors’ Remuneration Report    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor    Mgmt    For    For    For
8   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Whiting Petroleum Corp.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    966387409
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    WLL

 

Shares Voted:   42,062          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas L. Aller    Mgmt    For    For    For
1.2   Elect Director James E. Catlin    Mgmt    For    For    For
1.3   Elect Director Michael B. Walen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Suncor Energy, Inc.

 

Meeting Date:    05/02/2019    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   31,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director John D. Gass    Mgmt    For    For    For
1.4   Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5   Elect Director Mark S. Little    Mgmt    For    For    For
1.6   Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.9   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Phillips 66

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    718546104
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   17,188          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Greg C. Garland    Mgmt    For    Refer    For
1b   Elect Director Gary K. Adams    Mgmt    For    For    For
1c   Elect Director John E. Lowe    Mgmt    For    For    For
1d   Elect Director Denise L. Ramos    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Plastic Pollution *Withdrawn Resolution*    SH         

Apergy Corp.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    03755L104
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    APY

 

Shares Voted:   19,618          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mamatha Chamarthi    Mgmt    For    For    For
1.2   Elect Director Stephen M. Todd    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Transocean Ltd.

 

Meeting Date:    05/09/2019    Country:    Switzerland    Primary Security ID:    H8817H100
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    RIG

 

Shares Voted:   140,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Appropriation of Available Earnings for Fiscal Year 2018    Mgmt    For    For    For
4A   Elect Director Glyn A. Barker    Mgmt    For    For    For
4B   Elect Director Vanessa C.L. Chang    Mgmt    For    For    For
4C   Elect Director Frederico F. Curado    Mgmt    For    For    For
4D   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
4E   Elect Director Vincent J. Intrieri    Mgmt    For    For    For
4F   Elect Director Samuel J. Merksamer    Mgmt    For    For    For
4G   Elect Director Frederik W. Mohn    Mgmt    For    For    For
4H   Elect Director Edward R. Muller    Mgmt    For    For    For
4I   Elect Director Tan Ek Kia    Mgmt    For    For    For
4J   Elect Director Jeremy D. Thigpen    Mgmt    For    For    For
5   Elect Chadwick C. Deaton as Board Chairman    Mgmt    For    For    For
6A   Appoint Frederico F. Curado as Member of the Compensation Committee    Mgmt    For    For    For
6B   Appoint Vincent J. Intrieri as Member of the Compensation Committee    Mgmt    For    For    For
6C   Appoint Tan Ek Kia as Member of the Compensation Committee    Mgmt    For    For    For
7   Designate Schweiger Advokatur / Notariat as Independent Proxy    Mgmt    For    For    For
8   Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10A   Approve Maximum Remuneration of Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Transocean Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10B   Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million    Mgmt    For    Refer    For
11   Other Business    Mgmt    For    Against    Against

WEX Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    96208T104
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    WEX

 

Shares Voted:   7,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Shikhar Ghosh    Mgmt    For    For    For
1.2   Elect Director James Neary    Mgmt    For    For    For
1.3   Elect Director Melissa D. Smith    Mgmt    For    For    For
1.4   Elect Director Daniel Callahan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For

Baker Hughes, a GE company

 

Meeting Date:    05/10/2019    Country:    USA    Primary Security ID:    05722G100
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    BHGE

 

Shares Voted:   21,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director W. Geoffrey Beattie    Mgmt    For    For    For
1.2   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1.3   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1.4   Elect Director Gregory L. Ebel    Mgmt    For    For    For
1.5   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Baker Hughes, a GE company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Jamie S. Miller    Mgmt    For    Refer    Withhold
1.7   Elect Director James J. Mulva    Mgmt    For    For    For
1.8   Elect Director John G. Rice    Mgmt    For    Refer    Withhold
1.9   Elect Director Lorenzo Simonelli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Dril-Quip, Inc.

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    262037104
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   22,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alexander P. Shukis    Mgmt    For    For    For
1.2   Elect Director Terence B. Jupp    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    406216101
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   52,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director M. Katherine Banks    Mgmt    For    For    For
1d   Elect Director Alan M. Bennett    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Patricia Hemingway Hall    Mgmt    For    For    For
1i   Elect Director Robert A. Malone    Mgmt    For    For    For
1j   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Helix Energy Solutions Group, Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    42330P107
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    HLX

 

Shares Voted:   91,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Amerino Gatti    Mgmt    For    For    For
1.2   Elect Director John V. Lovoi    Mgmt    For    For    For
1.3   Elect Director Jan Rask    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Concho Resources, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    20605P101
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   23,708          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven D. Gray    Mgmt    For    For    For
1.2   Elect Director Susan J. Helms    Mgmt    For    For    For
1.3   Elect Director Gary A. Merriman    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    212015101
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   45,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold G. Hamm    Mgmt    For    Refer    Withhold
1.2   Elect Director John T. McNabb, II    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

FTS International Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    30283W104
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    FTSI

 

Shares Voted:   64,755          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bryan J. Lemmerman    Mgmt    For    Refer    Withhold
1.2   Elect Director Boon Sim    Mgmt    For    Refer    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    723787107
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   12,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.4   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.5   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.6   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.7   Elect Director Frank A. Risch    Mgmt    For    For    For
1.8   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.9   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.10   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.11   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.12   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

WPX Energy, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    98212B103
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    WPX

 

Shares Voted:   122,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Carrig    Mgmt    For    For    For
1.2   Elect Director Robert K. Herdman    Mgmt    For    For    For
1.3   Elect Director Kelt Kindick    Mgmt    For    For    For
1.4   Elect Director Karl F. Kurz    Mgmt    For    For    For
1.5   Elect Director Henry E. Lentz    Mgmt    For    For    For
1.6   Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.7   Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.8   Elect Director Valerie M. Williams    Mgmt    For    For    For
1.9   Elect Director David F. Work    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Ensco plc

 

Meeting Date:    05/20/2019    Country:    United Kingdom    Primary Security ID:    G3166L100
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    ESV

 

Shares Voted:   20,669          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Re-elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders    Mgmt         
1a   Elect Director J. Roderick Clark    Mgmt    For    For    For
1b   Elect Director Mary E. Francis    Mgmt    For    For    For
1c   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1d   Elect Director Keith O. Rattie    Mgmt    For    For    For
1e   Elect Director Paul E. Rowsey, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Ensco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Carl G. Trowell    Mgmt    For    For    For
  Conditional on the Company Not Having Completed the Rowan Transaction Before the Meeting, To Re-elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders    Mgmt         
2a   Elect Director Roxanne J. Decyk - withdrawn    Mgmt         
2b   Elect Director Jack E. Golden - withdrawn    Mgmt         
2c   Elect Director Gerald W. Haddock - withdrawn    Mgmt         
2d   Elect Director Francis S. Kalman - withdrawn    Mgmt         
2e   Elect Director Phil D. Wedemeyer - withdrawn    Mgmt         
  Conditional on the Company Having Completed the Rowan Transaction Before the Meeting, To Elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders    Mgmt         
3a   Elect Director Thomas Burke    Mgmt    For    For    For
3b   Elect Director William E. Albrecht    Mgmt    For    For    For
3c   Elect Director Suzanne P. Nimocks    Mgmt    For    For    For
3d   Elect Director Thierry Pilenko    Mgmt    For    For    For
3e   Elect Director Charles L. Szews    Mgmt    For    For    For
4   Ratify KPMG LLP as US Independent Auditor    Mgmt    For    For    For
5   Appoint KPMG LLP as UK Statutory Auditor    Mgmt    For    For    For
6   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
7   Approve Remuneration Report    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Authorize Issue of Equity    Mgmt    For    For    For
11   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
12   Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Cactus, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    127203107
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    WHD

 

Shares Voted:   38,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joel Bender    Mgmt    For    Refer    Withhold
1.2   Elect Director Alan Semple    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Frank’s International NV

 

Meeting Date:    05/22/2019    Country:    Netherlands    Primary Security ID:    N33462107
Record Date:    04/24/2019    Meeting Type:    Annual    Ticker:    FI

 

Shares Voted:   62,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect William B. Berry to Supervisory Board    Mgmt    For    For    For
1b   Elect Robert W. Drummond to Supervisory Board    Mgmt    For    For    For
1c   Elect Michael C. Kearney to Supervisory Board    Mgmt    For    For    For
1d   Elect Michael E. McMahon to Supervisory Board    Mgmt    For    For    For
1e   Elect D. Keith Mosing to Supervisory Board    Mgmt    For    For    For
1f   Elect Kirkland D. Mosing to Supervisory Board    Mgmt    For    For    For
1g   Elect S. Brent Mosing to Supervisory Board    Mgmt    For    For    For
1h   Elect Melanie M. Trent to Supervisory Board    Mgmt    For    For    For
1i   Elect Alexander Vriesendorp to Supervisory Board    Mgmt    For    For    For
2   Appoint Steven Russell and John Symington as Managing Directors    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Frank’s International NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Approve Discharge of Management Board    Mgmt    For    For    For
8   Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For
9   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
10   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For

Core Laboratories NV

 

Meeting Date:    05/23/2019    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/25/2019    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   1,105          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martha Z. Carnes    Mgmt    For    For    For
1b   Elect Director Michael Straughen    Mgmt    For    For    For
1c   Elect Director Gregory B. Barnett    Mgmt    For    For    For
2   Ratify KPMG as Auditors    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
7   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

PBF Energy Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    69318G106
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    PBF

 

Shares Voted:   30,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas J. Nimbley    Mgmt    For    For    For
1.2   Elect Director Spencer Abraham    Mgmt    For    For    For
1.3   Elect Director Wayne A. Budd    Mgmt    For    For    For
1.4   Elect Director S. Eugene Edwards    Mgmt    For    For    For
1.5   Elect Director William E. Hantke    Mgmt    For    For    For
1.6   Elect Director Edward F. Kosnik    Mgmt    For    For    For
1.7   Elect Director Robert J. Lavinia    Mgmt    For    For    For
1.8   Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.9   Elect Director George E. Ogden    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Parsley Energy, Inc.

 

Meeting Date:    05/24/2019    Country:    USA    Primary Security ID:    701877102
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   75,868          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director William Browning    Mgmt    For    For    For
1B   Elect Director David H. Smith    Mgmt    For    For    For
1C   Elect Director Jerry Windlinger    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

National Oilwell Varco, Inc.

 

Meeting Date:    05/28/2019    Country:    USA    Primary Security ID:    637071101
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    NOV

 

Shares Voted:   16,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Clay C. Williams    Mgmt    For    For    For
1B   Elect Director Greg L. Armstrong    Mgmt    For    For    For
1C   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1D   Elect Director Ben A. Guill    Mgmt    For    For    For
1E   Elect Director James T. Hackett    Mgmt    For    Refer    For
1F   Elect Director David D. Harrison    Mgmt    For    For    For
1G   Elect Director Eric L. Mattson    Mgmt    For    For    For
1H   Elect Director Melody B. Meyer    Mgmt    For    For    For
1I   Elect Director William R. Thomas    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    166764100
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   6,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Debra Reed-Klages    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i   Elect Director Inge G. Thulin    Mgmt    For    For    For
1j   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1k   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Right to Water    SH    Against    Against    Against
5   Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals    SH    Against    Refer    Against
6   Establish Environmental Issue Board Committee    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Marathon Oil Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    565849106
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    MRO

 

Shares Voted:   83,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1b   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1c   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1d   Elect Director Jason B. Few    Mgmt    For    For    For
1e   Elect Director Douglas L. Foshee    Mgmt    For    For    For
1f   Elect Director M. Elise Hyland    Mgmt    For    For    For
1g   Elect Director Lee M. Tillman    Mgmt    For    For    For
1h   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Marathon Oil Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For

C&J Energy Services, Inc.

 

Meeting Date:    05/31/2019    Country:    USA    Primary Security ID:    12674R100
Record Date:    04/02/2019    Meeting Type:    Annual    Ticker:    CJ

 

Shares Voted:   41,589          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John Kennedy    Mgmt    For    Refer    Withhold
1.2   Elect Director Michael Roemer    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   16,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael L. Hollis    Mgmt    For    For    For
1.4   Elect Director Michael P. Cross    Mgmt    For    For    For
1.5   Elect Director David L. Houston    Mgmt    For    For    For
1.6   Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.7   Elect Director Melanie M. Trent    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Diamondback Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    703481101
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   83,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.3   Elect Director Tiffany (TJ) Thom Cepak    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director William A. Hendricks, Jr.    Mgmt    For    For    For
1.6   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.7   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.8   Elect Director Janeen S. Judah    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

ProPetro Holding Corp.

 

Meeting Date:    06/14/2019    Country:    USA    Primary Security ID:    74347M108
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    PUMP

 

Shares Voted:   53,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dale Redman    Mgmt    For    For    For
1.2   Elect Director Spencer D. Armour, III    Mgmt    For    For    For
1.3   Elect Director Steven Beal    Mgmt    For    For    For
1.4   Elect Director Mark S. Berg    Mgmt    For    For    For
1.5   Elect Director Anthony Best    Mgmt    For    For    For
1.6   Elect Director Pryor Blackwell    Mgmt    For    For    For
1.7   Elect Director Alan E. Douglas    Mgmt    For    For    For
1.8   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.9   Elect Director Jack B. Moore    Mgmt    For    For    For
2   Amend Certificate of Incorporation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


IVY VIP GLOBAL BOND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 81 – Ivy VIP Global Bond

Banco Latinoamericano de Comercio Exterior SA

 

Meeting Date:    04/17/2019    Country:    Panama    Primary Security ID:    P16994132
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    BLX

 

Shares Voted:   7,645          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify KPMG as Auditors    Mgmt    For    For    For
  For Holders of Class E Shares: Election of Three Directors    Mgmt         
3a   Elect Director Ricardo Manuel Arango    Mgmt    For    For    For
3b   Elect Director Herminio A. Blanco    Mgmt    For    For    For
3c   Elect Director Roland Holst    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY VIP GLOBAL EQUITY INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

Vodafone Group Plc

 

Meeting Date:    07/27/2018    Country:    United Kingdom    Primary Security ID:    G93882192
Record Date:    07/25/2018    Meeting Type:    Annual    Ticker:    VOD

 

Shares Voted:   1,411,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Elect Michel Demare as Director    Mgmt    For    For    For
3   Elect Margherita Della Valle as Director    Mgmt    For    For    For
4   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
5   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
6   Re-elect Nick Read as Director    Mgmt    For    For    For
7   Re-elect Sir Crispin Davis as Director    Mgmt    For    For    For
8   Re-elect Dame Clara Furse as Director    Mgmt    For    For    For
9   Re-elect Valerie Gooding as Director    Mgmt    For    For    For
10   Re-elect Renee James as Director    Mgmt    For    For    For
11   Re-elect Samuel Jonah as Director    Mgmt    For    For    For
12   Re-elect Maria Amparo Moraleda Martinez as Director    Mgmt    For    For    For
13   Re-elect David Nish as Director    Mgmt    For    For    For
14   Approve Final Dividend    Mgmt    For    For    For
15   Approve Remuneration Report    Mgmt    For    Refer    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Vodafone Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
24   Approve Sharesave Plan    Mgmt    For    Refer    For
25   Adopt New Articles of Association    Mgmt    For    Refer    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    08/24/2018    Country:    Russia    Primary Security ID:    X6983S100
Record Date:    07/30/2018    Meeting Type:    Special    Ticker:    LKOH

 

Shares Voted:   50,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation    Mgmt    For    For    For

Royal Philips NV

 

Meeting Date:    10/19/2018    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    09/21/2018    Meeting Type:    Special    Ticker:    PHIA

 

Shares Voted:   102,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Elect A. Marc Harrison to Supervisory Board    Mgmt    For    For    For
2   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   51,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    12/03/2018    Country:    Russia    Primary Security ID:    X6983S100
Record Date:    11/08/2018    Meeting Type:    Special    Ticker:    LKOH

 

Shares Voted:   53,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR/GDR Holders    Mgmt         
1   Approve Interim Dividends for First Nine Months of Fiscal 2018    Mgmt    For    For    For
2   Approve Remuneration of Directors    Mgmt    For    Refer    For
3   Amend Charter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Marine Harvest ASA

 

Meeting Date:    12/04/2018    Country:    Norway    Primary Security ID:    R2326D113
Record Date:       Meeting Type:    Special    Ticker:    MHG

 

Shares Voted:   0          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
2   Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3   Change Company Name to Mowi ASA    Mgmt    For    For    Do Not Vote

Medtronic Plc

 

Meeting Date:    12/07/2018    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   59,323          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director James T. Lenehan    Mgmt    For    For    For
1h   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1i   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1j   Elect Director Kendall J. Powell    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Bellway Plc

 

Meeting Date:    12/12/2018    Country:    United Kingdom    Primary Security ID:    G09744155
Record Date:    12/10/2018    Meeting Type:    Annual    Ticker:    BWY

 

Shares Voted:   72,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Jason Honeyman as Director    Mgmt    For    For    For
5   Re-elect Keith Adey as Director    Mgmt    For    For    For
6   Re-elect Paul Hampden Smith as Director    Mgmt    For    For    For
7   Re-elect Denise Jagger as Director    Mgmt    For    For    For
8   Re-elect Jill Caseberry as Director    Mgmt    For    For    For
9   Elect Ian McHoul as Director    Mgmt    For    For    For
10   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
11   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
12   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
13   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
14   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
15   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
16   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/20/2019    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2018    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   152,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Bahk Jae-wan as Outside Director    Mgmt    For    Refer    Against
2.1.2   Elect Kim Han-jo as Outside Director    Mgmt    For    For    For
2.1.3   Elect Ahn Curie as Outside Director    Mgmt    For    For    For
2.2.1   Elect Bahk Jae-wan as a Member of Audit Committee    Mgmt    For    Refer    Against
2.2.2   Elect Kim Han-jo as a Member of Audit Committee    Mgmt    For    For    For
3   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Bank of Montreal

 

Meeting Date:    04/02/2019    Country:    Canada    Primary Security ID:    063671101
Record Date:    02/04/2019    Meeting Type:    Annual    Ticker:    BMO

 

Shares Voted:   12,140          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Janice M. Babiak    Mgmt    For    For    For
1.2   Elect Director Sophie Brochu    Mgmt    For    For    For
1.3   Elect Director Craig W. Broderick    Mgmt    For    For    For
1.4   Elect Director George A. Cope    Mgmt    For    For    For
1.5   Elect Director Christine A. Edwards    Mgmt    For    For    For
1.6   Elect Director Martin S. Eichenbaum    Mgmt    For    For    For
1.7   Elect Director Ronald H. Farmer    Mgmt    For    For    For
1.8   Elect Director David Harquail    Mgmt    For    For    For
1.9   Elect Director Linda S. Huber    Mgmt    For    For    For
1.10   Elect Director Eric R. La Fleche    Mgmt    For    For    For
1.11   Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.12   Elect Director Philip S. Orsino    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Bank of Montreal

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.13   Elect Director J. Robert S. Prichard    Mgmt    For    For    For
1.14   Elect Director Darryl White    Mgmt    For    For    For
1.15   Elect Director Don M. Wilson III    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
4   SP 1: Creation of a New Technology Committee    SH    Against    Refer    Against
5   SP 2: Disclose The Equity Ratio Used by the Compensation Committee as Part of its Compensation-Setting Process    SH    Against    Against    Against

Banco Santander SA

 

Meeting Date:    04/11/2019    Country:    Spain    Primary Security ID:    E19790109
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    SAN

 

Shares Voted:   994,378          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.A   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.B   Approve Non-Financial Information Report    Mgmt    For    For    For
1.C   Approve Discharge of Board    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3.A   Fix Number of Directors at 15    Mgmt    For    Refer    For
3.B   Elect Henrique de Castro as Director    Mgmt    For    For    For
3.C   Reelect Javier Botin-Sanz de Sautuola y O’Shea as Director    Mgmt    For    For    For
3.D   Reelect Ramiro Mato Garcia-Ansorena as Director    Mgmt    For    For    For
3.E   Reelect Bruce Carnegie-Brown as Director    Mgmt    For    Refer    For
3.F   Reelect Jose Antonio Alvarez Alvarez as Director    Mgmt    For    For    For
3.G   Reelect Belen Romana Garcia as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Banco Santander SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Appointment of PricewaterhouseCoopers as Auditor    Mgmt    For    For    For
5   Authorize Share Repurchase Program    Mgmt    For    For    For
6   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion    Mgmt    For    For    For
8   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion    Mgmt    For    Refer    For
9   Approve Remuneration Policy    Mgmt    For    Refer    For
10   Approve Remuneration of Directors    Mgmt    For    Refer    For
11   Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
12.A   Approve Deferred Multiyear Objectives Variable Remuneration Plan    Mgmt    For    Refer    For
12.B   Approve Deferred and Conditional Variable Remuneration Plan    Mgmt    For    Refer    For
12.C   Approve Digital Transformation Award    Mgmt    For    Refer    For
12.D   Approve Buy-out Policy    Mgmt    For    Refer    For
12.E   Approve Employee Stock Purchase Plan    Mgmt    For    Refer    For
13   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
14   Advisory Vote on Remuneration Report    Mgmt    For    Refer    For

Nestle SA

 

Meeting Date:    04/11/2019    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   118,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    Refer    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Allocation of Income and Dividends of CHF 2.45 per Share    Mgmt    For    For    For
4.1a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    Against
4.1b   Reelect Ulf Schneider as Director    Mgmt    For    For    Against
4.1c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1f   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1g   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1h   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1i   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1j   Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1k   Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1l   Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.2.1   Elect Dick Boer as Director    Mgmt    For    For    For
4.2.2   Elect Dinesh Paliwal as Director    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    For    For
6   Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Citigroup Inc.

 

Meeting Date:    04/16/2019    Country:    USA    Primary Security ID:    172967424
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   83,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d   Elect Director John C. Dugan    Mgmt    For    For    For
1e   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1f   Elect Director Peter B. Henry    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1h   Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1i   Elect Director Renee J. James    Mgmt    For    For    For
1j   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Diana L. Taylor    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For
1o   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

VINCI SA

 

Meeting Date:    04/17/2019    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/15/2019    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   68,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.67 per Share    Mgmt    For    For    For
4   Reelect Robert Castaigne as Director    Mgmt    For    For    For
5   Reelect Ana Paula Pessoa as Director    Mgmt    For    For    For
6   Reelect Pascale Sourisse as Director    Mgmt    For    For    For
7   Elect Caroline Gregoire Sainte Marie as Director    Mgmt    For    For    For
8   Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    For
9   Elect Francoise Roze as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
10   Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
11   Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
12   Renew Appointment of Deloitte Et Associes as Auditor    Mgmt    For    For    For
13   Appoint PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
16   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    Refer    For
17   Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
18   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    For    For
22   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    Refer    For
23   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22    Mgmt    For    For    For
24   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
25   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
27   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds    Mgmt    For    Refer    For
28   Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors    Mgmt    For    For    For
29   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

LVMH Moet Hennessy Louis Vuitton SE

 

Meeting Date:    04/18/2019    Country:    France    Primary Security ID:    F58485115
Record Date:    04/15/2019    Meeting Type:    Annual/Special    Ticker:    MC

 

Shares Voted:   870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

LVMH Moet Hennessy Louis Vuitton SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Allocation of Income and Dividends of EUR 6.00 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Ratify Appointment of Sophie Chassat as Director    Mgmt    For    For    For
6   Reelect Bernard Arnault as Director    Mgmt    For    Refer    Against
7   Reelect Sophie Chassat as Director    Mgmt    For    For    For
8   Reelect Clara Gaymard as Director    Mgmt    For    For    For
9   Reelect Hubert Vedrine as Director    Mgmt    For    Refer    For
10   Elect Iris Knobloch as Director    Mgmt    For    For    For
11   Appoint Yann Arthus-Bertrand as Censor    Mgmt    For    Refer    Against
12   Approve Compensation of Bernard Arnault, Chairman and CEO    Mgmt    For    Refer    For
13   Approve Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    Refer    For
14   Approve Remuneration Policy of CEO and Chairman    Mgmt    For    Refer    For
15   Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    For
16   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
17   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
18   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    For    Against
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    Refer    Against
21   Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    Refer    Against
22   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

LVMH Moet Hennessy Louis Vuitton SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
24   Authorize Capital Increase of up to EUR 50 Million for Future Exchange Offers    Mgmt    For    For    For
25   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
26   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million    Mgmt    For    For    For

ING Groep NV

 

Meeting Date:    04/23/2019    Country:    Netherlands    Primary Security ID:    N4578E595
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    INGA

 

Shares Voted:   310,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Report of Management Board (Non-Voting)    Mgmt         
2.b   Receive Announcements on Sustainability    Mgmt         
2.c   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
2.d   Discuss Remuneration Report    Mgmt         
2.e   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.a   Receive Explanation on Profit Retention and Distribution Policy    Mgmt         
3.b   Approve Dividends of EUR 0.68 Per Share    Mgmt    For    For    For
4.a   Approve Discharge of Management Board    Mgmt    For    For    For
4.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Ratify KPMG as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Elect Tanate Phutrakul to Executive Board    Mgmt    For    For    For
7.a   Reelect Mariana Gheorghe to Supervisory Board    Mgmt    For    For    For
7.b   Elect Mike Rees to Supervisory Board    Mgmt    For    For    For
7.c   Elect Herna Verhagen to Supervisory Board    Mgmt    For    For    For
8.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
8.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For

Eaton Corporation plc

 

Meeting Date:    04/24/2019    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   47,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For
1f   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1g   Elect Director Olivier Leonetti    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/25/2019    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   118,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    Refer    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
5   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Richard Burrows as Director    Mgmt    For    For    For
7   Re-elect Sue Farr as Director    Mgmt    For    For    For
8   Re-elect Dr Marion Helmes as Director    Mgmt    For    For    For
9   Re-elect Luc Jobin as Director    Mgmt    For    For    For
10   Re-elect Holly Koeppel as Director    Mgmt    For    For    For
11   Re-elect Savio Kwan as Director    Mgmt    For    For    For
12   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
13   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
14   Re-elect Ben Stevens as Director    Mgmt    For    For    For
15   Elect Jack Bowles as Director    Mgmt    For    For    For
16   Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

CRH Plc

 

Meeting Date:    04/25/2019    Country:    Ireland    Primary Security ID:    G25508105
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    CRH

 

Shares Voted:   105,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Approve Remuneration Policy    Mgmt    For    Refer    For
5   Approve Increase in the Limit of the Aggregate Fees for Non-executive Directors    Mgmt    For    Refer    For
6a   Re-elect Richard Boucher as Director    Mgmt    For    For    For
6b   Re-elect Nicky Hartery as Director    Mgmt    For    For    For
6c   Re-elect Patrick Kennedy as Director    Mgmt    For    For    For
6d   Re-elect Heather McSharry as Director    Mgmt    For    For    For
6e   Re-elect Albert Manifold as Director    Mgmt    For    For    For
6f   Re-elect Senan Murphy as Director    Mgmt    For    For    For
6g   Re-elect Gillian Platt as Director    Mgmt    For    For    For
6h   Elect Mary Rhinehart as Director    Mgmt    For    For    For
6i   Re-elect Lucinda Riches as Director    Mgmt    For    For    For
6j   Re-elect Henk Rottinghuis as Director    Mgmt    For    For    For
6k   Elect Siobhan Talbot as Director    Mgmt    For    For    For
6l   Re-elect William Teuber Jr. as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

CRH Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
8   Reappoint Ernst & Young as Auditors    Mgmt    For    For    For
9   Authorise Issue of Equity    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13   Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
14   Approve Scrip Dividend    Mgmt    For    For    For

DBS Group Holdings Ltd.

 

Meeting Date:    04/25/2019    Country:    Singapore    Primary Security ID:    Y20246107
Record Date:       Meeting Type:    Annual    Ticker:    D05

 

Shares Voted:   224,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2   Approve Final and Special Dividend    Mgmt    For    For    For
3   Approve Directors’ Fees    Mgmt    For    Refer    For
4   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Euleen Goh Yiu Kiang as Director    Mgmt    For    For    For
6   Elect Danny Teoh Leong Kay as Director    Mgmt    For    Refer    For
7   Elect Nihal Vijaya Devadas Kaviratne as Director    Mgmt    For    For    For
8   Elect Bonghan Cho as Director    Mgmt    For    For    For
9   Elect Tham Sai Choy as Director    Mgmt    For    For    For
10   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    For    For
11   Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

DBS Group Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Authorize Share Repurchase Program    Mgmt    For    For    For
13   Approve Extension of the Duration of DBSH Share Plan and Other Amendments to the DBSH Share Plan    Mgmt    For    For    For
14   Adopt California Sub-Plan to the DBSH Share Plan    Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    539830109
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   29,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director David B. Burritt    Mgmt    For    For    For
1.3   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.4   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.5   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.6   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.7   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.8   Elect Director Vicki A. Hollub    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Bylaw    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Pfizer Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    717081103
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   267,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2   Elect Director Albert Bourla    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Dan R. Littman    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against

AstraZeneca Plc

 

Meeting Date:    04/26/2019    Country:    United Kingdom    Primary Security ID:    G0593M107
Record Date:    04/24/2019    Meeting Type:    Annual    Ticker:    AZN

 

Shares Voted:   101,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividends    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

AstraZeneca Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a   Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b   Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c   Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d   Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5e   Re-elect Philip Broadley as Director    Mgmt    For    For    For
5f   Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5g   Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5h   Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5i   Elect Tony Mok as Director    Mgmt    For    For    For
5j   Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5k   Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6   Approve Remuneration Report    Mgmt    For    Refer    For
7   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
8   Authorise Issue of Equity    Mgmt    For    For    For
9   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
11   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
12   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

The Boeing Company

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    097023105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   7,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert A. Bradway    Mgmt    For    For    For
1b   Elect Director David L. Calhoun    Mgmt    For    For    For
1c   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Nikki R. Haley    Mgmt    For    For    For
1g   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1h   Elect Director Caroline B. Kennedy    Mgmt    For    For    For
1i   Elect Director Edward M. Liddy    Mgmt    For    For    For
1j   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1k   Elect Director Susan C. Schwab    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
1m   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adjust Executive Compensation Metrics for Share Buybacks    SH    Against    Refer    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Amend Proxy Access Right    SH    Against    Against    Against
8   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Anglo American Plc

 

Meeting Date:    04/30/2019    Country:    United Kingdom    Primary Security ID:    G03764134
Record Date:    04/26/2019    Meeting Type:    Annual    Ticker:    AAL

 

Shares Voted:   204,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Marcelo Bastos as Director    Mgmt    For    For    For
4   Re-elect Ian Ashby as Director    Mgmt    For    For    For
5   Re-elect Stuart Chambers as Director    Mgmt    For    For    For
6   Re-elect Mark Cutifani as Director    Mgmt    For    For    For
7   Re-elect Nolitha Fakude as Director    Mgmt    For    For    For
8   Re-elect Byron Grote as Director    Mgmt    For    For    For
9   Re-elect Tony O’Neill as Director    Mgmt    For    For    For
10   Re-elect Stephen Pearce as Director    Mgmt    For    For    For
11   Re-elect Mphu Ramatlapeng as Director    Mgmt    For    For    For
12   Re-elect Jim Rutherford as Director    Mgmt    For    For    For
13   Re-elect Anne Stevens as Director    Mgmt    For    For    For
14   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Approve Remuneration Report    Mgmt    For    Refer    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Exelon Corporation

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    30161N101
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    EXC

 

Shares Voted:   147,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1b   Elect Director Ann C. Berzin    Mgmt    For    For    For
1c   Elect Director Laurie Brlas    Mgmt    For    For    For
1d   Elect Director Christopher M. Crane    Mgmt    For    For    For
1e   Elect Director Yves C. de Balmann    Mgmt    For    For    For
1f   Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1g   Elect Director Linda P. Jojo    Mgmt    For    For    For
1h   Elect Director Paul L. Joskow    Mgmt    For    For    For
1i   Elect Director Robert J. Lawless    Mgmt    For    For    For
1j   Elect Director Richard W. Mies    Mgmt    For    For    For
1k   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1l   Elect Director Stephen D. Steinour    Mgmt    For    For    For
1m   Elect Director John F. Young    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Costs and Benefits of Environment-related Activities    SH    Against    Refer    Against

Philip Morris International Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    718172109
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   63,607          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.2   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.3   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    277432100
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    EMN

 

Shares Voted:   64,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Humberto P. Alfonso    Mgmt    For    For    For
1.2   Elect Director Brett D. Begemann    Mgmt    For    For    For
1.3   Elect Director Michael P. Connors    Mgmt    For    For    For
1.4   Elect Director Mark J. Costa    Mgmt    For    For    For
1.5   Elect Director Robert M. Hernandez    Mgmt    For    For    For
1.6   Elect Director Julie F. Holder    Mgmt    For    For    For
1.7   Elect Director Renee J. Hornbaker    Mgmt    For    For    For
1.8   Elect Director Lewis M. Kling    Mgmt    For    For    For
1.9   Elect Director Kim Ann Mink    Mgmt    For    For    For
1.10   Elect Director James J. O’Brien    Mgmt    For    For    For
1.11   Elect Director David W. Raisbeck    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Eastman Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Suncor Energy, Inc.

 

Meeting Date:    05/02/2019    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   149,509          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director John D. Gass    Mgmt    For    For    For
1.4   Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5   Elect Director Mark S. Little    Mgmt    For    For    For
1.6   Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.9   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Unilever Plc

 

Meeting Date:    05/02/2019    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   98,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Unilever Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Re-elect Nils Andersen as Director    Mgmt    For    For    For
4   Re-elect Laura Cha as Director    Mgmt    For    For    For
5   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
6   Re-elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
7   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8   Re-elect Andrea Jung as Director    Mgmt    For    For    For
9   Re-elect Mary Ma as Director    Mgmt    For    For    For
10   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
11   Re-elect Youngme Moon as Director    Mgmt    For    For    For
12   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
13   Re-elect John Rishton as Director    Mgmt    For    For    For
14   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
15   Elect Alan Jope as Director    Mgmt    For    For    For
16   Elect Susan Kilsby as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Verizon Communications Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    92343V104
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    VZ

 

Shares Voted:   119,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1.2   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1.3   Elect Director Vittorio Colao    Mgmt    For    For    For
1.4   Elect Director Melanie L. Healey    Mgmt    For    For    For
1.5   Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.6   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1.7   Elect Director Rodney E. Slater    Mgmt    For    For    For
1.8   Elect Director Kathryn A. Tesija    Mgmt    For    For    For
1.9   Elect Director Hans E. Vestberg    Mgmt    For    For    For
1.10   Elect Director Gregory G. Weaver    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Above-Market Earnings in Executive Retirement Plans    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Report on Online Child Exploitation    SH    Against    Refer    Against
7   Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8   Submit Severance Agreement (Change-in-Control) to Shareholder Vote    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

BAE Systems Plc

 

Meeting Date:    05/09/2019    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/07/2019    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   889,845          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Revathi Advaithi as Director    Mgmt    For    For    For
5   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
6   Re-elect Elizabeth Corley as Director    Mgmt    For    For    For
7   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
8   Re-elect Harriet Green as Director    Mgmt    For    For    For
9   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
10   Re-elect Peter Lynas as Director    Mgmt    For    For    For
11   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
12   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
13   Re-elect Ian Tyler as Director    Mgmt    For    For    For
14   Re-elect Charles Woodburn as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Adopt New Articles of Association    Mgmt    For    Refer    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Koninklijke Philips NV

 

Meeting Date:    05/09/2019    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   132,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   President’s Speech    Mgmt         
2.a   Discuss Remuneration Policy    Mgmt         
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c   Adopt Financial Statements    Mgmt    For    For    For
2.d   Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.e   Approve Discharge of Management Board    Mgmt    For    For    For
2.f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a   Reelect F.A. van Houten to Management Board and President/CEO    Mgmt    For    For    For
3.b   Reelect A. Bhattacharya to Management Board    Mgmt    For    For    For
4.a   Reelect D.E.I. Pyott to Supervisory Board    Mgmt    For    For    For
4.b   Elect E. Doherty to Supervisory Board    Mgmt    For    For    For
5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
6.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
6.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Other Business (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

E.ON SE

 

Meeting Date:    05/14/2019    Country:    Germany    Primary Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

Shares Voted:   511,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.43 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5.1   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019    Mgmt    For    For    For
5.2   Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019    Mgmt    For    For    For
5.3   Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2020    Mgmt    For    For    For
6   Approve Increase in Size of Board to 20 Members    Mgmt    For    Refer    For
7.1   Approve Affiliation Agreements with E.ON 11. Verwaltungs GmbH    Mgmt    For    Refer    For
7.2   Approve Affiliation Agreements with E.ON 12. Verwaltungs GmbH    Mgmt    For    Refer    For

BOC Hong Kong (Holdings) Limited

 

Meeting Date:    05/16/2019    Country:    Hong Kong    Primary Security ID:    Y0920U103
Record Date:    05/08/2019    Meeting Type:    Annual    Ticker:    2388

 

Shares Voted:   1,439,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Liu Liange as Director    Mgmt    For    For    For
3b   Elect Lin Jingzhen as Director    Mgmt    For    For    For
3c   Elect Cheng Eva as Director    Mgmt    For    For    For
3d   Elect Choi Koon Shum Director    Mgmt    For    Against    Against
3e   Elect Law Yee Kwan Quinn Director    Mgmt    For    For    For
4   Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

BOC Hong Kong (Holdings) Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Enel SpA

 

Meeting Date:    05/16/2019    Country:    Italy    Primary Security ID:    T3679P115
Record Date:    05/07/2019    Meeting Type:    Annual    Ticker:    ENEL

 

Shares Voted:   959,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
  Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates    Mgmt         
4.1   Slate 1 Submitted by Italian Ministry of Economy and Finance    SH    None    For    For
4.2   Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Do Not Vote
  Shareholder Proposal Submitted by Italian Ministry of Economy and Finance    Mgmt         
5   Approve Internal Auditors’ Remuneration    SH    None    Refer    For
  Management Proposals    Mgmt         
6   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7   Approve Long-Term Incentive Plan    Mgmt    For    For    For
8   Approve Remuneration Policy    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Intel Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    458140100
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   193,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1f   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1g   Elect Director Gregory D. Smith    Mgmt    For    For    For
1h   Elect Director Robert ‘Bob’ H. Swan    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Gender Pay Gap    SH    Against    Against    Against
7   Request for an Annual Advisory Vote on Political Contributions    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   29,966          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against

Orange SA

 

Meeting Date:    05/21/2019    Country:    France    Primary Security ID:    F6866T100
Record Date:    05/16/2019    Meeting Type:    Annual/Special    Ticker:    ORA

 

Shares Voted:   416,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 0.70 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
5   Elect Anne-Gabrielle Heilbronner as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Orange SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Reelect Alexandre Bompard as Director    Mgmt    For    For    For
7   Reelect Helle Kristoffersen as Director    Mgmt    For    For    For
8   Reelect Jean-Michel Severino as Director    Mgmt    For    For    For
9   Reelect Anne Lange as Director    Mgmt    For    For    Against
10   Approve Compensation of Stephane Richard, Chairman and CEO    Mgmt    For    Refer    For
11   Approve Compensation of Ramon Fernandez, Vice-CEO    Mgmt    For    Refer    For
12   Approve Compensation of Gervais Pellissier, Vice-CEO    Mgmt    For    Refer    For
13   Approve Remuneration Policy of the Chairman and CEO    Mgmt    For    Refer    For
14   Approve Remuneration Policy of Vice-CEOs    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion    Mgmt    For    For    Against
17   Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
18   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
19   Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
20   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    Refer    For
21   Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
22   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21    Mgmt    For    For    Against
23   Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Orange SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

24   Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
25   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
26   Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
27   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million    Mgmt    For    For    For
28   Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers    Mgmt    For    For    For
29   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
30   Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
31   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
32   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions    Mgmt         
A   Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share    SH    Against    Refer    Against
B   Amend Article 13 of Bylaws Re: Overboarding of Directors    SH    Against    Refer    Against
C   Amend Employee Stock Purchase Plans in Favor of Employees    SH    Against    Refer    Against
D   Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Royal Dutch Shell Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G7690A118
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    RDSB

 

Shares Voted:   32,880          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Elect Neil Carson as Director    Mgmt    For    For    For
4   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
5   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
6   Re-elect Euleen Goh as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Catherine Hughes as Director    Mgmt    For    For    For
9   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
10   Re-elect Roberto Setubal as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
13   Re-elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
15   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
22   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

BNP Paribas SA

 

Meeting Date:    05/23/2019    Country:    France    Primary Security ID:    F1058Q238
Record Date:    05/20/2019    Meeting Type:    Annual/Special    Ticker:    BNP

 

Shares Voted:   59,043          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 3.02 per Share    Mgmt    For    For    For
4   Receive Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Jean-Laurent Bonnafe as Director    Mgmt    For    For    For
7   Reelect Wouter De Ploey as Director    Mgmt    For    For    For
8   Reelect Marion Guillou as Director    Mgmt    For    For    For
9   Reelect Michel Tilmant as Director    Mgmt    For    For    For
10   Ratify Appointment of Rajna Gibson-Brandon as Director    Mgmt    For    For    For
11   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
12   Approve Remuneration Policy of CEO and Vice-CEO    Mgmt    For    Refer    For
13   Approve Compensation of Jean Lemierre, Chairman of the Board    Mgmt    For    Refer    For
14   Approve Compensation of Jean-Laurent Bonnafe, CEO    Mgmt    For    Refer    For
15   Approve Compensation of Philippe Bordenave, Vice-CEO    Mgmt    For    Refer    For
16   Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
17   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

CNOOC Limited

 

Meeting Date:    05/23/2019    Country:    Hong Kong    Primary Security ID:    Y1662W117
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    883

 

Shares Voted:   3,490,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
A2   Approve Final Dividend    Mgmt    For    For    For
A3   Elect Wang Dongjin as Director    Mgmt    For    For    Against
A4   Elect Xu Keqiang as Director    Mgmt    For    For    For
A5   Elect Chiu Sung Hong as Director    Mgmt    For    For    For
A6   Elect Qiu Zhi Zhong as Director    Mgmt    For    For    For
A7   Authorize Board to Fix the Remuneration of Directors    Mgmt    For    Refer    For
A8   Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
B1   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
B2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
B3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

KeyCorp

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    493267108
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    KEY

 

Shares Voted:   197,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1.2   Elect Director Charles P. Cooley    Mgmt    For    For    For
1.3   Elect Director Gary M. Crosby    Mgmt    For    For    For
1.4   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1.5   Elect Director H. James Dallas    Mgmt    For    For    For
1.6   Elect Director Elizabeth R. Gile    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

KeyCorp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.8   Elect Director William G. Gisel, Jr.    Mgmt    For    For    For
1.9   Elect Director Carlton L. Highsmith    Mgmt    For    For    For
1.10   Elect Director Richard J. Hipple    Mgmt    For    For    For
1.11   Elect Director Kristen L. Manos    Mgmt    For    For    For
1.12   Elect Director Beth E. Mooney    Mgmt    For    For    For
1.13   Elect Director Barbara R. Snyder    Mgmt    For    For    For
1.14   Elect Director David K. Wilson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Permit Board to Amend Bylaws Without Shareholder Consent    Mgmt    For    Refer    For

The Home Depot, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    437076102
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   18,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Manuel Kadre    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Report on Prison Labor in the Supply Chain    SH    Against    Against    Against

Sands China Ltd.

 

Meeting Date:    05/24/2019    Country:    Cayman Islands    Primary Security ID:    G7800X107
Record Date:    05/10/2019    Meeting Type:    Annual    Ticker:    1928

 

Shares Voted:   378,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Wong Ying Wai as Director    Mgmt    For    For    Against
3b   Elect Chiang Yun as Director    Mgmt    For    For    For
3c   Elect Kenneth Patrick Chung as Director    Mgmt    For    For    For
3d   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
8   Adopt 2019 Equity Award Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Chevron Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    166764100
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   58,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Debra Reed-Klages    Mgmt    For    For    For
1h   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i   Elect Director Inge G. Thulin    Mgmt    For    For    For
1j   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1k   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Right to Water    SH    Against    Against    Against
5   Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals    SH    Against    Refer    Against
6   Establish Environmental Issue Board Committee    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Mowi ASA

 

Meeting Date:    05/29/2019    Country:    Norway    Primary Security ID:    R4S04H101
Record Date:       Meeting Type:    Annual    Ticker:    MOWI

 

Shares Voted:   0          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
2   Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3   Receive Briefing on the Business    Mgmt         
4   Accept Financial Statements and Statutory Reports; Approve Allocation of Income    Mgmt    For    For    Do Not Vote
5   Discuss Company’s Corporate Governance Statement    Mgmt         
6   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    Do Not Vote
7   Approval of the Guidelines for Allocation of Options    Mgmt    For    Refer    Do Not Vote
8   Approve Remuneration of Directors; Approve Remuneration for Audit Committee    Mgmt    For    Refer    Do Not Vote
9   Approve Remuneration of Nomination Committee    Mgmt    For    Refer    Do Not Vote
10   Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
11a   Reelect Ole-Eirik Leroy as Director    Mgmt    For    Refer    Do Not Vote
11b   Reelect Lisbeth K. Naero as Director    Mgmt    For    For    Do Not Vote
11c   Reelect Kristian Melhuus as Director    Mgmt    For    Refer    Do Not Vote
12a   Reelect Robin Bakken as Member of Nominating Committee    Mgmt    For    For    Do Not Vote
12b   Elect Ann Kristin Brautaset as New Member of Nominating Committee    Mgmt    For    For    Do Not Vote
12c   Reelect Merete Haugli as Member of Nominating Committee    Mgmt    For    For    Do Not Vote
13   Authorize Board to Distribute Dividends    Mgmt    For    For    Do Not Vote
14   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    Do Not Vote
15a   Approve Creation of NOK 387 Million Pool of Capital without Preemptive Rights    Mgmt    For    For    Do Not Vote
15b   Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Total SA

 

Meeting Date:    05/29/2019    Country:    France    Primary Security ID:    F92124100
Record Date:    05/27/2019    Meeting Type:    Annual    Ticker:    FP

 

Shares Voted:   170,591          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.56 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
6   Reelect Maria van der Hoeven as Director    Mgmt    For    For    For
7   Reelect Jean Lemierre as Director    Mgmt    For    For    For
8   Elect Lise Croteau as Director    Mgmt    For    For    For
9   Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
A   Elect Renata Perycz as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Abstain
B   Elect Oliver Wernecke as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Abstain
10   Approve Compensation of Chairman and CEO    Mgmt    For    Refer    For
11   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Wynn Macau Limited

 

Meeting Date:    05/30/2019    Country:    Cayman Islands    Primary Security ID:    G98149100
Record Date:    05/23/2019    Meeting Type:    Annual    Ticker:    1128

 

Shares Voted:   776,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Ian Michael Coughlan as Director    Mgmt    For    For    For
3b   Elect Allan Zeman as Director    Mgmt    For    Refer    For
3c   Elect Jeffrey Kin-fung Lam as Director    Mgmt    For    Refer    For
3d   Elect Craig S. Billings as Director    Mgmt    For    For    For
3e   Elect Leah Dawn Xiaowei Ye as Director    Mgmt    For    For    For
4   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
5   Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
8   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
9   Approve Issuance of Shares Under the Employee Ownership Scheme    Mgmt    For    For    For
10   Adopt New Share Option Scheme, Terminate Existing Share Option Scheme and Related Transactions    Mgmt    For    For    For

Walmart Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    931142103
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   55,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Cesar Conde    Mgmt    For    For    For
1b   Elect Director Stephen “Steve” J. Easterbrook    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Timothy “Tim” P. Flynn    Mgmt    For    For    For
1d   Elect Director Sarah J. Friar    Mgmt    For    For    For
1e   Elect Director Carla A. Harris    Mgmt    For    For    For
1f   Elect Director Thomas “Tom” W. Horton    Mgmt    For    For    For
1g   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1h   Elect Director C. Douglas “Doug” McMillon    Mgmt    For    For    For
1i   Elect Director Gregory “Greg” B. Penner    Mgmt    For    Against    For
1j   Elect Director Steven “Steve” S Reinemund    Mgmt    For    For    For
1k   Elect Director S. Robson “Rob” Walton    Mgmt    For    For    For
1l   Elect Director Steuart L. Walton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Sexual Harassment    SH    Against    Refer    Against
5   Provide for Cumulative Voting    SH    Against    Against    Against

Caterpillar Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    149123101
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   23,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2   Elect Director David L. Calhoun    Mgmt    For    For    For
1.3   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.4   Elect Director Juan Gallardo    Mgmt    For    For    For
1.5   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.6   Elect Director William A. Osborn    Mgmt    For    For    For
1.7   Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.8   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.10   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1.11   Elect Director Miles D. White    Mgmt    For    For    For
1.12   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against

Guangdong Investment Limited

 

Meeting Date:    06/17/2019    Country:    Hong Kong    Primary Security ID:    Y2929L100
Record Date:    06/11/2019    Meeting Type:    Annual    Ticker:    270

 

Shares Voted:   2,038,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3.1   Elect Wen Yinheng as Director    Mgmt    For    For    For
3.2   Elect Ho Lam Lai Ping, Theresa as Director    Mgmt    For    For    For
3.3   Elect Cai Yong as Director    Mgmt    For    For    For
3.4   Elect Chan Cho Chak, John as Director    Mgmt    For    For    For
3.5   Elect Wu Ting Yuk, Anthony as Director    Mgmt    For    Refer    Against
3.6   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Tokyo Electron Ltd.

