N-PX 1 d473499dnpx.htm IVY VARIABLE INSURANCE PORTFOLIOS Ivy Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2017 to June 30, 2018


IVY VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

Larsen & Toubro Ltd

 

Meeting Date:    07/04/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    05/26/2017    Meeting Type:    Special    Ticker:    500510

 

Shares Voted:   327,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Approve Issuance of Bonus Shares    Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    07/26/2017    Country:    India    Primary Security ID:    Y0487S137
Record Date:    07/19/2017    Meeting Type:    Annual    Ticker:    532215

 

Shares Voted:   996,929          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Usha Sangwan as Director    Mgmt    For    Refer    Against
4   Reelect B. Babu Rao as Director    Mgmt    For    For    For
5   Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Remuneration of Sanjiv Misra as Part-Time Non-Executive Chairman    Mgmt    For    Refer    For
7   Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO    Mgmt    For    Refer    For
8   Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director    Mgmt    For    Refer    For
9   Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking)    Mgmt    For    Refer    For
10   Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre)    Mgmt    For    Refer    For
11   Approve Issuance of Debt Securities on Private Placement Basis    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ITC Ltd.

 

Meeting Date:    07/28/2017    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/21/2017    Meeting Type:    Annual    Ticker:    ITC

 

Shares Voted:   842,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Suryakant Balkrishna Mainak as Director    Mgmt    For    For    For
4   Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Zafir Alam as Director    Mgmt    For    For    For
6   Elect David Robert Simpson as Director    Mgmt    For    For    For
7   Elect Ashok Malik as Director    Mgmt    For    For    For
8   Approve Revision in the Remuneration of Yogesh Chander Deveshwar as Non-Executive Chairman    Mgmt    For    Refer    Against
9   Approve Revision in the Remuneration of Sanjiv Puri as CEO and Wholetime Director    Mgmt    For    Refer    For
10   Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost Auditors    Mgmt    For    For    For
11   Approve Remuneration of Shome & Banerjee, Cost Accountants as Cost Auditors    Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/22/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    08/14/2017    Meeting Type:    Annual    Ticker:    500510

 

Shares Voted:   524,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Sushobhan Sarker as Director    Mgmt    For    For    For
4   Reelect Shailendra Roy as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Larsen & Toubro Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Reelect R. Shankar Raman as Director    Mgmt    For    For    For
6   Reelect Subodh Bhargava as Director    Mgmt    For    For    For
7   Approve Appointment and Remuneration of S.N. Subrahmanyan as Chief Executive Officer and Managing Director    Mgmt    For    For    For
8   Elect Jayant Damodar Patil as Director    Mgmt    For    For    For
9   Elect Arvind Gupta as Director    Mgmt    For    For    For
10   Approve Appointment and Remuneration of Jayant Damodar Patil as Executive Director    Mgmt    For    Refer    For
11   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
12   Approve Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis    Mgmt    For    Refer    For
13   Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
14   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/22/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    07/20/2017    Meeting Type:    Court    Ticker:    500510

 

Shares Voted:   491,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Amalgamation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

China Construction Bank Corporation

 

Meeting Date:    10/09/2017    Country:    China    Primary Security ID:    Y1397N101
Record Date:    09/08/2017    Meeting Type:    Special    Ticker:    939

 

Shares Voted:   3,449,855          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR THE HOLDERS OF H SHARES    Mgmt         
1   Elect Tian Guoli and Authorize the Remuneration Committee to Fix His Remuneration    Mgmt    For    For    For

Alibaba Group Holding Limited

 

Meeting Date:    10/18/2017    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/18/2017    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   104,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2   Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3   Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

BHP Billiton plc

 

Meeting Date:    10/19/2017    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/17/2017    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   306,943          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

BHP Billiton plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    For    For
8   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
9   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
10   Approve Leaving Entitlements    Mgmt    For    Refer    For
11   Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    Refer    For
12   Elect Terry Bowen as Director    Mgmt    For    For    For
13   Elect John Mogford as Director    Mgmt    For    For    For
14   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
15   Re-elect Anita Frew as Director    Mgmt    For    For    For
16   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
17   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
18   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
19   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
20   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
21   Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
22   Amend the Constitution    SH    Against    Refer    Against
23   Review the Public Policy Advocacy on Climate Change and Energy    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

MetLife, Inc.