 

Meeting Date:    06/18/2019    Country:    Japan    Primary Security ID:    J86957115
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   3,160          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
1.2   Elect Director Kawai, Toshiki    Mgmt    For    For    For
1.3   Elect Director Sasaki, Sadao    Mgmt    For    For    For
1.4   Elect Director Nagakubo, Tatsuya    Mgmt    For    For    For
1.5   Elect Director Sunohara, Kiyoshi    Mgmt    For    For    For
1.6   Elect Director Nunokawa, Yoshikazu    Mgmt    For    For    For
1.7   Elect Director Ikeda, Seisu    Mgmt    For    For    For
1.8   Elect Director Mitano, Yoshinobu    Mgmt    For    For    For
1.9   Elect Director Charles D Lake II    Mgmt    For    For    For
1.10   Elect Director Sasaki, Michio    Mgmt    For    For    For
1.11   Elect Director Eda, Makiko    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Harada, Yoshiteru    Mgmt    For    Refer    For
2.2   Appoint Statutory Auditor Tahara, Kazushi    Mgmt    For    Refer    For
3   Approve Annual Bonus    Mgmt    For    Refer    For
4   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
6   Approve Compensation Ceiling for Directors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Oil Co. LUKOIL PJSC

 

Meeting Date:    06/20/2019    Country:    Russia    Primary Security ID:    X6983S100
Record Date:    05/24/2019    Meeting Type:    Annual    Ticker:    LKOH

 

Shares Voted:   48,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR/GDR Holders    Mgmt         
1   Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 155 per Share    Mgmt    For    For    For
  Elect 11 Directors via Cumulative Voting    Mgmt         
2.1   Elect Vagit Alekperov as Director    Mgmt    None    Refer    Against
2.2   Elect Viktor Blazheev as Director    Mgmt    None    Refer    Against
2.3   Elect Toby Gati as Director    Mgmt    None    Refer    Against
2.4   Elect Valerii Graifer as Director    Mgmt    None    Refer    Against
2.5   Elect Ravil Maganov as Director    Mgmt    None    Refer    Against
2.6   Elect Roger Munnings as Director    Mgmt    None    Refer    Against
2.7   Elect Nikolai Nikolaev as Director    Mgmt    None    Refer    Against
2.8   Elect Pavel Teplukhin as Director    Mgmt    None    Refer    For
2.9   Elect Leonid Fedun as Director    Mgmt    None    Refer    Against
2.10   Elect Liubov Khoba as Director    Mgmt    None    Refer    Against
2.11   Elect Sergei Shatalov as Director    Mgmt    None    Refer    Against
2.12   Elect Wolfgang Schussel as Director    Mgmt    None    Refer    Against
  Elect Three Members of Audit Commission    Mgmt         
3.1   Elect Ivan Vrublevskii as Member of Audit Commission    Mgmt    For    Refer    For
3.2   Elect Artem Otrubiannikov as Member of Audit Commission    Mgmt    For    Refer    For
3.3   Elect Pavel Suloev as Member of Audit Commission    Mgmt    For    Refer    For
4.1   Approve Remuneration of Directors for Fiscal 2018    Mgmt    For    Refer    For
4.2   Approve Remuneration of New Directors for Fiscal 2019    Mgmt    For    Refer    For
5.1   Approve Remuneration of Members of Audit Commission for Fiscal 2018    Mgmt    For    For    For
5.2   Approve Remuneration of New Members of Audit Commission for Fiscal 2019    Mgmt    For    For    For
6   Ratify KPMG as Auditor    Mgmt    For    For    For
7   Approve New Edition of Regulations on General Meetings    Mgmt    For    Refer    Against
8   Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation    Mgmt    For    For    For
9   Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/24/2019    Country:    Japan    Primary Security ID:    J86298106
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8766

 

Shares Voted:   162,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 90    Mgmt    For    For    For
2.1   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.2   Elect Director Okada, Makoto    Mgmt    For    For    For
2.3   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Komiya, Satoru    Mgmt    For    For    For
2.6   Elect Director Mimura, Akio    Mgmt    For    For    For
2.7   Elect Director Egawa, Masako    Mgmt    For    For    For
2.8   Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.9   Elect Director Endo, Nobuhiro    Mgmt    For    For    For
2.10   Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.11   Elect Director Harashima, Akira    Mgmt    For    For    For
2.12   Elect Director Okada, Kenji    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Ito, Takashi    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Horii, Akinari    Mgmt    For    Refer    For
4   Approve Cash Compensation Ceiling and Deep Discount Stock Option Plan for Directors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

3i Group Plc

 

Meeting Date:    06/27/2019    Country:    United Kingdom    Primary Security ID:    G88473148
Record Date:    06/25/2019    Meeting Type:    Annual    Ticker:    III

 

Shares Voted:   314,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Jonathan Asquith as Director    Mgmt    For    For    For
5   Re-elect Caroline Banszky as Director    Mgmt    For    For    For
6   Re-elect Simon Borrows as Director    Mgmt    For    For    For
7   Re-elect Stephen Daintith as Director    Mgmt    For    For    For
8   Re-elect Peter Grosch as Director    Mgmt    For    For    Against
9   Re-elect David Hutchison as Director    Mgmt    For    For    For
10   Elect Coline McConville as Director    Mgmt    For    For    For
11   Re-elect Simon Thompson as Director    Mgmt    For    For    For
12   Re-elect Julia Wilson as Director    Mgmt    For    For    For
13   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
14   Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16   Authorise Issue of Equity    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


IVY VIP GLOBAL GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

Housing Development Finance Corp. Ltd.

 

Meeting Date:    07/30/2018    Country:    India    Primary Security ID:    Y37246207
Record Date:    07/23/2018    Meeting Type:    Annual    Ticker:    500010

 

Shares Voted:   88,220          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1b   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Confirm Interim Dividend and Declare Final Dividend    Mgmt    For    For    For
3   Elect Upendra Kumar Sinha as Director    Mgmt    For    For    For
4   Elect Jalaj Ashwin Dani as Director    Mgmt    For    For    For
5   Reelect B. S. Mehta as Independent Director    Mgmt    For    Refer    For
6   Reelect Bimal Jalan as Independent Director    Mgmt    For    Against    Against
7   Reelect J. J. Irani as Independent Director    Mgmt    For    For    For
8   Reelect Deepak S. Parekh as Non-executive Director    Mgmt    For    Refer    For
9   Approve Issuance of Non-Convertible Debentures on Private Placement Basis    Mgmt    For    Refer    For
10   Approve Related Party Transactions with HDFC Bank Limited    Mgmt    For    Refer    For
11   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
12   Approve Reappointment and Remuneration of Keki M. Mistry as Vice Chairman & Chief Executive Officer    Mgmt    For    Refer    For

Ferrari NV

 

Meeting Date:    09/07/2018    Country:    Netherlands    Primary Security ID:    N3167Y103
Record Date:    08/10/2018    Meeting Type:    Special    Ticker:    RACE

 

Shares Voted:   25,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Elect Louis C. Camilleri as Executive Director    Mgmt    For    For    For
3   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Royal Philips NV

 

Meeting Date:    10/19/2018    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    09/21/2018    Meeting Type:    Special    Ticker:    PHIA

 

Shares Voted:   59,635          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Elect A. Marc Harrison to Supervisory Board    Mgmt    For    For    For
2   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For

Alibaba Group Holding Ltd.

 

Meeting Date:    10/31/2018    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/24/2018    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   9,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Joseph C. Tsai as Director    Mgmt    For    Refer    Against
1.2   Elect J. Michael Evans as Director    Mgmt    For    Refer    Against
1.3   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
1.4   Elect Borje E. Ekholm as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   72,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

CME Group, Inc.

 

Meeting Date:    11/29/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    09/06/2018    Meeting Type:    Special    Ticker:    CME

 

Shares Voted:   27,830          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Eliminate All or Some of the Class B Election Rights    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ferguson Plc

 

Meeting Date:    11/29/2018    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    11/27/2018    Meeting Type:    Annual    Ticker:    FERG

 

Shares Voted:   20,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6   Re-elect Gareth Davis as Director    Mgmt    For    For    For
7   Re-elect John Martin as Director    Mgmt    For    For    For
8   Re-elect Kevin Murphy as Director    Mgmt    For    For    For
9   Re-elect Alan Murray as Director    Mgmt    For    For    For
10   Re-elect Michael Powell as Director    Mgmt    For    For    For
11   Re-elect Darren Shapland as Director    Mgmt    For    For    For
12   Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
13   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
14   Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors    Mgmt    For    Refer    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:    12/14/2018    Country:    China    Primary Security ID:    Y69790106
Record Date:    11/13/2018    Meeting Type:    Special    Ticker:    2318

 

Shares Voted:   322,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY    Mgmt         
1.01   Elect Ng Sing Yip as Director    Mgmt    For    For    For
1.02   Elect Chu Yiyun as Director    Mgmt    For    For    For
1.03   Elect Liu Hong as Director    Mgmt    For    For    For
2   Approve the Implementation of the Long-term Service Plan    Mgmt    For    Refer    For
3   Approve the Issuing of Debt Financing Instruments    Mgmt    For    Refer    For
4   Amend Articles of Association    Mgmt    For    For    For
5   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For

Visa, Inc.

 

Meeting Date:    01/29/2019    Country:    USA    Primary Security ID:    92826C839
Record Date:    11/30/2018    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   33,540          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director John F. Lundgren    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Denise M. Morrison    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Visa, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Imperial Brands Plc

 

Meeting Date:    02/06/2019    Country:    United Kingdomw    Primary Security ID:    G4720C107
Record Date:    02/04/2019    Meeting Type:    Annual    Ticker:    IMB

 

Shares Voted:   85,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Susan Clark as Director    Mgmt    For    For    For
5   Re-elect Alison Cooper as Director    Mgmt    For    For    For
6   Re-elect Therese Esperdy as Director    Mgmt    For    For    For
7   Re-elect Simon Langelier as Director    Mgmt    For    For    For
8   Re-elect Matthew Phillips as Director    Mgmt    For    For    For
9   Re-elect Steven Stanbrook as Director    Mgmt    For    For    For
10   Re-elect Oliver Tant as Director    Mgmt    For    For    For
11   Re-elect Mark Williamson as Director    Mgmt    For    For    For
12   Re-elect Karen Witts as Director    Mgmt    For    For    For
13   Re-elect Malcolm Wyman as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Imperial Brands Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Compass Group Plc

 

Meeting Date:    02/07/2019    Country:    United Kingdom    Primary Security ID:    G23296208
Record Date:    02/05/2019    Meeting Type:    Annual    Ticker:    CPG

 

Shares Voted:   76,870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect John Bryant as Director    Mgmt    For    For    For
5   Elect Anne-Francoise Nesmes as Director    Mgmt    For    For    For
6   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
7   Re-elect Gary Green as Director    Mgmt    For    For    For
8   Re-elect Carol Arrowsmith as Director    Mgmt    For    For    For
9   Re-elect John Bason as Director    Mgmt    For    For    For
10   Re-elect Stefan Bomhard as Director    Mgmt    For    For    For
11   Re-elect Nelson Silva as Director    Mgmt    For    For    For
12   Re-elect Ireena Vittal as Director    Mgmt    For    For    For
13   Re-elect Paul Walsh as Director    Mgmt    For    For    For
14   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Compass Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Approve Payment of Full Fees Payable to Non-executive Directors    Mgmt    For    Refer    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with 14 Working Days’ Notice    Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/07/2019    Country:    USA    Primary Security ID:    038222105
Record Date:    01/10/2019    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   16,990          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Scott A. McGregor    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Schlumberger Limited

 

Meeting Date:    04/03/2019    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/13/2019    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   10,270          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Tatiana A. Mitrova    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Mark G. Papa    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For

Hexagon AB

 

Meeting Date:    04/08/2019    Country:    Sweden    Primary Security ID:    W40063104
Record Date:    04/02/2019    Meeting Type:    Annual    Ticker:    HEXA.B

 

Shares Voted:   28,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Hexagon AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7   Receive President’s Report    Mgmt         
8.a   Receive Financial Statements and Statutory Reports    Mgmt         
8.b   Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management    Mgmt         
8.c   Receive the Board’s Dividend Proposal    Mgmt         
9.a   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9.b   Approve Allocation of Income and Dividends of EUR 0.59 Per Share    Mgmt    For    For    For
9.c   Approve Discharge of Board and President    Mgmt    For    For    For
10   Determine Number of Members (7) and Deputy Members (0) of Board    Mgmt    For    Refer    For
11   Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    Refer    For
12   Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Ratify Ernst & Young as Auditors    Mgmt    For    Refer    Against
13   Reelect Mikael Ekdahl, Jan Andersson, Johan Strandberg and Ossian Ekdahl as Members of Nominating Committee    Mgmt    For    Refer    For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    For
15   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Airbus SE

 

Meeting Date:    04/10/2019    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   63,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.65 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    Against
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    Against
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Amend Remuneration Policy    Mgmt    For    Refer    For
4.7   Elect Guillaume Faury as Executive Director    Mgmt    For    For    For
4.8   Reelect Catherine Guillouard as Non-Executive Director    Mgmt    For    For    For
4.9   Reelect Claudia Nemat as Non-Executive Director    Mgmt    For    For    For
4.10   Reelect Carlos Tavares as Non-Executive Director    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.12   Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.14   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Adobe Inc.

 

Meeting Date:    04/11/2019    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/13/2019    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   9,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1c   Elect Director James E. Daley    Mgmt    For    For    For
1d   Elect Director Laura B. Desmond    Mgmt    For    For    For
1e   Elect Director Charles M. Geschke    Mgmt    For    For    For
1f   Elect Director Shantanu Narayen    Mgmt    For    For    For
1g   Elect Director Kathleen Oberg    Mgmt    For    For    For
1h   Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i   Elect Director David A. Ricks    Mgmt    For    For    For
1j   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1k   Elect Director John E. Warnock    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Gender Pay Gap    SH    Against    Against    Against

Nestle SA

 

Meeting Date:    04/11/2019    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   16,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    Refer    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Allocation of Income and Dividends of CHF 2.45 per Share    Mgmt    For    For    For
4.1a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    Against
4.1b   Reelect Ulf Schneider as Director    Mgmt    For    For    Against
4.1c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1f   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1g   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1h   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1i   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1j   Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1k   Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1l   Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.2.1   Elect Dick Boer as Director    Mgmt    For    For    For
4.2.2   Elect Dinesh Paliwal as Director    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    For    For
6   Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ferrari NV

 

Meeting Date:    04/12/2019    Country:    Netherlands    Primary Security ID:    N3167Y103
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    RACE

 

Shares Voted:   17,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b   Implementation of Remuneration Policy    Mgmt         
2.c   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.d   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e   Approve Dividends of EUR 1.03 Per Share    Mgmt    For    For    For
2.f   Approve Discharge of Directors    Mgmt    For    For    For
3.a   Elect John Elkann as Executive Director    Mgmt    For    Refer    Against
3.b   Reelect Louis C. Camilleri as Executive Director    Mgmt    For    For    For
3.c   Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.d   Reelect Delphine Arnault as Non-Executive Director    Mgmt    For    Refer    Against
3.e   Reelect Giuseppina Capaldo as Non-Executive Director    Mgmt    For    For    For
3.f   Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    Against
3.g   Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.h   Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    For    For
3.i   Reelect Adam Keswick as Non-Executive Director    Mgmt    For    Refer    For
3.j   Reelect Elena Zambon as Non-Executive Director    Mgmt    For    For    For
4   Appoint EY as Auditors    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Cancellation of Special Voting Shares in Treasury    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ferrari NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.a   Approve CEO Award    Mgmt    For    For    For
7.b   Approve New Equity Incentive Plan 2019-2021    Mgmt    For    For    For
8   Close Meeting    Mgmt         

LVMH Moet Hennessy Louis Vuitton SE

 

Meeting Date:    04/18/2019    Country:    France    Primary Security ID:    F58485115
Record Date:    04/15/2019    Meeting Type:    Annual/Special    Ticker:    MC

 

Shares Voted:   200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 6.00 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Ratify Appointment of Sophie Chassat as Director    Mgmt    For    For    For
6   Reelect Bernard Arnault as Director    Mgmt    For    Refer    Against
7   Reelect Sophie Chassat as Director    Mgmt    For    For    For
8   Reelect Clara Gaymard as Director    Mgmt    For    For    For
9   Reelect Hubert Vedrine as Director    Mgmt    For    Refer    For
10   Elect Iris Knobloch as Director    Mgmt    For    For    For
11   Appoint Yann Arthus-Bertrand as Censor    Mgmt    For    Refer    Against
12   Approve Compensation of Bernard Arnault, Chairman and CEO    Mgmt    For    Refer    For
13   Approve Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    Refer    For
14   Approve Remuneration Policy of CEO and Chairman    Mgmt    For    Refer    For
15   Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
17   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
18   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    For    Against
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    Refer    Against
21   Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    Refer    Against
22   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
23   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
24   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers    Mgmt    For    For    For
25   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
26   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    For    For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

ASML Holding NV

 

Meeting Date:    04/24/2019    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   4,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3a   Discuss Remuneration Policy    Mgmt         
3b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3d   Approve Dividends of EUR 2.10 Per Share    Mgmt    For    For    For
4a   Approve Discharge of Management Board    Mgmt    For    For    For
4b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Amend Remuneration Policy    Mgmt    For    Refer    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7   Discussion of Updated Supervisory Board Profile    Mgmt         
8a   Reelect G.J. Kleisterlee to Supervisory Board    Mgmt    For    For    For
8b   Reelect A.P. Aris to Supervisory Board    Mgmt    For    For    For
8c   Reelect R.D. Schwalb to Supervisory Board    Mgmt    For    For    For
8d   Reelect W.H. Ziebart to Supervisory Board    Mgmt    For    For    For
8e   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
10   Ratify KPMG as Auditors    Mgmt    For    For    For
11a   Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
11b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11a    Mgmt    For    For    For
11c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
11d   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11c    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
13   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Other Business (Non-Voting)    Mgmt         
15   Close Meeting    Mgmt         

Cigna Corporation

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    125523100
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    CI

 

Shares Voted:   22,970          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director William J. DeLaney    Mgmt    For    For    For
1.3   Elect Director Eric J. Foss    Mgmt    For    For    For
1.4   Elect Director Elder Granger    Mgmt    For    For    For
1.5   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.6   Elect Director Roman Martinez, IV    Mgmt    For    For    For
1.7   Elect Director Kathleen M. Mazzarella    Mgmt    For    For    For
1.8   Elect Director Mark B. McClellan    Mgmt    For    For    For
1.9   Elect Director John M. Partridge    Mgmt    For    For    For
1.10   Elect Director William L. Roper    Mgmt    For    For    For
1.11   Elect Director Eric C. Wiseman    Mgmt    For    For    For
1.12   Elect Director Donna F. Zarcone    Mgmt    For    For    For
1.13   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Report on Cyber Risk *Withdrawn Resolution*    SH         
6   Report on Gender Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Eaton Corporation plc

 

Meeting Date:    04/24/2019    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   21,510          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For
1f   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1g   Elect Director Olivier Leonetti    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

British American Tobacco plc

 

Meeting Date:    04/25/2019    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   43,160          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    Refer    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
5   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Richard Burrows as Director    Mgmt    For    For    For
7   Re-elect Sue Farr as Director    Mgmt    For    For    For
8   Re-elect Dr Marion Helmes as Director    Mgmt    For    For    For
9   Re-elect Luc Jobin as Director    Mgmt    For    For    For
10   Re-elect Holly Koeppel as Director    Mgmt    For    For    For
11   Re-elect Savio Kwan as Director    Mgmt    For    For    For
12   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
13   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
14   Re-elect Ben Stevens as Director    Mgmt    For    For    For
15   Elect Jack Bowles as Director    Mgmt    For    For    For
16   Authorise Issue of Equity    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Heineken NV

 

Meeting Date:    04/25/2019    Country:    Netherlands    Primary Security ID:    N39427211
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    HEIA

 

Shares Voted:   19,380          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1.a   Receive Report of Management Board (Non-Voting)    Mgmt         
1.b   Discuss Remuneration Report Containing Remuneration Policy for Management Board Members    Mgmt         
1.c   Adopt Financial Statements    Mgmt    For    For    For
1.d   Receive Explanation on Dividend Policy    Mgmt         
1.e   Approve Dividends of EUR 1.60 Per Share    Mgmt    For    For    For
1.f   Approve Discharge of Management Board    Mgmt    For    For    For
1.g   Approve Discharge of Supervisory Board    Mgmt    For    For    For
2.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
2.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
2.c   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2b    Mgmt    For    For    For
3   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
4   Reelect L.M. Debroux to Management Board    Mgmt    For    For    For
5.a   Reelect M.R. de Carvalho to Supervisory Board    Mgmt    For    For    Against
5.b   Elect R.L. Ripley to Supervisory Board    Mgmt    For    For    For
5.c   Elect I.H. Arnold to Supervisory Board    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    478160104
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   25,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Johnson & Johnson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Jennifer A. Doudna    Mgmt    For    For    For
1e   Elect Director Alex Gorsky    Mgmt    For    For    For
1f   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1g   Elect Director Mark B. McClellan    Mgmt    For    For    For
1h   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1i   Elect Director William D. Perez    Mgmt    For    For    For
1j   Elect Director Charles Prince    Mgmt    For    For    For
1k   Elect Director A. Eugene Washington    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Clawback Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    For
5   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against

Schneider Electric SE

 

Meeting Date:    04/25/2019    Country:    France    Primary Security ID:    F86921107
Record Date:    04/23/2019    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   26,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.35 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Approve Compensation of Jean Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
7   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8   Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    For
9   Reelect Greg Spierkel as Director    Mgmt    For    For    For
10   Elect Carolina Dybeck Happe as Director    Mgmt    For    For    For
11   Elect Xuezheng Ma as Director    Mgmt    For    For    For
12   Elect Lip Bu Tan as Director    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    Mgmt    For    Refer    For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    Against
16   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million    Mgmt    For    For    For
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17    Mgmt    For    For    For
19   Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
20   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million    Mgmt    For    Refer    For
21   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
  Ordinary Business    Mgmt         
25   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    78486Q101
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    SIVB

 

Shares Voted:   7,610          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Greg W. Becker    Mgmt    For    For    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3   Elect Director John S. Clendening    Mgmt    For    For    For
1.4   Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5   Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6   Elect Director Kimberly A. Jabal    Mgmt    For    For    For
1.7   Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.8   Elect Director Mary J. Miller    Mgmt    For    For    For
1.9   Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10   Elect Director John F. Robinson    Mgmt    For    For    For
1.11   Elect Director Garen K. Staglin    Mgmt    For    For    For
2   Eliminate Cumulative Voting    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Abbott Laboratories

 

Meeting Date:    04/26/2019    Country:    USA    Primary Security ID:    002824100
Record Date:    02/27/2019    Meeting Type:    Annual    Ticker:    ABT

 

Shares Voted:   34,520          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Alpern    Mgmt    For    For    For
1.2   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1.3   Elect Director Sally E. Blount    Mgmt    For    For    For
1.4   Elect Director Michelle A. Kumbier    Mgmt    For    For    For
1.5   Elect Director Edward M. Liddy    Mgmt    For    For    For
1.6   Elect Director Nancy McKinstry    Mgmt    For    For    For
1.7   Elect Director Phebe N. Novakovic    Mgmt    For    For    For
1.8   Elect Director William A. Osborn    Mgmt    For    For    For
1.9   Elect Director Samuel C. Scott, III    Mgmt    For    For    For
1.10   Elect Director Daniel J. Starks    Mgmt    For    For    For
1.11   Elect Director John G. Stratton    Mgmt    For    For    For
1.12   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1.13   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

HCA Healthcare, Inc.

 

Meeting Date:    04/26/2019    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   34,020          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b   Elect Director Samuel N. Hazen    Mgmt    For    For    For
1c   Elect Director Meg G. Crofton    Mgmt    For    For    For
1d   Elect Director Robert J. Dennis    Mgmt    For    For    For
1e   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

HCA Healthcare, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director William R. Frist    Mgmt    For    For    For
1g   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1i   Elect Director Michael W. Michelson    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:    04/29/2019    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    04/25/2019    Meeting Type:    Special    Ticker:    FERG

 

Shares Voted:   20,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company    Mgmt    For    Refer    For
2   Approve Cancellation of Share Premium Account    Mgmt    For    Refer    For
3   Approve Delisting of Ordinary Shares from the Official List    Mgmt    For    Refer    For
4   Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association    Mgmt    For    Refer    For
5   Adopt New Articles of Association    Mgmt    For    Refer    For
6   Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ferguson Plc

 

Meeting Date:    04/29/2019    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    04/25/2019    Meeting Type:    Court    Ticker:    FERG

 

Shares Voted:   20,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court Meeting    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:    04/29/2019    Country:    China    Primary Security ID:    Y69790106
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    2318

 

Shares Voted:   326,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2018 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2018 Report of the Supervisory Committee    Mgmt    For    For    For
3   Approve 2018 Annual Report and its Summary    Mgmt    For    For    For
4   Approve 2018 Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve 2018 Profit Distribution Plan and Distribution of Final Dividends    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7   Approve 2019-2021 Development Plan    Mgmt    For    For    For
8   Approve Performance Evaluation of Independent Non-executive Directors    Mgmt    For    For    For
9   Approve Issuance of Debt Financing Instruments    Mgmt    For    Refer    For
  APPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES    Mgmt         
10.1   Approve Share Repurchase Plan    Mgmt    For    For    For
10.2   Approve Grant of General Mandate to Repurchase Shares    Mgmt    For    For    For
11   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:    04/29/2019    Country:    China    Primary Security ID:    Y69790106
Record Date:    03/29/2019    Meeting Type:    Special    Ticker:    2318

 

Shares Voted:   326,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt         
  APPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES    Mgmt         
1.1   Approve Share Repurchase Plan    Mgmt    For    For    For
1.2   Approve Grant of General Mandate to Repurchase Shares    Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:    05/01/2019    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    VII

 

Shares Voted:   125,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Nine    Mgmt    For    Refer    For
2.1   Elect Director Mark Monroe    Mgmt    For    For    For
2.2   Elect Director Marty Proctor    Mgmt    For    For    For
2.3   Elect Director Avik Dey    Mgmt    For    For    For
2.4   Elect Director Harvey Doerr    Mgmt    For    For    For
2.5   Elect Director Paul Hand    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Seven Generations Energy Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.6   Elect Director Dale Hohm    Mgmt    For    For    For
2.7   Elect Director Ronnie Irani    Mgmt    For    For    For
2.8   Elect Director Bill McAdam    Mgmt    For    For    For
2.9   Elect Director Jackie Sheppard    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    38141G104
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   9,068          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director M. Michele Burns    Mgmt    For    For    For
1b   Elect Director Drew G. Faust    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1e   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1f   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1g   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1h   Elect Director David M. Solomon    Mgmt    For    For    For
1i   Elect Director Jan E. Tighe    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

CME Group Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   28,060          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Daniel G. Kaye    Mgmt    For    For    For
1j   Elect Director Phyllis M. Lockett    Mgmt    For    For    For
1k   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1l   Elect Director Alex J. Pollock    Mgmt    For    For    For
1m   Elect Director Terry L. Savage    Mgmt    For    For    For
1n   Elect Director William R. Shepard    Mgmt    For    For    For
1o   Elect Director Howard J. Siegel    Mgmt    For    For    For
1p   Elect Director Michael A. Spencer    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Deutsche Boerse AG

 

Meeting Date:    05/08/2019    Country:    Germany    Primary Security ID:    D1882G119
Record Date:       Meeting Type:    Annual    Ticker:    DB1

 

Shares Voted:   11,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.70 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5.1   Elect Clara-Christina Streit to the Supervisory Board    Mgmt    For    For    For
5.2   Elect Charles Stonehill to the Supervisory Board    Mgmt    For    For    For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 17.8 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
9   Approve Affiliation Agreement with Subsidiary Clearstream Beteiligungs AG    Mgmt    For    Refer    For
10   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:    05/09/2019    Country:    Canada    Primary Security ID:    136385101
Record Date:    03/20/2019    Meeting Type:    Annual/Special    Ticker:    CNQ

 

Shares Voted:   59,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Catherine M. Best    Mgmt    For    For    For
1.2   Elect Director N. Murray Edwards    Mgmt    For    For    For
1.3   Elect Director Timothy W. Faithfull    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Canadian Natural Resources Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5   Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6   Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7   Elect Director Steve W. Laut    Mgmt    For    For    For
1.8   Elect Director Tim S. McKay    Mgmt    For    For    For
1.9   Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10   Elect Director David A. Tuer    Mgmt    For    For    For
1.11   Elect Director Annette M. Verschuren    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Re-approve Stock Option Plan    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    05/09/2019    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   51,605          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   President’s Speech    Mgmt         
2.a   Discuss Remuneration Policy    Mgmt         
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c   Adopt Financial Statements    Mgmt    For    For    For
2.d   Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.e   Approve Discharge of Management Board    Mgmt    For    For    For
2.f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a   Reelect F.A. van Houten to Management Board and President/CEO    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Koninklijke Philips NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.b   Reelect A. Bhattacharya to Management Board    Mgmt    For    For    For
4.a   Reelect D.E.I. Pyott to Supervisory Board    Mgmt    For    For    For
4.b   Elect E. Doherty to Supervisory Board    Mgmt    For    For    For
5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
6.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
6.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Other Business (Non-Voting)    Mgmt         

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    015351109
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   2,720          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.4   Elect Director Deborah Dunsire    Mgmt    For    For    For
1.5   Elect Director Paul A. Friedman    Mgmt    For    For    For
1.6   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director Francois Nader    Mgmt    For    For    For
1.9   Elect Director Judith A. Reinsdorf    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

ConocoPhillips

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    20825C104
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   10,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Charles E. Bunch    Mgmt    For    For    For
1b   Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jody Freeman    Mgmt    For    For    For
1e   Elect Director Gay Huey Evans    Mgmt    For    For    For
1f   Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g   Elect Director Ryan M. Lance    Mgmt    For    For    For
1h   Elect Director William H. McRaven    Mgmt    For    For    For
1i   Elect Director Sharmila Mulligan    Mgmt    For    For    For
1j   Elect Director Arjun N. Murti    Mgmt    For    For    For
1k   Elect Director Robert A. Niblock    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Northrop Grumman Corporation

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    666807102
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    NOC

 

Shares Voted:   7,130          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.2   Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3   Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4   Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5   Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6   Elect Director William H. Hernandez    Mgmt    For    For    For
1.7   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8   Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9   Elect Director Gary Roughead    Mgmt    For    For    For
1.10   Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11   Elect Director James S. Turley    Mgmt    For    For    For
1.12   Elect Director Kathy J. Warden    Mgmt    For    For    For
1.13   Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Implementation of Human Rights Policy    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

Tencent Holdings Limited

 

Meeting Date:    05/15/2019    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/08/2019    Meeting Type:    Annual    Ticker:    700

 

Shares Voted:   33,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Jacobus Petrus (Koos) Bekker as Director    Mgmt    For    For    Against
3b   Elect Ian Charles Stone as Director    Mgmt    For    For    For
3c   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Tencent Holdings Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Tencent Holdings Limited

 

Meeting Date:    05/15/2019    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/08/2019    Meeting Type:    Special    Ticker:    700

 

Shares Voted:   33,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme    Mgmt    For    For    For

Galaxy Entertainment Group Limited

 

Meeting Date:    05/16/2019    Country:    Hong Kong    Primary Security ID:    Y2679D118
Record Date:    05/09/2019    Meeting Type:    Annual    Ticker:    27

 

Shares Voted:   191,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Elect Joseph Chee Ying Keung as Director    Mgmt    For    For    For
2.2   Elect James Ross Ancell as Director    Mgmt    For    For    For
2.3   Elect Charles Cheung Wai Bun as Director    Mgmt    For    Refer    Against
2.4   Elect Michael Victor Mecca as Director    Mgmt    For    For    For
2.5   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Galaxy Entertainment Group Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
4.2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
4.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against

Prudential Plc

 

Meeting Date:    05/16/2019    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/14/2019    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   168,640          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Elect Fields Wicker-Miurin as Director    Mgmt    For    For    For
4   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
5   Re-elect Mark Fitzpatrick as Director    Mgmt    For    For    For
6   Re-elect David Law as Director    Mgmt    For    For    For
7   Re-elect Paul Manduca as Director    Mgmt    For    For    For
8   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
9   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
10   Re-elect Philip Remnant as Director    Mgmt    For    For    For
11   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
12   Re-elect James Turner as Director    Mgmt    For    For    For
13   Re-elect Thomas Watjen as Director    Mgmt    For    For    For
14   Re-elect Michael Wells as Director    Mgmt    For    For    For
15   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Prudential Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorise Issue of Equity to Include Repurchased Shares    Mgmt    For    For    For
20   Authorise Issue of Preference Shares    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
24   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

AIA Group Limited

 

Meeting Date:    05/17/2019    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/10/2019    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   328,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2A   Approve Special Dividend    Mgmt    For    For    For
2B   Approve Final Dividend    Mgmt    For    For    For
3   Elect Swee-Lian Teo as Director    Mgmt    For    For    For
4   Elect Narongchai Akrasanee as Director    Mgmt    For    For    For
5   Elect George Yong-Boon Yeo Director    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For    For
8   Approve Increase in Rate of Directors’ Fees    Mgmt    For    Refer    For
9   Amend Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Royal Dutch Shell Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G7690A118
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    RDSB

 

Shares Voted:   46,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Elect Neil Carson as Director    Mgmt    For    For    For
4   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
5   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
6   Re-elect Euleen Goh as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Catherine Hughes as Director    Mgmt    For    For    For
9   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
10   Re-elect Roberto Setubal as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
13   Re-elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
15   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Royal Dutch Shell Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
22   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Amazon.com, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    023135106
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   3,825          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Food Waste    SH    Against    Refer    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Prohibit Sales of Facial Recognition Technology to Government Agencies    SH    Against    Refer    Against
7   Report on Impact of Government Use of Facial Recognition Technologies    SH    Against    Refer    Against
8   Report on Products Promoting Hate Speech    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Sexual Harassment    SH    Against    Refer    Against
11   Report on Climate Change    SH    Against    Refer    Against
12   Disclose a Board of Directors’ Qualification Matrix    SH    Against    Against    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against
14   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
15   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    70450Y103
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    PYPL

 

Shares Voted:   26,458          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director Wences Casares    Mgmt    For    For    For
1c   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Belinda J. Johnson    Mgmt    For    For    For
1g   Elect Director Gail J. McGovern    Mgmt    For    For    For
1h   Elect Director Deborah M. Messemer    Mgmt    For    For    For
1i   Elect Director David M. Moffett    Mgmt    For    For    For
1j   Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1k   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1l   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Amend Board Governance Documents to Define Human Rights Responsibilities    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Thermo Fisher Scientific Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    883556102
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    TMO

 

Shares Voted:   13,870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marc N. Casper    Mgmt    For    For    For
1b   Elect Director Nelson J. Chai    Mgmt    For    For    For
1c   Elect Director C. Martin Harris    Mgmt    For    For    For
1d   Elect Director Tyler Jacks    Mgmt    For    For    For
1e   Elect Director Judy C. Lewent    Mgmt    For    For    For
1f   Elect Director Thomas J. Lynch    Mgmt    For    For    For
1g   Elect Director Jim P. Manzi    Mgmt    For    For    For
1h   Elect Director James C. Mullen    Mgmt    For    For    For
1i   Elect Director Lars R. Sorensen    Mgmt    For    For    For
1j   Elect Director Scott M. Sperling    Mgmt    For    For    For
1k   Elect Director Elaine S. Ullian    Mgmt    For    For    For
1l   Elect Director Dion J. Weisler    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

KeyCorp

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    493267108
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    KEY

 

Shares Voted:   115,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1.2   Elect Director Charles P. Cooley    Mgmt    For    For    For
1.3   Elect Director Gary M. Crosby    Mgmt    For    For    For
1.4   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1.5   Elect Director H. James Dallas    Mgmt    For    For    For
1.6   Elect Director Elizabeth R. Gile    Mgmt    For    For    For
1.7   Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.8   Elect Director William G. Gisel, Jr.    Mgmt    For    For    For
1.9   Elect Director Carlton L. Highsmith    Mgmt    For    For    For
1.10   Elect Director Richard J. Hipple    Mgmt    For    For    For
1.11   Elect Director Kristen L. Manos    Mgmt    For    For    For
1.12   Elect Director Beth E. Mooney    Mgmt    For    For    For
1.13   Elect Director Barbara R. Snyder    Mgmt    For    For    For
1.14   Elect Director David K. Wilson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Permit Board to Amend Bylaws Without Shareholder Consent    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

The Home Depot, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    437076102
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   9,929          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Manuel Kadre    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Report on Prison Labor in the Supply Chain    SH    Against    Against    Against

Arista Networks, Inc.

 

Meeting Date:    05/28/2019    Country:    USA    Primary Security ID:    040413106
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    ANET

 

Shares Voted:   3,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles Giancarlo    Mgmt    For    Refer    Withhold
1.2   Elect Director Ann Mather    Mgmt    For    Refer    Withhold
1.3   Elect Director Daniel Scheinman    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Dollar General Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    256677105
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   37,290          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1e   Elect Director Timothy I. McGuire    Mgmt    For    For    For
1f   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1g   Elect Director Ralph E. Santana    Mgmt    For    For    For
1h   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Total SA

 

Meeting Date:    05/29/2019    Country:    France    Primary Security ID:    F92124100
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    FP

 

Shares Voted:   48,731          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.56 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
6   Reelect Maria van der Hoeven as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Reelect Jean Lemierre as Director    Mgmt    For    For    For
8   Elect Lise Croteau as Director    Mgmt    For    For    For
9   Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
9A   Elect Renata Perycz as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
9B   Elect Oliver Wernecke as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
10   Approve Compensation of Chairman and CEO    Mgmt    For    Refer    For
11   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For

Facebook, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   9,459          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peggy Alford    Mgmt    For    For    For
1.2   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.5   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.6   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.7   Elect Director Jeffrey D. Zients    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Require a Majority Vote for the Election of Directors    SH    Against    For    For
8   Disclose Board Diversity and Qualifications Matrix    SH    Against    Against    Against
9   Report on Content Governance    SH    Against    Refer    Against
10   Report on Global Median Gender Pay Gap    SH    Against    Against    Against
11   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
12   Study Strategic Alternatives Including Sale of Assets    SH    Against    Refer    Against

UnitedHealth Group Incorporated

 

Meeting Date:    06/03/2019    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   10,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director John H. Noseworthy    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    192446102
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   54,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director John M. Dineen    Mgmt    For    For    For
1e   Elect Director Francisco D’Souza    Mgmt    For    For    For
1f   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1g   Elect Director Brian Humphries    Mgmt    For    For    For
1h   Elect Director John E. Klein    Mgmt    For    For    For
1i   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1j   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1k   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

QIAGEN NV

 

Meeting Date:    06/17/2019    Country:    Netherlands    Primary Security ID:    N72482123
Record Date:    05/20/2019    Meeting Type:    Annual    Ticker:    QGEN

 

Shares Voted:   38,260          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Receive Report of Management Board (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

QIAGEN NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.a   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
3.b   Discuss Remuneration Report Containing Remuneration Policy for Supervisory Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
6   Approve Discharge of Management Board    Mgmt    For    For    For
7   Approve Discharge of Supervisory Board    Mgmt    For    For    For
8.a   Reelect Stephane Bancel to Supervisory Board    Mgmt    For    For    For
8.b   Reelect Hakan Bjorklund to Supervisory Board    Mgmt    For    For    For
8.c   Reelect Metin Colpan to Supervisory Board    Mgmt    For    For    For
8.d   Reelect Ross L. Levine to Supervisory Board    Mgmt    For    For    For
8.e   Reelect Elaine Mardis to Supervisory Board    Mgmt    For    For    For
8.f   Reelect Lawrence A. Rosen to Supervisory Board    Mgmt    For    For    For
8.g   Reelect Elizabeth E. Tallett to Supervisory Board    Mgmt    For    For    For
9.a   Reelect Peer M. Schatz to Management Board    Mgmt    For    For    For
9.b   Reelect Roland Sackers to Management Board    Mgmt    For    For    For
10   Ratify KPMG as Auditors    Mgmt    For    For    For
11.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
11.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
11.c   Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances    Mgmt    For    For    For
12   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
13   Amend Articles of Association    Mgmt    For    For    For
14   Allow Questions    Mgmt         
15   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Recruit Holdings Co., Ltd.

 

Meeting Date:    06/19/2019    Country:    Japan    Primary Security ID:    J6433A101
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    6098

 

Shares Voted:   81,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Minegishi, Masumi    Mgmt    For    For    For
1.2   Elect Director Ikeuchi, Shogo    Mgmt    For    For    For
1.3   Elect Director Idekoba, Hisayuki    Mgmt    For    For    For
1.4   Elect Director Sagawa, Keiichi    Mgmt    For    For    For
1.5   Elect Director Rony Kahan    Mgmt    For    For    For
1.6   Elect Director Izumiya, Naoki    Mgmt    For    For    For
1.7   Elect Director Totoki, Hiroki    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Inoue, Hiroki    Mgmt    For    Refer    For
2.2   Appoint Alternate Statutory Auditor Shinkawa, Asa    Mgmt    For    Refer    For
3   Approve Compensation Ceiling for Directors    Mgmt    For    Refer    For
4   Approve Stock Option Plan    Mgmt    For    For    For
5   Approve Transfer of Capital Reserves and Other Capital Surplus to Capital    Mgmt    For    For    For

Mastercard Incorporated

 

Meeting Date:    06/25/2019    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/26/2019    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   9,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director David R. Carlucci    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Choon Phong Goh    Mgmt    For    For    For
1h   Elect Director Merit E. Janow    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Youngme Moon    Mgmt    For    For    For
1k   Elect Director Rima Qureshi    Mgmt    For    For    For
1l   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1m   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
1o   Elect Director Lance Uggla    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Establish Human Rights Board Committee    SH    Against    Refer    Against

Isuzu Motors Ltd.

 

Meeting Date:    06/26/2019    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   108,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 19    Mgmt    For    For    For
2.1   Elect Director Katayama, Masanori    Mgmt    For    For    For
2.2   Elect Director Takahashi, Shinichi    Mgmt    For    For    For
2.3   Elect Director Ito, Masatoshi    Mgmt    For    For    For
2.4   Elect Director Seto, Koichi    Mgmt    For    For    For
2.5   Elect Director Igeta, Kazuya    Mgmt    For    For    For
2.6   Elect Director Ikemoto, Tetsuya    Mgmt    For    For    For
2.7   Elect Director Aiba, Tetsuya    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Daikin Industries Ltd.

 

Meeting Date:    06/27/2019    Country:    Japan    Primary Security ID:    J10038115
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    6367

 

Shares Voted:   7,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 90    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Uematsu, Kosei    Mgmt    For    Refer    For
2.2   Appoint Statutory Auditor Tamori, Hisao    Mgmt    For    Refer    For
3   Appoint Alternate Statutory Auditor Ono, Ichiro    Mgmt    For    Refer    For


IVY VIP GOVERNMENT MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

Electronic Arts Inc.

 

Meeting Date:    08/02/2018    Country:    USA    Primary Security ID:    285512109
Record Date:    06/08/2018    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   135,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e   Elect Director Talbott Roche    Mgmt    For    For    For
1f   Elect Director Richard A. Simonson    Mgmt    For    For    For
1g   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h   Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ABIOMED, Inc.

 

Meeting Date:    08/08/2018    Country:    USA    Primary Security ID:    003654100
Record Date:    06/11/2018    Meeting Type:    Annual    Ticker:    ABMD

 

Shares Voted:   17,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eric A. Rose    Mgmt    For    Refer    Withhold
1.2   Elect Director Jeannine M. Rivet    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Microchip Technology Incorporated

 

Meeting Date:    08/14/2018    Country:    USA    Primary Security ID:    595017104
Record Date:    06/21/2018    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   73,896          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ferrari NV

 

Meeting Date:    09/07/2018    Country:    Netherlands    Primary Security ID:    N3167Y103
Record Date:    08/10/2018    Meeting Type:    Special    Ticker:    RACE

 

Shares Voted:   29,461          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Elect Louis C. Camilleri as Executive Director    Mgmt    For    For    For
3   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

NIKE, Inc.

 

Meeting Date:    09/20/2018    Country:    USA    Primary Security ID:    654106103
Record Date:    07/20/2018    Meeting Type:    Annual    Ticker:    NKE

 

Shares Voted:   274,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2   Elect Director John C. Lechleiter    Mgmt    For    For    For
1.3   Elect Director Michelle A. Peluso    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Report on Political Contributions Disclosure    SH    Against    Against    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   515,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

CME Group, Inc.

 

Meeting Date:    11/29/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    09/06/2018    Meeting Type:    Special    Ticker:    CME

 

Shares Voted:   186,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Eliminate All or Some of the Class B Election Rights    Mgmt    For    Refer    For

Intuit, Inc.

 

Meeting Date:    01/17/2019    Country:    USA    Primary Security ID:    461202103
Record Date:    11/19/2018    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   83,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Sasan Goodarzi    Mgmt    For    For    For
1e   Elect Director Deborah Liu    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Brad D. Smith    Mgmt    For    For    For
1i   Elect Director Thomas Szkutak    Mgmt    For    For    For
1j   Elect Director Raul Vazquez    Mgmt    For    For    For
1k   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Visa, Inc.

 

Meeting Date:    01/29/2019    Country:    USA    Primary Security ID:    92826C839
Record Date:    11/30/2018    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   225,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director John F. Lundgren    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Denise M. Morrison    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Apple, Inc.

 

Meeting Date:    03/01/2019    Country:    USA    Primary Security ID:    037833100
Record Date:    01/02/2019    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   196,764          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against
5   Disclose Board Diversity and Qualifications    SH    Against    Against    Against

Adobe Inc.

 

Meeting Date:    04/11/2019    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/13/2019    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   88,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1c   Elect Director James E. Daley    Mgmt    For    For    For
1d   Elect Director Laura B. Desmond    Mgmt    For    For    For
1e   Elect Director Charles M. Geschke    Mgmt    For    For    For
1f   Elect Director Shantanu Narayen    Mgmt    For    For    For
1g   Elect Director Kathleen Oberg    Mgmt    For    For    For
1h   Elect Director Dheeraj Pandey    Mgmt    For    For    For
1i   Elect Director David A. Ricks    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Adobe Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1k   Elect Director John E. Warnock    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Gender Pay Gap    SH    Against    Against    Against

Ferrari NV

 

Meeting Date:    04/12/2019    Country:    Netherlands    Primary Security ID:    N3167Y103
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    RACE

 

Shares Voted:   78,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b   Implementation of Remuneration Policy    Mgmt         
2.c   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.d   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.e   Approve Dividends of EUR 1.03 Per Share    Mgmt    For    For    For
2.f   Approve Discharge of Directors    Mgmt    For    For    For
3.a   Elect John Elkann as Executive Director    Mgmt    For    Refer    Against
3.b   Reelect Louis C. Camilleri as Executive Director    Mgmt    For    For    For
3.c   Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.d   Reelect Delphine Arnault as Non-Executive Director    Mgmt    For    Refer    Against
3.e   Reelect Giuseppina Capaldo as Non-Executive Director    Mgmt    For    For    For
3.f   Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Ferrari NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.g   Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.h   Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    For    For
3.i   Reelect Adam Keswick as Non-Executive Director    Mgmt    For    Refer    For
3.j   Reelect Elena Zambon as Non-Executive Director    Mgmt    For    For    For
4   Appoint EY as Auditors    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Cancellation of Special Voting Shares in Treasury    Mgmt    For    For    For
7.a   Approve CEO Award    Mgmt    For    For    For
7.b   Approve New Equity Incentive Plan 2019-2021    Mgmt    For    For    For
8   Close Meeting    Mgmt         

Stanley Black & Decker, Inc.

 

Meeting Date:    04/17/2019    Country:    USA    Primary Security ID:    854502101
Record Date:    02/15/2019    Meeting Type:    Annual    Ticker:    SWK

 

Shares Voted:   51,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrea J. Ayers    Mgmt    For    For    For
1.2   Elect Director George W. Buckley    Mgmt    For    For    For
1.3   Elect Director Patrick D. Campbell    Mgmt    For    For    For
1.4   Elect Director Carlos M. Cardoso    Mgmt    For    For    For
1.5   Elect Director Robert B. Coutts    Mgmt    For    For    For
1.6   Elect Director Debra A. Crew    Mgmt    For    For    For
1.7   Elect Director Michael D. Hankin    Mgmt    For    For    For
1.8   Elect Director James M. Loree    Mgmt    For    For    For
1.9   Elect Director James H. Scholefield    Mgmt    For    For    For
1.10   Elect Director Dmitri L. Stockton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/18/2019    Country:    USA    Primary Security ID:    445658107
Record Date:    02/12/2019    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   110,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    Refer    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    Refer    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    Refer    For
1.5   Elect Director Gary C. George    Mgmt    For    Refer    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    Refer    For
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    Refer    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Intuitive Surgical, Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    46120E602
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   30,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig H. Barratt    Mgmt    For    For    For
1b   Elect Director Gary S. Guthart    Mgmt    For    For    For
1c   Elect Director Amal M. Johnson    Mgmt    For    For    For
1d   Elect Director Don R. Kania    Mgmt    For    For    For
1e   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1f   Elect Director Alan J. Levy    Mgmt    For    For    For
1g   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1h   Elect Director Mark J. Rubash    Mgmt    For    For    For
1i   Elect Director Lonnie M. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Adopt Simple Majority Vote    SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    717081103
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   409,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2   Elect Director Albert Bourla    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Dan R. Littman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against

The Boeing Company

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    097023105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   22,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert A. Bradway    Mgmt    For    For    For
1b   Elect Director David L. Calhoun    Mgmt    For    For    For
1c   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Nikki R. Haley    Mgmt    For    For    For
1g   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1h   Elect Director Caroline B. Kennedy    Mgmt    For    For    For
1i   Elect Director Edward M. Liddy    Mgmt    For    For    For
1j   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1k   Elect Director Susan C. Schwab    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
1m   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adjust Executive Compensation Metrics for Share Buybacks    SH    Against    Refer    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Amend Proxy Access Right    SH    Against    Against    Against
8   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against

Danaher Corporation

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    235851102
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   154,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald J. Ehrlich    Mgmt    For    Refer    Against
1.2   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.3   Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.4   Elect Director Teri List-Stoll    Mgmt    For    Refer    Against
1.5   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For
1.6   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.7   Elect Director Steven M. Rales    Mgmt    For    For    For
1.8   Elect Director John T. Schwieters    Mgmt    For    Refer    Against
1.9   Elect Director Alan G. Spoon    Mgmt    For    For    For
1.10   Elect Director Raymond C. Stevens    Mgmt    For    For    For
1.11   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

CME Group Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   150,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Daniel G. Kaye    Mgmt    For    For    For
1j   Elect Director Phyllis M. Lockett    Mgmt    For    For    For
1k   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1l   Elect Director Alex J. Pollock    Mgmt    For    For    For
1m   Elect Director Terry L. Savage    Mgmt    For    For    For
1n   Elect Director William R. Shepard    Mgmt    For    For    For
1o   Elect Director Howard J. Siegel    Mgmt    For    For    For
1p   Elect Director Michael A. Spencer    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Elanco Animal Health Incorporated

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    28414H103
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    ELAN

 

Shares Voted:   22,618          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kapila Kapur Anand    Mgmt    For    For    For
1b   Elect Director John “J.P.” P. Bilbrey    Mgmt    For    For    For
1c   Elect Director R. David Hoover    Mgmt    For    Refer    Against
1d   Elect Director Lawrence E. Kurzius    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

S&P Global Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    78409V104
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    SPGI

 

Shares Voted:   50,354          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marco Alvera    Mgmt    For    For    For
1.2   Elect Director William J. Amelio    Mgmt    For    For    For
1.3   Elect Director William D. Green    Mgmt    For    For    For
1.4   Elect Director Charles E. Haldeman, Jr.    Mgmt    For    For    For
1.5   Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.6   Elect Director Rebecca Jacoby    Mgmt    For    For    For
1.7   Elect Director Monique F. Leroux    Mgmt    For    For    For
1.8   Elect Director Maria R. Morris    Mgmt    For    For    For
1.9   Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12   Elect Director Richard E. Thornburgh    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

S&P Global Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Deferred Compensation Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    666807102
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    NOC

 

Shares Voted:   37,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.2   Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3   Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4   Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5   Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6   Elect Director William H. Hernandez    Mgmt    For    For    For
1.7   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8   Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9   Elect Director Gary Roughead    Mgmt    For    For    For
1.10   Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11   Elect Director James S. Turley    Mgmt    For    For    For
1.12   Elect Director Kathy J. Warden    Mgmt    For    For    For
1.13   Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Implementation of Human Rights Policy    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

The Charles Schwab Corporation

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    808513105
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    SCHW

 

Shares Voted:   78,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John K. Adams, Jr.    Mgmt    For    For    For
1b   Elect Director Stephen A. Ellis    Mgmt    For    For    For
1c   Elect Director Arun Sarin    Mgmt    For    For    For
1d   Elect Director Charles R. Schwab    Mgmt    For    For    For
1e   Elect Director Paula A. Sneed    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    Against    Against

Verisk Analytics, Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    92345Y106
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    VRSK

 

Shares Voted:   190,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott G. Stephenson    Mgmt    For    For    For
1.2   Elect Director Andrew G. Mills    Mgmt    For    For    For
1.3   Elect Director Constantine P. Iordanou    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte and Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Zoetis Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   211,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Juan Ramon Alaix    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1.4   Elect Director Michael B. McCallister    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    907818108
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   52,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director William J. DeLaney    Mgmt    For    For    For
1d   Elect Director David B. Dillon    Mgmt    For    For    For
1e   Elect Director Lance M. Fritz    Mgmt    For    For    For
1f   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1g   Elect Director Jane H. Lute    Mgmt    For    For    For
1h   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

American Tower Corporation

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    03027X100
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    AMT

 

Shares Voted:   67,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1b   Elect Director Robert D. Hormats    Mgmt    For    For    For
1c   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1d   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1e   Elect Director Craig Macnab    Mgmt    For    For    For
1f   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1g   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1h   Elect Director David E. Sharbutt    Mgmt    For    For    For
1i   Elect Director James D. Taiclet    Mgmt    For    For    For
1j   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Report on Political Contributions    SH    Against    Against    Against

Amazon.com, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    023135106
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   20,803          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Food Waste    SH    Against    Refer    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Prohibit Sales of Facial Recognition Technology to Government Agencies    SH    Against    Refer    Against
7   Report on Impact of Government Use of Facial Recognition Technologies    SH    Against    Refer    Against
8   Report on Products Promoting Hate Speech    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Sexual Harassment    SH    Against    Refer    Against
11   Report on Climate Change    SH    Against    Refer    Against
12   Disclose a Board of Directors’ Qualification Matrix    SH    Against    Against    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against
14   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
15   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

PayPal Holdings, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    70450Y103
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    PYPL

 

Shares Voted:   223,032          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director Wences Casares    Mgmt    For    For    For
1c   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Belinda J. Johnson    Mgmt    For    For    For
1g   Elect Director Gail J. McGovern    Mgmt    For    For    For
1h   Elect Director Deborah M. Messemer    Mgmt    For    For    For
1i   Elect Director David M. Moffett    Mgmt    For    For    For
1j   Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1k   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1l   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Amend Board Governance Documents to Define Human Rights Responsibilities    SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    437076102
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   88,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Manuel Kadre    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Report on Prison Labor in the Supply Chain    SH    Against    Against    Against

VeriSign, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    92343E102
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    VRSN

 

Shares Voted:   106,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director D. James Bidzos    Mgmt    For    For    For
1.2   Elect Director Kathleen A. Cote    Mgmt    For    For    For
1.3   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.4   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1.5   Elect Director Roger H. Moore    Mgmt    For    For    For
1.6   Elect Director Louis A. Simpson    Mgmt    For    For    For
1.7   Elect Director Timothy Tomlinson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Illumina, Inc.

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    452327109
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    ILMN

 

Shares Voted:   32,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Frances Arnold    Mgmt    For    For    For
1B   Elect Director Francis A. deSouza    Mgmt    For    For    For
1C   Elect Director Susan E. Siegel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Report on Political Contributions    SH    Against    Against    Against

Facebook, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   70,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peggy Alford    Mgmt    For    For    For
1.2   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.5   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.6   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.7   Elect Director Jeffrey D. Zients    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Require a Majority Vote for the Election of Directors    SH    Against    For    For
8   Disclose Board Diversity and Qualifications Matrix    SH    Against    Against    Against
9   Report on Content Governance    SH    Against    Refer    Against
10   Report on Global Median Gender Pay Gap    SH    Against    Against    Against
11   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
12   Study Strategic Alternatives Including Sale of Assets    SH    Against    Refer    Against

UnitedHealth Group Incorporated

 

Meeting Date:    06/03/2019    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   53,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director John H. Noseworthy    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Comcast Corporation

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    20030N101
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   132,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.9   Elect Director David C. Novak    Mgmt    For    For    For
1.10   Elect Director Brian L. Roberts    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

CoStar Group, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    22160N109
Record Date:    04/10/2019    Meeting Type:    Annual    Ticker:    CSGP

 

Shares Voted:   40,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael R. Klein    Mgmt    For    For    For
1b   Elect Director Andrew C. Florance    Mgmt    For    For    For
1c   Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d   Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e   Elect Director John W. Hill    Mgmt    For    For    For
1f   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1g   Elect Director David J. Steinberg    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ulta Beauty, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   26,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sally E. Blount    Mgmt    For    For    For
1.2   Elect Director Mary N. Dillon    Mgmt    For    For    For
1.3   Elect Director Charles Heilbronn    Mgmt    For    For    For
1.4   Elect Director Michael R. MacDonald    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Booking Holdings Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    09857L108
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    BKNG

 

Shares Voted:   9,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1.3   Elect Director Glenn D. Fogel    Mgmt    For    For    For
1.4   Elect Director Mirian Graddick-Weir    Mgmt    For    For    For
1.5   Elect Director James M. Guyette    Mgmt    For    For    For
1.6   Elect Director Wei Hopeman    Mgmt    For    For    For
1.7   Elect Director Robert J. Mylod, Jr.    Mgmt    For    For    For
1.8   Elect Director Charles H. Noski    Mgmt    For    For    For
1.9   Elect Director Nancy B. Peretsman    Mgmt    For    For    For
1.10   Elect Director Nicholas J. Read    Mgmt    For    For    For
1.11   Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.12   Elect Director Lynn M. Vojvodich    Mgmt    For    For    For
1.13   Elect Director Vanessa A. Wittman    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Bylaw    SH    Against    Against    Against

Monster Beverage Corporation

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    61174X109
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    MNST

 

Shares Voted:   59,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney C. Sacks    Mgmt    For    For    For
1.2   Elect Director Hilton H. Schlosberg    Mgmt    For    For    For
1.3   Elect Director Mark J. Hall    Mgmt    For    For    For
1.4   Elect Director Kathleen E. Ciaramello    Mgmt    For    For    For
1.5   Elect Director Gary P. Fayard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Monster Beverage Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1.7   Elect Director Steven G. Pizula    Mgmt    For    For    For
1.8   Elect Director Benjamin M. Polk    Mgmt    For    For    For
1.9   Elect Director Sydney Selati    Mgmt    For    For    For
1.10   Elect Director Mark S. Vidergauz    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

salesforce.com, inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    79466L302
Record Date:    04/10/2019    Meeting Type:    Annual    Ticker:    CRM

 

Shares Voted:   82,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marc Benioff    Mgmt    For    For    For
1b   Elect Director Keith Block    Mgmt    For    For    For
1c   Elect Director Parker Harris    Mgmt    For    For    For
1d   Elect Director Craig Conway    Mgmt    For    For    For
1e   Elect Director Alan Hassenfeld    Mgmt    For    For    For
1f   Elect Director Neelie Kroes    Mgmt    For    For    For
1g   Elect Director Colin Powell    Mgmt    For    For    For
1h   Elect Director Sanford Robertson    Mgmt    For    For    For
1i   Elect Director John V. Roos    Mgmt    For    For    For
1j   Elect Director Bernard Tyson    Mgmt    For    For    For
1k   Elect Director Robin Washington    Mgmt    For    For    For
1l   Elect Director Maynard Webb    Mgmt    For    For    For
1m   Elect Director Susan Wojcicki    Mgmt    For    For    For
2a   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

salesforce.com, inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2b   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Disclose Board Diversity and Qualifications Matrix    SH    Against    Against    Against

Caterpillar Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    149123101
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   52,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2   Elect Director David L. Calhoun    Mgmt    For    For    For
1.3   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.4   Elect Director Juan Gallardo    Mgmt    For    For    For
1.5   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.6   Elect Director William A. Osborn    Mgmt    For    For    For
1.7   Elect Director Debra L. Reed-Klages    Mgmt    For    For    For
1.8   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.9   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.10   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1.11   Elect Director Miles D. White    Mgmt    For    For    For
1.12   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

FleetCor Technologies Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    339041105
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   35,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald F. Clarke    Mgmt    For    For    For
1.2   Elect Director Joseph W. Farrelly    Mgmt    For    Refer    Against
1.3   Elect Director Richard Macchia    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Adopt Clawback Policy    SH    Against    For    For
6   Adjust Executive Compensation Metrics for Share Buybacks    SH    Against    Refer    Against

Alphabet Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   29,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director John L. Hennessy    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Ann Mather    Mgmt    For    Refer    For
1.7   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.8   Elect Director Sundar Pichai    Mgmt    For    For    For
1.9   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.10   Elect Director Robin L. Washington    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Adopt a Policy Prohibiting Inequitable Employment Practices    SH    Against    Refer    Against
6   Establish Societal Risk Oversight Committee    SH    Against    Refer    Against
7   Report on Sexual Harassment Policies    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Employ Advisors to Explore Alternatives to Maximize Value    SH    Against    Refer    Against
11   Approve Nomination of Employee Representative Director    SH    Against    Refer    Against
12   Adopt Simple Majority Vote    SH    Against    For    For
13   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
14   Report on Human Rights Risk Assessment    SH    Against    Against    Against
15   Adopt Compensation Clawback Policy    SH    Against    For    For
16   Report on Policies and Risks Related to Content Governance    SH    Against    Refer    Against

Mastercard Incorporated

 

Meeting Date:    06/25/2019    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/26/2019    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   90,114          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director David R. Carlucci    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Choon Phong Goh    Mgmt    For    For    For
1h   Elect Director Merit E. Janow    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Youngme Moon    Mgmt    For    For    For
1k   Elect Director Rima Qureshi    Mgmt    For    For    For
1l   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1m   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
1o   Elect Director Lance Uggla    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Establish Human Rights Board Committee    SH    Against    Refer    Against


IVY VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

Altice Europe N.V.

 

Meeting Date:    07/10/2018    Country:    Netherlands    Primary Security ID:    N0R25F103
Record Date:    06/12/2018    Meeting Type:    Special    Ticker:    ATC

 

Shares Voted:   19,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Elect Alain Weill as Executive Director    Mgmt    For    For    For
2.b   Elect Natacha Marty as Executive Director    Mgmt    For    For    For
2.c   Elect Thierry Sauvaire as Non-Executive Director    Mgmt    For    For    For
3.a   Amend Remuneration Policy of the Board of Directors    Mgmt    For    For    Against
3.b   Amend Remuneration of Dennis Okhuijsen    Mgmt    For    For    For
3.c   Approve Remuneration of Alain Weill    Mgmt    For    For    Against
3.d   Approve Remuneration of Natacha Marty    Mgmt    For    For    Against
3.e   Approve Remuneration of Thierry Sauvaire    Mgmt    For    Refer    For
3.f   Approve Remuneration of Non-Executive Directors    Mgmt    For    Refer    Against
4   Other Business (Non-Voting)    Mgmt         
5   Close Meeting    Mgmt         

Sabine Oil & Gas Holdings, Inc.

 

Meeting Date:    08/10/2018    Country:    USA    Primary Security ID:    78532M104
Record Date:    07/02/2018    Meeting Type:    Annual    Ticker:    SABN

 

Shares Voted:   259          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director W. Mark Womble    Mgmt    For    Refer    Against
1.2   Elect Director Douglas Krenek    Mgmt    For    Refer    Against
1.3   Elect Director G. Steven Farris    Mgmt    For    Refer    Against
1.4   Elect Director Mike A. Wichterich    Mgmt    For    Refer    Against
1.5   Elect Director William Hahne    Mgmt    For    Refer    Against
2   Approve Remuneration of Executive Directors and Independent Non-Executive Directors    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

ASG Warrant Corp.

 

Meeting Date:    09/13/2018    Country:    USA    Primary Security ID:    00190B113
Record Date:    07/23/2018    Meeting Type:    Annual    Ticker:    N/A

 

Shares Voted:   1,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bernt O. Bodal    Mgmt    For    Refer    For
1b   Elect Director Inge Andreassen    Mgmt    For    Refer    For
1c   Elect Director Mike Hyde    Mgmt    For    Refer    For

Altice Europe NV

 

Meeting Date:    11/20/2018    Country:    Netherlands    Primary Security ID:    N0R25F103
Record Date:    10/23/2018    Meeting Type:    Special    Ticker:    ATC

 

Shares Voted:   77,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Elect Philippe Besnier as Non-Executive Director    Mgmt    For    For    For
2b   Elect Nicolas Paulmier as Non-Executive Director    Mgmt    For    For    Against
3a   Approve Remuneration of Philippe Besnier    Mgmt    For    Refer    For
3b   Approve Remuneration of Nicolas Paulmier    Mgmt    For    Refer    Against
4   Amend Articles of Association    Mgmt    For    Refer    For
5   Other Business (Non-Voting)    Mgmt         
6   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

Concordia International Corp.

 

Meeting Date:    11/29/2018    Country:    Canada    Primary Security ID:    20653P409
Record Date:    10/30/2018    Meeting Type:    Special    Ticker:    CXR

 

Shares Voted:   40,842          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for Limited Voting and Restricted Limited Voting Shareholders    Mgmt         
1   Change Company Name to Advanz Pharma Corp.    Mgmt    For    For    For

Altice USA, Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    02156K103
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    ATUS

 

Shares Voted:   32,304          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Patrick Drahi    Mgmt    For    Refer    Against
1b   Elect Director Dexter Goei    Mgmt    For    Refer    Against
1c   Elect Director Dennis Okhuijsen    Mgmt    For    Refer    Against
1d   Elect Director Raymond Svider    Mgmt    For    Refer    Against
1e   Elect Director Mark Mullen    Mgmt    For    Refer    Against
1f   Elect Director Manon Brouillette    Mgmt    For    Refer    Against
1g   Elect Director Charles Stewart    Mgmt    For    Refer    Against
1h   Elect Director Gerrit Jan Bakker    Mgmt    For    Refer    Against
1i   Elect Director David Drahi    Mgmt    For    Refer    Against
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

Cumulus Media Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    231082801
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    CMLS

 

Shares Voted:   9,343          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mary G. Berner    Mgmt    For    For    For
1.2   Elect Director David M. Baum    Mgmt    For    For    For
1.3   Elect Director Matthew C. Blank    Mgmt    For    For    For
1.4   Elect Director Thomas H. Castro    Mgmt    For    For    For
1.5   Elect Director Joan Hogan Gillman    Mgmt    For    For    For
1.6   Elect Director Andrew W. Hobson    Mgmt    For    For    For
1.7   Elect Director Brian G. Kushner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Laureate Education, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    518613203
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    LAUR

 

Shares Voted:   442,638          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian F. Carroll    Mgmt    For    Refer    Withhold
1.2   Elect Director Andrew B. Cohen    Mgmt    For    Refer    Withhold
1.3   Elect Director William L. Cornog    Mgmt    For    Refer    Withhold
1.4   Elect Director Pedro del Corro    Mgmt    For    Refer    Withhold
1.5   Elect Director Michael J. Durham    Mgmt    For    Refer    Withhold
1.6   Elect Director Kenneth W. Freeman    Mgmt    For    Refer    Withhold
1.7   Elect Director George Munoz    Mgmt    For    Refer    Withhold
1.8   Elect Director Judith Rodin    Mgmt    For    Refer    Withhold
1.9   Elect Director Eilif Serck-Hanssen    Mgmt    For    Refer    Withhold
1.10   Elect Director Ian K. Snow    Mgmt    For    Refer    Withhold
1.11   Elect Director Steven M. Taslitz    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

Advanz Pharma Corp.

 

Meeting Date:    06/17/2019    Country:    Canada    Primary Security ID:    00775M104
Record Date:    05/10/2019    Meeting Type:    Annual    Ticker:    ADVZ

 

Shares Voted:   34,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for Common Shareholders    Mgmt         
1a   Elect Director Randall Benson    Mgmt    For    For    For
1b   Elect Director Frances Cloud    Mgmt    For    For    For
1c   Elect Director Maurice Chagnaud    Mgmt    For    For    For
1d   Elect Director Graeme Duncan    Mgmt    For    For    For
1e   Elect Director Barry Fishman    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Altice Europe NV

 

Meeting Date:    06/27/2019    Country:    Netherlands    Primary Security ID:    N0R25F103
Record Date:    05/30/2019    Meeting Type:    Annual    Ticker:    ATC

 

Shares Voted:   7,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Receive Report of Management Board (Non-Voting)    Mgmt         
2b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

Altice Europe NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2c   Discuss Implementation of Remuneration Policy    Mgmt         
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Executive Board Members    Mgmt    For    For    Against
5   Approve Discharge of Non-Executive Board Members    Mgmt    For    For    For
6a   Reelect A4 S.A. as Director    Mgmt    For    For    For
6b   Reelect J. van Breukelen as Director    Mgmt    For    For    For
7a   Approve Executive Annual Cash Bonus Plan for N. Marty for FY 2018    Mgmt    For    Refer    For
7b   Amend Remuneration of A. Weill    Mgmt    For    Refer    For
7c   Amend Remuneration of N. Marty    Mgmt    For    Refer    For
7d   Amend Remuneration Policy    Mgmt    For    Refer    Against
7e   Approve Discretionary Cash Compensation to J. van Breukelen and S. Matlock and J.L. Allavena    Mgmt    For    Refer    Against
8   Authorize Repurchase of Shares    Mgmt    For    For    For
9   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
10   Other Business (Non-Voting)    Mgmt         
11   Close Meeting    Mgmt         


IVY VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

BT Group plc

 

Meeting Date:    07/11/2018    Country:    United Kingdom    Primary Security ID:    G16612106
Record Date:    07/09/2018    Meeting Type:    Annual    Ticker:    BT.A

 

Shares Voted:   2,933,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Jan du Plessis as Director    Mgmt    For    For    For
5   Re-elect Gavin Patterson as Director    Mgmt    For    For    For
6   Re-elect Simon Lowth as Director    Mgmt    For    For    For
7   Re-elect Iain Conn as Director    Mgmt    For    For    For
8   Re-elect Tim Hottges as Director    Mgmt    For    For    Against
9   Re-elect Isabel Hudson as Director    Mgmt    For    For    For
10   Re-elect Mike Inglis as Director    Mgmt    For    For    For
11   Re-elect Nick Rose as Director    Mgmt    For    For    For
12   Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For
13   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
14   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Babcock International Group plc

 

Meeting Date:    07/19/2018    Country:    United Kingdom    Primary Security ID:    G0689Q152
Record Date:    07/17/2018    Meeting Type:    Annual    Ticker:    BAB

 

Shares Voted:   826,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Mike Turner as Director    Mgmt    For    For    For
5   Re-elect Archie Bethel as Director    Mgmt    For    For    For
6   Re-elect John Davies as Director    Mgmt    For    For    For
7   Re-elect Franco Martinelli as Director    Mgmt    For    For    For
8   Re-elect Sir David Omand as Director    Mgmt    For    For    For
9   Re-elect Ian Duncan as Director    Mgmt    For    For    For
10   Re-elect Jeff Randall as Director    Mgmt    For    For    For
11   Re-elect Myles Lee as Director    Mgmt    For    For    For
12   Re-elect Victoire de Margerie as Director    Mgmt    For    For    For
13   Elect Kjersti Wiklund as Director    Mgmt    For    For    For
14   Elect Lucy Dimes as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Audit and Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Approve Increase in the Maximum Aggregate Fees Payable to Directors    Mgmt    For    Refer    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Han’s Laser Technology Industry Group Co., Ltd.

 

Meeting Date:    08/27/2018    Country:    China    Primary Security ID:    Y3063F107
Record Date:    08/22/2018    Meeting Type:    Special    Ticker:    002008

 

Shares Voted:   906,416          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Share Repurchase Plan    Mgmt    For    For    For
1.1   Approve Share Repurchase Method    Mgmt    For    For    For
1.2   Approve Price Range and Pricing Principles of Share Repurchase    Mgmt    For    For    For
1.3   Approve Type, Size and Proportion to Total Share Capital of Share Repurchase    Mgmt    For    For    For
1.4   Approve Total Funds and Source of Funds for Share Repurchase    Mgmt    For    For    For
1.5   Approve Period of Share Repurchase    Mgmt    For    For    For
2   Approve Authorization of Board to Handle All Related Matters    Mgmt    For    For    For

Whitbread Plc

 

Meeting Date:    10/10/2018    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    10/08/2018    Meeting Type:    Special    Ticker:    WTB

 

Shares Voted:   181,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Sale by the Company of Costa Limited    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

BHP Billiton Plc

 

Meeting Date:    10/17/2018    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/15/2018    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   239,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

BHP Billiton Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
8   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
9   Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    For    For
10   Approve Change of Company Name to BHP Group plc    Mgmt    For    For    For
11   Re-elect Terry Bowen as Director    Mgmt    For    For    For
12   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
13   Re-elect Anita Frew as Director    Mgmt    For    For    For
14   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
15   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
16   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
17   Re-elect John Mogford as Director    Mgmt    For    For    For
18   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
19   Re-elect Ken MacKenzie as Director    Mgmt    For    For    For

BHP Billiton Plc

 

Meeting Date:    10/17/2018    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    09/13/2018    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   98,889          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

BHP Billiton Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
8   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
9   Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    For    For
10   Approve Change of Company Name to BHP Group plc    Mgmt    For    For    For
11   Re-elect Terry Bowen as Director    Mgmt    For    For    For
12   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
13   Re-elect Anita Frew as Director    Mgmt    For    For    For
14   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
15   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
16   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
17   Re-elect John Mogford as Director    Mgmt    For    For    For
18   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
19   Re-elect Ken MacKenzie as Director    Mgmt    For    For    For

Alibaba Group Holding Ltd.

 

Meeting Date:    10/31/2018    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/24/2018    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   52,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Joseph C. Tsai as Director    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Alibaba Group Holding Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect J. Michael Evans as Director    Mgmt    For    Refer    Against
1.3   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
1.4   Elect Borje E. Ekholm as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    11/13/2018    Country:    China    Primary Security ID:    Y9718N106
Record Date:    11/06/2018    Meeting Type:    Special    Ticker:    000858

 

Shares Voted:   1,120,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Articles of Association    Mgmt    For    Refer    Against
2   Elect Zou Tao as Non-Independent Director    Mgmt    For    For    For
3   Approve Dismissal of Yu Mingshu as Supervisor    Mgmt    For    Refer    For
4   Approve Change in the Implementation Entity of the Raised Funds Investment Project    Mgmt    For    For    For

Newcrest Mining Ltd.

 

Meeting Date:    11/14/2018    Country:    Australia    Primary Security ID:    Q6651B114
Record Date:    11/12/2018    Meeting Type:    Annual    Ticker:    NCM

 

Shares Voted:   611,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a   Elect Peter Tomsett as Director    Mgmt    For    For    For
2b   Elect Philip Aiken as Director    Mgmt    For    For    For
3a   Approve Grant of Performance Rights to Sandeep Biswas    Mgmt    For    For    For
3b   Approve Grant of Performance Rights to Gerard Bond    Mgmt    For    For    For
4   Approve the Remuneration Report    Mgmt    For    Refer    For
5   Approve Termination Benefits    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Ferguson Plc

 

Meeting Date:    11/29/2018    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    11/27/2018    Meeting Type:    Annual    Ticker:    FERG

 

Shares Voted:   155,547          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
6   Re-elect Gareth Davis as Director    Mgmt    For    For    For
7   Re-elect John Martin as Director    Mgmt    For    For    For
8   Re-elect Kevin Murphy as Director    Mgmt    For    For    For
9   Re-elect Alan Murray as Director    Mgmt    For    For    For
10   Re-elect Michael Powell as Director    Mgmt    For    For    For
11   Re-elect Darren Shapland as Director    Mgmt    For    For    For
12   Re-elect Dr Nadia Shouraboura as Director    Mgmt    For    For    For
13   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
14   Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors    Mgmt    For    Refer    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Huayu Automotive Systems Co., Ltd.

 

Meeting Date:    12/12/2018    Country:    China    Primary Security ID:    Y3750U102
Record Date:    12/05/2018    Meeting Type:    Special    Ticker:    600741

 

Shares Voted:   2,845,704          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Articles of Association    Mgmt    For    Refer    For
2   Amend Work System of Independent Directors    Mgmt    For    Refer    Against

Axis Bank Ltd.

 

Meeting Date:    01/17/2019    Country:    India    Primary Security ID:    Y0487S137
Record Date:    11/30/2018    Meeting Type:    Special    Ticker:    532215

 

Shares Voted:   1,019,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Postal Ballot Elect Girish Paranjpe as Director    Mgmt    For    For    For
2   Elect Amitabh Chaudhry as Director    Mgmt    For    For    For
3   Approve Appointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO    Mgmt    For    For    For
4   Reelect Samir K. Barua as Director    Mgmt    For    For    For
5   Reelect Som Mittal as Director    Mgmt    For    For    For
6   Reelect Rohit Bhagat as Director    Mgmt    For    For    For
7   Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of the Bank Under the Employee Stock Option Scheme    Mgmt    For    For    For
8   Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of Subsidiary Companies of the Bank    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Amdocs Ltd.

 

Meeting Date:    01/31/2019    Country:    Guernsey    Primary Security ID:    G02602103
Record Date:    12/03/2018    Meeting Type:    Annual    Ticker:    DOX

 

Shares Voted:   132,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.2   Elect Director Julian A. Brodsky    Mgmt    For    For    For
1.3   Elect Director Adrian Gardner    Mgmt    For    For    For
1.4   Elect Director Eli Gelman    Mgmt    For    For    For
1.5   Elect Director James S. Kahan    Mgmt    For    For    For
1.6   Elect Director Richard T.C. LeFave    Mgmt    For    For    For
1.7   Elect Director Ariane de Rothschild    Mgmt    For    For    For
1.8   Elect Director Shuky Sheffer    Mgmt    For    For    For
1.9   Elect Director Rafael de la Vega    Mgmt    For    For    For
1.10   Elect Director Giora Yaron    Mgmt    For    For    For
2   Approve Dividends    Mgmt    For    For    For
3   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Imperial Brands Plc

 

Meeting Date:    02/06/2019    Country:    United Kingdom    Primary Security ID:    G4720C107
Record Date:    02/04/2019    Meeting Type:    Annual    Ticker:    IMB

 

Shares Voted:   290,329          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Susan Clark as Director    Mgmt    For    For    For
5   Re-elect Alison Cooper as Director    Mgmt    For    For    For
6   Re-elect Therese Esperdy as Director    Mgmt    For    For    For
7   Re-elect Simon Langelier as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Imperial Brands Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Re-elect Matthew Phillips as Director    Mgmt    For    For    For
9   Re-elect Steven Stanbrook as Director    Mgmt    For    For    For
10   Re-elect Oliver Tant as Director    Mgmt    For    For    For
11   Re-elect Mark Williamson as Director    Mgmt    For    For    For
12   Re-elect Karen Witts as Director    Mgmt    For    For    For
13   Re-elect Malcolm Wyman as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Compass Group Plc

 

Meeting Date:    02/07/2019    Country:    United Kingdom    Primary Security ID:    G23296208
Record Date:    02/05/2019    Meeting Type:    Annual    Ticker:    CPG

 

Shares Voted:   403,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect John Bryant as Director    Mgmt    For    For    For
5   Elect Anne-Francoise Nesmes as Director    Mgmt    For    For    For
6   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
7   Re-elect Gary Green as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Compass Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Re-elect Carol Arrowsmith as Director    Mgmt    For    For    For
9   Re-elect John Bason as Director    Mgmt    For    For    For
10   Re-elect Stefan Bomhard as Director    Mgmt    For    For    For
11   Re-elect Nelson Silva as Director    Mgmt    For    For    For
12   Re-elect Ireena Vittal as Director    Mgmt    For    For    For
13   Re-elect Paul Walsh as Director    Mgmt    For    For    For
14   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Approve Payment of Full Fees Payable to Non-executive Directors    Mgmt    For    Refer    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with 14 Working Days’ Notice    Mgmt    For    For    For

Novartis AG

 

Meeting Date:    02/28/2019    Country:    Switzerland    Primary Security ID:    H5820Q150
Record Date:       Meeting Type:    Annual    Ticker:    NOVN

 

Shares Voted:   76,198          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.85 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    Mgmt    For    For    For
6   Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc.    Mgmt    For    Refer    For
7.1   Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million    Mgmt    For    Refer    For
7.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million    Mgmt    For    Refer    For
7.3   Approve Remuneration Report    Mgmt    For    Refer    For
8.1   Reelect Joerg Reinhardt as Director and Board Chairman    Mgmt    For    For    For
8.2   Reelect Nancy Andrews as Director    Mgmt    For    For    For
8.3   Reelect Ton Buechner as Director    Mgmt    For    For    For
8.4   Reelect Srikant Datar as Director    Mgmt    For    For    For
8.5   Reelect Elizabeth Doherty as Director    Mgmt    For    For    For
8.6   Reelect Ann Fudge as Director    Mgmt    For    For    For
8.7   Reelect Frans van Houten as Director    Mgmt    For    For    For
8.8   Reelect Andreas von Planta as Director    Mgmt    For    For    For
8.9   Reelect Charles Sawyers as Director    Mgmt    For    For    For
8.10   Reelect Enrico Vanni as Director    Mgmt    For    For    For
8.11   Reelect William Winters as Director    Mgmt    For    For    For
8.12   Elect Patrice Bula as Director    Mgmt    For    For    For
9.1   Reappoint Srikant Datar as Member of the Compensation Committee    Mgmt    For    For    For
9.2   Reappoint Ann Fudge as Member of the Compensation Committee    Mgmt    For    For    For
9.3   Reappoint Enrico Vanni as Member of the Compensation Committee    Mgmt    For    For    For
9.4   Reappoint William Winters as Member of the Compensation Committee    Mgmt    For    For    For
9.5   Appoint Patrice Bula as Member of the Compensation Committee    Mgmt    For    For    For
10   Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Designate Peter Zahn as Independent Proxy    Mgmt    For    For    For
12   Transact Other Business (Voting)    Mgmt    For    Against    Against

Novartis AG

 

Meeting Date:    02/28/2019    Country:    Switzerland    Primary Security ID:    H5820Q150
Record Date:    01/25/2019    Meeting Type:    Annual    Ticker:    NOVN

 

Shares Voted:   51,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.85 per Share    Mgmt    For    For    For
4   Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    Mgmt    For    For    For
6   Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc.    Mgmt    For    Refer    For
7.1   Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million    Mgmt    For    Refer    For
7.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million    Mgmt    For    Refer    For
7.3   Approve Remuneration Report    Mgmt    For    Refer    For
8.1   Reelect Joerg Reinhardt as Director and Board Chairman    Mgmt    For    For    For
8.2   Reelect Nancy Andrews as Director    Mgmt    For    For    For
8.3   Reelect Ton Buechner as Director    Mgmt    For    For    For
8.4   Reelect Srikant Datar as Director    Mgmt    For    For    For
8.5   Reelect Elizabeth Doherty as Director    Mgmt    For    For    For
8.6   Reelect Ann Fudge as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8.7   Reelect Frans van Houten as Director    Mgmt    For    For    For
8.8   Reelect Andreas von Planta as Director    Mgmt    For    For    For
8.9   Reelect Charles Sawyers as Director    Mgmt    For    For    For
8.10   Reelect Enrico Vanni as Director    Mgmt    For    For    For
8.11   Reelect William Winters as Director    Mgmt    For    For    For
8.12   Elect Patrice Bula as Director    Mgmt    For    For    For
9.1   Reappoint Srikant Datar as Member of the Compensation Committee    Mgmt    For    For    For
9.2   Reappoint Ann Fudge as Member of the Compensation Committee    Mgmt    For    For    For
9.3   Reappoint Enrico Vanni as Member of the Compensation Committee    Mgmt    For    For    For
9.4   Reappoint William Winters as Member of the Compensation Committee    Mgmt    For    For    For
9.5   Appoint Patrice Bula as Member of the Compensation Committee    Mgmt    For    For    For
10   Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For    For    For
11   Designate Peter Zahn as Independent Proxy    Mgmt    For    For    For
12   Transact Other Business (Voting)    Mgmt    For    Against    Against

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/20/2019    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2018    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   270,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Bahk Jae-wan as Outside Director    Mgmt    For    Refer    Against
2.1.2   Elect Kim Han-jo as Outside Director    Mgmt    For    For    For
2.1.3   Elect Ahn Curie as Outside Director    Mgmt    For    For    For
2.2.1   Elect Bahk Jae-wan as a Member of Audit Committee    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Samsung Electronics Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2.2   Elect Kim Han-jo as a Member of Audit Committee    Mgmt    For    For    For
3   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Randstad NV

 

Meeting Date:    03/26/2019    Country:    Netherlands    Primary Security ID:    N7291Y137
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    RAND

 

Shares Voted:   167,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Receive Report of Executive Board and Supervisory Board (Non-Voting)    Mgmt         
2b   Discuss Remuneration Policy    Mgmt         
2c   Adopt Financial Statements    Mgmt    For    For    For
2d   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2e   Approve Dividends of EUR 2.27 Per Share    Mgmt    For    For    For
2f   Approve Special Dividend of EUR 1.11 Per Share    Mgmt    For    For    For
3a   Approve Discharge of Management Board    Mgmt    For    For    For
3b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
4a   Elect Rebecca Henderson to Management Board    Mgmt    For    For    For
4b   Elect Karen Fichuk to Management Board    Mgmt    For    For    For
5a   Reelect Jaap Winter to Supervisory Board    Mgmt    For    For    For
5b   Reelect Barbara Borra to Supervisory Board    Mgmt    For    For    For
5c   Reelect Rudy Provoost to Supervisory Board    Mgmt    For    For    For
6a   Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital    Mgmt    For    For    For
6b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Randstad NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6c   Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6.b    Mgmt    For    For    For
7   Reelect Stepan Breedveld as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad    Mgmt    For    For    For
8   Ratify Deloitte as Auditors    Mgmt    For    For    For
9   Other Business (Non-Voting)    Mgmt         
10   Close Meeting    Mgmt         

Svenska Handelsbanken AB

 

Meeting Date:    03/27/2019    Country:    Sweden    Primary Security ID:    W9112U104
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    SHB.A

 

Shares Voted:   31,757          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7   Receive Financial Statements and Statutory Reports    Mgmt         
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Allocation of Income and Dividends of SEK 5.50 Per Share    Mgmt    For    For    For
10   Approve Discharge of Board and President    Mgmt    For    For    For
11   Authorize Repurchase of up to 120 Million Shares and Reissuance of Repurchased Shares    Mgmt    For    For    For
12   Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank’s Trading Book    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Svenska Handelsbanken AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 194 Million Shares    Mgmt    For    For    For
14   Determine Number of Directors (11)    Mgmt    For    For    For
15   Determine Number of Auditors (2)    Mgmt    For    For    For
16   Approve Remuneration of Directors in the Amount of SEK 3.4 Million for Chairman, SEK 970,000 for Vice Chairmen, and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    For    For
17.a   Reelect Jon Fredrik Baksaas as Director    Mgmt    For    Refer    For
17.b   Reelect Hans Biorck as Director    Mgmt    For    For    For
17.c   Reelect Par Boman as Director    Mgmt    For    Refer    Against
17.d   Reelect Kerstin Hessius as Director    Mgmt    For    For    For
17.e   Reelect Jan-Erik Hoog as Director    Mgmt    For    Refer    For
17.f   Reelect Ole Johansson as Director    Mgmt    For    For    For
17.g   Reelect Lise Kaae as Director    Mgmt    For    For    For
17.h   Reelect Fredrik Lundberg as Director    Mgmt    For    Refer    For
17.i   Reelect Bente Rathe as Director    Mgmt    For    Refer    For
17.j   Reelect Charlotte Skog as Director    Mgmt    For    Refer    For
17.k   Elect Carina Akerstrom as New Director    Mgmt    For    For    For
18   Reelect Par Boman as Board Chairman    Mgmt    For    Refer    Against
19   Ratify Ernst & Young and PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
20   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    For
21   Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Sven Grill    Mgmt         
22   Require a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act    SH    None    Refer    Against
23   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Swedbank AB

 

Meeting Date:    03/28/2019    Country:    Sweden    Primary Security ID:    W94232100
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    SWED.A

 

Shares Voted:   69,672          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7.a   Receive Financial Statements and Statutory Reports    Mgmt         
7.b   Receive Auditor’s Report    Mgmt         
7.c   Receive President’s Report    Mgmt         
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Allocation of Income and Dividends of SEK 14.20 Per Share    Mgmt    For    For    For
10   Approve Discharge of Board and President    Mgmt    For    For    For
11   Determine Number of Directors (9)    Mgmt    For    Refer    For
12   Approve Remuneration of Directors in the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    Refer    For
13.a   Reelect Bodil Eriksson as Director    Mgmt    For    For    For
13.b   Reelect Ulrika Francke as Director    Mgmt    For    For    For
13.c   Reelect Mats Granryd as Director    Mgmt    For    For    For
13.d   Reelect Lars Idermark as Director    Mgmt    For    For    For
13.e   Reelect Bo Johansson as Director    Mgmt    For    For    For
13.f   Reelect Anna Mossberg as Director    Mgmt    For    For    For
13.g   Reelect Peter Norman as Director    Mgmt    For    For    For
13.h   Reelect Siv Svensson as Director    Mgmt    For    For    For
13.i   Reelect Magnus Uggla as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14   Elect Lars Idermark as Board Chairman    Mgmt    For    For    For
15   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
16   Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    Refer    For
17   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
18   Authorize Repurchase Authorization for Trading in Own Shares    Mgmt    For    For    For
19   Authorize General Share Repurchase Program    Mgmt    For    For    For
20   Approve Issuance of Convertibles without Preemptive Rights    Mgmt    For    For    For
21.a   Approve Common Deferred Share Bonus Plan (Eken 2019)    Mgmt    For    Refer    For
21.b   Approve Deferred Share Bonus Plan for Key Employees (IP 2019)    Mgmt    For    Refer    For
21.c   Approve Equity Plan Financing to Participants of 2019 and Previous Programs    Mgmt    For    Refer    For
22   Amend Articles of Association Re: Board Meetings Shareholder Proposals Submitted by Goran Westman    Mgmt    For    Refer    For
23   Instruct Board to Provide Shareholders with Digital Voting List if Requested    SH    None    Refer    Against
24   Implement Lean Concept    SH    None    Refer    Against
25   Close Meeting    Mgmt         

Airbus SE

 

Meeting Date:    04/10/2019    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   133,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.65 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    Against
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    Against
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Amend Remuneration Policy    Mgmt    For    Refer    For
4.7   Elect Guillaume Faury as Executive Director    Mgmt    For    For    For
4.8   Reelect Catherine Guillouard as Non-Executive Director    Mgmt    For    For    For
4.9   Reelect Claudia Nemat as Non-Executive    Mgmt    For    For    For
  Director            
4.10   Reelect Carlos Tavares as Non-Executive Director    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.12   Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.14   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Han’s Laser Technology Industry Group Co., Ltd.

 

Meeting Date:    04/10/2019    Country:    China    Primary Security ID:    Y3063F107
Record Date:    04/04/2019    Meeting Type:    Special    Ticker:    002008

 

Shares Voted:   1,368,449          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Determination of the Use of the Repurchased Company Shares    Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/11/2019    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   207,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    Refer    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.45 per Share    Mgmt    For    For    For
4.1a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    Against
4.1b   Reelect Ulf Schneider as Director    Mgmt    For    For    Against
4.1c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1f   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1g   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1h   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1i   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.1j   Reelect Kasper Rorsted as Director    Mgmt    For    For    For
4.1k   Reelect Pablo Isla as Director    Mgmt    For    For    For
4.1l   Reelect Kimberly Ross as Director    Mgmt    For    For    For
4.2.1   Elect Dick Boer as Director    Mgmt    For    For    For
4.2.2   Elect Dinesh Paliwal as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Pablo Isla as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million    Mgmt    For    For    For
6   Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against

UniCredit SpA

 

Meeting Date:    04/11/2019    Country:    Italy    Primary Security ID:    T9T23L642
Record Date:    04/02/2019    Meeting Type:    Annual/Special    Ticker:    UCG

 

Shares Voted:   767,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports; Elimination of Negative Reserves    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
  Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates    Mgmt         
3.1   Slate 1 Submitted by Allianz    SH    None    For    For
3.2   Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

UniCredit SpA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Shareholder Proposal Submitted by Allianz    Mgmt         
4   Approve Internal Auditors’ Remuneration    SH    None    Refer    For
  Management Proposals    Mgmt         
5   Elect Elena Carletti as Director    Mgmt    For    For    For
6   Approve 2019 Group Incentive System    Mgmt    For    Refer    For
7   Approve Remuneration Policy    Mgmt    For    Refer    For
8   Approve Severance Payments Policy    Mgmt    For    Refer    For
9   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
1   Authorize Board to Increase Capital to Service 2018 Group Incentive System    Mgmt    For    Refer    For
2   Authorize Board to Increase Capital to Service 2019 Group Incentive System    Mgmt    For    Refer    For
3   Amend Articles of Association Re: Article 6    Mgmt    For    Refer    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Lonza Group AG

 

Meeting Date:    04/18/2019    Country:    Switzerland    Primary Security ID:    H50524133
Record Date:       Meeting Type:    Annual    Ticker:    LONN

 

Shares Voted:   27,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves    Mgmt    For    For    For
5.1.1   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
5.1.2   Reelect Werner Bauer as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Lonza Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1.3   Reelect Albert Baehny as Director    Mgmt    For    For    For
5.1.4   Reelect Angelica Kohlmann as Director    Mgmt    For    For    For
5.1.5   Reelect Christoph Maeder as Director    Mgmt    For    For    For
5.1.6   Reelect Barbara Richmond as Director    Mgmt    For    For    For
5.1.7   Reelect Margot Scheltema as Director    Mgmt    For    For    For
5.1.8   Reelect Juergen Steinemann as Director    Mgmt    For    For    For
5.1.9   Reelect Olivier Verscheure as Director    Mgmt    For    For    For
5.2   Reelect Albert Baehny as Board Chairman    Mgmt    For    For    For
5.3.1   Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee    Mgmt    For    For    For
5.3.2   Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee    Mgmt    For    For    For
5.3.3   Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee    Mgmt    For    For    For
6   Ratify KPMG AG as Auditors    Mgmt    For    For    For
7   Designate Daniel Pluess as Independent Proxy    Mgmt    For    For    For
8   Approve Remuneration of Directors in the Amount of CHF 2.9 Million    Mgmt    For    Refer    For
9.1   Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million    Mgmt    For    Refer    For
9.2   Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 5.2 Million    Mgmt    For    Refer    For
9.3   Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 13.4 Million    Mgmt    For    Refer    For
10   Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights    Mgmt    For    For    For
11   Transact Other Business (Voting)    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Hong Kong Exchanges & Clearing Ltd.

 

Meeting Date:    04/24/2019    Country:    Hong Kong    Primary Security ID:    Y3506N139
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    388

 

Shares Voted:   331,234          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Elect Apurv Bagri as Director    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
6a   Approve Remuneration Payable to the Chairman and Each of the Other Non-Executive Directors of HKEX    Mgmt    For    Refer    For
6b   Approve Remuneration Payable to the Chairman and Each of the Other Members in Respect of Each Committee    Mgmt    For    Refer    For

British American Tobacco plc

 

Meeting Date:    04/25/2019    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   254,001          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    Refer    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
5   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Richard Burrows as Director    Mgmt    For    For    For
7   Re-elect Sue Farr as Director    Mgmt    For    For    For
8   Re-elect Dr Marion Helmes as Director    Mgmt    For    For    For
9   Re-elect Luc Jobin as Director    Mgmt    For    For    For
10   Re-elect Holly Koeppel as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Re-elect Savio Kwan as Director    Mgmt    For    For    For
12   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
13   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
14   Re-elect Ben Stevens as Director    Mgmt    For    For    For
15   Elect Jack Bowles as Director    Mgmt    For    For    For
16   Authorise Issue of Equity    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

CRH Plc

 

Meeting Date:    04/25/2019    Country:    Ireland    Primary Security ID:    G25508105
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    CRH

 

Shares Voted:   358,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Approve Remuneration Policy    Mgmt    For    Refer    For
5   Approve Increase in the Limit of the Aggregate Fees for Non-executive Directors    Mgmt    For    Refer    For
6a   Re-elect Richard Boucher as Director    Mgmt    For    For    For
6b   Re-elect Nicky Hartery as Director    Mgmt    For    For    For
6c   Re-elect Patrick Kennedy as Director    Mgmt    For    For    For
6d   Re-elect Heather McSharry as Director    Mgmt    For    For    For
6e   Re-elect Albert Manifold as Director    Mgmt    For    For    For
6f   Re-elect Senan Murphy as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

CRH Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6g   Re-elect Gillian Platt as Director    Mgmt    For    For    For
6h   Elect Mary Rhinehart as Director    Mgmt    For    For    For
6i   Re-elect Lucinda Riches as Director    Mgmt    For    For    For
6j   Re-elect Henk Rottinghuis as Director    Mgmt    For    For    For
6k   Elect Siobhan Talbot as Director    Mgmt    For    For    For
6l   Re-elect William Teuber Jr. as Director    Mgmt    For    For    For
7   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
8   Reappoint Ernst & Young as Auditors    Mgmt    For    For    For
9   Authorise Issue of Equity    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13   Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
14   Approve Scrip Dividend    Mgmt    For    For    For

Danone SA

 

Meeting Date:    04/25/2019    Country:    France    Primary Security ID:    F12033134
Record Date:    04/23/2019    Meeting Type:    Annual/Special    Ticker:    BN

 

Shares Voted:   177,642          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.94 per Share    Mgmt    For    For    For
4   Reelect Franck Riboud as Director    Mgmt    For    For    For
5   Reelect Emmanuel Faber as Director    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Danone SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Reelect Clara Gaymard as Director    Mgmt    For    For    For
7   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
8   Approve Compensation of Emmanuel Faber, Chairman and CEO    Mgmt    For    Refer    For
9   Approve Remuneration Policy of Executive Corporate Officers    Mgmt    For    Refer    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
11   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million    Mgmt    For    For    For
12   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million    Mgmt    For    For    For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
14   Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers    Mgmt    For    For    For
15   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
16   Authorize Capitalization of Reserves of Up to EUR 42 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
19   Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Schneider Electric SE

 

Meeting Date:    04/25/2019    Country:    France    Primary Security ID:    F86921107
Record Date:    04/23/2019    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   137,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.35 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Approve Compensation of Jean Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
6   Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    Refer    For
7   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8   Approve Remuneration Policy of Vice-CEO    Mgmt    For    Refer    For
9   Reelect Greg Spierkel as Director    Mgmt    For    For    For
10   Elect Carolina Dybeck Happe as Director    Mgmt    For    For    For
11   Elect Xuezheng Ma as Director    Mgmt    For    For    For
12   Elect Lip Bu Tan as Director    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    Mgmt    For    Refer    For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business    Mgmt    For    For    For
15   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    Against
16   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17    Mgmt    For    For    For
19   Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
20   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million    Mgmt    For    Refer    For
21   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
  Ordinary Business    Mgmt         
25   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/26/2019    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   162,313          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    Against
3   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
4   Elect Simone Bagel-Trah to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
5.2   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
6   Ratify Deloitte GmbH as Auditors for Fiscal 2019    Mgmt    For    For    For

Continental AG

 

Meeting Date:    04/26/2019    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   49,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 4.75 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2018    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2018    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2018    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2018    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2018    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2018    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2018    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2018    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2018    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal 2018    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.3   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2018    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal 2018    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2018    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2018    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2018    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2018    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2018    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2018    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2018    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2018    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2018    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2018    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2018    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2018    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2018    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Gudrun Valten for Fiscal 2018    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2018    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2018    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2018    Mgmt    For    For    For
4.22   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2018    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For
6.1   Elect Gunter Dunkel to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.2   Elect Satish Khatu to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Isabel Knauf to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Sabine Neuss to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Rolf Nonnenmacher to the Supervisory Board    Mgmt    For    For    For
6.6   Elect Wolfgang Reitzle to the Supervisory Board    Mgmt    For    For    For
6.7   Elect Klaus Rosenfeld to the Supervisory Board    Mgmt    For    Refer    Against
6.8   Elect Georg Schaeffler to the Supervisory Board    Mgmt    For    Refer    Against
6.9   Elect Maria-Elisabeth Schaeffler-Thumann to the Supervisory Board    Mgmt    For    For    Against
6.10   Elect Siegfried Wolf to the Supervisory Board    Mgmt    For    For    For

Merck KGaA

 

Meeting Date:    04/26/2019    Country:    Germany    Primary Security ID:    D5357W103
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    MRK

 

Shares Voted:   81,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Accept Financial Statements and Statutory Reports for Fiscal 2018    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.25 per Share    Mgmt    For    For    For
4   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
6   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For
7.1   Elect Wolfgang Buechele to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Michael Kleinemeier to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Renate Koehler to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Merck KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.4   Elect Helene von Roeder to the Supervisory Board    Mgmt    For    For    For
7.5   Elect Helga Ruebsamen-Schaeff to the Supervisory Board    Mgmt    For    For    For
7.6   Elect Daniel Thelen to the Supervisory Board    Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:    04/29/2019    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    04/25/2019    Meeting Type:    Special    Ticker:    FERG

 

Shares Voted:   192,547          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company    Mgmt    For    Refer    For
2   Approve Cancellation of Share Premium Account    Mgmt    For    Refer    For
3   Approve Delisting of Ordinary Shares from the Official List    Mgmt    For    Refer    For
4   Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association    Mgmt    For    Refer    For
5   Adopt New Articles of Association    Mgmt    For    Refer    For
6   Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan    Mgmt    For    Refer    For

Ferguson Plc

 

Meeting Date:    04/29/2019    Country:    Jersey    Primary Security ID:    G3408R113
Record Date:    04/25/2019    Meeting Type:    Court    Ticker:    FERG

 

Shares Voted:   192,547          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court Meeting    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

DNB ASA

 

Meeting Date:    04/30/2019    Country:    Norway    Primary Security ID:    R1640U124
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    DNB

 

Shares Voted:   611,593          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting; Elect Chairman of Meeting    Mgmt         
2   Approve Notice of Meeting and Agenda    Mgmt    For    For    For
3   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
4   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.25 Per Share    Mgmt    For    For    For
5a   Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote)    Mgmt    For    Refer    For
5b   Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    For
6   Approve Company’s Corporate Governance Statement    Mgmt    For    For    For
7   Approve Remuneration of Auditors of NOK 598,000    Mgmt    For    For    For
8   Approve NOK 240.5 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    For
9   Authorize Share Repurchase Program    Mgmt    For    For    For
10   Adopt New Articles of Association    Mgmt    For    For    For
11   Reelect Karl-Christian Agerup as Director; Elect Gro Bakstad as New Director    Mgmt    For    For    For
12   Elect Jan Tore Fosund and Andre Stoylen as New Members of Nominating Committee    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Amount of NOK 546,000 for Chairman, NOK 376,000 for Vice Chairman and NOK 376,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Seven Generations Energy Ltd.

 

Meeting Date:    05/01/2019    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    VII

 

Shares Voted:   914,289          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Nine    Mgmt    For    Refer    For
2.1   Elect Director Mark Monroe    Mgmt    For    For    For
2.2   Elect Director Marty Proctor    Mgmt    For    For    For
2.3   Elect Director Avik Dey    Mgmt    For    For    For
2.4   Elect Director Harvey Doerr    Mgmt    For    For    For
2.5   Elect Director Paul Hand    Mgmt    For    For    For
2.6   Elect Director Dale Hohm    Mgmt    For    For    For
2.7   Elect Director Ronnie Irani    Mgmt    For    For    For
2.8   Elect Director Bill McAdam    Mgmt    For    For    For
2.9   Elect Director Jackie Sheppard    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

TechnipFMC plc

 

Meeting Date:    05/01/2019    Country:    United Kingdom    Primary Security ID:    G87110105
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   291,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Douglas J. Pferdehirt    Mgmt    For    For    For
1b   Elect Director Arnaud Caudoux    Mgmt    For    Refer    Against
1c   Elect Director Pascal Colombani    Mgmt    For    For    For
1d   Elect Director Marie-Ange Debon    Mgmt    For    For    For
1e   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1f   Elect Director Claire S. Farley    Mgmt    For    For    For
1g   Elect Director Didier Houssin    Mgmt    For    For    For
1h   Elect Director Peter Mellbye    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

TechnipFMC plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director John O’Leary    Mgmt    For    For    For
1j   Elect Director Kay G. Priestly    Mgmt    For    For    For
1k   Elect Director Joseph Rinaldi    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Directors’ Remuneration Report    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor    Mgmt    For    For    For
8   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For

Suncor Energy, Inc.