 

Meeting Date:    10/19/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    09/05/2017    Meeting Type:    Special    Ticker:    MET

 

Shares Voted:   190,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Parker-Hannifin Corporation

 

Meeting Date:    10/25/2017    Country:    USA    Primary Security ID:    701094104
Record Date:    08/31/2017    Meeting Type:    Annual    Ticker:    PH

 

Shares Voted:   62,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lee C. Banks    Mgmt    For    For    For
1.2   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3   Elect Director Linda S. Harty    Mgmt    For    For    For
1.4   Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5   Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6   Elect Director Klaus-Peter Muller    Mgmt    For    For    For
1.7   Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8   Elect Director Joseph Scaminace    Mgmt    For    For    For
1.9   Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10   Elect Director Ake Svensson    Mgmt    For    For    For
1.11   Elect Director James R. Verrier    Mgmt    For    For    For
1.12   Elect Director James L. Wainscott    Mgmt    For    For    For
1.13   Elect Director Thomas L. Williams    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Delphi Automotive PLC

 

Meeting Date:    11/07/2017    Country:    Jersey    Primary Security ID:    G27823106
Record Date:    10/05/2017    Meeting Type:    Special    Ticker:    DLPH

 

Shares Voted:   149,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change Company Name to Aptiv PLC    Mgmt    For    For    For

Ferguson PLC

 

Meeting Date:    11/28/2017    Country:    United Kingdom    Primary Security ID:    G3408R105
Record Date:    11/26/2017    Meeting Type:    Annual    Ticker:    FERG

 

Shares Voted:   86,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Kevin Murphy as Director    Mgmt    For    For    For
5   Elect Michael Powell as Director    Mgmt    For    For    For
6   Elect Nadia Shouraboura as Director    Mgmt    For    For    For
7   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
8   Re-elect John Daly as Director    Mgmt    For    For    For
9   Re-elect Gareth Davis as Director    Mgmt    For    For    For
10   Re-elect Pilar Lopez as Director    Mgmt    For    For    For
11   Re-elect John Martin as Director    Mgmt    For    For    For
12   Re-elect Alan Murray as Director    Mgmt    For    For    For
13   Re-elect Darren Shapland as Director    Mgmt    For    For    For
14   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Ferguson PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Industrial and Commercial Bank of China Limited

 

Meeting Date:    11/29/2017    Country:    China    Primary Security ID:    Y3990B112
Record Date:    10/27/2017    Meeting Type:    Special    Ticker:    1398

 

Shares Voted:   4,150,343          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve Remuneration of Directors and Supervisors for 2016    Mgmt    For    Refer    For
2   Elect Anthony Francis Neoh as Director    Mgmt    For    For    For
3   Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    Refer    For
4   Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    Refer    Against
5   Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   320,407          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Axis Bank Ltd.

 

Meeting Date:    12/08/2017    Country:    India    Primary Security ID:    Y0487S137
Record Date:    12/01/2017    Meeting Type:    Special    Ticker:    532215

 

Shares Voted:   1,064,729          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Issuance of Equity Shares to Investors 1 and 2 and Issuance of Convertible Warrants to Investor 3 on Preferential Basis    Mgmt    For    Refer    For
2   Approve Issuance of Equity Shares to Investors 7 and 8 and Issuance of Equity Shares and Convertible Warrants to Investors 4, 5 and 6 on Preferential Basis    Mgmt    For    Refer    For
3   Approve Issuance of Equity Shares to Life Insurance Corporation of India on Preferential Basis    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Intuit Inc.

 

Meeting Date:    01/18/2018    Country:    USA    Primary Security ID:    461202103
Record Date:    11/20/2017    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   93,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Deborah Liu    Mgmt    For    For    For
1e   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1f   Elect Director Dennis D. Powell    Mgmt    For    For    For
1g   Elect Director Brad D. Smith    Mgmt    For    For    For
1h   Elect Director Thomas Szkutak    Mgmt    For    For    For
1i   Elect Director Raul Vazquez    Mgmt    For    For    For
1j   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Visa Inc.