 

Meeting Date:    05/02/2019    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   299,573          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director John D. Gass    Mgmt    For    For    For
1.4   Elect Director Dennis M. Houston    Mgmt    For    For    For
1.5   Elect Director Mark S. Little    Mgmt    For    For    For
1.6   Elect Director Brian P. MacDonald    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.9   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Suncor Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Approach

Unilever Plc

 

Meeting Date:    05/02/2019    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   215,296          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Nils Andersen as Director    Mgmt    For    For    For
4   Re-elect Laura Cha as Director    Mgmt    For    For    For
5   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
6   Re-elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
7   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8   Re-elect Andrea Jung as Director    Mgmt    For    For    For
9   Re-elect Mary Ma as Director    Mgmt    For    For    For
10   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
11   Re-elect Youngme Moon as Director    Mgmt    For    For    For
12   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
13   Re-elect John Rishton as Director    Mgmt    For    For    For
14   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
15   Elect Alan Jope as Director    Mgmt    For    For    For
16   Elect Susan Kilsby as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Unilever Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Tenaris SA

 

Meeting Date:    05/06/2019    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    TEN

 

Shares Voted:   354,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Elect Directors (Bundled)    Mgmt    For    Refer    Against
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Tenaris SA

 

Meeting Date:    05/06/2019    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    TEN

Shares Voted: 151,000

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Elect Directors (Bundled)    Mgmt    For    Refer    Against
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For

Telenor ASA

 

Meeting Date:    05/07/2019    Country:    Norway    Primary Security ID:    R21882106
Record Date:       Meeting Type:    Annual    Ticker:    TEL

 

Shares Voted:   13,700        

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Open Meeting; Registration of Attending Shareholders and Proxies    Mgmt         
3   Approve Notice of Meeting and Agenda    Mgmt    For    For    For
4   Designate Inspector(s) of Minutes of Meeting    Mgmt         
5   Receive President’s Report    Mgmt         
6   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.40 Per Share    Mgmt    For    For    For
7   Approve Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Telenor ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Discuss Company’s Corporate Governance Statement    Mgmt         
9a   Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)    Mgmt    For    Refer    For
9b   Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)    Mgmt    For    Refer    For
10   Approve NOK 174 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    For
11   Authorize Share Repurchase Program and Cancellation of Repurchased Shares    Mgmt    For    For    For
  Elect Members and Deputy Members of Corporate Assembly either Bundled in item 12, or Vote Individually for Each Nominee in item 12a-12m Below    Mgmt         

12

 

Elect Members and Deputy Members of

Corporate Assembly (Bundled)

  

Mgmt

  

For

  

For

  

For

12a   Elect Bjorn Erik Naess as Member of Corporate Assembly    Mgmt    For    For    For
12b   Elect Lars Tronsgaard as Member of Corporate Assembly    Mgmt    For    For    For
12c   Elect John Gordon Bernander as Member of Corporate Assembly    Mgmt    For    For    For
12d   Elect Jostein Christian Dalland as Member of Corporate Assembly    Mgmt    For    For    For
12e   Elect Heidi Finskas as Member of Corporate Assembly    Mgmt    For    For    For
12f   Elect Widar Salbuvik as Member of Corporate Assembly    Mgmt    For    For    For
12g   Elect Silvija Seres as Member of Corporate Assembly    Mgmt    For    For    For
12h   Elect Lisbeth Karin Naero as Member of Corporate Assembly    Mgmt    For    For    For
12i   Elect Trine Saether Romuld as Member of Corporate Assembly    Mgmt    For    For    For
12j   Elect Marianne Bergmann Roren as Member of Corporate Assembly    Mgmt    For    For    For
12k   Elect Maalfrid Brath as 1st Deputy Member of Corporate Assembly    Mgmt    For    For    For
12l   Elect Elin Myrmel-Johansen as 2nd Deputy Member of Corporate Assembly    Mgmt    For    For    For
12m   Elect Randi Marjamaa as 3rd Deputy Member of Corporate Assembly    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Telenor ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Elect Members of Nominating Committee either Bundled in item 13, or Vote Individually for Each Nominee in item 13a-13b Below    Mgmt         
13   Elect Members of Nominating Committee (Bundled)    Mgmt    For    For    For
13a   Elect Jan Tore Fosund as Member of Nominating Committee    Mgmt    For    For    For
13b   Elect Marianne Bergmann Roren as Member of Nominating Committee    Mgmt    For    For    For
14   Approve Remuneration of Corporate Assembly and Nominating Committee    Mgmt    For    Refer    For

adidas AG

 

Meeting Date:    05/09/2019    Country:    Germany    Primary Security ID:    D0066B185
Record Date:       Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   40,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.35 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5.1   Reelect Ian Gallienne to the Supervisory Board    Mgmt    For    For    For
5.2   Reelect Herbert Kauffmann to the Supervisory Board    Mgmt    For    For    For
5.3   Reelect Igor Landau to the Supervisory Board    Mgmt    For    For    For
5.4   Reelect Kathrin Menges to the Supervisory Board    Mgmt    For    For    For
5.5   Reelect Nassef Sawiris to the Supervisory Board    Mgmt    For    For    For
5.6   Elect Thomas Rabe to the Supervisory Board    Mgmt    For    For    For
5.7   Elect Bodo Uebber to the Supervisory Board    Mgmt    For    For    For
5.8   Elect Jing Ulrich to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

adidas AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7   Approve Cancellation of Conditional Capital Authorization    Mgmt    For    For    For
8   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For

BAE Systems Plc

 

Meeting Date:    05/09/2019    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/07/2019    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   1,658,696          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Revathi Advaithi as Director    Mgmt    For    For    For
5   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
6   Re-elect Elizabeth Corley as Director    Mgmt    For    For    For
7   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
8   Re-elect Harriet Green as Director    Mgmt    For    For    For
9   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
10   Re-elect Peter Lynas as Director    Mgmt    For    For    For
11   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
12   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
13   Re-elect Ian Tyler as Director    Mgmt    For    For    For
14   Re-elect Charles Woodburn as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

BAE Systems Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorise Issue of Equity    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Adopt New Articles of Association    Mgmt    For    Refer    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:    05/09/2019    Country:    Canada    Primary Security ID:    136385101
Record Date:    03/20/2019    Meeting Type:    Annual/Special    Ticker:    CNQ

 

Shares Voted:   325,385          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Catherine M. Best    Mgmt    For    For    For
1.2   Elect Director N. Murray Edwards    Mgmt    For    For    For
1.3   Elect Director Timothy W. Faithfull    Mgmt    For    For    For
1.4   Elect Director Christopher L. Fong    Mgmt    For    For    For
1.5   Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.6   Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.7   Elect Director Steve W. Laut    Mgmt    For    For    For
1.8   Elect Director Tim S. McKay    Mgmt    For    For    For
1.9   Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10   Elect Director David A. Tuer    Mgmt    For    For    For
1.11   Elect Director Annette M. Verschuren    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Re-approve Stock Option Plan    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Glencore Plc

 

Meeting Date:    05/09/2019    Country:    Jersey    Primary Security ID:    G39420107
Record Date:    05/07/2019    Meeting Type:    Annual    Ticker:    GLEN

 

Shares Voted:   1,956,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Reduction of the Company’s Capital Contribution Reserves    Mgmt    For    For    For
3   Re-elect Anthony Hayward as Director    Mgmt    For    Refer    For
4   Re-elect Ivan Glasenberg as Director    Mgmt    For    For    For
5   Re-elect Peter Coates as Director    Mgmt    For    For    For
6   Re-elect Leonhard Fischer as Director    Mgmt    For    For    For
7   Re-elect Martin Gilbert as Director    Mgmt    For    For    For
8   Re-elect John Mack as Director    Mgmt    For    For    For
9   Re-elect Gill Marcus as Director    Mgmt    For    For    For
10   Re-elect Patrice Merrin as Director    Mgmt    For    For    For
11   Approve Remuneration Report    Mgmt    For    Refer    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit Committee to Fix    Mgmt    For    For    For
  Remuneration of Auditors            
14   Authorise Issue of Equity    Mgmt    For    For    For
15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Koninklijke Philips NV

 

Meeting Date:    05/09/2019    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    PHIA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   President’s Speech    Mgmt         
2.a   Discuss Remuneration Policy    Mgmt         
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c   Adopt Financial Statements    Mgmt    For    For    For
2.d   Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
2.e   Approve Discharge of Management Board    Mgmt    For    For    For
2.f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a   Reelect F.A. van Houten to Management Board and President/CEO    Mgmt    For    For    For
3.b   Reelect A. Bhattacharya to Management Board    Mgmt    For    For    For
4.a   Reelect D.E.I. Pyott to Supervisory Board    Mgmt    For    For    For
4.b   Elect E. Doherty to Supervisory Board    Mgmt    For    For    For
5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
6.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
6.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Other Business (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    05/10/2019    Country:    China    Primary Security ID:    Y9718N106
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    000858

 

Shares Voted:   806,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Annual Report    Mgmt    For    For    For
2   Approve Report of the Board of Directors    Mgmt    For    For    For
3   Approve Report of the Board of Supervisors    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For
6   Approve Daily Related-party Transactions    Mgmt    For    Refer    Against
7   Approve Appointment of Auditor    Mgmt    For    For    For
8   Amend Articles of Association    Mgmt    For    Refer    For
9   Elect Jiang Wenge as Non-Independent Director    Mgmt    For    For    For
10   Approve Dismissal of Zhang Hui as Non-Independent Director    Mgmt    For    Refer    For
11   Approve Investment of Technical Infrastructure Projects    Mgmt    For    Refer    For
12   Approve 2019 Comprehensive Budget Plan    Mgmt    For    For    For

Han’s Laser Technology Industry Group Co., Ltd.

 

Meeting Date:    05/13/2019    Country:    China    Primary Security ID:    Y3063F107
Record Date:    05/08/2019    Meeting Type:    Annual    Ticker:    002008

 

Shares Voted:   1,421,349          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve Annual Report and Summary    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For
6   Approve External Guarantee    Mgmt    For    Refer    Against
7   Approve Use of Own Funds for Investment in Financial Products    Mgmt    For    Refer    For
8   Approve to Appoint Auditor    Mgmt    For    For    For
9   Amend Articles of Association    Mgmt    For    Refer    Against
10   Approve Use of Idle Raised Funds for Cash Management    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

SAP SE

 

Meeting Date:    05/15/2019    Country:    Germany    Primary Security ID:    D66992104
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    SAP

 

Shares Voted:   170,987          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 1.50 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For
6.1   Elect Hasso Plattner to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Pekka Ala-Pietila to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Aicha Evans to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Diane Greene to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Gesche Joost to the Supervisory Board    Mgmt    For    For    For
6.6   Elect Bernard Liautaud to the Supervisory Board    Mgmt    For    For    For
6.7   Elect Gerhard Oswald to the Supervisory Board    Mgmt    For    For    For
6.8   Elect Friederike Rotsch to the Supervisory Board    Mgmt    For    For    For
6.9   Elect Gunnar Wiedenfels to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Criteo SA

 

Meeting Date:    05/16/2019    Country:    France    Primary Security ID:    226718104
Record Date:    04/05/2019    Meeting Type:    Annual/Special    Ticker:    CRTO

 

Shares Voted:   314,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Ordinary Business    Mgmt         
1   Reelect Hubert de Pesquidoux as Director    Mgmt    For    For    For
2   Reelect Nathalie Balla as Director    Mgmt    For    For    For
3   Reelect Rachel Picard as Director    Mgmt    For    For    For
4   Ratify Provisional Appointment of Marie Lalleman as Director    Mgmt    For    For    For
5   Approve Compensation of Executive Officers    Mgmt    For    For    For
6   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
7   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Discharge of Directors and Auditors    Mgmt    For    For    For
9   Approve Allocation of Income and Absence of Dividends    Mgmt    For    For    For
10   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Jean-Baptiste Rudelle, CEO    Mgmt    For    Refer    For
11   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Approval of Indemnification Agreement Entered Into With Benoit Fouilland, Deputy CEO    Mgmt    For    Refer    For
12   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Hubert de Pesquidoux, Director    Mgmt    For    Refer    For
13   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With James Warner, Director    Mgmt    For    Refer    For
14   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Sharon Fox Spielman, Director    Mgmt    For    Refer    For
15   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Edmond Mesrobian, Director    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Criteo SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Nathalie Balla, Director    Mgmt    For    Refer    For
17   Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Rachel Picard, Director    Mgmt    For    Refer    For
18   Authorize Share Repurchase Program    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
20   Amend Article 11.1 of Bylaws Re: Setting the Maximum Number of Directors    Mgmt    For    Refer    For
21   Approve Issuance of 175,000 Warrants (BSA) without Preemptive Rights Reserved for Specific Beneficiaries    Mgmt    For    Refer    For
22   Set Total Limit for Capital Increase to Result from Issuance Requests Under Item 21 Above and Items 15-17 of June 28, 2017 General Meeting at 6.2 Million Shares    Mgmt    For    Refer    For
23   Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 164,894    Mgmt    For    Refer    For
24   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 214,362    Mgmt    For    Refer    For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under items 23 to 24 Above    Mgmt    For    For    For
26   Authorize Capitalization of Reserves of Up to EUR 164,894 for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Fresenius Medical Care AG & Co. KGaA

 

Meeting Date:    05/16/2019    Country:    Germany    Primary Security ID:    D2734Z107
Record Date:    04/24/2019    Meeting Type:    Annual    Ticker:    FME

 

Shares Voted:   130,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal 2018    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 1.17 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5.1   Ratify KMPG AG as Auditors for Fiscal 2019    Mgmt    For    For    For
5.2   Ratify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020    Mgmt    For    For    For
6.1   Elect Gregor Zuend to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Dorothea Wenzel to the Supervisory Board    Mgmt    For    For    For

Prudential Plc

 

Meeting Date:    05/16/2019    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/14/2019    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   403,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Elect Fields Wicker-Miurin as Director    Mgmt    For    For    For
4   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
5   Re-elect Mark Fitzpatrick as Director    Mgmt    For    For    For
6   Re-elect David Law as Director    Mgmt    For    For    For
7   Re-elect Paul Manduca as Director    Mgmt    For    For    For
8   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
9   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
10   Re-elect Philip Remnant as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Prudential Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
12   Re-elect James Turner as Director    Mgmt    For    For    For
13   Re-elect Thomas Watjen as Director    Mgmt    For    For    For
14   Re-elect Michael Wells as Director    Mgmt    For    For    For
15   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity    Mgmt    For    For    For
19   Authorise Issue of Equity to Include Repurchased Shares    Mgmt    For    For    For
20   Authorise Issue of Preference Shares    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
24   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

AIA Group Limited

 

Meeting Date:    05/17/2019    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/10/2019    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   972,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2A   Approve Special Dividend    Mgmt    For    For    For
2B   Approve Final Dividend    Mgmt    For    For    For
3   Elect Swee-Lian Teo as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

AIA Group Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Elect Narongchai Akrasanee as Director    Mgmt    For    For    For
5   Elect George Yong-Boon Yeo Director    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For    For
8   Approve Increase in Rate of Directors’ Fees    Mgmt    For    Refer    For
9   Amend Articles of Association    Mgmt    For    For    For

BP Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G12793108
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    BP

 

Shares Voted:   1,219,242          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Bob Dudley as Director    Mgmt    For    For    For
4   Re-elect Brian Gilvary as Director    Mgmt    For    For    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For
6   Re-elect Dame Alison Carnwath as Director    Mgmt    For    For    For
7   Elect Pamela Daley as Director    Mgmt    For    For    For
8   Re-elect Ian Davis as Director    Mgmt    For    For    For
9   Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
10   Elect Helge Lund as Director    Mgmt    For    For    For
11   Re-elect Melody Meyer as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

BP Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Re-elect Brendan Nelson as Director    Mgmt    For    For    For
13   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
14   Re-elect Sir John Sawers as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
22   Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures    SH    For    Refer    For
23   Approve the Follow This Shareholder Resolution on Climate Change Targets    SH    Against    Refer    Against

BP Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G12793108
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    BP

 

Shares Voted:   88,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Bob Dudley as Director    Mgmt    For    For    For
4   Re-elect Brian Gilvary as Director    Mgmt    For    For    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

BP Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Re-elect Dame Alison Carnwath as Director    Mgmt    For    For    For
7   Elect Pamela Daley as Director    Mgmt    For    For    For
8   Re-elect Ian Davis as Director    Mgmt    For    For    For
9   Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
10   Elect Helge Lund as Director    Mgmt    For    For    For
11   Re-elect Melody Meyer as Director    Mgmt    For    For    For
12   Re-elect Brendan Nelson as Director    Mgmt    For    For    For
13   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
14   Re-elect Sir John Sawers as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
22   Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures    SH    For    Refer    For
23   Approve the Follow This Shareholder Resolution on Climate Change Targets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Nokia Oyj

 

Meeting Date:    05/21/2019    Country:    Finland    Primary Security ID:    X61873133
Record Date:    05/09/2019    Meeting Type:    Annual    Ticker:    NOKIA

 

Shares Voted:   775,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Allocation of Income; Approve Distribution of up to EUR 0.20 Per Share as dividend from the retained earnings and/or as repayment of capital from Company’s Invested Non-Restricted Equity Reserve in four installments during the authorization    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
11   Fix Number of Directors at Ten    Mgmt    For    Refer    For
12   Reelect Sari Baldauf, Bruce Brown, Jeanette Horan, Edward Kozel, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Soren Skou as New Director    Mgmt    For    For    For
13   Ratify PricewaterhouseCoopers as Auditors for Financial Year 2019    Mgmt    For    For    For
14   Ratify Deloitte as Auditors for Financial Year 2020    Mgmt    For    For    For
15   Approve Remuneration of Auditors    Mgmt    For    For    For
16   Authorize Share Repurchase Program    Mgmt    For    For    For
17   Authorize Issuance of up to 550 Million Shares without Preemptive Rights    Mgmt    For    For    For
18   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Nokia Oyj

 

Meeting Date:    05/21/2019    Country:    Finland    Primary Security ID:    X61873133
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    NOKIA

 

Shares Voted:   653,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt         
4   Acknowledge Proper Convening of Meeting    Mgmt         
5   Prepare and Approve List of Shareholders    Mgmt         
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Allocation of Income; Approve Distribution of up to EUR 0.20 Per Share as Dividend from the Retained Earnings and/or as Repayment of Capital from Company’s Invested Non-Restricted Equity Reserve in Four Installments during the Authorization    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
11   Fix Number of Directors at Ten    Mgmt    For    Refer    For
12.1   Reelect Sari Baldauf as Director    Mgmt    For    For    For
12.2   Reelect Bruce Brown as Director    Mgmt    For    For    For
12.3   Reelect Jeanette Horan as Director    Mgmt    For    For    For
12.4   Reelect Edward Kozel as Director    Mgmt    For    For    For
12.5   Reelect Elizabeth Nelson as Director    Mgmt    For    For    For
12.6   Reelect Olivier Piou as Director    Mgmt    For    For    For
12.7   Reelect Risto Siilasmaa as Director    Mgmt    For    For    For
12.8   Elect Søren Skou as Director    Mgmt    For    For    For
12.9   Reelect Carla Smits-Nusteling as Director    Mgmt    For    For    For
12.10   Reelect Kari Stadigh as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Nokia Oyj

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Ratify PricewaterhouseCoopers as Auditors for Financial Year 2019    Mgmt    For    For    For
14   Ratify Deloitte as Auditors for Financial Year 2020    Mgmt    For    For    For
15   Approve Remuneration of Auditors    Mgmt    For    For    For
16   Authorize Share Repurchase Program    Mgmt    For    For    For
17   Authorize Issuance of up to 550 Million Shares without Preemptive Rights    Mgmt    For    For    For
18   Close Meeting    Mgmt         

Orange SA

 

Meeting Date:    05/21/2019    Country:    France    Primary Security ID:    F6866T100
Record Date:    05/16/2019    Meeting Type:    Annual/Special    Ticker:    ORA

 

Shares Voted:   803,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 0.70 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
5   Elect Anne-Gabrielle Heilbronner as Director    Mgmt    For    For    For
6   Reelect Alexandre Bompard as Director    Mgmt    For    For    For
7   Reelect Helle Kristoffersen as Director    Mgmt    For    For    For
8   Reelect Jean-Michel Severino as Director    Mgmt    For    For    For
9   Reelect Anne Lange as Director    Mgmt    For    For    Against
10   Approve Compensation of Stephane Richard, Chairman and CEO    Mgmt    For    Refer    For
11   Approve Compensation of Ramon Fernandez, Vice-CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Orange SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Approve Compensation of Gervais Pellissier, Vice-CEO    Mgmt    For    Refer    For
13   Approve Remuneration Policy of the Chairman and CEO    Mgmt    For    Refer    For
14   Approve Remuneration Policy of Vice-CEOs    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion    Mgmt    For    For    Against
17   Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
18   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
19   Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
20   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    Refer    For
21   Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
22   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21    Mgmt    For    For    Against
23   Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers    Mgmt    For    For    For
24   Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
25   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
26   Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
27   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Orange SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

28   Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers    Mgmt    For    For    For
29   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
30   Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
31   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
32   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions    Mgmt         
A   Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share    SH    Against    Refer    Against
B   Amend Article 13 of Bylaws Re: Overboarding of Directors    SH    Against    Refer    Against
C   Amend Employee Stock Purchase Plans in Favor of Employees    SH    Against    Refer    Against
D   Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees    SH    Against    Refer    Against

Societe Generale SA

 

Meeting Date:    05/21/2019    Country:    France    Primary Security ID:    F8591M517
Record Date:    05/16/2019    Meeting Type:    Annual    Ticker:    GLE

 

Shares Voted:   30,420          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.20 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Societe Generale SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Stock Dividend Program    Mgmt    For    For    For
5   Reelect Frederic Oudea as Director    Mgmt    For    For    For
6   Reelect Kyra Hazou as Director    Mgmt    For    For    For
7   Reelect Gerard Mestrallet as Director    Mgmt    For    For    For
8   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
9   Approve Termination Package of Frederic Oudea, CEO    Mgmt    For    Refer    Against
10   Approve Termination Package of Severin Cabannes, Vice-CEO    Mgmt    For    Refer    Against
11   Approve Termination Package of Philippe Aymerich, Vice-CEO    Mgmt    For    Refer    Against
12   Approve Termination Package of Philippe Heim, Vice-CEO    Mgmt    For    Refer    Against
13   Approve Termination Package of Diony Lebot, Vice-CEO    Mgmt    For    Refer    Against
14   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
15   Approve Remuneration Policy of CEO and Vice CEOs    Mgmt    For    Refer    For
16   Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board    Mgmt    For    Refer    For
17   Approve Compensation of Frederic Oudea, CEO    Mgmt    For    Refer    For
18   Approve Compensation of Philippe Aymerich, Vice-CEO Since May 14, 2018    Mgmt    For    Refer    For
19   Approve Compensation of Vice-CEO Severin Cabannes,    Mgmt    For    Refer    For
20   Approve Compensation of Vice-CEO Since May 14, 2018 Philippe Heim,    Mgmt    For    Refer    For
21   Approve Compensation of Diony Lebot, Vice-CEO Since May 14, 2018    Mgmt    For    Refer    For
22   Approve Compensation of Bernardo Sanchez Incera, Vice-CEO Until May 14, 2018    Mgmt    For    Refer    For
23   Approve Compensation of Didier Valet, Vice-CEO Until March 14, 2018    Mgmt    For    Refer    For
24   Approve the Aggregate Remuneration Granted in 2018 to Certain Senior Management, Responsible Officers, and Risk-Takers    Mgmt    For    Refer    For
25   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Societe Generale SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

26   Authorize Filing of Required Documents/Other    Mgmt    For    For    For

Formalities

Commerzbank AG

 

Meeting Date:    05/22/2019    Country:    Germany    Primary Security ID:    D172W1279
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    CBK

 

Shares Voted:   943,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.20 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5   Ratify Ernst & Young GmbH as Auditors for Fiscal 2019    Mgmt    For    For    For
6   Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2020    Mgmt    For    For    For
7   Approve Creation of EUR 501 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    Against
8   Approve Creation of EUR 125.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    Against
9   Approve Issuance of Participation Certificates up to Aggregate Nominal Amount of EUR 5 Billion    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Seven & i Holdings Co., Ltd.

 

Meeting Date:    05/23/2019    Country:    Japan    Primary Security ID:    J7165H108
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    3382

 

Shares Voted:   37,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 47.5    Mgmt    For    For    For
2.1   Elect Director Isaka, Ryuichi    Mgmt    For    For    For
2.2   Elect Director Goto, Katsuhiro    Mgmt    For    For    For
2.3   Elect Director Ito, Junro    Mgmt    For    For    For
2.4   Elect Director Yamaguchi, Kimiyoshi    Mgmt    For    For    For
2.5   Elect Director Kimura, Shigeki    Mgmt    For    For    For
2.6   Elect Director Nagamatsu, Fumihiko    Mgmt    For    For    For
2.7   Elect Director Joseph M. DePinto    Mgmt    For    For    For
2.8   Elect Director Tsukio, Yoshio    Mgmt    For    For    For
2.9   Elect Director Ito, Kunio    Mgmt    For    For    For
2.10   Elect Director Yonemura, Toshiro    Mgmt    For    For    For
2.11   Elect Director Higashi, Tetsuro    Mgmt    For    For    For
2.12   Elect Director Rudy, Kazuko    Mgmt    For    For    For
3   Appoint Statutory Auditor Matsuhashi, Kaori    Mgmt    For    Refer    For
4   Approve Trust-Type Equity Compensation Plan    Mgmt    For    For    For
5   Approve Compensation Ceiling for Statutory Auditors    Mgmt    For    Refer    For

Huayu Automotive Systems Co., Ltd.

 

Meeting Date:    05/24/2019    Country:    China    Primary Security ID:    Y3750U102
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    600741

 

Shares Voted:   2,988,504          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve Report of the Independent Directors    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Huayu Automotive Systems Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Shareholder Return Plan    Mgmt    For    For    For
6   Approve Profit Distribution    Mgmt    For    For    For
7   Approve Annual Report and Summary    Mgmt    For    For    For
8   Approve Daily Related Party Transactions    Mgmt    For    Refer    For
9   Approve Bank Credit Line Application of the Controlled Subsidiary and Provision of Guarantee    Mgmt    For    Refer    For
10   Approve Guarantee Provision Plan    Mgmt    For    Refer    For
11   Approve Appointment of Financial Auditor    Mgmt    For    For    For
12   Approve Appointment of Internal Control Auditor    Mgmt    For    Refer    For

Total SA

 

Meeting Date:    05/29/2019    Country:    France    Primary Security ID:    F92124100
Record Date:    05/27/2019    Meeting Type:    Annual    Ticker:    FP

 

Shares Voted:   362,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.56 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
6   Reelect Maria van der Hoeven as Director    Mgmt    For    For    For
7   Reelect Jean Lemierre as Director    Mgmt    For    For    For
8   Elect Lise Croteau as Director    Mgmt    For    For    For
9   Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A   Elect Renata Perycz as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Abstain
B   Elect Oliver Wernecke as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Abstain
10   Approve Compensation of Chairman and CEO    Mgmt    For    Refer    For
11   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    192446102
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   115,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director John M. Dineen    Mgmt    For    For    For
1e   Elect Director Francisco D’Souza    Mgmt    For    For    For
1f   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1g   Elect Director Brian Humphries    Mgmt    For    For    For
1h   Elect Director John E. Klein    Mgmt    For    For    For
1i   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1j   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1k   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

QIAGEN NV

 

Meeting Date:    06/17/2019    Country:    Netherlands    Primary Security ID:    N72482123
Record Date:    05/20/2019    Meeting Type:    Annual    Ticker:    QGEN

 

Shares Voted:   97,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Receive Report of Management Board (Non-Voting)    Mgmt         
3.a   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
3.b   Discuss Remuneration Report Containing Remuneration Policy for Supervisory Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
6   Approve Discharge of Management Board    Mgmt    For    For    For
7   Approve Discharge of Supervisory Board    Mgmt    For    For    For
8.a   Reelect Stephane Bancel to Supervisory Board    Mgmt    For    For    For
8.b   Reelect Hakan Bjorklund to Supervisory Board    Mgmt    For    For    For
8.c   Reelect Metin Colpan to Supervisory Board    Mgmt    For    For    For
8.d   Reelect Ross L. Levine to Supervisory Board    Mgmt    For    For    For
8.e   Reelect Elaine Mardis to Supervisory Board    Mgmt    For    For    For
8.f   Reelect Lawrence A. Rosen to Supervisory Board    Mgmt    For    For    For
8.g   Reelect Elizabeth E. Tallett to Supervisory Board    Mgmt    For    For    For
9.a   Reelect Peer M. Schatz to Management Board    Mgmt    For    For    For
9.b   Reelect Roland Sackers to Management Board    Mgmt    For    For    For
10   Ratify KPMG as Auditors    Mgmt    For    For    For
11.a   Grant Board Authority to Issue Shares    Mgmt    For    For    For
11.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
11.c   Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

QIAGEN NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
13   Amend Articles of Association    Mgmt    For    For    For
14   Allow Questions    Mgmt         
15   Close Meeting    Mgmt         

Deutsche Wohnen SE

 

Meeting Date:    06/18/2019    Country:    Germany    Primary Security ID:    D2046U176
Record Date:    05/27/2019    Meeting Type:    Annual    Ticker:    DWNI

 

Shares Voted:   195,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of    Mgmt    For    Against    Against
  EUR 0.87 per Share            
3   Approve Discharge of Management Board for Fiscal 2018    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2018    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2019    Mgmt    For    For    For
6   Elect Arwed Fischer to the Supervisory Board    Mgmt    For    For    For

Tokyo Electron Ltd.

 

Meeting Date:    06/18/2019    Country:    Japan    Primary Security ID:    J86957115
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   60,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
1.2   Elect Director Kawai, Toshiki    Mgmt    For    For    For
1.3   Elect Director Sasaki, Sadao    Mgmt    For    For    For
1.4   Elect Director Nagakubo, Tatsuya    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Tokyo Electron Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Sunohara, Kiyoshi    Mgmt    For    For    For
1.6   Elect Director Nunokawa, Yoshikazu    Mgmt    For    For    For
1.7   Elect Director Ikeda, Seisu    Mgmt    For    For    For
1.8   Elect Director Mitano, Yoshinobu    Mgmt    For    For    For
1.9   Elect Director Charles D Lake II    Mgmt    For    For    For
1.10   Elect Director Sasaki, Michio    Mgmt    For    For    For
1.11   Elect Director Eda, Makiko    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Harada, Yoshiteru    Mgmt    For    Refer    For
2.2   Appoint Statutory Auditor Tahara, Kazushi    Mgmt    For    Refer    For
3   Approve Annual Bonus    Mgmt    For    Refer    For
4   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
6   Approve Compensation Ceiling for Directors    Mgmt    For    Refer    For

Yahoo Japan Corp.

 

Meeting Date:    06/18/2019    Country:    Japan    Primary Security ID:    J95402103
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    4689

 

Shares Voted:   2,657,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Adoption of Holding Company Structure and Transfer of Yahoo! Japan Operations to Wholly Owned Subsidiary    Mgmt    For    Refer    For
2   Amend Articles to Change Company Name - Amend Business Lines    Mgmt    For    For    For
3.1   Elect Director Kawabe, Kentaro    Mgmt    For    For    For
3.2   Elect Director Ozawa, Takao    Mgmt    For    For    For
3.3   Elect Director Son, Masayoshi    Mgmt    For    For    For
3.4   Elect Director Miyauchi, Ken    Mgmt    For    For    For
3.5   Elect Director Fujihara, Kazuhiko    Mgmt    For    For    For
3.6   Elect Director Oketani, Taku    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Yahoo Japan Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1   Elect Director and Audit Committee Member Yoshii, Shingo    Mgmt    For    For    For
4.2   Elect Director and Audit Committee Member Onitsuka, Hiromi    Mgmt    For    For    For
4.3   Elect Director and Audit Committee Member Usumi, Yoshio    Mgmt    For    For    For
5   Elect Alternate Director and Audit Committee Member Tobita, Hiroshi    Mgmt    For    For    For

KDDI Corp.

 

Meeting Date:    06/19/2019    Country:    Japan    Primary Security ID:    J31843105
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    9433

 

Shares Voted:   171,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 55    Mgmt    For    For    For
2.1   Elect Director Tanaka, Takashi    Mgmt    For    For    For
2.2   Elect Director Morozumi, Hirofumi    Mgmt    For    For    For
2.3   Elect Director Takahashi, Makoto    Mgmt    For    For    For
2.4   Elect Director Uchida, Yoshiaki    Mgmt    For    For    For
2.5   Elect Director Shoji, Takashi    Mgmt    For    For    For
2.6   Elect Director Muramoto, Shinichi    Mgmt    For    For    For
2.7   Elect Director Mori, Keiichi    Mgmt    For    For    For
2.8   Elect Director Morita, Kei    Mgmt    For    For    For
2.9   Elect Director Amamiya, Toshitake    Mgmt    For    For    For
2.10   Elect Director Yamaguchi, Goro    Mgmt    For    For    For
2.11   Elect Director Yamamoto, Keiji    Mgmt    For    For    For
2.12   Elect Director Nemoto, Yoshiaki    Mgmt    For    For    For
2.13   Elect Director Oyagi, Shigeo    Mgmt    For    For    For
2.14   Elect Director Kano, Riyo    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Swedbank AB

 

Meeting Date:    06/19/2019    Country:    Sweden    Primary Security ID:    W94232100
Record Date:    06/13/2019    Meeting Type:    Special    Ticker:    SWED.A
   Shares Voted:            

 

Shares Voted:   695,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7   Determine Number of Members (9) and Deputy Members of Board    Mgmt    For    Refer    For
8.a   Elect Josefin Lindstrand as New Director    Mgmt    For    For    For
8.b   Elect Bo Magnusson as New Director    Mgmt    For    For    For
8.c   Elect Goran Persson as New Director    Mgmt    For    For    For
9   Elect Goran Persson as Board Chairman    Mgmt    For    For    For
  Shareholder Proposals Submitted by Thorwald Arvidsson    Mgmt         
10   Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished    SH    None    Refer    Against
11   Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue    SH    None    Refer    Against
  Shareholder Proposal Submitted by Sveriges Aktiesparares Riksforbund    Mgmt         
12   Appoint Special Reviewer    SH    None    Refer    Against
13   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Whitbread Plc

 

Meeting Date:    06/19/2019    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    06/17/2019    Meeting Type:    Annual    Ticker:    WTB

 

Shares Voted:   150,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Frank Fiskers as Director    Mgmt    For    For    For
5   Re-elect David Atkins as Director    Mgmt    For    For    For
6   Re-elect Alison Brittain as Director    Mgmt    For    For    For
7   Re-elect Nicholas Cadbury as Director    Mgmt    For    For    For
8   Re-elect Adam Crozier as Director    Mgmt    For    For    For
9   Re-elect Richard Gillingwater as Director    Mgmt    For    For    For
10   Re-elect Chris Kennedy as Director    Mgmt    For    For    For
11   Re-elect Deanna Oppenheimer as Director    Mgmt    For    For    For
12   Re-elect Louise Smalley as Director    Mgmt    For    For    For
13   Re-elect Susan Martin as Director    Mgmt    For    For    For
14   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Whitbread Plc

 

Meeting Date:    06/19/2019    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    06/17/2019    Meeting Type:    Special    Ticker:    WTB

 

Shares Voted:   150,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Authorise Market Purchase of Ordinary Shares in Connection with the Tender Offer    Mgmt    For    Refer    For
2   Approve Share Consolidation    Mgmt    For    Refer    For
3   Amend Articles of Association    Mgmt    For    Refer    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

China Construction Bank Corporation

 

Meeting Date:    06/21/2019    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/21/2019    Meeting Type:    Annual    Ticker:    939

 

Shares Voted:   11,688,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2018 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2018 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2018 Final Financial Accounts    Mgmt    For    For    For
4   Approve 2018 Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget for 2019 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2017    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017    Mgmt    For    Refer    For
8   Elect Liu Guiping as Director    Mgmt    For    For    For
9   Elect Murray Horn as Director    Mgmt    For    For    For
10   Elect Graeme Wheeler as Director    Mgmt    For    For    For
11   Elect Zhao Xijun as Supervisor    Mgmt    For    Refer    For
12   Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

China Construction Bank Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Approve Issuance of Write-down Undated Capital Bonds    Mgmt    For    Refer    For
14   Approve Issuance of Write-down Eligible Tier-two Capital Instruments    Mgmt    For    Refer    For
15   Elect Tian Bo as Director    SH    For    For    For
16   Elect Xia Yang as Director    SH    For    For    For

Subaru Corp.

 

Meeting Date:    06/21/2019    Country:    Japan    Primary Security ID:    J7676H100
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    7270

 

Shares Voted:   52,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, With a Final Dividend of JPY 72    Mgmt    For    For    For
2.1   Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
2.2   Elect Director Nakamura, Tomomi    Mgmt    For    For    For
2.3   Elect Director Hosoya, Kazuo    Mgmt    For    For    For
2.4   Elect Director Okada, Toshiaki    Mgmt    For    For    For
2.5   Elect Director Kato, Yoichi    Mgmt    For    For    For
2.6   Elect Director Onuki, Tetsuo    Mgmt    For    For    For
2.7   Elect Director Aoyama, Shigehiro    Mgmt    For    For    For
2.8   Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.9   Elect Director Yago, Natsunosuke    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Mabuchi, Akira    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Nosaka, Shigeru    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Okada, Kyoko    Mgmt    For    Refer    For
4   Appoint Alternate Statutory Auditor Ryu, Hirohisa    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/24/2019    Country:    Japan    Primary Security ID:    J86298106
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8766

 

Shares Voted:   222,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 90    Mgmt    For    For    For
2.1   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.2   Elect Director Okada, Makoto    Mgmt    For    For    For
2.3   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Komiya, Satoru    Mgmt    For    For    For
2.6   Elect Director Mimura, Akio    Mgmt    For    For    For
2.7   Elect Director Egawa, Masako    Mgmt    For    For    For
2.8   Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.9   Elect Director Endo, Nobuhiro    Mgmt    For    For    For
2.10   Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.11   Elect Director Harashima, Akira    Mgmt    For    For    For
2.12   Elect Director Okada, Kenji    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Ito, Takashi    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Horii, Akinari    Mgmt    For    Refer    For
4   Approve Cash Compensation Ceiling and Deep Discount Stock Option Plan for Directors    Mgmt    For    Refer    For

INPEX Corp.

 

Meeting Date:    06/25/2019    Country:    Japan    Primary Security ID:    J2467E101
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    1605

 

Shares Voted:   794,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 15    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

INPEX Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Amend Articles to Amend Business Lines - Authorize Public Announcements in Electronic Format - Change Fiscal Year End    Mgmt    For    For    For
3.1   Elect Director Kitamura, Toshiaki    Mgmt    For    Refer    Against
3.2   Elect Director Ueda, Takayuki    Mgmt    For    Refer    Against
3.3   Elect Director Murayama, Masahiro    Mgmt    For    For    For
3.4   Elect Director Ito, Seiya    Mgmt    For    For    For
3.5   Elect Director Ikeda, Takahiko    Mgmt    For    For    For
3.6   Elect Director Yajima, Shigeharu    Mgmt    For    For    For
3.7   Elect Director Kittaka, Kimihisa    Mgmt    For    For    For
3.8   Elect Director Sase, Nobuharu    Mgmt    For    For    For
3.9   Elect Director Okada, Yasuhiko    Mgmt    For    For    For
3.10   Elect Director Yanai, Jun    Mgmt    For    For    For
3.11   Elect Director Iio, Norinao    Mgmt    For    For    For
3.12   Elect Director Nishimura, Atsuko    Mgmt    For    For    For
3.13   Elect Director Kimura, Yasushi    Mgmt    For    For    For
3.14   Elect Director Ogino, Kiyoshi    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Himata, Noboru    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Toyama, Hideyuki    Mgmt    For    Refer    For
4.3   Appoint Statutory Auditor Miyake, Shinya    Mgmt    For    Refer    Against
4.4   Appoint Statutory Auditor Akiyoshi, Mitsuru    Mgmt    For    Refer    For
4.5   Appoint Statutory Auditor Kiba, Hiroko    Mgmt    For    Refer    For
5   Approve Annual Bonus    Mgmt    For    Refer    For
6   Approve Compensation Ceiling for Statutory Auditors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Isuzu Motors Ltd.

 

Meeting Date:    06/26/2019    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   901,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 19    Mgmt    For    For    For
2.1   Elect Director Katayama, Masanori    Mgmt    For    For    For
2.2   Elect Director Takahashi, Shinichi    Mgmt    For    For    For
2.3   Elect Director Ito, Masatoshi    Mgmt    For    For    For
2.4   Elect Director Seto, Koichi    Mgmt    For    For    For
2.5   Elect Director Igeta, Kazuya    Mgmt    For    For    For
2.6   Elect Director Ikemoto, Tetsuya    Mgmt    For    For    For
2.7   Elect Director Aiba, Tetsuya    Mgmt    For    For    For

Mitsubishi UFJ Financial Group, Inc.

 

Meeting Date:    06/27/2019    Country:    Japan    Primary Security ID:    J44497105
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   1,674,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 11    Mgmt    For    For    For
2.1   Elect Director Fujii, Mariko    Mgmt    For    For    For
2.2   Elect Director Kato, Kaoru    Mgmt    For    For    For
2.3   Elect Director Matsuyama, Haruka    Mgmt    For    For    For
2.4   Elect Director Toby S. Myerson    Mgmt    For    For    For
2.5   Elect Director Nomoto, Hirofumi    Mgmt    For    For    For
2.6   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
2.7   Elect Director Shingai, Yasushi    Mgmt    For    For    For
2.8   Elect Director Tarisa Watanagase    Mgmt    For    For    For
2.9   Elect Director Yamate, Akira    Mgmt    For    For    For
2.10   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
2.11   Elect Director Okamoto, Junichi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Mitsubishi UFJ Financial Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.12   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
2.13   Elect Director Ikegaya, Mikio    Mgmt    For    For    For
2.14   Elect Director Araki, Saburo    Mgmt    For    For    For
2.15   Elect Director Mike, Kanetsugu    Mgmt    For    For    For
2.16   Elect Director Kamezawa, Hironori    Mgmt    For    For    For

Nintendo Co., Ltd.

 

Meeting Date:    06/27/2019    Country:    Japan    Primary Security ID:    J51699106
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    7974

 

Shares Voted:   15,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 640    Mgmt    For    For    For
2.1   Elect Director Furukawa, Shuntaro    Mgmt    For    For    For
2.2   Elect Director Miyamoto, Shigeru    Mgmt    For    For    For
2.3   Elect Director Takahashi, Shinya    Mgmt    For    For    For
2.4   Elect Director Shiota, Ko    Mgmt    For    For    For
2.5   Elect Director Shibata, Satoru    Mgmt    For    For    For

SMC Corp. (Japan)

 

Meeting Date:    06/27/2019    Country:    Japan    Primary Security ID:    J75734103
Record Date:    03/31/2019    Meeting Type:    Annual    Ticker:    6273

 

Shares Voted:   28,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 200    Mgmt    For    For    For
2.1   Elect Director Takada, Yoshiyuki    Mgmt    For    For    For
2.2   Elect Director Maruyama, Katsunori    Mgmt    For    For    For
2.3   Elect Director Usui, Ikuji    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

SMC Corp. (Japan)

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.4   Elect Director Kosugi, Seiji    Mgmt    For    For    For
2.5   Elect Director Satake, Masahiko    Mgmt    For    For    For
2.6   Elect Director Takada, Yoshiki    Mgmt    For    For    For
2.7   Elect Director Isoe, Toshio    Mgmt    For    For    For
2.8   Elect Director Ota, Masahiro    Mgmt    For    For    For
2.9   Elect Director Kaizu, Masanobu    Mgmt    For    For    For
2.10   Elect Director Kagawa, Toshiharu    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Moriyama, Naoto    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Toyoshi, Arata    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Uchikawa, Haruya    Mgmt    For    Refer    For
4   Approve Director Retirement Bonus    Mgmt    For    Against    For


IVY VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP MICRO CAP GROWTH

(Merged into Ivy VIP Small Cap Growth effective November 5, 2018)

Proxy Voting Record

There was no proxy voting for Ivy VIP Micro Cap Growth, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 - Ivy VIP Mid Cap Growth

Burberry Group plc

 

Meeting Date:    07/12/2018    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/10/2018    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   409,763          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Dr Gerry Murphy as Director    Mgmt    For    For    For
5   Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
6   Re-elect Ian Carter as Director    Mgmt    For    For    For
7   Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
8   Re-elect Stephanie George as Director    Mgmt    For    For    For
9   Re-elect Matthew Key as Director    Mgmt    For    For    For
10   Re-elect Dame Carolyn McCall as Director    Mgmt    For    For    For
11   Elect Orna NiChionna as Director    Mgmt    For    For    For
12   Elect Ron Frasch as Director    Mgmt    For    For    For
13   Re-elect Julie Brown as Director    Mgmt    For    For    For
14   Re-elect Marco Gobbetti as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Electronic Arts Inc.

 

Meeting Date:    08/02/2018    Country:    USA    Primary Security ID:    285512109
Record Date:    06/08/2018    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   132,452          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e   Elect Director Talbott Roche    Mgmt    For    For    For
1f   Elect Director Richard A. Simonson    Mgmt    For    For    For
1g   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h   Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Jazz Pharmaceuticals plc

 

Meeting Date:    08/02/2018    Country:    Ireland    Primary Security ID:    G50871105
Record Date:    06/06/2018    Meeting Type:    Annual    Ticker:    JAZZ

 

Shares Voted:   47,579          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter Gray    Mgmt    For    For    For
1b   Elect Director Kenneth W. O’Keefe    Mgmt    For    For    For
1c   Elect Director Elmar Schnee    Mgmt    For    For    For
1d   Elect Director Catherine A. Sohn    Mgmt    For    For    For
2   Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

ABIOMED, Inc.

 

Meeting Date:    08/08/2018    Country:    USA    Primary Security ID:    003654100
Record Date:    06/11/2018    Meeting Type:    Annual    Ticker:    ABMD

 

Shares Voted:   35,874          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eric A. Rose    Mgmt    For    Refer    Withhold
1.2   Elect Director Jeannine M. Rivet    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/14/2018    Country:    USA    Primary Security ID:    595017104
Record Date:    06/21/2018    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   130,601          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

RPM International, Inc.

 

Meeting Date:    10/04/2018    Country:    USA    Primary Security ID:    749685103
Record Date:    08/10/2018    Meeting Type:    Annual    Ticker:    RPM

 

Shares Voted:   7,588          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Declassify the Board of Directors    Mgmt    For    For    For
2   Reduce Supermajority Vote Requirement to Amend By-Laws    Mgmt    For    For    For
3.1   Elect Director John P. Abizaid    Mgmt    For    For    For
3.2   Elect Director John M. Ballbach    Mgmt    For    For    For
3.3   Elect Director Bruce A. Carbonari    Mgmt    For    For    For
3.4   Elect Director Jenniffer D. Deckard    Mgmt    For    For    For
3.5   Elect Director Salvatore D. Fazzolari    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For
6   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Harris Corp.

 

Meeting Date:    10/26/2018    Country:    USA    Primary Security ID:    413875105
Record Date:    08/31/2018    Meeting Type:    Annual    Ticker:    HRS

 

Shares Voted:   74,331          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James F. Albaugh    Mgmt    For    For    For
1b   Elect Director Sallie B. Bailey    Mgmt    For    For    For
1c   Elect Director William M. Brown    Mgmt    For    For    For
1d   Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1e   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1f   Elect Director Roger B. Fradin    Mgmt    For    For    For
1g   Elect Director Lewis Hay, III    Mgmt    For    For    For
1h   Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j   Elect Director Gregory T. Swienton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Harris Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/08/2018    Country:    USA    Primary Security ID:    57772K101
Record Date:    09/13/2018    Meeting Type:    Annual    Ticker:    MXIM

 

Shares Voted:   192,244          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William (Bill) P. Sullivan    Mgmt    For    For    For
1b   Elect Director Tunc Doluca    Mgmt    For    For    For
1c   Elect Director Tracy C. Accardi    Mgmt    For    For    For
1d   Elect Director James R. Bergman    Mgmt    For    For    For
1e   Elect Director Joseph R. Bronson    Mgmt    For    For    For
1f   Elect Director Robert E. Grady    Mgmt    For    For    For
1g   Elect Director William D. Watkins    Mgmt    For    For    For
1h   Elect Director MaryAnn Wright    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Westinghouse Air Brake Technologies Corp.

 

Meeting Date:    11/14/2018    Country:    USA    Primary Security ID:    929740108
Record Date:    10/11/2018    Meeting Type:    Special    Ticker:    WAB

 

Shares Voted:   112,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Westinghouse Air Brake Technologies Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Increase Authorized Common Stock    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

CME Group, Inc.

 

Meeting Date:    11/29/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    09/06/2018    Meeting Type:    Special    Ticker:    CME

 

Shares Voted:   76,618          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Eliminate All or Some of the Class B Election Rights    Mgmt    For    Refer    For

Guidewire Software, Inc.

 

Meeting Date:    12/06/2018    Country:    USA    Primary Security ID:    40171V100
Record Date:    10/12/2018    Meeting Type:    Annual    Ticker:    GWRE

 

Shares Voted:   161,374          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter Gassner    Mgmt    For    For    For
1.2   Elect Director Paul Lavin    Mgmt    For    For    For
1.3   Elect Director Marcus S. Ryu    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Palo Alto Networks, Inc.

 

Meeting Date:    12/07/2018    Country:    USA    Primary Security ID:    697435105
Record Date:    10/15/2018    Meeting Type:    Annual    Ticker:    PANW

 

Shares Voted:   9,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John M. Donovan    Mgmt    For    For    For
1b   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1c   Elect Director Nir Zuk    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Scotts Miracle-Gro Co.

 

Meeting Date:    01/25/2019    Country:    USA    Primary Security ID:    810186106
Record Date:    11/30/2018    Meeting Type:    Annual    Ticker:    SMG

 

Shares Voted:   61,129          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David C. Evans    Mgmt    For    For    For
1.2   Elect Director Adam Hanft    Mgmt    For    For    For
1.3   Elect Director Stephen L. Johnson    Mgmt    For    For    For
1.4   Elect Director Katherine Hagedorn Littlefield    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Pandora Media, Inc.

 

Meeting Date:    01/29/2019    Country:    USA    Primary Security ID:    698354107
Record Date:    11/30/2018    Meeting Type:    Special    Ticker:    P

 

Shares Voted:   586,226          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Pandora Media, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Twilio, Inc.

 

Meeting Date:    01/30/2019    Country:    USA    Primary Security ID:    90138F102
Record Date:    12/13/2018    Meeting Type:    Special    Ticker:    TWLO

 

Shares Voted:   25,703          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Coherent, Inc.

 

Meeting Date:    02/28/2019    Country:    USA    Primary Security ID:    192479103
Record Date:    12/31/2018    Meeting Type:    Annual    Ticker:    COHR

 

Shares Voted:   21,807          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director John R. Ambroseo    Mgmt    For    For    For
1B   Elect Director Jay T. Flatley    Mgmt    For    For    For
1C   Elect Director Pamela Fletcher    Mgmt    For    For    For
1D   Elect Director Susan M. James    Mgmt    For    For    For
1E   Elect Director Michael R. McMullen    Mgmt    For    For    For
1F   Elect Director Garry W. Rogerson    Mgmt    For    For    For
1G   Elect Director Steve Skaggs    Mgmt    For    For    For
1H   Elect Director Sandeep Vij    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Agilent Technologies, Inc.

 

Meeting Date:    03/20/2019    Country:    USA    Primary Security ID:    00846U101
Record Date:    01/22/2019    Meeting Type:    Annual    Ticker:    A

 

Shares Voted:   76,995          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hans E. Bishop    Mgmt    For    For    For
1.2   Elect Director Paul N. Clark    Mgmt    For    For    For
1.3   Elect Director Tadataka Yamada    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Keysight Technologies, Inc.

 

Meeting Date:    03/21/2019    Country:    USA    Primary Security ID:    49338L103
Record Date:    01/22/2019    Meeting Type:    Annual    Ticker:    KEYS

 

Shares Voted:   130,171          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James G. Cullen    Mgmt    For    For    For
1.2   Elect Director Jean M. Halloran    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Harris Corporation

 

Meeting Date:    04/04/2019    Country:    USA    Primary Security ID:    413875105
Record Date:    02/22/2019    Meeting Type:    Special    Ticker:    HRS

 

Shares Voted:   45,092          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Amend Charter    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For

A. O. Smith Corporation

 

Meeting Date:    04/09/2019    Country:    USA    Primary Security ID:    831865209
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    AOS

 

Shares Voted:   144,748          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William P. Greubel    Mgmt    For    For    For
1.2   Elect Director Ilham Kadri    Mgmt    For    For    For
1.3   Elect Director Idelle K. Wolf    Mgmt    For    For    For
1.4   Elect Director Gene C. Wulf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Fastenal Company

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    311900104
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    FAST

 

Shares Voted:   157,287          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Willard D. Oberton    Mgmt    For    For    For
1b   Elect Director Michael J. Ancius    Mgmt    For    For    For
1c   Elect Director Michael J. Dolan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Fastenal Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Stephen L. Eastman    Mgmt    For    For    For
1e   Elect Director Daniel L. Florness    Mgmt    For    For    For
1f   Elect Director Rita J. Heise    Mgmt    For    For    For
1g   Elect Director Darren R. Jackson    Mgmt    For    For    For
1h   Elect Director Daniel L. Johnson    Mgmt    For    For    For
1i   Elect Director Scott A. Satterlee    Mgmt    For    For    For
1j   Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report    SH    Against    Against    Against

BorgWarner Inc.