 

Meeting Date:    01/30/2018    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2017    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   143,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director John F. Lundgren    Mgmt    For    For    For
1g   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    02/07/2018    Country:    USA    Primary Security ID:    339041105
Record Date:    12/28/2017    Meeting Type:    Special    Ticker:    FLT

 

Shares Voted:   41,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Swedbank AB

 

Meeting Date:    03/22/2018    Country:    Sweden    Primary Security ID:    W94232100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    SWED A

 

Shares Voted:   361,629          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7a   Receive Financial Statements and Statutory Reports    Mgmt         
7b   Receive Auditor’s Report    Mgmt         
7c   Receive President’s Report    Mgmt         
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Allocation of Income and Dividends of SEK 13.00 Per Share    Mgmt    For    For    For
10a   Approve Discharge of Goran Hedman    Mgmt    For    For    For
10b   Approve Discharge of Pia Rudengren    Mgmt    For    For    For
10c   Approve Discharge of Karl-Henrik Sundstrom    Mgmt    For    For    For
10d   Approve Discharge of Lars Idermark    Mgmt    For    For    For
10e   Approve Discharge of Bodil Eriksson    Mgmt    For    For    For
10f   Approve Discharge of Ulrika Francke    Mgmt    For    For    For
10g   Approve Discharge of Peter Norman    Mgmt    For    For    For
10h   Approve Discharge of Siv Svensson    Mgmt    For    For    For
10i   Approve Discharge of Mats Granryd    Mgmt    For    For    For
10j   Approve Discharge of Bo Johansson    Mgmt    For    For    For
10k   Approve Discharge of Annika Poutiainen    Mgmt    For    For    For
10l   Approve Discharge of Magnus Uggla    Mgmt    For    For    For
10m   Approve Discharge of Birgitte Bonnesen    Mgmt    For    For    For
10n   Approve Discharge of Camilla Linder    Mgmt    For    For    For
10o   Approve Discharge of Roger Ljung    Mgmt    For    For    For
10p   Approve Discharge of Ingrid Friberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10q   Approve Discharge of Henrik Joelsson    Mgmt    For    For    For
11   Amend Articles of Association Re: Time Auditor is Elected for    Mgmt    For    Refer    For
12   Determine Number of Directors (10)    Mgmt    For    Refer    For
13   Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    For    For
14a   Elect Anna Mossberg as New Director    Mgmt    For    For    For
14b   Reelect Bodil Eriksson as Director    Mgmt    For    For    For
14c   Reelect Ulrika Francke as Director    Mgmt    For    For    For
14d   Reelect Mats Granryd as Director    Mgmt    For    For    For
14e   Reelect Lars Idermark as Director    Mgmt    For    For    For
14f   Reelect Bo Johansson as Director    Mgmt    For    For    For
14g   Reelect Peter Norman as Director    Mgmt    For    For    For
14h   Reelect Annika Poutiainen as Director    Mgmt    For    For    For
14i   Reelect Siv Svensson as Director    Mgmt    For    For    For
14j   Reelect Magnus Uggla as Director    Mgmt    For    For    For
15   Elect Lars Idermark as Board Chairman    Mgmt    For    For    For
16   Ratify Deloitte as Auditors    Mgmt    For    For    For
17   Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    Refer    For
18   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
19   Authorize Repurchase Authorization for Trading in Own Shares    Mgmt    For    For    For
20   Authorize General Share Repurchase Program    Mgmt    For    For    For
21   Approve Issuance of Convertibles without Preemptive Rights    Mgmt    For    For    For
22a   Approve Common Deferred Share Bonus Plan (Eken 2018)    Mgmt    For    Refer    For
22b   Approve Deferred Share Bonus Plan for Key Employees (IP 2018)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22c   Approve Equity Plan Financing to Participants of 2018 and Previous Programs    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg    Mgmt         
23   Implement Lean Concept    SH    None    Refer    Against
24   Instruct Board of Directors/CEO to Re-Introduce Bank Books    SH    None    Refer    Against
25   Instruct the Board of Directors to Revise the Dividend Policy    SH    None    Refer    Against
26   Close Meeting    Mgmt         

Bridgestone Corp.

 

Meeting Date:    03/23/2018    Country:    Japan    Primary Security ID:    J04578126
Record Date:    12/31/2017    Meeting Type:    Annual    Ticker:    5108

 

Shares Voted:   167,315          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 80    Mgmt    For    For    For
2.1   Elect Director Tsuya, Masaaki    Mgmt    For    For    For
2.2   Elect Director Nishigai, Kazuhisa    Mgmt    For    For    For
2.3   Elect Director Zaitsu, Narumi    Mgmt    For    For    For
2.4   Elect Director Togami, Kenichi    Mgmt    For    For    For
2.5   Elect Director Scott Trevor Davis    Mgmt    For    For    For
2.6   Elect Director Okina, Yuri    Mgmt    For    For    For
2.7   Elect Director Masuda, Kenichi    Mgmt    For    For    For
2.8   Elect Director Yamamoto, Kenzo    Mgmt    For    For    For
2.9   Elect Director Terui, Keiko    Mgmt    For    For    For
2.10   Elect Director Sasa, Seiichi    Mgmt    For    For    For
2.11   Elect Director Shiba, Yojiro    Mgmt    For    For    For
2.12   Elect Director Suzuki, Yoko    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   18,995          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:    03/23/2018    Country:    USA    Primary Security ID:    747525103
Record Date:    01/08/2018    Meeting Type:    Proxy Contest    Ticker:    QCOM

 

Shares Voted:   36,597          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director Barbara T. Alexander    Mgmt    For    Refer    Do Not Vote
1.2   Elect Director Jeffrey W. Henderson    Mgmt    For    Refer    Do Not Vote
1.3   Elect Director Thomas W. Horton    Mgmt    For    Refer    Do Not Vote
1.4   Elect Director Paul E. Jacobs    Mgmt    For    Refer    Do Not Vote
1.5   Elect Director Ann M. Livermore    Mgmt    For    Refer    Do Not Vote
1.6   Elect Director Harish Manwani    Mgmt    For    Refer    Do Not Vote
1.7   Elect Director Mark D. McLaughlin    Mgmt    For    Refer    Do Not Vote
1.8   Elect Director Steve Mollenkopf    Mgmt    For    Refer    Do Not Vote
1.9   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    Refer    Do Not Vote
1.10   Elect Director Francisco Ros    Mgmt    For    Refer    Do Not Vote
1.11   Elect Director Anthony J. Vinciquerra    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Do Not Vote
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    Do Not Vote
5   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    Do Not Vote
6   Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    Do Not Vote
7   Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    Do Not Vote
8   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 Dissident Proxy (Blue Proxy Card)    SH Mgmt    Against    Refer    Do Not Vote
1.1   Elect Director Samih Elhage    SH    For    Refer    For
1.2   Elect Director David G. Golden    SH    For    Refer    For
1.3   Elect Director Veronica M. Hagen    SH    For    Refer    For
1.4   Elect Director Julie A. Hill    SH    For    Refer    For
1.5   Elect Director John H. Kispert    SH    For    Refer    For
1.6   Elect Director Harry L. You    SH    For    Refer    For
2   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016    SH    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    None    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    None    Refer    For
6   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    For
7   Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    For
8   Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Renesas Electronics Corporation

 

Meeting Date:    03/29/2018    Country:    Japan    Primary Security ID:    J4881V107
Record Date:    12/31/2017    Meeting Type:    Annual    Ticker:    6723

 

Shares Voted:   74,019          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tsurumaru, Tetsuya    Mgmt    For    Refer    Against
1.2   Elect Director Kure, Bunsei    Mgmt    For    Refer    Against
1.3   Elect Director Shibata, Hidetoshi    Mgmt    For    For    For
1.4   Elect Director Toyoda, Tetsuro    Mgmt    For    For    For
1.5   Elect Director Iwasaki, Jiro    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Yamazaki, Kazuyoshi    Mgmt    For    Refer    For
2.2   Appoint Statutory Auditor Yamamoto, Noboru    Mgmt    For    Refer    For
3   Approve Compensation Ceiling for Directors    Mgmt    For    Refer    Against

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   18,995          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Broadcom Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/04/2018    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/07/2018    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   127,157          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Airbus SE

 

Meeting Date:    04/11/2018    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   160,831          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.50 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director    Mgmt    For    For    For
4.7   Elect Victor Chu as a Non-Executive Director    Mgmt    For    For    For
4.8   Elect Jean-Pierre Clamadieu as a Non-Executive Director    Mgmt    For    For    For
4.9   Elect Rene Obermann as a Non-Executive Director    Mgmt    For    For    For
4.10   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Close Meeting    Mgmt         

Adobe Systems Incorporated

 

Meeting Date:    04/12/2018    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2018    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   90,879          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    For    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/12/2018    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   133,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.35 per Share    Mgmt    For    For    For
4.1.a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b   Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1.e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.f   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
4.1.g   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.h   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.i   Reelect Ruth Oniang’o as Director    Mgmt    For    For    For
4.1.j   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.k   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.2.1   Elect Kasper Rorsted as Director    Mgmt    For    For    For
4.2.2   Elect Pablo Isa as Director    Mgmt    For    For    For
4.2.3   Elect Kimberly Ross as Director    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against

UniCredit SpA

 

Meeting Date:    04/12/2018    Country:    Italy    Primary Security ID:    T9T23L642
Record Date:    04/03/2018    Meeting Type:    Annual/Special    Ticker:    UCG