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    099724106
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    BWA

 

Shares Voted:   178,897          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jan Carlson    Mgmt    For    Refer    For
1.2   Elect Director Dennis C. Cuneo    Mgmt    For    For    For
1.3   Elect Director Michael S. Hanley    Mgmt    For    For    For
1.4   Elect Director Frederic B. Lissalde    Mgmt    For    For    For
1.5   Elect Director Paul A. Mascarenas    Mgmt    For    For    For
1.6   Elect Director John R. McKernan, Jr.    Mgmt    For    For    For
1.7   Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1.8   Elect Director Alexis P. Michas    Mgmt    For    For    For
1.9   Elect Director Vicki L. Sato    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Spirit AeroSystems Holdings, Inc.

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    848574109
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    SPR

 

Shares Voted:   30,241          

 

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Charles L. Chadwell    Mgmt    For    For    For
1b   Elect Director Irene M. Esteves    Mgmt    For    For    For
1c   Elect Director Paul E. Fulchino    Mgmt    For    For    For
1d   Elect Director Thomas C. Gentile, III    Mgmt    For    For    For
1e   Elect Director Richard A. Gephardt    Mgmt    For    For    For
1f   Elect Director Robert D. Johnson    Mgmt    For    For    For
1g   Elect Director Ronald T. Kadish    Mgmt    For    For    For
1h   Elect Director John L. Plueger    Mgmt    For    For    For
1i   Elect Director Laura H. Wright    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against

Intuitive Surgical, Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    46120E602
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   17,734          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig H. Barratt    Mgmt    For    For    For
1b   Elect Director Gary S. Guthart    Mgmt    For    For    For
1c   Elect Director Amal M. Johnson    Mgmt    For    For    For
1d   Elect Director Don R. Kania    Mgmt    For    For    For
1e   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1f   Elect Director Alan J. Levy    Mgmt    For    For    For
1g   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Intuitive Surgical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Mark J. Rubash    Mgmt    For    For    For
1i   Elect Director Lonnie M. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Adopt Simple Majority Vote    SH    Against    For    For

SVB Financial Group

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    78486Q101
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    SIVB

 

Shares Voted:   20,093          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Greg W. Becker    Mgmt    For    For    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3   Elect Director John S. Clendening    Mgmt    For    For    For
1.4   Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5   Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6   Elect Director Kimberly A. Jabal    Mgmt    For    For    For
1.7   Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.8   Elect Director Mary J. Miller    Mgmt    For    For    For
1.9   Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10   Elect Director John F. Robinson    Mgmt    For    For    For
1.11   Elect Director Garen K. Staglin    Mgmt    For    For    For
2   Eliminate Cumulative Voting    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Sprouts Farmers Markets, Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    85208M102
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    SFM

 

Shares Voted:   317,661          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kristen E. Blum    Mgmt    For    For    For
1.2   Elect Director Shon A. Boney    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Axalta Coating Systems Ltd.

 

Meeting Date:    05/01/2019    Country:    Bermuda    Primary Security ID:    G0750C108
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    AXTA

 

Shares Voted:   268,495          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Deborah J. Kissire    Mgmt    For    For    For
1.2   Elect Director Elizabeth C. Lempres    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Trex Co., Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    89531P105
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    TREX

 

Shares Voted:   75,889          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael F. Golden    Mgmt    For    For    For
1.2   Elect Director Richard E. Posey    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Trex Co., Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   25,523          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Larry O’Reilly    Mgmt    For    For    For
1c   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1d   Elect Director Greg Henslee    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director John R. Murphy    Mgmt    For    For    For
1h   Elect Director Dana M. Perlman    Mgmt    For    For    For
1i   Elect Director Andrea M. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Teradyne, Inc.

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    880770102
Record Date:    03/14/2019    Meeting Type:    Annual    Ticker:    TER

 

Shares Voted:   186,532          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Michael A. Bradley    Mgmt    For    For    For
1B   Elect Director Edwin J. Gillis    Mgmt    For    For    For
1C   Elect Director Timothy E. Guertin    Mgmt    For    For    For
1D   Elect Director Mark E. Jagiela    Mgmt    For    For    For
1E   Elect Director Mercedes Johnson    Mgmt    For    For    For
1F   Elect Director Marilyn Matz    Mgmt    For    For    For
1G   Elect Director Paul J. Tufano    Mgmt    For    For    For
1H   Elect Director Roy A. Vallee    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    902252105
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   25,178          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Donald R. Brattain    Mgmt    For    For    For
1B   Elect Director Glenn A. Carter    Mgmt    For    For    For
1C   Elect Director Brenda A. Cline    Mgmt    For    For    For
1D   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1E   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1F   Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1G   Elect Director Daniel M. Pope    Mgmt    For    For    For
1H   Elect Director Dustin R. Womble    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

CME Group Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   28,039          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Daniel G. Kaye    Mgmt    For    For    For
1j   Elect Director Phyllis M. Lockett    Mgmt    For    For    For
1k   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1l   Elect Director Alex J. Pollock    Mgmt    For    For    For
1m   Elect Director Terry L. Savage    Mgmt    For    For    For
1n   Elect Director William R. Shepard    Mgmt    For    For    For
1o   Elect Director Howard J. Siegel    Mgmt    For    For    For
1p   Elect Director Michael A. Spencer    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Edwards Lifesciences Corporation

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    28176E108
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    EW

 

Shares Voted:   54,864          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael A. Mussallem    Mgmt    For    For    For
1b   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1c   Elect Director Leslie S. Heisz    Mgmt    For    For    For
1d   Elect Director William J. Link    Mgmt    For    For    For
1e   Elect Director Steven R. Loranger    Mgmt    For    For    For
1f   Elect Director Martha H. Marsh    Mgmt    For    For    For
1g   Elect Director Wesley W. von Schack    Mgmt    For    For    For
1h   Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

TransUnion

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    89400J107
Record Date:    03/12/2019    Meeting Type:    Annual    Ticker:    TRU

 

Shares Voted:   133,776          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director George M. Awad    Mgmt    For    Refer    Withhold
1.2   Elect Director Christopher A. Cartwright    Mgmt    For    For    For
1.3   Elect Director Siddharth N. (Bobby) Mehta    Mgmt    For    Refer    Withhold
1.4   Elect Director Andrew Prozes    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Gardner Denver Holdings, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    36555P107
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    GDI

 

Shares Voted:   2,115          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Vicente Reynal    Mgmt    For    For    For
1b   Elect Director John Humphrey    Mgmt    For    For    For
1c   Elect Director Joshua T. Weisenbeck    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    LH

 

Shares Voted:   37,812          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For
1f   Elect Director Peter M. Neupert    Mgmt    For    For    For
1g   Elect Director Richelle P. Parham    Mgmt    For    For    For
1h   Elect Director Adam H. Schechter    Mgmt    For    For    For
1i   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Novanta Inc.

 

Meeting Date:    05/09/2019    Country:    Canada    Primary Security ID:    67000B104
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    NOVT

 

Shares Voted:   7,901          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen W. Bershad    Mgmt    For    For    For
1.2   Elect Director Lonny J. Carpenter    Mgmt    For    For    For
1.3   Elect Director Deborah Disanzo Eldracher    Mgmt    For    For    For
1.4   Elect Director Matthijs Glastra    Mgmt    For    For    For
1.5   Elect Director Brian D. King    Mgmt    For    For    For
1.6   Elect Director Ira J. Lamel    Mgmt    For    For    For
1.7   Elect Director Dominic A. Romeo    Mgmt    For    For    For
1.8   Elect Director Thomas N. Secor    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Tractor Supply Company

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    892356106
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    TSCO

 

Shares Voted:   134,482          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2   Elect Director Ricardo Cardenas    Mgmt    For    For    For
1.3   Elect Director Denise L. Jackson    Mgmt    For    For    For
1.4   Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.5   Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.6   Elect Director George MacKenzie    Mgmt    For    For    For
1.7   Elect Director Edna K. Morris    Mgmt    For    For    For
1.8   Elect Director Mark J. Weikel    Mgmt    For    For    For
1.9   Elect Director Gregory A. Sandfort    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Tractor Supply Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

IDEX Corp.

 

Meeting Date:    05/10/2019    Country:    USA    Primary Security ID:    45167R104
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    IEX

 

Shares Voted:   55,292          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ernest J. Mrozek    Mgmt    For    For    For
1.2   Elect Director Livingston L. Satterthwaite    Mgmt    For    For    For
1.3   Elect Director David C. Parry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For

First Republic Bank

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    33616C100
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    FRC

 

Shares Voted:   85,401          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James H. Herbert, II    Mgmt    For    For    For
1.2   Elect Director Katherine August-deWilde    Mgmt    For    For    For
1.3   Elect Director Thomas J. Barrack, Jr.    Mgmt    For    For    For
1.4   Elect Director Hafize Gaye Erkan    Mgmt    For    For    For
1.5   Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
1.6   Elect Director Boris Groysberg    Mgmt    For    For    For
1.7   Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1.8   Elect Director Pamela J. Joyner    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

First Republic Bank

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Reynold Levy    Mgmt    For    For    For
1.10   Elect Director Duncan L. Niederauer    Mgmt    For    For    For
1.11   Elect Director George G.C. Parker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    265504100
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    DNKN

 

Shares Voted:   119,343          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director Anthony DiNovi    Mgmt    For    For    For
1.3   Elect Director Nigel Travis    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   139,082          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Juan Ramon Alaix    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1.4   Elect Director Michael B. McCallister    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Zoetis Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Seattle Genetics, Inc.

 

Meeting Date:    05/20/2019    Country:    USA    Primary Security ID:    812578102
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    SGEN

 

Shares Voted:   61,566          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Srinivas Akkaraju    Mgmt    For    For    For
1.2   Elect Director Marc E. Lippman    Mgmt    For    For    For
1.3   Elect Director Daniel G. Welch    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Twitter, Inc.

 

Meeting Date:    05/20/2019    Country:    USA    Primary Security ID:    90184L102
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    TWTR

 

Shares Voted:   86,069          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jack Dorsey    Mgmt    For    For    For
1b   Elect Director Patrick Pichette    Mgmt    For    For    For
1c   Elect Director Robert Zoellick    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Twitter, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Adopt Simple Majority Vote    SH    Against    For    For
5   Report on Content Enforcement Policies    SH    Against    Refer    Against
6   Disclose Board Diversity and Qualifications    SH    Against    Refer    Against

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    169656105
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    CMG

 

Shares Voted:   23,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Albert S. Baldocchi    Mgmt    For    For    For
1.2   Elect Director Paul T. Cappuccio    Mgmt    For    For    For
1.3   Elect Director Steve Ells    Mgmt    For    For    For
1.4   Elect Director Patricia Fili-Krushe    Mgmt    For    For    For
1.5   Elect Director Neil W. Flanzraich    Mgmt    For    For    For
1.6   Elect Director Robin Hickenlooper    Mgmt    For    For    For
1.7   Elect Director Scott Maw    Mgmt    For    For    For
1.8   Elect Director Ali Namvar    Mgmt    For    For    For
1.9   Elect Director Brian Niccol    Mgmt    For    For    For
1.10   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

GrubHub Inc.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    400110102
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    GRUB

 

Shares Voted:   102,252          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David Fisher    Mgmt    For    Refer    Withhold
1.2   Elect Director David Habiger    Mgmt    For    Refer    Withhold
1.3   Elect Director Linda Johnson Rice    Mgmt    For    Refer    Withhold
2   Ratify Crowe LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

The Hershey Company

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    427866108
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    HSY

 

Shares Voted:   49,195          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pamela M. Arway    Mgmt    For    For    For
1.2   Elect Director James W. Brown    Mgmt    For    For    For
1.3   Elect Director Michele G. Buck    Mgmt    For    For    For
1.4   Elect Director Charles A. Davis    Mgmt    For    For    For
1.5   Elect Director Mary Kay Haben    Mgmt    For    For    For
1.6   Elect Director James C. Katzman    Mgmt    For    For    For
1.7   Elect Director M. Diane Koken    Mgmt    For    For    For
1.8   Elect Director Robert M. Malcolm    Mgmt    For    For    For
1.9   Elect Director Anthony J. Palmer    Mgmt    For    For    For
1.10   Elect Director Juan R. Perez    Mgmt    For    For    For
1.11   Elect Director Wendy L. Schoppert    Mgmt    For    For    For
1.12   Elect Director David L. Shedlarz    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Duluth Holdings, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    26443V101
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    DLTH

 

Shares Voted:   8,223          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen L. Schlecht    Mgmt    For    Refer    Against
1.2   Elect Director Stephanie L. Pugliese    Mgmt    For    For    For
1.3   Elect Director E. David Coolidge, III    Mgmt    For    For    For
1.4   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.5   Elect Director David C. Finch    Mgmt    For    For    For
1.6   Elect Director Thomas G. Folliard    Mgmt    For    For    For
1.7   Elect Director Brenda I. Morris    Mgmt    For    For    For
1.8   Elect Director Scott K. Williams    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Arista Networks, Inc.

 

Meeting Date:    05/28/2019    Country:    USA    Primary Security ID:    040413106
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    ANET

 

Shares Voted:   30,899          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles Giancarlo    Mgmt    For    Refer    Withhold
1.2   Elect Director Ann Mather    Mgmt    For    Refer    Withhold
1.3   Elect Director Daniel Scheinman    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

The Middleby Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    596278101
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    MIDD

 

Shares Voted:   72,665          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sarah Palisi Chapin    Mgmt    For    For    For
1.2   Elect Director Timothy J. FitzGerald    Mgmt    For    For    For
1.3   Elect Director Cathy L. McCarthy    Mgmt    For    For    For
1.4   Elect Director John R. Miller, III    Mgmt    For    For    For
1.5   Elect Director Gordon O’Brien    Mgmt    For    For    For
1.6   Elect Director Nassem Ziyad    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Sustainability, Including GHG Goals - Withdrawn    SH         

Cerner Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    156782104
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   119,238          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerald E. Bisbee, Jr.    Mgmt    For    For    For
1b   Elect Director Linda M. Dillman    Mgmt    For    For    For
1c   Elect Director George A. Riedel    Mgmt    For    For    For
1d   Elect Director R. Halsey Wise    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

DexCom, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    252131107
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    DXCM

 

Shares Voted:   60,408          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven R. Altman    Mgmt    For    For    For
1b   Elect Director Barbara E. Kahn    Mgmt    For    For    For
1c   Elect Director Jay S. Skyler    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Glaukos Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    377322102
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    GKOS

 

Shares Voted:   79,036          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark J. Foley    Mgmt    For    Refer    Withhold
1.2   Elect Director David F. Hoffmeister    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   68,023          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

BioMarin Pharmaceutical Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Fortive Corporation

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    34959J108
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    FTV

 

Shares Voted:   110,892          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1B   Elect Director Steven M. Rales    Mgmt    For    For    For
1C   Elect Director Jeannine Sargent    Mgmt    For    For    For
1D   Elect Director Alan G. Spoon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Tiffany & Co.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    886547108
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    TIF

 

Shares Voted:   79,031          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alessandro Bogliolo    Mgmt    For    For    For
1b   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1c   Elect Director Hafize Gaye Erkan    Mgmt    For    For    For
1d   Elect Director Roger N. Farah    Mgmt    For    For    For
1e   Elect Director Jane Hertzmark Hudis    Mgmt    For    For    For
1f   Elect Director Abby F. Kohnstamm    Mgmt    For    For    For
1g   Elect Director James E. Lillie    Mgmt    For    For    For
1h   Elect Director William A. Shutzer    Mgmt    For    For    For
1i   Elect Director Robert S. Singer    Mgmt    For    For    For
1j   Elect Director Francesco Trapani    Mgmt    For    For    For
1k   Elect Director Annie Young-Scrivner    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    22160N109
Record Date:    04/10/2019    Meeting Type:    Annual    Ticker:    CSGP

 

Shares Voted:   36,251          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael R. Klein    Mgmt    For    For    For
1b   Elect Director Andrew C. Florance    Mgmt    For    For    For
1c   Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d   Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e   Elect Director John W. Hill    Mgmt    For    For    For
1f   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1g   Elect Director David J. Steinberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

CoStar Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    550021109
Record Date:    04/10/2019    Meeting Type:    Annual    Ticker:    LULU

 

Shares Voted:   58,073          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kathryn Henry    Mgmt    For    For    For
1b   Elect Director Jon McNeill    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

MarketAxess Holdings Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    57060D108
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    MKTX

 

Shares Voted:   34,524          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. McVey    Mgmt    For    For    For
1b   Elect Director Nancy Altobello    Mgmt    For    For    For
1c   Elect Director Steven L. Begleiter    Mgmt    For    For    For
1d   Elect Director Stephen P. Casper    Mgmt    For    For    For
1e   Elect Director Jane Chwick    Mgmt    For    For    For
1f   Elect Director Christopher R. Concannon    Mgmt    For    For    For
1g   Elect Director William F. Cruger    Mgmt    For    For    For
1h   Elect Director Richard G. Ketchum    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

MarketAxess Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Emily H. Portney    Mgmt    For    For    For
1j   Elect Director John Steinhardt    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ulta Beauty, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   32,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sally E. Blount    Mgmt    For    For    For
1.2   Elect Director Mary N. Dillon    Mgmt    For    For    For
1.3   Elect Director Charles Heilbronn    Mgmt    For    For    For
1.4   Elect Director Michael R. MacDonald    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Proofpoint, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    743424103
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    PFPT

 

Shares Voted:   37,959          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Scott Herren    Mgmt    For    For    For
1b   Elect Director Michael Johnson    Mgmt    For    For    For
1c   Elect Director Richard Wallace    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Proofpoint, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/10/2019    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   21,111          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Emiliano Calemzuk    Mgmt    For    For    For
1.2   Elect Director Marcos Galperin    Mgmt    For    For    For
1.3   Elect Director Roberto Balls Sallouti    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Deloitte & Co. S.A. as Auditor    Mgmt    For    For    For

National Vision Holdings, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    63845R107
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    EYE

 

Shares Voted:   153,404          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director D. Randolph Peeler    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

ServiceNow, Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    81762P102
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    NOW

 

Shares Voted:   50,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Teresa Briggs    Mgmt    For    For    For
1b   Elect Director Paul E. Chamberlain    Mgmt    For    For    For
1c   Elect Director Tamar O. Yehoshua    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    609839105
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    MPWR

 

Shares Voted:   54,678          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael R. Hsing    Mgmt    For    For    For
1.2   Elect Director Herbert Chang    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

DocuSign, Inc.

 

Meeting Date:    06/17/2019    Country:    USA    Primary Security ID:    256163106
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    DOCU

 

Shares Voted:   58,021          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel D. Springer    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

DocuSign, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Blake J. Irving    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Square, Inc.

 

Meeting Date:    06/18/2019    Country:    USA    Primary Security ID:    852234103
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    SQ

 

Shares Voted:   131,897             

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jack Dorsey    Mgmt    For    Refer    Withhold
1.2   Elect Director David Viniar    Mgmt    For    Refer    Withhold
1.3   Elect Director Paul Deighton    Mgmt    For    Refer    Withhold
1.4   Elect Director Anna Patterson    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Twilio Inc.

 

Meeting Date:    06/18/2019    Country:    USA    Primary Security ID:    90138F102
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    TWLO

 

Shares Voted:   47,422             

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Elena Donio    Mgmt    For    Refer    Withhold
1.2   Elect Director Donna L. Dubinsky    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Universal Display Corporation

 

Meeting Date:    06/20/2019    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   35,870             

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Richard C. Elias    Mgmt    For    For    For
1c   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1d   Elect Director C. Keith Hartley    Mgmt    For    For    For
1e   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1f   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1g   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For


IVY VIP NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

Concho Resources Inc.

 

Meeting Date:    07/17/2018    Country:    USA    Primary Security ID:    20605P101
Record Date:    06/01/2018    Meeting Type:    Special    Ticker:    CXO

 

Shares Voted:   23,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    07/17/2018    Country:    USA    Primary Security ID:    74978Q105
Record Date:    06/01/2018    Meeting Type:    Special    Ticker:    RSPP

 

Shares Voted:   80,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Nutrien Ltd.

 

Meeting Date:    07/19/2018    Country:    Canada    Primary Security ID:    67077M108
Record Date:    06/06/2018    Meeting Type:    Annual    Ticker:    NTR

 

Shares Voted:   59,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher M. Burley    Mgmt    For    For    For
1.2   Elect Director Maura J. Clark    Mgmt    For    For    For
1.3   Elect Director John W. Estey    Mgmt    For    For    For
1.4   Elect Director David C. Everitt    Mgmt    For    For    For
1.5   Elect Director Russell K. Girling    Mgmt    For    For    For
1.6   Elect Director Gerald W. Grandey    Mgmt    For    For    For
1.7   Elect Director Miranda C. Hubbs    Mgmt    For    For    For
1.8   Elect Director Alice D. Laberge    Mgmt    For    For    For
1.9   Elect Director Consuelo E. Madere    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Nutrien Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director Charles “Chuck” V. Magro    Mgmt    For    For    For
1.11   Elect Director Keith G. Martell    Mgmt    For    For    For
1.12   Elect Director A. Anne McLellan    Mgmt    For    For    For
1.13   Elect Director Derek G. Pannell    Mgmt    For    For    For
1.14   Elect Director Aaron W. Regent    Mgmt    For    For    For
1.15   Elect Director Mayo M. Schmidt    Mgmt    For    For    For
1.16   Elect Director Jochen E. Tilk    Mgmt    For    For    For
2   Approve Re-appointment of KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Stock Option Plan and Grant of Stock Options    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Marathon Petroleum Corp.

 

Meeting Date:    09/24/2018    Country:    USA    Primary Security ID:    56585A102
Record Date:    08/01/2018    Meeting Type:    Special    Ticker:    MPC

 

Shares Voted:   46,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Increase in Size of Board    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

BHP Billiton Plc

 

Meeting Date:    10/17/2018    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/15/2018    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   163,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
8   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
9   Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    For    For
10   Approve Change of Company Name to BHP Group plc    Mgmt    For    For    For
11   Re-elect Terry Bowen as Director    Mgmt    For    For    For
12   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
13   Re-elect Anita Frew as Director    Mgmt    For    For    For
14   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
15   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
16   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
17   Re-elect John Mogford as Director    Mgmt    For    For    For
18   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
19   Re-elect Ken MacKenzie as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Randgold Resources Ltd.

 

Meeting Date:    11/07/2018    Country:    Jersey    Primary Security ID:    G73740113
Record Date:    09/27/2018    Meeting Type:    Special    Ticker:    RRS

 

Shares Voted:   32,557          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Court Meeting    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For
  Extraordinary Meeting    Mgmt         
1   Approve Matters Relating to the All-Share Merger of Randgold Resources Limited with Barrick Gold Corporation    Mgmt    For    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:    11/27/2018    Country:    USA    Primary Security ID:    25278X109
Record Date:    10/19/2018    Meeting Type:    Special    Ticker:    FANG

 

Shares Voted:   26,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Air Products & Chemicals, Inc.

 

Meeting Date:    01/24/2019    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2018    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   15,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifi Ghasemi    Mgmt    For    For    For
1d   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1e   Elect Director David H. Y. Ho    Mgmt    For    For    For
1f   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1g   Elect Director Edward L. Monser    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Air Products & Chemicals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officer Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/03/2019    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/13/2019    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   55,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Tatiana A. Mitrova    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Mark G. Papa    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Rio Tinto Plc

 

Meeting Date:    04/10/2019    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   70,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 16 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    Refer    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    Refer    For
4   Elect Moya Greene as Director    Mgmt    For    For    For
5   Elect Simon McKeon as Director    Mgmt    For    For    For
6   Elect Jakob Stausholm as Director    Mgmt    For    For    For
7   Re-elect Megan Clark as Director    Mgmt    For    For    For
8   Re-elect David Constable as Director    Mgmt    For    For    For
9   Re-elect Simon Henry as Director    Mgmt    For    For    For
10   Re-elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
11   Re-elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Simon Thompson as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 17 to 20 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Galp Energia SGPS SA

 

Meeting Date:    04/12/2019    Country:    Portugal    Primary Security ID:    X3078L108
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    GALP

 

Shares Voted:   69,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Standalone and Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3   Appraise Management of Company and Approve Vote of Confidence to Board of Directors    Mgmt    For    For    For
4   Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council    Mgmt    For    For    For
5   Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor    Mgmt    For    For    For
6   Approve Statement on Remuneration Policy    Mgmt    For    Refer    For
7   Elect Directors for 2019-2022 Term    Mgmt    For    Refer    Against
8   Elect Fiscal Council for 2019-2022 Term    Mgmt    For    Refer    For
9   Appoint Auditor for 2019-2022 Term    Mgmt    For    For    For
10   Elect General Meeting Board for 2019-2022 Term    Mgmt    For    For    For
11   Elect Remuneration Committee for 2019-2022 Term    Mgmt    For    For    For
12   Authorize Repurchase and Reissuance of Shares and Bonds    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/18/2019    Country:    USA    Primary Security ID:    693506107
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   18,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director John V. Faraci    Mgmt    For    For    For
1.3   Elect Director Gary R. Heminger    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

PPG Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Michael H. McGarry    Mgmt    For    For    For
2.1   Elect Director Steven A. Davis    Mgmt    For    For    For
2.2   Elect Director Catherine R. Smith    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    655044105
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   56,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director James E. Craddock    Mgmt    For    Refer    For
1d   Elect Director Barbara J. Duganier    Mgmt    For    For    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Holli C. Ladhani    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

RPC, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   62,162          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bill J. Dismuke    Mgmt    For    For    For
1.2   Elect Director Amy R. Kreisler    Mgmt    For    Refer    Withhold
1.3   Elect Director Pamela R. Rollins    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditor    Mgmt    For    For    For

West Fraser Timber Co. Ltd.

 

Meeting Date:    04/23/2019    Country:    Canada    Primary Security ID:    952845105
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   25,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Henry H. (Hank) Ketcham    Mgmt    For    For    For
1.2   Elect Director Reid E. Carter    Mgmt    For    For    For
1.3   Elect Director Raymond Ferris    Mgmt    For    For    For
1.4   Elect Director John N. Floren    Mgmt    For    For    For
1.5   Elect Director Brian G. Kenning    Mgmt    For    For    For
1.6   Elect Director John K. Ketcham    Mgmt    For    For    For
1.7   Elect Director Gerald J. (Gerry) Miller    Mgmt    For    For    For
1.8   Elect Director Robert L. Phillips    Mgmt    For    For    For
1.9   Elect Director Janice G. Rennie    Mgmt    For    For    For
1.10   Elect Director Gillian D. Winckler    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Croda International Plc

 

Meeting Date:    04/24/2019    Country:    United Kingdom    Primary Security ID:    G25536148
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    CRDA

 

Shares Voted:   22,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Roberto Cirillo as Director    Mgmt    For    For    For
5   Re-elect Alan Ferguson as Director    Mgmt    For    For    For
6   Elect Jacqui Ferguson as Director    Mgmt    For    For    For
7   Re-elect Steve Foots as Director    Mgmt    For    For    For
8   Re-elect Anita Frew as Director    Mgmt    For    For    For
9   Re-elect Helena Ganczakowski as Director    Mgmt    For    For    For
10   Re-elect Keith Layden as Director    Mgmt    For    For    Against
11   Re-elect Jez Maiden as Director    Mgmt    For    For    For
12   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
15   Authorise Issue of Equity    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
20   Approve Special Dividend and Share Consolidation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Marathon Petroleum Corporation

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   54,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Evan Bayh    Mgmt    For    For    For
1b   Elect Director Charles E. Bunch    Mgmt    For    For    For
1c   Elect Director Edward G. Galante    Mgmt    For    For    For
1d   Elect Director Kim K.W. Rucker    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Ingevity Corp.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    45688C107
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    NGVT

 

Shares Voted:   9,816          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean S. Blackwell    Mgmt    For    For    For
1.2   Elect Director Luis Fernandez-Moreno    Mgmt    For    For    For
1.3   Elect Director J. Michael Fitzpatrick    Mgmt    For    For    For
1.4   Elect Director Diane H. Gulyas    Mgmt    For    For    For
1.5   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.6   Elect Director Frederick J. Lynch    Mgmt    For    For    For
1.7   Elect Director Karen G. Narwold    Mgmt    For    For    For
1.8   Elect Director Daniel F. Sansone    Mgmt    For    For    For
1.9   Elect Director D. Michael Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Magellan Midstream Partners LP

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    559080106
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    MMP

 

Shares Voted:   39,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Walter R. Arnheim    Mgmt    For    For    For
1.2   Elect Director Lori A. Gobillot    Mgmt    For    For    For
1.3   Elect Director Edward J. Guay    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   42,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Julie J. Robertson    Mgmt    For    For    For
1g   Elect Director Donald F. Textor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director William R. Thomas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Valero Energy Corporation

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   39,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1B   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1C   Elect Director Kimberly S. Greene    Mgmt    For    For    For
1D   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1E   Elect Director Donald L. Nickles    Mgmt    For    For    For
1F   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1G   Elect Director Robert A. Profusek    Mgmt    For    For    For
1H   Elect Director Stephen M. Waters    Mgmt    For    For    For
1I   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1J   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Cabot Oil & Gas Corporation

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    127097103
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   104,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2   Elect Director Rhys J. Best    Mgmt    For    For    For
1.3   Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4   Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5   Elect Director Peter B. Delaney    Mgmt    For    For    For
1.6   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.7   Elect Director Robert Kelley    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.9   Elect Director Marcus A. Watts    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Centennial Resource Development, Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    15136A102
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    CDEV

 

Shares Voted:   125,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark G. Papa    Mgmt    For    Refer    Withhold
1.2   Elect Director David M. Leuschen    Mgmt    For    Refer    Withhold
1.3   Elect Director Pierre F. Lapeyre, Jr.    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Amend Charter to Eliminate Certain Provisions Relating to the Company’s Business Combination and its Capital Structure pPeceding the Business Combination    Mgmt    For    Refer    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

International Flavors & Fragrances Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    459506101
Record Date:    03/06/2019    Meeting Type:    Annual    Ticker:    IFF

 

Shares Voted:   8,537          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marcello V. Bottoli    Mgmt    For    For    For
1b   Elect Director Linda Buck    Mgmt    For    For    For
1c   Elect Director Michael L. Ducker    Mgmt    For    For    For
1d   Elect Director David R. Epstein    Mgmt    For    For    For
1e   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1f   Elect Director John F. Ferraro    Mgmt    For    For    For
1g   Elect Director Andreas Fibig    Mgmt    For    For    For
1h   Elect Director Christina Gold    Mgmt    For    For    For
1i   Elect Director Katherine M. Hudson    Mgmt    For    For    For
1j   Elect Director Dale F. Morrison    Mgmt    For    For    For
1k   Elect Director Stephen Williamson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Ecolab Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    278865100
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    ECL

 

Shares Voted:   10,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1b   Elect Director Shari L. Ballard    Mgmt    For    For    For
1c   Elect Director Barbara J. Beck    Mgmt    For    For    For
1d   Elect Director Leslie S. Biller    Mgmt    For    For    For
1e   Elect Director Jeffrey M. Ettinger    Mgmt    For    For    For
1f   Elect Director Arthur J. Higgins    Mgmt    For    For    For
1g   Elect Director Michael Larson    Mgmt    For    For    For
1h   Elect Director David W. MacLennan    Mgmt    For    For    For
1i   Elect Director Tracy B. McKibben    Mgmt    For    For    For
1j   Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1k   Elect Director Victoria J. Reich    Mgmt    For    For    For
1l   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
1m   Elect Director John J. Zillmer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

Barrick Gold Corporation

 

Meeting Date:    05/07/2019    Country:    Canada    Primary Security ID:    067901108
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    ABX

 

Shares Voted:   200,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark Bristow    Mgmt    For    For    For
1.2   Elect Director Gustavo A. Cisneros    Mgmt    For    For    For
1.3   Elect Director Christopher L. Coleman    Mgmt    For    For    For
1.4   Elect Director J. Michael Evans    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Barrick Gold Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

1.5   Elect Director Brian L. Greenspun    Mgmt    For    For    For
1.6   Elect Director J. Brett Harvey    Mgmt    For    For    For
1.7   Elect Director Andrew J. Quinn    Mgmt    For    For    For
1.8   Elect Director John L. Thornton    Mgmt    For    Refer    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/07/2019    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   16,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director John Baird    Mgmt    For    For    For
3.2   Elect Director Isabelle Courville    Mgmt    For    For    For
3.3   Elect Director Keith E. Creel    Mgmt    For    For    For
3.4   Elect Director Gillian (Jill) H. Denham    Mgmt    For    For    For
3.5   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.6   Elect Director Edward L. Monser    Mgmt    For    For    For
3.7   Elect Director Matthew H. Paull    Mgmt    For    For    For
3.8   Elect Director Jane L. Peverett    Mgmt    For    For    For
3.9   Elect Director Gordon T. Trafton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Cimarex Energy Co.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    171798101
Record Date:    03/12/2019    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   26,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

1.1   Elect Director Hans Helmerich    Mgmt    For    For    For
1.2   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.3   Elect Director Monroe W. Robertson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    718546104
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   44,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Greg C. Garland    Mgmt    For    Refer    For
1b   Elect Director Gary K. Adams    Mgmt    For    For    For
1c   Elect Director John E. Lowe    Mgmt    For    For    For
1d   Elect Director Denise L. Ramos    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Plastic Pollution *Withdrawn Resolution*    SH         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Mondi Plc

 

Meeting Date:    05/09/2019    Country:    United Kingdom    Primary Security ID:    G6258S107
Record Date:    05/07/2019    Meeting Type:    Annual    Ticker:    MNDI

 

Shares Voted:   68,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Common Business: Mondi Limited and Mondi plc    Mgmt         
1   Re-elect Tanya Fratto as Director    Mgmt    For    For    For
2   Re-elect Stephen Harris as Director    Mgmt    For    For    For
3   Re-elect Andrew King as Director    Mgmt    For    For    For
4   Re-elect Peter Oswald as Director    Mgmt    For    For    For
5   Re-elect Fred Phaswana as Director    Mgmt    For    For    For
6   Re-elect Dominique Reiniche as Director    Mgmt    For    For    For
7   Re-elect David Williams as Director    Mgmt    For    For    For
8   Re-elect Stephen Young as Director    Mgmt    For    For    For
9   Re-elect Tanya Fratto as Member of the DLC Audit Committee    Mgmt    For    For    For
10   Re-elect Stephen Harris as Member of the DLC Audit Committee    Mgmt    For    For    For

11

 

Re-elect Stephen Young as Member of the DLC

Audit Committee

  

Mgmt

  

For

  

For

  

For

  Mondi Limited Business    Mgmt         
12   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
13   Approve Remuneration Policy    Mgmt    For    Refer    For
14   Approve Remuneration Report    Mgmt    For    Refer    For
15   Approve Non-executive Directors’ Fees    Mgmt    For    Refer    For
16   Approve Final Dividend    Mgmt    For    For    For
17   Reappoint PricewaterhouseCoopers Inc as Auditors    Mgmt    For    For    For
18   Authorise the DLC Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Approve Financial Assistance in Terms of Section 44 and/or 45 of the SA Companies Act    Mgmt    For    Refer    For
20   Place Authorised but Unissued Ordinary Shares Under Control of Directors    Mgmt    For    For    For
21   Place Authorised but Unissued Special Converting Shares Under Control of Directors    Mgmt    For    For    For
22   Authorise Board to Issue Shares for Cash    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Mondi Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Authorise Repurchase of Issued Share Capital    Mgmt    For    For    For
  Mondi plc Business    Mgmt         
24   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
25   Approve Remuneration Report    Mgmt    For    Refer    For
26   Approve Final Dividend    Mgmt    For    For    For
27   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
28   Authorise the DLC Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
29   Authorise Issue of Equity    Mgmt    For    For    For
30   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
31   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Special Business: Mondi plc and Mondi Limited - Simplification Resolutions    Mgmt         
32   Approve Matters Relating to the Simplification    Mgmt    For    Refer    For
33   Amend Articles of Association of Mondi plc    Mgmt    For    Refer    For
34   Approve Cancellation of All Deferred Shares of Mondi plc    Mgmt    For    Refer    For
35   Amend Memorandum of Incorporation of Mondi Limited    Mgmt    For    Refer    For
36   Approve Cancellation of All Deferred Shares of Mondi Limited    Mgmt    For    Refer    For
37   Authorise Issue of Non-Voting Shares to Mondi plc    Mgmt    For    Refer    For
  Special Business: Mondi plc - Post-Simplification Resolutions    Mgmt         
38   Adopt New Articles of Association    Mgmt    For    Refer    For
39   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
40   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Nutrien Ltd.

 

Meeting Date:    05/09/2019    Country:    Canada    Primary Security ID:    67077M108
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    NTR

 

Shares Voted:   56,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher M. Burley    Mgmt    For    For    For
1.2   Elect Director Maura J. Clark    Mgmt    For    For    For
1.3   Elect Director John W. Estey    Mgmt    For    For    For
1.4   Elect Director David C. Everitt    Mgmt    For    For    For
1.5   Elect Director Russell K. Girling    Mgmt    For    For    For
1.6   Elect Director Miranda C. Hubbs    Mgmt    For    For    For
1.7   Elect Director Alice D. Laberge    Mgmt    For    For    For
1.8   Elect Director Consuelo E. Madere    Mgmt    For    For    For
1.9   Elect Director Charles V. Magro    Mgmt    For    For    For
1.10   Elect Director Keith G. Martell    Mgmt    For    For    For
1.11   Elect Director Aaron W. Regent    Mgmt    For    For    For
1.12   Elect Director Mayo M. Schmidt    Mgmt    For    For    For
2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    406216101
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   170,364          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director M. Katherine Banks    Mgmt    For    For    For
1d   Elect Director Alan M. Bennett    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Patricia Hemingway Hall    Mgmt    For    For    For
1i   Elect Director Robert A. Malone    Mgmt    For    For    For
1j   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Concho Resources, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    20605P101
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   37,202          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven D. Gray    Mgmt    For    For    For
1.2   Elect Director Susan J. Helms    Mgmt    For    For    For
1.3   Elect Director Gary A. Merriman    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    212015101
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   28,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold G. Hamm    Mgmt    For    Refer    Withhold
1.2   Elect Director John T. McNabb, II    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    907818108
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   17,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director William J. DeLaney    Mgmt    For    For    For
1d   Elect Director David B. Dillon    Mgmt    For    For    For
1e   Elect Director Lance M. Fritz    Mgmt    For    For    For
1f   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1g   Elect Director Jane H. Lute    Mgmt    For    For    For
1h   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

WPX Energy, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    98212B103
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    WPX

 

Shares Voted:   187,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Carrig    Mgmt    For    For    For
1.2   Elect Director Robert K. Herdman    Mgmt    For    For    For
1.3   Elect Director Kelt Kindick    Mgmt    For    For    For
1.4   Elect Director Karl F. Kurz    Mgmt    For    For    For
1.5   Elect Director Henry E. Lentz    Mgmt    For    For    For
1.6   Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.7   Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.8   Elect Director Valerie M. Williams    Mgmt    For    For    For
1.9   Elect Director David F. Work    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

BP Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G12793108
Record Date:    05/17/2019    Meeting Type:    Annual    Ticker:    BP

 

Shares Voted:   400,494          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Bob Dudley as Director    Mgmt    For    For    For
4   Re-elect Brian Gilvary as Director    Mgmt    For    For    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For
6   Re-elect Dame Alison Carnwath as Director    Mgmt    For    For    For
7   Elect Pamela Daley as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

BP Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Re-elect Ian Davis as Director    Mgmt    For    For    For
9   Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
10   Elect Helge Lund as Director    Mgmt    For    For    For
11   Re-elect Melody Meyer as Director    Mgmt    For    For    For
12   Re-elect Brendan Nelson as Director    Mgmt    For    For    For
13   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
14   Re-elect Sir John Sawers as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
22   Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures    SH    For    Refer    For
23   Approve the Follow This Shareholder Resolution on Climate Change Targets    SH    Against    Refer    Against

Core Laboratories NV

 

Meeting Date:    05/23/2019    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/25/2019    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   2,890          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martha Z. Carnes    Mgmt    For    For    For
1b   Elect Director Michael Straughen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Core Laboratories NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Gregory B. Barnett    Mgmt    For    For    For
2   Ratify KPMG as Auditors    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
7   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

DowDuPont Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    26078J100
Record Date:    05/01/2019    Meeting Type:    Special    Ticker:    DWDP

 

Shares Voted:   31,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Reverse Stock Split    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Parsley Energy, Inc.

 

Meeting Date:    05/24/2019    Country:    USA    Primary Security ID:    701877102
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   120,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director William Browning    Mgmt    For    For    For
1B   Elect Director David H. Smith    Mgmt    For    For    For
1C   Elect Director Jerry Windlinger    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Parsley Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    166764100
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   43,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Debra Reed-Klages    Mgmt    For    For    For
1h   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1i   Elect Director Inge G. Thulin    Mgmt    For    For    For
1j   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1k   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Right to Water    SH    Against    Against    Against
5   Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals    SH    Against    Refer    Against
6   Establish Environmental Issue Board Committee    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Diamondback Energy, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   30,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael L. Hollis    Mgmt    For    For    For
1.4   Elect Director Michael P. Cross    Mgmt    For    For    For
1.5   Elect Director David L. Houston    Mgmt    For    For    For
1.6   Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.7   Elect Director Melanie M. Trent    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

DuPont de Nemours, Inc.

 

Meeting Date:    06/25/2019    Country:    USA    Primary Security ID:    26614N102
Record Date:    04/26/2019    Meeting Type:    Annual    Ticker:    DD

 

Shares Voted:   31,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Edward D. Breen    Mgmt    For    For    For
1b   Elect Director Ruby R. Chandy    Mgmt    For    For    For
1c   Elect Director Franklin K. Clyburn, Jr.    Mgmt    For    For    For
1d   Elect Director Terrence R. Curtin    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director C. Marc Doyle    Mgmt    For    For    For
1g   Elect Director Eleuthere I. du Pont    Mgmt    For    For    For
1h   Elect Director Rajiv L. Gupta    Mgmt    For    For    For
1i   Elect Director Luther C. Kissam    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

DuPont de Nemours, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Frederick M. Lowery    Mgmt    For    For    For
1k   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1l   Elect Director Steven M. Sterin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Report on Pay Disparity    SH    Against    Refer    Against
6   Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas    SH    Against    Refer    Against
7   Report on Efforts to Reduce Plastic Pellet Pollution    SH    Against    Refer    Against


IVY VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder


IVY VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1- 4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1- 4 thereunder.


IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 - Ivy VIP Science and Technology

Evogene Ltd.

 

Meeting Date:    07/24/2018    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    06/19/2018    Meeting Type:    Annual    Ticker:    EVGN

 

Shares Voted:   175,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Reelect Sarit Firon as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1b   Reelect Martin Gerstel as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1c   Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1d   Reelect Adina Makover as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1e   Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2   Approve Amended Compensation Policy for the Directors and Officers    Mgmt    For    Refer    For
3   Approve Annual Bonus to CEO    Mgmt    For    Refer    For
4   Approve Option Grants to CEO    Mgmt    For    Refer    For
5   Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
A   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager    Mgmt    None    Refer    For
  Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney    Mgmt         
B1   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    Against
B2   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    Against
B3   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Microchip Technology Incorporated

 

Meeting Date:    08/14/2018    Country:    USA    Primary Security ID:    595017104
Record Date:    06/21/2018    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   77,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WNS (Holdings) Ltd.

 

Meeting Date:    09/27/2018    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    08/22/2018    Meeting Type:    Annual    Ticker:    WNS

 

Shares Voted:   604,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Reelect Renu S. Karnad as a Director    Mgmt    For    For    For
5   Reelect John Freeland as a Director    Mgmt    For    For    For
6   Reelect Francoise Gri as a Director    Mgmt    For    For    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Alibaba Group Holding Ltd.

 

Meeting Date:    10/31/2018    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/24/2018    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   150,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Joseph C. Tsai as Director    Mgmt    For    Refer    Against
1.2   Elect J. Michael Evans as Director    Mgmt    For    Refer    Against
1.3   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
1.4   Elect Borje E. Ekholm as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Zayo Group Holdings, Inc.

 

Meeting Date:    11/06/2018    Country:    USA    Primary Security ID:    98919V105
Record Date:    09/07/2018    Meeting Type:    Annual    Ticker:    ZAYO

 

Shares Voted:   358,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dan Caruso    Mgmt    For    For    For
1.2   Elect Director Don Gips    Mgmt    For    For    For
1.3   Elect Director Scott Drake    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Certificate of Incorporation    Mgmt    For    For    For
6   Amend Stock Ownership Limitations    Mgmt    For    For    For
7   Eliminate Supermajority Vote Requirement to Current Bylaws    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   505,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Aspen Technology, Inc.

 

Meeting Date:    12/07/2018    Country:    USA    Primary Security ID:    045327103
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    AZPN

 

Shares Voted:   335,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary E. Haroian    Mgmt    For    For    For
1.2   Elect Director Antonio J. Pietri    Mgmt    For    For    For
1.3   Elect Director R. Halsey Wise    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Aspen Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Medtronic Plc

 

Meeting Date:    12/07/2018    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/09/2018    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   72,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director James T. Lenehan    Mgmt    For    For    For
1h   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1i   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1j   Elect Director Kendall J. Powell    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Endava Plc

 

Meeting Date:    12/18/2018    Country:    United Kingdom    Primary Security ID:    29260V105
Record Date:    11/06/2018    Meeting Type:    Annual    Ticker:    DAVA

 

Shares Voted:   17,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders Only    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Appoint KPMG LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
3   Elect John Cotterell as Director    Mgmt    For    Refer    Against
4   Elect Mark Thurston as Director    Mgmt    For    For    For
5   Elect Andrew Allan as Director    Mgmt    For    For    For
6   Elect Ben Druskin as Director    Mgmt    For    For    For
7   Elect Michael Kinton as Director    Mgmt    For    For    For
8   Elect David Pattillo as Director    Mgmt    For    For    For
9   Elect Trevor Smith as Director    Mgmt    For    For    For
10   Approve Cancellation of Share Premium Account    Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/17/2019    Country:    USA    Primary Security ID:    595112103
Record Date:    11/19/2018    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   523,676          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director Steven J. Gomo    Mgmt    For    For    For
1.5   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.6   Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Apple, Inc.

 

Meeting Date:    03/01/2019    Country:    USA    Primary Security ID:    037833100
Record Date:    01/02/2019    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   134,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against
5   Disclose Board Diversity and Qualifications    SH    Against    Against    Against

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019    Country:    USA    Primary Security ID:    747525103
Record Date:    01/14/2019    Meeting Type:    Annual    Ticker:    QCOM

 

Shares Voted:   191,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Mark Fields    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

QUALCOMM, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1d   Elect Director Ann M. Livermore    Mgmt    For    For    For
1e   Elect Director Harish Manwani    Mgmt    For    For    For
1f   Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1g   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1h   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1i   Elect Director Francisco Ros    Mgmt    For    For    For
1j   Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1k   Elect Director Neil Smit    Mgmt    For    For    For
1l   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Keysight Technologies, Inc.

 

Meeting Date:    03/21/2019    Country:    USA    Primary Security ID:    49338L103
Record Date:    01/22/2019    Meeting Type:    Annual    Ticker:    KEYS

 

Shares Voted:   16,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James G. Cullen    Mgmt    For    For    For
1.2   Elect Director Jean M. Halloran    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

HP Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    40434L105
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    HPQ

 

Shares Voted:   18,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aida M. Alvarez    Mgmt    For    For    For
1b   Elect Director Shumeet Banerji    Mgmt    For    For    For
1c   Elect Director Robert R. Bennett    Mgmt    For    For    For
1d   Elect Director Charles “Chip” V. Bergh    Mgmt    For    For    For
1e   Elect Director Stacy Brown-Philpot    Mgmt    For    For    For
1f   Elect Director Stephanie A. Burns    Mgmt    For    For    For
1g   Elect Director Mary Anne Citrino    Mgmt    For    For    For
1h   Elect Director Yoky Matsuoka    Mgmt    For    For    For
1i   Elect Director Stacey Mobley    Mgmt    For    For    For
1j   Elect Director Subra Suresh    Mgmt    For    For    For
1k   Elect Director Dion J. Weisler    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

ASML Holding NV

 

Meeting Date:    04/24/2019    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   58,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3a   Discuss Remuneration Policy    Mgmt         
3b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
3d   Approve Dividends of EUR 2.10 Per Share    Mgmt    For    For    For
4a   Approve Discharge of Management Board    Mgmt    For    For    For
4b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Amend Remuneration Policy    Mgmt    For    Refer    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7   Discussion of Updated Supervisory Board Profile    Mgmt         
8a   Reelect G.J. Kleisterlee to Supervisory Board    Mgmt    For    For    For
8b   Reelect A.P. Aris to Supervisory Board    Mgmt    For    For    For
8c   Reelect R.D. Schwalb to Supervisory Board    Mgmt    For    For    For
8d   Reelect W.H. Ziebart to Supervisory Board    Mgmt    For    For    For
8e   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
10   Ratify KPMG as Auditors    Mgmt    For    For    For
11a   Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
11b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11a    Mgmt    For    For    For
11c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
11d   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11c    Mgmt    For    For    For
12a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
13   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Other Business (Non-Voting)    Mgmt         
15   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Teradata Corp.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    88076W103
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    TDC

 

Shares Voted:   89,047          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Cary T. Fu    Mgmt    For    For    For
1b   Elect Director Michael P. Gianoni    Mgmt    For    For    For
1c   Elect Director Victor L. Lund    Mgmt    For    For    For
1d   Elect Director Joanne B. Olsen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For

Cypress Semiconductor Corp.

 

Meeting Date:    05/03/2019    Country:    USA    Primary Security ID:    232806109
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   1,235,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1b   Elect Director Hassane El-Khoury    Mgmt    For    For    For
1c   Elect Director Oh Chul Kwon    Mgmt    For    For    For
1d   Elect Director Catherine P. Lego    Mgmt    For    For    For
1e   Elect Director Camillo Martino    Mgmt    For    For    For
1f   Elect Director Jeffrey J. Owens    Mgmt    For    For    For
1g   Elect Director Jeannine P. Sargent    Mgmt    For    For    For
1h   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Elanco Animal Health Incorporated

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    28414H103
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    ELAN

 

Shares Voted:   81,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kapila Kapur Anand    Mgmt    For    For    For
1b   Elect Director John “J.P.” P. Bilbrey    Mgmt    For    For    For
1c   Elect Director R. David Hoover    Mgmt    For    Refer    Against
1d   Elect Director Lawrence E. Kurzius    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Gilead Sciences, Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    375558103
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   48,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1b   Elect Director John F. Cogan    Mgmt    For    For    For
1c   Elect Director Kelly A. Kramer    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director Harish Manwani    Mgmt    For    For    For
1f   Elect Director Daniel P. O’Day    Mgmt    For    For    For
1g   Elect Director Richard J. Whitley    Mgmt    For    For    For
1h   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1i   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Provide Right to Act by Written Consent    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Gilead Sciences, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Report on Corporate Tax Savings Allocation    SH    Against    Refer    Against

QTS Realty Trust, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    74736A103
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    QTS

 

Shares Voted:   155,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Chad L. Williams    Mgmt    For    For    For
1.2   Elect Director John W. Barter    Mgmt    For    For    For
1.3   Elect Director William O. Grabe    Mgmt    For    For    For
1.4   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.5   Elect Director Peter A. Marino    Mgmt    For    For    For
1.6   Elect Director Scott D. Miller    Mgmt    For    For    For
1.7   Elect Director Mazen Rawashdeh    Mgmt    For    For    For
1.8   Elect Director Wayne M. Rehberger    Mgmt    For    For    For
1.9   Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.10   Elect Director Stephen E. Westhead    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Opt Out of Section 3-804(c) of the MGCL    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Amazon.com, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    023135106
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   2,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Food Waste    SH    Against    Refer    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Prohibit Sales of Facial Recognition Technology to Government Agencies    SH    Against    Refer    Against
7   Report on Impact of Government Use of Facial Recognition Technologies    SH    Against    Refer    Against
8   Report on Products Promoting Hate Speech    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Sexual Harassment    SH    Against    Refer    Against
11   Report on Climate Change    SH    Against    Refer    Against
12   Disclose a Board of Directors’ Qualification Matrix    SH    Against    Against    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against
14   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
15   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Euronet Worldwide, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    298736109
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    EEFT

 

Shares Voted:   203,828          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Brown    Mgmt    For    For    For
1.2   Elect Director Andrew B. Schmitt    Mgmt    For    For    For
1.3   Elect Director Jeannine Strandjord    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    156782104
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   265,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerald E. Bisbee, Jr.    Mgmt    For    For    For
1b   Elect Director Linda M. Dillman    Mgmt    For    For    For
1c   Elect Director George A. Riedel    Mgmt    For    For    For
1d   Elect Director R. Halsey Wise    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Facebook, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   94,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peggy Alford    Mgmt    For    For    For
1.2   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.5   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.6   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.7   Elect Director Jeffrey D. Zients    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Require a Majority Vote for the Election of Directors    SH    Against    For    For
8   Disclose Board Diversity and Qualifications Matrix    SH    Against    Against    Against
9   Report on Content Governance    SH    Against    Refer    Against
10   Report on Global Median Gender Pay Gap    SH    Against    Against    Against
11   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
12   Study Strategic Alternatives Including Sale of Assets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Marrone Bio Innovations, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    57165B106
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    MBII

 

Shares Voted:   1,116,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director George H. Kerckhove    Mgmt    For    For    For
1b   Elect Director Zachary S. Wochok    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    For
5   Ratify Marcum LLP as Auditor    Mgmt    For    For    For

Teladoc Health, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    87918A105
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    TDOC

 

Shares Voted:   25,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Helen Darling    Mgmt    For    For    For
1.2   Elect Director William H. Frist    Mgmt    For    For    For
1.3   Elect Director Michael Goldstein    Mgmt    For    For    For
1.4   Elect Director Jason Gorevic    Mgmt    For    For    For
1.5   Elect Director Brian McAndrews    Mgmt    For    For    For
1.6   Elect Director Thomas G. McKinley    Mgmt    For    For    For
1.7   Elect Director Arneek Multani    Mgmt    For    For    For
1.8   Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1.9   Elect Director David Shedlarz    Mgmt    For    For    For
1.10   Elect Director David B. Snow, Jr.    Mgmt    For    For    For
1.11   Elect Director Mark Douglas Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Alliance Data Systems Corporation

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    018581108
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   44,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1.4   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.6   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.7   Elect Director Timothy J. Theriault    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
1.9   Elect Director Sharen J. Turney    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   49,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

BioMarin Pharmaceutical Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

SAGE Therapeutics, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    78667J108
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    SAGE

 

Shares Voted:   22,370          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kevin P. Starr    Mgmt    For    Refer    Withhold
1.2   Elect Director James M. Frates    Mgmt    For    Refer    Withhold
1.3   Elect Director George Golumbeski    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/05/2019    Country:    Taiwan    Primary Security ID:    Y84629107
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    2330

 

Shares Voted:   30,823          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2   Approve Plan on Profit Distribution    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Amendments to Articles of Association    Mgmt    For    For    For
4   Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets    Mgmt    For    Refer    For
  ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt         
5.1   Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director    Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/10/2019    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   130,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
1.2   Elect Director Lloyd Carney    Mgmt    For    Refer    For
1.3   Elect Director Terrence C. Kearney    Mgmt    For    For    For
1.4   Elect Director Yuchun Lee    Mgmt    For    For    For
1.5   Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.6   Elect Director Bruce I. Sachs    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Allogene Therapeutics, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    019770106
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    ALLO

 

Shares Voted:   5,261          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arie Belldegrun    Mgmt    For    Refer    Against
1b   Elect Director David Bonderman    Mgmt    For    Refer    Against
1c   Elect Director David Chang    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    462222100
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    IONS

 

Shares Voted:   210,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stanley T. Crooke    Mgmt    For    For    For
1.2   Elect Director Joseph Klein, III    Mgmt    For    For    For
1.3   Elect Director Joseph Loscalzo    Mgmt    For    For    For
1.4   Elect Director Michael Hayden    Mgmt    For    For    For
2   Ratify the Appointment Peter N. Reikes as Director    Mgmt    For    For    For
3   Ratify the Appointment Brett Monia as Director    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Netflix, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    64110L106
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    NFLX

 

Shares Voted:   21,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Timothy M. Haley    Mgmt    For    Refer    Withhold
1b   Elect Director Leslie Kilgore    Mgmt    For    Refer    Withhold
1c   Elect Director Ann Mather    Mgmt    For    Refer    Withhold
1d   Elect Director Susan Rice    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Adopt Simple Majority Vote    SH    Against    For    For

Sarepta Therapeutics, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    803607100
Record Date:    04/11/2019    Meeting Type:    Annual    Ticker:    SRPT

 

Shares Voted:   50,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

1.1   Elect Director Richard J. Barry    Mgmt    For    For    For
1.2   Elect Director M. Kathleen Behrens    Mgmt    For    For    For
1.3   Elect Director Claude Nicaise    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

ACI Worldwide, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    004498101
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    ACIW

 

Shares Voted:   715,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Janet O. Estep    Mgmt    For    For    For
1.2   Elect Director James C. Hale    Mgmt    For    For    For
1.3   Elect Director Philip G. Heasley    Mgmt    For    For    For
1.4   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.5   Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For
1.6   Elect Director David A. Poe    Mgmt    For    For    For
1.7   Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.8   Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

CRISPR Therapeutics AG

 

Meeting Date:    06/11/2019    Country:    Switzerland    Primary Security ID:    H17182108
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    CRSP

 

Shares Voted:   6,070          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Treatment of Net Loss    Mgmt    For    Refer    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4a   Reelect Rodger Novak as Director and Board Chairman    Mgmt    For    For    For
4b   Reelect Director Samarth Kulkarni    Mgmt    For    For    For
4c   Reelect Director Ali Behbahani    Mgmt    For    Refer    Against
4d   Reelect Director Bradley Bolzon    Mgmt    For    Refer    Against
4e   Reelect Director Pablo Cagnoni    Mgmt    For    Refer    Against
4f   Reelect Director Simeon J. George    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

CRISPR Therapeutics AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4g   Elect Director John T. Greene    Mgmt    For    For    For
4h   Elect Director Katherine A. High    Mgmt    For    For    For
5a   Appoint Simeon J. George as Member of the Compensation Committee    Mgmt    For    For    For
5b   Appoint Pablo Cagnoni as Member of the Compensation Committee    Mgmt    For    For    For
5c   Appoint John T. Greene as Member of the Compensation Committee    Mgmt    For    For    For
6a   Approve Remuneration of Directors in the Amount of USD 350,000    Mgmt    For    Refer    For
6b   Approve Remuneration of Directors in the Amount of USD 5,950,000    Mgmt    For    Refer    For
6c   Approve Remuneration of Executive Committee in the Amount of USD 3,050,000    Mgmt    For    Refer    For
6d   Approve Remuneration of Executive Committee in the Amount of USD 1,950,000    Mgmt    For    Refer    For
6e   Approve Remuneration of Executive Committee in the Amount of USD 48,150,000    Mgmt    For    Refer    For
7   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
9   Amend Pool of Conditional Capital for Employee Benefit Plans    Mgmt    For    Refer    Against
10   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
11   Approve 26,134,003 Authorized Capital Increase    Mgmt    For    Refer    Against
12   Amend Votes Per Share of Existing Stock    Mgmt    For    Refer    Against
13   Amend Votes Per Share of Existing Stock    Mgmt    For    Refer    Against
14   Amend Articles Re: Article 17    Mgmt    For    Refer    Against
15   Amend Articles Re: Article 41    Mgmt    For    Refer    Against
16   Designate Marius Meier as Independent Proxy    Mgmt    For    For    For
17   Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Semtech Corporation

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    816850101
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    SMTC

 

Shares Voted:   197,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James P. Burra    Mgmt    For    For    For
1.2   Elect Director Rodolpho C. Cardenuto    Mgmt    For    For    For
1.3   Elect Director Bruce C. Edwards    Mgmt    For    For    For
1.4   Elect Director Saar Gillai    Mgmt    For    For    For
1.5   Elect Director Rockell N. Hankin    Mgmt    For    For    For
1.6   Elect Director Ye Jane Li    Mgmt    For    For    For
1.7   Elect Director James T. Lindstrom    Mgmt    For    For    For
1.8   Elect Director Mohan R. Maheswaran    Mgmt    For    For    For
1.9   Elect Director Carmelo J. Santoro    Mgmt    For    For    For
1.10   Elect Director Sylvia Summers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   11,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director John L. Hennessy    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Ann Mather    Mgmt    For    Refer    For
1.7   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.8   Elect Director Sundar Pichai    Mgmt    For    For    For
1.9   Elect Director K. Ram Shriram    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Adopt a Policy Prohibiting Inequitable Employment Practices    SH    Against    Refer    Against
6   Establish Societal Risk Oversight Committee    SH    Against    Refer    Against
7   Report on Sexual Harassment Policies    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Employ Advisors to Explore Alternatives to Maximize Value    SH    Against    Refer    Against
11   Approve Nomination of Employee Representative Director    SH    Against    Refer    Against
12   Adopt Simple Majority Vote    SH    Against    For    For
13   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
14   Report on Human Rights Risk Assessment    SH    Against    Against    Against
15   Adopt Compensation Clawback Policy    SH    Against    For    For
16   Report on Policies and Risks Related to Content Governance    SH    Against    Refer    Against

Universal Display Corporation

 

Meeting Date:    06/20/2019    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   145,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Richard C. Elias    Mgmt    For    For    For
1c   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Universal Display Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director C. Keith Hartley    Mgmt    For    For    For
1e   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1f   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1g   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    06/26/2019    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    05/21/2019    Meeting Type:    Annual    Ticker:    EVGN

 

Shares Voted:   136,240          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Reelect Sarit Firon as Director    Mgmt    For    For    For
1b   Reelect Martin S. Gerstel as Director    Mgmt    For    For    For
1c   Reelect Ziv Kop as Director    Mgmt    For    For    For
1d   Reelect Adrian Percy as Director    Mgmt    For    For    For
1e   Reelect Leon Y. Recanati as Director    Mgmt    For    For    For
1f   Reelect Oded Shoseyov as Director    Mgmt    For    For    For
2   Approve Option Grants to to Dr. Adrian Percy and Dr. Oded Shoseyov, Directors    Mgmt    For    Refer    For
3   Approve 2020 Annual Goals and Objectives Cash Bonus to Ofer Haviv, President & CEO    Mgmt    For    Refer    For
4   Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
A   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager    Mgmt    None    Refer    For
  Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Evogene Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B1   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    Against
B2   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    Against
B3   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    Mgmt    None    Refer    For

Moderna, Inc.

 

Meeting Date:    06/27/2019    Country:    USA    Primary Security ID:    60770K107
Record Date:    04/29/2019    Meeting Type:    Annual    Ticker:    MRNA

 

Shares Voted:   10,737          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Noubar B. Afeyan    Mgmt    For    Refer    Withhold
1.2   Elect Director Stephane Bancel    Mgmt    For    Refer    Withhold
1.3   Elect Director Peter Barton Hutt    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


IVY VIP SECURIAN REAL ESTATE SECURITIES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 - Ivy VIP Securian Real Estate Securities

Agree Realty Corporation

 

Ticker

   ADC    Security ID:    CUSIP 008492100    Meeting Date    04/25/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Joel Agree    Mgmt    For    For    For
1.2   Elect Craig Erlich    Mgmt    For    For    For
1.3   Elect Gregory Lehmkuhl    Mgmt    For    For    For
1.4   Elect William S. Rubenfaer    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Increase of Authorized Common Stock    Mgmt    For    For    For

Alexandria Real Estate Equities, Inc.

 

Ticker

   ARE    Security ID:    CUSIP 015271109    Meeting Date    05/09/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Joel S. Marcus    Mgmt    For    For    For
2   Elect Steven R. Hash    Mgmt    For    For    For
3   Elect John L. Atkins, III    Mgmt    For    For    For
4   Elect James P. Cain    Mgmt    For    For    For
5   Elect Maria C. Freire    Mgmt    For    For    For
6   Elect Richard H. Klein    Mgmt    For    For    For
7   Elect James H. Richardson    Mgmt    For    For    For
8   Elect Michael A. Woronoff    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For

American Homes 4 Rent

 

Ticker

   AMH    Security ID:    CUSIP 02665T306    Meeting Date    05/09/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect B. Wayne Hughes    Mgmt    For    For    For
2   Elect David P. Singelyn    Mgmt    For    For    For
3   Elect John Corrigan    Mgmt    For    For    For
4   Elect Douglas N. Benham    Mgmt    For    For    For
5   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
6   Elect Matthew J. Hart    Mgmt    For    For    For
7   Elect James H. Kropp    Mgmt    For    For    For
8   Elect Winifred Markus Webb    Mgmt    For    For    For
9   Elect Jay Willoughby    Mgmt    For    For    For
10   Elect Kenneth M. Woolley    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

AvalonBay Communities, Inc

 

Ticker

   AVB    Security ID:    CUSIP 053484101    Meeting Date    05/16/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Terry S. Brown    Mgmt    For    For    For
3   Elect Alan B. Buckelew    Mgmt    For    For    For
4   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
5   Elect Stephen P. Hills    Mgmt    For    For    For
6   Elect Richard J. Lieb    Mgmt    For    For    For
7   Elect Timothy J. Naughton    Mgmt    For    For    For
8   Elect H. Jay Sarles    Mgmt    For    For    For
9   Elect Susan Swanezy    Mgmt    For    For    For
10   Elect W. Edward Walter    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Boston Properties, Inc.

 

Ticker

   BXP    Security ID:    CUSIP 101121101    Meeting Date    05/21/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kelly A. Ayotte    Mgmt    For    For    For
2   Elect Bruce W. Duncan    Mgmt    For    For    For
3   Elect Karen E. Dykstra    Mgmt    For    For    For
4   Elect Carol B. Einiger    Mgmt    For    For    For
5   Elect Diane J. Hoskins    Mgmt    For    For    For
6   Elect Joel I. Klein    Mgmt    For    For    For
7   Elect Douglas T. Linde    Mgmt    For    For    For
8   Elect Matthew J. Lustig    Mgmt    For    For    For
9   Elect Owen D. Thomas    Mgmt    For    For    For
10   Elect David A. Twardock    Mgmt    For    For    For
11   Elect William H. Walton III    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Approval of the Non-Employee Director Compensation Plan    Mgmt    For    For    For
14   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Camden Property Trust

 

Ticker

   CPT    Security ID:    CUSIP 133131102    Meeting Date    05/09/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Richard J. Campo    Mgmt    For    For    For
1.2   Elect Heather J. Brunner    Mgmt    For    For    For
1.3   Elect Scott S. Ingraham    Mgmt    For    For    For
1.4   Elect Renu Khator    Mgmt    For    For    For
1.5   Elect William B. McGuire, Jr.    Mgmt    For    For    For
1.6   Elect D. Keith Oden    Mgmt    For    For    For
1.7   Elect William F. Paulsen    Mgmt    For    For    For
1.8   Elect Frances A. Sevilla-Sacasa    Mgmt    For    For    For
1.9   Elect Steven Webster    Mgmt    For    For    For
1.10   Elect Kelvin R. Westbrook    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Cousins Properties Incorporated

 

Ticker

   CUZ    Security ID:    CUSIP 222795106    Meeting Date    04/23/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Charles T. Cannada    Mgmt    For    For    For
2   Elect Edward M. Casal    Mgmt    For    For    For
3   Elect Robert M. Chapman    Mgmt    For    For    For
4   Elect M. Colin Connolly    Mgmt    For    For    For
5   Elect Lawrence L. Gellerstedt, III    Mgmt    For    For    For
6   Elect Lillian C. Giornelli    Mgmt    For    For    For
7   Elect S. Taylor Glover    Mgmt    For    For    For
8   Elect Donna W. Hyland    Mgmt    For    For    For
9   Elect R. Dary Stone    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Approval of the 2019 Omnibus Stock Plan    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For

Cousins Properties Incorporated

 

Ticker

   CUZ    Security ID:    CUSIP 222795106    Meeting Date    06/12/2019    Meeting Status    Voted

Meeting Type

   Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Merger issuance    Mgmt    For    For    For
2   Reverse Stock Split    Mgmt    For    For    For
3   Increase of Authorized Common Stock    Mgmt    For    For    For
4   Right to Adjourn Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

CubeSmart

 

Ticker

   CUBE    Security ID:    CUSIP 229663109    Meeting Date    05/14/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Piero Bussani    Mgmt    For    For    For
1.2   Elect Dorothy Dowling    Mgmt    For    For    For
1.3   Elect John W. Fain    Mgmt    For    For    For
1.4   Elect Marianne M. Keler    Mgmt    For    For    For
1.5   Elect Christopher P. Marr    Mgmt    For    For    For
1.6   Elect Deborah Ratner Salzberg    Mgmt    For    For    For
1.7   Elect John F. Remondi    Mgmt    For    For    For
1.8   Elect Jeffrey F. Rogatz    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

CyrusOne Inc.

 

Ticker

   CONE    Security ID:    CUSIP 23283R100    Meeting Date    04/29/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect David H. Ferdman    Mgmt    For    For    For
1.2   Elect John W. Gamble, Jr    Mgmt    For    For    For
1.3   Elect Michael A. Klayko    Mgmt    For    For    For
1.4   Elect T. Tod Nielsen    Mgmt    For    For    For
1.5   Elect Alex Shumate    Mgmt    For    For    For
1.6   Elect William E. Sullivan    Mgmt    For    For    For
1.7   Elect Lynn A. Wentworth    Mgmt    For    For    For
1.8   Elect Gary J. Wojtaszek    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
3   Ratification of Auditor    Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Ticker

   DLR    Security ID:    CUSIP 253868103    Meeting Date    05/13/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Laurence A. Chapman    Mgmt    For    For    For
2   Elect Michael A. Coke    Mgmt    For    For    For
3   Elect Kevin J. Kennedy    Mgmt    For    For    For
4   Elect William G. LaPerch    Mgmt    For    For    For
5   Elect Afshin Mohebbi    Mgmt    For    For    For
6   Elect Mark R. Patterson    Mgmt    For    For    For
7   Elect Mary Hogan Preusse    Mgmt    For    For    For
8   Elect Dennis E. Singleton    Mgmt    For    For    For
9   Elect A. William Stein    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Douglas Emmett, Inc.

 

Ticker

   DEI    Security ID:    CUSIP 25960P109    Meeting Date    05/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Dan A. Emmett    Mgmt    For    For    For
1.2   Elect Jordan L. Kaplan    Mgmt    For    For    For
1.3   Elect Kenneth M. Panzer    Mgmt    For    For    For
1.4   Elect Christopher H. Anderson    Mgmt    For    For    For
1.5   Elect Leslie E. Bider    Mgmt    For    For    For
1.6   Elect David T. Feinberg    Mgmt    For    For    For
1.7   Elect Virginia McFerran    Mgmt    For    For    For
1.8   Elect Thomas E. O’Hern    Mgmt    For    Withhold    Against
1.9   Elect William E. Simon, Jr.    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against

Duke Realty Corporation

 

Ticker

   DRE    Security ID:    CUSIP 264411505    Meeting Date    04/24/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John P. Case    Mgmt    For    For    For
2   Elect James B. Connor    Mgmt    For    For    For
3   Elect Ngaire E. Cuneo    Mgmt    For    For    For
4   Elect Charles R. Eitel    Mgmt    For    For    For
5   Elect Norman K. Jenkins    Mgmt    For    For    For
6   Elect Melanie R. Sabelhaus    Mgmt    For    For    For
7   Elect Peter M. Scott III    Mgmt    For    For    For
8   Elect David P. Stockert    Mgmt    For    For    For
9   Elect Chris Sultemeier    Mgmt    For    For    For
10   Elect Michael E. Szymanczyk    Mgmt    For    For    For
11   Elect Warren M. Thompson    Mgmt    For    For    For
12   Elect Lynn C. Thurber    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Ratification of Auditor    Mgmt    For    For    For

Equinix, Inc.

 

Ticker

   EQIX    Security ID:    CUSIP 29444U700    Meeting Date    05/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Thomas Bartlett    Mgmt    For    For    For
1.2   Elect Nanci E. Caldwell    Mgmt    For    For    For
1.3   Elect Gary F. Hromadko    Mgmt    For    For    For
1.4   Elect Scott Kriens    Mgmt    For    For    For
1.5   Elect William Luby    Mgmt    For    For    For
1.6   Elect Irving F. Lyons, III    Mgmt    For    For    For
1.7   Elect Charles Meyers    Mgmt    For    For    For
1.8   Elect Christopher B. Paisley    Mgmt    For    For    For
1.9   Elect Peter F. Van Camp    Mgmt    For    Withhold    Against
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Amendment to the 2000 Equity Incentive Plan    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For
5   Shareholder Proposal Regarding Political Contributions and Expenditures Report    ShrHoldr    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Equity LifeStyle Properties, Inc.

 

Ticker

   ELS    Security ID:    CUSIP 29472R108    Meeting Date    04/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Philip C. Calian    Mgmt    For    For    For
1.2   Elect David J. Contis    Mgmt    For    For    For
1.3   Elect Constance Freedman    Mgmt    For    For    For
1.4   Elect Thomas P. Heneghan    Mgmt    For    For    For
1.5   Elect Tao Huang    Mgmt    For    For    For
1.6   Elect Marguerite Nader    Mgmt    For    For    For
1.7   Elect Scott R. Peppet    Mgmt    For    For    For
1.8   Elect Sheli Z. Rosenberg    Mgmt    For    For    For
1.9   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Increase of Authorized Common Stock    Mgmt    For    For    For

Equity Residential Properties Trust

 

Ticker

   EQR    Security ID:    CUSIP 29476L107    Meeting Date    06/27/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Charles L. Atwood    Mgmt    For    For    For
1.2   Elect Raymond Bennett    Mgmt    For    For    For
1.3   Elect Linda Walker Bynoe    Mgmt    For    For    For
1.4   Elect Connie K. Duckworth    Mgmt    For    For    For
1.5   Elect Mary Kay Haben    Mgmt    For    For    For
1.6   Elect Bradley A. Keywell    Mgmt    For    For    For
1.7   Elect John E. Neal    Mgmt    For    For    For
1.8   Elect David J. Neithercut    Mgmt    For    For    For
1.9   Elect Mark J. Parrell    Mgmt    For    For    For
1.10   Elect Mark S. Shapiro    Mgmt    For    For    For
1.11   Elect Stephen E. Sterrett    Mgmt    For    For    For
1.12   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Approval of the 2019 Share Incentive Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Essex Property Trust, Inc.

 

Ticker

   ESS    Security ID:    CUSIP 297178105    Meeting Date    05/14/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Keith R. Guericke    Mgmt    For    For    For
1.2   Elect Amal M. Johnson    Mgmt    For    For    For
1.3   Elect Mary Kasaris    Mgmt    For    For    For
1.4   Elect Irving F. Lyons, III    Mgmt    For    For    For
1.5   Elect George M. Marcus    Mgmt    For    For    For
1.6   Elect Thomas E. Robinson    Mgmt    For    For    For
1.7   Elect Michael J. Schall    Mgmt    For    For    For
1.8   Elect Byron A. Scordelis    Mgmt    For    For    For
1.9   Elect Janice L. Sears    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Extra Space Storage Inc.

 

Ticker

   EXR    Security ID:    CUSIP 30225T102    Meeting Date    05/22/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth M. Woolley    Mgmt    For    For    For
2   Elect Joseph D. Margolis    Mgmt    For    For    For
3   Elect Roger B. Porter    Mgmt    For    For    For
4   Elect Joseph J. Bonner    Mgmt    For    For    For
5   Elect Ashley Dreier    Mgmt    For    For    For
6   Elect Spencer F. Kirk    Mgmt    For    Against    Against
7   Elect Dennis J. Letham    Mgmt    For    For    For
8   Elect Diane Olmstead    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Four Corners Property Trust, Inc.

 

Ticker

   FCPT    Security ID:    CUSIP 35086T109    Meeting Date    06/14/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect William H. Lenehan    Mgmt    For    For    For
2   Elect Douglas B. Hansen    Mgmt    For    For    For
3   Elect John S. Moody    Mgmt    For    For    For
4   Elect Marran H. Ogilvie    Mgmt    For    For    For
5   Elect Paul E. Szurek    Mgmt    For    For    For
6   Elect Charles Jemley    Mgmt    For    For    For
7   Elect Eric S. Hirschhorn    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

GGP Inc.

 

Ticker

   GGP    Security ID:    CUSIP 36174X101    Meeting Date    07/26/2018    Meeting Status    Voted

Meeting Type

   Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Merger    Mgmt    For    For    For
2   Authorization of Dual Class Stock    Mgmt    For    For    For
3   Elimination of Shareholder Ability to Prohibit Board from Amending Bylaws Already Amended by Shareholders    Mgmt    For    For    For
4   Adoption of Supermajority Requirement to Amend Bylaws    Mgmt    For    For    For
5   Adoption of Supermajority Requirement to Remove Directors    Mgmt    For    For    For
6   Proxy Access for Brookfield Property Partners    Mgmt    For    For    For
7   Elimination of Right to Call a Special Meeting    Mgmt    For    For    For
8   Advisory Vote on Golden Parachutes    Mgmt    For    Against    Against

HCP, Inc.

 

Ticker

   HCP    Security ID:    CUSIP 40414L109    Meeting Date    04/25/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Brian G. Cartwright    Mgmt    For    For    For
2   Elect Christine N. Garvey    Mgmt    For    For    For
3   Elect R. Kent Griffin    Mgmt    For    For    For
4   Elect David B. Henry    Mgmt    For    For    For
5   Elect Thomas M. Herzog    Mgmt    For    For    For
6   Elect Lydia H. Kennard    Mgmt    For    For    For
7   Elect Katherine M. Sandstrom    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Healthcare Trust of America, Inc.

 

Ticker

   HTA    Security ID:    CUSIP 42225P501    Meeting Date    07/09/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Scott D. Peters    Mgmt    For    For    For
2   Elect W. Bradley Blair, II    Mgmt    For    For    For
3   Elect Vicki U. Booth    Mgmt    For    For    For
4   Elect Roberta B. Bowman    Mgmt    For    For    For
5   Elect Maurice J. DeWald    Mgmt    For    For    For
6   Elect Warren D. Fix    Mgmt    For    For    For
7   Elect Peter N. Foss    Mgmt    For    For    For
8   Elect Daniel S. Henson    Mgmt    For    For    For
9   Elect Larry L. Mathis    Mgmt    For    For    For
10   Elect Gary T. Wescombe    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
12   Ratification of Auditor    Mgmt    For    For    For

Highwoods Properties, Inc.

 

Ticker

   HIW    Security ID:    CUSIP 431284108    Meeting Date    05/08/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Charles A. Anderson    Mgmt    For    For    For
1.2   Elect Gene H. Anderson    Mgmt    For    For    For
1.3   Elect Carlos E. Evans    Mgmt    For    For    For
1.4   Elect Edward J. Fritsch    Mgmt    For    For    For
1.5   Elect David J. Hartzell    Mgmt    For    For    For
1.6   Elect Sherry A. Kellett    Mgmt    For    For    For
1.7   Elect Anne H. Lloyd    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote On Executive Compensation    Mgmt    For    For    For

Host Hotels & Resorts, Inc.

 

Ticker

   HST    Security ID:    CUSIP 44107P104    Meeting Date    05/16/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Mary L. Baglivo    Mgmt    For    For    For
2   Elect Sheila C. Bair    Mgmt    For    For    For
3   Elect Ann McLaughlin Korologos    Mgmt    For    For    For
4   Elect Richard E. Marriott    Mgmt    For    For    For
5   Elect Sandeep Lakhmi Mathrani    Mgmt    For    For    For
6   Elect John B. Morse, Jr.    Mgmt    For    For    For
7   Elect Mary Hogan Preusse    Mgmt    For    For    For
8   Elect Walter C. Rakowich    Mgmt    For    For    For
9   Elect James F. Risoleo    Mgmt    For    For    For
10   Elect Gordon H. Smith    Mgmt    For    For    For
11   Elect A. William Stein    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Invitation Homes Inc.

 

Ticker

   INVH    Security ID:    CUSIP 46187W107    Meeting Date    05/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Bryce Blair    Mgmt    For    For    For
1.2   Elect Dallas B. Tanner    Mgmt    For    For    For
1.3   Elect Jana Cohen Barbe    Mgmt    For    For    For
1.4   Elect Richard D. Bronson    Mgmt    For    For    For
1.5   Elect Kenneth A. Caplan    Mgmt    For    For    For
1.6   Elect Michael D. Fascitelli    Mgmt    For    For    For
1.7   Elect Robert Harper    Mgmt    For    For    For
1.8   Elect Jeffrey E. Kelter    Mgmt    For    For    For
1.9   Elect John B. Rhea    Mgmt    For    For    For
1.10   Elect Janice L. Sears    Mgmt    For    For    For
1.11   Elect William J. Stein    Mgmt    For    Withhold    Against
1.12   Elect Barry S. Sternlicht    Mgmt    For    Withhold    Against
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Kilroy Realty Corporation

 

Ticker

   KRC    Security ID:    CUSIP 49427F108    Meeting Date    05/16/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John Kilroy    Mgmt    For    For    For
2   Elect Edward Brennan    Mgmt    For    For    For
3   Elect Jolie Hunt    Mgmt    For    For    For
4   Elect Scott Ingraham    Mgmt    For    For    For
5   Elect Gary Stevenson    Mgmt    For    For    For
6   Elect Peter Stoneberg    Mgmt    For    For    For
7   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
8   Ratification of Auditor    Mgmt    For    For    For

Liberty Property Trust

 

Ticker

   LPT    Security ID:    CUSIP 531172104    Meeting Date    05/29/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Thomas C. DeLoach, Jr.    Mgmt    For    For    For
1.2   Elect Katherine E. Dietze    Mgmt    For    For    For
1.3   Elect Antonio F. Fernandez    Mgmt    For    For    For
1.4   Elect Daniel P. Garton    Mgmt    For    For    For
1.5   Elect Robert G Gifford    Mgmt    For    For    For
1.6   Elect William P. Hankowsky    Mgmt    For    For    For
1.7   Elect David L. Lingerfelt    Mgmt    For    For    For
1.8   Elect Marguerite Nader    Mgmt    For    For    For
1.9   Elect Lawrence D. Raiman    Mgmt    For    For    For
1.10   Elect Fredric J. Tomczyk    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

National Retail Properties, Inc.

 

Ticker

   NNN    Security ID:    CUSIP 637417106    Meeting Date    05/14/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Pamela K. M. Beall    Mgmt    For    For    For
1.2   Elect Steven Cosler    Mgmt    For    For    For
1.3   Elect Don DeFosset    Mgmt    For    For    For
1.4   Elect David M. Fick    Mgmt    For    For    For
1.5   Elect Edward J. Fritsch    Mgmt    For    For    For
1.6   Elect Kevin B. Habicht    Mgmt    For    Withhold    Against
1.7   Elect Betsy D. Holden    Mgmt    For    For    For
1.8   Elect Sam L. Susser    Mgmt    For    For    For
1.9   Elect Julian E. Whitehurst    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For

Pebblebrook Hotel Trust

 

Ticker

   PEB    Security ID:    CUSIP 70509V100    Meeting Date    06/13/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Jon E. Bortz    Mgmt    For    For    For
2   Elect Cydney C. Donnell    Mgmt    For    For    For
3   Elect Ron E. Jackson    Mgmt    For    For    For
4   Elect Phillip M. Miller    Mgmt    For    For    For
5   Elect Michael J. Schall    Mgmt    For    For    For
6   Elect Bonny W. Simi    Mgmt    For    For    For
7   Elect Earl E. Webb    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Shareholder Proposal Regarding Preparation of Sexual Harassment Report    ShrHoldr    Against    Against    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Physicians Realty Trust

 

Ticker

   DOC    Security ID:    CUSIP 71943U104    Meeting Date    04/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect John T. Thomas    Mgmt    For    For    For
1.2   Elect Thomas G. Thompson    Mgmt    For    For    For
1.3   Elect Stanton D. Anderson    Mgmt    For    For    For
1.4   Elect Mark A. Baumgartner    Mgmt    For    For    For
1.5   Elect Albert C. Black, Jr.    Mgmt    For    For    For
1.6   Elect William A. Ebinger    Mgmt    For    For    For
1.7   Elect Pamela J. Kessler    Mgmt    For    For    For
1.8   Elect Richard A. Weiss    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Amendment to the 2013 Equity Incentive Plan    Mgmt    For    For    For

Prologis, Inc.

 

Ticker

   PLD    Security ID:    CUSIP 74340W103    Meeting Date    05/01/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Hamid R. Moghadam    Mgmt    For    For    For
2   Elect Cristina G. Bita    Mgmt    For    For    For
3   Elect George L. Fotiades    Mgmt    For    For    For
4   Elect Philip L. Hawkins    Mgmt    For    For    For
5   Elect Lydia H. Kennard    Mgmt    For    For    For
6   Elect J. Michael Losh    Mgmt    For    For    For
7   Elect Irving F. Lyons, III    Mgmt    For    For    For
8   Elect David P. O’Connor    Mgmt    For    For    For
9   Elect Olivier Piani    Mgmt    For    For    For
10   Elect Jeffrey L. Skelton    Mgmt    For    For    For
11   Elect Carl B. Webb    Mgmt    For    For    For
12   Elect William D. Zollars    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
14   Ratification of Auditor    Mgmt    For    For    For

Public Storage

 

Ticker

   PSA    Security ID:    CUSIP 74460D109    Meeting Date    04/24/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
2   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
3   Elect Uri P. Harkham    Mgmt    For    For    For
4   Elect Leslie Stone Heisz    Mgmt    For    For    For
5   Elect B. Wayne Hughes, Jr.    Mgmt    For    For    For
6   Elect Avedick B. Poladian    Mgmt    For    For    For
7   Elect Gary E. Pruitt    Mgmt    For    For    For
8   Elect John Reyes    Mgmt    For    Against    Against
9   Elect Joseph D. Russell, Jr.    Mgmt    For    For    For
10   Elect Ronald P. Spogli    Mgmt    For    For    For
11   Elect Daniel C. Staton    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Qts Realty Trust, Inc.

 

Ticker

   QTS    Security ID:    CUSIP 74736A103    Meeting Date    05/09/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Chad L. Williams    Mgmt    For    For    For
1.2   Elect John W. Barter, III    Mgmt    For    For    For
1.3   Elect William O. Grabe    Mgmt    For    For    For
1.4   Elect Catherine R. Kinney    Mgmt    For    For    For
1.5   Elect Peter A. Marino    Mgmt    For    For    For
1.6   Elect Scott D. Miller    Mgmt    For    For    For
1.7   Elect Mazen Rahwashdeh    Mgmt    For    For    For
1.8   Elect Wayne M. Rehberger    Mgmt    For    For    For
1.9   Elect Philip P. Trahanas    Mgmt    For    For    For
1.10   Elect Stephen E. Westhead    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
3   Ratification of Auditor    Mgmt    For    For    For
4   Opt Out of Maryland’s Unsolicited Takeover Act    Mgmt    For    For    For
5   Amendment to the 2013 Equity Incentive Plan    Mgmt    For    For    For

Realty Income Corporation

 

Ticker

   O    Security ID:    CUSIP 756109104    Meeting Date    05/14/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kathleen R. Allen    Mgmt    For    For    For
2   Elect A. Larry Chapman    Mgmt    For    For    For
3   Elect Reginald H. Gilyard    Mgmt    For    For    For
4   Elect Priya Cherian Huskins    Mgmt    For    For    For
5   Elect Gerardo I. Lopez    Mgmt    For    For    For
6   Elect Michael D. McKee    Mgmt    For    For    For
7   Elect Gregory T. McLaughlin    Mgmt    For    For    For
8   Elect Ronald L. Merriman    Mgmt    For    For    For
9   Elect Sumit Roy    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Increase of Authorized Common Stock    Mgmt    For    For    For
13  

Advisory Vote to Ratify the Amendment to the Company’s Bylaws to Permit Shareholders to Propose Binding Amendments to the Company’s Bylaws

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Regency Centers Corporation

 

Ticker

   REG    Security ID:    CUSIP 758849103    Meeting Date    05/07/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Martin E. Stein, Jr.    Mgmt    For    For    For
2   Elect Joseph F. Azrack    Mgmt    For    For    For
3   Elect Bryce Blair    Mgmt    For    For    For
4   Elect C. Ronald Blankenship    Mgmt    For    For    For
5   Elect Deirdre J. Evens    Mgmt    For    For    For
6   Elect Thomas W. Furphy    Mgmt    For    For    For
7   Elect Karin Klein    Mgmt    For    For    For
8   Elect Peter Linneman    Mgmt    For    For    For
9   Elect David P. O’Connor    Mgmt    For    For    For
10   Elect Lisa Palmer    Mgmt    For    For    For
11   Elect John C. Schweitzer    Mgmt    For    For    For
12   Elect Thomas G. Wattles    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Approval of Amendment to the Omnibus Incentive Plan    Mgmt    For    For    For
15   Ratification of Auditor    Mgmt    For    For    For

Simon Property Group, Inc.

 

Ticker

   SPG    Security ID:    CUSIP 828806109    Meeting Date    05/08/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Larry C. Glasscock    Mgmt    For    For    For
3   Elect Karen N. Horn    Mgmt    For    For    For
4   Elect Allan B. Hubbard    Mgmt    For    For    For
5   Elect Reuben S. Leibowitz    Mgmt    For    For    For
6   Elect Gary M. Rodkin    Mgmt    For    For    For
7   Elect Stefan M. Selig    Mgmt    For    For    For
8   Elect Daniel C. Smith    Mgmt    For    For    For
9   Elect J. Albert Smith, Jr.    Mgmt    For    For    For
10   Elect Marta R. Stewart    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Approval of the 2019 Stock Incentive Plan    Mgmt    For    For    For
14   Shareholder Proposal Regarding Political Contributions and Expenditures Report    ShrHoldr    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

SL Green Realty Corp.

 

Ticker

   SLG    Security ID:    CUSIP 78440X101    Meeting Date    05/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John H. Alschuler    Mgmt    For    For    For
2   Elect Edwin T. Burton III    Mgmt    For    For    For
3   Elect Lauren B. Dillard    Mgmt    For    For    For
4   Elect Stephen L. Green    Mgmt    For    For    For
5   Elect Craig M. Hatkoff    Mgmt    For    For    For
6   Elect Andrew W. Mathias    Mgmt    For    For    For
7   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
8   Ratification of Auditor    Mgmt    For    For    For

Store Capital Corp

 

Ticker

   STOR    Security ID:    CUSIP 862121100    Meeting Date    05/30/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Joseph M. Donovan    Mgmt    For    For    For
1.2   Elect Mary Fedewa    Mgmt    For    For    For
1.3   Elect Morton H. Fleischer    Mgmt    For    For    For
1.4   Elect William F. Hipp    Mgmt    For    For    For
1.5   Elect Catherine D. Rice    Mgmt    For    For    For
1.6   Elect Einar A. Seadler    Mgmt    For    For    For
1.7   Elect Rajath Shourie    Mgmt    For    For    For
1.8   Elect Quentin P. Smith, Jr.    Mgmt    For    For    For
1.9   Elect Christopher H. Volk    Mgmt    For    For    For
2   Approval of an Amendment to the Company’s Bylaws to Allow Shareholders to Amend the Bylaws    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For

Sun Communities, Inc.

 

Ticker

   SUI    Security ID:    CUSIP 866674104    Meeting Date    05/21/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Gary A. Shiffman    Mgmt    For    For    For
2   Elect Meghan G. Baivier    Mgmt    For    For    For
3   Elect Stephanie W. Bergeron    Mgmt    For    For    For
4   Elect Brian M. Hermelin    Mgmt    For    For    For
5   Elect Ronald A. Klein    Mgmt    For    For    For
6   Elect Clunet R. Lewis    Mgmt    For    For    For
7   Elect Arthur A. Weiss    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Sunstone Hotel Investors, Inc.

 

Ticker

   SHO    Security ID:    CUSIP 867892101    Meeting Date    05/03/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect John V. Arabia    Mgmt    For    For    For
1.2   Elect W. Blake Baird    Mgmt    For    Withhold    Against
1.3   Elect Andrew Batinovich    Mgmt    For    For    For
1.4   Elect Z. Jamie Behar    Mgmt    For    For    For
1.5   Elect Thomas A. Lewis Jr.    Mgmt    For    For    For
1.6   Elect Murray J. McCabe    Mgmt    For    For    For
1.7   Elect Douglas M. Pasquale    Mgmt    For    For    For
1.8   Elect Keith P. Russell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Shareholder Proposal Regarding Preparation of Sexual Harassment Report    ShrHoldr    Against    Against    For

The Macerich Company

 

Ticker

   MAC    Security ID:    CUSIP 554382101    Meeting Date    06/07/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Peggy Alford    Mgmt    For    For    For
2   Elect John H. Alschuler    Mgmt    For    For    For
3   Elect Eric K. Brandt    Mgmt    For    For    For
4   Elect Edward C. Coppola    Mgmt    For    For    For
5   Elect Steven R. Hash    Mgmt    For    For    For
6   Elect Daniel J. Hirsch    Mgmt    For    For    For
7   Elect Diana M. Laing    Mgmt    For    For    For
8   Elect Thomas E. O’Hern    Mgmt    For    For    For
9   Elect Steven L. Soboroff    Mgmt    For    For    For
10   Elect Andrea M. Stephen    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For

UDR, Inc.

 

Ticker

   UDR    Security ID:    CUSIP 902653104    Meeting Date    05/16/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Katherine A. Cattanach    Mgmt    For    For    For
2   Elect Jon A. Grove    Mgmt    For    For    For
3   Elect Mary Ann King    Mgmt    For    For    For
4   Elect James D. Klingbeil    Mgmt    For    For    For
5   Elect Clint D. McDonnough    Mgmt    For    For    For
6   Elect Robert A. McNamara    Mgmt    For    For    For
7   Elect Mark R. Patterson    Mgmt    For    For    For
8   Elect Thomas W. Toomey    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    Against    Against
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Ventas, Inc.

 

Ticker

   VTR    Security ID:    CUSIP 92276F100    Meeting Date    05/14/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Melody C. Barnes    Mgmt    For    For    For
2   Elect Debra A. Cafaro    Mgmt    For    For    For
3   Elect Jay M. Gellert    Mgmt    For    For    For
4   Elect Richard I. Gilchrist    Mgmt    For    For    For
5   Elect Matthew J. Lustig    Mgmt    For    For    For
6   Elect Roxanne M. Martino    Mgmt    For    For    For
7   Elect Walter C. Rakowich    Mgmt    For    For    For
8   Elect Robert D. Reed    Mgmt    For    For    For
9   Elect James D. Shelton    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Weingarten Realty Investors

 

Ticker

   WRI    Security ID:    CUSIP 948741103    Meeting Date    04/29/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Andrew M. Alexander    Mgmt    For    For    For
2   Elect Stanford Alexander    Mgmt    For    For    For
3   Elect Shelaghmichael Brown    Mgmt    For    For    For
4   Elect Stephen A. Lasher    Mgmt    For    For    For
5   Elect Thomas L. Ryan    Mgmt    For    Against    Against
6   Elect Douglas W. Schnitzer    Mgmt    For    For    For
7   Elect C. Park Shaper    Mgmt    For    For    For
8   Elect Marc J. Shapiro    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Institution Account: 79 – Ivy VIP Securian Real Estate Securities

 

Welltower Inc.

 

Ticker

   WELL    Security ID:    CUSIP 95040Q104    Meeting Date    05/02/2019    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth J. Bacon    Mgmt    For    For    For
2   Elect Thomas J. DeRosa    Mgmt    For    For    For
3   Elect Karen B. DeSalvo    Mgmt    For    For    For
4   Elect Jeffrey H. Donahue    Mgmt    For    For    For
5   Elect Timothy J. Naughton    Mgmt    For    Against    Against
6   Elect Sharon M. Oster    Mgmt    For    For    For
7   Elect Sergio D. Rivera    Mgmt    For    For    For
8   Elect Johnese M. Spisso    Mgmt    For    For    For
9   Elect Kathryn M. Sullivan    Mgmt    For    For    For
10   Elect R. Scott Trumbull    Mgmt    For    For    For
11   Elect Gary Whitelaw    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For


IVY VIP SMALL CAP CORE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

Booz Allen Hamilton Holding Corporation

 

Meeting Date:    07/26/2018    Country:    USA    Primary Security ID:    099502106
Record Date:    06/04/2018    Meeting Type:    Annual    Ticker:    BAH

 

Shares Voted:   81,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Horacio D. Rozanski    Mgmt    For    For    For
1b   Elect Director Ian Fujiyama    Mgmt    For    For    For
1c   Elect Director Mark Gaumond    Mgmt    For    For    For
1d   Elect Director Gretchen W. McClain    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Rexnord Corporation

 

Meeting Date:    07/26/2018    Country:    USA    Primary Security ID:    76169B102
Record Date:    05/29/2018    Meeting Type:    Annual    Ticker:    RXN

 

Shares Voted:   172,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Todd A. Adams    Mgmt    For    For    For
1.2   Elect Director Theodore D. Crandall    Mgmt    For    For    For
1.3   Elect Director Robin A. Walker-Lee    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Boot Barn Holdings, Inc.

 

Meeting Date:    09/07/2018    Country:    USA    Primary Security ID:    099406100
Record Date:    07/13/2018    Meeting Type:    Annual    Ticker:    BOOT

 

Shares Voted:   170,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Greg Bettinelli    Mgmt    For    For    For
1.2   Elect Director Brad J. Brutocao    Mgmt    For    For    For
1.3   Elect Director James G. Conroy    Mgmt    For    For    For
1.4   Elect Director Lisa G. Laube    Mgmt    For    For    For
1.5   Elect Director Anne MacDonald    Mgmt    For    For    For
1.6   Elect Director Brenda I. Morris    Mgmt    For    For    For
1.7   Elect Director Peter Starrett    Mgmt    For    For    For
1.8   Elect Director Brad Weston    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

RBC Bearings, Inc.

 

Meeting Date:    09/12/2018    Country:    USA    Primary Security ID:    75524B104
Record Date:    07/16/2018    Meeting Type:    Annual    Ticker:    ROLL

 

Shares Voted:   22,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard R. Crowell    Mgmt    For    For    For
1.2   Elect Director Steven H. Kaplan    Mgmt    For    For    For
1.3   Elect Director Alan B. Levine    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Integrated Device Technology, Inc.

 

Meeting Date:    09/17/2018    Country:    USA    Primary Security ID:    458118106
Record Date:    07/25/2018    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   26,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ken Kannappan    Mgmt    For    For    For
1.2   Elect Director Selena Loh LaCroix    Mgmt    For    For    For
1.3   Elect Director Umesh Padval    Mgmt    For    For    For
1.4   Elect Director Gordon Parnell    Mgmt    For    For    For
1.5   Elect Director Robert Rango    Mgmt    For    For    For
1.6   Elect Director Norman Taffe    Mgmt    For    For    For
1.7   Elect Director Gregory L. Waters    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Orion Engineered Carbons SA

 

Meeting Date:    10/16/2018    Country:    Luxembourg    Primary Security ID:    L72967109
Record Date:    09/14/2018    Meeting Type:    Special    Ticker:    OEC

 

Shares Voted:   87,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Receive Information on Resignation of Romeo Kreinberg as Director    Mgmt         
2   Ratify Co-optation of Kerry Galvin as Director    Mgmt    For    For    For
3   Elect Jack Clem as Director    Mgmt    For    For    For
4   Elect Corning Painter as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Bio-Techne Corp.

 

Meeting Date:    10/25/2018    Country:    USA    Primary Security ID:    09073M104
Record Date:    08/31/2018    Meeting Type:    Annual    Ticker:    TECH

 

Shares Voted:   18,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Eight    Mgmt    For    For    For
2a   Elect Director Robert V. Baumgartner    Mgmt    For    For    For
2b   Elect Director John L. Higgins    Mgmt    For    For    For
2c   Elect Director Joseph D. Keegan    Mgmt    For    For    For
2d   Elect Director Charles R. Kummeth    Mgmt    For    For    For
2e   Elect Director Roeland Nusse    Mgmt    For    For    For
2f   Elect Director Alpna Seth    Mgmt    For    For    For
2g   Elect Director Randolph C. Steer    Mgmt    For    For    For
2h   Elect Director Harold J. Wiens    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify KPMG, LLP as Auditors    Mgmt    For    For    For

Avnet, Inc.

 

Meeting Date:    11/16/2018    Country:    USA    Primary Security ID:    053807103
Record Date:    09/18/2018    Meeting Type:    Annual    Ticker:    AVT

 

Shares Voted:   40,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director William J. Amelio    Mgmt    For    For    For
1c   Elect Director Michael A. Bradley    Mgmt    For    For    For
1d   Elect Director R. Kerry Clark    Mgmt    For    For    For
1e   Elect Director Brenda L. Freeman    Mgmt    For    For    For
1f   Elect Director Jo Ann Jenkins    Mgmt    For    For    For
1g   Elect Director Oleg Khaykin    Mgmt    For    For    For
1h   Elect Director James A. Lawrence    Mgmt    For    For    For
1i   Elect Director Avid Modjtabai    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Avnet, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director William H. Schumann ,III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Post Holdings, Inc.

 

Meeting Date:    01/24/2019    Country:    USA    Primary Security ID:    737446104
Record Date:    11/27/2018    Meeting Type:    Annual    Ticker:    POST

 

Shares Voted:   52,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregory L. Curl    Mgmt    For    For    For
1.2   Elect Director Ellen F. Harshman    Mgmt    For    For    For
1.3   Elect Director David P. Skarie    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    For    For

Cubic Corp.

 

Meeting Date:    02/18/2019    Country:    USA    Primary Security ID:    229669106
Record Date:    12/19/2018    Meeting Type:    Annual    Ticker:    CUB

 

Shares Voted:   79,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Prithviraj Banerjee    Mgmt    For    For    For
1.2   Elect Director Bruce G. Blakley    Mgmt    For    For    For
1.3   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Cubic Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Bradley H. Feldmann    Mgmt    For    For    For
1.5   Elect Director Edwin A. Guiles    Mgmt    For    For    For
1.6   Elect Director Janice M. Hamby    Mgmt    For    For    For
1.7   Elect Director David F. Melcher    Mgmt    For    For    For
1.8   Elect Director Steven J. Norris    Mgmt    For    For    For
1.9   Elect Director John H. Warner, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3a   Eliminate Supermajority Vote Requirement for Certain Business Combinations    Mgmt    For    For    For
3b   Eliminate Supermajority Vote Requirement to Amend Bylaws Regarding Authorized Number of Directors    Mgmt    For    For    For
3c   Eliminate Supermajority Vote Requirement for Amendments to Bylaws    Mgmt    For    For    For
3d   Eliminate Supermajority Vote Requirement for Amendments to Certificate    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cabot Corp.

 

Meeting Date:    03/07/2019    Country:    USA    Primary Security ID:    127055101
Record Date:    01/15/2019    Meeting Type:    Annual    Ticker:    CBT

 

Shares Voted:   115,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael M. Morrow    Mgmt    For    For    For
1.2   Elect Director Sue H. Rataj    Mgmt    For    For    For
1.3   Elect Director Frank A. Wilson    Mgmt    For    For    For
1.4   Elect Director Matthias L. Wolfgruber    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Orion Engineered Carbons SA

 

Meeting Date:    04/16/2019    Country:    Luxembourg    Primary Security ID:    L72967109
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    OEC

 

Shares Voted:   42,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
2   Approve Annual Accounts    Mgmt    For    For    For
3   Approve Consolidated Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Appoint Ernst & Young as Auditor    Mgmt    For    For    For
8   Approve Remuneration of Directors    Mgmt    For    Refer    For

Orion Engineered Carbons SA

 

Meeting Date:    04/16/2019    Country:    Luxembourg    Primary Security ID:    L72967109
Record Date:    03/11/2019    Meeting Type:    Special    Ticker:    OEC

 

Shares Voted:   42,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Approve Renewal of Authorized Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

FLIR Systems, Inc.

 

Meeting Date:    04/19/2019    Country:    USA    Primary Security ID:    302445101
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    FLIR

 

Shares Voted:   69,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director James J. Cannon    Mgmt    For    For    For
1B   Elect Director John D. Carter    Mgmt    For    For    For
1C   Elect Director William W. Crouch    Mgmt    For    For    For
1D   Elect Director Catherine A. Halligan    Mgmt    For    For    For
1E   Elect Director Earl R. Lewis    Mgmt    For    For    For
1F   Elect Director Angus L. Macdonald    Mgmt    For    For    For
1G   Elect Director Michael T. Smith    Mgmt    For    For    For
1H   Elect Director Cathy A. Stauffer    Mgmt    For    For    For
1I   Elect Director Robert S. Tyrer    Mgmt    For    For    For
1J   Elect Director John W. Wood, Jr.    Mgmt    For    For    For
1K   Elect Director Steven E. Wynne    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Liberty Oilfield Services, Inc.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    53115L104
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    LBRT

 

Shares Voted:   4,060          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher A. Wright    Mgmt    For    Refer    Withhold
1.2   Elect Director William F. Kimble    Mgmt    For    For    For
1.3   Elect Director Cary D. Steinbeck    Mgmt    For    For    For
1.4   Elect Director N. John Lancaster, Jr.    Mgmt    For    Refer    Withhold
1.5   Elect Director Brett Staffieri    Mgmt    For    Refer    Withhold
1.6   Elect Director Peter A. Dea    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Liberty Oilfield Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Ken Babcock    Mgmt    For    For    For
1.8   Elect Director Jesal Shah    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

MGIC Investment Corp.

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    552848103
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    MTG

 

Shares Voted:   407,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel A. Arrigoni    Mgmt    For    For    For
1.2   Elect Director Cassandra C. Carr    Mgmt    For    For    For
1.3   Elect Director C. Edward Chaplin    Mgmt    For    For    For
1.4   Elect Director Curt S. Culver    Mgmt    For    For    For
1.5   Elect Director Timothy A. Holt    Mgmt    For    For    For
1.6   Elect Director Kenneth M. Jastrow, II    Mgmt    For    For    For
1.7   Elect Director Jodeen A. Kozlak    Mgmt    For    For    For
1.8   Elect Director Michael E. Lehman    Mgmt    For    For    For
1.9   Elect Director Melissa B. Lora    Mgmt    For    For    For
1.10   Elect Director Gary A. Poliner    Mgmt    For    For    For
1.11   Elect Director Patrick Sinks    Mgmt    For    For    For
1.12   Elect Director Mark M. Zandi    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Portland General Electric Co.

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    736508847
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    POR

 

Shares Voted:   20,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John W. Ballantine    Mgmt    For    For    For
1b   Elect Director Rodney L. Brown, Jr.    Mgmt    For    For    For
1c   Elect Director Jack E. Davis    Mgmt    For    For    For
1d   Elect Director Kirby A. Dyess    Mgmt    For    For    For
1e   Elect Director Mark B. Ganz    Mgmt    For    For    For
1f   Elect Director Kathryn J. Jackson    Mgmt    For    For    For
1g   Elect Director Michael H. Millegan    Mgmt    For    For    For
1h   Elect Director Neil J. Nelson    Mgmt    For    For    For
1i   Elect Director M. Lee Pelton    Mgmt    For    For    For
1j   Elect Director Maria M. Pope    Mgmt    For    For    For
1k   Elect Director Charles W. Shivery    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Agree Realty Corp.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    008492100
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    ADC

 

Shares Voted:   67,443          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joel N. Agree    Mgmt    For    For    For
1.2   Elect Director Craig Erlich    Mgmt    For    For    For
1.3   Elect Director Gregory Lehmkuhl    Mgmt    For    For    For
1.4   Elect Director William S. Rubenfaer    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Agree Realty Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For

TreeHouse Foods, Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    89469A104
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    THS

 

Shares Voted:   71,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Linda K. Massman    Mgmt    For    For    For
1.2   Elect Director Gary D. Smith    Mgmt    For    For    For
1.3   Elect Director Jason J. Tyler    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Webster Financial Corp.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    947890109
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    WBS

 

Shares Voted:   174,994          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William L. Atwell    Mgmt    For    For    For
1b   Elect Director John R. Ciulla    Mgmt    For    For    For
1c   Elect Director John J. Crawford    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1e   Elect Director E. Carol Hayles    Mgmt    For    For    For
1f   Elect Director Laurence C. Morse    Mgmt    For    For    For
1g   Elect Director Karen R. Osar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Webster Financial Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Mark Pettie    Mgmt    For    For    For
1i   Elect Director James C. Smith    Mgmt    For    For    For
1j   Elect Director Lauren C. States    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Crane Co.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    224399105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    CR

 

Shares Voted:   54,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin R. Benante    Mgmt    For    For    For
1.2   Elect Director Donald G. Cook    Mgmt    For    For    For
1.3   Elect Director Michael Dinkins    Mgmt    For    For    For
1.4   Elect Director R. S. Evans    Mgmt    For    For    For
1.5   Elect Director Ronald C. Lindsay    Mgmt    For    For    For
1.6   Elect Director Ellen McClain    Mgmt    For    For    For
1.7   Elect Director Charles G. McClure, Jr.    Mgmt    For    For    For
1.8   Elect Director Max H. Mitchell    Mgmt    For    For    For
1.9   Elect Director Jennifer M. Pollino    Mgmt    For    For    For
1.10   Elect Director James L. L. Tullis    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

STAG Industrial, Inc.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    85254J102
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    STAG

 

Shares Voted:   98,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Benjamin S. Butcher    Mgmt    For    For    For
1B   Elect Director Virgis W. Colbert    Mgmt    For    For    For
1C   Elect Director Michelle S. Dilley    Mgmt    For    For    For
1D   Elect Director Jeffrey D. Furber    Mgmt    For    For    For
1E   Elect Director Larry T. Guillemette    Mgmt    For    For    For
1F   Elect Director Francis X. Jacoby, III    Mgmt    For    For    For
1G   Elect Director Christopher P. Marr    Mgmt    For    For    For
1H   Elect Director Hans S. Weger    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Black Hills Corp.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    092113109
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    BKH

 

Shares Voted:   19,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Linden R. Evans    Mgmt    For    For    For
1.2   Elect Director Robert P. Otto    Mgmt    For    For    For
1.3   Elect Director Mark A. Schober    Mgmt    For    For    For
1.4   Elect Director Thomas J. Zeller    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Physicians Realty Trust

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    71943U104
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    DOC

 

Shares Voted:   63,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John T. Thomas    Mgmt    For    For    For
1.2   Elect Director Tommy G. Thompson    Mgmt    For    For    For
1.3   Elect Director Stanton D. Anderson    Mgmt    For    For    For
1.4   Elect Director Mark A. Baumgartner    Mgmt    For    For    For
1.5   Elect Director Albert C. Black, Jr.    Mgmt    For    For    For
1.6   Elect Director William A. Ebinger    Mgmt    For    For    For
1.7   Elect Director Pamela J. Kessler    Mgmt    For    For    For
1.8   Elect Director Richard A. Weiss    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Pluralsight, Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    72941B106
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    PS

 

Shares Voted:   61,367          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary Crittenden    Mgmt    For    Refer    Withhold
1.2   Elect Director Tim Maudlin    Mgmt    For    Refer    Withhold
1.3   Elect Director Brad Rencher    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Kemper Corp.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    488401100
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    KMPR

 

Shares Voted:   69,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Teresa A. Canida    Mgmt    For    For    For
1b   Elect Director George N. Cochran    Mgmt    For    For    For
1c   Elect Director Kathleen M. Cronin    Mgmt    For    For    For
1d   Elect Director Lacy M. Johnson    Mgmt    For    For    For
1e   Elect Director Robert J. Joyce    Mgmt    For    For    For
1f   Elect Director Joseph P. Lacher, Jr.    Mgmt    For    For    For
1g   Elect Director Christopher B. Sarofim    Mgmt    For    For    For
1h   Elect Director David P. Storch    Mgmt    For    For    For
1i   Elect Director Susan D. Whiting    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Livent Corporation

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    53814L108
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    LTHM

 

Shares Voted:   167,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael F. Barry    Mgmt    For    For    For
1b   Elect Director Steven T. Merkt    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

The Brink’s Co.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    109696104
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    BCO

 

Shares Voted:   47,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul G. Boynton    Mgmt    For    For    For
1.2   Elect Director Ian D. Clough    Mgmt    For    For    For
1.3   Elect Director Susan E. Docherty    Mgmt    For    For    For
1.4   Elect Director Reginald D. Hedgebeth    Mgmt    For    For    For
1.5   Elect Director Dan R. Henry    Mgmt    For    For    For
1.6   Elect Director Michael J. Herling    Mgmt    For    For    For
1.7   Elect Director Douglas A. Pertz    Mgmt    For    For    For
1.8   Elect Director George I. Stoeckert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte and Touche LLP as Auditors    Mgmt    For    For    For

Encompass Health Corp.

 

Meeting Date:    05/03/2019    Country:    USA    Primary Security ID:    29261A100
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    EHC

 

Shares Voted:   43,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John W. Chidsey    Mgmt    For    For    For
1b   Elect Director Donald L. Correll    Mgmt    For    For    For
1c   Elect Director Yvonne M. Curl    Mgmt    For    For    For
1d   Elect Director Charles M. Elson    Mgmt    For    For    For
1e   Elect Director Joan E. Herman    Mgmt    For    For    For
1f   Elect Director Leo I. Higdon, Jr.    Mgmt    For    For    For
1g   Elect Director Leslye G. Katz    Mgmt    For    For    For
1h   Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1i   Elect Director Nancy M. Schlichting    Mgmt    For    For    For
1j   Elect Director L. Edward Shaw, Jr.    Mgmt    For    For    For
1k   Elect Director Mark J. Tarr    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Encompass Health Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chemical Financial Corporation

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    163731102
Record Date:    03/12/2019    Meeting Type:    Annual    Ticker:    CHFC

 

Shares Voted:   84,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Fitterling    Mgmt    For    For    For
1.2   Elect Director Ronald A. Klein    Mgmt    For    For    For
1.3   Elect Director Richard M. Lievense    Mgmt    For    For    For
1.4   Elect Director Barbara J. Mahone    Mgmt    For    For    For
1.5   Elect Director Barbara L. McQuade    Mgmt    For    For    For
1.6   Elect Director John E. Pelizzari    Mgmt    For    For    For
1.7   Elect Director David T. Provost    Mgmt    For    For    For
1.8   Elect Director Thomas C. Shafer    Mgmt    For    For    For
1.9   Elect Director Larry D. Stauffer    Mgmt    For    For    For
1.10   Elect Director Jeffrey L. Tate    Mgmt    For    For    For
1.11   Elect Director Gary Torgow    Mgmt    For    For    For
1.12   Elect Director Arthur A. Weiss    Mgmt    For    For    For
1.13   Elect Director Franklin C. Wheatlake    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

PROS Holdings, Inc.

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    74346Y103
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    PRO

 

Shares Voted:   130,774          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andres D. Reiner    Mgmt    For    For    For
1.2   Elect Director Ronald F. Woestemeyer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Callon Petroleum Company

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    13123X102
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    CPE

 

Shares Voted:   137,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael L. Finch    Mgmt    For    For    For
1.2   Elect Director Larry D. McVay    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Gardner Denver Holdings, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    36555P107
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    GDI

 

Shares Voted:   56,356          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Vicente Reynal    Mgmt    For    For    For
1b   Elect Director John Humphrey    Mgmt    For    For    For
1c   Elect Director Joshua T. Weisenbeck    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Gardner Denver Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    78377T107
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    RHP

 

Shares Voted:   27,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rachna Bhasin    Mgmt    For    For    For
1b   Elect Director Alvin Bowles, Jr.    Mgmt    For    For    For
1c   Elect Director Fazal Merchant    Mgmt    For    For    For
1d   Elect Director Patrick Q. Moore    Mgmt    For    For    For
1e   Elect Director Christine Pantoya    Mgmt    For    For    For
1f   Elect Director Robert S. Prather, Jr.    Mgmt    For    For    For
1g   Elect Director Colin V. Reed    Mgmt    For    For    For
1h   Elect Director Michael I. Roth    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For

ALLETE, Inc.

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    018522300
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    ALE

 

Shares Voted:   34,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kathryn W. Dindo    Mgmt    For    For    For
1b   Elect Director George G. Goldfarb    Mgmt    For    For    For
1c   Elect Director Alan R. Hodnik    Mgmt    For    For    For
1d   Elect Director James J. Hoolihan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ALLETE, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Heidi E. Jimmerson    Mgmt    For    For    For
1f   Elect Director Madeleine W. Ludlow    Mgmt    For    For    For
1g   Elect Director Susan K. Nestegard    Mgmt    For    For    For
1h   Elect Director Douglas C. Neve    Mgmt    For    For    For
1i   Elect Director Bethany M. Owen    Mgmt    For    For    For
1j   Elect Director Robert P. Powers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Spirit Airlines, Inc.

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    848577102
Record Date:    03/27/2019    Meeting Type:    Annual    Ticker:    SAVE

 

Shares Voted:   29,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Carlton D. Donaway    Mgmt    For    For    For
1.2   Elect Director H. McIntyre Gardner    Mgmt    For    For    For
1.3   Elect Director Myrna M. Soto    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cardtronics plc

 

Meeting Date:    05/15/2019    Country:    United Kingdom    Primary Security ID:    G1991C105
Record Date:    03/18/2019    Meeting Type:    Annual    Ticker:    CATM

 

Shares Voted:   149,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Julie Gardner    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Cardtronics plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Mark Rossi    Mgmt    For    For    For
1c   Elect Director Warren C. Jenson    Mgmt    For    For    For
2   Elect Director Edward H. West    Mgmt    For    For    For
3   Elect Director Douglas L. Braunstein    Mgmt    For    For    For
4   Ratify KPMG LLP (U.S.) as Auditors    Mgmt    For    For    For
5   Reappoint KPMG LLP (U.K.) as Statutory Auditors    Mgmt    For    For    For
6   Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors    Mgmt    For    For    For
7   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8   Advisory Vote to Ratify Directors’ Compensation Report    Mgmt    For    For    For
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Authorize Share Repurchase Program    Mgmt    For    For    For
11   Authorize the Company to Use Electronic Communications    Mgmt    For    Refer    For

ICU Medical, Inc.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    44930G107
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    ICUI

 

Shares Voted:   8,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vivek Jain    Mgmt    For    For    Withhold
1.2   Elect Director George A. Lopez    Mgmt    For    For    Withhold
1.3   Elect Director Robert S. Swinney    Mgmt    For    For    Withhold
1.4   Elect Director David C. Greenberg    Mgmt    For    For    Withhold
1.5   Elect Director Elisha W. Finney    Mgmt    For    For    Withhold
1.6   Elect Director David F. Hoffmeister    Mgmt    For    For    Withhold
1.7   Elect Director Donald M. Abbey    Mgmt    For    For    Withhold
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ICU Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For

IDACORP, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    451107106
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    IDA

 

Shares Voted:   31,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Darrel T. Anderson    Mgmt    For    For    For
1.2   Elect Director Thomas Carlile    Mgmt    For    For    For
1.3   Elect Director Richard J. Dahl    Mgmt    For    For    For
1.4   Elect Director Annette G. Elg    Mgmt    For    For    For
1.5   Elect Director Ronald W. Jibson    Mgmt    For    For    For
1.6   Elect Director Judith A. Johansen    Mgmt    For    For    For
1.7   Elect Director Dennis L. Johnson    Mgmt    For    For    For
1.8   Elect Director Christine King    Mgmt    For    For    For
1.9   Elect Director Richard J. Navarro    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For

Everbridge, Inc.

 

Meeting Date:    05/17/2019    Country:    USA    Primary Security ID:    29978A104
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    EVBG

 

Shares Voted:   75,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard D’Amore    Mgmt    For    Refer    Withhold
1.2   Elect Director Bruns Grayson    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Everbridge, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

MSA Safety Incorporated

 

Meeting Date:    05/17/2019    Country:    USA    Primary Security ID:    553498106
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    MSA

 

Shares Voted:   23,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert A. Bruggeworth    Mgmt    For    For    For
1.2   Elect Director Gregory B. Jordan    Mgmt    For    For    For
1.3   Elect Director Rebecca B. Roberts    Mgmt    For    For    For
1.4   Elect Director William R. Sperry    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chemed Corporation

 

Meeting Date:    05/20/2019    Country:    USA    Primary Security ID:    16359R103
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    CHE

 

Shares Voted:   11,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kevin J. McNamara    Mgmt    For    For    For
1.2   Elect Director Joel F. Gemunder    Mgmt    For    For    For
1.3   Elect Director Patrick P. Grace    Mgmt    For    For    For
1.4   Elect Director Thomas C. Hutton    Mgmt    For    For    For
1.5   Elect Director Walter L. Krebs    Mgmt    For    For    For
1.6   Elect Director Andrea R. Lindell    Mgmt    For    For    For
1.7   Elect Director Thomas P. Rice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Chemed Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Donald E. Saunders    Mgmt    For    For    For
1.9   Elect Director George J. Walsh, III    Mgmt    For    For    For
1.10   Elect Director Frank E. Wood    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Americold Realty Trust

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    03064D108
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    COLD

 

Shares Voted:   50,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Fred W. Boehler    Mgmt    For    For    For
1B   Elect Director George J. Alburger, Jr.    Mgmt    For    For    For
1C   Elect Director James R. Heistand    Mgmt    For    For    For
1D   Elect Director Michelle M. MacKay    Mgmt    For    For    For
1E   Elect Director Mark R. Patterson    Mgmt    For    For    For
1F   Elect Director Andrew P. Power    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Cactus, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    127203107
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    WHD

 

Shares Voted:   46,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joel Bender    Mgmt    For    Refer    Withhold
1.2   Elect Director Alan Semple    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Designer Brands Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    250565108
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    DBI

 

Shares Voted:   112,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Elaine J. Eisenman    Mgmt    For    For    For
1.2   Elect Director Joanna T. Lau    Mgmt    For    For    For
1.3   Elect Director Joseph A. Schottenstein    Mgmt    For    Withhold    Withhold
1.4   Elect Director Ekta Singh-Bushell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EVERTEC, Inc.

 

Meeting Date:    05/23/2019    Country:    Puerto Rico    Primary Security ID:    30040P103
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    EVTC

 

Shares Voted:   103,194          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b   Elect Director Morgan M. Schuessler, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

EVERTEC, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Olga Botero    Mgmt    For    For    For
1d   Elect Director Jorge A. Junquera    Mgmt    For    For    For
1e   Elect Director Ivan Pagan    Mgmt    For    For    For
1f   Elect Director Aldo J. Polak    Mgmt    For    For    For
1g   Elect Director Alan H. Schumacher    Mgmt    For    For    For
1h   Elect Director Brian J. Smith    Mgmt    For    For    For
1i   Elect Director Thomas W. Swidarski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Green Dot Corporation

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    39304D102
Record Date:    04/02/2019    Meeting Type:    Annual    Ticker:    GDOT

 

Shares Voted:   34,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth C. Aldrich    Mgmt    For    For    For
1.2   Elect Director J. Chris Brewster    Mgmt    For    For    For
1.3   Elect Director Glinda Bridgforth Hodges    Mgmt    For    For    For
1.4   Elect Director Rajeev V. Date    Mgmt    For    For    For
1.5   Elect Director Saturnino “Nino” Fanlo    Mgmt    For    For    For
1.6   Elect Director William I. Jacobs    Mgmt    For    For    For
1.7   Elect Director George T. Shaheen    Mgmt    For    For    For
1.8   Elect Director Steven W. Streit    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ONE Gas, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    68235P108
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    OGS

 

Shares Voted:   43,384          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Arcilia C. Acosta    Mgmt    For    For    For
1.2   Elect Director Robert B. Evans    Mgmt    For    For    For
1.3   Elect Director John W. Gibson    Mgmt    For    For    For
1.4   Elect Director Tracy E. Hart    Mgmt    For    For    For
1.5   Elect Director Michael G. Hutchinson    Mgmt    For    For    For
1.6   Elect Director Pattye L. Moore    Mgmt    For    For    For
1.7   Elect Director Pierce H. Norton, II    Mgmt    For    For    For
1.8   Elect Director Eduardo A. Rodriguez    Mgmt    For    For    For
1.9   Elect Director Douglas H. Yaeger    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Argo Group International Holdings Ltd.

 

Meeting Date:    05/24/2019    Country:    Bermuda    Primary Security ID:    G0464B107
Record Date:    03/11/2019    Meeting Type:    Proxy Contest    Ticker:    ARGO

 

Shares Voted:   34,788          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1a   Elect Director F. Sedgwick Browne    Mgmt    For    Refer    For
1b   Elect Director Kathleen A. Nealon    Mgmt    For    Refer    For
1c   Elect Director Samuel G. Liss    Mgmt    For    Refer    For
1d   Elect Director Al-Noor Ramji    Mgmt    For    Refer    For
1e   Elect Director John H. Tonelli    Mgmt    For    Refer    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Argo Group International Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    Refer    For
5   Remove Existing Director Gary V. Woods    SH    Against    Refer    Against
6   Remove Existing Director Hector De Leon    SH    Against    Refer    Against
7   Remove Existing Director John R. Power, Jr.    SH    Against    Refer    Against
8   Remove Existing Director Mural R. Josephson    SH    Against    Refer    Against
  NOTE: FOR is NOT a Valid Vote Option for items 9-12    Mgmt         
9   Elect Director Nicholas C. Walsh    SH    Against    Refer    Against
10   Elect Director Carol A. McFate    SH    Against    Refer    Against
11   Elect Director Kathleen M. Dussault    SH    Against    Refer    Against
12   Elect Director Bernard C. Bailey    SH    Against    Refer    Against
  Dissident Proxy (Blue Proxy Card)    Mgmt         
1a   Elect Director Charles H. Dangelo    SH    For    Refer    Do Not Vote
1b   Management Nominee Kathleen A. Nealon    SH    For    Refer    Do Not Vote
1c   Management Nominee Samuel G. Liss    SH    For    Refer    Do Not Vote
1d   Management Nominee Al-Noor Ramji    SH    For    Refer    Do Not Vote
1e   Management Nominee John H. Tonelli    SH    For    Refer    Do Not Vote
2   Approve Omnibus Stock Plan    Mgmt    Against    Refer    Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    Against    Refer    Do Not Vote
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    Refer    Do Not Vote
5   Remove Existing Director Gary V. Woods    SH    For    Refer    Do Not Vote
6   Remove Existing Director Hector De Leon    SH    For    Refer    Do Not Vote
7   Remove Existing Director John R. Power, Jr.    SH    For    Refer    Do Not Vote
8   Remove Existing Director Mural R. Josephson    SH    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Argo Group International Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Elect Director Nicholas C. Walsh    SH    For    Refer    Do Not Vote
10   Elect Director Carol A. McFate    SH    For    Refer    Do Not Vote
11   Elect Director Kathleen M. Dussault    SH    For    Refer    Do Not Vote
12   Elect Director Bernard C. Bailey    SH    For    Refer    Do Not Vote

Old Republic International Corporation

 

Meeting Date:    05/24/2019    Country:    USA    Primary Security ID:    680223104
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    ORI

 

Shares Voted:   145,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven J. Bateman    Mgmt    For    Refer    Withhold
1.2   Elect Director Jimmy A. Dew    Mgmt    For    Refer    Withhold
1.3   Elect Director John M. Dixon    Mgmt    For    Refer    Withhold
1.4   Elect Director Glenn W. Reed    Mgmt    For    Refer    Withhold
1.5   Elect Director Dennis P. Van Mieghem    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

ICF International, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    44925C103
Record Date:    04/02/2019    Meeting Type:    Annual    Ticker:    ICFI

 

Shares Voted:   24,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Srikant M. Datar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ICF International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Peter M. Schulte    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Insulet Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    45784P101
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    PODD

 

Shares Voted:   31,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jessica Hopfield    Mgmt    For    For    For
1.2   Elect Director David Lemoine    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditor    Mgmt    For    For    For

Cerus Corporation

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    157085101
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    CERS

 

Shares Voted:   246,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1.2   Elect Director Gail Schulze    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Clean Harbors, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    184496107
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    CLH

 

Shares Voted:   59,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrea Robertson    Mgmt    For    For    For
1.2   Elect Director Lauren C. States    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For

GreenSky, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    39572G100
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    GSKY

 

Shares Voted:   72,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregg Freishtat    Mgmt    For    Refer    Withhold
1.2   Elect Director David Zalik    Mgmt    For    Refer    Withhold

Vonage Holdings Corp.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    92886T201
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    VG

 

Shares Voted:   850,551          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alan Masarek    Mgmt    For    For    For
1b   Elect Director Hamid Akhavan    Mgmt    For    For    For
1c   Elect Director Michael J. McConnell    Mgmt    For    For    For
1d   Elect Director Gary Steele    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Vonage Holdings Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Amend Tax Benefits Preservation Plan    Mgmt    For    Refer    For

Chemical Financial Corporation

 

Meeting Date:    06/07/2019    Country:    USA    Primary Security ID:    163731102
Record Date:    05/01/2019    Meeting Type:    Special    Ticker:    CHFC

 

Shares Voted:   99,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Increase Authorized Common Stock    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
4   Adjourn Meeting    Mgmt    For    Refer    For

Magnolia Oil & Gas Corporation

 

Meeting Date:    06/07/2019    Country:    USA    Primary Security ID:    559663109
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    MGY

 

Shares Voted:   248,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1b   Elect Director Arcilia C. Acosta    Mgmt    For    For    For
1c   Elect Director Angela M. Busch    Mgmt    For    For    For
1d   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1e   Elect Director James R. Larson    Mgmt    For    For    For
1f   Elect Director Michael G. MacDougall    Mgmt    For    For    For
1g   Elect Director Dan F. Smith    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Magnolia Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director John B. Walker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Switch, Inc.

 

Meeting Date:    06/07/2019    Country:    USA    Primary Security ID:    87105L104
Record Date:    04/17/2019    Meeting Type:    Annual    Ticker:    SWCH

 

Shares Voted:   157,701          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rob Roy    Mgmt    For    Refer    Withhold
1.2   Elect Director Donald D. Snyder    Mgmt    For    Refer    Withhold
1.3   Elect Director Tom Thomas    Mgmt    For    Refer    Withhold
1.4   Elect Director Bryan Wolf    Mgmt    For    Refer    Withhold
1.5   Elect Director Zareh Hovik Sarrafian    Mgmt    For    Refer    Withhold
1.6   Elect Director Kim Sheehy    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/24/2019    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   64,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Maples, Sr.    Mgmt    For    For    For
1.2   Elect Director James R. Offerdahl    Mgmt    For    For    For
1.3   Elect Director R. H. Seale, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Q2 Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

Grand Canyon Education, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    38526M106
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    LOPE

 

Shares Voted:   74,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian E. Mueller    Mgmt    For    For    For
1.2   Elect Director Sara R. Dial    Mgmt    For    For    For
1.3   Elect Director Jack A. Henry    Mgmt    For    For    For
1.4   Elect Director Kevin F. Warren    Mgmt    For    For    For
1.5   Elect Director David J. Johnson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Red Rock Resorts, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    75700L108
Record Date:    04/25/2019    Meeting Type:    Annual    Ticker:    RRR

 

Shares Voted:   182,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank J. Fertitta, III    Mgmt    For    Refer    Withhold
1.2   Elect Director Lorenzo J. Fertitta    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert A. Cashell, Jr.    Mgmt    For    Refer    Withhold
1.4   Elect Director Robert E. Lewis    Mgmt    For    Refer    Withhold
1.5   Elect Director James E. Nave    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Red Rock Resorts, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    Against    Against

Tandem Diabetes Care, Inc.

 

Meeting Date:    06/18/2019    Country:    USA    Primary Security ID:    875372203
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    TNDM

 

Shares Voted:   43,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas A. Roeder    Mgmt    For    For    For
1.2   Elect Director John F. Sheridan    Mgmt    For    For    For
1.3   Elect Director Richard P. Valencia    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Nomad Foods Limited

 

Meeting Date:    06/19/2019    Country:    Virgin Isl (UK)    Primary Security ID:    G6564A105
Record Date:    05/03/2019    Meeting Type:    Annual    Ticker:    NOMD

 

Shares Voted:   413,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin Ellis Franklin    Mgmt    For    For    For
1.2   Elect Director Noam Gottesman    Mgmt    For    For    For
1.3   Elect Director Ian G.H. Ashken    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Nomad Foods Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Stefan Descheemaeker    Mgmt    For    For    For
1.5   Elect Director Mohamed Elsarky    Mgmt    For    For    For
1.6   Elect Director Jeremy Isaacs    Mgmt    For    For    For
1.7   Elect Director James E. Lillie    Mgmt    For    For    For
1.8   Elect Director Stuart M. MacFarlane    Mgmt    For    For    For
1.9   Elect Director Lord Myners of Truro    Mgmt    For    For    For
1.10   Elect Director Victoria Parry    Mgmt    For    For    For
1.11   Elect Director Simon White    Mgmt    For    For    For
1.12   Elect Director Samy Zekhout    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

STAAR Surgical Company

 

Meeting Date:    06/20/2019    Country:    USA    Primary Security ID:    852312305
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    STAA

 

Shares Voted:   56,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen C. Farrell    Mgmt    For    For    For
1.2   Elect Director Caren Mason    Mgmt    For    For    For
1.3   Elect Director John C. Moore    Mgmt    For    For    For
1.4   Elect Director Louis E. Silverman    Mgmt    For    For    For
1.5   Elect Director William P. Wall    Mgmt    For    For    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3   Approve Remuneration of Non-Employee Directors    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Kornit Digital Ltd.

 

Meeting Date:    07/19/2018    Country:    Israel    Primary Security ID:    M6372Q113
Record Date:    05/14/2018    Meeting Type:    Annual    Ticker:    KRNT

 

Shares Voted:   36,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Reelect Yuval Cohen as Director    Mgmt    For    For    For
1.2   Reelect Eli Blatt as Director    Mgmt    For    For    For
1.3   Reelect Marc Lesnick as Director    Mgmt    For    For    For
2.1   Reelect Lauri Hanover as External Director    Mgmt    For    For    For
2.2   Elect Yehoshua (Shuki) Nir as External Director    Mgmt    For    For    For
3   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Annual Cash Compensation of Directors    Mgmt    For    Refer    For
5   Approve Equity Grants to Certain Non-Executive Directors    Mgmt    For    Refer    For
6   Approve Employment Terms of CEO    Mgmt    For    Refer    For
A   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager    Mgmt    None    Refer    For

Booz Allen Hamilton Holding Corporation

 

Meeting Date:    07/26/2018    Country:    USA    Primary Security ID:    099502106
Record Date:    06/04/2018    Meeting Type:    Annual    Ticker:    BAH

 

Shares Voted:   181,020          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Horacio D. Rozanski    Mgmt    For    For    For
1b   Elect Director Ian Fujiyama    Mgmt    For    For    For
1c   Elect Director Mark Gaumond    Mgmt    For    For    For
1d   Elect Director Gretchen W. McClain    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Booz Allen Hamilton Holding Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NVE Corporation

 

Meeting Date:    08/02/2018    Country:    USA    Primary Security ID:    629445206
Record Date:    06/08/2018    Meeting Type:    Annual    Ticker:    NVEC

 

Shares Voted:   3,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Terrence W. Glarner    Mgmt    For    For    For
1.2   Elect Director Daniel A. Baker    Mgmt    For    For    For
1.3   Elect Director Patricia M. Hollister    Mgmt    For    For    For
1.4   Elect Director Richard W. Kramp    Mgmt    For    For    For
1.5   Elect Director Gary R. Maharaj    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

8x8, Inc.

 

Meeting Date:    08/07/2018    Country:    USA    Primary Security ID:    282914100
Record Date:    06/15/2018    Meeting Type:    Annual    Ticker:    EGHT

 

Shares Voted:   229,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Guy L. Hecker, Jr.    Mgmt    For    For    For
1.2   Elect Director Bryan R. Martin    Mgmt    For    For    For
1.3   Elect Director Vikram Verma    Mgmt    For    For    For
1.4   Elect Director Eric Salzman    Mgmt    For    For    For
1.5   Elect Director Ian Potter    Mgmt    For    For    For
1.6   Elect Director Jaswinder Pal Singh    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

8x8, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Vladimir Jacimovic    Mgmt    For    For    For
2   Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

New Relic, Inc.

 

Meeting Date:    08/21/2018    Country:    USA    Primary Security ID:    64829B100
Record Date:    06/22/2018    Meeting Type:    Annual    Ticker:    NEWR

 

Shares Voted:   40,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sohaib Abbasi    Mgmt    For    Refer    Withhold
1.2   Elect Director Hope Cochran    Mgmt    For    For    For
1.3   Elect Director Adam Messinger    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

American Woodmark Corp.

 

Meeting Date:    08/23/2018    Country:    USA    Primary Security ID:    030506109
Record Date:    06/22/2018    Meeting Type:    Annual    Ticker:    AMWD

 

Shares Voted:   14,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew B. Cogan    Mgmt    For    For    For
1.2   Elect Director James G. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director S. Cary Dunston    Mgmt    For    For    For
1.4   Elect Director Martha M. Hayes    Mgmt    For    For    For
1.5   Elect Director Daniel T. Hendrix    Mgmt    For    For    For
1.6   Elect Director Carol B. Moerdyk    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

American Woodmark Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director David W. Moon    Mgmt    For    For    For
1.8   Elect Director Vance W. Tang    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Motorcar Parts of America, Inc.

 

Meeting Date:    09/06/2018    Country:    USA    Primary Security ID:    620071100
Record Date:    08/08/2018    Meeting Type:    Annual    Ticker:    MPAA

 

Shares Voted:   85,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Selwyn Joffe    Mgmt    For    For    For
1.2   Elect Director Scott J. Adelson    Mgmt    For    For    For
1.3   Elect Director David Bryan    Mgmt    For    For    For
1.4   Elect Director Rudolph J. Borneo    Mgmt    For    For    For
1.5   Elect Director Joseph Ferguson    Mgmt    For    For    For
1.6   Elect Director Philip Gay    Mgmt    For    For    For
1.7   Elect Director Duane Miller    Mgmt    For    For    For
1.8   Elect Director Jeffrey Mirvis    Mgmt    For    For    For
1.9   Elect Director Timothy D. Vargo    Mgmt    For    For    For
1.10   Elect Director Barbara L. Whittaker    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Boot Barn Holdings, Inc.

 

Meeting Date:    09/07/2018    Country:    USA    Primary Security ID:    099406100
Record Date:    07/13/2018    Meeting Type:    Annual    Ticker:    BOOT

 

Shares Voted:   18,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Greg Bettinelli    Mgmt    For    For    For
1.2   Elect Director Brad J. Brutocao    Mgmt    For    For    For
1.3   Elect Director James G. Conroy    Mgmt    For    For    For
1.4   Elect Director Lisa G. Laube    Mgmt    For    For    For
1.5   Elect Director Anne MacDonald    Mgmt    For    For    For
1.6   Elect Director Brenda I. Morris    Mgmt    For    For    For
1.7   Elect Director Peter Starrett    Mgmt    For    For    For
1.8   Elect Director Brad Weston    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

RBC Bearings, Inc.

 

Meeting Date:    09/12/2018    Country:    USA    Primary Security ID:    75524B104
Record Date:    07/16/2018    Meeting Type:    Annual    Ticker:    ROLL

 

Shares Voted:   31,631          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard R. Crowell    Mgmt    For    For    For
1.2   Elect Director Steven H. Kaplan    Mgmt    For    For    For
1.3   Elect Director Alan B. Levine    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Integrated Device Technology, Inc.

 

Meeting Date:    09/17/2018    Country:    USA    Primary Security ID:    458118106
Record Date:    07/25/2018    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   109,690          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ken Kannappan    Mgmt    For    For    For
1.2   Elect Director Selena Loh LaCroix    Mgmt    For    For    For
1.3   Elect Director Umesh Padval    Mgmt    For    For    For
1.4   Elect Director Gordon Parnell    Mgmt    For    For    For
1.5   Elect Director Robert Rango    Mgmt    For    For    For
1.6   Elect Director Norman Taffe    Mgmt    For    For    For
1.7   Elect Director Gregory L. Waters    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Mimecast Ltd.

 

Meeting Date:    10/04/2018    Country:    United Kingdom    Primary Security ID:    G14838109
Record Date:    10/02/2018    Meeting Type:    Annual    Ticker:    MIME

 

Shares Voted:   199,892          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Peter Bauer    Mgmt    For    For    For
2   Elect Director Jeffrey Lieberman    Mgmt    For    For    For
3   Elect Director Hagi Schwartz    Mgmt    For    For    For
4   Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
7   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

AAR Corp.

 

Meeting Date:    10/10/2018    Country:    USA    Primary Security ID:    000361105
Record Date:    08/14/2018    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   15,423          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1.2   Elect Director Michael R. Boyce    Mgmt    For    For    For
1.3   Elect Director David P. Storch    Mgmt    For    For    For
1.4   Elect Director Jennifer L. Vogel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Mercury Systems, Inc.

 

Meeting Date:    10/24/2018    Country:    USA    Primary Security ID:    589378108
Record Date:    08/21/2018    Meeting Type:    Annual    Ticker:    MRCY

 

Shares Voted:   159,130          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director George K. Muellner    Mgmt    For    For    For
1.2   Elect Director Vincent Vitto    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

SailPoint Technologies Holdings, Inc.

 

Meeting Date:    11/06/2018    Country:    USA    Primary Security ID:    78781P105
Record Date:    09/10/2018    Meeting Type:    Annual    Ticker:    SAIL

 

Shares Voted:   63,043          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark McClain    Mgmt    For    Refer    Withhold
1.2   Elect Director Kenneth (Chip) J. Virnig, II    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

K2M Group Holdings, Inc.

 

Meeting Date:    11/07/2018    Country:    USA    Primary Security ID:    48273J107
Record Date:    10/04/2018    Meeting Type:    Special    Ticker:    KTWO

 

Shares Voted:   297,923          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Viavi Solutions, Inc.

 

Meeting Date:    11/14/2018    Country:    USA    Primary Security ID:    925550105
Record Date:    09/20/2018    Meeting Type:    Annual    Ticker:    VIAV

 

Shares Voted:   192,670          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard E. Belluzzo    Mgmt    For    For    For
1.2   Elect Director Keith Barnes    Mgmt    For    For    For
1.3   Elect Director Laura Black    Mgmt    For    For    For
1.4   Elect Director Tor Braham    Mgmt    For    For    For
1.5   Elect Director Timothy Campos    Mgmt    For    For    For
1.6   Elect Director Donald Colvin    Mgmt    For    For    For
1.7   Elect Director Masood A. Jabbar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Viavi Solutions, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Oleg Khaykin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Zscaler, Inc.

 

Meeting Date:    12/18/2018    Country:    USA    Primary Security ID:    98980G102
Record Date:    10/25/2018    Meeting Type:    Annual    Ticker:    ZS

 

Shares Voted:   20,742          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Karen Blasing    Mgmt    For    Refer    Withhold
1.2   Elect Director Charles Giancarlo    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Apptio, Inc.

 

Meeting Date:    01/08/2019    Country:    USA    Primary Security ID:    03835C108
Record Date:    12/06/2018    Meeting Type:    Special    Ticker:    APTI

 

Shares Voted:   84,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Integrated Device Technology, Inc.

 

Meeting Date:    01/15/2019    Country:    USA    Primary Security ID:    458118106
Record Date:    11/23/2018    Meeting Type:    Special    Ticker:    IDTI

 

Shares Voted:   24,340          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

SendGrid, Inc.

 

Meeting Date:    01/30/2019    Country:    USA    Primary Security ID:    816883102
Record Date:    12/13/2018    Meeting Type:    Special    Ticker:    SEND

 

Shares Voted:   41,130          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Woodward, Inc.

 

Meeting Date:    01/30/2019    Country:    USA    Primary Security ID:    980745103
Record Date:    12/03/2018    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   68,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Cohn    Mgmt    For    For    For
1.2   Elect Director Eileen P. Drake    Mgmt    For    For    For
1.3   Elect Director James R. Rulseh    Mgmt    For    For    For
1.4   Elect Director Gregg C. Sengstack    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

AMN Healthcare Services, Inc.

 

Meeting Date:    04/17/2019    Country:    USA    Primary Security ID:    001744101
Record Date:    02/20/2019    Meeting Type:    Annual    Ticker:    AMN

 

Shares Voted:   110,877          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mark G. Foletta    Mgmt    For    For    For
1b   Elect Director R. Jeffrey Harris    Mgmt    For    For    For
1c   Elect Director Michael M.E. Johns    Mgmt    For    For    For
1d   Elect Director Daphne E. Jones    Mgmt    For    For    For
1e   Elect Director Martha H. Marsh    Mgmt    For    For    For
1f   Elect Director Susan R. Salka    Mgmt    For    For    For
1g   Elect Director Andrew M. Stern    Mgmt    For    For    For
1h   Elect Director Douglas D. Wheat    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against

Carvana Co.

 

Meeting Date:    04/23/2019    Country:    USA    Primary Security ID:    146869102
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    CVNA

 

Shares Voted:   7,119          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. Danforth “Dan” Quayle    Mgmt    For    Refer    Withhold
1.2   Elect Director Gregory Sullivan    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Calavo Growers, Inc.

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    128246105
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    CVGW

 

Shares Voted:   7,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lecil E. Cole    Mgmt    For    Refer    For
1.2   Elect Director Steven Hollister    Mgmt    For    For    For
1.3   Elect Director James D. Helin    Mgmt    For    For    For
1.4   Elect Director Donald M. Sanders    Mgmt    For    Refer    For
1.5   Elect Director Marc L. Brown    Mgmt    For    Refer    For
1.6   Elect Director Michael A. DiGregorio    Mgmt    For    For    For
1.7   Elect Director Scott Van Der Kar    Mgmt    For    Refer    For
1.8   Elect Director J. Link Leavens    Mgmt    For    Refer    For
1.9   Elect Director Dorcas H. Thille    Mgmt    For    Refer    For
1.10   Elect Director John M. Hunt    Mgmt    For    For    For
1.11   Elect Director Egidio Carbone, Jr.    Mgmt    For    For    For
1.12   Elect Director Harold S. Edwards    Mgmt    For    Refer    For
1.13   Elect Director Kathleen M. Holmgren    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Crane Co.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    224399105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    CR

 

Shares Voted:   36,010          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin R. Benante    Mgmt    For    For    For
1.2   Elect Director Donald G. Cook    Mgmt    For    For    For
1.3   Elect Director Michael Dinkins    Mgmt    For    For    For
1.4   Elect Director R. S. Evans    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Crane Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Ronald C. Lindsay    Mgmt    For    For    For
1.6   Elect Director Ellen McClain    Mgmt    For    For    For
1.7   Elect Director Charles G. McClure, Jr.    Mgmt    For    For    For
1.8   Elect Director Max H. Mitchell    Mgmt    For    For    For
1.9   Elect Director Jennifer M. Pollino    Mgmt    For    For    For
1.10   Elect Director James L. L. Tullis    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:    04/29/2019    Country:    USA    Primary Security ID:    70432V102
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    PAYC

 

Shares Voted:   34,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jason D. Clark    Mgmt    For    Refer    Withhold
1.2   Elect Director Henry C. Duques    Mgmt    For    Refer    Withhold
1.3   Elect Director Chad Richison    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For

Pluralsight, Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    72941B106
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    PS

 

Shares Voted:   116,406          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary Crittenden    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Pluralsight, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Tim Maudlin    Mgmt    For    Refer    Withhold
1.3   Elect Director Brad Rencher    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Sprouts Farmers Markets, Inc.

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    85208M102
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    SFM

 

Shares Voted:   169,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kristen E. Blum    Mgmt    For    For    For
1.2   Elect Director Shon A. Boney    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Centennial Resource Development, Inc.

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    15136A102
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    CDEV

 

Shares Voted:   113,025          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark G. Papa    Mgmt    For    Refer    Withhold
1.2   Elect Director David M. Leuschen    Mgmt    For    Refer    Withhold
1.3   Elect Director Pierre F. Lapeyre, Jr.    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Centennial Resource Development, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Amend Charter to Eliminate Certain Provisions Relating to the Company’s Business Combination and its Capital Structure pPeceding the Business Combination    Mgmt    For    Refer    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Heritage Financial Corp. (Washington)

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    42722X106
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    HFWA

 

Shares Voted:   62,060          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian S. Charneski    Mgmt    For    For    For
1.2   Elect Director John A. Clees    Mgmt    For    For    For
1.3   Elect Director Kimberly T. Ellwanger    Mgmt    For    For    For
1.4   Elect Director Stephen A. Dennis    Mgmt    For    For    For
1.5   Elect Director Deborah J. Gavin    Mgmt    For    For    For
1.6   Elect Director Jeffrey S. Lyon    Mgmt    For    For    For
1.7   Elect Director Gragg E. Miller    Mgmt    For    For    For
1.8   Elect Director Anthony B. Pickering    Mgmt    For    For    For
1.9   Elect Director Brian L. Vance    Mgmt    For    For    For
1.10   Elect Director Ann Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Crowe LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Pool Corporation

 

Meeting Date:    05/01/2019    Country:    USA    Primary Security ID:    73278L105
Record Date:    03/14/2019    Meeting Type:    Annual    Ticker:    POOL

 

Shares Voted:   32,534          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew W. Code    Mgmt    For    For    For
1b   Elect Director Timothy M. Graven    Mgmt    For    For    For
1c   Elect Director Debra S. Oler    Mgmt    For    For    For
1d   Elect Director Manuel J. Perez de la Mesa    Mgmt    For    For    For
1e   Elect Director Harlan F. Seymour    Mgmt    For    For    For
1f   Elect Director Robert C. Sledd    Mgmt    For    For    For
1g   Elect Director John E. Stokely    Mgmt    For    For    For
1h   Elect Director David G. Whalen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

SailPoint Technologies Holdings, Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    78781P105
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    SAIL

 

Shares Voted:   63,043          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Heidi M. Melin    Mgmt    For    For    For
1.2   Elect Director James M. Pflaging    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

The Brink’s Co.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    109696104
Record Date:    03/01/2019    Meeting Type:    Annual    Ticker:    BCO

 

Shares Voted:   75,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul G. Boynton    Mgmt    For    For    For
1.2   Elect Director Ian D. Clough    Mgmt    For    For    For
1.3   Elect Director Susan E. Docherty    Mgmt    For    For    For
1.4   Elect Director Reginald D. Hedgebeth    Mgmt    For    For    For
1.5   Elect Director Dan R. Henry    Mgmt    For    For    For
1.6   Elect Director Michael J. Herling    Mgmt    For    For    For
1.7   Elect Director Douglas A. Pertz    Mgmt    For    For    For
1.8   Elect Director George I. Stoeckert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte and Touche LLP as Auditors    Mgmt    For    For    For

Varonis Systems, Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    922280102
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    VRNS

 

Shares Voted:   87,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kevin Comolli    Mgmt    For    For    For
1.2   Elect Director John J. Gavin, Jr.    Mgmt    For    For    For
1.3   Elect Director Fred Van Den Bosch    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Hilton Grand Vacations, Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    43283X105
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    HGV

 

Shares Voted:   132,940          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark D. Wang    Mgmt    For    For    For
1.2   Elect Director Leonard A. Potter    Mgmt    For    For    For
1.3   Elect Director Brenda J. Bacon    Mgmt    For    For    For
1.4   Elect Director David W. Johnson    Mgmt    For    For    For
1.5   Elect Director Mark H. Lazarus    Mgmt    For    For    For
1.6   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.7   Elect Director Paul W. Whetsell    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LPL Financial Holdings Inc.

 

Meeting Date:    05/08/2019    Country:    USA    Primary Security ID:    50212V100
Record Date:    03/11/2019    Meeting Type:    Annual    Ticker:    LPLA

 

Shares Voted:   76,130          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dan H. Arnold    Mgmt    For    For    For
1.2   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.3   Elect Director William F. Glavin, Jr.    Mgmt    For    For    For
1.4   Elect Director Allison H. Mnookin    Mgmt    For    For    For
1.5   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1.6   Elect Director James S. Putnam    Mgmt    For    For    For
1.7   Elect Director James S. Riepe    Mgmt    For    For    For
1.8   Elect Director Richard P. Schifter    Mgmt    For    For    For
1.9   Elect Director Corey E. Thomas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Air Transport Services Group, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    00922R105
Record Date:    03/14/2019    Meeting Type:    Annual    Ticker:    ATSG

 

Shares Voted:   195,920          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Baudouin    Mgmt    For    For    For
1b   Elect Director Robert K. Coretz    Mgmt    For    For    For
1c   Elect Director Joseph C. Hete    Mgmt    For    For    For
1d   Elect Director Raymond E. Johns, Jr.    Mgmt    For    For    For
1e   Elect Director Laura J. Peterson    Mgmt    For    For    For
1f   Elect Director Randy D. Rademacher    Mgmt    For    For    For
1g   Elect Director J. Christopher Teets    Mgmt    For    For    For
1h   Elect Director Jeffrey J. Vorholt    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Approve Issuance of Shares for Exercise of Warrants    Mgmt    For    Refer    For
6   Provide Right to Call Special Meeting    Mgmt    For    For    For
7   Adjourn Meeting    Mgmt    For    For    For
8   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Inogen, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    45780L104
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    INGN

 

Shares Voted:   47,421          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Loren McFarland    Mgmt    For    Refer    Withhold
1.2   Elect Director Benjamin Anderson-Ray    Mgmt    For    Refer    Withhold
1.3   Elect Director Scott Wilkinson    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Inogen, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kratos Defense & Security Solutions, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    50077B207
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    KTOS

 

Shares Voted:   45,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott Anderson    Mgmt    For    For    For
1.2   Elect Director Bandel Carano    Mgmt    For    For    For
1.3   Elect Director Eric DeMarco    Mgmt    For    For    For
1.4   Elect Director William Hoglund    Mgmt    For    For    For
1.5   Elect Director Scot Jarvis    Mgmt    For    For    For
1.6   Elect Director Jane Judd    Mgmt    For    For    For
1.7   Elect Director Samuel Liberatore    Mgmt    For    For    For
1.8   Elect Director Amy Zegart    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tactile Systems Technology, Inc.

 

Meeting Date:    05/09/2019    Country:    USA    Primary Security ID:    87357P100
Record Date:    03/13/2019    Meeting Type:    Annual    Ticker:    TCMD

 

Shares Voted:   81,005          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William W. Burke    Mgmt    For    For    For
1.2   Elect Director Raymond O. Huggenberger    Mgmt    For    For    For
1.3   Elect Director Gerald R. Mattys    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Tactile Systems Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Richard J. Nigon    Mgmt    For    For    For
1.5   Elect Director Cheryl Pegus    Mgmt    For    For    For
1.6   Elect Director Kevin H. Roche    Mgmt    For    For    For
1.7   Elect Director Peter H. Soderberg    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:    05/10/2019    Country:    USA    Primary Security ID:    477839104
Record Date:    03/14/2019    Meeting Type:    Annual    Ticker:    JBT

 

Shares Voted:   60,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan D. Feldman    Mgmt    For    For    For
1.2   Elect Director James E. Goodwin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

The Timken Co.

 

Meeting Date:    05/10/2019    Country:    USA    Primary Security ID:    887389104
Record Date:    02/20/2019    Meeting Type:    Annual    Ticker:    TKR

 

Shares Voted:   129,888          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2   Elect Director Elizabeth A. Harrell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

The Timken Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Richard G. Kyle    Mgmt    For    For    For
1.4   Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.5   Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.6   Elect Director James F. Palmer    Mgmt    For    For    For
1.7   Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.8   Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.9   Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.10   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.11   Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Omnicell, Inc.

 

Meeting Date:    05/14/2019    Country:    USA    Primary Security ID:    68213N109
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    OMCL

 

Shares Voted:   19,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James T. Judson    Mgmt    For    For    For
1.2   Elect Director Bruce E. Scott    Mgmt    For    For    For
1.3   Elect Director Bruce D. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Community Healthcare Trust Incorporated

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    20369C106
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    CHCT

 

Shares Voted:   76,756          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan Gardner    Mgmt    For    For    For
1.2   Elect Director Claire Gulmi    Mgmt    For    For    For
1.3   Elect Director Robert Hensley    Mgmt    For    For    For
1.4   Elect Director Lawrence Van Horn    Mgmt    For    For    For
1.5   Elect Director Timothy G. Wallace    Mgmt    For    For    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Envestnet, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    29404K106
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    ENV

 

Shares Voted:   72,580          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Judson Bergman    Mgmt    For    For    For
1.2   Elect Director Anil Arora    Mgmt    For    For    For
1.3   Elect Director Gayle Crowell    Mgmt    For    For    For
1.4   Elect Director Valerie Mosley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Dorman Products, Inc.

 

Meeting Date:    05/20/2019    Country:    USA    Primary Security ID:    258278100
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    DORM

 

Shares Voted:   30,226          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven L. Berman    Mgmt    For    For    For
1b   Elect Director Kevin M. Olsen    Mgmt    For    For    For
1c   Elect Director John J. Gavin    Mgmt    For    For    For
1d   Elect Director Paul R. Lederer    Mgmt    For    For    For
1e   Elect Director Richard T. Riley    Mgmt    For    For    For
1f   Elect Director Kelly A. Romano    Mgmt    For    For    For
1g   Elect Director G. Michael Stakias    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

HMS Holdings Corp.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    40425J101
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    HMSY

 

Shares Voted:   119,714          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William F. Miller, III    Mgmt    For    For    For
1b   Elect Director Ellen A. Rudnick    Mgmt    For    For    For
1c   Elect Director Richard H. Stowe    Mgmt    For    For    For
1d   Elect Director Cora M. Tellez    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

iRhythm Technologies, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    450056106
Record Date:    03/29/2019    Meeting Type:    Annual    Ticker:    IRTC

 

Shares Voted:   60,673          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce G. Bodaken    Mgmt    For    Refer    Withhold
1.2   Elect Director Ralph Snyderman    Mgmt    For    Refer    Withhold
1.3   Elect Director Abhijit Y. Talwalkar    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NovoCure Limited

 

Meeting Date:    05/22/2019    Country:    Jersey    Primary Security ID:    G6674U108
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    NVCR

 

Shares Voted:   84,740          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Jeryl L. Hilleman    Mgmt    For    For    For
1B   Elect Director Kinyip Gabriel Leung    Mgmt    For    For    For
2   Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PGT Innovations, Inc.

 

Meeting Date:    05/22/2019    Country:    USA    Primary Security ID:    69336V101
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    PGTI

 

Shares Voted:   90,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alexander R. Castaldi    Mgmt    For    For    For
1.2   Elect Director William J. Morgan    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

PGT Innovations, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    00771V108
Record Date:    03/26/2019    Meeting Type:    Annual    Ticker:    AERI

 

Shares Voted:   104,349          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gerald D. Cagle    Mgmt    For    For    For
1.2   Elect Director Richard Croarkin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Green Dot Corporation

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    39304D102
Record Date:    04/02/2019    Meeting Type:    Annual    Ticker:    GDOT

 

Shares Voted:   42,230          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth C. Aldrich    Mgmt    For    For    For
1.2   Elect Director J. Chris Brewster    Mgmt    For    For    For
1.3   Elect Director Glinda Bridgforth Hodges    Mgmt    For    For    For
1.4   Elect Director Rajeev V. Date    Mgmt    For    For    For
1.5   Elect Director Saturnino “Nino” Fanlo    Mgmt    For    For    For
1.6   Elect Director William I. Jacobs    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Green Dot Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director George T. Shaheen    Mgmt    For    For    For
1.8   Elect Director Steven W. Streit    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Merit Medical Systems, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    589889104
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    MMSI

 

Shares Voted:   92,175          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director F. Ann Millner    Mgmt    For    For    For
1.2   Elect Director Thomas J. Gunderson    Mgmt    For    For    For
1.3   Elect Director Jill D. Anderson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

MGP Ingredients, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    55303J106
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    MGPI

 

Shares Voted:   21,332          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director James L. Bareuther    Mgmt    For    For    For
1B   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1C   Elect Director Anthony P. Foglio    Mgmt    For    For    For
1D   Elect Director David J. Colo    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

MGP Ingredients, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Texas Roadhouse, Inc.

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    882681109
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    TXRH

 

Shares Voted:   67,340          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregory N. Moore    Mgmt    For    For    For
1.2   Elect Director W. Kent Taylor    Mgmt    For    For    For
1.3   Elect Director Curtis A. Warfield    Mgmt    For    For    For
1.4   Elect Director Kathleen M. Widmer    Mgmt    For    For    For
1.5   Elect Director James R. Zarley    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Seacoast Banking Corporation of Florida

 

Meeting Date:    05/24/2019    Country:    USA    Primary Security ID:    811707801
Record Date:    03/25/2019    Meeting Type:    Annual    Ticker:    SBCF

 

Shares Voted:   115,892          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis J. Arczynski    Mgmt    For    For    For
1.2   Elect Director Maryann Goebel    Mgmt    For    For    For
1.3   Elect Director Thomas E. Rossin    Mgmt    For    For    For
1.4   Elect Director Robert J. Lipstein    Mgmt    For    For    For
2   Ratify Crowe LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Seacoast Banking Corporation of Florida

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Coupa Software Incorporated

 

Meeting Date:    05/28/2019    Country:    USA    Primary Security ID:    22266L106
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    COUP

 

Shares Voted:   19,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert Bernshteyn    Mgmt    For    Refer    Withhold
1.2   Elect Director Leslie Campbell    Mgmt    For    Refer    Withhold
1.3   Elect Director Frank van Veenendaal    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/28/2019    Country:    USA    Primary Security ID:    338307101
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    FIVN

 

Shares Voted:   150,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jack Acosta    Mgmt    For    Refer    For
1.2   Elect Director Rowan Trollope    Mgmt    For    Refer    For
1.3   Elect Director David S. Welsh    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Healthcare Services Group, Inc.

 

Meeting Date:    05/28/2019    Country:    USA    Primary Security ID:    421906108
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    HCSG

 

Shares Voted:   95,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Theodore Wahl    Mgmt    For    For    For
1.2   Elect Director John M. Briggs    Mgmt    For    For    For
1.3   Elect Director Robert L. Frome    Mgmt    For    For    For
1.4   Elect Director Robert J. Moss    Mgmt    For    For    For
1.5   Elect Director Dino D. Ottaviano    Mgmt    For    For    For
1.6   Elect Director Michael E. McBryan    Mgmt    For    For    For
1.7   Elect Director Diane S. Casey    Mgmt    For    For    For
1.8   Elect Director John J. McFadden    Mgmt    For    For    For
1.9   Elect Director Jude Visconto    Mgmt    For    For    For
1.10   Elect Director Daniela Castagnino    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PetIQ, Inc.

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    71639T106
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    PETQ

 

Shares Voted:   183,060          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark First    Mgmt    For    Refer    Withhold
1.2   Elect Director Larry Bird    Mgmt    For    Refer    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Zendesk, Inc.

 

Meeting Date:    05/29/2019    Country:    USA    Primary Security ID:    98936J101
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    ZEN

 

Shares Voted:   68,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carl Bass    Mgmt    For    Refer    Against
1b   Elect Director Michael Frandsen    Mgmt    For    Refer    Against
1c   Elect Director Thomas Szkutak    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Installed Building Products, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    45780R101
Record Date:    04/04/2019    Meeting Type:    Annual    Ticker:    IBP

 

Shares Voted:   89,455          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey W. Edwards    Mgmt    For    For    For
1.2   Elect Director Lawrence A. Hilsheimer    Mgmt    For    For    For
1.3   Elect Director Janet E. Jackson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Insulet Corporation

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    45784P101
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    PODD

 

Shares Voted:   57,180          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jessica Hopfield    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Insulet Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director David Lemoine    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditor    Mgmt    For    For    For

Knight-Swift Transportation Holdings, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    499049104
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    KNX

 

Shares Voted:   119,560          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Garnreiter    Mgmt    For    For    For
1.2   Elect Director David Vander Ploeg    Mgmt    For    For    For
1.3   Elect Director Robert Synowicki    Mgmt    For    For    For
1.4   Elect Director David Jackson    Mgmt    For    For    For
1.5   Elect Director Kevin Knight    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    None    For    For

Teladoc Health, Inc.

 

Meeting Date:    05/30/2019    Country:    USA    Primary Security ID:    87918A105
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    TDOC

 

Shares Voted:   160,326          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Helen Darling    Mgmt    For    For    For
1.2   Elect Director William H. Frist    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Teladoc Health, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Michael Goldstein    Mgmt    For    For    For
1.4   Elect Director Jason Gorevic    Mgmt    For    For    For
1.5   Elect Director Brian McAndrews    Mgmt    For    For    For
1.6   Elect Director Thomas G. McKinley    Mgmt    For    For    For
1.7   Elect Director Arneek Multani    Mgmt    For    For    For
1.8   Elect Director Kenneth H. Paulus    Mgmt    For    For    For
1.9   Elect Director David Shedlarz    Mgmt    For    For    For
1.10   Elect Director David B. Snow, Jr.    Mgmt    For    For    For
1.11   Elect Director Mark Douglas Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Globant SA

 

Meeting Date:    05/31/2019    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    05/17/2019    Meeting Type:    Annual/Special    Ticker:    GLOB

 

Shares Voted:   53,640          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive Board’s and Auditor’s Reports    Mgmt         
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Grant of Equity Awards to Mario Vazquez and Linda Rottenberg    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve Share Based Compensation Payable to Mario Eduardo Vazquez, Linda Rottenberg, and Richard Haythornthwaite    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Globant SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For    For
10   Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For    For
11   Reelect Mario Vazquez as Director    Mgmt    For    For    For
12   Reelect Francisco Alvarez-Demalde as Director    Mgmt    For    For    For
13   Reelect Marcos Galperin as Director    Mgmt    For    For    For
14   Elect Richard Haythornthwaite as Director    Mgmt    For    For    For
15   Authorize Share Repurchase Program    Mgmt    For    For    For
  Special Meeting Agenda    Mgmt         
1   Amend Article 8 Re: Ownership of Common Shares    Mgmt    For    Refer    For

Watsco, Inc.

 

Meeting Date:    06/03/2019    Country:    USA    Primary Security ID:    942622200
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    WSO

 

Shares Voted:   14,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian E. Keeley    Mgmt    For    For    For
1.2   Elect Director Steven “Slava” Rubin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

At Home Group, Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    04650Y100
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    HOME

 

Shares Voted:   91,580          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve K. Barbarick    Mgmt    For    For    For
1.2   Elect Director Paula L. Bennett    Mgmt    For    For    For
1.3   Elect Director Martin C. Eltrich, III    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Etsy, Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    29786A106
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    ETSY

 

Shares Voted:   110,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jonathan D. Klein    Mgmt    For    Refer    Withhold
1b   Elect Director Margaret M. Smyth    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Intersect ENT, Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    46071F103
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    XENT

 

Shares Voted:   38,220          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1.2   Elect Director Lisa D. Earnhardt    Mgmt    For    For    For
1.3   Elect Director Teresa L. Kline    Mgmt    For    For    For
1.4   Elect Director Cynthia L. Lucchese    Mgmt    For    For    For
1.5   Elect Director Dana G. Mead, Jr.    Mgmt    For    For    For
1.6   Elect Director Frederic H. Moll    Mgmt    For    For    For
1.7   Elect Director W. Anthony Vernon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Urban Outfitters, Inc.

 

Meeting Date:    06/04/2019    Country:    USA    Primary Security ID:    917047102
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    URBN

 

Shares Voted:   57,310          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward N. Antoian    Mgmt    For    For    For
1.2   Elect Director Sukhinder Singh Cassidy    Mgmt    For    For    For
1.3   Elect Director Harry S. Cherken, Jr.    Mgmt    For    Refer    For
1.4   Elect Director Scott Galloway    Mgmt    For    For    For
1.5   Elect Director Robert L. Hanson - Withdrawn    Mgmt         
1.6   Elect Director Margaret A. Hayne    Mgmt    For    For    For
1.7   Elect Director Richard A. Hayne    Mgmt    For    For    For
1.8   Elect Director Elizabeth Ann Lambert    Mgmt    For    For    For
1.9   Elect Director Joel S. Lawson, III    Mgmt    For    For    For
1.10   Elect Director Wesley McDonald    Mgmt    For    For    For
1.11   Elect Director Todd R. Morgenfeld    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Increasing Supply Chain Transparency    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Chegg, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    163092109
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    CHGG

 

Shares Voted:   21,580          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director John York    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Clean Harbors, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    184496107
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    CLH

 

Shares Voted:   85,110               

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrea Robertson    Mgmt    For    For    For
1.2   Elect Director Lauren C. States    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For

HubSpot, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    443573100
Record Date:    04/09/2019    Meeting Type:    Annual    Ticker:    HUBS

 

Shares Voted:   31,240          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lorrie Norrington    Mgmt    For    Refer    Against
1b   Elect Director Avanish Sahai    Mgmt    For    Refer    Against
1c   Elect Director Dharmesh Shah    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

HubSpot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nexstar Media Group, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    65336K103
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    NXST

 

Shares Voted:   73,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis J. FitzSimons    Mgmt    For    For    For
1.2   Elect Director C. Thomas McMillen    Mgmt    For    For    For
1.3   Elect Director Lisbeth McNabb    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For

Penumbra, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    70975L107
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    PEN

 

Shares Voted:   22,414          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Don Kassing    Mgmt    For    Refer    Withhold
1.2   Elect Director Thomas Wilder    Mgmt    For    Refer    Withhold
1.3   Elect Director Janet Leeds    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

RealPage, Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    75606N109
Record Date:    04/10/2019    Meeting Type:    Annual    Ticker:    RP

 

Shares Voted:   58,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen T. Winn    Mgmt    For    For    For
1.2   Elect Director Jason A. Wright    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Matador Resources Company

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    576485205
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    MTDR

 

Shares Voted:   166,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Gaines Baty    Mgmt    For    For    For
1.2   Elect Director Craig T. Burkert    Mgmt    For    For    For
1.3   Elect Director Matthew P. Clifton    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

OptiNose, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    68404V100
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    OPTN

 

Shares Voted:   11,563          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wilhelmus Groenhuysen    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

OptiNose, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Sandra L. Helton    Mgmt    For    Refer    Withhold
1.3   Elect Director Joseph C. Scodari    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Proofpoint, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    743424103
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    PFPT

 

Shares Voted:   73,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Scott Herren    Mgmt    For    For    For
1b   Elect Director Michael Johnson    Mgmt    For    For    For
1c   Elect Director Richard Wallace    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Yelp, Inc.

 

Meeting Date:    06/06/2019    Country:    USA    Primary Security ID:    985817105
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    YELP

 

Shares Voted:   38,830          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Fred D. Anderson, Jr.    Mgmt    For    For    For
1b   Elect Director Sharon Rothstein    Mgmt    For    For    For
1c   Elect Director Brian Sharples    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Magnolia Oil & Gas Corporation

 

Meeting Date:    06/07/2019    Country:    USA    Primary Security ID:    559663109
Record Date:    04/08/2019    Meeting Type:    Annual    Ticker:    MGY

 

Shares Voted:   196,516          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1b   Elect Director Arcilia C. Acosta    Mgmt    For    For    For
1c   Elect Director Angela M. Busch    Mgmt    For    For    For
1d   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1e   Elect Director James R. Larson    Mgmt    For    For    For
1f   Elect Director Michael G. MacDougall    Mgmt    For    For    For
1g   Elect Director Dan F. Smith    Mgmt    For    For    For
1h   Elect Director John B. Walker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Cornerstone OnDemand, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    21925Y103
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    CSOD

 

Shares Voted:   26,180          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dean Carter    Mgmt    For    For    For
1.2   Elect Director Elisa A. Steele    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

EVO Payments, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    26927E104
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    EVOP

 

Shares Voted:   154,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John S. Garabedian    Mgmt    For    Refer    Withhold
1.2   Elect Director David W. Leeds    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Evolent Health, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    30050B101
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    EVH

 

Shares Voted:   226,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Seth Blackley    Mgmt    For    Refer    Against
1b   Elect Director David Farner    Mgmt    For    Refer    Against
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Q2 Holdings, Inc.

 

Meeting Date:    06/11/2019    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/24/2019    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   89,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Maples, Sr.    Mgmt    For    For    For
1.2   Elect Director James R. Offerdahl    Mgmt    For    For    For
1.3   Elect Director R. H. Seale, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

SeaWorld Entertainment, Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    81282V100
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    SEAS

 

Shares Voted:   182,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gustavo “Gus” Antorcha    Mgmt    For    For    For
1b   Elect Director Ronald Bension    Mgmt    For    For    For
1c   Elect Director William Gray    Mgmt    For    For    For
1d   Elect Director Yoshikazu Maruyama    Mgmt    For    For    For
1e   Elect Director Thomas E. Moloney    Mgmt    For    For    For
1f   Elect Director Scott I. Ross    Mgmt    For    For    For
1g   Elect Director Yongli Wang *Withdrawn Resolution*    Mgmt         
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Wingstop Inc.

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    974155103
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    WING

 

Shares Voted:   76,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Krishnan (Kandy) Anand    Mgmt    For    For    For
1.2   Elect Director David L. Goebel    Mgmt    For    Refer    Withhold
1.3   Elect Director Michael J. Hislop    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Grand Canyon Education, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    38526M106
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    LOPE

 

Shares Voted:   73,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian E. Mueller    Mgmt    For    For    For
1.2   Elect Director Sara R. Dial    Mgmt    For    For    For
1.3   Elect Director Jack A. Henry    Mgmt    For    For    For
1.4   Elect Director Kevin F. Warren    Mgmt    For    For    For
1.5   Elect Director David J. Johnson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

LHC Group, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    50187A107
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    LHCG

 

Shares Voted:   48,910          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Monica F. Azare    Mgmt    For    For    For
1.2   Elect Director Teri G. Fontenot    Mgmt    For    For    For
1.3   Elect Director John L. Indest    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    609839105
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    MPWR

 

Shares Voted:   43,870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael R. Hsing    Mgmt    For    For    For
1.2   Elect Director Herbert Chang    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Willdan Group, Inc.

 

Meeting Date:    06/13/2019    Country:    USA    Primary Security ID:    96924N100
Record Date:    04/16/2019    Meeting Type:    Annual    Ticker:    WLDN

 

Shares Voted:   22,740          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas D. Brisbin    Mgmt    For    For    For
1.2   Elect Director Steven A. Cohen    Mgmt    For    For    For
1.3   Elect Director Robert Conway    Mgmt    For    For    For
1.4   Elect Director Debra Coy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Willdan Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Raymond W. Holdsworth    Mgmt    For    For    For
1.6   Elect Director Douglas J. McEachern    Mgmt    For    For    For
1.7   Elect Director Dennis V. McGinn    Mgmt    For    For    For
1.8   Elect Director Keith W. Renken    Mgmt    For    For    For
1.9   Elect Director Mohammad Shahidehpour    Mgmt    For    For    For
2   Ratify Crowe LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

ProPetro Holding Corp.

 

Meeting Date:    06/14/2019    Country:    USA    Primary Security ID:    74347M108
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    PUMP

 

Shares Voted:   33,391          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dale Redman    Mgmt    For    For    For
1.2   Elect Director Spencer D. Armour, III    Mgmt    For    For    For
1.3   Elect Director Steven Beal    Mgmt    For    For    For
1.4   Elect Director Mark S. Berg    Mgmt    For    For    For
1.5   Elect Director Anthony Best    Mgmt    For    For    For
1.6   Elect Director Pryor Blackwell    Mgmt    For    For    For
1.7   Elect Director Alan E. Douglas    Mgmt    For    For    For
1.8   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.9   Elect Director Jack B. Moore    Mgmt    For    For    For
2   Amend Certificate of Incorporation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

ProPetro Holding Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Tabula Rasa Healthcare, Inc.

 

Meeting Date:    06/14/2019    Country:    USA    Primary Security ID:    873379101
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    TRHC

 

Shares Voted:   36,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Calvin Knowlton    Mgmt    For    Refer    Withhold
1.2   Elect Director Orsula Knowlton    Mgmt    For    Refer    Withhold
1.3   Elect Director A. Gordon Tunstall    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

CareDx, Inc.

 

Meeting Date:    06/17/2019    Country:    USA    Primary Security ID:    14167L103
Record Date:    04/18/2019    Meeting Type:    Annual    Ticker:    CDNA

 

Shares Voted:   192,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Fred E. Cohen    Mgmt    For    Refer    Withhold
1.2   Elect Director William A. Hagstrom    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Evercore Inc.

 

Meeting Date:    06/18/2019    Country:    USA    Primary Security ID:    29977A105
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    EVR

 

Shares Voted:   47,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roger C. Altman    Mgmt    For    For    For
1.2   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3   Elect Director Ellen V. Futter    Mgmt    For    For    For
1.4   Elect Director Gail B. Harris    Mgmt    For    For    For
1.5   Elect Director Robert B. Millard    Mgmt    For    For    For
1.6   Elect Director Willard J. Overlock, Jr.    Mgmt    For    For    For
1.7   Elect Director Simon M. Robertson    Mgmt    For    For    For
1.8   Elect Director Ralph L. Schlosstein    Mgmt    For    For    For
1.9   Elect Director John S. Weinberg    Mgmt    For    For    For
1.10   Elect Director William J. Wheeler    Mgmt    For    For    For
1.11   Elect Director Sarah K. Williamson    Mgmt    For    For    For
1.12   Elect Director Kendrick R. Wilson, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Five Below, Inc.

 

Meeting Date:    06/18/2019    Country:    USA    Primary Security ID:    33829M101
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    FIVE

 

Shares Voted:   31,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Catherine E. Buggeln    Mgmt    For    For    For
1b   Elect Director Michael F. Devine, III    Mgmt    For    For    For
1c   Elect Director Ronald L. Sargent    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Eldorado Resorts, Inc.

 

Meeting Date:    06/19/2019    Country:    USA    Primary Security ID:    28470R102
Record Date:    04/22/2019    Meeting Type:    Proxy Contest    Ticker:    ERI

 

Shares Voted:   93,459          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director Gary L. Carano    Mgmt    For    Refer    For
1.2   Elect Director Bonnie Biumi    Mgmt    For    Refer    For
1.3   Elect Director Frank J. Fahrenkopf    Mgmt    For    Refer    For
1.4   Elect Director James B. Hawkins    Mgmt    For    Refer    For
1.5   Elect Director Gregory J. Kozicz    Mgmt    For    Refer    For
1.6   Elect Director Michael E. Pegram    Mgmt    For    Refer    For
1.7   Elect Director Thomas R. Reeg    Mgmt    For    Refer    For
1.8   Elect Director David P. Tomick    Mgmt    For    Refer    For
1.9   Elect Director Roger P. Wagner    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Opt Out of Nevada Acquisition of Controlling Interest Statute    SH    Against    Refer    Against
6   Opt Out of Nevada Combinations with Interest Stockholders Statute    SH    Against    Refer    Against
7   Adopt Simple Majority Vote    SH    Against    Refer    For
8   Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote    SH    Against    Refer    For
9   Require a Majority Vote for the Election of Directors    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Eldorado Resorts, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Dissident Proxy (Blue Proxy Card)    Mgmt         
1A   Management Nominee Gary L. Carano    SH    None    Refer    Do Not Vote
1B   Management Nominee Bonnie Biumi    SH    None    Refer    Do Not Vote
1C   Management Nominee Frank J. Fahrenkopf    SH    None    Refer    Do Not Vote
1D   Management Nominee James B. Hawkins    SH    None    Refer    Do Not Vote
1E   Management Nominee Gregory J. Kozicz    SH    None    Refer    Do Not Vote
1F   Management Nominee Michael E. Pegram    SH    None    Refer    Do Not Vote
1G   Management Nominee Thomas R. Reeg    SH    None    Refer    Do Not Vote
1H   Management Nominee David P. Tomick    SH    None    Refer    Do Not Vote
1I   Management Nominee Roger P. Wagner    SH    None    Refer    Do Not Vote
2   Ratify Ernst & Young LLP as Auditor    Mgmt    None    Refer    Do Not Vote
3   Amend Omnibus Stock Plan    Mgmt    None    Refer    Do Not Vote
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    None    Refer    Do Not Vote
5   Opt Out of Nevada Acquisition of Controlling Interest Statute    SH    For    Refer    Do Not Vote
6   Opt Out of Nevada Combinations with Interest Stockholders Statute    SH    For    Refer    Do Not Vote
7   Adopt Simple Majority Vote    SH    For    Refer    Do Not Vote
8   Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote    SH    For    Refer    Do Not Vote
9   Require a Majority Vote for the Election of Directors    SH    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Nomad Foods Limited

 

Meeting Date:    06/19/2019    Country:    Virgin Isl (UK)    Primary Security ID:    G6564A105
Record Date:    05/03/2019    Meeting Type:    Annual    Ticker:    NOMD

 

Shares Voted:   101,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin Ellis Franklin    Mgmt    For    For    For
1.2   Elect Director Noam Gottesman    Mgmt    For    For    For
1.3   Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1.4   Elect Director Stefan Descheemaeker    Mgmt    For    For    For
1.5   Elect Director Mohamed Elsarky    Mgmt    For    For    For
1.6   Elect Director Jeremy Isaacs    Mgmt    For    For    For
1.7   Elect Director James E. Lillie    Mgmt    For    For    For
1.8   Elect Director Stuart M. MacFarlane    Mgmt    For    For    For
1.9   Elect Director Lord Myners of Truro    Mgmt    For    For    For
1.10   Elect Director Victoria Parry    Mgmt    For    For    For
1.11   Elect Director Simon White    Mgmt    For    For    For
1.12   Elect Director Samy Zekhout    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

STAAR Surgical Company

 

Meeting Date:    06/20/2019    Country:    USA    Primary Security ID:    852312305
Record Date:    04/23/2019    Meeting Type:    Annual    Ticker:    STAA

 

Shares Voted:   56,780          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen C. Farrell    Mgmt    For    For    For
1.2   Elect Director Caren Mason    Mgmt    For    For    For
1.3   Elect Director John C. Moore    Mgmt    For    For    For
1.4   Elect Director Louis E. Silverman    Mgmt    For    For    For
1.5   Elect Director William P. Wall    Mgmt    For    For    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3   Approve Remuneration of Non-Employee Directors    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:    06/25/2019    Country:    USA    Primary Security ID:    681116109
Record Date:    05/02/2019    Meeting Type:    Annual    Ticker:    OLLI

 

Shares Voted:   36,930          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Stanley Fleishman    Mgmt    For    For    For
1B   Elect Director Stephen White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Declassify the Board of Directors    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5   Amend Charter    Mgmt    For    For    For
6   Ratify KPMG LLP as Auditor    Mgmt    For    For    For

HealthEquity, Inc.

 

Meeting Date:    06/27/2019    Country:    USA    Primary Security ID:    42226A107
Record Date:    04/30/2019    Meeting Type:    Annual    Ticker:    HQY

 

Shares Voted:   61,260          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert W. Selander    Mgmt    For    For    For
1.2   Elect Director Jon Kessler    Mgmt    For    For    For
1.3   Elect Director Stephen D. Neeleman    Mgmt    For    For    For
1.4   Elect Director Frank A. Corvino    Mgmt    For    For    For
1.5   Elect Director Adrian T. Dillon    Mgmt    For    For    For
1.6   Elect Director Evelyn Dilsaver    Mgmt    For    For    For
1.7   Elect Director Debra McCowan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

HealthEquity, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Frank T. Medici    Mgmt    For    For    For
1.9   Elect Director Ian Sacks    Mgmt    For    For    For
1.10   Elect Director Gayle Wellborn    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

InterXion Holding NV

 

Meeting Date:    06/28/2019    Country:    Netherlands    Primary Security ID:    N47279109
Record Date:    05/31/2019    Meeting Type:    Annual    Ticker:    INXN

 

Shares Voted:

  104,010          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board of Directors    Mgmt    For    For    For
3   Reelect Jean Mandeville as Director    Mgmt    For    For    For
4   Reelect David Ruberg as Director    Mgmt    For    For    For
5   Approve Increase in the Annual Cash Compensation of the Chairman    Mgmt    For    Refer    For
6   Approve Award of Restricted Shares to Non-Executive Director    Mgmt    For    Refer    For
7   Approve Award of Performance Shares to Executive Director    Mgmt    For    For    For
8   Grant Board Authority to Issue Shares for the Company’s Employee Incentive Schemes    Mgmt    For    For    For
9   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8    Mgmt    For    For    For
10   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital for General Corporate Purposes    Mgmt    For    For    For
11   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 10    Mgmt    For    For    For
12   Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For
13   Other Business    Mgmt    For    Against    Against


IVY VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

Jazz Pharmaceuticals plc

 

Meeting Date:    08/02/2018    Country:    Ireland    Primary Security ID:    G50871105
Record Date:    06/06/2018    Meeting Type:    Annual    Ticker:    JAZZ

 

Shares Voted:   72,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Peter Gray    Mgmt    For    For    For
1b   Elect Director Kenneth W. O’Keefe    Mgmt    For    For    For
1c   Elect Director Elmar Schnee    Mgmt    For    For    For
1d   Elect Director Catherine A. Sohn    Mgmt    For    For    For
2   Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Marathon Petroleum Corp.

 

Meeting Date:    09/24/2018    Country:    USA    Primary Security ID:    56585A102
Record Date:    08/01/2018    Meeting Type:    Special    Ticker:    MPC

 

Shares Voted:   200,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Increase in Size of Board    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Energy Transfer Partners LP

 

Meeting Date:    10/18/2018    Country:    USA    Primary Security ID:    29278N400
Record Date:    09/10/2018    Meeting Type:    Special    Ticker:    ETP

 

Shares Voted:   818,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Lam Research Corp.

 

Meeting Date:    11/06/2018    Country:    USA    Primary Security ID:    512807108
Record Date:    09/07/2018    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   76,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.8   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1.9   Elect Director Lih Shyng (Rick L.) Tsai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Microsoft Corp.

 

Meeting Date:    11/28/2018    Country:    USA    Primary Security ID:    594918104
Record Date:    09/26/2018    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   106,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019    Country:    USA    Primary Security ID:    747525103
Record Date:    01/14/2019    Meeting Type:    Annual    Ticker:    QCOM

 

Shares Voted:   151,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Mark Fields    Mgmt    For    For    For
1c   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1d   Elect Director Ann M. Livermore    Mgmt    For    For    For
1e   Elect Director Harish Manwani    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

QUALCOMM, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1g   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1h   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1i   Elect Director Francisco Ros    Mgmt    For    For    For
1j   Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1k   Elect Director Neil Smit    Mgmt    For    For    For
1l   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Broadcom Inc.

 

Meeting Date:    04/01/2019    Country:    USA    Primary Security ID:    11135F101
Record Date:    02/11/2019    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   69,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director Henry Samueli    Mgmt    For    For    For
1c   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1d   Elect Director Diane M. Bryant    Mgmt    For    For    For
1e   Elect Director Gayla J. Delly    Mgmt    For    For    For
1f   Elect Director Check Kian Low    Mgmt    For    For    For
1g   Elect Director Peter J. Marks    Mgmt    For    For    For
1h   Elect Director Harry L. You    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Citigroup Inc.

 

Meeting Date:    04/16/2019    Country:    USA    Primary Security ID:    172967424
Record Date:    02/19/2019    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   368,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d   Elect Director John C. Dugan    Mgmt    For    For    For
1e   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1f   Elect Director Peter B. Henry    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1h   Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1i   Elect Director Renee J. James    Mgmt    For    For    For
1j   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Diana L. Taylor    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For
1o   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

AGNC Investment Corp.

 

Meeting Date:    04/18/2019    Country:    USA    Primary Security ID:    00123Q104
Record Date:    02/22/2019    Meeting Type:    Annual    Ticker:    AGNC

 

Shares Voted:   840,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary D. Kain    Mgmt    For    For    For
1.2   Elect Director Donna J. Blank    Mgmt    For    For    For
1.3   Elect Director Morris A. Davis    Mgmt    For    For    For
1.4   Elect Director Larry K. Harvey *Withdrawn Resolution*    Mgmt         
1.5   Elect Director Prue B. Larocca    Mgmt    For    For    For
1.6   Elect Director Paul E. Mullings    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/18/2019    Country:    USA    Primary Security ID:    444859102
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   25,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Frank J. Bisignano    Mgmt    For    For    For
1c   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1d   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1e   Elect Director Karen B. DeSalvo    Mgmt    For    For    For
1f   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1g   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1h   Elect Director William J. McDonald    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Eaton Corporation plc

 

Meeting Date:    04/24/2019    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   173,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For
1f   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1g   Elect Director Olivier Leonetti    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Marathon Petroleum Corporation

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   213,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Evan Bayh    Mgmt    For    For    For
1b   Elect Director Charles E. Bunch    Mgmt    For    For    For
1c   Elect Director Edward G. Galante    Mgmt    For    For    For
1d   Elect Director Kim K.W. Rucker    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Spirit AeroSystems Holdings, Inc.

 

Meeting Date:    04/24/2019    Country:    USA    Primary Security ID:    848574109
Record Date:    02/25/2019    Meeting Type:    Annual    Ticker:    SPR

 

Shares Voted:   142,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a   Elect Director Charles L. Chadwell    Mgmt    For    For    For
1b   Elect Director Irene M. Esteves    Mgmt    For    For    For
1c   Elect Director Paul E. Fulchino    Mgmt    For    For    For
1d   Elect Director Thomas C. Gentile, III    Mgmt    For    For    For
1e   Elect Director Richard A. Gephardt    Mgmt    For    For    For
1f   Elect Director Robert D. Johnson    Mgmt    For    For    For
1g   Elect Director Ronald T. Kadish    Mgmt    For    For    For
1h   Elect Director John L. Plueger    Mgmt    For    For    For
1i   Elect Director Laura H. Wright    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Citizens Financial Group, Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    174610105
Record Date:    02/28/2019    Meeting Type:    Annual    Ticker:    CFG

 

Shares Voted:   347,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce Van Saun    Mgmt    For    For    For
1.2   Elect Director Mark Casady    Mgmt    For    For    For
1.3   Elect Director Christine M. Cumming    Mgmt    For    For    For
1.4   Elect Director William P. Hankowsky    Mgmt    For    For    For
1.5   Elect Director Howard W. Hanna, III    Mgmt    For    For    For
1.6   Elect Director Leo I. “Lee” Higdon    Mgmt    For    For    For
1.7   Elect Director Edward J. “Ned” Kelly, III    Mgmt    For    For    For
1.8   Elect Director Charles J. “Bud” Koch    Mgmt    For    For    For
1.9   Elect Director Terrance J. Lillis    Mgmt    For    For    For
1.10   Elect Director Shivan Subramaniam    Mgmt    For    For    For
1.11   Elect Director Wendy A. Watson    Mgmt    For    For    For
1.12   Elect Director Marita Zuraitis    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Pfizer Inc.

 

Meeting Date:    04/25/2019    Country:    USA    Primary Security ID:    717081103
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   477,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.2   Elect Director Albert Bourla    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Dan R. Littman    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

HCA Healthcare, Inc.

 

Meeting Date:    04/26/2019    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2019    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   100,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1b   Elect Director Samuel N. Hazen    Mgmt    For    For    For
1c   Elect Director Meg G. Crofton    Mgmt    For    For    For
1d   Elect Director Robert J. Dennis    Mgmt    For    For    For
1e   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1f   Elect Director William R. Frist    Mgmt    For    For    For
1g   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1h   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1i   Elect Director Michael W. Michelson    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For

Exelon Corporation

 

Meeting Date:    04/30/2019    Country:    USA    Primary Security ID:    30161N101
Record Date:    03/04/2019    Meeting Type:    Annual    Ticker:    EXC

 

Shares Voted:   283,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1b   Elect Director Ann C. Berzin    Mgmt    For    For    For
1c   Elect Director Laurie Brlas    Mgmt    For    For    For
1d   Elect Director Christopher M. Crane    Mgmt    For    For    For
1e   Elect Director Yves C. de Balmann    Mgmt    For    For    For
1f   Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1g   Elect Director Linda P. Jojo    Mgmt    For    For    For
1h   Elect Director Paul L. Joskow    Mgmt    For    For    For
1i   Elect Director Robert J. Lawless    Mgmt    For    For    For
1j   Elect Director Richard W. Mies    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Exelon Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1l   Elect Director Stephen D. Steinour    Mgmt    For    For    For
1m   Elect Director John F. Young    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Costs and Benefits of Environment-related Activities    SH    Against    Refer    Against

Capital One Financial Corporation

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    14040H105
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    COF

 

Shares Voted:   181,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Richard D. Fairbank    Mgmt    For    For    For
1B   Elect Director Aparna Chennapragada    Mgmt    For    For    For
1C   Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1D   Elect Director Peter Thomas Killalea    Mgmt    For    For    For
1E   Elect Director Cornelis Petrus Adrianus Joseph “Eli” Leenaars    Mgmt    For    For    For
1F   Elect Director Pierre E. Leroy    Mgmt    For    For    For
1G   Elect Director Francois Locoh-Donou    Mgmt    For    For    For
1H   Elect Director Peter E. Raskind    Mgmt    For    For    For
1I   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1J   Elect Director Bradford H. Warner    Mgmt    For    For    For
1K   Elect Director Catherine G. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Welltower Inc.

 

Meeting Date:    05/02/2019    Country:    USA    Primary Security ID:    95040Q104
Record Date:    03/05/2019    Meeting Type:    Annual    Ticker:    WELL

 

Shares Voted:   188,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1b   Elect Director Thomas J. DeRosa    Mgmt    For    For    For
1c   Elect Director Karen B. DeSalvo    Mgmt    For    For    For
1d   Elect Director Jeffrey H. Donahue    Mgmt    For    For    For
1e   Elect Director Timothy J. Naughton    Mgmt    For    For    For
1f   Elect Director Sharon M. Oster    Mgmt    For    For    For
1g   Elect Director Sergio D. Rivera    Mgmt    For    For    For
1h   Elect Director Johnese M. Spisso    Mgmt    For    For    For
1i   Elect Director Kathryn M. Sullivan    Mgmt    For    For    For
1j   Elect Director R. Scott Trumbull    Mgmt    For    For    For
1k   Elect Director Gary Whitelaw    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Evergy, Inc.

 

Meeting Date:    05/07/2019    Country:    USA    Primary Security ID:    30034W106
Record Date:    02/26/2019    Meeting Type:    Annual    Ticker:    EVRG

 

Shares Voted:   158,982          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Terry Bassham    Mgmt    For    For    For
1.2   Elect Director Mollie Hale Carter    Mgmt    For    For    For
1.3   Elect Director Charles Q. Chandler, IV    Mgmt    For    For    For
1.4   Elect Director Gary D. Forsee    Mgmt    For    For    For
1.5   Elect Director Scott D. Grimes    Mgmt    For    For    For
1.6   Elect Director Richard L. Hawley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Evergy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Thomas D. Hyde    Mgmt    For    For    For
1.8   Elect Director B. Anthony Isaac    Mgmt    For    For    For
1.9   Elect Director Sandra A.J. Lawrence    Mgmt    For    For    For
1.10   Elect Director Ann D. Murtlow    Mgmt    For    For    For
1.11   Elect Director Sandra J. Price    Mgmt    For    For    For
1.12   Elect Director Mark A. Ruelle    Mgmt    For    For    For
1.13   Elect Director John J. Sherman    Mgmt    For    For    For
1.14   Elect Director S. Carl Soderstrom, Jr.    Mgmt    For    For    For
1.15   Elect Director John Arthur Stall    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Magna International, Inc.

 

Meeting Date:    05/09/2019    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   231,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Mary S. Chan    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Robert F. MacLellan    Mgmt    For    Withhold    For
1.6   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.7   Elect Director William A. Ruh    Mgmt    For    For    For
1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lisa S. Westlake    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Magna International, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
4   Expand Annual Disclosure to Shareholders    SH    Against    Refer    Against

Southwest Airlines Co.

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    844741108
Record Date:    03/19/2019    Meeting Type:    Annual    Ticker:    LUV

 

Shares Voted:   238,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David W. Biegler    Mgmt    For    For    For
1b   Elect Director J. Veronica Biggins    Mgmt    For    For    For
1c   Elect Director Douglas H. Brooks    Mgmt    For    For    For
1d   Elect Director William H. Cunningham    Mgmt    For    For    For
1e   Elect Director John G. Denison    Mgmt    For    For    For
1f   Elect Director Thomas W. Gilligan    Mgmt    For    For    For
1g   Elect Director Gary C. Kelly    Mgmt    For    For    For
1h   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1i   Elect Director Nancy B. Loeffler    Mgmt    For    For    For
1j   Elect Director John T. Montford    Mgmt    For    For    For
1k   Elect Director Ron Ricks    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

State Street Corporation

 

Meeting Date:    05/15/2019    Country:    USA    Primary Security ID:    857477103
Record Date:    03/08/2019    Meeting Type:    Annual    Ticker:    STT

 

Shares Voted:   198,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kennett F. Burnes    Mgmt    For    For    For
1b   Elect Director Patrick de Saint-Aignan    Mgmt    For    For    For
1c   Elect Director Lynn A. Dugle    Mgmt    For    For    For
1d   Elect Director Amelia C. Fawcett    Mgmt    For    For    For
1e   Elect Director William C. Freda    Mgmt    For    For    For
1f   Elect Director Joseph L. Hooley    Mgmt    For    For    For
1g   Elect Director Sara Mathew    Mgmt    For    For    For
1h   Elect Director William L. Meaney    Mgmt    For    For    For
1i   Elect Director Ronald P. O’Hanley    Mgmt    For    For    For
1j   Elect Director Sean O’Sullivan    Mgmt    For    For    For
1k   Elect Director Richard P. Sergel    Mgmt    For    For    For
1l   Elect Director Gregory L. Summe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

CVS Health Corporation

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    126650100
Record Date:    03/21/2019    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   263,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Fernando Aguirre    Mgmt    For    For    For
1b   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1c   Elect Director Richard M. Bracken    Mgmt    For    For    For
1d   Elect Director C. David Brown, II    Mgmt    For    For    For
1e   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1g   Elect Director David W. Dorman    Mgmt    For    For    For
1h   Elect Director Roger N. Farah    Mgmt    For    For    For
1i   Elect Director Anne M. Finucane    Mgmt    For    For    For
1j   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1k   Elect Director Larry J. Merlo    Mgmt    For    For    For
1l   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1m   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1n   Elect Director Richard J. Swift    Mgmt    For    For    For
1o   Elect Director William C. Weldon    Mgmt    For    For    For
1p   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs    SH    Against    Against    Against

L Brands, Inc.

 

Meeting Date:    05/16/2019    Country:    USA    Primary Security ID:    501797104
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   126,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia S. Bellinger    Mgmt    For    For    For
1.2   Elect Director Sarah E. Nash    Mgmt    For    For    For
1.3   Elect Director Anne Sheehan    Mgmt    For    For    For
1.4   Elect Director Leslie H. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    SH    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Omnicom Group Inc.

 

Meeting Date:    05/20/2019    Country:    USA    Primary Security ID:    681919106
Record Date:    04/01/2019    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   66,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.3   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.4   Elect Director Robert Charles Clark    Mgmt    For    For    For
1.5   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.6   Elect Director Susan S. Denison    Mgmt    For    For    For
1.7   Elect Director Ronnie S. Hawkins    Mgmt    For    For    For
1.8   Elect Director Deborah J. Kissire    Mgmt    For    For    For
1.9   Elect Director Gracia C. Martore    Mgmt    For    For    For
1.10   Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.11   Elect Director Valerie M. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

Amgen, Inc.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    031162100
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   59,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wanda M. Austin    Mgmt    For    For    For
1.2   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.3   Elect Director Brian J. Druker    Mgmt    For    For    For
1.4   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.5   Elect Director Greg C. Garland    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Amgen, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Fred Hassan    Mgmt    For    For    For
1.7   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.8   Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1.9   Elect Director Tyler Jacks    Mgmt    For    For    For
1.10   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1.11   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.12   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

BP Plc

 

Meeting Date:    05/21/2019    Country:    United Kingdom    Primary Security ID:    G12793108
Record Date:    03/15/2019    Meeting Type:    Annual    Ticker:    BP

 

Shares Voted:   113,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Bob Dudley as Director    Mgmt    For    For    For
4   Re-elect Brian Gilvary as Director    Mgmt    For    For    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For
6   Re-elect Dame Alison Carnwath as Director    Mgmt    For    For    For
7   Elect Pamela Daley as Director    Mgmt    For    For    For
8   Re-elect Ian Davis as Director    Mgmt    For    For    For
9   Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
10   Elect Helge Lund as Director    Mgmt    For    For    For
11   Re-elect Melody Meyer as Director    Mgmt    For    For    For
12   Re-elect Brendan Nelson as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

BP Plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
14   Re-elect Sir John Sawers as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
22   Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures    SH    For    Refer    For
23   Approve the Follow This Shareholder Resolution on Climate Change Targets    SH    Against    Refer    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/21/2019    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   123,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

JPMorgan Chase & Co.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditor    Mgmt    For    For    For
4   Report on Gender Pay Gap    SH    Against    Against    Against
5   Amend Proxy Access Right    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against

Synchrony Financial

 

Meeting Date:    05/23/2019    Country:    USA    Primary Security ID:    87165B103
Record Date:    03/28/2019    Meeting Type:    Annual    Ticker:    SYF

 

Shares Voted:   448,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Margaret M. Keane    Mgmt    For    For    For
1b   Elect Director Paget L. Alves    Mgmt    For    For    For
1c   Elect Director Arthur W. Coviello, Jr.    Mgmt    For    For    For
1d   Elect Director William W. Graylin    Mgmt    For    For    For
1e   Elect Director Roy A. Guthrie    Mgmt    For    For    For
1f   Elect Director Richard C. Hartnack    Mgmt    For    For    For
1g   Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1h   Elect Director Laurel J. Richie    Mgmt    For    For    For
1i   Elect Director Olympia J. Snowe    Mgmt    For    For    For
1j   Elect Director Ellen M. Zane    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Lowe’s Companies, Inc.

 

Meeting Date:    05/31/2019    Country:    USA    Primary Security ID:    548661107
Record Date:    03/22/2019    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   123,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director David H. Batchelder    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7   Elect Director Marvin R. Ellison    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Brian C. Rogers    Mgmt    For    For    For
1.10   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.11   Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.12   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For

LyondellBasell Industries N.V.

 

Meeting Date:    05/31/2019    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    05/03/2019    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   117,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jacques Aigrain    Mgmt    For    For    For
1b   Elect Director Lincoln Benet    Mgmt    For    For    For
1c   Elect Director Jagjeet “Jeet” Bindra    Mgmt    For    For    For
1d   Elect Director Robin Buchanan    Mgmt    For    For    For
1e   Elect Director Stephen Cooper    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

LyondellBasell Industries N.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Nance Dicciani    Mgmt    For    For    For
1g   Elect Director Claire Farley    Mgmt    For    For    For
1h   Elect Director Isabella “Bella” Goren    Mgmt    For    For    For
1i   Elect Director Michael Hanley    Mgmt    For    For    For
1j   Elect Director Albert Manifold    Mgmt    For    For    For
1k   Elect Director Bhavesh “Bob” Patel    Mgmt    For    For    For
1l   Elect Director Rudy van der Meer    Mgmt    For    For    For
2   Approve Discharge of Executive Director and Prior Management Board    Mgmt    For    For    For
3   Approve Discharge of Non-Executive Directors and Prior Supervisory Board    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8   Approve Dividends of USD 4.00 Per Share    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Amend Omnibus Stock Plan    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    20030N101
Record Date:    04/05/2019    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   549,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Comcast Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.9   Elect Director David C. Novak    Mgmt    For    For    For
1.10   Elect Director Brian L. Roberts    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditor    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Walmart Inc.

 

Meeting Date:    06/05/2019    Country:    USA    Primary Security ID:    931142103
Record Date:    04/12/2019    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   213,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Cesar Conde    Mgmt    For    For    For
1b   Elect Director Stephen “Steve” J. Easterbrook    Mgmt    For    For    For
1c   Elect Director Timothy “Tim” P. Flynn    Mgmt    For    For    For
1d   Elect Director Sarah J. Friar    Mgmt    For    For    For
1e   Elect Director Carla A. Harris    Mgmt    For    For    For
1f   Elect Director Thomas “Tom” W. Horton    Mgmt    For    For    For
1g   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1h   Elect Director C. Douglas “Doug” McMillon    Mgmt    For    For    For
1i   Elect Director Gregory “Greg” B. Penner    Mgmt    For    Against    For
1j   Elect Director Steven “Steve” S Reinemund    Mgmt    For    For    For
1k   Elect Director S. Robson “Rob” Walton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l   Elect Director Steuart L. Walton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Sexual Harassment    SH    Against    Refer    Against
5   Provide for Cumulative Voting    SH    Against    Against    Against

Target Corporation

 

Meeting Date:    06/12/2019    Country:    USA    Primary Security ID:    87612E106
Record Date:    04/15/2019    Meeting Type:    Annual    Ticker:    TGT

 

Shares Voted:   171,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1b   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1c   Elect Director George S. Barrett    Mgmt    For    For    For
1d   Elect Director Brian C. Cornell    Mgmt    For    For    For
1e   Elect Director Calvin Darden    Mgmt    For    For    For
1f   Elect Director Henrique De Castro    Mgmt    For    For    For
1g   Elect Director Robert L. Edwards    Mgmt    For    For    For
1h   Elect Director Melanie L. Healey    Mgmt    For    For    For
1i   Elect Director Donald R. Knauss    Mgmt    For    For    For
1j   Elect Director Monica C. Lozano    Mgmt    For    For    For
1k   Elect Director Mary E. Minnick    Mgmt    For    For    For
1l   Elect Director Kenneth L. Salazar    Mgmt    For    For    For
1m   Elect Director Dmitri L. Stockton    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

MetLife, Inc.

 

Meeting Date:    06/18/2019    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/22/2019    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   313,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1b   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1c   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1d   Elect Director David L. Herzog    Mgmt    For    For    For
1e   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1f   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1g   Elect Director William E. Kennard    Mgmt    For    For    For
1h   Elect Director Michel A. Khalaf    Mgmt    For    For    For
1i   Elect Director James M. Kilts    Mgmt    For    For    For
1j   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1k   Elect Director Diana L. McKenzie    Mgmt    For    For    For
1l   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY VARIABLE INSURANCE PORTFOLIOS

(Registrant)

 

By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 30, 2019
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 30, 2019