 

Shares Voted:   415,087          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3.a   Fix Number of Directors    Mgmt    For    Refer    For
  Appoint Directors (Slate Election) — Choose One of the Following Slates    Mgmt         
3.b.1   Slate Submitted by Management    Mgmt    For    For    For
3.b.2   Slate Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Do Not Vote
4   Approve Remuneration of Directors    Mgmt    For    Refer    For
5   Approve 2018 Group Incentive System    Mgmt    For    Refer    For
6   Approve Remuneration Policy    Mgmt    For    For    For
7   Amend Regulations on General Meetings    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
1   Authorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan    Mgmt    For    For    For
2   Authorize Board to Increase Capital to Service 2018 Group Incentive System    Mgmt    For    For    For
3   Amend Articles of Association    Mgmt    For    For    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Vinci

 

Meeting Date:    04/17/2018    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/12/2018    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   89,419          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.45 per Share    Mgmt    For    For    For
4   Reelect Xavier Huillard as Director    Mgmt    For    Refer    Against
5   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
6   Reelect Marie-Christine Lombard as Director    Mgmt    For    For    For
7   Reelect Qatar Holding LLC as Director    Mgmt    For    For    For
8   Elect Rene Medori as Director    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Approve Additional Pension Scheme Agreement with Xavier Huillard    Mgmt    For    Refer    For
11   Approve Termination Package of Xavier Huillard    Mgmt    For    Refer    For
12   Approve Transaction with YTSeuropaconsultants Re: Services Agreement    Mgmt    For    Refer    Against
13   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    For    For
14   Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   125,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    655044105
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   231,661          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Holli C. Ladhani    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    For

Schneider Electric SE

 

Meeting Date:    04/24/2018    Country:    France    Primary Security ID:    F86921107
Record Date:    04/19/2018    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   95,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Losses and Dividends of EUR 2.20 per Share    Mgmt    For    For    For
4   Approve Agreement with Jean-Pascal Tricoire    Mgmt    For    Refer    Against
5   Approve Agreement with Emmanuel Babeau    Mgmt    For    Refer    Against
6   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
7   Approve Compensation of Jean Pascal Tricoire, Chairman and CEO    Mgmt    For    For    For
8   Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
10   Approve Remuneration Policy of Vice-CEO    Mgmt    For    For    For
11   Reelect Willy Kissling as Director    Mgmt    For    For    For
12   Reelect Linda Knoll as Director    Mgmt    For    For    For
13   Elect Fleur Pellerin as Director    Mgmt    For    For    For
14   Elect Anders Runevad as Director    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
  Ordinary Business    Mgmt         
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    693475105
Record Date:    02/02/2018    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   96,352          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Debra A. Cafaro    Mgmt    For    For    For
1.3   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Linda R. Medler    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Michael J. Ward    Mgmt    For    For    For
1.12   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/25/2018    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   68,417          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4.a   Discuss Remuneration Policy for Management Board    Mgmt         
4.b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4.c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
4.d   Approve Dividends of EUR 1.40 Per Share    Mgmt    For    For    For
5.a   Approve Discharge of Management Board    Mgmt    For    For    For
5.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7.a   Announce Intention to Reappoint Peter T.F.M. Wennink to Management Board    Mgmt         
7.b   Announce Intention to Reappoint Martin A. van den Brink to Management Board    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.c   Announce Intention to Reappoint Frederic J.M. Schneider-Maunoury to Management Board    Mgmt         
7.d   Announce Intention to Appoint Christophe D. Fouquet to Management Board    Mgmt         
7.e   Announce Intention to Reappoint Roger J.M. Dassen to Management Board    Mgmt         
8.a   Reelect J.M.C. (Hans) Stork to Supervisory Board    Mgmt    For    For    For
8.b   Elect T.L. (Terri) Kelly to Supervisory Board    Mgmt    For    For    For
8.c   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Ratify KPMG as Auditors    Mgmt    For    For    For
10.a   Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10.b   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For
10.c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a   Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11.b   Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Other Business (Non-Voting)    Mgmt         
14   Close Meeting    Mgmt         

Axa

 

Meeting Date:    04/25/2018    Country:    France    Primary Security ID:    F06106102
Record Date:    04/20/2018    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   460,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.26 per Share    Mgmt    For    For    For
4   Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    For    For
5   Approve Compensation of Thomas Buberl, CEO    Mgmt    For    For    For
6   Approve Remuneration Policy of Denis Duverne, Chairman of the Board    Mgmt    For    For    For
7   Approve Remuneration Policy of Thomas Buberl, CEO    Mgmt    For    For    For
8   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
9   Approve Severance Agreement with Thomas Buberl    Mgmt    For    Refer    For
10   Reelect Denis Duverne as Director    Mgmt    For    For    For
11   Reelect Thomas Buberl as Director    Mgmt    For    For    For
12   Reelect Andre Francois-Poncet as Director    Mgmt    For    For    For
13   Elect Patricia Barbizet as Director    Mgmt    For    For    For
14   Elect Rachel Duan as Director    Mgmt    For    For    For
15   Renew Appointment of PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
16   Appoint Patrice Morot as Alternate Auditor    Mgmt    For    For    For
17   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million    Mgmt    For    Refer    For
18   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
22   Amend Article 10 of Bylaws Re: Employee Representatives    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

The Coca-Cola Company

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    191216100
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   346,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Richard M. Daley    Mgmt    For    For    For
1.6   Elect Director Christopher C. Davis    Mgmt    For    For    For
1.7   Elect Director Barry Diller    Mgmt    For    For    For
1.8   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.9   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.10   Elect Director Muhtar Kent    Mgmt    For    For    For
1.11   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.12   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.13   Elect Director Sam Nunn    Mgmt    For    For    For
1.14   Elect Director James Quincey    Mgmt    For    For    For
1.15   Elect Director Caroline J. Tsay    Mgmt    For    For    For
1.16   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Aptiv PLC

 

Meeting Date:    04/26/2018    Country:    Jersey    Primary Security ID:    G6095L109
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    APTV

 

Shares Voted:   117,244          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Kevin P. Clark    Mgmt    For    For    For
2   Elect Director Nancy E. Cooper    Mgmt    For    For    For
3   Elect Director Frank J. Dellaquila    Mgmt    For    For    For
4   Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
5   Elect Director Mark P. Frissora    Mgmt    For    For    For
6   Elect Director Rajiv L. Gupta    Mgmt    For    For    For
7   Elect Director Sean O. Mahoney    Mgmt    For    For    For
8   Elect Director Colin J. Parris    Mgmt    For    For    For
9   Elect Director Ana G. Pinczuk    Mgmt    For    For    For
10   Elect Director Thomas W. Sidlik    Mgmt    For    For    For
11   Elect Director Lawrence A. Zimmerman    Mgmt    For    For    For
12   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
14   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

HCA Healthcare, Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   107,621          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

HCA Healthcare, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1i   Elect Director Michael W. Michelson    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Lockheed Martin Corporation

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    539830109
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   50,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1.3   Elect Director David B. Burritt    Mgmt    For    For    For
1.4   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.5   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.11   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    717081103
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   503,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.3   Elect Director Albert Bourla    Mgmt    For    For    For
1.4   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.5   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.6   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7   Elect Director James M. Kilts    Mgmt    For    For    For
1.8   Elect Director Dan R. Littman    Mgmt    For    For    For
1.9   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.10   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.11   Elect Director Ian C. Read    Mgmt    For    For    For
1.12   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

United Technologies Corporation

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    913017109
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   79,068          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1h   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1i   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1k   Elect Director Brian C. Rogers    Mgmt    For    For    For
1l   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    127097103
Record Date:    03/08/2018    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   294,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dorothy M. Ables    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Rhys J. Best    Mgmt    For    For    For
1.3   Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4   Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.6   Elect Director Robert Kelley    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Marcus A. Watts    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Glencore Plc

 

Meeting Date:    05/02/2018    Country:    Jersey    Primary Security ID:    G39420107
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    GLEN

 

Shares Voted:   1,800,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Reduction of the Company’s Capital Contribution Reserves    Mgmt    For    For    For
3   Re-elect Anthony Hayward as Director    Mgmt    For    For    For
4   Re-elect Ivan Glasenberg as Director    Mgmt    For    For    For
5   Re-elect Peter Coates as Director    Mgmt    For    For    For
6   Re-elect Leonhard Fischer as Director    Mgmt    For    For    For
7   Elect Martin Gilbert as a Director    Mgmt    For    For    For
8   Re-elect John Mack as Director    Mgmt    For    For    For
9   Elect Gill Marcus as a Director    Mgmt    For    For    For
10   Re-elect Patrice Merrin as Director    Mgmt    For    For    For
11   Approve Remuneration Report    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Glencore Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    38141G104
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   45,806          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect D