N-PX 1 d428792dnpx.htm IVY VARIABLE INSURANCE PORTFOLIOS Ivy Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2016 to June 30, 2017


IVY VIP ADVANTUS REAL ESTATE SECURITIES

Proxy Voting Record

Item 1: Proxy Voting Record

Registrant: Advantus Capital Management

Fund Name : Ivy VIP Advantus Real Estate Securities

Date of fiscal year end: 06/30/2017

Agree Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
ADC    CUSIP 008492100    05/19/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Merrie Frankel    Mgmt    For    For    For
1.2   Elect Farris G. Kalil    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

4

 

Frequency of Advisory Vote on Executive Compensation

  

Mgmt

  

1 Year

  

1 Year

  

For

Alexandria Real Estate Equities, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARE    CUSIP 015271109    05/09/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Joel S. Marcus    Mgmt    For    For    For
1.2   Elect Steven R. Hash    Mgmt    For    For    For
1.3   Elect John L. Atkins, III    Mgmt    For    For    For
1.4   Elect James P. Cain    Mgmt    For    For    For
1.5   Elect Maria C. Freire    Mgmt    For    For    For
1.6   Elect Richard H. Klein    Mgmt    For    For    For
1.7   Elect James H. Richardson    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
3   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
4   Increase of Authorized Common Stock    Mgmt    For    For    For
5   Ratification of Auditor    Mgmt    For    For    For

American Campus Communities, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACC    CUSIP 024835100    05/04/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect William C. Bayless, Jr.    Mgmt    For    For    For
2   Elect Blakeley W. Chandlee III    Mgmt    For    For    For
3   Elect G. Steven Dawson    Mgmt    For    For    For
4   Elect Cydney C. Donnell    Mgmt    For    For    For
5   Elect Dennis G. Lopez    Mgmt    For    For    For


6   Elect Edward Lowenthal    Mgmt    For    For    For
7   Elect Oliver Luck    Mgmt    For    For    For
8   Elect C. Patrick Oles Jr.    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

American Homes 4 Rent

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMH    CUSIP 02665T306    05/04/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect B. Wayne Hughes    Mgmt    For    For    For
2   Elect David P. Singelyn    Mgmt    For    For    For
3   Elect John Corrigan    Mgmt    For    For    For
4   Elect Dann V. Angeloff    Mgmt    For    For    For
5   Elect Douglas N. Benham    Mgmt    For    For    For
6   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
7   Elect Matthew J. Hart    Mgmt    For    For    For
8   Elect James H. Kropp    Mgmt    For    For    For
9   Elect Kenneth M. Woolley    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Apartment Investment and Management Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
AIV    CUSIP 03748R101    04/25/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Terry Considine    Mgmt    For    For    For
2   Elect Thomas L. Keltner    Mgmt    For    For    For
3   Elect J. Landis Martin    Mgmt    For    For    For
4   Elect Robert A. Miller    Mgmt    For    For    For
5   Elect Kathleen M. Nelson    Mgmt    For    For    For
6   Elect Michael A. Stein    Mgmt    For    Against    Against
7   Elect Nina A. Tran    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    Against    Against
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Apple Hospitality REIT, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
APLE    CUSIP 03784Y200    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Glenn W. Bunting    Mgmt    For    For    For


1.2   Elect Glade M. Knight    Mgmt    For    For    For
1.3   Elect Daryl A. Nickel    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
4   Ratification of Auditor    Mgmt    For    For    For
5   Repeal of Classified Board    Mgmt    For    For    For
6   Elimination of Supermajority Requirements Regarding Charter Amendments    Mgmt    For    For    For
7   Elimination of Supermajority Requirements Regarding Affiliated Transactions    Mgmt    For    For    For
8   Technical Amendments to Charter    Mgmt    For    For    For

AvalonBay Communities, Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVB    CUSIP 053484101    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Terry S. Brown    Mgmt    For    For    For
3   Elect Alan B. Buckelew    Mgmt    For    For    For
4   Elect Ronald L. Havner, Jr.    Mgmt    For    Against    Against
5   Elect Richard J. Lieb    Mgmt    For    For    For
6   Elect Timothy J. Naughton    Mgmt    For    For    For
7   Elect Peter S. Rummell    Mgmt    For    For    For
8   Elect H. Jay Sarles    Mgmt    For    For    For
9   Elect Susan Swanezy    Mgmt    For    For    For
10   Elect W. Edward Walter    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Approval of amendment to the 2009 Equity Incentive Plan    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Boston Properties, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BXP    CUSIP 101121101    05/23/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Bruce W. Duncan    Mgmt    For    For    For
2   Elect Karen E. Dykstra    Mgmt    For    For    For
3   Elect Carol B. Einiger    Mgmt    For    For    For
4   Elect Jacob A. Frenkel    Mgmt    For    Against    Against
5   Elect Joel I. Klein    Mgmt    For    For    For
6   Elect Douglas T. Linde    Mgmt    For    For    For
7   Elect Matthew J. Lustig    Mgmt    For    For    For
8   Elect Alan J. Patricof    Mgmt    For    For    For
9   Elect Owen D. Thomas    Mgmt    For    For    For
10   Elect Martin Turchin    Mgmt    For    For    For
11   Elect David A. Twardock    Mgmt    For    For    For


12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
14   Ratification of Auditor    Mgmt    For    For    For

Brandywine Realty Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
BDN    CUSIP 105368203    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Carol G. Carroll    Mgmt    For    For    For
2   Elect James C. Diggs    Mgmt    For    For    For
3   Elect Wyche Fowler    Mgmt    For    For    For
4   Elect H. Richard Haverstick, Jr.    Mgmt    For    For    For
5   Elect Michael J. Joyce    Mgmt    For    For    For
6   Elect Anthony A. Nichols, Sr.    Mgmt    For    For    For
7   Elect Charles P. Pizzi    Mgmt    For    For    For
8   Elect Gerard H. Sweeney    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
12   Amendment to the 1997 Long- Term Incentive Plan    Mgmt    For    For    For

Brixmor Property Group Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRX    CUSIP 11120U105    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect James M. Taylor    Mgmt    For    For    For
2   Elect John G. Schreiber    Mgmt    For    For    For
3   Elect Michael Berman    Mgmt    For    For    For
4   Elect Sheryl M Crosland    Mgmt    For    For    For
5   Elect Anthony W. Deering    Mgmt    For    For    For
6   Elect Thomas W. Dickson    Mgmt    For    For    For
7   Elect Daniel B. Hurwitz    Mgmt    For    For    For
8   Elect William D. Rahm    Mgmt    For    For    For
9   Elect Gabrielle Sulzberger    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against

Corporate Office Properties Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
OFC    CUSIP 22002T108    05/11/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Thomas F. Brady    Mgmt    For    For    For
2   Elect Stephen E. Budorick    Mgmt    For    For    For


3   Elect Robert L. Denton    Mgmt    For    For    For
4   Elect Philip L. Hawkins    Mgmt    For    For    For
5   Elect Elizabeth A. Hight    Mgmt    For    For    For
6   Elect David M. Jacobstein    Mgmt    For    For    For
7   Elect Steven D. Kesler    Mgmt    For    For    For
8   Elect C. Taylor Pickett    Mgmt    For    For    For
9   Elect Richard Szafranski    Mgmt    For    For    For
10   Amendment to Allow Shareholders to Amend Bylaws    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Approval of the 2017 Omnibus Equity and Incentive Plan    Mgmt    For    For    For

CubeSmart

 

Ticker    Security ID:    Meeting Date    Meeting Status
CUBE    CUSIP 229663109    05/31/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect William M. Diefenderfer III    Mgmt    For    For    For
1.2   Elect Piero Bussani    Mgmt    For    For    For
1.3   Elect Christopher P. Marr    Mgmt    For    For    For
1.4   Elect Marianne M. Keler    Mgmt    For    For    For
1.5   Elect Deborah Ratner Salzberg    Mgmt    For    For    For
1.6   Elect John F. Remondi    Mgmt    For    For    For
1.7   Elect Jeffrey F. Rogatz    Mgmt    For    For    For
1.8   Elect John W. Fain    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
5   Amendments to the Declaration of Trust Regarding Shareholders’ Ability to Amend the Bylaws    Mgmt    For    For    For

CyrusOne Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CONE    CUSIP 23283R100    04/28/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Gary J. Wojtaszek    Mgmt    For    For    For
1.2   Elect David H. Ferdman    Mgmt    For    For    For
1.3   Elect John W. Gamble, Jr    Mgmt    For    For    For
1.4   Elect Michael A. Klayko    Mgmt    For    For    For
1.5   Elect T. Tod Nielsen    Mgmt    For    For    For
1.6   Elect Alex Shumate    Mgmt    For    For    For
1.7   Elect William E. Sullivan    Mgmt    For    Withhold    Against
1.8   Elect Lynn A. Wentworth    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
3   Ratification of Auditor    Mgmt    For    For    For


Digital Realty Trust, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DLR    CUSIP 253868103    05/08/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Dennis E. Singleton    Mgmt    For    For    For
2   Elect Laurence A. Chapman    Mgmt    For    For    For
3   Elect Kathleen Earley    Mgmt    For    For    For
4   Elect Kevin J. Kennedy    Mgmt    For    For    For
5   Elect William G. LaPerch    Mgmt    For    For    For
6   Elect Afshin Mohebbi    Mgmt    For    For    For
7   Elect Mark R. Patterson    Mgmt    For    For    For
8   Elect A. William Stein    Mgmt    For    For    For
9   Elect Robert H. Zerbst    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Duke Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DRE    CUSIP 264411505    04/26/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect William Cavanaugh III    Mgmt    For    For    For
2   Elect Alan H. Cohen    Mgmt    For    For    For
3   Elect James B. Connor    Mgmt    For    For    For
4   Elect Ngaire E. Cuneo    Mgmt    For    For    For
5   Elect Charles R. Eitel    Mgmt    For    For    For
6   Elect Melanie R. Sabelhaus    Mgmt    For    For    For
7   Elect Peter M. Scott III    Mgmt    For    For    For
8   Elect Jack R. Shaw    Mgmt    For    For    For
9   Elect Michael E. Szymanczyk    Mgmt    For    For    For
10   Elect Lynn C. Thurber    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
13   Ratification of Auditor    Mgmt    For    For    For

DuPont Fabros Technology, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DFT    CUSIP 26613Q106    06/12/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Michael A. Coke    Mgmt    For    For    For
1.2   Elect Lammot J. du Pont    Mgmt    For    For    For
1.3   Elect Thomas D. Eckert    Mgmt    For    For    For
1.4   Elect Christopher P. Eldredge    Mgmt    For    For    For
1.5   Elect Frederic V. Malek    Mgmt    For    For    For


1.6   Elect John T. Roberts, Jr.    Mgmt    For    For    For
1.7   Elect Mary M. Styer    Mgmt    For    For    For
1.8   Elect John H. Toole    Mgmt    For    For    For
2   Allow Shareholders to Amend the Company’s Bylaws    Mgmt    For    For    For
3   Amendment to the 2011 Equity Incentive Plan    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation    Mgmt    For    For    For
5   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
6   Ratification of Auditor    Mgmt    For    For    For

Education Realty Trust, Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
EDR    CUSIP 28140H203    05/10/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect John V. Arabia    Mgmt    For    For    For
1.2   Elect William J. Cahill, III    Mgmt    For    For    For
1.3   Elect Randy L. Churchey    Mgmt    For    For    For
1.4   Elect Kimberly K. Schaefer    Mgmt    For    For    For
1.5   Elect Howard A. Silver    Mgmt    For    For    For
1.6   Elect John T. Thomas    Mgmt    For    For    For
1.7   Elect Thomas Trubiana    Mgmt    For    For    For
1.8   Elect Wendell W. Weakley    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Approval of the 2017 Omnibus Equity Incentive Plan    Mgmt    For    For    For
5   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

EPR Properties

 

Ticker    Security ID:    Meeting Date    Meeting Status
EPR    CUSIP 26884U109    05/31/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Robert J. Druten    Mgmt    For    For    For
1.2   Elect Gregory K. Silvers    Mgmt    For    For    For
1.3   Elect Robin P. Sterneck    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
4   Approval of Material Terms of 162(m) Performance Goals Under the Annual Performance- Based Incentive Plan    Mgmt    For    For    For
5   Ratification of Auditor    Mgmt    For    For    For


Equinix, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EQIX    CUSIP 29444U700    05/31/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Thomas Bartlett    Mgmt    For    For    For
1.2   Elect Nanci E. Caldwell    Mgmt    For    For    For
1.3   Elect Gary F. Hromadko    Mgmt    For    For    For
1.4   Elect John Hughes    Mgmt    For    For    For
1.5   Elect Scott Kriens    Mgmt    For    For    For
1.6   Elect William Luby    Mgmt    For    For    For
1.7   Elect Irving F. Lyons III    Mgmt    For    For    For
1.8   Elect Christopher B. Paisley    Mgmt    For    Withhold    Against
1.9   Elect Stephen M. Smith    Mgmt    For    For    For
1.10   Elect Peter F. Van Camp    Mgmt    For    Withhold    Against
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
4   Amendment to the 2000 Equity Incentive Plan    Mgmt    For    For    For
5   Ratification of Auditor    Mgmt    For    For    For

Equity LifeStyle Properties, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ELS    CUSIP 29472R108    05/02/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Philip C. Calian    Mgmt    For    For    For
1.2   Elect David J. Contis    Mgmt    For    For    For
1.3   Elect Thomas P. Heneghan    Mgmt    For    For    For
1.4   Elect Tao Huang    Mgmt    For    For    For
1.5   Elect Marguerite Nader    Mgmt    For    For    For
1.6   Elect Sheli Z. Rosenberg    Mgmt    For    For    For
1.7   Elect Howard Walker    Mgmt    For    For    For
1.8   Elect Matthew Williams    Mgmt    For    For    For
1.9   Elect William Young    Mgmt    For    For    For
1.10   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Equity Residential

 

Ticker    Security ID:    Meeting Date    Meeting Status
EQR    CUSIP 29476L107    06/15/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect John W. Alexander    Mgmt    For    For    For
1.2   Elect Charles L. Atwood    Mgmt    For    For    For
1.3   Elect Linda Walker Bynoe    Mgmt    For    For    For
1.4   Elect Connie K. Duckworth    Mgmt    For    For    For
1.5   Elect Mary Kay Haben    Mgmt    For    For    For
1.6   Elect Bradley A. Keywell    Mgmt    For    For    For
1.7   Elect John E. Neal    Mgmt    For    For    For
1.8   Elect David J. Neithercut    Mgmt    For    For    For


1.9   Elect Mark S. Shapiro    Mgmt    For    For    For
1.10   Elect Gerald A. Spector    Mgmt    For    For    For
1.11   Elect Stephen E. Sterrett    Mgmt    For    For    For
1.12   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
5   Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments    ShrHoldr    Against    For    Against

Essex Property Trust, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ESS    CUSIP 297178105    05/16/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Keith R. Guericke    Mgmt    For    For    For
1.2   Elect Irving F. Lyons III    Mgmt    For    Withhold    Against
1.3   Elect George M. Marcus    Mgmt    For    For    For
1.4   Elect Gary P. Martin    Mgmt    For    Withhold    Against
1.5   Elect Issie N. Rabinovitch    Mgmt    For    For    For
1.6   Elect Thomas E. Robinson    Mgmt    For    For    For
1.7   Elect Michael J. Schall    Mgmt    For    For    For
1.8   Elect Byron A. Scordelis    Mgmt    For    For    For
1.9   Elect Janice L. Sears    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Extra Space Storage Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXR    CUSIP 30225T102    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Kenneth M. Woolley    Mgmt    For    For    For
2   Elect Joseph D. Margolis    Mgmt    For    For    For
3   Elect Roger B. Porter    Mgmt    For    For    For
4   Elect Spencer F. Kirk    Mgmt    For    Against    Against
5   Elect Dennis J. Letham    Mgmt    For    For    For
6   Elect Diane Olmstead    Mgmt    For    For    For
7   Elect K. Fred Skousen    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For


Federal Realty Investment Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
FRT    CUSIP 313747206    05/03/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Jon E. Bortz    Mgmt    For    For    For
2   Elect David W. Faeder    Mgmt    For    For    For
3   Elect Elizabeth Holland    Mgmt    For    For    For
4   Elect Gail P. Steinel    Mgmt    For    For    For
5   Elect Warren M. Thompson    Mgmt    For    For    For
6   Elect Joseph Vassalluzzo    Mgmt    For    For    For
7   Elect Donald C. Wood    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

First Industrial Realty Trust, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FR    CUSIP 32054K103    05/11/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Peter E. Baccile    Mgmt    For    For    For
2   Elect Matthew S. Dominski    Mgmt    For    For    For
3   Elect Bruce W. Duncan    Mgmt    For    For    For
4   Elect H. Patrick Hackett, Jr.    Mgmt    For    For    For
5   Elect John Rau    Mgmt    For    For    For
6   Elect Peter Sharpe    Mgmt    For    For    For
7   Elect W. Ed Tyler    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    For    For
9   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
10   Increase of Authorized Common Stock    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For

GGP Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GGP    CUSIP 36174X101    05/17/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Richard B. Clark    Mgmt    For    Against    Against
2   Elect Mary Lou Fiala    Mgmt    For    For    For
3   Elect J. Bruce Flatt    Mgmt    For    For    For
4   Elect Janice R. Fukakusa    Mgmt    For    For    For
5   Elect John K. Haley    Mgmt    For    For    For
6   Elect Daniel B. Hurwitz    Mgmt    For    For    For
7   Elect Brian W. Kingston    Mgmt    For    For    For
8   Elect Christina M. Lofgren    Mgmt    For    For    For
9   Elect Sandeep Mathrani    Mgmt    For    For    For
10   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Amendment to Articles Regarding Removal of Directors Without Cause    Mgmt    For    For    For
14   Shareholder Proposal Regarding Proxy Access    ShrHoldr    Against    For    Against


HCP, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HCP    CUSIP 40414L109    04/27/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Brian G. Cartwright    Mgmt    For    For    For
2   Elect Christine N. Garvey    Mgmt    For    For    For
3   Elect David B. Henry    Mgmt    For    For    For
4   Elect Thomas M. Herzog    Mgmt    For    For    For
5   Elect James P. Hoffmann    Mgmt    For    For    For
6   Elect Michael D. McKee    Mgmt    For    For    For
7   Elect Peter L. Rhein    Mgmt    For    For    For
8   Elect Joseph P. Sullivan    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Highwoods Properties, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HIW    CUSIP 431284108    05/10/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Charles A. Anderson    Mgmt    For    For    For
1.2   Elect Gene H. Anderson    Mgmt    For    For    For
1.3   Elect Carlos E. Evans    Mgmt    For    For    For
1.4   Elect Edward J. Fritsch    Mgmt    For    For    For
1.5   Elect David J. Hartzell    Mgmt    For    For    For
1.6   Elect Sherry A. Kellett    Mgmt    For    For    For
1.7   Elect O. Temple Sloan, Jr.    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   ADVISORY VOTE ON EXECUTIVE COMPENSATION    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Host Hotels & Resorts, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HST    CUSIP 44107P104    05/11/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Mary L. Baglivo    Mgmt    For    For    For
2   Elect Sheila C. Bair    Mgmt    For    For    For
3   Elect Sandeep Lakhmi Mathrani    Mgmt    For    For    For


4   Elect Ann McLaughlin Korologos    Mgmt    For    For    For
5   Elect Richard E. Marriott    Mgmt    For    For    For
6   Elect John B. Morse, Jr.    Mgmt    For    For    For
7   Elect Walter C. Rakowich    Mgmt    For    For    For
8   Elect James F. Risoleo    Mgmt    For    For    For
9   Elect Gordon H. Smith    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Hudson Pacific Properties Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HPP    CUSIP 444097109    05/24/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Victor J. Coleman    Mgmt    For    For    For
2   Elect Theodore R. Antenucci    Mgmt    For    For    For
3   Elect Frank Cohen    Mgmt    For    For    For
4   Elect Richard B. Fried    Mgmt    For    For    For
5   Elect Jonathan M. Glaser    Mgmt    For    For    For
6   Elect Robert L. Harris II    Mgmt    For    For    For
7   Elect Mark D. Linehan    Mgmt    For    For    For
8   Elect Robert M. Moran    Mgmt    For    For    For
9   Elect Michael Nash    Mgmt    For    For    For
10   Elect Barry A. Porter    Mgmt    For    For    For
11   Amendment to the 2010 Incentive Award Plan    Mgmt    For    Against    Against
12   Ratification of Auditor    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
14   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
15   Shareholder Proposal Regarding Board Diversity    ShrHoldr    Against    For    Against

Kilroy Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KRC    CUSIP 49427F108    05/23/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect John B. Kilroy, Jr.    Mgmt    For    For    For
2   Elect Edward F. Brennan    Mgmt    For    For    For
3   Elect Jolie Hunt    Mgmt    For    For    For
4   Elect Scott S. Ingraham    Mgmt    For    For    For
5   Elect Gary R. Stevenson    Mgmt    For    For    For
6   Elect Peter B. Stoneberg    Mgmt    For    For    For
7   Approval of amendment to the 2006 Incentive Award Plan    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
9   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
10   Ratification of Auditor    Mgmt    For    For    For


Kimco Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KIM    CUSIP 49446R109    04/25/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Milton Cooper    Mgmt    For    For    For
2   Elect Philip E. Coviello    Mgmt    For    For    For
3   Elect Richard G. Dooley    Mgmt    For    Against    Against
4   Elect Conor C. Flynn    Mgmt    For    For    For
5   Elect Joe Grills    Mgmt    For    For    For
6   Elect Frank Lourenso    Mgmt    For    For    For
7   Elect Colombe M. Nicholas    Mgmt    For    For    For
8   Elect Mary Hogan Preusse    Mgmt    For    For    For
9   Elect Richard Saltzman    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
12   Ratification of Auditor    Mgmt    For    For    For

LaSalle Hotel Properties

 

Ticker    Security ID:    Meeting Date    Meeting Status
LHO    CUSIP 517942108    05/04/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Michael D. Barnello    Mgmt    For    For    For
1.2   Elect Denise M. Coll    Mgmt    For    For    For
1.3   Elect Jeffrey T Foland    Mgmt    For    For    For
1.4   Elect Darryl Hartley-Leonard    Mgmt    For    For    For
1.5   Elect Jeffrey L. Martin    Mgmt    For    For    For
1.6   Elect Stuart L. Scott    Mgmt    For    For    For
1.7   Elect Donald A. Washburn    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Liberty Property Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
LPT    CUSIP 531172104    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Frederick F. Buchholz    Mgmt    For    For    For
1.2   Elect Thomas C. DeLoach, Jr.    Mgmt    For    For    For
1.3   Elect Katherine E. Dietze    Mgmt    For    For    For
1.4   Elect Antonio F. Fernandez    Mgmt    For    For    For
1.5   Elect Daniel P. Garton    Mgmt    For    For    For
1.6   Elect William P. Hankowsky    Mgmt    For    For    For
1.7   Elect M. Leanne Lachman    Mgmt    For    For    For
1.8   Elect David L. Lingerfelt    Mgmt    For    For    For
1.9   Elect Fredric J. Tomczyk    Mgmt    For    For    For


2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
4   Ratification of Auditor    Mgmt    For    For    For

Mid-America Apartment Communities, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAA    CUSIP 59522J103    05/23/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect H. Eric Bolton, Jr.    Mgmt    For    For    For
2   Elect Russell R. French    Mgmt    For    For    For
3   Elect Alan B. Graf, Jr.    Mgmt    For    For    For
4   Elect Toni Jennings    Mgmt    For    For    For
5   Elect James K. Lowder    Mgmt    For    For    For
6   Elect Thomas H. Lowder    Mgmt    For    For    For
7   Elect Monica McGurk    Mgmt    For    For    For
8   Elect Claude B. Nielsen    Mgmt    For    For    For
9   Elect Philip W. Norwood    Mgmt    For    For    For
10   Elect W. Reid Sanders    Mgmt    For    For    For
11   Elect Gary Shorb    Mgmt    For    For    For
12   Elect David P. Stockert    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
15   Ratification of Auditor    Mgmt    For    For    For

Mid-America Apartment Communities, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAA    CUSIP 59522J103    11/10/2016    Voted
Meeting Type    Country of Trade      
Special    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Merger/Acquisition    Mgmt    For    For    For
2   Increase of Authorized Common Stock    Mgmt    For    For    For
3   Right to Adjourn Meeting    Mgmt    For    For    For

Omega Healthcare Investors, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OHI    CUSIP 681936100    06/08/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Craig M. Bernfield    Mgmt    For    Withhold    Against
1.2   Elect Norman R. Bobins    Mgmt    For    For    For
1.3   Elect Craig R. Callen    Mgmt    For    For    For
1.4   Elect Barbara B. Hill    Mgmt    For    For    For
1.5   Elect Bernard J. Korman    Mgmt    For    For    For
1.6   Elect Edward Lowenthal    Mgmt    For    For    For


1.7   Elect Ben W. Perks    Mgmt    For    For    For
1.8   Elect C. Taylor Pickett    Mgmt    For    For    For
1.9   Elect Stephen D. Plavin    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Pebblebrook Hotel Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
PEB    CUSIP 70509V100    07/07/2016    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect Jon E. Bortz    Mgmt    For    For    For
1.2   Elect Cydney C. Donnell    Mgmt    For    For    For
1.3   Elect Ron E. Jackson    Mgmt    For    For    For
1.4   Elect Phillip M. Miller    Mgmt    For    For    For
1.5   Elect Michael J. Schall    Mgmt    For    For    For
1.6   Elect Earl E. Webb    Mgmt    For    For    For
1.7   Elect Laura H. Wright    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Amendment to the 2009 Equity Incentive Plan    Mgmt    For    For    For
5   Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments    ShrHoldr    Against    Against    For

Physicians Realty Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
DOC    CUSIP 71943U104    05/03/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1.1   Elect John T. Thomas    Mgmt    For    For    For
1.2   Elect Tommy G. Thompson    Mgmt    For    For    For
1.3   Elect Stanton D. Anderson    Mgmt    For    For    For
1.4   Elect Mark A. Baumgartner    Mgmt    For    For    For
1.5   Elect Albert C. Black, Jr.    Mgmt    For    For    For
1.6   Elect William A. Ebinger    Mgmt    For    For    For
1.7   Elect Richard A. Weiss    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Prologis, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PLD    CUSIP 74340W103    05/03/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Hamid R. Moghadam    Mgmt    For    For    For
2   Elect George L. Fotiades    Mgmt    For    For    For


3   Elect Lydia H. Kennard    Mgmt    For    For    For
4   Elect J. Michael Losh    Mgmt    For    For    For
5   Elect Irving F. Lyons III    Mgmt    For    For    For
6   Elect David P. O’Connor    Mgmt    For    For    For
7   Elect Olivier Piani    Mgmt    For    For    For
8   Elect Jeffrey L. Skelton    Mgmt    For    For    For
9   Elect Carl B. Webb    Mgmt    For    For    For
10   Elect William D. Zollars    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
13   Ratification of Auditor    Mgmt    For    For    For

Public Storage

 

Ticker    Security ID:    Meeting Date    Meeting Status
PSA    CUSIP 74460D109    04/26/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
2   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
3   Elect Uri P. Harkham    Mgmt    For    For    For
4   Elect Leslie Stone Heisz    Mgmt    For    For    For
5   Elect B. Wayne Hughes, Jr.    Mgmt    For    For    For
6   Elect Avedick B. Poladian    Mgmt    For    For    For
7   Elect Gary E. Pruitt    Mgmt    For    For    For
8   Elect Ronald P. Spogli    Mgmt    For    For    For
9   Elect Daniel C. Staton    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
12   Ratification of Auditor    Mgmt    For    For    For

Regency Centers Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
REG    CUSIP 758849103    02/24/2017    Voted
Meeting Type    Country of Trade      
Special    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Equity One Merger    Mgmt    For    For    For
2   Increase of Authorized Common Stock    Mgmt    For    For    For
3   Change in Board Size    Mgmt    For    For    For
4   Right to Adjourn Meeting    Mgmt    For    For    For

Regency Centers Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
REG    CUSIP 758849103    04/27/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Martin E. Stein, Jr.    Mgmt    For    For    For
2   Elect Joseph F. Azrack    Mgmt    For    For    For


3   Elect Raymond L. Bank    Mgmt    For    For    For
4   Elect Bryce Blair    Mgmt    For    Against    Against
5   Elect C. Ronald Blankenship    Mgmt    For    For    For
6   Elect Mary Lou Fiala    Mgmt    For    For    For
7   Elect Chaim Katzman    Mgmt    For    For    For
8   Elect Peter Linneman    Mgmt    For    For    For
9   Elect David P. O’Connor    Mgmt    For    For    For
10   Elect John C. Schweitzer    Mgmt    For    For    For
11   Elect Thomas G. Wattles    Mgmt    For    For    For
12   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Ratification of Auditor    Mgmt    For    For    For

RLJ Lodging Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
RLJ    CUSIP 74965L101    04/28/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Robert L. Johnson    Mgmt    For    For    For
2   Elect Ross H. Bierkan    Mgmt    For    For    For
3   Elect B. Evan Bayh III    Mgmt    For    For    For
4   Elect Nathaniel A. Davis    Mgmt    For    Against    Against
5   Elect Robert M. La Forgia    Mgmt    For    For    For
6   Elect Glenda G. McNeal    Mgmt    For    For    For
7   Elect Arthur R. Collins    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Simon Property Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SPG    CUSIP 828806109    05/10/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst
Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Larry C. Glasscock    Mgmt    For    For    For
3   Elect Karen N. Horn    Mgmt    For    For    For
4   Elect Allan B. Hubbard    Mgmt    For    For    For
5   Elect Reuben S. Leibowitz    Mgmt    For    For    For
6   Elect Gary M. Rodkin    Mgmt    For    For    For
7   Elect Daniel C. Smith    Mgmt    For    For    For
8   Elect J. Albert Smith, Jr.    Mgmt    For    For    For
9   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
10   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
11   Ratification of Auditor    Mgmt    For    For    For


SL Green Realty Corp.    

Ticker    Security ID:    Meeting Date    Meeting Status
SLG    CUSIP 78440X101    06/01/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Betsy Atkins    Mgmt    For    For    For
2   Elect Marc Holliday    Mgmt    For    For    For
3   Elect John S. Levy    Mgmt    For    Against    Against
4   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
5   Repeal of Classified Board    Mgmt    For    For    For
6   Ratification of Auditor    Mgmt    For    For    For
7   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For
8   Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation    ShrHoldr    Against    Against    For

Sun Communities, Inc.

Ticker    Security ID:    Meeting Date    Meeting Status
SUI    CUSIP 866674104    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Stephanie W. Bergeron    Mgmt    For    For    For
2   Elect Brian M. Hermelin    Mgmt    For    For    For
3   Elect Ronald A. Klein    Mgmt    For    For    For
4   Elect Clunet R. Lewis    Mgmt    For    For    For
5   Elect Gary A. Shiffman    Mgmt    For    For    For
6   Elect Arthur A. Weiss    Mgmt    For    For    For
7   Ratification of Auditor    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
9   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Sunstone Hotel Investors, Inc.    

Ticker    Security ID:    Meeting Date    Meeting Status
SHO    CUSIP 867892101    04/28/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect John V. Arabia    Mgmt    For    For    For
1.2   Elect W. Blake Baird    Mgmt    For    Withhold    Against
1.3   Elect Andrew Batinovich    Mgmt    For    For    For
1.4   Elect Z. Jamie Behar    Mgmt    For    For    For
1.5   Elect Thomas A. Lewis Jr.    Mgmt    For    For    For
1.6   Elect Murray J. McCabe    Mgmt    For    For    For
1.7   Elect Douglas M. Pasquale    Mgmt    For    For    For
1.8   Elect Keith P. Russell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For


UDR, Inc.    

Ticker    Security ID:    Meeting Date    Meeting Status
UDR    CUSIP 902653104    05/11/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Katherine A. Cattanach    Mgmt    For    For    For
2   Elect Robert P. Freeman    Mgmt    For    For    For
3   Elect Jon A. Grove    Mgmt    For    For    For
4   Elect Mary Ann King    Mgmt    For    For    For
5   Elect James D. Klingbeil    Mgmt    For    For    For
6   Elect Clint D. McDonnough    Mgmt    For    For    For
7   Elect Robert A. McNamara    Mgmt    For    For    For
8   Elect Mark R. Patterson    Mgmt    For    For    For
9   Elect Lynne B. Sagalyn    Mgmt    For    For    For
10   Elect Thomas W. Toomey    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    Against    Against
12   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
13   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Ventas, Inc.    

Ticker    Security ID:    Meeting Date    Meeting Status
VTR    CUSIP 92276F100    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst Mgmt

1   Elect Melody C. Barnes    Mgmt    For    For    For
2   Elect Debra A. Cafaro    Mgmt    For    For    For
3   Elect Jay M. Gellert    Mgmt    For    For    For
4   Elect Richard I. Gilchrist    Mgmt    For    For    For
5   Elect Matthew J. Lustig    Mgmt    For    For    For
6   Elect Roxanne M. Martino    Mgmt    For    For    For
7   Elect Walter C. Rakowich    Mgmt    For    For    For
8   Elect Robert D. Reed    Mgmt    For    For    For
9   Elect Glenn J. Rufrano    Mgmt    For    For    For
10   Elect James D. Shelton    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Vornado Realty Trust    

Ticker    Security ID:    Meeting Date    Meeting Status
VNO    CUSIP 929042109    05/18/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Michael Lynne    Mgmt    For    For    For
1.2   Elect David Mandelbaum    Mgmt    For    Withhold    Against
1.3   Elect Mandakini Puri    Mgmt    For    For    For
1.4   Elect Daniel R. Tisch    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For


Weingarten Realty Investors    

Ticker    Security ID:    Meeting Date    Meeting Status
WRI    CUSIP 948741103    04/24/2017    Voted
Meeting Type    Country of Trade      
Annual    United States      

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Andrew M. Alexander    Mgmt    For    For    For
1.2   Elect Stanford Alexander    Mgmt    For    For    For
1.3   Elect Shelaghmichael Brown    Mgmt    For    For    For
1.4   Elect James W. Crownover    Mgmt    For    For    For
1.5   Elect Stephen A. Lasher    Mgmt    For    For    For
1.6   Elect Thomas L. Ryan    Mgmt    For    Withhold    Against
1.7   Elect Douglas W. Schnitzer    Mgmt    For    For    For
1.8   Elect C. Park Shaper    Mgmt    For    For    For
1.9   Elect Marc J. Shapiro    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Welltower Inc.    

Ticker    Security ID:    Meeting Date    Meeting Status
HCN    CUSIP 95040Q104    05/04/2017    Voted
Meeting Type    Country of Trade      

Annual

  

United States

     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth J. Bacon    Mgmt    For    For    For
2   Elect Thomas J. DeRosa    Mgmt    For    For    For
3   Elect Jeffrey H. Donahue    Mgmt    For    For    For
4   Elect Fred S. Klipsch    Mgmt    For    For    For
5   Elect Geoffrey G. Meyers    Mgmt    For    For    For
6   Elect Timothy J. Naughton    Mgmt    For    Against    Against
7   Elect Sharon M. Oster    Mgmt    For    For    For
8   Elect Judith C. Pelham    Mgmt    For    For    For
9   Elect Sergio D. Rivera    Mgmt    For    For    For
10   Elect R. Scott Trumbull    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For

13

 

Frequency of Advisory Vote on

Executive Compensation

  

Mgmt

  

1 Year

  

1 Year

  

For


IVY VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

Axis Bank Ltd.

 

Meeting Date:    07/22/2016    Country:    India    Primary Security ID:    Y0487S137
Record Date:    07/15/2016    Meeting Type:    Annual    Ticker:    532215

 

Shares Voted:   943,929          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect V. Srinivasan as Director    Mgmt    For    For    For
4   Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Rakesh Makhija as Independent Director    Mgmt    For    For    For
6   Elect Ketaki Bhagwati as Independent Director    Mgmt    For    For    For
7   Elect B. Babu Rao as Director    Mgmt    For    For    For
8   Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO    Mgmt    For    Refer    For
9   Approve Reappointment of V. Srinivasan as Executive Director & Head (Corporate Banking) from Oct. 15, 2015 to Dec. 20, 2015 and Approve His Appointment and Remuneration as Deputy Managing Director from Dec. 21, 2015 to Dec. 20, 2018    Mgmt    For    For    For
10   Approve Revision in the Remuneration of V. Srinivasan as Executive Director designated as Deputy Managing Director with effect from June 1, 2016    Mgmt    For    Refer    For
11   Elect Sanjiv Misra as Independent Director    Mgmt    For    For    For
12   Approve Appointment and Remuneration of Sanjiv Misra as Non-Executive Part-Time Chairman    Mgmt    For    For    For
13   Elect Rajiv Anand as Director    Mgmt    For    For    For
14   Approve Appointment and Remuneration of Rajiv Anand as Executive Director designated as Executive Director (Retail Banking)    Mgmt    For    For    For
15   Elect Rajesh Dahiya as Director    Mgmt    For    For    For
16   Approve Appointment and Remuneration of Rajesh Dahiya as Executive Director designated as Executive Director (Corporate Centre)    Mgmt    For    For    For
17   Approve Remuneration of Non-Executive Directors    Mgmt    For    Refer    For
18   Authorize Issuance of Non-Convertible Debentures    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ITC Ltd.

 

Meeting Date:    07/22/2016    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/15/2016    Meeting Type:    Annual    Ticker:    ITC

 

Shares Voted:   797,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Nakul Anand as Director    Mgmt    For    For    For
4   Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director    Mgmt    For    For    For
6   Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director    Mgmt    For    For    For
7   Elect Nirupama Rao as Independent Director    Mgmt    For    For    For
8   Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman    Mgmt    For    For    For
9   Approve Variation in the Terms of Remuneration to Executive Directors    Mgmt    For    Refer    For
10   Approve Commission Remuneration for Non-executive Directors    Mgmt    For    Refer    For
11   Approve Remuneration of Cost Auditors    Mgmt    For    For    For
12   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/26/2016    Country:    India    Primary Security ID:    Y5217N159
Record Date:    08/19/2016    Meeting Type:    Annual    Ticker:    500510


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Larsen & Toubro Ltd

 

Shares Voted:   319,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend Payment    Mgmt    For    For    For
3   Elect Sunita Sharma as Director    Mgmt    For    For    For
4   Reelect S. N. Subrahmanyan as Director    Mgmt    For    For    For
5   Reelect A. M Naik as Director    Mgmt    For    For    For
6   Elect D. K Sen as Director    Mgmt    For    For    For
7   Elect M. V Satish as Director    Mgmt    For    For    For
8   Elect Naina Lal Kidwai as Independent Director    Mgmt    For    For    For
9   Approve Appointment and Remuneration of S. N Subrahmanyan as Deputy Managing Director and President    Mgmt    For    For    For
10   Approve Appointment and Remuneration of D. K Sen as Executive Director    Mgmt    For    For    For
11   Approve Appointment and Remuneration of M. V Satish as Executive Director    Mgmt    For    For    For
12   Approve Commission Remuneration for Executive Directors    Mgmt    For    Refer    Against
13   Approve Reappointment and Remuneration of R. Shankar Raman as Executive Director    Mgmt    For    Refer    Against
14   Approve Reappointment and Remuneration of Shailendra Roy as Executive Director    Mgmt    For    Refer    Against
15   Elect Sanjeev Aga as Independent Director    Mgmt    For    For    For
16   Elect Narayanan Kumar as Independent Director    Mgmt    For    For    For
17   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
18   Authorize Issuance of Non-Convertible Debentures    Mgmt    For    Refer    For
19   Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
20   Approve Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
21   Approve Remuneration of Cost Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016    Country:    Belgium    Primary Security ID:   
Record Date:    09/14/2016    Meeting Type:    Special    Ticker:    ABI

 

Shares Voted:   98,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
A.1   Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA    Mgmt    For    Refer    For
B.2   Receive Special Board Report and Special Auditor Report Re: Item 1    Mgmt         
B.3   Receive Information on Modifications to the Assets and Liabilities of the Merging Companies    Mgmt         
B.4   Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
B.5   Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
C.6   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/19/2016    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   125,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
1.2   Elect Chee Hwa Tung as Director    Mgmt    For    For    For
1.3   Elect Jerry Yang as Director    Mgmt    For    For    For
1.4   Elect Wan Ling Martello as Director    Mgmt    For    For    For
1.5   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

BHP Billiton plc

 

Meeting Date:    10/20/2016    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/18/2016    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   284,743          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
8   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
9   Approve Grant of Awards under the Group’s Long Term Incentive Plan to Andrew Mackenzie    Mgmt    For    Refer    For
10   Elect Ken MacKenzie as Director    Mgmt    For    For    For
11   Re-elect Malcolm Brinded as Director    Mgmt    For    For    For
12   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
13   Re-elect Pat Davies as Director    Mgmt    For    For    For
14   Re-elect Anita Frew as Director    Mgmt    For    For    For
15   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
16   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
17   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
18   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
19   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
20   Re-elect Jac Nasser as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Parker-Hannifin Corporation

 

Meeting Date:    10/26/2016    Country:    USA    Primary Security ID:    701094104
Record Date:    08/31/2016    Meeting Type:    Annual    Ticker:    PH

 

Shares Voted:   11,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lee C. Banks    Mgmt    For    For    For
1.2   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3   Elect Director Linda S. Harty    Mgmt    For    For    For
1.4   Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5   Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6   Elect Director Klaus-Peter Muller    Mgmt    For    For    For
1.7   Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8   Elect Director Joseph Scaminace    Mgmt    For    For    For
1.9   Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10   Elect Director Ake Svensson    Mgmt    For    For    For
1.11   Elect Director James R. Verrier    Mgmt    For    For    For
1.12   Elect Director James L. Wainscott    Mgmt    For    For    For
1.13   Elect Director Thomas L. Williams    Mgmt    For    For    For
2   Require Advance Notice for Shareholder Nominations    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    11/30/2016    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2016    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   392,607          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Proxy Access    SH    Against    Against    Against

Medtronic plc

 

Meeting Date:    12/09/2016    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/11/2016    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   122,587          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5a   Amend Articles of Association    Mgmt    For    For    For
5b   Amend Memorandum of Association    Mgmt    For    For    For
6   Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits    Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:    01/19/2017    Country:    USA    Primary Security ID:    461202103
Record Date:    11/21/2016    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   88,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Diane B. Greene    Mgmt    For    For    For
1e   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1f   Elect Director Dennis D. Powell    Mgmt    For    For    For
1g   Elect Director Brad D. Smith    Mgmt    For    For    For
1h   Elect Director Raul Vazquez    Mgmt    For    For    For
1i   Elect Director Jeff Weiner    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Intuit Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Visa Inc.

 

Meeting Date:    01/31/2017    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/02/2016    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   136,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director John A.C. Swainson    Mgmt    For    For    For
1i   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

QUALCOMM Incorporated

 

Meeting Date:    03/07/2017    Country:    USA    Primary Security ID:    747525103
Record Date:    01/09/2017    Meeting Type:    Annual    Ticker:    QCOM


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

QUALCOMM Incorporated

 

Shares Voted:   145,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1c   Elect Director Thomas W. Horton    Mgmt    For    For    For
1d   Elect Director Paul E. Jacobs    Mgmt    For    For    For
1e   Elect Director Ann M. Livermore    Mgmt    For    For    For
1f   Elect Director Harish Manwani    Mgmt    For    For    For
1g   Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1h   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1i   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1j   Elect Director Francisco Ros    Mgmt    For    For    For
1k   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against

Larsen & Toubro Ltd

 

Meeting Date:    03/14/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    03/06/2017    Meeting Type:    Court    Ticker:    500510

 

Shares Voted:   327,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    03/16/2017    Country:    India    Primary Security ID:    Y4211T171
Record Date:    02/03/2017    Meeting Type:    Special    Ticker:    ITC


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ITC Ltd.

 

Shares Voted:   842,200      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Amend Objects Clause of Memorandum of Association    Mgmt    For    Refer    For

Bridgestone Corp.

 

Meeting Date:    03/24/2017    Country:    Japan    Primary Security ID:    J04578126
Record Date:    12/31/2016    Meeting Type:    Annual    Ticker:    5108

 

Shares Voted:   156,615      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 70    Mgmt    For    For    For
2.1   Elect Director Tsuya, Masaaki    Mgmt    For    For    For
2.2   Elect Director Nishigai, Kazuhisa    Mgmt    For    For    For
2.3   Elect Director Zaitsu, Narumi    Mgmt    For    For    For
2.4   Elect Director Togami, Kenichi    Mgmt    For    For    For
2.5   Elect Director Tachibana Fukushima, Sakie    Mgmt    For    For    For
2.6   Elect Director Scott Trevor Davis    Mgmt    For    For    For
2.7   Elect Director Okina, Yuri    Mgmt    For    For    For
2.8   Elect Director Masuda, Kenichi    Mgmt    For    For    For
2.9   Elect Director Yamamoto, Kenzo    Mgmt    For    For    For
2.10   Elect Director Terui, Keiko    Mgmt    For    For    For
2.11   Elect Director Sasa, Seiichi    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/05/2017    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/15/2017    Meeting Type:    Annual    Ticker:    SLB


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Schlumberger Limited

 

Shares Voted:   163,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1l   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Employee Stock Purchase Plan    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2017    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   129,813      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy Banse    Mgmt    For    For    For
1b   Elect Director Edward Barnholt    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Robert Burgess    Mgmt    For    For    For
1d   Elect Director Frank Calderoni    Mgmt    For    For    For
1e   Elect Director James Daley    Mgmt    For    For    For
1f   Elect Director Laura Desmond    Mgmt    For    For    For
1g   Elect Director Charles Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel Rosensweig    Mgmt    For    For    For
1j   Elect Director John Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Airbus SE

 

Meeting Date:    04/12/2017    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   70,085          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.2   Approve Allocation of Income and Dividends of EUR1.35per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.6   Reelect Denis Ranque as Non-Executive Director    Mgmt    For    For    For
4.7   Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.8   Reelect Hermann-Josef Lamberti as Non-Executive Director    Mgmt    For    For    For
4.9   Elect Lord Drayson (Paul) as Non-Executive Director    Mgmt    For    For    For
4.10   Proposal to change the Company name from Airbus Group SE to Airbus SE    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.12   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.14   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         

Rio Tinto plc

 

Meeting Date:    04/12/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   196,257      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Approve the Potential Termination of Benefits for Australian Law Purposes    Mgmt    For    Refer    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For
6   Elect David Constable as Director    Mgmt    For    For    For
7   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
8   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
9   Elect Simon Henry as Director    Mgmt    For    For    For
10   Elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
11   Elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Chris Lynch as Director    Mgmt    For    For    For
14   Re-elect Paul Tellier as Director    Mgmt    For    For    For
15   Re-elect Simon Thompson as Director    Mgmt    For    For    For
16   Re-elect John Varley as Director    Mgmt    For    For    For
17   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Kraft Heinz Company

 

Meeting Date:    04/19/2017    Country:    USA    Primary Security ID:    500754106
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   253,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Feroz Dewan    Mgmt    For    For    For
1g   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1h   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1i   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1j   Elect Director John C. Pope    Mgmt    For    For    For
1k   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Sustainability    SH    Against    Refer    Against
5   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against
6   Report on Supply Chain Impact on Deforestation    SH    Against    Refer    Against

Vinci

 

Meeting Date:    04/20/2017    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/13/2017    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   29,506          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.10 per Share    Mgmt    For    For    For
4   Reelect Yannick Assouad as Director    Mgmt    For    For    For
5   Reelect Graziella Gavezotti as Director    Mgmt    For    For    For
6   Reelect Michael Pragnell as Director    Mgmt    For    For    For
7   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million    Mgmt    For    Refer    For
8   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    For    For
10   Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    For    For
11   Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    Against    Against
15   Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million    Mgmt    For    For    For
16   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million    Mgmt    For    For    For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   325,036          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For
1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1k   Elect Director Diana L. Taylor    Mgmt    For    For    For
1l   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For
1o   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Demonstrate No Gender Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Claw-back of Payments under Restatements    SH    Against    For    For
9   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    For

Noble Energy, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    655044105
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   301,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
1j   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

PACCAR Inc

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    693718108
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PCAR

 

Shares Voted:   163,618          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Beth E. Ford    Mgmt    For    For    For
1.2   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1.3   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1.4   Elect Director Mark A. Schulz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Eliminate Supermajority Vote Requirement    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   79,008          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Elect Ian Clark as Director    Mgmt    For    For    For
7   Elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For
12   Re-elect Anne Minto as Director    Mgmt    For    For    For
13   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For
14   Re-elect Jeffrey Poulton as Director    Mgmt    For    For    For
15   Elect Albert Stroucken as Director    Mgmt    For    For    For
16   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Adopt New Articles of Association    Mgmt    For    Refer    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    693475105
Record Date:    02/03/2017    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   89,952          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.3   Elect Director William S. Demchak    Mgmt    For    For    For
1.4   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.5   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.9   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.10   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.11   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.12   Elect Director Michael J. Ward    Mgmt    For    For    For
1.13   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against

Wells Fargo & Company

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    949746101
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   182,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    Refer    Against
1b   Elect Director John S. Chen    Mgmt    For    Refer    Against
1c   Elect Director Lloyd H. Dean    Mgmt    For    Refer    Against
1d   Elect Director Elizabeth A. Duke    Mgmt    For    Refer    Against
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    Refer    Against
1f   Elect Director Donald M. James    Mgmt    For    Refer    Against
1g   Elect Director Cynthia H. Milligan    Mgmt    For    Refer    Against
1h   Elect Director Karen B. Peetz    Mgmt    For    For    For
1i   Elect Director Federico F. Peña    Mgmt    For    Refer    Against
1j   Elect Director James H. Quigley    Mgmt    For    Refer    Against
1k   Elect Director Stephen W. Sanger    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1m   Elect Director Timothy J. Sloan    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    Refer    Against
1o   Elect Director Suzanne M. Vautrinot    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Review and Report on Business Standards    SH    Against    Refer    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Divesting Non-Core Business    SH    Against    Refer    Against
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Adopt Global Policy Regarding the Rights of Indigenous People    SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017    Country:    Belgium    Primary Security ID:    B639CJ108
Record Date:    04/12/2017    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   72,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual/Special Meeting    Mgmt         
  Special Part    Mgmt         
A1.a   Receive Special Board Report    Mgmt         
A1.b   Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital    Mgmt    For    For    For
  Annual Part    Mgmt         
B1   Management Report Regarding the Old Anheuser-Busch InBev SA/NV    Mgmt         
B2   Report by the Statutory Auditor Regarding the Old AB InBev    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B3   Approval of the Accounts of the Old AB InBev    Mgmt    For    For    For
B4   Approve Discharge to the Directors of the Old AB InBev    Mgmt    For    For    For
B5   Approve Discharge of Auditors of the Old AB InBev    Mgmt    For    For    For
B6   Receive Directors’ Reports    Mgmt         
B7   Receive Auditors’ Reports    Mgmt         
B8   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B.9   Adopt Financial Statements    Mgmt    For    For    For
B10   Approve Discharge to the Directors    Mgmt    For    For    For
B11   Approve Discharge of Auditors    Mgmt    For    For    For
B12.a   Elect M.J. Barrington as Director    Mgmt    For    Refer    Against
B12.b   Elect W.F. Gifford Jr. as Director    Mgmt    For    Refer    For
B12.c   Elect A. Santo Domingo Davila as Director    Mgmt    For    Refer    For
B13.a   Approve Remuneration Report    Mgmt    For    For    For
B13.b   Approve Remuneration of Directors    Mgmt    For    Refer    For
B13.c   Approve Non-Executive Director Stock Option Grants    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/26/2017    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   61,417          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Discuss Remuneration Policy for Management Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 1.20 Per Ordinary Share    Mgmt    For    For    For
9   Amend the Remuneration Policy of the Management Board    Mgmt    For    For    For
10   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
11   Approve Number of Stock Options, Respectively Shares for Employees    Mgmt    For    Refer    For
12   Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board    Mgmt         
13.a   Elect Pauline van der Meer Mohr to Supervisory Board    Mgmt    For    For    For
13.b   Elect Carla Smits-Nusteling to Supervisory Board    Mgmt    For    For    For
13.c   Elect Doug Grose to Supervisory Board    Mgmt    For    For    For
13.d   Elect Wolfgang Ziebart to Supervisory Board    Mgmt    For    For    For
13.e   Discussion of the Supervisory Board Composition    Mgmt         
14   Amend Remuneration of Supervisory Board    Mgmt    For    Refer    For
15   Ratify KPMG as Auditors    Mgmt    For    For    For
16.a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    For
16.b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a    Mgmt    For    For    For
16.c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    For    For
16.d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c    Mgmt    For    For    For
17.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17.b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
18   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Other Business (Non-Voting)    Mgmt         
20   Close Meeting    Mgmt         

Axa

 

Meeting Date:    04/26/2017    Country:    France    Primary Security ID:    F06106102
Record Date:    04/21/2017    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   382,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.16 per Share    Mgmt    For    For    For
4   Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016    Mgmt    For    For    For
5   Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016    Mgmt    For    For    For
6   Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016    Mgmt    For    For    For
7   Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016    Mgmt    For    For    For
8   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    For    For
9   Approve Remuneration Policy of CEO    Mgmt    For    For    For
10   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
11   Approve Additional Social Benefits Agreement with Thomas Buberl, CEO    Mgmt    For    Refer    For
12   Approve Severance Agreement with Thomas Buberl    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Reelect Deanna Oppenheimer as Director    Mgmt    For    For    For
14   Reelect Ramon de Oliveira as Director    Mgmt    For    For    For
15   Ratify Appointment of Thomas Buberl as Director    Mgmt    For    For    For
16   Ratify Appointment of André François-Poncet as Director    Mgmt    For    For    For
17   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
18   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions    Mgmt    For    Against    Against
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    For    For
21   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    Refer    For
22   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
23   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers    Mgmt    For    For    For
24   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Against    Against
25   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million    Mgmt    For    Against    Against
26   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion    Mgmt    For    Against    Against
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
29   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

30   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
31   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

General Electric Company

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    369604103
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    GE

 

Shares Voted:   385,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1   Elect Director Sebastien M. Bazin    Mgmt    For    For    For
2   Elect Director W. Geoffrey Beattie    Mgmt    For    For    For
3   Elect Director John J. Brennan    Mgmt    For    For    For
4   Elect Director Francisco D’Souza    Mgmt    For    For    For
5   Elect Director Marijn E. Dekkers    Mgmt    For    For    For
6   Elect Director Peter B. Henry    Mgmt    For    For    For
7   Elect Director Susan J. Hockfield    Mgmt    For    For    For
8   Elect Director Jeffrey R. Immelt    Mgmt    For    For    For
9   Elect Director Andrea Jung    Mgmt    For    For    For
10   Elect Director Robert W. Lane    Mgmt    For    For    For
11   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
12   Elect Director Rochelle B. Lazarus    Mgmt    For    For    For
13   Elect Director Lowell C. McAdam    Mgmt    For    For    For
14   Elect Director Steven M. Mollenkopf    Mgmt    For    For    For
15   Elect Director James J. Mulva    Mgmt    For    For    For
16   Elect Director James E. Rohr    Mgmt    For    For    For
17   Elect Director Mary L. Schapiro    Mgmt    For    For    For
18   Elect Director James S. Tisch    Mgmt    For    For    For
19   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
20   Advisory Vote o n Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

General Electric Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
22   Approve Material Terms of Senior Officer Performance Goals    Mgmt    For    Refer    For
23   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
24   Report on Lobbying Payments and Policy    SH    Against    Against    Against
25   Require Independent Board Chairman    SH    Against    Refer    For
26   Restore or Provide for Cumulative Voting    SH    Against    Against    Against
27   Report on Charitable Contributions    SH    Against    Against    Against

The Coca-Cola Company

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    191216100
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   357,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Richard M. Daley    Mgmt    For    For    For
1.6   Elect Director Barry Diller    Mgmt    For    For    For
1.7   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.8   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.9   Elect Director Muhtar Kent    Mgmt    For    For    For
1.10   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.11   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.12   Elect Director Sam Nunn    Mgmt    For    For    For
1.13   Elect Director James Quincey    Mgmt    For    For    For
1.14   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Human Rights Review on High-Risk Regions    SH    Against    Against    Against

Delphi Automotive PLC

 

Meeting Date:    04/27/2017    Country:    Jersey    Primary Security ID:    G27823106
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    DLPH

 

Shares Voted:   139,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Joseph S. Cantie    Mgmt    For    For    For
2   Elect Director Kevin P. Clark    Mgmt    For    For    For
3   Elect Director Gary L. Cowger    Mgmt    For    For    For
4   Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
5   Elect Director Mark P. Frissora    Mgmt    For    For    For
6   Elect Director Rajiv L. Gupta    Mgmt    For    For    For
7   Elect Director Sean O. Mahoney    Mgmt    For    For    For
8   Elect Director Timothy M. Manganello    Mgmt    For    For    For
9   Elect Director Ana G. Pinczuk    Mgmt    For    For    For
10   Elect Director Thomas W. Sidlik    Mgmt    For    For    For
11   Elect Director Bernd Wiedemann    Mgmt    For    For    For
12   Elect Director Lawrence A. Zimmerman    Mgmt    For    For    For
13   Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
14   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    EOG


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

EOG Resources, Inc.

 

Shares Voted:   156,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   100,721          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Shareholders may Call Special Meetings    SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    539830109
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   56,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1b   Elect Director Nolan D. Archibald    Mgmt    For    Refer    Against
1c   Elect Director Rosalind G. Brewer    Mgmt    For    Refer    Against
1d   Elect Director David B. Burritt    Mgmt    For    For    For
1e   Elect Director Bruce A. Carlson    Mgmt    For    Refer    Against
1f   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1g   Elect Director Thomas J. Falk    Mgmt    For    Refer    Against
1h   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1i   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1j   Elect Director James M. Loy    Mgmt    For    For    For
1k   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1l   Elect Director Anne Stevens    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Pfizer Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    717081103
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   471,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.6   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7   Elect Director James M. Kilts    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.12   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against
6   Amend Bylaws — Call Special Meetings    SH    Against    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

Continental AG

 

Meeting Date:    04/28/2017    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    CON


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Shares Voted:   44,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 4.25 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2016    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2016    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2016    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2016    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2016    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2016    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2016    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2016    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2016    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2016    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2016    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2016    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2016    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2016    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2016    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2016    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2016    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2016    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.10   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2016    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2016    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2016    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2016    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2016    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2016    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2016    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2016    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2016    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2016    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members    Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    110122108
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   142,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Peter J. Arduini    Mgmt    For    For    For
1B   Elect Director Robert J. Bertolini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Matthew W. Emmens    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1E   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1F   Elect Director Michael Grobstein    Mgmt    For    For    For
1G   Elect Director Alan J. Lacy    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Theodore R. Samuels    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Vicki L. Sato    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    127097103
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   319,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1B   Elect Director Rhys J. Best    Mgmt    For    For    For
1C   Elect Director Robert S. Boswell    Mgmt    For    For    For
1D   Elect Director Dan O. Dinges    Mgmt    For    For    For
1E   Elect Director Robert Kelley    Mgmt    For    For    For
1F   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Philip Morris International Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718172109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   168,300          

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1    Elect Director Harold Brown    Mgmt    For    For    For
1.2    Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3    Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4    Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5    Elect Director Werner Geissler    Mgmt    For    For    For
1.6    Elect Director Jennifer Li    Mgmt    For    For    For
1.7    Elect Director Jun Makihara    Mgmt    For    For    For
1.8    Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.9    Elect Director Kalpana Morparia    Mgmt    For    For    For
1.10    Elect Director Lucio A. Noto    Mgmt    For    For    For
1.11    Elect Director Frederik Paulsen    Mgmt    For    For    For
1.12    Elect Director Robert B. Polet    Mgmt    For    For    For
1.13    Elect Director Stephen M. Wolf    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Approve Restricted Stock Plan    Mgmt    For    Refer    For
5    Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
6    Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
7    Establish a Board Committee on Human Rights    SH    Against    Refer    Against
8    Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Phillips 66

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718546104
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   119,448          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Berkshire Hathaway Inc.

 

Meeting Date:    05/06/2017    Country:    USA    Primary Security ID:    084670702
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    BRK.B

 

Shares Voted:   41,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Warren E. Buffett    Mgmt    For    For    For
1.2   Elect Director Charles T. Munger    Mgmt    For    For    For
1.3   Elect Director Howard G. Buffett    Mgmt    For    For    For
1.4   Elect Director Stephen B. Burke    Mgmt    For    For    For
1.5   Elect Director Susan L. Decker    Mgmt    For    For    For
1.6   Elect Director William H. Gates, III    Mgmt    For    For    For
1.7   Elect Director David S. Gottesman    Mgmt    For    For    For
1.8   Elect Director Charlotte Guyman    Mgmt    For    For    For
1.9   Elect Director Thomas S. Murphy    Mgmt    For    For    For
1.10   Elect Director Ronald L. Olson    Mgmt    For    For    For
1.11   Elect Director Walter Scott, Jr.    Mgmt    For    For    For
1.12   Elect Director Meryl B. Witmer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Berkshire Hathaway Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Report on Political Contributions    SH    Against    Against    Against
5   Assess and Report on Exposure to Climate Change Risks    SH    Against    Refer    Against
6   Require Divestment from Fossil Fuels    SH    Against    Refer    Against

International Paper Company

 

Meeting Date:    05/08/2017    Country:    USA    Primary Security ID:    460146103
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    IP

 

Shares Voted:   108,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David J. Bronczek    Mgmt    For    For    For
1b   Elect Director William J. Burns    Mgmt    For    For    For
1c   Elect Director Ahmet C. Dorduncu    Mgmt    For    For    For
1d   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1e   Elect Director Jay L. Johnson    Mgmt    For    For    For
1f   Elect Director Stacey J. Mobley    Mgmt    For    For    For
1g   Elect Director Kathryn D. Sullivan    Mgmt    For    For    For
1h   Elect Director Mark S. Sutton    Mgmt    For    For    For
1i   Elect Director John L. Townsend, III    Mgmt    For    For    For
1j   Elect Director William G. Walter    Mgmt    For    For    For
1k   Elect Director J. Steven Whisler    Mgmt    For    For    For
1l   Elect Director Ray G. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    015351109
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   71,533          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director M. Michele Burns    Mgmt    For    For    For
1.4   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.5   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.6   Elect Director John T. Mollen    Mgmt    For    For    For
1.7   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.8   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.9   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.10   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Provide For Confidential Running Vote Tallies On Executive Pay Matters    SH    Against    For    For

Union Pacific Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    907818108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   74,305          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Michael W. McConnell    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Steven R. Rogel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For

AIA Group Ltd.

 

Meeting Date:    05/12/2017    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/09/2017    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   2,454,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Mohamed Azman Yahya as Director    Mgmt    For    For    For
4   Elect Edmund Sze-Wing Tse as Director    Mgmt    For    For    For
5   Elect Jack Chak-Kwong So as Director    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   265,915          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director Todd A. Combs    Mgmt    For    For    For
1f   Elect Director James S. Crown    Mgmt    For    For    For
1g   Elect Director James Dimon    Mgmt    For    For    For
1h   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Clawback Amendment    SH    Against    For    For
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
10   Reduce Ownership Threshold for Shareholders to Call a Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Halliburton Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    406216101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   362,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director J. Landis Martin    Mgmt    For    For    For
1l   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1m   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Mondelez International, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    609207105
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    MDLZ


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Mondelez International, Inc.

 

Shares Voted:   249,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lewis W.K. Booth    Mgmt    For    For    For
1b   Elect Director Charles E. Bunch    Mgmt    For    For    For
1c   Elect Director Lois D. Juliber    Mgmt    For    For    For
1d   Elect Director Mark D. Ketchum    Mgmt    For    For    For
1e   Elect Director Jorge S. Mesquita    Mgmt    For    For    For
1f   Elect Director Joseph Neubauer    Mgmt    For    For    For
1g   Elect Director Nelson Peltz    Mgmt    For    For    For
1h   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1i   Elect Director Irene B. Rosenfeld    Mgmt    For    For    For
1j   Elect Director Christiana S. Shi    Mgmt    For    For    For
1k   Elect Director Patrick T. Siewert    Mgmt    For    For    For
1l   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1m   Elect Director Jean-Francois M. L. van Boxmeer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against
6   Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives    SH    Against    Refer    Against

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    723787107
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    PXD


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Pioneer Natural Resources Company

 

Shares Voted:   45,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Annual Sustainability    SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    437076102
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   74,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Karen L. Katen    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    SH    Against    Against    Against
7   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    023135106
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   12,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1e   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Use of Criminal Background Checks in Hiring    SH    Against    Against    Against
7   Include Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Wolseley plc

 

Meeting Date:    05/23/2017    Country:    United Kingdom    Primary Security ID:    G9736L124
Record Date:    05/21/2017    Meeting Type:    Special    Ticker:    WOS

 

Shares Voted:   75,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Change of Company Name to Ferguson plc    Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    169656105
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    CMG

 

Shares Voted:   26,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Albert S. Baldocchi    Mgmt    For    For    For
1.2   Elect Director Paul T. Cappuccio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Steve Ells    Mgmt    For    For    For
1.4   Elect Director Neil W. Flanzraich    Mgmt    For    For    For
1.5   Elect Director Robin Hickenlooper    Mgmt    For    For    For
1.6   Elect Director Kimbal Musk    Mgmt    For    For    For
1.7   Elect Director Ali Namvar    Mgmt    For    For    For
1.8   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   19,745          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Facebook, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Report on Public Policy Issues Associated with Fake News    SH    Against    Refer    Against
6   Gender Pay Gap    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For

Lowe’s Companies, Inc.

 

Meeting Date:    06/02/2017    Country:    USA    Primary Security ID:    548661107
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   95,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director Angela F. Braly    Mgmt    For    For    For
1.3   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.4   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.5   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.6   Elect Director Robert L. Johnson    Mgmt    For    For    For
1.7   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Robert A. Niblock    Mgmt    For    For    For
1.10   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.11   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Alphabet Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   15,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    Refer    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Paul S. Otellini    Mgmt    For    Refer    For
1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.12   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Report on Political Contributions    SH    Against    Against    Against
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Report on Charitable Contributions    SH    Against    Against    Against
11   Adopt Holy Land Principles    SH    Against    Against    Against
12   Report on Fake News    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Comcast Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   335,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.8   Elect Director David C. Novak    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Keyence Corp.

 

Meeting Date:    06/09/2017    Country:    Japan    Primary Security ID:    J32491102
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    6861

 

Shares Voted:   8,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 75    Mgmt    For    Against    Against
2   Amend Articles to Authorize Public Announcements in Electronic Format    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Keyence Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3.1   Elect Director Takizaki, Takemitsu    Mgmt    For    Refer    Against
3.2   Elect Director Yamamoto, Akinori    Mgmt    For    For    For
3.3   Elect Director Kimura, Tsuyoshi    Mgmt    For    For    For
3.4   Elect Director Kimura, Keiichi    Mgmt    For    For    For
3.5   Elect Director Ideno, Tomohide    Mgmt    For    For    For
3.6   Elect Director Yamaguchi, Akiji    Mgmt    For    For    For
3.7   Elect Director Kanzawa, Akira    Mgmt    For    For    For
3.8   Elect Director Fujimoto, Masato    Mgmt    For    For    For
3.9   Elect Director Tanabe, Yoichi    Mgmt    For    For    For
4   Appoint Alternate Statutory Auditor Yamamoto, Masaharu    Mgmt    For    Refer    For

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/21/2017    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   53,870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Susan Segal    Mgmt    For    For    For
1.2   Elect Director Mario Eduardo Vazquez    Mgmt    For    For    For
1.3   Elect Director Alejandro Nicolas Aguzin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/14/2017    Meeting Type:    Annual    Ticker:    MET


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

MetLife, Inc.

 

Shares Voted:   178,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director David L. Herzog    Mgmt    For    For    For
1.4   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.5   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For
1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

China Construction Bank Corporation

 

Meeting Date:    06/15/2017    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/15/2017    Meeting Type:    Annual    Ticker:    939

 

Shares Voted:   3,120,855          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  ORDINARY RESOLUTIONS    Mgmt         
1   Approve 2016 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2016 Report of Supervisors    Mgmt    For    For    For
3   Approve 2016 Final Financial Accounts    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

China Construction Bank Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve 2016 Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget of 2017 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2015    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2015    Mgmt    For    Refer    For
8   Elect Malcolm Christopher McCarthy as Director    Mgmt    For    For    For
9   Elect Feng Bing as Director    Mgmt    For    For    For
10   Elect Zhu Hailin as Director    Mgmt    For    For    For
11   Elect Wu Min as Director    Mgmt    For    For    For
12   Elect Zhang Qi as Director    Mgmt    For    For    For
13   Elect Guo You as Supervisor    Mgmt    For    Refer    For
14   Approve PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
  SPECIAL RESOLUTIONS    Mgmt         
1   Approve Issuance of Eligible Tier-2 Capital Instruments    Mgmt    For    Refer    For
2   Approve Amendments to Articles of Association    Mgmt    For    Refer    Against
3   Amend Rules of Procedures Regarding General Meetings of Shareholders’ General Meetings    Mgmt    For    Refer    For
4   Amend Rules of Procedures for the Board of Directors    Mgmt    For    Refer    For
5   Amend Rules of Procedures for the Board of Supervisors    Mgmt    For    Refer    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/21/2017    Country:    USA    Primary Security ID:    339041105
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   38,700          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

FleetCor Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Buckman    Mgmt    For    For    For
1.2   Elect Director Thomas M. Hagerty    Mgmt    For    For    For
1.3   Elect Director Steven T. Stull    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Simple Majority Vote    SH    Against    For    For

Industrial and Commercial Bank of China Limited

 

Meeting Date:    06/27/2017    Country:    China    Primary Security ID:    Y3990B112
Record Date:    05/26/2017    Meeting Type:    Annual    Ticker:    1398

 

Shares Voted:   3,756,343          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2016 Work Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2016 Work Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2016 Audited Accounts    Mgmt    For    For    For
4   Approve 2016 Profit Distribution Plan    Mgmt    For    For    For
5   Approve 2017 Fixed Asset Investment Budget    Mgmt    For    For    For
6   Approve KPMG Huazhen LLP as the Domestic External Auditor and KPMG as the International External Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7   Elect Ye Donghai as Director    SH    For    For    For
8   Elect Mei Yingchun as Director    SH    For    For    For
9   Elect Dong Shi as Director    SH    For    For    For
10   Amend Articles of Association    SH    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/27/2017    Country:    Japan    Primary Security ID:    J59396101
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    9432

 

Shares Voted:   194,330          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 60    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    06/23/2017    Meeting Type:    Special    Ticker:    RIO

 

Shares Voted:   196,257          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited    Mgmt    For    Refer    For

Suzuki Motor Corp.

 

Meeting Date:    06/29/2017    Country:    Japan    Primary Security ID:    J78529138
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    7269

 

Shares Voted:   198,471          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 27    Mgmt    For    For    For
2   Amend Articles to Amend Provisions on Number of Directors    Mgmt    For    Refer    For
3.1   Elect Director Suzuki, Osamu    Mgmt    For    For    For
3.2   Elect Director Harayama, Yasuhito    Mgmt    For    For    For
3.3   Elect Director Suzuki, Toshihiro    Mgmt    For    For    For
3.4   Elect Director Nagao, Masahiko    Mgmt    For    For    For
3.5   Elect Director Matsura, Hiroaki    Mgmt    For    For    For
3.6   Elect Director Honda, Osamu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Suzuki Motor Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.7   Elect Director Iguchi, Masakazu    Mgmt    For    For    For
3.8   Elect Director Tanino, Sakutaro    Mgmt    For    Refer    Against
4   Approve Annual Bonus    Mgmt    For    Refer    For
5   Approve Compensation Ceilings for Directors and Statutory Auditors    Mgmt    For    Refer    For
6   Approve Equity Compensation Plan    Mgmt    For    Refer    Against


IVY VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

CONSTELLATION BRANDS, INC.

 

Meeting Date:    07/20/2016    Country:    USA    Primary Security ID:    21036P108
Record Date:    05/23/2016    Meeting Type:    Annual    Ticker:    STZ

 

Shares Voted:   24,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jerry Fowden    Mgmt    For    For    For
1.2   Elect Director Barry A. Fromberg    Mgmt    For    For    For
1.3   Elect Director Robert L. Hanson    Mgmt    For    For    For
1.4   Elect Director Ernesto M. Hernandez    Mgmt    For    For    For
1.5   Elect Director James A. Locke, III    Mgmt    For    Refer    For
1.6   Elect Director Daniel J. McCarthy    Mgmt    For    For    For
1.7   Elect Director Richard Sands    Mgmt    For    For    For
1.8   Elect Director Robert Sands    Mgmt    For    For    For
1.9   Elect Director Judy A. Schmeling    Mgmt    For    For    For
1.10   Elect Director Keith E. Wandell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016    Country:    USA    Primary Security ID:    595017104
Record Date:    06/21/2016    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   60,657          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The J. M. Smucker Company

 

Meeting Date:    08/17/2016    Country:    USA    Primary Security ID:    832696405
Record Date:    06/20/2016    Meeting Type:    Annual    Ticker:    SJM

 

Shares Voted:   26,017          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kathryn W. Dindo    Mgmt    For    For    For
1b   Elect Director Paul J. Dolan    Mgmt    For    For    For
1c   Elect Director Jay L. Henderson    Mgmt    For    For    For
1d   Elect Director Nancy Lopez Knight    Mgmt    For    For    For
1e   Elect Director Elizabeth Valk Long    Mgmt    For    For    For
1f   Elect Director Gary A. Oatey    Mgmt    For    For    For
1g   Elect Director Sandra Pianalto    Mgmt    For    For    For
1h   Elect Director Alex Shumate    Mgmt    For    For    For
1i   Elect Director Mark T. Smucker    Mgmt    For    For    For
1j   Elect Director Richard K. Smucker    Mgmt    For    For    For
1k   Elect Director Timothy P. Smucker    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Plans to Increase Renewable Energy Use    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    08/12/2016    Meeting Type:    Special    Ticker:    ABI

 

Shares Voted:   26,681          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA    Mgmt    For    Refer    For
B.2   Receive Special Board Report and Special Auditor Report Re: Item 1    Mgmt         
B.3   Receive Information on Modifications to the Assets and Liabilities of the Merging Companies    Mgmt         
B.4   Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
B.5   Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
C.6   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    Refer    For

Intercontinental Exchange, Inc.

 

Meeting Date:    10/12/2016    Country:    USA    Primary Security ID:    45866F104
Record Date:    08/24/2016    Meeting Type:    Special    Ticker:    ICE

 

Shares Voted:   18,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/28/2016    Country:    USA    Primary Security ID:    413875105
Record Date:    09/02/2016    Meeting Type:    Annual    Ticker:    HRS

 

Shares Voted:   49,885          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James F. Albaugh    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Harris Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director William M. Brown    Mgmt    For    For    For
1c   Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1e   Elect Director Roger B. Fradin    Mgmt    For    For    For
1f   Elect Director Terry D. Growcock    Mgmt    For    For    For
1g   Elect Director Lewis Hay, III    Mgmt    For    For    For
1h   Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j   Elect Director James C. Stoffel    Mgmt    For    For    For
1k   Elect Director Gregory T. Swienton    Mgmt    For    For    For
1l   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Symantec Corporation

 

Meeting Date:    11/01/2016    Country:    USA    Primary Security ID:    871503108
Record Date:    09/02/2016    Meeting Type:    Annual    Ticker:    SYMC

 

Shares Voted:   180,748          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory S. Clark    Mgmt    For    For    For
1b   Elect Director Frank E. Dangeard    Mgmt    For    For    For
1c   Elect Director Kenneth Y. Hao    Mgmt    For    Refer    Against
1d   Elect Director David W. Humphrey    Mgmt    For    Refer    Against
1e   Elect Director Geraldine B. Laybourne    Mgmt    For    For    For
1f   Elect Director David L. Mahoney    Mgmt    For    For    For
1g   Elect Director Robert S. Miller    Mgmt    For    For    For
1h   Elect Director Anita M. Sands    Mgmt    For    For    For
1i   Elect Director Daniel H. Schulman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Symantec Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director V. Paul Unruh    Mgmt    For    For    For
1k   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    11/10/2016    Country:    USA    Primary Security ID:    90130A101
Record Date:    09/13/2016    Meeting Type:    Annual    Ticker:    FOXA

 

Shares Voted:   151,383          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director K. Rupert Murdoch    Mgmt    For    For    For
1b   Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1c   Elect Director Delphine Arnault    Mgmt    For    For    For
1d   Elect Director James W. Breyer    Mgmt    For    For    For
1e   Elect Director Chase Carey    Mgmt    For    For    For
1f   Elect Director David F. DeVoe    Mgmt    For    For    For
1g   Elect Director Viet Dinh    Mgmt    For    For    For
1h   Elect Director Roderick I. Eddington    Mgmt    For    For    For
1i   Elect Director James R. Murdoch    Mgmt    For    For    For
1j   Elect Director Jacques Nasser    Mgmt    For    For    For
1k   Elect Director Robert S. Silberman    Mgmt    For    For    For
1l   Elect Director Tidjane Thiam    Mgmt    For    For    For
1m   Elect Director Jeffrey W. Ubben    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Medtronic plc

 

Meeting Date:    12/09/2016    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/11/2016    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   54,415          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5a   Amend Articles of Association    Mgmt    For    For    For
5b   Amend Memorandum of Association    Mgmt    For    For    For
6   Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits    Mgmt    For    Refer    For

Valvoline Inc.

 

Meeting Date:    01/24/2017    Country:    USA    Primary Security ID:    92047W101
Record Date:    12/05/2016    Meeting Type:    Annual    Ticker:    VVV


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Valvoline Inc.

 

Shares Voted:   130,569          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard J. Freeland    Mgmt    For    For    For
1.2   Elect Director Stephen F. Kirk    Mgmt    For    Refer    Against
1.3   Elect Director Stephen E. Macadam    Mgmt    For    For    For
1.4   Elect Director Vada O. Manager    Mgmt    For    Refer    Against
1.5   Elect Director Samuel J. Mitchell, Jr.    Mgmt    For    For    For
1.6   Elect Director Charles M. Sonsteby    Mgmt    For    For    For
1.7   Elect Director Mary J. Twinem    Mgmt    For    For    For
1.8   Elect Director William A. Wulfsohn    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    02/28/2017    Country:    USA    Primary Security ID:    037833100
Record Date:    12/30/2016    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   60,824          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director James Bell    Mgmt    For    For    For
1.2   Elect Director Tim Cook    Mgmt    For    For    For
1.3   Elect Director Al Gore    Mgmt    For    For    For
1.4   Elect Director Bob Iger    Mgmt    For    For    For
1.5   Elect Director Andrea Jung    Mgmt    For    For    For
1.6   Elect Director Art Levinson    Mgmt    For    For    For
1.7   Elect Director Ron Sugar    Mgmt    For    For    For
1.8   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Disclose Charitable Contributions    SH    Against    Against    Against
6   Adopt Policy to Increase Diversity of Senior Management and Board of Directors    SH    Against    Against    Against
7   Proxy Access Amendments    SH    Against    Against    Against
8   Engage Outside Independent Experts for Compensation Reforms    SH    Against    Refer    Against
9   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against

Johnson Controls International plc

 

Meeting Date:    03/08/2017    Country:    Ireland    Primary Security ID:    G51502105
Record Date:    01/04/2017    Meeting Type:    Annual    Ticker:    JCI

 

Shares Voted:   129,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David P. Abney    Mgmt    For    For    For
1b   Elect Director Natalie A. Black    Mgmt    For    For    For
1c   Elect Director Michael E. Daniels    Mgmt    For    For    For
1d   Elect Director Brian Duperreault    Mgmt    For    For    For
1e   Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1f   Elect Director Alex A. Molinaroli    Mgmt    For    For    For
1g   Elect Director George R. Oliver    Mgmt    For    For    For
1h   Elect Director Juan Pablo del Valle Perochena    Mgmt    For    For    For
1i   Elect Director Jurgen Tinggren    Mgmt    For    For    For
1j   Elect Director Mark Vergnano    Mgmt    For    For    For
1k   Elect Director R. David Yost    Mgmt    For    For    For
2a   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
2b   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Authorize Market Purchases of Company shares    Mgmt    For    For    For
4   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
8   Approve the Directors’ Authority to Allot Shares    Mgmt    For    For    For
9   Approve the Disapplication of Statutory Pre-Emption Rights    Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/09/2017    Country:    USA    Primary Security ID:    038222105
Record Date:    01/12/2017    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   203,256          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Applied Materials, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:    04/05/2017    Country:    Panama    Primary Security ID:    143658300
Record Date:    02/06/2017    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   151,556          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1   Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
2   Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
3   Elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4   Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5   Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6   Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
7   Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8   Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9   Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10   Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
13   Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Carnival Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

14   Approve Remuneration Policy set out in Section B of Part II of the Carnival plc Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies).    Mgmt    For    Refer    For
15   Reappoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and ratify the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm for Carnival Corporation.    Mgmt    For    For    For
16   Authorize the Audit Committee of Carnival plc to agree the remuneration of the independent auditors of Carnival plc.    Mgmt    For    For    For
17   Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2016 (in accordance with legal requirements applicable to UK companies).    Mgmt    For    For    For
18   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorize Share Repurchase Program    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/05/2017    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/15/2017    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   48,083          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1l   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Employee Stock Purchase Plan    Mgmt    For    For    For

The Kraft Heinz Company

 

Meeting Date:    04/19/2017    Country:    USA    Primary Security ID:    500754106
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   37,638          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Feroz Dewan    Mgmt    For    For    For
1g   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1h   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1i   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1j   Elect Director John C. Pope    Mgmt    For    For    For
1k   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Sustainability    SH    Against    Refer    Against
5   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against
6   Report on Supply Chain Impact on Deforestation    SH    Against    Refer    Against

PPG Industries, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    693506107
Record Date:    02/17/2017    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   48,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Melanie L. Healey    Mgmt    For    For    For
1.4   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    655044105
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   121,585      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
1j   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against

Northern Trust Corporation

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    665859104
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   22,702      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Jay L. Henderson    Mgmt    For    For    For
1e   Elect Director Michael G. O’Grady    Mgmt    For    For    For
1f   Elect Director Jose Luis Prado    Mgmt    For    For    For
1g   Elect Director Thomas E. Richards    Mgmt    For    For    For
1h   Elect Director John W. Rowe    Mgmt    For    For    For
1i   Elect Director Martin P. Slark    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Northern Trust Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1j   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1k   Elect Director Donald Thompson    Mgmt    For    For    For
1l   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1m   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

PACCAR Inc

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    693718108
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PCAR

 

Shares Voted:   16,619      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Beth E. Ford    Mgmt    For    For    For
1.2   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1.3   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1.4   Elect Director Mark A. Schulz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Eliminate Supermajority Vote Requirement    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    SHP


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Shire plc

 

Shares Voted:   38,817      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Elect Ian Clark as Director    Mgmt    For    For    For
7   Elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For
12   Re-elect Anne Minto as Director    Mgmt    For    For    For
13   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For
14   Re-elect Jeffrey Poulton as Director    Mgmt    For    For    For
15   Elect Albert Stroucken as Director    Mgmt    For    For    For
16   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Adopt New Articles of Association    Mgmt    For    Refer    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    693475105
Record Date:    02/03/2017    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   49,334      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.3   Elect Director William S. Demchak    Mgmt    For    For    For
1.4   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.5   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.9   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.10   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.11   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.12   Elect Director Michael J. Ward    Mgmt    For    For    For
1.13   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017    Country:    Belgium    Primary Security ID:    B639CJ108
Record Date:    03/17/2017    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   33,265      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for ADR Holders    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Annual/Special Meeting    Mgmt         
  Special Part    Mgmt         
A1.a   Receive Special Board Report    Mgmt         
A1.b   Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital    Mgmt    For    For    For
  Annual Part    Mgmt         
B1   Management Report Regarding the Old Anheuser-Busch InBev SA/NV    Mgmt         
B2   Report by the Statutory Auditor Regarding the Old AB InBev    Mgmt         
B3   Approval of the Accounts of the Old AB InBev    Mgmt    For    For    For
B4   Approve Discharge to the Directors of the Old AB InBev    Mgmt    For    For    For
B5   Approve Discharge of Auditors of the Old AB InBev    Mgmt    For    For    For
B6   Receive Directors’ Reports    Mgmt         
B7   Receive Auditors’ Reports    Mgmt         
B8   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B9   Adopt Financial Statements    Mgmt    For    For    For
B10   Approve Discharge to the Directors    Mgmt    For    For    For
B11   Approve Discharge of Auditors    Mgmt    For    For    For
B12.a   Elect M.J. Barrington as Director    Mgmt    For    Refer    Against
B12.b   Elect W.F. Gifford Jr. as Director    Mgmt    For    Refer    For
B12.c   Elect A. Santo Domingo Davila as Director    Mgmt    For    Refer    For
B13.a   Approve Remuneration Report    Mgmt    For    For    For
B13.b   Approve Remuneration of Directors    Mgmt    For    Refer    For
B13.c   Approve Non-Executive Director Stock Option Grants    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Coca-Cola Company

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    191216100
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   100,680          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Richard M. Daley    Mgmt    For    For    For
1.6   Elect Director Barry Diller    Mgmt    For    For    For
1.7   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.8   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.9   Elect Director Muhtar Kent    Mgmt    For    For    For
1.10   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.11   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.12   Elect Director Sam Nunn    Mgmt    For    For    For
1.13   Elect Director James Quincey    Mgmt    For    For    For
1.14   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Human Rights Review on High-Risk Regions    SH    Against    Against    Against

Valvoline Inc.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    92047W101
Record Date:    03/20/2017    Meeting Type:    Special    Ticker:    VVV


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Valvoline Inc.

 

Shares Voted:   130,569          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote
Instruction

1   Reduce Supermajority Vote Requirement    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    478160104
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   49,543          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Mark B. McClellan    Mgmt    For    For    For
1f   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1g   Elect Director William D. Perez    Mgmt    For    For    For
1h   Elect Director Charles Prince    Mgmt    For    For    For
1i   Elect Director A. Eugene Washington    Mgmt    For    For    For
1j   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017    Country:    USA    Primary Security ID:    38141G104
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    GS


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Goldman Sachs Group, Inc.

 

Shares Voted:   11,389      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director William W. George    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718546104
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   21,886      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Allergan plc

 

Meeting Date:    05/04/2017    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   18,580      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Nesli Basgoz    Mgmt    For    For    For
1b   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Adriane M. Brown    Mgmt    For    For    For
1f   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For
1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   10,409          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Charles H. O’Reilly Jr.    Mgmt    For    For    For
1c   Elect Director Larry O’Reilly    Mgmt    For    For    For
1d   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director Paul R. Lederer    Mgmt    For    For    For
1h   Elect Director John R. Murphy    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

CVS Health Corporation

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    126650100
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   60,660          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    Refer    Against
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1i   Elect Director Mary L. Schapiro    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Richard J. Swift    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
1l   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Report on Pay Disparity    SH    Against    Refer    Against
8   Adopt Quantitative Renewable Energy Goals    SH    Against    Refer    Against

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    01973R101
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    ALSN

 

Shares Voted:   81,464          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stan A. Askren    Mgmt    For    For    For
1b   Elect Director Lawrence E. Dewey    Mgmt    For    For    For
1c   Elect Director David C. Everitt    Mgmt    For    For    For
1d   Elect Director Alvaro Garcia-Tunon    Mgmt    For    For    For
1e   Elect Director William R. Harker    Mgmt    For    For    For
1f   Elect Director Richard P. Lavin    Mgmt    For    For    For
1g   Elect Director Thomas W. Rabaut    Mgmt    For    For    For
1h   Elect Director Francis Raborn    Mgmt    For    For    For
1i   Elect Director Richard V. Reynolds    Mgmt    For    For    For
1j   Elect Director James A. Star    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    499064103
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    KNX

 

Shares Voted:   97,148          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard C. Kraemer    Mgmt    For    For    For
1.2   Elect Director Richard J. Lehmann    Mgmt    For    For    For
1.3   Elect Director Roberta ‘Sissie’ Roberts Shank    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    LH

 

Shares Voted:   32,671          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For
1f   Elect Director Robert E. Mittelstaedt, Jr.    Mgmt    For    For    For
1g   Elect Director Peter M. Neupert    Mgmt    For    For    For
1h   Elect Director Richelle P. Parham    Mgmt    For    For    For
1i   Elect Director Adam H. Schechter    Mgmt    For    For    For
1j   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Report on Zika Virus Controls for Primates and Employees    SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    907818108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   38,087      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Michael W. McConnell    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Steven R. Rogel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    JPM


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

JPMorgan Chase & Co.

 

Shares Voted:   86,388          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director Todd A. Combs    Mgmt    For    For    For
1f   Elect Director James S. Crown    Mgmt    For    For    For
1g   Elect Director James Dimon    Mgmt    For    For    For
1h   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Prohibit Accelerated Vesting of Awards to    SH    Against    Refer    Against
  Pursue Government Service            
7   Clawback Amendment    SH    Against    For    For
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
10   Reduce Ownership Threshold for Shareholders to Call a Special Meeting    SH    Against    For    For

Newfield Exploration Company

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    651290108
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    NFX


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Newfield Exploration Company

 

Shares Voted:   108,931          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director Steven W. Nance    Mgmt    For    For    For
1d   Elect Director Roger B. Plank    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John (Jack) W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
1i   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    036752103
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   20,838          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Kerry Clark    Mgmt    For    For    For
1b   Elect Director Robert L. Dixon, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anthem, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Bylaws    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Crown Castle International Corp.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   51,005          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Jay A. Brown    Mgmt    For    For    For
1c   Elect Director Cindy Christy    Mgmt    For    For    For
1d   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1e   Elect Director Robert E. Garrison, II    Mgmt    For    For    For
1f   Elect Director Lee W. Hogan    Mgmt    For    For    For
1g   Elect Director Edward C. Hutcheson, Jr.    Mgmt    For    For    For
1h   Elect Director J. Landis Martin    Mgmt    For    For    For
1i   Elect Director Robert F. McKenzie    Mgmt    For    For    For
1j   Elect Director Anthony J. Melone    Mgmt    For    For    For
1k   Elect Director W. Benjamin Moreland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

Intercontinental Exchange, Inc.

 

Meeting Date:    05/19/2017    Country:    USA    Primary Security ID:    45866F104
Record Date:    03/21/2017    Meeting Type:    Annual    Ticker:    ICE


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Intercontinental Exchange, Inc.

 

Shares Voted:   98,833          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ann M. Cairns    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Duriya M. Farooqui    Mgmt    For    For    For
1d   Elect Director Jean-Marc Forneri    Mgmt    For    For    For
1e   Elect Director The Right Hon. the Lord Hague of Richmond    Mgmt    For    For    For
1f   Elect Director Fred W. Hatfield    Mgmt    For    For    For
1g   Elect Director Thomas E. Noonan    Mgmt    For    For    For
1h   Elect Director Frederic V. Salerno    Mgmt    For    For    For
1i   Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1j   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1k   Elect Director Vincent Tese    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6   Amend Articles    Mgmt    For    Refer    For
7   Amend Bylaws    Mgmt    For    Refer    For
8   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
9   Report on Assessing Environmental, Social and Governance Market Disclosure    SH    Against    Refer    Against

Yum! Brands, Inc.

 

Meeting Date:    05/19/2017    Country:    USA    Primary Security ID:    988498101
Record Date:    03/21/2017    Meeting Type:    Annual    Ticker:    YUM


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Yum! Brands, Inc.

 

Shares Voted:   44,977          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Paget L. Alves    Mgmt    For    For    For
1b   Elect Director Michael J. Cavanagh    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Brian C. Cornell    Mgmt    For    For    For
1e   Elect Director Greg Creed    Mgmt    For    For    For
1f   Elect Director Mirian M. Graddick-Weir    Mgmt    For    For    For
1g   Elect Director Thomas C. Nelson    Mgmt    For    For    For
1h   Elect Director P. Justin Skala    Mgmt    For    For    For
1i   Elect Director Elane B. Stock    Mgmt    For    For    For
1j   Elect Director Robert D. Walter    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Policy and Plan to Eliminate Deforestation in Supply Chain    SH    Against    Refer    Against

Chevron Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    166764100
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   40,819          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director John S. Watson    Mgmt    For    For    For
1l   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
7   Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*    SH         
8   Assess and Report on Transition to a Low Carbon Economy    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
11   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    256677105
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   49,434          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Dollar General Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1e   Elect Director Paula A. Price    Mgmt    For    For    For
1f   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1g   Elect Director David B. Rickard    Mgmt    For    For    For
1h   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    582839106
Record Date:    04/13/2017    Meeting Type:    Special    Ticker:    MJN

 

Shares Voted:   10,159          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Lowe’s Companies, Inc.

 

Meeting Date: 06/02/2017    Country: USA    Primary Security ID: 548661107
Record Date: 03/24/2017    Meeting Type: Annual    Ticker: LOW

 

Shares Voted:   49,343          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director Angela F. Braly    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Lowe’s Companies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.3   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.4   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.5   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.6   Elect Director Robert L. Johnson    Mgmt    For    For    For
1.7   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Robert A. Niblock    Mgmt    For    For    For
1.10   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.11   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals    SH    Against    Refer    Against

UnitedHealth Group Incorporated

 

Meeting Date:    06/05/2017    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/11/2017    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   25,442          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director Rodger A. Lawson    Mgmt    For    For    For
1g   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1h   Elect Director Kenneth I. Shine    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1i   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    192446102
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   73,756          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Betsy S. Atkins    Mgmt    For    For    For
1c   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1d   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1e   Elect Director John M. Dineen    Mgmt    For    For    For
1f   Elect Director Francisco D’Souza    Mgmt    For    For    For
1g   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1h   Elect Director John E. Klein    Mgmt    For    For    For
1i   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1j   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1k   Elect Director Robert E. Weissman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement    SH    For    For    For
7   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Biogen Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   13,603          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director Alexander J. Denner    Mgmt    For    For    For
1b   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1c   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1d   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1e   Elect Director Robert W. Pangia    Mgmt    For    For    For
1f   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1g   Elect Director Brian S. Posner    Mgmt    For    For    For
1h   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1i   Elect Director Lynn Schenk    Mgmt    For    For    For
1j   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
1k   Elect Director Michel Vounatsos    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   179,594          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.8   Elect Director David C. Novak    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    517834107
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   83,523          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Charles D. Forman    Mgmt    For    For    For
1.2   Elect Director Steven L. Gerard    Mgmt    For    For    For
1.3   Elect Director George Jamieson    Mgmt    For    For    For
1.4   Elect Director Lewis Kramer    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

MetLife, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/14/2017    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   66,839          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director David L. Herzog    Mgmt    For    For    For
1.4   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.5   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For
1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Autodesk, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    052769106
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    ADSK

 

Shares Voted:   69,661          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director Carl Bass    Mgmt    For    For    For
1b   Elect Director Crawford W. Beveridge    Mgmt    For    For    For
1c   Elect Director Jeff Clarke    Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Autodesk, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1d   Elect Director Scott Ferguson    Mgmt    For    For    For
1e   Elect Director Thomas Georgens    Mgmt    For    For    For
1f   Elect Director Richard (Rick) S. Hill    Mgmt    For    For    For
1g   Elect Director Mary T. McDowell    Mgmt    For    For    For
1h   Elect Director Lorrie M. Norrington    Mgmt    For    For    Against
1i   Elect Director Betsy Rafael    Mgmt    For    For    Against
1j   Elect Director Stacy J. Smith    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Target Corporation

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    87612E106
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    TGT

 

Shares Voted:   44,434          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1b   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1c   Elect Director Brian C. Cornell    Mgmt    For    For    For
1d   Elect Director Calvin Darden    Mgmt    For    For    For
1e   Elect Director Henrique De Castro    Mgmt    For    For    For
1f   Elect Director Robert L. Edwards    Mgmt    For    For    For
1g   Elect Director Melanie L. Healey    Mgmt    For    For    For
1h   Elect Director Donald R. Knauss    Mgmt    For    For    For
1i   Elect Director Monica C. Lozano    Mgmt    For    For    For
1j   Elect Director Mary E. Minnick    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Target Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1k   Elect Director Derica W. Rice    Mgmt    For    For    For
1l   Elect Director Kenneth L. Salazar    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/21/2017    Country:    USA    Primary Security ID:    339041105
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   22,939          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Michael Buckman    Mgmt    For    For    For
1.2   Elect Director Thomas M. Hagerty    Mgmt    For    For    For
1.3   Elect Director Steven T. Stull    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Simple Majority Vote    SH    Against    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2017    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   32,306          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Report on Gender Pay Gap    SH    Against    Against    Against


IVY VIP BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    08/12/2016    Meeting Type:    Special    Ticker:    ABI

 

Shares Voted:   17,589          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA    Mgmt    For    Refer    For
B.2   Receive Special Board Report and Special Auditor Report Re: Item 1    Mgmt         
B.3   Receive Information on Modifications to the Assets and Liabilities of the Merging Companies    Mgmt         
B.4   Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
B.5   Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
C.6   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/19/2016    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   60,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
1.2   Elect Chee Hwa Tung as Director    Mgmt    For    For    For
1.3   Elect Jerry Yang as Director    Mgmt    For    For    For
1.4   Elect Wan Ling Martello as Director    Mgmt    For    For    For
1.5   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Microsoft Corporation

 

Meeting Date:    11/30/2016    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2016    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   268,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Proxy Access    SH    Against    Against    Against

Costco Wholesale Corporation

 

Meeting Date:    01/26/2017    Country:    USA    Primary Security ID:    22160K105
Record Date:    11/18/2016    Meeting Type:    Annual    Ticker:    COST

 

Shares Voted:   32,670          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Susan L. Decker    Mgmt    For    For    For
1.2   Elect Director Richard A. Galanti    Mgmt    For    For    For
1.3   Elect Director John W. Meisenbach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Costco Wholesale Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Charles T. Munger    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Visa Inc.

 

Meeting Date:    01/31/2017    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/02/2016    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   105,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director John A.C. Swainson    Mgmt    For    For    For
1i   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/01/2017    Country:    USA    Primary Security ID:    423452101
Record Date:    01/06/2017    Meeting Type:    Annual    Ticker:    HP


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Helmerich & Payne, Inc.

 

Shares Voted:   70,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Randy A. Foutch    Mgmt    For    For    For
1b   Elect Director Hans Helmerich    Mgmt    For    For    For
1c   Elect Director John W. Lindsay    Mgmt    For    For    For
1d   Elect Director Paula Marshall    Mgmt    For    Refer    Against
1e   Elect Director Thomas A. Petrie    Mgmt    For    For    For
1f   Elect Director Donald F. Robillard, Jr.    Mgmt    For    For    For
1g   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1h   Elect Director John D. Zeglis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years

Analog Devices, Inc.

 

Meeting Date:    03/08/2017    Country:    USA    Primary Security ID:    032654105
Record Date:    01/09/2017    Meeting Type:    Annual    Ticker:    ADI

 

Shares Voted:   123,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent Roche    Mgmt    For    For    For
1c   Elect Director James A. Champy    Mgmt    For    For    For
1d   Elect Director Bruce R. Evans    Mgmt    For    For    For
1e   Elect Director Edward H. Frank    Mgmt    For    For    For
1f   Elect Director Mark M. Little    Mgmt    For    For    For
1g   Elect Director Neil Novich    Mgmt    For    For    For
1h   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1i   Elect Director Lisa T. Su    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Analog Devices, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Johnson Controls International plc

 

Meeting Date:    03/08/2017    Country:    Ireland    Primary Security ID:    G51502105
Record Date:    01/04/2017    Meeting Type:    Annual    Ticker:    JCI

 

Shares Voted:   246,035          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David P. Abney    Mgmt    For    For    For
1b   Elect Director Natalie A. Black    Mgmt    For    For    For
1c   Elect Director Michael E. Daniels    Mgmt    For    For    For
1d   Elect Director Brian Duperreault    Mgmt    For    For    For
1e   Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1f   Elect Director Alex A. Molinaroli    Mgmt    For    For    For
1g   Elect Director George R. Oliver    Mgmt    For    For    For
1h   Elect Director Juan Pablo del Valle Perochena    Mgmt    For    For    For
1i   Elect Director Jurgen Tinggren    Mgmt    For    For    For
1j   Elect Director Mark Vergnano    Mgmt    For    For    For
1k   Elect Director R. David Yost    Mgmt    For    For    For
2a   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
2b   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
3   Authorize Market Purchases of Company shares    Mgmt    For    For    For
4   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
8   Approve the Directors’ Authority to Allot Shares    Mgmt    For    For    For
9   Approve the Disapplication of Statutory Pre-Emption Rights    Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/09/2017    Country:    USA    Primary Security ID:    038222105
Record Date:    01/12/2017    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   332,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2017    Meeting Type:    Annual    Ticker:    ADBE


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Adobe Systems Incorporated

 

Shares Voted:   99,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy Banse    Mgmt    For    For    For
1b   Elect Director Edward Barnholt    Mgmt    For    For    For
1c   Elect Director Robert Burgess    Mgmt    For    For    For
1d   Elect Director Frank Calderoni    Mgmt    For    For    For
1e   Elect Director James Daley    Mgmt    For    For    For
1f   Elect Director Laura Desmond    Mgmt    For    For    For
1g   Elect Director Charles Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel Rosensweig    Mgmt    For    For    For
1j   Elect Director John Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

The Kraft Heinz Company

 

Meeting Date:    04/19/2017    Country:    USA    Primary Security ID:    500754106
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   147,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Feroz Dewan    Mgmt    For    For    For
1g   Elect Director Jeanne P. Jackson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1i   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1j   Elect Director John C. Pope    Mgmt    For    For    For
1k   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Sustainability    SH    Against    Refer    Against
5   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against
6   Report on Supply Chain Impact on Deforestation    SH    Against    Refer    Against

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    445658107
Record Date:    02/14/2017    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   50,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    Refer    Against
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    Against
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    Refer    Against
1.5   Elect Director Gary C. George    Mgmt    For    For    Against
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    Against
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    Refer    Against
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

J.B. Hunt Transport Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    Refer    Against
6   Report on Political Contributions    SH    Against    Against    Against

Texas Instruments Incorporated

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    882508104
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   78,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1d   Elect Director Daniel A. Carp    Mgmt    For    For    For
1e   Elect Director Janet F. Clark    Mgmt    For    For    For
1f   Elect Director Carrie S. Cox    Mgmt    For    For    For
1g   Elect Director Jean M. Hobby    Mgmt    For    For    For
1h   Elect Director Ronald Kirk    Mgmt    For    For    For
1i   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1j   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1k   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1l   Elect Director Richard K. Templeton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

PACCAR Inc

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    693718108
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PCAR


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

PACCAR Inc

 

Shares Voted:   95,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Beth E. Ford    Mgmt    For    For    For
1.2   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1.3   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1.4   Elect Director Mark A. Schulz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Eliminate Supermajority Vote Requirement    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   48,163          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Elect Ian Clark as Director    Mgmt    For    For    For
7   Elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Re-elect Anne Minto as Director    Mgmt    For    For    For
13   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For
14   Re-elect Jeffrey Poulton as Director    Mgmt    For    For    For
15   Elect Albert Stroucken as Director    Mgmt    For    For    For
16   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Adopt New Articles of Association    Mgmt    For    Refer    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Wells Fargo & Company

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    949746101
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   237,394          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    Refer    Against
1b   Elect Director John S. Chen    Mgmt    For    Refer    Against
1c   Elect Director Lloyd H. Dean    Mgmt    For    Refer    Against
1d   Elect Director Elizabeth A. Duke    Mgmt    For    Refer    Against
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    Refer    Against
1f   Elect Director Donald M. James    Mgmt    For    Refer    Against
1g   Elect Director Cynthia H. Milligan    Mgmt    For    Refer    Against
1h   Elect Director Karen B. Peetz    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Federico F. Peña    Mgmt    For    Refer    Against
1j   Elect Director James H. Quigley    Mgmt    For    Refer    Against
1k   Elect Director Stephen W. Sanger    Mgmt    For    Refer    Against
1l   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1m   Elect Director Timothy J. Sloan    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    Refer    Against
1o   Elect Director Suzanne M. Vautrinot    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Review and Report on Business Standards    SH    Against    Refer    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Divesting Non-Core Business    SH    Against    Refer    Against
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Adopt Global Policy Regarding the Rights of Indigenous People    SH    Against    Refer    Against

ASML Holding NV

 

Meeting Date:    04/26/2017    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   47,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discuss Remuneration Policy for Management Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 1.20 Per Ordinary Share    Mgmt    For    For    For
9   Amend the Remuneration Policy of the Management Board    Mgmt    For    For    For
10   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
11   Approve Number of Stock Options, Respectively Shares for Employees    Mgmt    For    Refer    For
12   Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board    Mgmt         
13.a   Elect Pauline van der Meer Mohr to Supervisory Board    Mgmt    For    For    For
13.b   Elect Carla Smits-Nusteling to Supervisory Board    Mgmt    For    For    For
13.c   Elect Doug Grose to Supervisory Board    Mgmt    For    For    For
13.d   Elect Wolfgang Ziebart to Supervisory Board    Mgmt    For    For    For
13.e   Discussion of the Supervisory Board Profile    Mgmt         
14   Amend Remuneration of Supervisory Board    Mgmt    For    Refer    For
15   Ratify KPMG as Auditors    Mgmt    For    For    For
16.a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    Against
16.b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a    Mgmt    For    For    For
16.c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    For    Against
16.d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c    Mgmt    For    For    For
17.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
17.b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
18   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Other Business (Non-Voting)    Mgmt         
20   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Bank of America Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    060505104
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    BAC

 

Shares Voted:   455,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Sharon L. Allen    Mgmt    For    For    For
1b   Elect Director Susan S. Bies    Mgmt    For    For    For
1c   Elect Director Jack O. Bovender, Jr.    Mgmt    For    For    For
1d   Elect Director Frank P. Bramble, Sr.    Mgmt    For    For    For
1e   Elect Director Pierre J.P. de Weck    Mgmt    For    For    For
1f   Elect Director Arnold W. Donald    Mgmt    For    For    For
1g   Elect Director Linda P. Hudson    Mgmt    For    For    For
1h   Elect Director Monica C. Lozano    Mgmt    For    For    For
1i   Elect Director Thomas J. May    Mgmt    For    For    For
1j   Elect Director Brian T. Moynihan    Mgmt    For    For    For
1k   Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1l   Elect Director Michael D. White    Mgmt    For    For    For
1m   Elect Director Thomas D. Woods    Mgmt    For    For    For
1n   Elect Director R. David Yost    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend the General Clawback Policy    SH    Against    For    Against
6   Non-core banking operations    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    For
8   Report on Gender Pay Gap    SH    Against    Against    Against

Cigna Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    125509109
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    CI


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Cigna Corporation

 

Shares Voted:   38,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director Eric J. Foss    Mgmt    For    For    For
1.3   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.4   Elect Director Jane E. Henney    Mgmt    For    For    For
1.5   Elect Director Roman Martinez, IV    Mgmt    For    For    For
1.6   Elect Director Donna F. Zarcone    Mgmt    For    For    For
1.7   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against

EOG Resources, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   97,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   89,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Shareholders may Call Special Meetings    SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    539830109
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    LMT


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Lockheed Martin Corporation

 

Shares Voted:   21,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1b   Elect Director Nolan D. Archibald    Mgmt    For    Refer    Against
1c   Elect Director Rosalind G. Brewer    Mgmt    For    Refer    Against
1d   Elect Director David B. Burritt    Mgmt    For    For    For
1e   Elect Director Bruce A. Carlson    Mgmt    For    Refer    Against
1f   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1g   Elect Director Thomas J. Falk    Mgmt    For    Refer    Against
1h   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1i   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1j   Elect Director James M. Loy    Mgmt    For    For    For
1k   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1l   Elect Director Anne Stevens    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    127097103
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   187,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1B   Elect Director Rhys J. Best    Mgmt    For    For    For
1C   Elect Director Robert S. Boswell    Mgmt    For    For    For
1D   Elect Director Dan O. Dinges    Mgmt    For    For    For
1E   Elect Director Robert Kelley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1F   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Philip Morris International Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718172109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   98,266          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.9   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.10   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.11   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.12   Elect Director Robert B. Polet    Mgmt    For    For    For
1.13   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Restricted Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
7   Establish a Board Committee on Human Rights    SH    Against    Refer    Against
8   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Newell Brands Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    651229106
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    NWL

 

Shares Voted:   186,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1b   Elect Director Thomas E. Clarke    Mgmt    For    For    For
1c   Elect Director Kevin C. Conroy    Mgmt    For    For    For
1d   Elect Director Scott S. Cowen    Mgmt    For    For    For
1e   Elect Director Michael T. Cowhig    Mgmt    For    For    For
1f   Elect Director Domenico De Sole    Mgmt    For    For    For
1g   Elect Director Martin E. Franklin    Mgmt    For    For    For
1h   Elect Director Ros L’Esperance    Mgmt    For    For    For
1i   Elect Director Michael B. Polk    Mgmt    For    For    For
1j   Elect Director Steven J. Strobel    Mgmt    For    For    For
1k   Elect Director Michael A. Todman    Mgmt    For    For    For
1l   Elect Director Raymond G. Viault    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   19,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Charles H. O’Reilly Jr.    Mgmt    For    For    For
1c   Elect Director Larry O’Reilly    Mgmt    For    For    For
1d   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director Paul R. Lederer    Mgmt    For    For    For
1h   Elect Director John R. Murphy    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    015351109
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   68,588          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director M. Michele Burns    Mgmt    For    For    For
1.4   Elect Director Christopher J. Coughlin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.6   Elect Director John T. Mollen    Mgmt    For    For    For
1.7   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.8   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.9   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.10   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Provide For Confidential Running Vote Tallies On Executive Pay Matters    SH    Against    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    032511107
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   78,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1b   Elect Director David E. Constable    Mgmt    For    For    For
1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d   Elect Director Claire S. Farley    Mgmt    For    For    For
1e   Elect Director Peter J. Fluor    Mgmt    For    For    For
1f   Elect Director Richard L. George    Mgmt    For    For    For
1g   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1h   Elect Director John R. Gordon    Mgmt    For    For    For
1i   Elect Director Sean Gourley    Mgmt    For    For    For
1j   Elect Director Mark C. McKinley    Mgmt    For    For    For
1k   Elect Director Eric D. Mullins    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Anadarko Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1l   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Cimarex Energy Co.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    171798101
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   69,533          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director David A. Hentschel    Mgmt    For    For    For
1.2   Elect Director Thomas E. Jorden    Mgmt    For    For    For
1.3   Elect Director Floyd R. Price    Mgmt    For    For    For
1.4   Elect Director Frances M. Vallejo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/11/2017    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   248,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Barbara Judge    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Magna International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.5   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.6   Elect Director William A. Ruh    Mgmt    For    For    For
1.7   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.8   Elect Director Donald J. Walker    Mgmt    For    For    For
1.9   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.10   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Norfolk Southern Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    655844108
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    NSC

 

Shares Voted:   53,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Thomas D. Bell, Jr.    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway - Withdrawn    Mgmt         
1.4   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.5   Elect Director Daniel A. Carp    Mgmt    For    For    For
1.6   Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1.7   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1.8   Elect Director Steven F. Leer    Mgmt    For    For    For
1.9   Elect Director Michael D. Lockhart    Mgmt    For    For    For
1.10   Elect Director Amy E. Miles    Mgmt    For    For    For
1.11   Elect Director Martin H. Nesbitt    Mgmt    For    For    For
1.12   Elect Director James A. Squires    Mgmt    For    For    For
1.13   Elect Director John R. Thompson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Norfolk Southern Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Union Pacific Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    907818108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   125,121          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Michael W. McConnell    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Steven R. Rogel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For

Zoetis Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    ZTS


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Zoetis Inc.

 

Shares Voted:   13,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Gregory Norden    Mgmt    For    For    For
1.2   Elect Director Louise M. Parent    Mgmt    For    For    For
1.3   Elect Director Robert W. Scully    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   148,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director Todd A. Combs    Mgmt    For    For    For
1f   Elect Director James S. Crown    Mgmt    For    For    For
1g   Elect Director James Dimon    Mgmt    For    For    For
1h   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Prohibit Accelerated Vesting of Awards to    SH    Against    Refer    Against
  Pursue Government Service            
7   Clawback Amendment    SH    Against    For    For
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
10   Reduce Ownership Threshold for Shareholders to Call a Special Meeting    SH    Against    For    For

The Charles Schwab Corporation

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    808513105
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    SCHW

 

Shares Voted:   134,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William S. Haraf    Mgmt    For    For    For
1b   Elect Director Frank C. Herringer    Mgmt    For    For    For
1c   Elect Director Stephen T. McLin    Mgmt    For    For    For
1d   Elect Director Roger O. Walther    Mgmt    For    For    For
1e   Elect Director Robert N. Wilson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Halliburton Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    406216101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   222,099          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director J. Landis Martin    Mgmt    For    For    For
1l   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1m   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Molson Coors Brewing Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    60871R209
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    TAP

 

Shares Voted:   86,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roger G. Eaton    Mgmt    For    For    For
1.2   Elect Director Charles M. Herington    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Molson Coors Brewing Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director H. Sanford Riley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    723787107
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   15,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Annual Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Home Depot, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    437076102
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   69,895          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Karen L. Katen    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    SH    Against    Against    Against
7   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

Morgan Stanley

 

Meeting Date:    05/22/2017    Country:    USA    Primary Security ID:    617446448
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    MS


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Morgan Stanley

 

Shares Voted:   307,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1b   Elect Director Alistair Darling    Mgmt    For    For    For
1c   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d   Elect Director James P. Gorman    Mgmt    For    For    For
1e   Elect Director Robert H. Herz    Mgmt    For    For    For
1f   Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g   Elect Director Klaus Kleinfeld    Mgmt    For    For    For
1h   Elect Director Jami Miscik    Mgmt    For    For    For
1i   Elect Director Dennis M. Nally    Mgmt    For    For    For
1j   Elect Director Hutham S. Olayan    Mgmt    For    For    For
1k   Elect Director James W. Owens    Mgmt    For    For    For
1l   Elect Director Ryosuke Tamakoshi    Mgmt    For    For    For
1m   Elect Director Perry M. Traquina    Mgmt    For    For    For
1n   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
8   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For

CME Group Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    CME


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

CME Group Inc.

 

Shares Voted:   71,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Leo Melamed    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director John F. Sandner    Mgmt    For    For    For
1l   Elect Director Terry L. Savage    Mgmt    For    For    For
1m   Elect Director William R. Shepard    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

LyondellBasell Industries N.V.

 

Meeting Date:    05/24/2017    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    04/26/2017    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   46,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director Robert G. Gwin    Mgmt    For    For    For
1b   Elect Director Jacques Aigrain    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

LyondellBasell Industries N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c   Elect Director Lincoln Benet    Mgmt    For    For    For
1d   Elect Director Jagjeet S. Bindra    Mgmt    For    For    For
1e   Elect Director Robin Buchanan    Mgmt    For    For    For
1f   Elect Director Stephen F. Cooper    Mgmt    For    For    For
1g   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1h   Elect Director Claire S. Farley    Mgmt    For    For    For
1i   Elect Director Isabella D. Goren    Mgmt    For    For    For
1j   Elect Director Bruce A. Smith    Mgmt    For    For    For
1k   Elect Director Rudy van der Meer    Mgmt    For    For    For
2   Adoption of Dutch Statutory Annual Accounts    Mgmt    For    For    For
3   Approve Discharge of Management Board    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Approve Dividends of EUR 0.85 Per Share    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Facebook, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   75,711          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Public Policy Issues Associated with Fake News    SH    Against    Refer    Against
6   Gender Pay Gap    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For

UnitedHealth Group Incorporated

 

Meeting Date:    06/05/2017    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/11/2017    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   38,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director Rodger A. Lawson    Mgmt    For    For    For
1g   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1h   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1i   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Alphabet Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   16,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    Refer    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Paul S. Otellini    Mgmt    For    Refer    For
1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.12   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Report on Charitable Contributions    SH    Against    Against    Against
11   Adopt Holy Land Principles    SH    Against    Against    Against
12   Report on Fake News    SH    Against    Refer    Against

Comcast Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   279,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.8   Elect Director David C. Novak    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Mastercard Incorporated

 

Meeting Date:    06/27/2017    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2017    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   79,436          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Report on Gender Pay Gap    SH    Against    Against    Against


IVY VIP DIVIDEND OPPORTUNITIES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunties

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    08/12/2016    Meeting Type:    Special    Ticker:    ABI

 

Shares Voted:   62,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA    Mgmt    For    Refer    For
B.2   Receive Special Board Report and Special Auditor Report Re: Item 1    Mgmt         
B.3   Receive Information on Modifications to the Assets and Liabilities of the Merging Companies    Mgmt         
B.4   Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
B.5   Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
C.6   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    Refer    For

Paychex, Inc.

 

Meeting Date:    10/12/2016    Country:    USA    Primary Security ID:    704326107
Record Date:    08/15/2016    Meeting Type:    Annual    Ticker:    PAYX

 

Shares Voted:   83,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director B. Thomas Golisano    Mgmt    For    For    For
1b   Elect Director Joseph G. Doody    Mgmt    For    For    For
1c   Elect Director David J.S. Flaschen    Mgmt    For    For    For
1d   Elect Director Phillip Horsley    Mgmt    For    For    For
1e   Elect Director Grant M. Inman    Mgmt    For    For    For
1f   Elect Director Pamela A. Joseph    Mgmt    For    For    For
1g   Elect Director Martin Mucci    Mgmt    For    For    For
1h   Elect Director Joseph M. Tucci    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Paychex, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/28/2016    Country:    USA    Primary Security ID:    413875105
Record Date:    09/02/2016    Meeting Type:    Annual    Ticker:    HRS

 

Shares Voted:   117,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James F. Albaugh    Mgmt    For    For    For
1b   Elect Director William M. Brown    Mgmt    For    For    For
1c   Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1e   Elect Director Roger B. Fradin    Mgmt    For    For    For
1f   Elect Director Terry D. Growcock    Mgmt    For    For    For
1g   Elect Director Lewis Hay, III    Mgmt    For    For    For
1h   Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j   Elect Director James C. Stoffel    Mgmt    For    For    For
1k   Elect Director Gregory T. Swienton    Mgmt    For    For    For
1l   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Microsoft Corporation

 

Meeting Date:    11/30/2016    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2016    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   375,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Proxy Access    SH    Against    Against    Against

Medtronic plc

 

Meeting Date:    12/09/2016    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/11/2016    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   121,723          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5a   Amend Articles of Association    Mgmt    For    For    For
5b   Amend Memorandum of Association    Mgmt    For    For    For
6   Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits    Mgmt    For    Refer    For

Air Products and Chemicals, Inc.

 

Meeting Date:    01/26/2017    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2016    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   58,225          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifollah (Seifi) Ghasemi    Mgmt    For    For    For
1d   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1e   Elect Director David H. Y. Ho    Mgmt    For    For    For
1f   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1g   Elect Director Edward L. Monser    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Air Products and Chemicals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Analog Devices, Inc.

 

Meeting Date:    03/08/2017    Country:    USA    Primary Security ID:    032654105
Record Date:    01/09/2017    Meeting Type:    Annual    Ticker:    ADI

 

Shares Voted:   192,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent Roche    Mgmt    For    For    For
1c   Elect Director James A. Champy    Mgmt    For    For    For
1d   Elect Director Bruce R. Evans    Mgmt    For    For    For
1e   Elect Director Edward H. Frank    Mgmt    For    For    For
1f   Elect Director Mark M. Little    Mgmt    For    For    For
1g   Elect Director Neil Novich    Mgmt    For    For    For
1h   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1i   Elect Director Lisa T. Su    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Johnson Controls International plc

 

Meeting Date:    03/08/2017    Country:    Ireland    Primary Security ID:    G51502105
Record Date:    01/04/2017    Meeting Type:    Annual    Ticker:    JCI


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Johnson Controls International plc

 

Shares Voted:   287,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David P. Abney    Mgmt    For    For    For
1b   Elect Director Natalie A. Black    Mgmt    For    For    For
1c   Elect Director Michael E. Daniels    Mgmt    For    For    For
1d   Elect Director Brian Duperreault    Mgmt    For    For    For
1e   Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1f   Elect Director Alex A. Molinaroli    Mgmt    For    For    For
1g   Elect Director George R. Oliver    Mgmt    For    For    For
1h   Elect Director Juan Pablo del Valle Perochena    Mgmt    For    For    For
1i   Elect Director Jurgen Tinggren    Mgmt    For    For    For
1j   Elect Director Mark Vergnano    Mgmt    For    For    For
1k   Elect Director R. David Yost    Mgmt    For    For    For
2a   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
2b   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
3   Authorize Market Purchases of Company shares    Mgmt    For    For    For
4   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
8   Approve the Directors’ Authority to Allot Shares    Mgmt    For    For    For
9   Approve the Disapplication of Statutory Pre-Emption Rights    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    03/24/2017    Country:    USA    Primary Security ID:    232806109
Record Date:    02/27/2017    Meeting Type:    Proxy Contest    Ticker:    CY


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Cypress Semiconductor Corporation

 

Shares Voted:   736,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1   Eliminate Cumulative Voting    Mgmt    For    Refer    For
  Dissident Proxy (Gold Proxy Card)    Mgmt         
1   Eliminate Cumulative Voting    Mgmt    None    Refer    Do Not Vote

Honeywell International Inc.

 

Meeting Date:    04/24/2017    Country:    USA    Primary Security ID:    438516106
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    HON

 

Shares Voted:   43,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Darius Adamczyk    Mgmt    For    For    For
1B   Elect Director William S. Ayer    Mgmt    For    For    For
1C   Elect Director Kevin Burke    Mgmt    For    For    For
1D   Elect Director Jaime Chico Pardo    Mgmt    For    For    For
1E   Elect Director David M. Cote    Mgmt    For    For    For
1F   Elect Director D. Scott Davis    Mgmt    For    For    For
1G   Elect Director Linnet F. Deily    Mgmt    For    For    For
1H   Elect Director Judd Gregg    Mgmt    For    For    For
1I   Elect Director Clive Hollick    Mgmt    For    For    For
1J   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1K   Elect Director George Paz    Mgmt    For    For    For
1L   Elect Director Bradley T. Sheares    Mgmt    For    For    For
1M   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Honeywell International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Require Independent Board Chairman    SH    Against    Refer    For
6   Political Lobbying Disclosure    SH    Against    Against    Against

Exelon Corporation

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    30161N101
Record Date:    03/03/2017    Meeting Type:    Annual    Ticker:    EXC

 

Shares Voted:   483,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1b   Elect Director Ann C. Berzin    Mgmt    For    For    For
1c   Elect Director Christopher M. Crane    Mgmt    For    For    For
1d   Elect Director Yves C. de Balmann    Mgmt    For    For    For
1e   Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1f   Elect Director Nancy L. Gioia    Mgmt    For    For    For
1g   Elect Director Linda P. Jojo    Mgmt    For    For    For
1h   Elect Director Paul L. Joskow    Mgmt    For    For    For
1i   Elect Director Robert J. Lawless    Mgmt    For    For    For
1j   Elect Director Richard W. Mies    Mgmt    For    For    For
1k   Elect Director John W. Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1m   Elect Director Stephen D. Steinour    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

PACCAR Inc

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    693718108
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PCAR


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

PACCAR Inc

 

Shares Voted:   211,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Beth E. Ford    Mgmt    For    For    For
1.2   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1.3   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1.4   Elect Director Mark A. Schulz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Eliminate Supermajority Vote Requirement    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

Wells Fargo & Company

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    949746101
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   384,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    Refer    Against
1b   Elect Director John S. Chen    Mgmt    For    Refer    Against
1c   Elect Director Lloyd H. Dean    Mgmt    For    Refer    Against
1d   Elect Director Elizabeth A. Duke    Mgmt    For    Refer    Against
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    Refer    Against
1f   Elect Director Donald M. James    Mgmt    For    Refer    Against
1g   Elect Director Cynthia H. Milligan    Mgmt    For    Refer    Against
1h   Elect Director Karen B. Peetz    Mgmt    For    For    For
1i   Elect Director Federico F. Peña    Mgmt    For    Refer    Against
1j   Elect Director James H. Quigley    Mgmt    For    Refer    Against
1k   Elect Director Stephen W. Sanger    Mgmt    For    Refer    Against
1l   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1m   Elect Director Timothy J. Sloan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1n   Elect Director Susan G. Swenson    Mgmt    For    Refer    Against
1o   Elect Director Suzanne M. Vautrinot    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Review and Report on Business Standards    SH    Against    Refer    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Divesting Non-Core Business    SH    Against    Refer    Against
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Adopt Global Policy Regarding the Rights of Indigenous People    SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017    Country:    Belgium    Primary Security ID:    B639CJ108
Record Date:    03/17/2017    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   63,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
  Annual/Special Meeting    Mgmt         
  Special Part    Mgmt         
A1.a   Receive Special Board Report    Mgmt         
A1.b   Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital    Mgmt    For    For    For
  Annual Part    Mgmt         
B1   Management Report Regarding the Old Anheuser-Busch InBev SA/NV    Mgmt         
B2   Report by the Statutory Auditor Regarding the Old AB InBev    Mgmt         
B3   Approval of the Accounts of the Old AB InBev    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

B4   Approve Discharge to the Directors of the Old AB InBev    Mgmt    For    For    For
B5   Approve Discharge of Auditors of the Old AB InBev    Mgmt    For    For    For
B6   Receive Directors’ Reports    Mgmt         
B7   Receive Auditors’ Reports    Mgmt         
B8   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B9   Adopt Financial Statements    Mgmt    For    For    For
B10   Approve Discharge to the Directors    Mgmt    For    For    For
B11   Approve Discharge of Auditors    Mgmt    For    For    For
B12.a   Elect M.J. Barrington as Director    Mgmt    For    Refer    Against
B12.b   Elect W.F. Gifford Jr. as Director    Mgmt    For    Refer    For
B12.c   Elect A. Santo Domingo Davila as Director    Mgmt    For    Refer    For
B13.a   Approve Remuneration Report    Mgmt    For    For    For
B13.b   Approve Remuneration of Directors    Mgmt    For    Refer    For
B13.c   Approve Non-Executive Director Stock Option Grants    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Eaton Corporation plc

 

Meeting Date:    04/26/2017    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   82,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1f   Elect Director Charles E. Golden    Mgmt    For    For    For
1g   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Provide Proxy Access Right    Mgmt    For    For    For
3   Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting    Mgmt    For    Refer    For
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
8   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9   Approval of Overseas Market Purchases of the Company Shares    Mgmt    For    For    For

Energy Transfer Partners L.P.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    29273R109
Record Date:    02/27/2017    Meeting Type:    Special    Ticker:    ETP

 

Shares Voted:   157,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    539830109
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   66,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1b   Elect Director Nolan D. Archibald    Mgmt    For    Refer    Against
1c   Elect Director Rosalind G. Brewer    Mgmt    For    Refer    Against
1d   Elect Director David B. Burritt    Mgmt    For    For    For
1e   Elect Director Bruce A. Carlson    Mgmt    For    Refer    Against
1f   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1g   Elect Director Thomas J. Falk    Mgmt    For    Refer    Against
1h   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1i   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1j   Elect Director James M. Loy    Mgmt    For    For    For
1k   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1l   Elect Director Anne Stevens    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against

Pfizer Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    717081103
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   701,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.3   Elect Director W. Don Cornwell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.5   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.6   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7   Elect Director James M. Kilts    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.12   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against
6   Amend Bylaws — Call Special Meetings    SH    Against    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

Suncor Energy Inc.

 

Meeting Date:    04/27/2017    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   449,409          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10   Elect Director Steven W. Williams    Mgmt    For    For    For
1.11   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Unilever PLC

 

Meeting Date:    04/27/2017    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   143,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Performance Share Plan    Mgmt    For    Refer    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For
6   Re-elect Laura Cha as Director    Mgmt    For    For    For
7   Re-elect Vittorio Coal as Director    Mgmt    For    For    For
8   Re-elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
9   Re-elect Ann Fudge as Director    Mgmt    For    For    For
10   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
11   Re-elect Mary Ma as Director    Mgmt    For    For    For
12   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
13   Re-elect Youngme Moon as Director    Mgmt    For    For    For
14   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
15   Re-elect Paul Polman as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Unilever PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

16   Re-elect John Rishton as Director    Mgmt    For    For    For
17   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
18   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
19   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
24   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718172109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   168,557          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.9   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.10   Elect Director Lucio A. Noto    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.11   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.12   Elect Director Robert B. Polet    Mgmt    For    For    For
1.13   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Restricted Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
6   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
7   Establish a Board Committee on Human Rights    SH    Against    Refer    Against
8   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Prologis, Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    74340W103
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    PLD

 

Shares Voted:   73,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Hamid R. Moghadam    Mgmt    For    For    For
1b   Elect Director George L. Fotiades    Mgmt    For    For    For
1c   Elect Director Lydia H. Kennard    Mgmt    For    For    For
1d   Elect Director J. Michael Losh    Mgmt    For    For    For
1e   Elect Director Irving F. Lyons, III    Mgmt    For    For    For
1f   Elect Director David P. O’Connor    Mgmt    For    For    For
1g   Elect Director Olivier Piani    Mgmt    For    For    For
1h   Elect Director Jeffrey L. Skelton    Mgmt    For    For    For
1i   Elect Director Carl B. Webb    Mgmt    For    For    For
1j   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Prologis, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

International Paper Company

 

Meeting Date:    05/08/2017    Country:    USA    Primary Security ID:    460146103
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    IP

 

Shares Voted:   246,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director David J. Bronczek    Mgmt    For    For    For
1b   Elect Director William J. Burns    Mgmt    For    For    For
1c   Elect Director Ahmet C. Dorduncu    Mgmt    For    For    For
1d   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1e   Elect Director Jay L. Johnson    Mgmt    For    For    For
1f   Elect Director Stacey J. Mobley    Mgmt    For    For    For
1g   Elect Director Kathryn D. Sullivan    Mgmt    For    For    For
1h   Elect Director Mark S. Sutton    Mgmt    For    For    For
1i   Elect Director John L. Townsend, III    Mgmt    For    For    For
1j   Elect Director William G. Walter    Mgmt    For    For    For
1k   Elect Director J. Steven Whisler    Mgmt    For    For    For
1l   Elect Director Ray G. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Newell Brands Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    651229106
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    NWL


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Newell Brands Inc.

 

Shares Voted:   111,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1b   Elect Director Thomas E. Clarke    Mgmt    For    For    For
1c   Elect Director Kevin C. Conroy    Mgmt    For    For    For
1d   Elect Director Scott S. Cowen    Mgmt    For    For    For
1e   Elect Director Michael T. Cowhig    Mgmt    For    For    For
1f   Elect Director Domenico De Sole    Mgmt    For    For    For
1g   Elect Director Martin E. Franklin    Mgmt    For    For    For
1h   Elect Director Ros L’Esperance    Mgmt    For    For    For
1i   Elect Director Michael B. Polk    Mgmt    For    For    For
1j   Elect Director Steven J. Strobel    Mgmt    For    For    For
1k   Elect Director Michael A. Todman    Mgmt    For    For    For
1l   Elect Director Raymond G. Viault    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

BAE Systems plc

 

Meeting Date:    05/10/2017    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/08/2017    Meeting Type:    Annual    Ticker:    BA.

 

Shares Voted:   692,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Re-elect Elizabeth Corley as Director    Mgmt    For    For    For
7   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
8   Re-elect Harriet Green as Director    Mgmt    For    For    For
9   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
10   Re-elect Ian King as Director    Mgmt    For    For    For
11   Re-elect Peter Lynas as Director    Mgmt    For    For    For
12   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
13   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
14   Re-elect Ian Tyler as Director    Mgmt    For    For    For
15   Elect Charles Woodburn as Director    Mgmt    For    For    For
16   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

CVS Health Corporation

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    126650100
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   57,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    Refer    Against
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1i   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1j   Elect Director Richard J. Swift    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
1l   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Report on Pay Disparity    SH    Against    Refer    Against
8   Adopt Quantitative Renewable Energy Goals    SH    Against    Refer    Against

The Dow Chemical Company

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    260543103
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   217,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. (Steve) Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Union Pacific Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    907818108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   113,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Michael W. McConnell    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Steven R. Rogel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For

Uniti Group Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    91325V108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNIT

 

Shares Voted:   184,917          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jennifer S. Banner    Mgmt    For    For    Against
1b   Elect Director Scott G. Bruce    Mgmt    For    For    For
1c   Elect Director Francis X. (‘Skip’) Frantz    Mgmt    For    For    Against
1d   Elect Director Andrew Frey    Mgmt    For    For    For
1e   Elect Director Kenneth A. Gunderman    Mgmt    For    For    For
1f   Elect Director David L. Solomon    Mgmt    For    For    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   250,316          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director Todd A. Combs    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director James S. Crown    Mgmt    For    For    For
1g   Elect Director James Dimon    Mgmt    For    For    For
1h   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Clawback Amendment    SH    Against    For    For
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
10   Reduce Ownership Threshold for Shareholders to Call a Special Meeting    SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   86,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Jay A. Brown    Mgmt    For    For    For
1c   Elect Director Cindy Christy    Mgmt    For    For    For
1d   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1e   Elect Director Robert E. Garrison, II    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Crown Castle International Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Lee W. Hogan    Mgmt    For    For    For
1g   Elect Director Edward C. Hutcheson, Jr.    Mgmt    For    For    For
1h   Elect Director J. Landis Martin    Mgmt    For    For    For
1i   Elect Director Robert F. McKenzie    Mgmt    For    For    For
1j   Elect Director Anthony J. Melone    Mgmt    For    For    For
1k   Elect Director W. Benjamin Moreland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Againstea

KeyCorp

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    493267108
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    KEY

 

Shares Voted:   529,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Austin A. Adams    Mgmt    For    For    For
1.2   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1.3   Elect Director Charles P. Cooley    Mgmt    For    For    For
1.4   Elect Director Gary M. Crosby    Mgmt    For    For    For
1.5   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1.6   Elect Director H. James Dallas    Mgmt    For    For    For
1.7   Elect Director Elizabeth R. Gile    Mgmt    For    For    For
1.8   Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.9   Elect Director William G. Gisel, Jr.    Mgmt    For    For    For
1.10   Elect Director Carlton L. Highsmith    Mgmt    For    For    For
1.11   Elect Director Richard J. Hipple    Mgmt    For    For    For
1.12   Elect Director Kristen L. Manos    Mgmt    For    For    For
1.13   Elect Director Beth E. Mooney    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

KeyCorp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.14   Elect Director Demos Parneros    Mgmt    For    For    For
1.15   Elect Director Barbara R. Snyder    Mgmt    For    For    For
1.16   Elect Director David K. Wilson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For

L Brands, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    501797104
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   51,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Supermajority Vote Requirement    SH    Against    For    For

Life Storage, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    53223X107
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    LSI


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Life Storage, Inc.

 

Shares Voted:   160,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Attea    Mgmt    For    For    For
1.2   Elect Director Kenneth F. Myszka    Mgmt    For    For    For
1.3   Elect Director Charles E. Lannon    Mgmt    For    For    For
1.4   Elect Director Stephen R. Rusmisel    Mgmt    For    For    For
1.5   Elect Director Arthur L. Havener, Jr.    Mgmt    For    For    For
1.6   Elect Director Mark G. Barberio    Mgmt    For    For    For
2   Amend Bylaws    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

The Home Depot, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    437076102
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   94,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Karen L. Katen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    SH    Against    Against    Against
7   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

International Game Technology PLC

 

Meeting Date:    05/22/2017    Country:    United Kingdom    Primary Security ID:    G4863A108
Record Date:    05/18/2017    Meeting Type:    Annual    Ticker:    IGT

 

Shares Voted:   138,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Approve EU Political Donations    Mgmt    For    For    For
7   Adopt New Articles of Association    Mgmt    For    For    For

Nokia Corp.

 

Meeting Date:    05/23/2017    Country:    Finland    Primary Security ID:    X61873133
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    NOKIA


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Nokia Corp.

 

Shares Voted:   1,940,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt         
4   Acknowledge Proper Convening of Meeting    Mgmt         
5   Prepare and Approve List of Shareholders    Mgmt         
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Allocation of Income and Dividends of EUR 0.17 Per Share    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
11   Fix Number of Directors at Ten    Mgmt    For    Refer    For
12.1   Reelect Bruce Brown as Director    Mgmt    For    For    For
12.2   Elect Jeanette Horan as Director    Mgmt    For    For    For
12.3   Reelect Louis Hughes as Director    Mgmt    For    For    For
12.4   Elect Edward Kozel as Director    Mgmt    For    For    For
12.5   Reelect Jean Monty as Director    Mgmt    For    For    For
12.6   Reelect Elizabeth Nelson as Director    Mgmt    For    For    For
12.7   Reelect Olivier Piou as Director    Mgmt    For    For    For
12.8   Reelect Risto Siilasmaa as Director    Mgmt    For    For    For
12.9   Reelect Carla Smits-Nusteling as Director    Mgmt    For    For    For
12.10   Reelect Kari Stadigh as Director    Mgmt    For    For    For
13   Approve Remuneration of Auditors    Mgmt    For    For    For
14   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
15   Authorize Share Repurchase Program    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Nokia Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Approve Issuance of up to 560 Million Shares without Preemptive Rights    Mgmt    For    For    For
17   Close Meeting    Mgmt         

McDonald’s Corporation

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    580135101
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   44,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd Dean    Mgmt    For    For    For
1b   Elect Director Stephen Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert Eckert    Mgmt    For    For    For
1d   Elect Director Margaret Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne Jackson    Mgmt    For    For    For
1g   Elect Director Richard Lenny    Mgmt    For    For    For
1h   Elect Director John Mulligan    Mgmt    For    For    For
1i   Elect Director Sheila Penrose    Mgmt    For    For    For
1j   Elect Director John Rogers, Jr.    Mgmt    For    For    For
1k   Elect Director Miles White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
7   Reduce Ownership Threshold for Shareholders to Call a Special Meeting    SH    Against    For    For
8   Issue New Series of Preferred Stock with the Right to Elect own Director    SH    Against    Refer    Against
9   Adopt Holy Land Principles    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

McDonald’s Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain    SH    Against    Refer    Against
11   Assess Environmental Impact of Polystyrene Foam Cups    SH    Against    Refer    Against
12   Report on Charitable Contributions    SH    Against    Against    Against

Omnicom Group Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    681919106
Record Date:    04/05/2017    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   92,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Bruce Crawford    Mgmt    For    For    For
1.3   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.4   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.5   Elect Director Robert Charles Clark    Mgmt    For    For    For
1.6   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.7   Elect Director Susan S. Denison    Mgmt    For    For    For
1.8   Elect Director Deborah J. Kissire    Mgmt    For    For    For
1.9   Elect Director John R. Murphy    Mgmt    For    For    For
1.10   Elect Director John R. Purcell    Mgmt    For    For    For
1.11   Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.12   Elect Director Valerie M. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    166764100
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    CVX


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Chevron Corporation

 

Shares Voted:   186,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director John S. Watson    Mgmt    For    For    For
1l   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
7   Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*    SH         
8   Assess and Report on Transition to a Low Carbon Economy    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
11   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Comcast Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   370,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.8   Elect Director David C. Novak    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/14/2017    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   314,362          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director David L. Herzog    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.5   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For
1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    06/20/2017    Country:    USA    Primary Security ID:    232806109
Record Date:    04/18/2017    Meeting Type:    Proxy Contest    Ticker:    CY

 

Shares Voted:   646,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director W. Steve Albrecht    Mgmt    For    Refer    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    Refer    Withhold
1.3   Elect Director H. Raymond Bingham - Withdrawn Resolution    Mgmt         
1.4   Elect Director Hassane El-Khoury    Mgmt    For    Refer    For
1.5   Elect Director Oh Chul Kwon    Mgmt    For    Refer    For
1.6   Elect Director Wilbert van den Hoek    Mgmt    For    Refer    For
1.7   Elect Director Michael Wishart    Mgmt    For    Refer    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Cypress Semiconductor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Refer    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
  Dissident Proxy (Gold Proxy Card)    Mgmt         
1.1   Elect Director J. Daniel McCranie    SH    For    Refer    Do Not Vote
1.2   Elect Directors Camillo Martino    SH    For    Refer    Do Not Vote
1.3   Management Nominee W. Steve Albrecht    SH    For    Refer    Do Not Vote
1.4   Management Nominee Hassane El-Khoury    SH    For    Refer    Do Not Vote
1.5   Management Nominee Oh Chul Kwon    SH    For    Refer    Do Not Vote
1.6   Management Nominee Wilbert van den Hoek    SH    For    Refer    Do Not Vote
1.7   Management Nominee Michael Wishart    SH    For    Refer    Do Not Vote
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    Against    Refer    Do Not Vote
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Refer    Do Not Vote
5   Amend Omnibus Stock Plan    Mgmt    Abstain    Refer    Do Not Vote

American International Group, Inc.

 

Meeting Date:    06/28/2017    Country:    USA    Primary Security ID:    026874784
Record Date:    05/08/2017    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   127,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Brian Duperreault    Mgmt    For    For    For
1c   Elect Director Peter R. Fisher    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

American International Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Samuel J. Merksamer    Mgmt    For    For    For
1h   Elect Director Henry S. Miller    Mgmt    For    For    For
1i   Elect Director Linda A. Mills    Mgmt    For    For    For
1j   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1k   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1l   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1m   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Securities Transfer Restrictions    Mgmt    For    Refer    For
4   Ratify NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

Memorial Resource Development Corp.

 

Meeting Date:    09/15/2016    Country:    USA    Primary Security ID:    58605Q109
Record Date:    08/10/2016    Meeting Type:    Special    Ticker:    MRD

 

Shares Voted:   135,337          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

FMC Technologies, Inc.

 

Meeting Date:    12/05/2016    Country:    USA    Primary Security ID:    30249U101
Record Date:    10/18/2016    Meeting Type:    Special    Ticker:    FTI

 

Shares Voted:   27,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Diamondback Energy, Inc.

 

Meeting Date:    12/07/2016    Country:    USA    Primary Security ID:    25278X109
Record Date:    11/11/2016    Meeting Type:    Special    Ticker:    FANG

 

Shares Voted:   46,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For

Enbridge Inc.

 

Meeting Date:    12/15/2016    Country:    Canada    Primary Security ID:    29250N105
Record Date:    11/07/2016    Meeting Type:    Special    Ticker:    ENB


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Enbridge Inc.

 

Shares Voted:   37,950      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with the Merger    Mgmt    For    Refer    For
2   Amend By-Law No.1    Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    02/24/2017    Country:    USA    Primary Security ID:    74978Q105
Record Date:    01/19/2017    Meeting Type:    Special    Ticker:    RSPP

 

Shares Voted:   136,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/05/2017    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/15/2017    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   106,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1l   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Employee Stock Purchase Plan    Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    703481101
Record Date:    02/22/2017    Meeting Type:    Special    Ticker:    PTEN

 

Shares Voted:   202,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Flotek Industries, Inc.

 

Meeting Date:    04/21/2017    Country:    USA    Primary Security ID:    343389102
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    FTK

 

Shares Voted:   175,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1   Elect Director Michelle M. Adams    Mgmt    For    For    For
1.2   Elect Director Ted D. Brown    Mgmt    For    For    For
1.3   Elect Director John W. Chisholm    Mgmt    For    For    For
1.4   Elect Director L. Melvin Cooper    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Flotek Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.5   Elect Director Carla S. Hardy    Mgmt    For    For    For
1.6   Elect Director Kenneth T. Hern    Mgmt    For    For    For
1.7   Elect Director L.V. ‘Bud’ McGuire    Mgmt    For    For    For
1.8   Elect Director John S. Reiland    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Hein & Associates LLP as Auditors    Mgmt    For    For    For

RPC, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   307,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director R. Randall Rollins    Mgmt    For    Refer    For
1.2   Elect Director Henry B. Tippie    Mgmt    For    Refer    Withhold
1.3   Elect Director James B. Williams    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Energy Transfer Partners L.P.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    29273R109
Record Date:    02/27/2017    Meeting Type:    Special    Ticker:    ETP

 

Shares Voted:   34,050      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Marathon Petroleum Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   39,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven A. Davis    Mgmt    For    For    For
1b   Elect Director Gary R. Heminger    Mgmt    For    For    For
1c   Elect Director J. Michael Stice    Mgmt    For    For    For
1d   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Environmental and Human Rights Due Diligence    SH    Against    Refer    Against
6   Report on Strategy for Aligning with 2 Degree Scenario    SH    Against    Refer    Against
7   Adopt Simple Majority Vote    SH    Against    For    For

Baker Hughes Incorporated

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    057224107
Record Date:    03/03/2017    Meeting Type:    Annual    Ticker:    BHI

 

Shares Voted:   103,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1b   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1c   Elect Director Martin S. Craighead    Mgmt    For    For    For
1d   Elect Director William H. Easter, III    Mgmt    For    For    For
1e   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1f   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1g   Elect Director Claire W. Gargalli    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Baker Hughes Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1i   Elect Director James A. Lash    Mgmt    For    For    For
1j   Elect Director J. Larry Nichols    Mgmt    For    For    For
1k   Elect Director James W. Stewart    Mgmt    For    For    For
1l   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

EOG Resources, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   71,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Suncor Energy Inc.

 

Meeting Date:    04/27/2017    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   55,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10   Elect Director Steven W. Williams    Mgmt    For    For    For
1.11   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    966387102
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    WLL

 

Shares Voted:   369,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Philip E. Doty    Mgmt    For    For    For
1.2   Elect Director Carin S. Knickel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Whiting Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Phillips 66

 

Meeting Date:

   05/03/2017   

Country:

  

USA

  

Primary Security ID:

   718546104

Record Date:

   03/10/2017   

Meeting Type:

  

Annual

  

Ticker:

   PSX

 

Shares Voted:   21,838          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    674215108
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   389,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ted Collins, Jr.    Mgmt    For    For    For
1.2   Elect Director John E. Hagale    Mgmt    For    For    For
1.3   Elect Director Douglas E. Swanson, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    90346E103
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SLCA

 

Shares Voted:   175,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter Bernard    Mgmt    For    For    For
1.2   Elect Director William J. Kacal    Mgmt    For    For    For
1.3   Elect Director Charles Shaver    Mgmt    For    For    For
1.4   Elect Director Bryan A. Shinn    Mgmt    For    For    For
1.5   Elect Director J. Michael Stice    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Amend Certificate of Incorporation to Remove Certain Provisions Relating to Ownership of Stock    Mgmt    For    Refer    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    032511107
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   94,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1b   Elect Director David E. Constable    Mgmt    For    For    For
1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d   Elect Director Claire S. Farley    Mgmt    For    For    For
1e   Elect Director Peter J. Fluor    Mgmt    For    For    For
1f   Elect Director Richard L. George    Mgmt    For    For    For
1g   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1h   Elect Director John R. Gordon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Anadarko Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Sean Gourley    Mgmt    For    For    For
1j   Elect Director Mark C. McKinley    Mgmt    For    For    For
1k   Elect Director Eric D. Mullins    Mgmt    For    For    For
1l   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Laredo Petroleum, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    516806106
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   201,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Randy A. Foutch    Mgmt    For    For    For
1.2   Elect Director Peter R. Kagan    Mgmt    For    For    For
1.3   Elect Director Edmund P. Segner, III    Mgmt    For    For    For
1.4   Elect Director Myles W. Scoggins    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    171798101
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   43,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David A. Hentschel    Mgmt    For    For    For
1.2   Elect Director Thomas E. Jorden    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Cimarex Energy Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Floyd R. Price    Mgmt    For    For    For
1.4   Elect Director Frances M. Vallejo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Enbridge Inc.

 

Meeting Date:    05/11/2017    Country:    Canada    Primary Security ID:    29250N105
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    ENB

 

Shares Voted:   36,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pamela L. Carter    Mgmt    For    For    For
1.2   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1.3   Elect Director Marcel R. Coutu    Mgmt    For    For    For
1.4   Elect Director Gregory L. Ebel    Mgmt    For    For    For
1.5   Elect Director J. Herb England    Mgmt    For    For    For
1.6   Elect Director Charles W. Fischer    Mgmt    For    For    For
1.7   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1.8   Elect Director Michael McShane    Mgmt    For    For    For
1.9   Elect Director Al Monaco    Mgmt    For    For    For
1.10   Elect Director Michael E.J. Phelps    Mgmt    For    For    For
1.11   Elect Director Rebecca B. Roberts    Mgmt    For    For    For
1.12   Elect Director Dan C. Tutcher    Mgmt    For    For    For
1.13   Elect Director Catherine L. Williams    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Approve Shareholder Rights Plan    Mgmt    For    Against    Against
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Enbridge Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Prepare a Report Detailing Due Diligence Process to Identify And Address Social And Environmental Risks When Reviewing Potential Acquisitions    SH    Against    Refer    Against

WEX Inc.

 

Meeting Date:    05/12/2017    Country:    USA    Primary Security ID:    96208T104
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    WEX

 

Shares Voted:   26,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael E. Dubyak    Mgmt    For    For    For
1.2   Elect Director Rowland T. Moriarty    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    34984V100
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   278,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1   Elect Director Evelyn M. Angelle    Mgmt    For    For    For
1.2   Elect Director John A. Carrig    Mgmt    For    For    For
1.3   Elect Director Prady Iyyanki    Mgmt    For    For    For
1.4   Elect Director Andrew L. Waite    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Newfield Exploration Company

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    651290108
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   108,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director Steven W. Nance    Mgmt    For    For    For
1d   Elect Director Roger B. Plank    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John (Jack) W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
1i   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    20605P101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    CXO


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Concho Resources Inc.

 

Shares Voted:   40,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy A. Leach    Mgmt    For    For    For
1.2   Elect Director William H. Easter, III    Mgmt    For    For    For
1.3   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Halliburton Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    406216101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   166,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director J. Landis Martin    Mgmt    For    For    For
1l   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1m   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Continental Resources, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    212015101
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   175,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William B. Berry    Mgmt    For    For    For
1.2   Elect Director James L. Gallogly    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Policy to Improve Board Diversity    SH    Against    Against    Against

Core Laboratories N.V.

 

Meeting Date:    05/18/2017    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   34,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a   Elect Director David M. Demshur    Mgmt    For    For    For
1b   Elect Director Jan Willem Sodderland    Mgmt    For    For    For
2   Reduce Supermajority Requirement    Mgmt    For    For    For
3   Ratify KPMG as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Core Laboratories N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
9   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    For

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    723787107
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   36,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Annual Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

WPX Energy, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    98212B103
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    WPX

 

Shares Voted:   353,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Carrig    Mgmt    For    For    For
1.2   Elect Director William R. Granberry    Mgmt    For    For    For
1.3   Elect Director Robert K. Herdman    Mgmt    For    For    For
1.4   Elect Director Kelt Kindick    Mgmt    For    For    For
1.5   Elect Director Karl F. Kurz    Mgmt    For    For    For
1.6   Elect Director Henry E. Lentz    Mgmt    For    For    For
1.7   Elect Director George A. Lorch    Mgmt    For    For    For
1.8   Elect Director William G. Lowrie    Mgmt    For    For    For
1.9   Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.10   Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.11   Elect Director David F. Work    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/19/2017    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   67,789          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Catherine Hughes as Director    Mgmt    For    For    For
5   Elect Roberto Setubal as Director    Mgmt    For    For    For
6   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Euleen Goh as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
13   Elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Superior Energy Services, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    868157108
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    SPN


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Superior Energy Services, Inc.

 

Shares Voted:   423,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For
1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Janiece M. Longoria    Mgmt    For    For    For
1.7   Elect Director Michael M. McShane    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

RSP Permian, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    74978Q105
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    RSPP

 

Shares Voted:   137,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven Gray    Mgmt    For    For    For
1.2   Elect Director Michael Grimm    Mgmt    For    For    For
1.3   Elect Director Scott McNeill    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    166764100
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    CVX


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Chevron Corporation

 

Shares Voted:   23,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director John S. Watson    Mgmt    For    For    For
1l   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
7   Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*    SH         
8   Assess and Report on Transition to a Low Carbon Economy    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
11   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Marathon Oil Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    565849106
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    MRO

 

Shares Voted:   223,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gaurdie E. Banister, Jr.    Mgmt    For    For    For
1b   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1c   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1d   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1e   Elect Director Philip Lader    Mgmt    For    For    For
1f   Elect Director Michael E. J. Phelps    Mgmt    For    For    For
1g   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1h   Elect Director Lee M. Tillman    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Parsley Energy, Inc.

 

Meeting Date:    06/02/2017    Country:    USA    Primary Security ID:    701877102
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   219,468          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bryan Sheffield    Mgmt    For    For    For
1b   Elect Director A.R. Alameddine    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Nabors Industries Ltd.

 

Meeting Date:    06/06/2017    Country:    Bermuda    Primary Security ID:    G6359F103
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    NBR

 

Shares Voted:   253,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tanya S. Beder    Mgmt    For    For    For
1.2   Elect Director James R. Crane    Mgmt    For    Refer    Withhold
1.3   Elect Director John P. Kotts    Mgmt    For    Refer    Withhold
1.4   Elect Director Michael C. Linn    Mgmt    For    Refer    Withhold
1.5   Elect Director Anthony G. Petrello    Mgmt    For    Refer    Withhold
1.6   Elect Director Dag Skattum    Mgmt    For    Refer    Withhold
1.7   Elect Director John Yearwood    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Proxy Access Right    SH    Against    Against    Against

Devon Energy Corporation

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    25179M103
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    DVN

 

Shares Voted:   100,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Barbara M. Baumann    Mgmt    For    For    For
1.2   Elect Director John E. Bethancourt    Mgmt    For    For    For
1.3   Elect Director David A. Hager    Mgmt    For    For    For
1.4   Elect Director Robert H. Henry    Mgmt    For    For    For
1.5   Elect Director Michael M. Kanovsky    Mgmt    For    For    For
1.6   Elect Director Robert A. Mosbacher, Jr.    Mgmt    For    For    For
1.7   Elect Director Duane C. Radtke    Mgmt    For    For    For
1.8   Elect Director Mary P. Ricciardello    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Devon Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director John Richels    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Review Public Policy Advocacy on Climate Change    SH    Against    Refer    Against
8   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Report on Using Oil and Gas Reserve Metrics for Named Executive’s Compensation    SH    Against    Refer    Against

Diamondback Energy, Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   45,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael P. Cross    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Mark L. Plaumann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Weatherford International plc

 

Meeting Date:    06/15/2017    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    WFT


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Weatherford International plc

 

Shares Voted:   688,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Mohamed A. Awad    Mgmt    For    For    For
1B   Elect Director David J. Butters    Mgmt    For    For    For
1C   Elect Director John D. Gass    Mgmt    For    For    For
1D   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1E   Elect Director Francis S. Kalman    Mgmt    For    For    For
1F   Elect Director William E. Macaulay    Mgmt    For    For    For
1G   Elect Director Mark A. McCollum    Mgmt    For    For    For
1H   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1I   Elect Director Guillermo Ortiz    Mgmt    For    Refer    For
2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/29/2017    Country:    USA    Primary Security ID:    703481101
Record Date:    05/01/2017    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   195,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.3   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.4   Elect Director William Andrew Hendricks, Jr.    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Tiffany J. Thom    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Patterson-UTI Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Baker Hughes Incorporated

 

Meeting Date:    06/30/2017    Country:    USA    Primary Security ID:    057224107
Record Date:    05/25/2017    Meeting Type:    Special    Ticker:    BHI

 

Shares Voted:   102,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Material Terms of the Executive Officer Performance Goals    Mgmt    For    Refer    For


IVY VIP GLOBAL BOND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    07/11/2016    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Elect Director    Mgmt    For    Refer    For

Seadrill Partners LLC

 

Meeting Date:    09/27/2016    Country:    Marshall Isl    Primary Security ID:    Y7545W109
Record Date:    08/08/2016    Meeting Type:    Annual    Ticker:    SDLP

 

Shares Voted:   3,800      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Elect Director Andrew Cumming    Mgmt    For    For    For
2   Elect Director Keith MacDonald    Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    10/25/2016    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Alupar Investimento SA

 

Meeting Date:    12/07/2016    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Alupar Investimento SA

 

Shares Voted:   11,821          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Elect Rogerio Paulo Calderon Peres as Independent Director    Mgmt    For    For    For
2   Elect Silvani Alves Pereira as Director    Mgmt    For    Refer    For
3   Amend Article 5 to Reflect Changes in Capital    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    03/20/2017    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Authorize Fourth Issuance of Non-Convertible Debentures up to BRL 925 million    Mgmt    For    Refer    For
2   Amend Articles and Consolidate Bylaws    Mgmt    For    Refer    For
3   Amend Internal Regulations of Board of Directors    Mgmt    For    Refer    For

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/19/2017    Country:    Panama    Primary Security ID:    P16994132
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    BLX

 

Shares Voted:   7,964          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify Deloitte as Auditor    Mgmt    For    For    For
  Election of One Class E Shares Director    Mgmt         
3   Elect Mario Covo as Director to Represent Holders of Class E Shares    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Banco Latinoamericano de Comercio Exterior, S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Transact Other Business (Non-Voting)    Mgmt         

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/20/2017    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Aguas Andinas S.A.

 

Meeting Date:    04/24/2017    Country:    Chile    Primary Security ID:    P4171M125
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    AGUAS-A

 

Shares Voted:   34,421      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of CLP 15.26 per Share    Mgmt    For    For    For
3   Present Dividend Policy    Mgmt         
4   Receive Report Regarding Related-Party Transactions    Mgmt         
5   Appoint Auditors    Mgmt    For    For    For
6   Designate Risk Assessment Companies    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Present Board’s Report on Expenses    Mgmt         
9   Approve Remuneration and Budget of Directors’ Committee    Mgmt    For    Refer    For
10   Present Directors’ Committee Report on Activities and Expenses    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Aguas Andinas S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

11   Designate Newspaper to Publish Meeting Announcements    Mgmt    For    Refer    For
12   Other Business    Mgmt    For    Against    Against

Alupar Investimento SA

 

Meeting Date:    04/25/2017    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,821          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Remuneration of Company’s Management    Mgmt    For    Refer    For

Alupar Investimento SA

 

Meeting Date:    04/25/2017    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Annual    Ticker:    ALUP11

 

Shares Voted:   11,821          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for Holders of Units - BRALUPCDAM15    Mgmt         
1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016    Mgmt    For    For    For
2   Approve Capital Budget, Allocation of Income and Dividends    Mgmt    For    For    For
3   Fix Number of Directors    Mgmt    For    Refer    For
4   Elect Directors    Mgmt    For    Refer    For
4.1   Elect Director Appointed by Minority Shareholder    SH    None    Refer    Against
4.2   Elect Director Appointed by Preferred Shareholder    SH    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/28/2017    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Annual    Ticker:    TAEE11

 

Shares Voted:   10,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for Holders of Units - BRTAEECDAM10    Mgmt         
1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Elect Directors    Mgmt    For    Against    Against
3.1   Elect Director Appointed by Minority Shareholder    SH    None    Refer    Do Not Vote
3.2   Elect Director Appointed by Preferred Shareholder    SH    None    Refer    Against
4   Elect Fiscal Council Members    Mgmt    For    Refer    For
4.1   Elect Fiscal Council Member Appointed by Minority Shareholder    SH    None    Refer    Against
4.2   Elect Fiscal Council Member Appointed by Preferred Shareholder    SH    None    Refer    Against
5   Approve Remuneration of Company’s Management and Fiscal Council Members    Mgmt    For    Refer    Against

PPL Corporation

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    69351T106
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   3,603      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1.2   Elect Director John W. Conway    Mgmt    For    For    For
1.3   Elect Director Steven G. Elliott    Mgmt    For    For    For
1.4   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.5   Elect Director Craig A. Rogerson    Mgmt    For    For    For
1.6   Elect Director William H. Spence    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

PPL Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.7   Elect Director Natica von Althann    Mgmt    For    For    For
1.8   Elect Director Keith H. Williamson    Mgmt    For    For    For
1.9   Elect Director Armando Zagalo de Lima    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against

Intel Corporation

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    458140100
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   4,112      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Aneel Bhusri    Mgmt    For    For    For
1c   Elect Director Andy D. Bryant    Mgmt    For    For    For
1d   Elect Director Reed E. Hundt    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director David S. Pottruck    Mgmt    For    For    For
1i   Elect Director Gregory D. Smith    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
1k   Elect Director David B. Yoffie    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Political Contributions Disclosure    SH    Against    Against    Against
7   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/19/2017    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   4,675      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Catherine Hughes as Director    Mgmt    For    For    For
5   Elect Roberto Setubal as Director    Mgmt    For    For    For
6   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Euleen Goh as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
13   Elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    06/23/2017    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for Holders of Units - BRTAEECDAM10    Mgmt         
1   Elect Directors    Mgmt    For    Against    Against
2   Amend Article 4 to Reflect Changes in Capital    Mgmt    For    Refer    For


IVY VIP GLOBAL GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

ITC Ltd.

 

Meeting Date:    07/22/2016    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/15/2016    Meeting Type:    Annual    Ticker:    ITC

 

Shares Voted:   1,793,167          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Nakul Anand as Director    Mgmt    For    For    For
4   Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director    Mgmt    For    For    For
6   Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director    Mgmt    For    For    For
7   Elect Nirupama Rao as Independent Director    Mgmt    For    For    For
8   Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman    Mgmt    For    For    For
9   Approve Variation in the Terms of Remuneration to Executive Directors    Mgmt    For    Refer    For
10   Approve Commission Remuneration for Non-executive Directors    Mgmt    For    Refer    For
11   Approve Remuneration of Cost Auditors    Mgmt    For    For    For
12   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Car Inc.

 

Meeting Date:    08/12/2016    Country:    Cayman Islands    Primary Security ID:    G19021107
Record Date:    08/10/2016    Meeting Type:    Special    Ticker:    699

 

Shares Voted:   1,793,201          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Car Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

a   Approve Framework Agreement and Related Transactions    Mgmt    For    Refer    For
b   Approve Annual Caps for Financial Years Ending December 31, 2016, 2017 and 2018    Mgmt    For    Refer    For
c   Authorize Board Deal with All Matters in Relation to the Framework Agreement    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016    Country:    Belgium    Primary Security ID:   
Record Date:    09/14/2016    Meeting Type:    Special    Ticker:    ABI

 

Shares Voted:   91,170          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Special Meeting Agenda    Mgmt         
A.1   Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA    Mgmt    For    Refer    For
B.2   Receive Special Board Report and Special Auditor Report Re: Item 1    Mgmt         
B.3   Receive Information on Modifications to the Assets and Liabilities of the Merging Companies    Mgmt         
B.4   Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
B.5   Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
C.6   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/19/2016    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   153,140          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
1.2   Elect Chee Hwa Tung as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Alibaba Group Holding Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3   Elect Jerry Yang as Director    Mgmt    For    For    For
1.4   Elect Wan Ling Martello as Director    Mgmt    For    For    For
1.5   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    10/27/2016    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    09/28/2016    Meeting Type:    Special    Ticker:    A005930

 

Shares Voted:   2,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Spin-Off Agreement    Mgmt    For    Refer    For
2   Elect Lee Jae-yong as Inside Director    Mgmt    For    For    For

Pernod Ricard

 

Meeting Date:    11/17/2016    Country:    France    Primary Security ID:    F72027109
Record Date:    11/14/2016    Meeting Type:    Annual/Special    Ticker:    RI

 

Shares Voted:   38,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.88 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Approve Termination Package of Alexandre Ricard    Mgmt    For    Refer    For
6   Reelect Alexandre Ricard as Director    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7   Reelect Pierre Pringuet as Director    Mgmt    For    For    For
8   Reelect Cesar Giron as Director    Mgmt    For    For    For
9   Reelect Wolfgang Colberg as Director    Mgmt    For    For    For
10   Ratify Appointment of Anne Lange as Director    Mgmt    For    For    For
11   Appoint KPMG as Auditor    Mgmt    For    For    For
12   Appoint Salustro Reydel as Alternate Auditor    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000    Mgmt    For    Refer    For
14   Advisory Vote on Compensation of CEO, Alexandre Ricard    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Approve Restricted Stock Grants to Executives Partially Compensating Losses under the Previous Benefit Pension Scheme    Mgmt    For    Refer    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Medtronic plc

 

Meeting Date:    12/09/2016    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/11/2016    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   85,540      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5a   Amend Articles of Association    Mgmt    For    For    For
5b   Amend Memorandum of Association    Mgmt    For    For    For
6   Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits    Mgmt    For    Refer    For

Visa Inc.

 

Meeting Date:    01/31/2017    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/02/2016    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   136,020      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director John A.C. Swainson    Mgmt    For    For    For
1i   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Siemens AG

 

Meeting Date:    02/01/2017    Country:    Germany    Primary Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

Shares Voted:   53,350      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2015/2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2015/2016    Mgmt    For    For    For
5   Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/2017    Mgmt    For    For    For

Compass Group plc

 

Meeting Date:    02/02/2017    Country:    United Kingdom    Primary Security ID:    G23296190
Record Date:    01/31/2017    Meeting Type:    Annual    Ticker:    CPG

 

Shares Voted:   250,070      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Stefan Bomhard as Director    Mgmt    For    For    For
5   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Compass Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Re-elect Richard Cousins as Director    Mgmt    For    For    For
7   Re-elect Gary Green as Director    Mgmt    For    For    For
8   Re-elect Johnny Thomson as Director    Mgmt    For    For    For
9   Re-elect Carol Arrowsmith as Director    Mgmt    For    For    For
10   Re-elect John Bason as Director    Mgmt    For    For    For
11   Re-elect Don Robert as Director    Mgmt    For    For    For
12   Re-elect Nelson Silva as Director    Mgmt    For    For    For
13   Re-elect Ireena Vittal as Director    Mgmt    For    Refer    For
14   Re-elect Paul Walsh as Director    Mgmt    For    For    For
15   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Approve Increase in the Limit on the Aggregate Remuneration of the Non-Executive Directors    Mgmt    For    Refer    For
18   Authorise Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

21

 

Authorise Issue of Equity without Pre-emptive

Rights in Connection with an Acquisition or Capital Investment

  

Mgmt

  

For

  

For

  

For

22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call General Meeting with 14 Working Days’ Notice    Mgmt    For    For    For

Johnson Controls International plc

 

Meeting Date:    03/08/2017    Country:    Ireland    Primary Security ID:    G51502105
Record Date:    01/04/2017    Meeting Type:    Annual    Ticker:    JCI

 

Shares Voted:   219,711          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David P. Abney    Mgmt    For    For    For
1b   Elect Director Natalie A. Black    Mgmt    For    For    For
1c   Elect Director Michael E. Daniels    Mgmt    For    For    For
1d   Elect Director Brian Duperreault    Mgmt    For    For    For
1e   Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1f   Elect Director Alex A. Molinaroli    Mgmt    For    For    For
1g   Elect Director George R. Oliver    Mgmt    For    For    For
1h   Elect Director Juan Pablo del Valle Perochena    Mgmt    For    For    For
1i   Elect Director Jurgen Tinggren    Mgmt    For    For    For
1j   Elect Director Mark Vergnano    Mgmt    For    For    For
1k   Elect Director R. David Yost    Mgmt    For    For    For
2a   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
2b   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
3   Authorize Market Purchases of Company shares    Mgmt    For    For    For
4   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
8   Approve the Directors’ Authority to Allot Shares    Mgmt    For    For    For
9   Approve the Disapplication of Statutory Pre-Emption Rights    Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/24/2017    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2016    Meeting Type:    Annual    Ticker:    A005930

 

Shares Voted:   5,380          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Samsung Electronics Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Wal-Mart de Mexico S.A.B. de C.V.

 

Meeting Date:    03/30/2017    Country:    Mexico    Primary Security ID:    P98180188
Record Date:    03/22/2017    Meeting Type:    Annual    Ticker:    WALMEX*

 

Shares Voted:   1,731,656          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.a   Approve Board of Directors’ Report    Mgmt    For    For    For
1.b   Approve CEO’s Reports    Mgmt    For    For    For
1.c   Approve Report of Audit and Corporate Practices Committees    Mgmt    For    For    For
1.d   Approve Report on Adherence to Fiscal Obligations    Mgmt    For    For    For
1.e   Approve Report Re: Employee Stock Purchase Plan    Mgmt    For    For    For
1.f   Approve Report on Share Repurchase Reserves    Mgmt    For    For    For
1.g   Approve Report on Wal-Mart de Mexico Foundation    Mgmt    For    For    For
2   Approve Consolidated Financial Statements    Mgmt    For    For    For
3   Approve Allocation of Income, Ordinary Dividend of MXN 0.64 per Share and Extraordinary Dividend of MXN 1.86 per Share, Respect to this Second Amount, Payment of MXN 0.96 per Share will be Subject to the Sale of Suburbia    Mgmt    For    For    For
4   Approve Reduction in Share Capital via Cancellation of Treasury Shares    Mgmt    For    For    For
5   Elect or Ratify Directors, Chairmen of Audit and Corporate Practices Committees; Approve Their Remuneration    Mgmt    For    Refer    Against
6   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Schlumberger Limited

 

Meeting Date:    04/05/2017    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/15/2017    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   90,780          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1l   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Employee Stock Purchase Plan    Mgmt    For    For    For

Smith & Nephew plc

 

Meeting Date:    04/06/2017    Country:    United Kingdom    Primary Security ID:    G82343164
Record Date:    04/04/2017    Meeting Type:    Annual    Ticker:    SN.


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Smith & Nephew plc

 

Shares Voted:   448,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect Graham Baker as Director    Mgmt    For    For    For
6   Re-elect Vinita Bali as Director    Mgmt    For    For    For
7   Re-elect Ian Barlow as Director    Mgmt    For    For    For
8   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
9   Re-elect Baroness Virginia Bottomley as Director    Mgmt    For    For    For
10   Re-elect Erik Engstrom as Director    Mgmt    For    For    For
11   Re-elect Robin Freestone as Director    Mgmt    For    For    For
12   Re-elect Michael Friedman as Director    Mgmt    For    For    For
13   Re-elect Joseph Papa as Director    Mgmt    For    For    For
14   Re-elect Roberto Quarta as Director    Mgmt    For    For    For
15   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Airbus SE

 

Meeting Date:    04/12/2017    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    AIR


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Airbus SE

 

Shares Voted:   187,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR1.35per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.6   Reelect Denis Ranque as Non-Executive Director    Mgmt    For    For    For
4.7   Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.8   Reelect Hermann-Josef Lamberti as Non-Executive Director    Mgmt    For    For    For
4.9   Elect Lord Drayson (Paul) as Non-Executive Director    Mgmt    For    For    For
4.10   Proposal to change the Company name from Airbus Group SE to Airbus SE    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.12   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.14   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Kraft Heinz Company

 

Meeting Date:    04/19/2017    Country:    USA    Primary Security ID:    500754106
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   76,970          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Feroz Dewan    Mgmt    For    For    For
1g   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1h   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1i   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1j   Elect Director John C. Pope    Mgmt    For    For    For
1k   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Sustainability    SH    Against    Refer    Against
5   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against
6   Report on Supply Chain Impact on Deforestation    SH    Against    Refer    Against

Adecco Group AG

 

Meeting Date:    04/20/2017    Country:    Switzerland    Primary Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Adecco Group AG

 

Shares Voted:   100,740          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2.1   Approve Allocation of Income and Dividends of CHF 1.50 per Share    Mgmt    For    For    For
2.2   Approve EUR 154 Million Reduction in Share Capital and Capital Repayment of EUR 0.90 per Share    Mgmt    For    For    For
2.3   Amend Articles Re: Threshold to Submit Items to Agenda    Mgmt    For    Refer    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Approve Remuneration of Directors in the Amount of CHF 4.7 Million    Mgmt    For    Refer    For
4.2   Approve Remuneration of Executive Committee in the Amount of CHF 34.8 Million    Mgmt    For    Refer    For
5.1.1   Reelect Rolf Doerig as Director and as Board Chairman    Mgmt    For    For    For
5.1.2   Reelect Jean-Christophe Deslarzes as Director    Mgmt    For    For    For
5.1.3   Reelect Alexander Gut as Director    Mgmt    For    For    For
5.1.4   Reelect Didier Lamouche as Director    Mgmt    For    For    For
5.1.5   Reelect David Prince as Director    Mgmt    For    For    For
5.1.6   Reelect Wanda Rapaczynski as Director    Mgmt    For    For    For
5.1.7   Reelect Kathleen Taylor as Director    Mgmt    For    For    For
5.1.8   Elect Ariane Gorin as Director    Mgmt    For    For    For
5.2.1   Appoint Alexander Gut as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2   Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3   Appoint Wanda Rapaczynski as Member of the Compensation Committee    Mgmt    For    For    For
5.2.4   Appoint Kathleen Taylor as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
5.4   Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Adecco Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1   Approve Partial Cancellation of Conditional Capital    Mgmt    For    For    For
6.2   Approve Creation of CHF 855,780 Pool of Capital without Preemptive Rights    Mgmt    For    Against    Against
7   Establish Range for Board Size    Mgmt    For    Refer    Against
8   Change Location of Registered Office/Headquarters to Zurich, Switzerland    Mgmt    For    Refer    For
9   Transact Other Business (Voting)    Mgmt    For    Against    Against

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    445658107
Record Date:    02/14/2017    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   118,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    Refer    Against
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    Against
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    Refer    Against
1.5   Elect Director Gary C. George    Mgmt    For    For    Against
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    Against
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    Refer    Against
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    Refer    Against
6   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Wells Fargo & Company

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    949746101
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   131,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    Refer    Against
1b   Elect Director John S. Chen    Mgmt    For    Refer    Against
1c   Elect Director Lloyd H. Dean    Mgmt    For    Refer    Against
1d   Elect Director Elizabeth A. Duke    Mgmt    For    Refer    Against
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    Refer    Against
1f   Elect Director Donald M. James    Mgmt    For    Refer    Against
1g   Elect Director Cynthia H. Milligan    Mgmt    For    Refer    Against
1h   Elect Director Karen B. Peetz    Mgmt    For    For    For
1i   Elect Director Federico F. Peña    Mgmt    For    Refer    Against
1j   Elect Director James H. Quigley    Mgmt    For    Refer    Against
1k   Elect Director Stephen W. Sanger    Mgmt    For    Refer    Against
1l   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1m   Elect Director Timothy J. Sloan    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    Refer    Against
1o   Elect Director Suzanne M. Vautrinot    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Review and Report on Business Standards    SH    Against    Refer    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Divesting Non-Core Business    SH    Against    Refer    Against
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Adopt Global Policy Regarding the Rights of Indigenous People    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ASML Holding NV

 

Meeting Date:    04/26/2017    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   61,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discuss Remuneration Policy for Management Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 1.20 Per Ordinary Share    Mgmt    For    For    For
9   Amend the Remuneration Policy of the Management Board    Mgmt    For    For    For
10   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
11   Approve Number of Stock Options, Respectively Shares for Employees    Mgmt    For    Refer    For
12   Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board    Mgmt         
13.a   Elect Pauline van der Meer Mohr to Supervisory Board    Mgmt    For    For    For
13.b   Elect Carla Smits-Nusteling to Supervisory Board    Mgmt    For    For    For
13.c   Elect Doug Grose to Supervisory Board    Mgmt    For    For    For
13.d   Elect Wolfgang Ziebart to Supervisory Board    Mgmt    For    For    For
13.e   Discussion of the Supervisory Board Profile    Mgmt         
14   Amend Remuneration of Supervisory Board    Mgmt    For    Refer    For
15   Ratify KPMG as Auditors    Mgmt    For    For    For
16.a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16.b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a    Mgmt    For    For    For
16.c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    For    Against
16.d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c    Mgmt    For    For    For
17.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
17.b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
18   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Other Business (Non-Voting)    Mgmt         
20   Close Meeting    Mgmt         

Axa

 

Meeting Date:    04/26/2017    Country:    France    Primary Security ID:    F06106102
Record Date:    04/21/2017    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   176,240          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.16 per Share    Mgmt    For    For    For
4   Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016    Mgmt    For    For    For
5   Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016    Mgmt    For    For    For
6   Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016    Mgmt    For    For    For
7   Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016    Mgmt    For    For    For
8   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Approve Remuneration Policy of CEO    Mgmt    For    For    For
10   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
11   Approve Additional Social Benefits Agreement with Thomas Buberl, CEO    Mgmt    For    Refer    For
12   Approve Severance Agreement with Thomas Buberl    Mgmt    For    Refer    For
13   Reelect Deanna Oppenheimer as Director    Mgmt    For    For    For
14   Reelect Ramon de Oliveira as Director    Mgmt    For    For    For
15   Ratify Appointment of Thomas Buberl as Director    Mgmt    For    For    For
16   Ratify Appointment of André François-Poncet as Director    Mgmt    For    For    For
17   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
18   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions    Mgmt    For    Against    Against
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    For    For
21   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    Refer    For
22   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
23   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers    Mgmt    For    For    For
24   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Against    Against
25   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million    Mgmt    For    Against    Against
26   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
29   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    For
30   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
31   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/26/2017    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   76,480          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
5   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Richard Burrows as Director    Mgmt    For    For    For
7   Re-elect Nicandro Durante as Director    Mgmt    For    For    For
8   Re-elect Sue Farr as Director    Mgmt    For    For    For
9   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
10   Re-elect Savio Kwan as Director    Mgmt    For    For    For
11   Re-elect Dr Pedro Malan as Director    Mgmt    For    For    For
12   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
13   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
14   Re-elect Ben Stevens as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15   Elect Dr Marion Helmes as Director    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

The Coca-Cola Company

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    191216100
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   51,910      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Richard M. Daley    Mgmt    For    For    For
1.6   Elect Director Barry Diller    Mgmt    For    For    For
1.7   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.8   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.9   Elect Director Muhtar Kent    Mgmt    For    For    For
1.10   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.11   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.12   Elect Director Sam Nunn    Mgmt    For    For    For
1.13   Elect Director James Quincey    Mgmt    For    For    For
1.14   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Human Rights Review on High-Risk Regions    SH    Against    Against    Against

EOG Resources, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   89,320          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   107,640          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Shareholders may Call Special Meetings    SH    Against    For    For

Mediaset Espana Comunicacion SA

 

Meeting Date:    04/27/2017    Country:    Spain    Primary Security ID:    E7418Y101
Record Date:    04/21/2017    Meeting Type:    Annual    Ticker:    TL5

 

Shares Voted:   323,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Approve Special Dividends    Mgmt    For    For    For
4   Approve Discharge of Board    Mgmt    For    For    For
5   Approve Stock-for-Salary Plan    Mgmt    For    Refer    For
6   Approve Share Appreciation Rights Plan    Mgmt    For    Refer    Against
7   Approve Remuneration Report    Mgmt    For    For    For
8   Appoint Deloitte as Auditor    Mgmt    For    For    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Continental AG

 

Meeting Date:    04/28/2017    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   18,880          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 4.25 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2016    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2016    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2016    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2016    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2016    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2016    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2016    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2016    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2016    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2016    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2016    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2016    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2016    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.5   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2016    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2016    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2016    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2016    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2016    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2016    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2016    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2016    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2016    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2016    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2016    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2016    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2016    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2016    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2016    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members    Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017    Country:    USA    Primary Security ID:    38141G104
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    GS


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Goldman Sachs Group, Inc.

 

Shares Voted:   20,488          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director William W. George    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718172109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   76,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.9   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.10   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.11   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.12   Elect Director Robert B. Polet    Mgmt    For    For    For
1.13   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Restricted Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
6   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
7   Establish a Board Committee on Human Rights    SH    Against    Refer    Against
8   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/04/2017    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   32,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Nesli Basgoz    Mgmt    For    For    For
1b   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Adriane M. Brown    Mgmt    For    For    For
1f   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    For

Galaxy Entertainment Group Ltd.

 

Meeting Date:    05/04/2017    Country:    Hong Kong    Primary Security ID:    Y2679D118
Record Date:    04/27/2017    Meeting Type:    Annual    Ticker:    27

 

Shares Voted:   762,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Elect Paddy Tang Lui Wai Yu as Director    Mgmt    For    For    For
2.2   Elect William Yip Shue Lam as Director    Mgmt    For    For    For
2.3   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4.1   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
4.2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
4.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Seven Generations Energy Ltd.

 

Meeting Date:    05/04/2017    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/15/2017    Meeting Type:    Annual/Special    Ticker:    VII

 

Shares Voted:   214,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
2.1   Elect Director C. Kent Jespersen    Mgmt    For    For    For
2.2   Elect Director Patrick Carlson    Mgmt    For    For    For
2.3   Elect Director Marty Proctor    Mgmt    For    For    For
2.4   Elect Director Kevin Brown    Mgmt    For    For    For
2.5   Elect Director Avik Dey    Mgmt    For    For    For
2.6   Elect Director Harvey Doerr    Mgmt    For    For    For
2.7   Elect Director Paul Hand    Mgmt    For    For    For
2.8   Elect Director Dale Hohm    Mgmt    For    For    For
2.9   Elect Director W.J. (Bill) McAdam    Mgmt    For    For    For
2.10   Elect Director Kaush Rakhit    Mgmt    For    For    For
2.11   Elect Director M. Jacqueline (Jackie) Sheppard    Mgmt    For    For    For
2.12   Elect Director Jeff van Steenbergen    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Stock Option Plan    Mgmt    For    Refer    Against
5   Approve Performance and Restricted Share Unit Plan    Mgmt    For    Refer    Against

Marriott International, Inc.

 

Meeting Date:    05/05/2017    Country:    USA    Primary Security ID:    571903202
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    MAR

 

Shares Voted:   93,260          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J.W. Marriott, Jr.    Mgmt    For    For    For
1.2   Elect Director Mary K. Bush    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Marriott International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Bruce W. Duncan    Mgmt    For    For    For
1.4   Elect Director Deborah Marriott Harrison    Mgmt    For    For    For
1.5   Elect Director Frederick A. ‘Fritz’ Henderson    Mgmt    For    For    For
1.6   Elect Director Eric Hippeau    Mgmt    For    For    For
1.7   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1.8   Elect Director Debra L. Lee    Mgmt    For    For    For
1.9   Elect Director Aylwin B. Lewis    Mgmt    For    For    For
1.10   Elect Director George Munoz    Mgmt    For    For    For
1.11   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1.12   Elect Director W. Mitt Romney    Mgmt    For    For    For
1.13   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.14   Elect Director Arne M. Sorenson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   19,130          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Charles H. O’Reilly Jr.    Mgmt    For    For    For
1c   Elect Director Larry O’Reilly    Mgmt    For    For    For
1d   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1g   Elect Director Paul R. Lederer    Mgmt    For    For    For
1h   Elect Director John R. Murphy    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Discover Financial Services

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    254709108
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    DFS

 

Shares Voted:   123,510          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Jeffrey S. Aronin    Mgmt    For    For    For
1.2   Elect Director Mary K. Bush    Mgmt    For    For    For
1.3   Elect Director Gregory C. Case    Mgmt    For    For    For
1.4   Elect Director Candace H. Duncan    Mgmt    For    For    For
1.5   Elect Director Joseph F. Eazor    Mgmt    For    For    For
1.6   Elect Director Cynthia A. Glassman    Mgmt    For    For    For
1.7   Elect Director Richard H. Lenny    Mgmt    For    For    For
1.8   Elect Director Thomas G. Maheras    Mgmt    For    For    For
1.9   Elect Director Michael H. Moskow    Mgmt    For    For    For
1.10   Elect Director David W. Nelms    Mgmt    For    For    For
1.11   Elect Director Mark A. Thierer    Mgmt    For    For    For
1.12   Elect Director Lawrence A. Weinbach    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Discover Financial Services

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    05/11/2017    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   154,457      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Annual Meeting Agenda    Mgmt         
1   President’s Speech    Mgmt         
2a   Discuss Remuneration Report    Mgmt         
2b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements    Mgmt    For    For    For
2d   Approve Dividends of EUR 0.80 Per Share    Mgmt    For    For    For
2e   Approve Discharge of Management Board    Mgmt    For    For    For
2f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3a   Amend the Remuneration Policy of the Management Board    Mgmt    For    For    For
3b   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4a   Reelect J. van der Veer to Supervisory Board    Mgmt    For    For    For
4b   Reelect C.A. Poon to Supervisory Board    Mgmt    For    For    For
5   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    Against
6.a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
6.b   Authorize Board to Exclude Preemptive Rights from Issuances under Item 6a    Mgmt    For    Refer    For
7   Authorize Repurchase of Shares    Mgmt    For    For    For
8   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Other Business (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Fresenius SE & Co KGaA

 

Meeting Date:    05/12/2017    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   89,691      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.62 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
6   Amend Stock Option Plan    Mgmt    For    Refer    For
7   Amend Remuneration of Supervisory Board    Mgmt    For    Refer    Against

ProSiebenSat.1 Media SE

 

Meeting Date:    05/12/2017    Country:    Germany    Primary Security ID:    D6216S143
Record Date:       Meeting Type:    Annual    Ticker:    PSM

 

Shares Voted:   175,360      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 1.90 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
6   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
7.1   Approve Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ProSiebenSat.1 Media SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7.2   Approve Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH    Mgmt    For    Refer    For
7.3   Approve Affiliation Agreement with ProSiebenSat.1 Sports GmbH    Mgmt    For    Refer    For

Halliburton Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    406216101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   239,755      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director J. Landis Martin    Mgmt    For    For    For
1l   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1m   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Tencent Holdings Ltd.

 

Meeting Date:    05/17/2017    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/12/2017    Meeting Type:    Annual    Ticker:    700

 

Shares Voted:   391,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Lau Chi Ping Martin as Director    Mgmt    For    For    For
3b   Elect Charles St Leger Searle as Director    Mgmt    For    For    For
3c   Elect Yang Siu Shun as Director    Mgmt    For    Refer    Against
3d   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
8   Adopt 2017 Share Option Scheme    Mgmt    For    Refer    Against

Tencent Holdings Ltd.

 

Meeting Date:    05/17/2017    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/12/2017    Meeting Type:    Special    Ticker:    700

 

Shares Voted:   391,800      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Adopt Share Option Plan of Tencent Music Entertainment Group    Mgmt    For    Refer    Against

Thermo Fisher Scientific Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    883556102
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    TMO


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Thermo Fisher Scientific Inc.

 

Shares Voted:   45,750      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Marc N. Casper    Mgmt    For    For    For
1b   Elect Director Nelson J. Chai    Mgmt    For    For    For
1c   Elect Director C. Martin Harris    Mgmt    For    For    For
1d   Elect Director Tyler Jacks    Mgmt    For    For    For
1e   Elect Director Judy C. Lewent    Mgmt    For    For    For
1f   Elect Director Thomas J. Lynch    Mgmt    For    For    For
1g   Elect Director Jim P. Manzi    Mgmt    For    For    For
1h   Elect Director William G. Parrett    Mgmt    For    For    For
1i   Elect Director Lars R. Sorensen    Mgmt    For    For    For
1j   Elect Director Scott M. Sperling    Mgmt    For    For    For
1k   Elect Director Elaine S. Ullian    Mgmt    For    For    For
1l   Elect Director Dion J. Weisler    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/18/2017    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/16/2017    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   527,500      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve the Revised Remuneration Policy    Mgmt    For    For    For
4   Elect Anne Richards as Director    Mgmt    For    For    For
5   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6   Re-elect John Foley as Director    Mgmt    For    For    For
7   Re-elect Penelope James as Director    Mgmt    For    For    For
8   Re-elect David Law as Director    Mgmt    For    For    For
9   Re-elect Paul Manduca as Director    Mgmt    For    For    For
10   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
11   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
12   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
13   Re-elect Philip Remnant as Director    Mgmt    For    For    For
14   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
15   Re-elect Barry Stowe as Director    Mgmt    For    For    For
16   Re-elect Lord Turner as Director    Mgmt    For    For    For
17   Re-elect Michael Wells as Director    Mgmt    For    For    For
18   Re-elect Tony Wilkey as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
26   Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
27   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Home Depot, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    437076102
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   62,989      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Karen L. Katen    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    SH    Against    Against    Against
7   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    023135106
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    AMZN


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Amazon.com, Inc.

 

Shares Voted:   14,095          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1e   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Use of Criminal Background Checks in Hiring    SH    Against    Against    Against
7   Include Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

CME Group Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   35,710          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Leo Melamed    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director John F. Sandner    Mgmt    For    For    For
1l   Elect Director Terry L. Savage    Mgmt    For    For    For
1m   Elect Director William R. Shepard    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Incyte Corporation

 

Meeting Date:    05/26/2017    Country:    USA    Primary Security ID:    45337C102
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    INCY

 

Shares Voted:   34,350      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Julian C. Baker    Mgmt    For    For    For
1.2   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.3   Elect Director Paul A. Brooke    Mgmt    For    For    For
1.4   Elect Director Paul J. Clancy    Mgmt    For    For    For
1.5   Elect Director Wendy L. Dixon    Mgmt    For    For    For
1.6   Elect Director Paul A. Friedman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Incyte Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.7   Elect Director Herve Hoppenot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Total SA

 

Meeting Date:    05/26/2017    Country:    France    Primary Security ID:    F92124100
Record Date:    04/24/2017    Meeting Type:    Annual/Special    Ticker:    FP

 

Shares Voted:   124,693          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.45 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7   Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8   Elect Mark Cutifani as Director    Mgmt    For    For    For
9   Elect Carlos Tavares as Director    Mgmt    For    Refer    For
10   Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
11   Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman    Mgmt    For    For    For
12   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Extraordinary Business    Mgmt         
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For

Dollar General Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    256677105
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   90,330          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1e   Elect Director Paula A. Price    Mgmt    For    For    For
1f   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1g   Elect Director David B. Rickard    Mgmt    For    For    For
1h   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    FB


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Facebook, Inc.

 

Shares Voted:   119,959          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Public Policy Issues Associated with Fake News    SH    Against    Refer    Against
6   Gender Pay Gap    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For

Compass Group PLC

 

Meeting Date:    06/07/2017    Country:    United Kingdom    Primary Security ID:    G23296208
Record Date:    06/05/2017    Meeting Type:    Special    Ticker:    CPG

 

Shares Voted:   250,070          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Shareholder Return by Way of Special Dividend with Share Consolidation    Mgmt    For    For    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Compass Group PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5   Authorise Market Purchase of New Ordinary Shares    Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/21/2017    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   32,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Susan Segal    Mgmt    For    For    For
1.2   Elect Director Mario Eduardo Vazquez    Mgmt    For    For    For
1.3   Elect Director Alejandro Nicolas Aguzin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/14/2017    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   108,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director David L. Herzog    Mgmt    For    For    For
1.4   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.5   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Celgene Corporation

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    151020104
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   62,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Mark J. Alles    Mgmt    For    For    For
1.3   Elect Director Richard W. Barker    Mgmt    For    For    For
1.4   Elect Director Michael W. Bonney    Mgmt    For    For    For
1.5   Elect Director Michael D. Casey    Mgmt    For    Refer    Withhold
1.6   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.7   Elect Director Michael A. Friedman    Mgmt    For    Refer    Withhold
1.8   Elect Director Julia A. Haller    Mgmt    For    For    For
1.9   Elect Director Gilla S. Kaplan    Mgmt    For    Refer    Withhold
1.10   Elect Director James J. Loughlin    Mgmt    For    For    For
1.11   Elect Director Ernest Mario    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Celgene Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6   Provide For Confidential Running Vote Tallies On Executive Pay Matters    SH    Against    For    For

Yahoo Japan Corporation

 

Meeting Date:    06/20/2017    Country:    Japan    Primary Security ID:    J95402103
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    4689

 

Shares Voted:   1,138,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Miyasaka, Manabu    Mgmt    For    For    For
1.2   Elect Director Son, Masayoshi    Mgmt    For    For    For
1.3   Elect Director Miyauchi, Ken    Mgmt    For    For    For
1.4   Elect Director Jonathan Bullock    Mgmt    For    For    For
1.5   Elect Director Arthur Chong    Mgmt    For    For    For
1.6   Elect Director Alexi A. Wellman    Mgmt    For    For    For
2.1   Elect Director and Audit Committee Member Yoshii, Shingo    Mgmt    For    For    For
2.2   Elect Director and Audit Committee Member Onitsuka, Hiromi    Mgmt    For    For    For
2.3   Elect Director and Audit Committee Member Fujiwara, Kazuhiko    Mgmt    For    For    For
3.1   Elect Alternate Director and Audit Committee Member Uemura, Kyoko    Mgmt    For    Refer    Against
3.2   Elect Alternate Director and Audit Committee Member Kimiwada, Kazuko    Mgmt    For    For    For
4   Approve Equity Compensation Plan    Mgmt    For    Refer    For

Coca-Cola European Partners Plc

 

Meeting Date:    06/22/2017    Country:    United Kingdom    Primary Security ID:    G25839104
Record Date:    06/20/2017    Meeting Type:    Annual    Ticker:    CCE


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Coca-Cola European Partners Plc

 

Shares Voted:   126,710          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Elect Jose Ignacio Comenge Sanchez-Real as Director    Mgmt    For    For    For
5   Elect J. Alexander M. Douglas, Jr. as Director    Mgmt    For    For    For
6   Elect Francisco Ruiz de la Torre Esporrin as Director    Mgmt    For    For    For
7   Elect Irial Finan as Director    Mgmt    For    For    Against
8   Elect Damian Gammell as Director    Mgmt    For    For    For
9   Elect Alfonso Libano Daurella as Director    Mgmt    For    For    For
10   Elect Mario Rotllant Sola as Director    Mgmt    For    For    Against
11   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
12   Authorise Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
13   Authorise Political Donations and Expenditure    Mgmt    For    For    For
14   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
15   Approve Waiver on Tender-Bid Requirement    Mgmt    For    Refer    Against
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Dai-Ichi Life Holdings Inc.

 

Meeting Date:    06/26/2017    Country:    Japan    Primary Security ID:    J09748112
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    8750


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Dai-Ichi Life Holdings Inc.

 

Shares Voted:   334,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 43    Mgmt    For    For    For
2.1   Elect Director Watanabe, Koichiro    Mgmt    For    For    For
2.2   Elect Director Tsuyuki, Shigeo    Mgmt    For    For    For
2.3   Elect Director Inagaki, Seiji    Mgmt    For    For    For
2.4   Elect Director Tsutsumi, Satoru    Mgmt    For    For    For
2.5   Elect Director Ishii, Kazuma    Mgmt    For    For    For
2.6   Elect Director Taketomi, Masao    Mgmt    For    For    For
2.7   Elect Director Teramoto, Hideo    Mgmt    For    For    For
2.8   Elect Director Kawashima, Takashi    Mgmt    For    For    For
2.9   Elect Director George Olcott    Mgmt    For    For    For
2.10   Elect Director Maeda, Koichi    Mgmt    For    For    For
3   Appoint KPMG AZSA LLC as New External Audit Firm    Mgmt    For    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2017    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   137,890          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Report on Gender Pay Gap    SH    Against    Against    Against

Daikin Industries Ltd.

 

Meeting Date:    06/29/2017    Country:    Japan    Primary Security ID:    J10038115
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    6367

 

Shares Voted:   57,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 70    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Yano, Ryu    Mgmt    For    Refer    For
2.2   Appoint Statutory Auditor Fukunaga, Kenji    Mgmt    For    Refer    For
3   Appoint Alternate Statutory Auditor Ono, Ichiro    Mgmt    For    Refer    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2017    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    7202


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Isuzu Motors Ltd.

 

Shares Voted:   562,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 16    Mgmt    For    For    For
2.1   Elect Director Katayama, Masanori    Mgmt    For    For    For
2.2   Elect Director Narimatsu, Yukio    Mgmt    For    For    For
2.3   Elect Director Takahashi, Shinichi    Mgmt    For    For    For
2.4   Elect Director Ito, Masatoshi    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Shindo, Tetsuhiko    Mgmt    For    Refer    Against
3.2   Appoint Statutory Auditor Mikumo, Takashi    Mgmt    For    Refer    Against
3.3   Appoint Statutory Auditor Kawamura, Kanji    Mgmt    For    Refer    Against
4   Approve Performance-Based Cash Compensation Ceiling for Directors    Mgmt    For    Refer    For


IVY VIP GOVERNMENT MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016    Country:    USA    Primary Security ID:    595017104
Record Date:    06/21/2016    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   393,796          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NIKE, Inc.

 

Meeting Date:    09/22/2016    Country:    USA    Primary Security ID:    654106103
Record Date:    07/22/2016    Meeting Type:    Annual    Ticker:    NKE

 

Shares Voted:   116,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2   Elect Director Michelle A. Peluso    Mgmt    For    For    For
1.3   Elect Director Phyllis M. Wise    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    08/12/2016    Meeting Type:    Special    Ticker:    ABI

 

Shares Voted:   74,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA    Mgmt    For    Refer    For
B.2   Receive Special Board Report and Special Auditor Report Re: Item 1    Mgmt         
B.3   Receive Information on Modifications to the Assets and Liabilities of the Merging Companies    Mgmt         
B.4   Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
B.5   Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction    Mgmt    For    Refer    For
C.6   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    Refer    For

Lam Research Corporation

 

Meeting Date:    11/09/2016    Country:    USA    Primary Security ID:    512807108
Record Date:    09/13/2016    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   373,670          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.8   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Lam Research Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Lih Shyng (Rick L.) Tsai    Mgmt    For    For    For
2.10   Elect Director John T. Dickson - Withdrawn Resolution    Mgmt         
2.11   Elect Director Gary B. Moore - Withdrawn Resolution    Mgmt         
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/30/2016    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2016    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   500,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Proxy Access    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

AutoZone, Inc.

 

Meeting Date:    12/14/2016    Country:    USA    Primary Security ID:    053332102
Record Date:    10/17/2016    Meeting Type:    Annual    Ticker:    AZO

 

Shares Voted:   15,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2   Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3   Elect Director Sue E. Gove    Mgmt    For    For    For
1.4   Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.5   Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.6   Elect Director J. R. Hyde, III    Mgmt    For    For    For
1.7   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.8   Elect Director W. Andrew McKenna    Mgmt    For    For    For
1.9   Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.10   Elect Director Luis P. Nieto    Mgmt    For    For    For
1.11   Elect Director William C. Rhodes, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Visa Inc.

 

Meeting Date:    01/31/2017    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/02/2016    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   424,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director John A.C. Swainson    Mgmt    For    For    For
1i   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/28/2017    Country:    USA    Primary Security ID:    037833100
Record Date:    12/30/2016    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   171,490          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James Bell    Mgmt    For    For    For
1.2   Elect Director Tim Cook    Mgmt    For    For    For
1.3   Elect Director Al Gore    Mgmt    For    For    For
1.4   Elect Director Bob Iger    Mgmt    For    For    For
1.5   Elect Director Andrea Jung    Mgmt    For    For    For
1.6   Elect Director Art Levinson    Mgmt    For    For    For
1.7   Elect Director Ron Sugar    Mgmt    For    For    For
1.8   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Disclose Charitable Contributions    SH    Against    Against    Against
6   Adopt Policy to Increase Diversity of Senior Management and Board of Directors    SH    Against    Against    Against
7   Proxy Access Amendments    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Engage Outside Independent Experts for Compensation Reforms    SH    Against    Refer    Against
9   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    03/09/2017    Country:    USA    Primary Security ID:    038222105
Record Date:    01/12/2017    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   286,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Starbucks Corporation

 

Meeting Date:    03/22/2017    Country:    USA    Primary Security ID:    855244109
Record Date:    01/12/2017    Meeting Type:    Annual    Ticker:    SBUX


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Starbucks Corporation

 

Shares Voted:   84,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Howard Schultz    Mgmt    For    For    For
1b   Elect Director William W. Bradley    Mgmt    For    For    For
1c   Elect Director Rosalind Brewer    Mgmt    For    For    For
1d   Elect Director Mary N. Dillon    Mgmt    For    For    For
1e   Elect Director Robert M. Gates    Mgmt    For    For    For
1f   Elect Director Mellody Hobson    Mgmt    For    For    For
1g   Elect Director Kevin R. Johnson    Mgmt    For    For    For
1h   Elect Director Jorgen Vig Knudstorp    Mgmt    For    For    For
1i   Elect Director Satya Nadella    Mgmt    For    For    For
1j   Elect Director Joshua Cooper Ramo    Mgmt    For    For    For
1k   Elect Director Clara Shih    Mgmt    For    For    For
1l   Elect Director Javier G. Teruel    Mgmt    For    For    For
1m   Elect Director Myron E. Ullman, III    Mgmt    For    For    For
1n   Elect Director Craig E. Weatherup    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    Against    Against

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2017    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   195,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy Banse    Mgmt    For    For    For
1b   Elect Director Edward Barnholt    Mgmt    For    For    For
1c   Elect Director Robert Burgess    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Frank Calderoni    Mgmt    For    For    For
1e   Elect Director James Daley    Mgmt    For    For    For
1f   Elect Director Laura Desmond    Mgmt    For    For    For
1g   Elect Director Charles Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel Rosensweig    Mgmt    For    For    For
1j   Elect Director John Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

PPG Industries, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    693506107
Record Date:    02/17/2017    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   57,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Melanie L. Healey    Mgmt    For    For    For
1.4   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/25/2017    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    SHP


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Shire plc

 

Shares Voted:   72,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Elect Ian Clark as Director    Mgmt    For    For    For
7   Elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For
12   Re-elect Anne Minto as Director    Mgmt    For    For    For
13   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For
14   Re-elect Jeffrey Poulton as Director    Mgmt    For    For    For
15   Elect Albert Stroucken as Director    Mgmt    For    For    For
16   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Adopt New Articles of Association    Mgmt    For    Refer    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

S&P Global Inc.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    78409V104
Record Date:    03/06/2017    Meeting Type:    Annual    Ticker:    SPGI

 

Shares Voted:   60,654          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marco Alvera    Mgmt    For    For    For
1.2   Elect Director William D. Green    Mgmt    For    For    For
1.3   Elect Director Charles E. Haldeman, Jr.    Mgmt    For    For    For
1.4   Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.5   Elect Director Rebecca Jacoby    Mgmt    For    For    For
1.6   Elect Director Monique F. Leroux    Mgmt    For    For    For
1.7   Elect Director Maria R. Morris    Mgmt    For    For    For
1.8   Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.9   Elect Director Michael Rake    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12   Elect Director Richard E. Thornburgh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   272,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    539830109
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   96,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1b   Elect Director Nolan D. Archibald    Mgmt    For    Refer    Against
1c   Elect Director Rosalind G. Brewer    Mgmt    For    Refer    Against
1d   Elect Director David B. Burritt    Mgmt    For    For    For
1e   Elect Director Bruce A. Carlson    Mgmt    For    Refer    Against
1f   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1g   Elect Director Thomas J. Falk    Mgmt    For    Refer    Against
1h   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1i   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1j   Elect Director James M. Loy    Mgmt    For    For    For
1k   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1l   Elect Director Anne Stevens    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Holy Land Principles    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017    Country:    USA    Primary Security ID:    38141G104
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   159,067          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director William W. George    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    110122108
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    BMY


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Bristol-Myers Squibb Company

 

Shares Voted:   108,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Peter J. Arduini    Mgmt    For    For    For
1B   Elect Director Robert J. Bertolini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Matthew W. Emmens    Mgmt    For    For    For
1E   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1F   Elect Director Michael Grobstein    Mgmt    For    For    For
1G   Elect Director Alan J. Lacy    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Theodore R. Samuels    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Vicki L. Sato    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718172109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   246,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.9   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.10   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.11   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.12   Elect Director Robert B. Polet    Mgmt    For    For    For
1.13   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Restricted Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
6   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
7   Establish a Board Committee on Human Rights    SH    Against    Refer    Against
8   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/04/2017    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   40,015          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Nesli Basgoz    Mgmt    For    For    For
1b   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Adriane M. Brown    Mgmt    For    For    For
1f   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For
1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    For

Danaher Corporation

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    235851102
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   171,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald J. Ehrlich    Mgmt    For    Refer    For
1.2   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.3   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.4   Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.5   Elect Director Teri List-Stoll    Mgmt    For    Refer    For
1.6   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For
1.7   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.8   Elect Director Steven M. Rales    Mgmt    For    For    For
1.9   Elect Director John T. Schwieters    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Danaher Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director Alan G. Spoon    Mgmt    For    For    For
1.11   Elect Director Raymond C. Stevens    Mgmt    For    For    For
1.12   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Report on Goals to Reduce Greenhouse Gas Emissions    SH    Against    Refer    Against

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   50,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Charles H. O’Reilly Jr.    Mgmt    For    For    For
1c   Elect Director Larry O’Reilly    Mgmt    For    For    For
1d   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director Paul R. Lederer    Mgmt    For    For    For
1h   Elect Director John R. Murphy    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Reduce Ownership Threshold for Shareholders

to call Special Meeting

   SH    Against    for    for

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    015351109
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   35,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director M. Michele Burns    Mgmt    For    For    For
1.4   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.5   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.6   Elect Director John T. Mollen    Mgmt    For    For    For
1.7   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.8   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.9   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.10   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Provide For Confidential Running Vote Tallies On Executive Pay Matters    SH    Against    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/10/2017    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    CP


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Canadian Pacific Railway Limited

 

Shares Voted:   89,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director John Baird    Mgmt    For    For    For
3.2   Elect Director Isabelle Courville    Mgmt    For    For    For
3.3   Elect Director Keith E. Creel    Mgmt    For    For    For
3.4   Elect Director Gillian (Jill) H. Denham    Mgmt    For    For    For
3.5   Elect Director William R. Fatt    Mgmt    For    For    For
3.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.7   Elect Director Matthew H. Paull    Mgmt    For    For    For
3.8   Elect Director Jane L. Peverett    Mgmt    For    For    For
3.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.10   Elect Director Gordon T. Trafton II    Mgmt    For    For    For

Edwards Lifesciences Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    28176E108
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    EW

 

Shares Voted:   118,681          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael A. Mussallem    Mgmt    For    For    For
1b   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1c   Elect Director Leslie S. Heisz    Mgmt    For    For    For
1d   Elect Director William J. Link    Mgmt    For    For    For
1e   Elect Director Steven R. Loranger    Mgmt    For    For    For
1f   Elect Director Martha H. Marsh    Mgmt    For    For    For
1g   Elect Director Wesley W. von Schack    Mgmt    For    For    For
1h   Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Edwards Lifesciences Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    907818108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   180,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Michael W. McConnell    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Steven R. Rogel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

WEX Inc.

 

Meeting Date:    05/12/2017    Country:    USA    Primary Security ID:    96208T104
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    WEX

 

Shares Voted:   58,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Michael E. Dubyak    Mgmt    For    For    For
1.2   Elect Director Rowland T. Moriarty    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

The Charles Schwab Corporation

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    808513105
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    SCHW

 

Shares Voted:   512,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director William S. Haraf    Mgmt    For    For    For
1b   Elect Director Frank C. Herringer    Mgmt    For    For    For
1c   Elect Director Stephen T. McLin    Mgmt    For    For    For
1d   Elect Director Roger O. Walther    Mgmt    For    For    For
1e   Elect Director Robert N. Wilson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Halliburton Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    406216101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   472,081          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director J. Landis Martin    Mgmt    For    For    For
1l   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1m   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Northrop Grumman Corporation

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    666807102
Record Date:    03/21/2017    Meeting Type:    Annual    Ticker:    NOC

 

Shares Voted:   17,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.2   Elect Director Marianne C. Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Northrop Grumman Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3   Elect Director Victor H. Fazio    Mgmt    For    For    For
1.4   Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.5   Elect Director Ann M. Fudge    Mgmt    For    For    For
1.6   Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.7   Elect Director William H. Hernandez    Mgmt    For    For    For
1.8   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.9   Elect Director Karl J. Krapek    Mgmt    For    For    For
1.10   Elect Director Gary Roughead    Mgmt    For    For    For
1.11   Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.12   Elect Director James S. Turley    Mgmt    For    For    For
1.13   Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    437076102
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   245,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Karen L. Katen    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote    SH    Against    Against    Against
7   Amend Articles/Bylaws/Charter - Call Special Meetings    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    023135106
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   33,143          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1e   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Use of Criminal Background Checks in Hiring    SH    Against    Against    Against
7   Include Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

CME Group Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   219,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Leo Melamed    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director John F. Sandner    Mgmt    For    For    For
1l   Elect Director Terry L. Savage    Mgmt    For    For    For
1m   Elect Director William R. Shepard    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

DexCom, Inc.

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    252131107
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    DXCM

 

Shares Voted:   138,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Richard Collins    Mgmt    For    For    For
1b   Elect Director Mark Foletta    Mgmt    For    For    For
1c   Elect Director Eric J. Topol    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Increase Authorized Common Stock    Mgmt    For    For    For

MGM Resorts International

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    552953101
Record Date:    04/05/2017    Meeting Type:    Annual    Ticker:    MGM

 

Shares Voted:   223,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Robert H. Baldwin    Mgmt    For    For    For
1.2   Elect Director William A. Bible    Mgmt    For    For    For
1.3   Elect Director Mary Chris Gay    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

MGM Resorts International

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4   Elect Director William W. Grounds    Mgmt    For    For    For
1.5   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.6   Elect Director Roland Hernandez    Mgmt    For    For    For
1.7   Elect Director John Kilroy    Mgmt    For    For    For
1.8   Elect Director Rose McKinney-James    Mgmt    For    For    For
1.9   Elect Director James J. Murren    Mgmt    For    For    For
1.10   Elect Director Gregory M. Spierkel    Mgmt    For    For    For
1.11   Elect Director Daniel J. Taylor    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Facebook, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   240,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5   Report on Public Policy Issues Associated with Fake News    SH    Against    Refer    Against
6   Gender Pay Gap    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For

Ulta Beauty, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   18,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Michelle L. Collins    Mgmt    For    For    For
1.2   Elect Director Dennis K. Eck    Mgmt    For    For    For
1.3   Elect Director Charles J. Philippin    Mgmt    For    For    For
1.4   Elect Director Vanessa A. Wittman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

salesforce.com, inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    79466L302
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    CRM

 

Shares Voted:   173,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Marc Benioff    Mgmt    For    For    For
1b   Elect Director Keith Block    Mgmt    For    For    For
1c   Elect Director Craig Conway    Mgmt    For    For    For
1d   Elect Director Alan Hassenfeld    Mgmt    For    For    For
1e   Elect Director Neelie Kroes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

salesforce.com, inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1f   Elect Director Colin Powell    Mgmt    For    For    For
1g   Elect Director Sanford Robertson    Mgmt    For    For    For
1h   Elect Director John V. Roos    Mgmt    For    For    For
1i   Elect Director Robin Washington    Mgmt    For    For    For
1j   Elect Director Maynard Webb    Mgmt    For    For    For
1k   Elect Director Susan Wojcicki    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Shareholders May Call Special Meeting    SH    Against    For    For

Alphabet Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   33,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    Refer    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Paul S. Otellini    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.12   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Report on Political Contributions    SH    Against    Against    Against
9   Report on Gender Pay Gap    SH    Against    Against    Against
10   Report on Charitable Contributions    SH    Against    Against    Against
11   Adopt Holy Land Principles    SH    Against    Against    Against
12   Report on Fake News    SH    Against    Refer    Against

Biogen Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   21,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alexander J. Denner    Mgmt    For    For    For
1b   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1c   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1d   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1e   Elect Director Robert W. Pangia    Mgmt    For    For    For
1f   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1g   Elect Director Brian S. Posner    Mgmt    For    For    For
1h   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1i   Elect Director Lynn Schenk    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Biogen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
1k   Elect Director Michel Vounatsos    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   509,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.8   Elect Director David C. Novak    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Priceline Group Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    741503403
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    PCLN

 

Shares Voted:   10,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1.3   Elect Director Jan L. Docter    Mgmt    For    For    For
1.4   Elect Director Jeffrey E. Epstein    Mgmt    For    For    For
1.5   Elect Director Glenn D. Fogel    Mgmt    For    For    For
1.6   Elect Director James M. Guyette    Mgmt    For    For    For
1.7   Elect Director Robert J. Mylod, Jr.    Mgmt    For    For    For
1.8   Elect Director Charles H. Noski    Mgmt    For    For    For
1.9   Elect Director Nancy B. Peretsman    Mgmt    For    For    For
1.10   Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.11   Elect Director Craig W. Rydin    Mgmt    For    For    For
1.12   Elect Director Lynn M. Vojvodich    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   46,409          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan Garber    Mgmt    For    For    For
1.2   Elect Director Margaret G. McGlynn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director William D. Young    Mgmt    For    For    For
2   Declassify the Board of Directors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Eliminate Supermajority Vote Requirement    SH    Against    For    For
8   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Caterpillar Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    149123101
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   44,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    For    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.7   Elect Director William A. Osborn    Mgmt    For    For    For
1.8   Elect Director Debra L. Reed    Mgmt    For    For    For
1.9   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.10   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.11   Elect Director Jim Umpleby    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
1.13   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
8   Report on Lobbying Priorities    SH    Against    Against    Against
9   Include Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against
10   Amend Compensation Clawback Policy    SH    Against    For    For
11   Require Independent Board Chairman    SH    Against    Refer    Against

Celgene Corporation

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    151020104
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   274,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Mark J. Alles    Mgmt    For    For    For
1.3   Elect Director Richard W. Barker    Mgmt    For    For    For
1.4   Elect Director Michael W. Bonney    Mgmt    For    For    For
1.5   Elect Director Michael D. Casey    Mgmt    For    Refer    Withhold
1.6   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.7   Elect Director Michael A. Friedman    Mgmt    For    Refer    Withhold
1.8   Elect Director Julia A. Haller    Mgmt    For    For    For
1.9   Elect Director Gilla S. Kaplan    Mgmt    For    Refer    Withhold
1.10   Elect Director James J. Loughlin    Mgmt    For    For    For
1.11   Elect Director Ernest Mario    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Celgene Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Provide For Confidential Running Vote Tallies On Executive Pay Matters    SH    Against    For    For

FleetCor Technologies, Inc.

 

Meeting Date:

   06/21/2017    Country:    USA    Primary Security ID:    339041105
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   42,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Buckman    Mgmt    For    For    For
1.2   Elect Director Thomas M. Hagerty    Mgmt    For    For    For
1.3   Elect Director Steven T. Stull    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Simple Majority Vote    SH    Against    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2017    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   342,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Report on Gender Pay Gap    SH    Against    Against    Against


IVY VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

Midstates Petroleum Company, Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    59804T407
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    MPO

 

Shares Voted:   63,794          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frederic F. Brace    Mgmt    For    For    For
1.2   Elect Director Alan J. Carr    Mgmt    For    Refer    For
1.3   Elect Director Patrice D. Douglas    Mgmt    For    For    For
1.4   Elect Director Neal P. Goldman    Mgmt    For    For    For
1.5   Elect Director Michael S. Reddin    Mgmt    For    For    For
1.6   Elect Director Todd R. Snyder    Mgmt    For    For    For
1.7   Elect Director Bruce H. Vincent    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Altice NV

 

Meeting Date:    06/28/2017    Country:    Netherlands    Primary Security ID:    N0R25F103
Record Date:    05/31/2017    Meeting Type:    Annual    Ticker:    ATC

 

Shares Voted:   77,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Report of Management Board (Non-Voting)    Mgmt         
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c   Discuss Remuneration Policy for Management Board Members    Mgmt         
3   Adopt Annual Accounts for Financial Year 2016    Mgmt    For    For    For
4   Approve Discharge of Executive Board Members    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

 

Altice NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Discharge of Non-Executive Board Members    Mgmt    For    For    For
6   Elect M. Scott Matlock as Non-Executive Director    Mgmt    For    For    For
7   Elect J. Allavena as Director    Mgmt    For    For    For
8.a   Approve Executive Annual Cash Bonus Plan    Mgmt    For    Refer    For
8.b   Amend Remuneration Policy    Mgmt    For    For    For
8.c   Approve Stock Option Plan    Mgmt    For    Refer    For
8.d   Amend Remuneration of Michel Combes    Mgmt    For    For    For
8.e   Amend Remuneration of Dexter Goei    Mgmt    For    For    For
8.f   Amend Remuneration of Dennis Okhuijsen    Mgmt    For    For    For
8.g   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
9   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
10   Proposal to Cancel shares the Company holds in its own capital    Mgmt    For    For    For
11   Other Business (Non-Voting)    Mgmt         
12   Close Meeting    Mgmt         


IVY VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

BT Group plc

 

Meeting Date:    07/13/2016    Country:    United Kingdom    Primary Security ID:    G16612106
Record Date:    07/11/2016    Meeting Type:    Annual    Ticker:    BT.A

 

Shares Voted:   834,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir Michael Rake as Director    Mgmt    For    For    For
5   Re-elect Gavin Patterson as Director    Mgmt    For    For    For
6   Re-elect Tony Ball as Director    Mgmt    For    For    For
7   Re-elect Iain Conn as Director    Mgmt    For    For    For
8   Re-elect Isabel Hudson as Director    Mgmt    For    For    For
9   Re-elect Karen Richardson as Director    Mgmt    For    For    For
10   Re-elect Nick Rose as Director    Mgmt    For    For    For
11   Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For
12   Elect Mike Inglis as Director    Mgmt    For    For    For
13   Elect Tim Hottges as Director    Mgmt    For    For    For
14   Elect Simon Lowth as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
21   Approve Political Donations    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

James Hardie Industries plc

 

Meeting Date:    08/11/2016    Country:    Ireland    Primary Security ID:    G4253H119
Record Date:    08/09/2016    Meeting Type:    Annual    Ticker:    JHX

 

Shares Voted:   474,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve the Remuneration Report    Mgmt    For    For    For
3a   Elect Michael Hammes as Director    Mgmt    For    For    For
3b   Elect David Harrison as Director    Mgmt    For    For    For
4   Authorize the Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries    Mgmt    For    Refer    For
6   Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries    Mgmt    For    Refer    For

Naspers Ltd

 

Meeting Date:    08/26/2016    Country:    South Africa    Primary Security ID:    S53435103
Record Date:    08/12/2016    Meeting Type:    Annual    Ticker:    NPN

 

Shares Voted:   79,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Resolutions    Mgmt         
1   Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016    Mgmt    For    For    For
2   Approve Dividends for N Ordinary and A Ordinary Shares    Mgmt    For    For    For
3   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor    Mgmt    For    For    For
4.1   Elect Hendrik du Toit as Director    Mgmt    For    For    For
4.2   Elect Guijin Liu as Director    Mgmt    For    For    For
5.1   Re-elect Nolo Letele as Director    Mgmt    For    For    For
5.2   Re-elect Roberto Oliveira de Lima as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Naspers Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.3   Re-elect Cobus Stofberg as Director    Mgmt    For    For    For
5.4   Re-elect Debra Meyer as Director    Mgmt    For    For    For
6.1   Re-elect Don Eriksson as Member of the Audit Committee    Mgmt    For    For    For
6.2   Re-elect Ben van der Ross as Member of the Audit Committee    Mgmt    For    For    For
6.3   Re-elect Rachel Jafta as Member of the Audit Committee    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    Refer    For
8   Place Authorised but Unissued Shares under Control of Directors    Mgmt    For    Refer    Against
9   Authorise Board to Issue Shares for Cash    Mgmt    For    Refer    Against
10   Authorise Ratification of Approved Resolutions    Mgmt    For    For    For
  Special Resolutions    Mgmt         
1.1   Approve Fees of the Board Chairman    Mgmt    For    Refer    For
1.2   Approve Fees of the Board Member    Mgmt    For    Refer    For
1.3   Approve Fees of the Audit Committee Chairman    Mgmt    For    Refer    For
1.4   Approve Fees of the Audit Committee Member    Mgmt    For    Refer    For
1.5   Approve Fees of the Risk Committee Chairman    Mgmt    For    Refer    For
1.6   Approve Fees of the Risk Committee Member    Mgmt    For    Refer    For
1.7   Approve Fees of the Human Resources and Remuneration Committee Chairman    Mgmt    For    Refer    For
1.8   Approve Fees of the Human Resources and Remuneration Committee Member    Mgmt    For    Refer    For
1.9   Approve Fees of the Nomination Committee Chairman    Mgmt    For    Refer    For
1.10   Approve Fees of the Nomination Committee Member    Mgmt    For    Refer    For
1.11   Approve Fees of the Social and Ethics Committee Chairman    Mgmt    For    Refer    For
1.12   Approve Fees of the Social and Ethics Committee Member    Mgmt    For    Refer    For
1.13   Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds    Mgmt    For    Refer    For
2   Approve Financial Assistance in Terms of Section 44 of the Act    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Naspers Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Financial Assistance in Terms of Section 45 of the Act    Mgmt    For    Refer    For
4   Authorise Repurchase of N Ordinary Shares    Mgmt    For    For    For
5   Authorise Repurchase of A Ordinary Shares    Mgmt    For    For    For
6   Amend Memorandum of Incorporation    Mgmt    For    For    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    09/20/2016    Country:    China    Primary Security ID:    Y5070V116
Record Date:    09/08/2016    Meeting Type:    Special    Ticker:    600519

 

Shares Voted:   77,591          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve 2015 Daily Related Party Transactions and 2016 Daily Related Party Transactions    Mgmt    For    Refer    For
  ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
2.01   Elect Xu Dingbo as Independent Director    Mgmt    For    For    For
2.02   Elect Zhang Jingzhong as Independent Director    Mgmt    For    For    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    8/19/2016    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   68,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
1.2   Elect Chee Hwa Tung as Director    Mgmt    For    For    For
1.3   Elect Jerry Yang as Director    Mgmt    For    For    For
1.4   Elect Wan Ling Martello as Director    Mgmt    For    For    For
1.5   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Alibaba Group Holding Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Amcor Limited

 

Meeting Date:    10/20/2016    Country:    Australia    Primary Security ID:    Q03080100
Record Date:    10/18/2016    Meeting Type:    Annual    Ticker:    AMC

 

Shares Voted:   636,513      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2a   Elect A (Armin) Meyer as Director    Mgmt    For    For    For
2b   Elect K J (Karen) Guerra as Director    Mgmt    For    For    For
3   Approve the Remuneration Report    Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    10/27/2016    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    09/28/2016    Meeting Type:    Special    Ticker:    A005930

 

Shares Voted:   8,370      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Approve Spin-Off Agreement    Mgmt    For    Refer    For
2   Elect Lee Jae-yong as Inside Director    Mgmt    For    For    For

Pernod Ricard

 

Meeting Date:    11/17/2016    Country:    France    Primary Security ID:    F72027109
Record Date:    11/14/2016    Meeting Type:    Annual/Special    Ticker:    RI

 

Shares Voted:   136,100      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.88 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Approve Termination Package of Alexandre Ricard    Mgmt    For    Refer    For
6   Reelect Alexandre Ricard as Director    Mgmt    For    Refer    Against
7   Reelect Pierre Pringuet as Director    Mgmt    For    For    For
8   Reelect Cesar Giron as Director    Mgmt    For    For    For
9   Reelect Wolfgang Colberg as Director    Mgmt    For    For    For
10   Ratify Appointment of Anne Lange as Director    Mgmt    For    For    For
11   Appoint KPMG as Auditor    Mgmt    For    For    For
12   Appoint Salustro Reydel as Alternate Auditor    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000    Mgmt    For    Refer    For
14   Advisory Vote on Compensation of CEO, Alexandre Ricard    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Approve Restricted Stock Grants to Executives Partially Compensating Losses under the Previous Benefit Pension Scheme    Mgmt    For    Refer    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    11/18/2016    Country:    China    Primary Security ID:    Y9718N106
Record Date:    11/14/2016    Meeting Type:    Special    Ticker:    000858


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wuliangye Yibin Co., Ltd.

 

Shares Voted:   611,700      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Elect Gan Shengdao as Independent Director    Mgmt    For    For    For

Wolseley plc

 

Meeting Date:    11/29/2016    Country:    United Kingdom    Primary Security ID:    G9736L124
Record Date:    11/27/2016    Meeting Type:    Annual    Ticker:    WOS

 

Shares Voted:   149,500      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
5   Re-elect John Daly as Director    Mgmt    For    For    For
6   Re-elect Gareth Davis as Director    Mgmt    For    For    For
7   Re-elect Pilar Lopez as Director    Mgmt    For    For    For
8   Re-elect John Martin as Director    Mgmt    For    For    For
9   Re-elect Alan Murray as Director    Mgmt    For    For    For
10   Re-elect Frank Roach as Director    Mgmt    For    For    For
11   Re-elect Darren Shapland as Director    Mgmt    For    For    For
12   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wolseley plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Westpac Banking Corporation

 

Meeting Date:    12/09/2016    Country:    Australia    Primary Security ID:    Q97417101
Record Date:    12/07/2016    Meeting Type:    Annual    Ticker:    WBC

 

Shares Voted:   426,496      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2   Approve the Remuneration Report    Mgmt    For    For    For
3   Approve the Grant of Equity Awards to Brian Hartzer, Managing Director and Chief Executive Officer of the Company    Mgmt    For    Refer    For
4a   Elect Ewen Crouch as Director    Mgmt    For    For    For
4b   Elect Peter Marriott as Director    Mgmt    For    For    For

Yahoo Japan Corporation

 

Meeting Date:    12/14/2016    Country:    Japan    Primary Security ID:    J95402103
Record Date:    09/30/2016    Meeting Type:    Special    Ticker:    4689

 

Shares Voted:   472,000      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

1   Elect Director Jonathan Bullock    Mgmt    For    For    For

Imperial Brands PLC

 

Meeting Date:    02/01/2017    Country:    United Kingdom    Primary Security ID:    G4720C107
Record Date:    01/30/2017    Meeting Type:    Annual    Ticker:    IMB

 

Shares Voted:   249,429          


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Imperial Brands PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Alison Cooper as Director    Mgmt    For    For    For
6   Elect Therese Esperdy as Director    Mgmt    For    For    For
7   Re-elect David Haines as Director    Mgmt    For    For    For
8   Re-elect Matthew Phillips as Director    Mgmt    For    For    For
9   Elect Steven Stanbrook as Director    Mgmt    For    For    For
10   Re-elect Oliver Tant as Director    Mgmt    For    For    For
11   Re-elect Mark Williamson as Director    Mgmt    For    For    For
12   Re-elect Karen Witts as Director    Mgmt    For    For    For
13   Re-elect Malcolm Wyman as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
21   Adopt New Articles of Association    Mgmt    For    For    For

Novartis AG

 

Meeting Date:    02/28/2017    Country:    Switzerland    Primary Security ID:    H5820Q150
Record Date:       Meeting Type:    Annual    Ticker:    NOVN


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Novartis AG

 

Shares Voted:   136,900      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.75 per Share    Mgmt    For    For    For
4   Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
5.1   Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million    Mgmt    For    Refer    For
5.3   Approve Remuneration Report (Non-Binding)    Mgmt    For    Refer    For
6.1   Reelect Joerg Reinhardt as Director and Chairman    Mgmt    For    For    For
6.2   Reelect Nancy C. Andrews as Director    Mgmt    For    For    For
6.3   Reelect Dimitri Azar as Director    Mgmt    For    For    For
6.4   Reelect Ton Buechner as Director    Mgmt    For    For    For
6.5   Reelect Srikant Datar as Director    Mgmt    For    For    For
6.6   Reelect Elizabeth Doherty as Director    Mgmt    For    For    For
6.7   Reelect Ann Fudge as Director    Mgmt    For    For    For
6.8   Reelect Pierre Landolt as Director    Mgmt    For    For    For
6.9   Reelect Andreas von Planta as Director    Mgmt    For    For    For
6.10   Reelect Charles L. Sawyers as Director    Mgmt    For    For    For
6.11   Reelect Enrico Vanni as Director    Mgmt    For    For    For
6.12   Reelect William T. Winters as Director    Mgmt    For    For    For
6.13   Elect Frans van Houten as Director    Mgmt    For    For    For
7.1   Appoint Srikant Datar as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Ann Fudge as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint Enrico Vanni as Member of the Compensation Committee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.4   Appoint William T. Winters as Member of the Compensation Committee    Mgmt    For    For    For
8   Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For    For    For
9   Designate Peter Andreas Zahn as Independent Proxy    Mgmt    For    For    For
10   Transact Other Business (Voting)    Mgmt    For    Against    Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    03/16/2017    Country:    Spain    Primary Security ID:    E11805103
Record Date:    03/12/2017    Meeting Type:    Annual    Ticker:    BBVA

 

Shares Voted:   1,626,428          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
1.3   Approve Discharge of Board    Mgmt    For    For    For
2.1   Reelect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director    Mgmt    For    For    For
2.2   Reelect Carlos Loring Martinez de Irujo as Director    Mgmt    For    For    For
2.3   Reelect Susana Rodriguez Vidarte as Director    Mgmt    For    For    For
2.4   Reelect Tomas Alfaro Drake as Director    Mgmt    For    For    For
2.5   Reelect Lourdes Maiz Carro as Director    Mgmt    For    For    For
3   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
4   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent    Mgmt    For    Refer    For
5   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion    Mgmt    For    Refer    For
6   Approve Remuneration Policy    Mgmt    For    For    For
7   Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Banco Bilbao Vizcaya Argentaria, S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Appoint KPMG Auditores as Auditor    Mgmt    For    For    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
10   Advisory Vote on Remuneration Report    Mgmt    For    For    For

Bridgestone Corp.

 

Meeting Date:    03/24/2017    Country:    Japan    Primary Security ID:    J04578126
Record Date:    12/31/2016    Meeting Type:    Annual    Ticker:    5108

 

Shares Voted:   467,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 70    Mgmt    For    For    For
2.1   Elect Director Tsuya, Masaaki    Mgmt    For    For    For
2.2   Elect Director Nishigai, Kazuhisa    Mgmt    For    For    For
2.3   Elect Director Zaitsu, Narumi    Mgmt    For    For    For
2.4   Elect Director Togami, Kenichi    Mgmt    For    For    For
2.5   Elect Director Tachibana Fukushima, Sakie    Mgmt    For    For    For
2.6   Elect Director Scott Trevor Davis    Mgmt    For    For    For
2.7   Elect Director Okina, Yuri    Mgmt    For    For    For
2.8   Elect Director Masuda, Kenichi    Mgmt    For    For    For
2.9   Elect Director Yamamoto, Kenzo    Mgmt    For    For    For
2.10   Elect Director Terui, Keiko    Mgmt    For    For    For
2.11   Elect Director Sasa, Seiichi    Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/24/2017    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2016    Meeting Type:    Annual    Ticker:    A005930


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Samsung Electronics Co. Ltd.

 

Shares Voted:   5,270          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Banco Santander S.A.

 

Meeting Date:    04/06/2017    Country:    Spain    Primary Security ID:    E19790109
Record Date:    04/02/2017    Meeting Type:    Annual    Ticker:    SAN

 

Shares Voted:   1,712,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.A   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.B   Approve Discharge of Board    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3.A   Ratify Appointment of and Elect Homaira Akbari as Director    Mgmt    For    For    For
3.B   Reelect Jose Antonio Alvarez Alvarez as Director    Mgmt    For    For    For
3.C   Reelect Belen Romana Garcia as Director    Mgmt    For    For    For
3.D   Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director    Mgmt    For    For    For
3.E   Reelect Rodrigo Echenique Gordillo as Director    Mgmt    For    For    For
3.F   Reelect Esther Gimenez-Salinas i Colomer as Director    Mgmt    For    For    For
4   Approve Capital Raising    Mgmt    For    Refer    For
5   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent    Mgmt    For    Refer    For
6   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Banco Santander S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Approve Remuneration Policy    Mgmt    For    For    For
9   Approve Remuneration of Directors    Mgmt    For    Refer    For
10   Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
11.A   Approve Deferred Multiyear Objectives Variable Remuneration Plan    Mgmt    For    Refer    For
11.B   Approve Deferred and Conditional Variable Remuneration Plan    Mgmt    For    Refer    For
11.C   Approve Buy-out Policy    Mgmt    For    Refer    For
11.D   Approve Employee Stock Purchase Plan    Mgmt    For    Refer    For
12   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
13   Advisory Vote on Remuneration Report    Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/06/2017    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   206,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.30 per Share    Mgmt    For    For    For
4.1a   Reelect Paul Bulcke as Director    Mgmt    For    For    For
4.1b   Reelect Andreas Koopmann as Director    Mgmt    For    For    For
4.1c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1d   Reelect Beat W. Hess as Director    Mgmt    For    For    For
4.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1f   Reelect Steven G. Hoch as Director    Mgmt    For    For    For
4.1g   Reelect Naina Lal Kidwai as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1h   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
4.1i   Reelect Ann M. Veneman as Director    Mgmt    For    For    For
4.1j   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1k   Reelect Ruth K. Oniang’o as Director    Mgmt    For    For    For
4.1l   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.2a   Elect Ulf Mark Schneider as Director    Mgmt    For    For    For
4.2b   Elect Ursula M. Burns as Director    Mgmt    For    For    For
4.3   Elect Paul Bulcke as Board Chairman    Mgmt    For    For    For
4.4a   Appoint Beat W. Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.4b   Appoint Andreas Koopmann as Member of the Compensation Committee    Mgmt    For    For    For
4.4c   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    For
4.4d   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.5   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.6   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Remuneration of Executive Committee in the Amount of CHF 60 Million    Mgmt    For    Refer    For
6   Transact Other Business (Voting)    Mgmt    Against    Against    Against

Smith & Nephew plc

 

Meeting Date:    04/06/2017    Country:    United Kingdom    Primary Security ID:    G82343164
Record Date:    04/04/2017    Meeting Type:    Annual    Ticker:    SN.

 

Shares Voted:   719,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Smith & Nephew plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Final Dividend    Mgmt    For    For    For
5   Elect Graham Baker as Director    Mgmt    For    For    For
6   Re-elect Vinita Bali as Director    Mgmt    For    For    For
7   Re-elect Ian Barlow as Director    Mgmt    For    For    For
8   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
9   Re-elect Baroness Virginia Bottomley as Director    Mgmt    For    For    For
10   Re-elect Erik Engstrom as Director    Mgmt    For    For    For
11   Re-elect Robin Freestone as Director    Mgmt    For    For    For
12   Re-elect Michael Friedman as Director    Mgmt    For    For    For
13   Re-elect Joseph Papa as Director    Mgmt    For    For    For
14   Re-elect Roberto Quarta as Director    Mgmt    For    For    For
15   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Airbus SE

 

Meeting Date:    04/12/2017    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   122,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR1.35per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.6   Reelect Denis Ranque as Non-Executive Director    Mgmt    For    For    For
4.7   Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.8   Reelect Hermann-Josef Lamberti as Non-Executive Director    Mgmt    For    For    For
4.9   Elect Lord Drayson (Paul) as Non-Executive Director    Mgmt    For    For    For
4.10   Proposal to change the Company name from Airbus Group SE to Airbus SE    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.12   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.14   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         

Rio Tinto plc

 

Meeting Date:    04/12/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    RIO


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Rio Tinto plc

 

Shares Voted:   268,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Approve the Potential Termination of Benefits for Australian Law Purposes    Mgmt    For    Refer    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For
6   Elect David Constable as Director    Mgmt    For    For    For
7   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
8   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
9   Elect Simon Henry as Director    Mgmt    For    For    For
10   Elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
11   Elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Chris Lynch as Director    Mgmt    For    For    For
14   Re-elect Paul Tellier as Director    Mgmt    For    For    For
15   Re-elect Simon Thompson as Director    Mgmt    For    For    For
16   Re-elect John Varley as Director    Mgmt    For    For    For
17   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Rio Tinto plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/12/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    03/03/2017    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   79,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Approve the Potential Termination of Benefits for Australian Law Purposes    Mgmt    For    Refer    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For
6   Elect David Constable as Director    Mgmt    For    For    For
7   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
8   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
9   Elect Simon Henry as Director    Mgmt    For    For    For
10   Elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
11   Elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Chris Lynch as Director    Mgmt    For    For    For
14   Re-elect Paul Tellier as Director    Mgmt    For    For    For
15   Re-elect Simon Thompson as Director    Mgmt    For    For    For
16   Re-elect John Varley as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Rio Tinto plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

17    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18    Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19    Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
   Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
20    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Adecco Group AG

 

Meeting Date:    04/20/2017    Country:    Switzerland    Primary Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN

 

Shares Voted:   191,698          

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2    Approve Remuneration Report    Mgmt    For    For    For
2.1    Approve Allocation of Income and Dividends of CHF 1.50 per Share    Mgmt    For    For    For
2.2    Approve EUR 154 Million Reduction in Share Capital and Capital Repayment of EUR 0.90 per Share    Mgmt    For    For    For
2.3    Amend Articles Re: Threshold to Submit Items to Agenda    Mgmt    For    Refer    For
3    Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1    Approve Remuneration of Directors in the Amount of CHF 4.7 Million    Mgmt    For    Refer    For
4.2    Approve Remuneration of Executive Committee in the Amount of CHF 34.8 Million    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Adecco Group AG

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

5.1.1    Reelect Rolf Doerig as Director and as Board Chairman    Mgmt    For    For    For
5.1.2    Reelect Jean-Christophe Deslarzes as Director    Mgmt    For    For    For
5.1.3    Reelect Alexander Gut as Director    Mgmt    For    For    For
5.1.4    Reelect Didier Lamouche as Director    Mgmt    For    For    For
5.1.5    Reelect David Prince as Director    Mgmt    For    For    For
5.1.6    Reelect Wanda Rapaczynski as Director    Mgmt    For    For    For
5.1.7    Reelect Kathleen Taylor as Director    Mgmt    For    For    For
5.1.8    Elect Ariane Gorin as Director    Mgmt    For    For    For
5.2.1    Appoint Alexander Gut as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2    Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3    Appoint Wanda Rapaczynski as Member of the Compensation Committee    Mgmt    For    For    For
5.2.4    Appoint Kathleen Taylor as Member of the Compensation Committee    Mgmt    For    For    For
5.3    Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
5.4    Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
6.1    Approve Partial Cancellation of Conditional Capital    Mgmt    For    For    For
6.2    Approve Creation of CHF 855,780 Pool of Capital without Preemptive Rights    Mgmt    For    Against    Against
7    Establish Range for Board Size    Mgmt    For    Refer    Against
8    Change Location of Registered Office/Headquarters to Zurich, Switzerland    Mgmt    For    Refer    For
9    Transact Other Business (Voting)    Mgmt    For    Against    Against

Vinci

 

Meeting Date:    04/20/2017    Country:    France    Primary Security ID:    F5879X108
Record Date    04/13/2017    Meeting Type:    Annual/Special    Ticker:    DG


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Vinci

 

Shares Voted:   184,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.10 per Share    Mgmt    For    For    For
4   Reelect Yannick Assouad as Director    Mgmt    For    For    For
5   Reelect Graziella Gavezotti as Director    Mgmt    For    For    For
6   Reelect Michael Pragnell as Director    Mgmt    For    For    For
7   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million    Mgmt    For    Refer    For
8   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    For    For
10   Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    For    For
11   Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    Against    Against
15   Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million    Mgmt    For    For    For
16   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million    Mgmt    For    For    For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    04/21/2017    Country:    China    Primary Security ID:    Y9718N106
Record Date:    04/14/2017    Meeting Type:    Annual    Ticker:    000858

 

Shares Voted:   1,262,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Annual Report    Mgmt    For    For    For
2   Approve Report of the Board of Directors    Mgmt    For    For    For
3   Approve Report of the Board of Supervisors    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For
6   Elect Li Shuguang as Non-Independent Director    Mgmt    For    For    For
7   Approve 2017 Daily Related Party Transaction Estimates    Mgmt    For    Refer    For
8   Approve Appointment of Auditor    Mgmt    For    For    For
9   Approve Extension of Resolution Validity Period and Authorization Period in Connection to Private Placement of Shares    Mgmt    For    Refer    For

 

Shares Voted:   0          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Annual Report    Mgmt    For    For   
2   Approve Report of the Board of Directors    Mgmt    For    For   


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Wuliangye Yibin Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Report of the Board of Supervisors    Mgmt    For    For   
4   Approve Financial Statements    Mgmt    For    For   
5   Approve Profit Distribution    Mgmt    For    For   
6   Elect Li Shuguang as Non-Independent Director    Mgmt    For    For   
7   Approve 2017 Daily Related Party Transaction Estimates    Mgmt    For    Refer   
8   Approve Appointment of Auditor    Mgmt    For    For   
9   Approve Extension of Resolution Validity Period and Authorization Period in Connection to Private Placement of Shares    Mgmt    For    Refer   

DNB ASA

 

Meeting Date:    04/25/2017    Country:    Norway    Primary Security ID:    R1640U124
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    DNB

 

Shares Voted:   0          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting; Elect Chairman of Meeting    Mgmt         
2   Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
4   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.70 Per Share    Mgmt    For    For    Do Not Vote
5a   Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote)    Mgmt    For    For    Do Not Vote
5b   Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    Do Not Vote
6   Approve Company’s Corporate Governance Statement    Mgmt    For    For    Do Not Vote
7   Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
8   Authorize Share Repurchase Program    Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

DNB ASA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Elect Karl-Christian Agerup as New Director    Mgmt    For    For    Do Not Vote
10   Approve Remuneration of Directors in the Amount of NOK 518,000 for Chairman, NOK 329,000 for Vice Chairman and NOK 329,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee    Mgmt    For    Refer    Do Not Vote

Shire plc

 

Meeting Date:    04/25/2017    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    04/23/2017    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   105,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Elect Ian Clark as Director    Mgmt    For    For    For
7   Elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For
12   Re-elect Anne Minto as Director    Mgmt    For    For    For
13   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For
14   Re-elect Jeffrey Poulton as Director    Mgmt    For    For    For
15   Elect Albert Stroucken as Director    Mgmt    For    For    For
16   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Adopt New Articles of Association    Mgmt    For    Refer    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/25/2017    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   77,185          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Elect Ian Clark as Director    Mgmt    For    For    For
7   Elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For
12   Re-elect Anne Minto as Director    Mgmt    For    For    For
13   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14   Re-elect Jeffrey Poulton as Director    Mgmt    For    For    For
15   Elect Albert Stroucken as Director    Mgmt    For    For    For
16   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Adopt New Articles of Association    Mgmt    For    Refer    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Vivendi

 

Meeting Date:    04/25/2017    Country:    France    Primary Security ID:    F97982106
Record Date:    04/20/2017    Meeting Type:    Annual/Special    Ticker:    VIV

 

Shares Voted:   439,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Auditors’ Special Report on Related-Party Transactions Regarding Ongoing Transactions    Mgmt    For    Refer    Against
4   Approve Allocation of Income and Dividends of EUR 0.40 per Share    Mgmt    For    For    For
5   Non-Binding Vote on Compensation of Vincent Bollore, Chairman of the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Vivendi

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Non-Binding Vote on Compensation of Arnaud de Puyfontaine, Chairman of the Management Board    Mgmt    For    For    For
7   Non-Binding Vote on Compensation of Frederic Crepin, Management Board Member    Mgmt    For    For    For
8   Non-Binding Vote on Compensation of Simon Gillham, Management Board Member    Mgmt    For    For    For
9   Non-Binding Vote on Compensation of Herve Philippe, Management Board Member    Mgmt    For    For    For
10   Non-Binding Vote on Compensation of Stephane Roussel, Management Board Member    Mgmt    For    For    For
11   Approve Remuneration Policy for Supervisory Board Members and Chairman    Mgmt    For    For    For
12   Approve Remuneration Policy for Chairman of the Management Board    Mgmt    For    For    For
13   Approve Remuneration Policy for Management Board Members    Mgmt    For    For    For
14   Ratify Appointment of Yannick Bollore as Supervisory Board Member    Mgmt    For    Refer    Against
15   Reelect Vincent Bollore as Supervisory Board Member    Mgmt    For    Refer    Against
16   Elect Veronique Driot-Argentin as Supervisory Board Member    Mgmt    For    Refer    For
17   Elect Sandrine Le Bihan as Representative of Employee Shareholders to the Supervisory Board    Mgmt    For    Refer    For
18   Appoint Deloitte et Associes as Auditor    Mgmt    For    For    For
19   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million    Mgmt    For    Against    Against
22   Authorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Vivendi

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

24   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
25   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Axa

 

Meeting Date:    04/26/2017    Country:    France    Primary Security ID:    F06106102
Record Date:    04/21/2017    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   424,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.16 per Share    Mgmt    For    For    For
4   Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016    Mgmt    For    For    For
5   Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016    Mgmt    For    For    For
6   Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016    Mgmt    For    For    For
7   Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016    Mgmt    For    For    For
8   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    For    For
9   Approve Remuneration Policy of CEO    Mgmt    For    For    For
10   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
11   Approve Additional Social Benefits Agreement with Thomas Buberl, CEO    Mgmt    For    Refer    For
12   Approve Severance Agreement with Thomas Buberl    Mgmt    For    Refer    For
13   Reelect Deanna Oppenheimer as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14   Reelect Ramon de Oliveira as Director    Mgmt    For    For    For
15   Ratify Appointment of Thomas Buberl as Director    Mgmt    For    For    For
16   Ratify Appointment of André François-Poncet as Director    Mgmt    For    For    For
17   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
18   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions    Mgmt    For    Against    Against
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    For    For
21   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    Refer    For
22   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
23   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers    Mgmt    For    For    For
24   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Against    Against
25   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million    Mgmt    For    Against    Against
26   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion    Mgmt    For    Against    Against
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
29   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    For
30   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

31   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/26/2017    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   160,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
5   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Richard Burrows as Director    Mgmt    For    For    For
7   Re-elect Nicandro Durante as Director    Mgmt    For    For    For
8   Re-elect Sue Farr as Director    Mgmt    For    For    For
9   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
10   Re-elect Savio Kwan as Director    Mgmt    For    For    For
11   Re-elect Dr Pedro Malan as Director    Mgmt    For    For    For
12   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
13   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
14   Re-elect Ben Stevens as Director    Mgmt    For    For    For
15   Elect Dr Marion Helmes as Director    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Bouygues

 

Meeting Date:    04/27/2017    Country:    France    Primary Security ID:    F11487125
Record Date:    04/24/2017    Meeting Type:    Annual/Special    Ticker:    EN

 

Shares Voted:   201,365          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.60 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5   Approve Additional Pension Scheme Agreement with Olivier Bouygues, Vice CEO    Mgmt    For    Refer    For
6   Approve Additional Pension Scheme Agreement with Philippe Marien, Vice CEO    Mgmt    For    Refer    Against
7   Approve Additional Pension Scheme Agreement with Olivier Roussat, Vice CEO    Mgmt    For    Refer    Against
8   Non-Binding Vote on Compensation of Martin Bouygues, CEO and Chairman    Mgmt    For    For    For
9   Non-Binding Vote on Compensation of Olivier Bouygues, Vice CEO    Mgmt    For    For    For
10   Non-Binding Vote on Compensation of Philippe Marien, Vice CEO    Mgmt    For    For    For
11   Non-Binding Vote on Compensation of Olivier Roussat, Vice CEO    Mgmt    For    For    For
12   Approve Remuneration Policy of Chairman and CEO and Vice CEOs    Mgmt    For    For    For
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million    Mgmt    For    Refer    For
14   Reelect Helman le Pas de Secheval as Director    Mgmt    For    For    For
15   Elect Alexandre de Rothschild as Director    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Bouygues

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
17   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
18   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    Against    Against
19   Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million    Mgmt    For    Refer    Against
21   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 70 Million    Mgmt    For    Refer    For
22   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    Refer    For
23   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote    Mgmt    For    For    For
24   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Against    Against
25   Authorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers    Mgmt    For    For    Against
26   Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 85 Million    Mgmt    For    Refer    Against
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    Against
29   Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer    Mgmt    For    Against    Against
30   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

CRH plc

 

Meeting Date:    04/27/2017    Country:    Ireland    Primary Security ID:    G25508105
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    CRG

 

Shares Voted:   274,346          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4(a)   Re-elect Ernst Bartschi as Director    Mgmt    For    For    For
4(b)   Re-elect Maeve Carton as Director    Mgmt    For    For    For
4(c)   Re-elect Nicky Hartery as Director    Mgmt    For    For    For
4(d)   Re-elect Patrick Kennedy as Director    Mgmt    For    For    For
4(e)   Re-elect Donald McGovern Jr. as Director    Mgmt    For    For    For
4(f)   Re-elect Heather Ann McSharry as Director    Mgmt    For    For    For
4(g)   Re-elect Albert Manifold as Director    Mgmt    For    For    For
4(h)   Re-elect Senan Murphy as Director    Mgmt    For    For    For
4(i)   Elect Gillian Platt as Director    Mgmt    For    For    For
4(j)   Re-elect Lucinda Riches as Director    Mgmt    For    For    For
4(k)   Re-elect Henk Rottinghuis as Director    Mgmt    For    For    For
4(l)   Re-elect William Teuber Jr. as Director    Mgmt    For    For    For
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Reappoint Ernst & Young as Auditors    Mgmt    For    For    For
7   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
8   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
10   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
11   Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
12   Approve Scrip Dividend    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Danone

 

Meeting Date:    04/27/2017    Country:    France    Primary Security ID:    F12033134
Record Date:    04/24/2017    Meeting Type:    Annual/Special    Ticker:    BN

 

Shares Voted:   207,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.70 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program    Mgmt    For    For    For
5   Reelect Gaelle Olivier as Director    Mgmt    For    For    For
6   Reelect Isabelle Seillier as Director    Mgmt    For    For    For
7   Reelect Jean-Michel Severino as Director    Mgmt    For    For    For
8   Reelect Lionel Zinsou-Derlin as Director    Mgmt    For    Refer    Against
9   Elect Gregg L. Engles as Director    Mgmt    For    For    For
10   Approve Transaction with J.P. Morgan    Mgmt    For    Refer    Against
11   Non-Binding Vote on Compensation of Franck Riboud, Chairman    Mgmt    For    For    For
12   Non-Binding Vote on Compensation of Emmanuel Faber, CEO    Mgmt    For    For    For
13   Approve Remuneration Policy of Chairman    Mgmt    For    For    For
14   Approve Remuneration Policy of Executive Officers    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 57 Million    Mgmt    For    Against    Against
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 16 Million    Mgmt    For    For    For
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Danone

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorize Capital Increase of Up to EUR 16 Million for Future Exchange Offers    Mgmt    For    For    For
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Against    Against
21   Authorize Capitalization of Reserves of Up to EUR 41 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23   Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:    04/27/2017    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   284,753          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10   Elect Director Steven W. Williams    Mgmt    For    For    For
1.11   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Suncor Energy Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Unilever PLC

 

Meeting Date:    04/27/2017    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   211,247          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Performance Share Plan    Mgmt    For    Refer    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For
6   Re-elect Laura Cha as Director    Mgmt    For    For    For
7   Re-elect Vittorio Coal as Director    Mgmt    For    For    For
8   Re-elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
9   Re-elect Ann Fudge as Director    Mgmt    For    For    For
10   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
11   Re-elect Mary Ma as Director    Mgmt    For    For    For
12   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
13   Re-elect Youngme Moon as Director    Mgmt    For    For    For
14   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
15   Re-elect Paul Polman as Director    Mgmt    For    For    For
16   Re-elect John Rishton as Director    Mgmt    For    For    For
17   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
18   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
19   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Unilever PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
24   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/28/2017    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   135,640          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.70 per Share for Fiscal 2016    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
4.1   Elect Werner Wenning to the Supervisory Board    Mgmt    For    For    For
4.2   Elect Paul Achleitner to the Supervisory Board    Mgmt    For    For    For
4.3   Elect Norbert W. Bischofberger to the Supervisory Board    Mgmt    For    For    For
4.4   Elect Thomas Ebeling to the Supervisory Board    Mgmt    For    For    For
4.5   Elect Colleen A. Goggins to the Supervisory Board    Mgmt    For    For    For
4.6   Elect Klaus Sturany to the Supervisory Board    Mgmt    For    For    For
5   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve Affiliation Agreements with Subsidiaries Bayer CropScience Aktiengesellschaft    Mgmt    For    Refer    For
7   Ratify Deloitte GmbH as Auditors for Fiscal 2017    Mgmt    For    For    For

Continental AG

 

Meeting Date:    04/28/2017    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   56,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 4.25 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2016    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2016    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2016    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2016    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2016    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2016    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2016    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2016    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2016    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2016    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2016    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.3   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2016    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2016    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2016    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2016    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2016    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2016    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2016    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2016    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2016    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2016    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2016    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2016    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2016    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2016    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2016    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2016    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2016    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Post AG

 

Meeting Date:    04/28/2017    Country:    Germany    Primary Security ID:    D19225107
Record Date:       Meeting Type:    Annual    Ticker:    DPW

 

Shares Voted:   225,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 1.05 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017    Mgmt    For    For    For
6   Approve Creation of EUR 160 Million Pool of Capital without Preemptive Rights    Mgmt    For    Against    Against
7   Approve Issuance of Options and Bonds/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

Acs, Actividades de Construccion y Servicios S.A

 

Meeting Date:    05/03/2017    Country:    Spain    Primary Security ID:    E7813W163
Record Date:    04/28/2017    Meeting Type:    Annual    Ticker:    ACS

 

Shares Voted:   332,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.2   Approve Allocation of Income    Mgmt    For    For    For
2   Receive Corporate Social Responsibility Report    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Acs, Actividades de Construccion y Servicios S.A

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Remuneration Report    Mgmt    For    For    For
4   Approve Discharge of Board    Mgmt    For    For    For
5.1   Elect Carmen Fernandez Rozado as Director    Mgmt    For    For    For
5.2   Elect Jose Eladio Seco Dominguez as Director    Mgmt    For    For    For
5.3   Elect Marcelino Fernandez Verdes as Executive Director    Mgmt    For    For    For
6   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
7.1   Amend Article 19 Re: Board Committees    Mgmt    For    Refer    For
7.2   Amend Article 22 Re: Appointments Committee    Mgmt    For    Refer    For
7.3   Amend Article 23 Re: Board Committees    Mgmt    For    Refer    For
7.4   Add Article 22 bis Re: Remuneration Committee    Mgmt    For    Refer    For
8   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
9   Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares    Mgmt    For    For    For
10   Approve Stock Option Plan    Mgmt    For    Refer    For
11   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

L Air Liquide

 

Meeting Date:    05/03/2017    Country:    France    Primary Security ID:    F01764103
Record Date:    04/28/2017    Meeting Type:    Annual/Special    Ticker:    AI

 

Shares Voted:   102,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.60 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

L Air Liquide

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Relect Thierry Peugeot as Director    Mgmt    For    For    For
6   Elect Xavier Huillard as Director    Mgmt    For    For    For
7   Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
8   Advisory Vote on Compensation of Benoit Potier    Mgmt    For    For    For
9   Advisory Vote on Compensation of Pierre Dufour    Mgmt    For    For    For
10   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    For    For
11   Approve Remuneration Policy for Vice CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 530 Million    Mgmt    For    For    For
14   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
16   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
  Ordinary Business    Mgmt         
17   Authorize Filing of Required Documents    Mgmt    For    For    For

Standard Chartered PLC

 

Meeting Date:    05/03/2017    Country:    United Kingdom    Primary Security ID:    G84228157
Record Date:    04/28/2017    Meeting Type:    Annual    Ticker:    STAN


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Standard Chartered PLC

 

Shares Voted:   950,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Jose Vinals as Director    Mgmt    For    For    For
4   Re-elect Om Bhatt as Director    Mgmt    For    For    For
5   Re-elect Dr Kurt Campbell as Director    Mgmt    For    For    For
6   Re-elect Dr Louis Cheung as Director    Mgmt    For    For    For
7   Re-elect David Conner as Director    Mgmt    For    For    For
8   Re-elect Dr Byron Grote as Director    Mgmt    For    For    For
9   Re-elect Andy Halford as Director    Mgmt    For    For    For
10   Re-elect Dr Han Seung-soo as Director    Mgmt    For    For    For
11   Re-elect Christine Hodgson as Director    Mgmt    For    For    For
12   Re-elect Gay Huey Evans as Director    Mgmt    For    For    For
13   Re-elect Naguib Kheraj as Director    Mgmt    For    For    For
14   Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For
15   Re-elect Bill Winters as Director    Mgmt    For    For    For
16   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Approve Scrip Dividend Program    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Standard Chartered PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

25   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
26   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
27   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
28   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

TENARIS SA

 

Meeting Date:    05/03/2017    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    TEN

 

Shares Voted:   237,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Elect Directors (Bundled)    Mgmt    For    Refer    Against
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For

TENARIS SA

 

Meeting Date:    05/03/2017    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    TEN


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TENARIS SA

 

Shares Voted:   113,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Elect Directors (Bundled)    Mgmt    For    Refer    Against
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For

Reckitt Benckiser Group plc

 

Meeting Date:    05/04/2017    Country:    United Kingdom    Primary Security ID:    G74079107
Record Date:    05/02/2017    Meeting Type:    Annual    Ticker:    RB.

 

Shares Voted:   123,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Adrian Bellamy as Director    Mgmt    For    Refer    Abstain
5   Re-elect Nicandro Durante as Director    Mgmt    For    For    For
6   Re-elect Mary Harris as Director    Mgmt    For    For    For
7   Re-elect Adrian Hennah as Director    Mgmt    For    For    For
8   Re-elect Kenneth Hydon as Director    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Reckitt Benckiser Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Re-elect Rakesh Kapoor as Director    Mgmt    For    For    For
10   Re-elect Pamela Kirby as Director    Mgmt    For    For    For
11   Re-elect Andre Lacroix as Director    Mgmt    For    For    For
12   Re-elect Chris Sinclair as Director    Mgmt    For    For    For
13   Re-elect Judith Sprieser as Director    Mgmt    For    For    For
14   Re-elect Warren Tucker as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:    05/04/2017    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/15/2017    Meeting Type:    Annual/Special    Ticker:    VII

 

Shares Voted:   458,985          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
2.1   Elect Director C. Kent Jespersen    Mgmt    For    For    For
2.2   Elect Director Patrick Carlson    Mgmt    For    For    For
2.3   Elect Director Marty Proctor    Mgmt    For    For    For
2.4   Elect Director Kevin Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Seven Generations Energy Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5   Elect Director Avik Dey    Mgmt    For    For    For
2.6   Elect Director Harvey Doerr    Mgmt    For    For    For
2.7   Elect Director Paul Hand    Mgmt    For    For    For
2.8   Elect Director Dale Hohm    Mgmt    For    For    For
2.9   Elect Director W.J. (Bill) McAdam    Mgmt    For    For    For
2.10   Elect Director Kaush Rakhit    Mgmt    For    For    For
2.11   Elect Director M. Jacqueline (Jackie) Sheppard    Mgmt    For    For    For
2.12   Elect Director Jeff van Steenbergen    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Stock Option Plan    Mgmt    For    Refer    Against
5   Approve Performance and Restricted Share Unit Plan    Mgmt    For    Refer    Against

UBS GROUP AG

 

Meeting Date:    05/04/2017    Country:    Switzerland    Primary Security ID:    H42097107
Record Date:       Meeting Type:    Annual    Ticker:    UBSG

 

Shares Voted:   660,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4   Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million    Mgmt    For    Refer    For
5   Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million    Mgmt    For    Refer    For
6.1a   Reelect Axel Weber as Director and Board Chairman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

UBS GROUP AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1b   Reelect Michel Demare as Director    Mgmt    For    For    For
6.1c   Reelect David Sidwell as Director    Mgmt    For    For    For
6.1d   Reelect Reto Francioni as Director    Mgmt    For    For    For
6.1e   Reelect Ann Godbehere as Director    Mgmt    For    For    For
6.1f   Reelect William Parrett as Director    Mgmt    For    For    For
6.1g   Reelect Isabelle Romy as Director    Mgmt    For    For    For
6.1h   Reelect Robert Scully as Director    Mgmt    For    For    For
6.1i   Reelect Beatrice Weder di Mauro as Director    Mgmt    For    For    For
6.1j   Reelect Dieter Wemmer as Director    Mgmt    For    For    Against
6.2   Elect Julie Richardson as Director    Mgmt    For    For    For
6.3.1   Appoint Ann Godbehere as Member of the Compensation Committee    Mgmt    For    For    For
6.3.2   Appoint Michel Demare as Member of the Compensation Committee    Mgmt    For    For    For
6.3.3   Appoint Reto Francioni as Member of the Compensation Committee    Mgmt    For    For    For
6.3.4   Appoint William Parrett as Member of the Compensation Committee    Mgmt    For    For    For
7   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million    Mgmt    For    For    For
8.1   Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    Mgmt    For    For    For
8.2   Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
9   Transact Other Business (Voting)    Mgmt    For    Against    Against

ING Groep NV

 

Meeting Date:    05/08/2017    Country:    Netherlands    Primary Security ID:    N4578E595
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    INGA

 

Shares Voted:   716,930          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a   Receive Report of Management Board (Non-Voting)    Mgmt         
2b   Receive Announcements on Sustainability    Mgmt         
2c   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
2d   Discuss Remuneration Report    Mgmt         
2e   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3a   Receive Explanation on Profit Retention and Distribution Policy    Mgmt         
3b   Approve Dividends of EUR 0.66 Per Share    Mgmt    For    For    For
4a   Approve Discharge of Management Board    Mgmt    For    For    For
4b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5a   Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board    Mgmt         
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration    Mgmt    For    For    For
6a   Reelect Ralph Hamers to Management Board    Mgmt    For    For    For
6b   Elect Steven van Rijswijk to Management Board    Mgmt    For    For    For
6c   Elect Koos Timmermans to Management Board    Mgmt    For    For    For
7a   Reelect Hermann-Josef Lamberti to Supervisory Board    Mgmt    For    For    For
7b   Reelect Robert Reibestein to Supervisory Board    Mgmt    For    For    For
7c   Reelect Jeroen van der Veer to Supervisory Board    Mgmt    For    For    For
7d   Elect Jan Peter Balkenende to Supervisory Board    Mgmt    For    For    For
7e   Elect Margarete Haase to Supervisory Board    Mgmt    For    For    For
7f   Elect Hans Wijers to Supervisory Board    Mgmt    For    For    For
8a   Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital    Mgmt    For    For    For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Other Business (Non-Voting)    Mgmt         

BAE Systems plc

 

Meeting Date:    05/10/2017    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/08/2017    Meeting Type:    Annual    Ticker:    BA.

 

Shares Voted:   1,537,024          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
6   Re-elect Elizabeth Corley as Director    Mgmt    For    For    For
7   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
8   Re-elect Harriet Green as Director    Mgmt    For    For    For
9   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
10   Re-elect Ian King as Director    Mgmt    For    For    For
11   Re-elect Peter Lynas as Director    Mgmt    For    For    For
12   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
13   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
14   Re-elect Ian Tyler as Director    Mgmt    For    For    For
15   Elect Charles Woodburn as Director    Mgmt    For    For    For
16   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

SAP SE

 

Meeting Date:    05/10/2017    Country:    Germany    Primary Security ID:    D66992104
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    SAP

 

Shares Voted:   42,987          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 1.25 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For

Bayerische Motoren Werke AG (BMW)

 

Meeting Date:    05/11/2017    Country:    Germany    Primary Security ID:    D12096109
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    BMW

 

Shares Voted:   95,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.52 per Preferred Share and EUR 3.50 per Ordinary Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Bayerische Motoren Werke AG (BMW)

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
6   Elect Heinrich Hiesinger to the Supervisory Board    Mgmt    For    For    For

CK Hutchison Holdings Limited

 

Meeting Date:    05/11/2017    Country:    Cayman Islands    Primary Security ID:    G21765105
Record Date:    05/05/2017    Meeting Type:    Annual    Ticker:    1

 

Shares Voted:   798,728          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Kam Hing Lam as Director    Mgmt    For    Refer    Against
3b   Elect Edith Shih as Director    Mgmt    For    Refer    Against
3c   Elect Chow Kun Chee, Roland as Director    Mgmt    For    Refer    Against
3d   Elect Chow Woo Mo Fong, Susan as Director    Mgmt    For    Refer    Against
3e   Elect Cheng Hoi Chuen, Vincent as Director    Mgmt    For    Refer    Against
3f   Elect Lee Wai Mun, Rose as Director    Mgmt    For    Refer    Against
3g   Elect William Shurniak as Director    Mgmt    For    For    For
3h   Elect Wong Chung Hin as Director    Mgmt    For    For    For
4   Approve Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5.1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
5.2   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Fresenius Medical Care AG & Co. KGAA

 

Meeting Date:    05/11/2017    Country:    Germany    Primary Security ID:    D2734Z107
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    FME


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Fresenius Medical Care AG & Co. KGAA

 

Shares Voted:   134,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.96 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/11/2017    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   187,459          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Barbara Judge    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.6   Elect Director William A. Ruh    Mgmt    For    For    For
1.7   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.8   Elect Director Donald J. Walker    Mgmt    For    For    For
1.9   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.10   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

AIA Group Ltd.

 

Meeting Date:    05/12/2017    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/09/2017    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   2,074,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Mohamed Azman Yahya as Director    Mgmt    For    For    For
4   Elect Edmund Sze-Wing Tse as Director    Mgmt    For    For    For
5   Elect Jack Chak-Kwong So as Director    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For

ProSiebenSat.1 Media SE

 

Meeting Date:    05/12/2017    Country:    Germany    Primary Security ID:    D6216S143
Record Date:       Meeting Type:    Annual    Ticker:    PSM

 

Shares Voted:   235,748          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 1.90 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    For
5   Approve Remuneration System for Management Board Members    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ProSiebenSat.1 Media SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For
7.1   Approve Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH    Mgmt    For    Refer    For
7.2   Approve Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH    Mgmt    For    Refer    For
7.3   Approve Affiliation Agreement with ProSiebenSat.1 Sports GmbH    Mgmt    For    Refer    For

Deutsche Boerse AG

 

Meeting Date:    05/17/2017    Country:    Germany    Primary Security ID:    D1882G119
Record Date:       Meeting Type:    Annual    Ticker:    DB1

 

Shares Voted:   120,473          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.35 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2016    Mgmt    For    For    Against
4   Approve Discharge of Supervisory Board for Fiscal 2016    Mgmt    For    For    Against
5   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
7   Approve Creation of EUR 6 Million Pool of Capital with Preemptive Rights    Mgmt    For    For    Against
8   Ratify KPMG AG as Auditors for Fiscal 2017    Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/18/2017    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/16/2017    Meeting Type:    Annual    Ticker:    PRU


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Prudential plc

 

Shares Voted:   577,595          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve the Revised Remuneration Policy    Mgmt    For    For    For
4   Elect Anne Richards as Director    Mgmt    For    For    For
5   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
6   Re-elect John Foley as Director    Mgmt    For    For    For
7   Re-elect Penelope James as Director    Mgmt    For    For    For
8   Re-elect David Law as Director    Mgmt    For    For    For
9   Re-elect Paul Manduca as Director    Mgmt    For    For    For
10   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
11   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
12   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
13   Re-elect Philip Remnant as Director    Mgmt    For    For    For
14   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
15   Re-elect Barry Stowe as Director    Mgmt    For    For    For
16   Re-elect Lord Turner as Director    Mgmt    For    For    For
17   Re-elect Michael Wells as Director    Mgmt    For    For    For
18   Re-elect Tony Wilkey as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

26   Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
27   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Oil Search Ltd.

 

Meeting Date:    05/19/2017    Country:    Papua New Guinea    Primary Security ID:    Y64695110
Record Date:    05/17/2017    Meeting Type:    Annual    Ticker:    OSH

 

Shares Voted:   1,944,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business of the Meeting    Mgmt         
2   Elect Kostas Constantinou as Director    Mgmt    For    For    For
3   Elect Agu Kantsler as Director    Mgmt    For    For    For
4   Elect Mel Togolo as Director    Mgmt    For    For    For
5   Elect Fiona Harris as Director    Mgmt    For    For    For
6   Appoint Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
  Special Business of the Meeting    Mgmt         
1   Approve the Issuance of Performance Rights to Peter Botten, Managing Director of the Company    Mgmt    For    Refer    For
2   Approve the Issuance of Performance Rights to Gerea Aopi, Executive Director of the Company    Mgmt    For    Refer    For
3   Approve the Issuance of Restricted Shares to Peter Botten, Managing Director of the Company    Mgmt    For    Refer    For
4   Approve the Issuance of Restricted Shares to Gerea Aopi, Executive Director of the Company    Mgmt    For    Refer    For
  Shareholder Proposals    Mgmt         
7   Approve Strategic Resilience for 2035 and Beyond    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Oil Search Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Approve Human Rights Compliance and Reporting    SH    Against    Against    Against

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/19/2017    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   370,118          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Catherine Hughes as Director    Mgmt    For    For    For
5   Elect Roberto Setubal as Director    Mgmt    For    For    For
6   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Euleen Goh as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
13   Elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   56,207          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Catherine Hughes as Director    Mgmt    For    For    For
5   Elect Roberto Setubal as Director    Mgmt    For    For    For
6   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Euleen Goh as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
12   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
13   Elect Jessica Uhl as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Wolseley plc

 

Meeting Date:    05/23/2017    Country:    United Kingdom    Primary Security ID:    G9736L124
Record Date:    05/21/2017    Meeting Type:    Special    Ticker:    WOS

 

Shares Voted:   168,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Change of Company Name to Ferguson plc    Mgmt    For    For    For

Total SA

 

Meeting Date:    05/26/2017    Country:    France    Primary Security ID:    F92124100
Record Date:    05/23/2017    Meeting Type:    Annual/Special    Ticker:    FP

 

Shares Voted:   345,255          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.45 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Reelect Patricia Barbizet as Director    Mgmt    For    For    For
7   Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For
8   Elect Mark Cutifani as Director    Mgmt    For    For    For
9   Elect Carlos Tavares as Director    Mgmt    For    Refer    For
10   Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
11   Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman    Mgmt    For    For    For
12   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For

Publicis Groupe

 

Meeting Date:    05/31/2017    Country:    France    Primary Security ID:    F7607Z165
Record Date:    05/26/2017    Meeting Type:    Annual/Special    Ticker:    PUB

 

Shares Voted:   124,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.85 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6   Reelect Simon Badinter as Supervisory Board Member    Mgmt    For    Refer    For
7   Reelect Jean Charest as Supervisory Board Member    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Publicis Groupe

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Elect Maurice Levy as Member of the Supervisory Board and Approve Remuneration Policy of Maurice Levy as Chairman of the Supervisory Board from June 1, 2017    Mgmt    For    Refer    For
9   Renew Appointment of Cabinet Mazars as Auditor    Mgmt    For    For    For
10   Non-Binding Vote on Compensation of Elisabeth Badinter, Chairman of the Supervisory Board    Mgmt    For    For    For
11   Non-Binding Vote on Compensation of Maurice Levy in title of FY16 and Approve Remuneration Policy of Maurice Levy as Management Board Chairman until May 31, 2017    Mgmt    For    For    For
12   Non-Binding Vote on Compensation of Kevin Roberts, Member of the Management Board until Aug. 31, 2016    Mgmt    For    For    For
13   Non-Binding Vote on Compensation of Jean-Michel Etienne, Member of the Management Board    Mgmt    For    For    For
14   Non-Binding Vote on Compensation of Anne-Gabrielle Heilbronner, Member of the Management Board    Mgmt    For    For    For
15   Approve Remuneration Policy of Members of the Supervisory Board    Mgmt    For    For    For
16   Approve Remuneration Policy of Elisabeth Badinter, Chairman of the Supervisory Board until May 31, 2017    Mgmt    For    For    For
17   Approve Remuneration Policy of Arthur Sadoun, New Chairman of the Management Board from June 1, 2017    Mgmt    For    For    For
18   Approve Remuneration Policy of Jean-Michel Etienne, Member of the Management Board    Mgmt    For    For    For
19   Approve Remuneration Policy of Anne-Gabrielle Heilbronner, Member of the Management Board    Mgmt    For    For    For
20   Approve Remuneration Policy of Steve King, New Member of the Management Board from June 1, 2017    Mgmt    For    For    For
21   Approve Termination Package of Arthur Sadoun, Chairman of the Management Board from June 1, 2017    Mgmt    For    Refer    Against
22   Approve Termination Package of Steve King, New Member of the Management Board from June 1, 2017    Mgmt    For    Refer    Against
23   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Publicis Groupe

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Extraordinary Business    Mgmt         
24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees    Mgmt    For    Refer    For
29   Amend Article 13 of Bylaws Re: Employee Representatives    Mgmt    For    For    For
  Ordinary Business    Mgmt         
30   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Reckitt Benckiser Group plc

 

Meeting Date:    05/31/2017    Country:    United Kingdom    Primary Security ID:    G74079107
Record Date:    05/26/2017    Meeting Type:    Special    Ticker:    RB.

 

Shares Voted:   134,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Acquisition of Mead Johnson Nutrition Company    Mgmt    For    Refer    For

Orange

 

Meeting Date:    06/01/2017    Country:    France    Primary Security ID:    F6866T100
Record Date:    05/29/2017    Meeting Type:    Annual/Special    Ticker:    ORA

 

Shares Voted:   943,600          

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         

 


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
4   Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions    Mgmt    For    Refer    For
5   Reelect Bpifrance Participations as Director    Mgmt    For    For    For
6   Ratify Appointment of Alexandre Bompard as Director    Mgmt    For    For    For
7   Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman    Mgmt    For    For    For
8   Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO    Mgmt    For    For    For
9   Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO    Mgmt    For    For    For
10   Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO    Mgmt    For    For    For
11   Approve Remuneration Policy of Stephane Richard, CEO and Chairman    Mgmt    For    Refer    For
12   Approve Remuneration Policy of Ramon Fernandez, Vice-CEO    Mgmt    For    Refer    For
13   Approve Remuneration Policy of Pierre Louette, Vice-CEO    Mgmt    For    Refer    For
14   Approve Remuneration Policy of Gervais Pellissier, Vice-CEO    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion    Mgmt    For    For    For
17   Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
18   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
19   Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    Refer    For
21   Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
22   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21    Mgmt    For    For    For
23   Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers    Mgmt    For    For    For
24   Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
25   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
26   Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
27   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million    Mgmt    For    Refer    For
28   Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
29   Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers    Mgmt    For    Refer    Against
30   Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees    Mgmt    For    Refer    For
31   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
32   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
33   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Shareholder Proposals Submitted by FCPE Cap Orange    Mgmt         
A   Amend Article 13 of Bylaws Re: Board Diversity    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/21/2017    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   42,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Susan Segal    Mgmt    For    For    For
1.2   Elect Director Mario Eduardo Vazquez    Mgmt    For    For    For
1.3   Elect Director Alejandro Nicolas Aguzin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

China Railway Construction Corporation Ltd.

 

Meeting Date:    06/15/2017    Country:    China    Primary Security ID:    Y1508P102
Record Date:    05/15/2017    Meeting Type:    Annual    Ticker:    601186

 

Shares Voted:   1,128,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2016 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2016 Work Report of the Supervisory Committee    Mgmt    For    For    For
3   Approve 2016 Audited Financial Statements    Mgmt    For    For    For
4   Approve 2016 Profit Distribution Plan    Mgmt    For    For    For
5   Approve 2016 Annual Report and Its Summary    Mgmt    For    For    For
6   Approve Determination of the Caps for Guarantees for Subsidiaries of the Company for 2017    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

China Railway Construction Corporation Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Approve Transfer of Equity Interest Funded by the Proceeds Raised from the Non-public Issuance of A Shares in 2015 and Permanent Replenishment of Working Capital by the Proceeds from the Transfer and Remaining Uninvested Proceeds Raised from the Issuance    Mgmt    For    For    For
8   Approve Renewal of Mutual Supply of Services Framework Agreement    Mgmt    For    Refer    For
9   Approve Payment of Fees for Auditing the 2016 Annual Report and Relevant Services    Mgmt    For    For    For
10   Approve Payment of 2016 Internal Control Audit Fees    Mgmt    For    For    For
11   Approve Deloitte Touche Tohmatsu CPA LLP as External Auditors and Payment of 2017 Auditing Service Fee    Mgmt    For    For    For
12   Approve Remuneration of Directors and Supervisors    Mgmt    For    Refer    For
13   Approve Amendments to the Rules and Procedure for the Board of Directors    Mgmt    For    Refer    For
14   Approve Registration and Issuance of Debt Financing Instruments of the Company in the National Association of Financial Market Institutional Investors    Mgmt    For    Refer    Against
15   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against

China Railway Construction Corporation Ltd.

 

Meeting Date:    06/15/2017    Country:    China    Primary Security ID:    Y1508P102
Record Date:    05/15/2017    Meeting Type:    Annual    Ticker:    601186

 

Shares Voted:   1,048,553          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF A SHARES    Mgmt         
1   Approve 2016 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2016 Work Report of the Supervisory Committee    Mgmt    For    For    For
3   Approve 2016 Audited Financial Statements    Mgmt    For    For    For
4   Approve 2016 Profit Distribution Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

China Railway Construction Corporation Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve 2016 Annual Report and Its Summary    Mgmt    For    For    For
6   Approve Determination of the Caps for Guarantees for Subsidiaries of the Company for 2017    Mgmt    For    Refer    For
7   Approve Transfer of Equity Interest Funded by the Proceeds Raised from the Non-public Issuance of A Shares in 2015 and Permanent Replenishment of Working Capital by the Proceeds from the Transfer and Remaining Uninvested Proceeds Raised from the Issuance    Mgmt    For    For    For
8   Approve Renewal of Mutual Supply of Services Framework Agreement    Mgmt    For    Refer    For
9   Approve Payment of Fees for Auditing the 2016 Annual Report and Relevant Services    Mgmt    For    For    For
10   Approve Payment of 2016 Internal Control Audit Fees    Mgmt    For    For    For
11   Approve Deloitte Touche Tohmatsu CPA LLP as External Auditors and Payment of 2017 Auditing Service Fee    Mgmt    For    For    For
12   Approve Remuneration of Directors and Supervisors    Mgmt    For    Refer    For
13   Approve Amendments to the Rules and Procedure for the Board of Directors    Mgmt    For    Refer    For
14   Approve Registration and Issuance of Debt Financing Instruments of the Company in the National Association of Financial Market Institutional Investors    Mgmt    For    Refer    Against
15   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against

China Communications Construction Company Ltd.

 

Meeting Date:    06/16/2017    Country:    China    Primary Security ID:    Y1R36J108
Record Date:    05/17/2017    Meeting Type:    Annual    Ticker:    1800

 

Shares Voted:  

3,972,000

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2016 Audited Financial Statements    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

China Communications Construction Company Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Profit Distribution Plan and Final Dividend    Mgmt    For    For    For
3   Approve Ernst & Young as International Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Estimated Cap for the Internal Guarantees of the Group in 2017    Mgmt    For    Refer    Against
5   Approve 2016 Report of the Board    Mgmt    For    For    For
6   Approve 2016 Report of the Supervisory Committee    Mgmt    For    For    For
7   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
8   Approve the Launch of Asset-Backed Securitization by the Company and its Subsidiaries    Mgmt    For    Refer    For
9   Approve Issuance of Medium and Long-Term Bonds    Mgmt    For    Refer    For

Nissin Kogyo

 

Meeting Date:    06/16/2017    Country:    Japan    Primary Security ID:    J58074105
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    7230

 

Shares Voted:   278,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Okawara, Eiji    Mgmt    For    For    For
1.2   Elect Director Takei, Junya    Mgmt    For    For    For
1.3   Elect Director Terada, Kenji    Mgmt    For    For    For
1.4   Elect Director Sato, Kazuya    Mgmt    For    For    For
1.5   Elect Director Ichikawa, Yuichi    Mgmt    For    For    For
1.6   Elect Director Shinohara, Takayoshi    Mgmt    For    For    For
1.7   Elect Director Kobayashi, Keiichi    Mgmt    For    For    For
1.8   Elect Director Miyashita, Jiro    Mgmt    For    For    For
1.9   Elect Director Fukui, Masataka    Mgmt    For    For    For
2   Appoint Statutory Auditor Watanabe, Takanobu    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nissin Kogyo

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Annual Bonus    Mgmt    For    Refer    For

Komatsu Ltd.

 

Meeting Date:    06/20/2017    Country:    Japan    Primary Security ID:    J35759125
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   337,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 29    Mgmt    For    For    For
2.1   Elect Director Noji, Kunio    Mgmt    For    For    For
2.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
2.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For
2.4   Elect Director Kuromoto, Kazunori    Mgmt    For    For    For
2.5   Elect Director Mori, Masanao    Mgmt    For    For    For
2.6   Elect Director Oku, Masayuki    Mgmt    For    For    For
2.7   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
2.8   Elect Director Kigawa, Makoto    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Matsuo, Hironobu    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Ono, Kotaro    Mgmt    For    Refer    For
4   Approve Annual Bonus    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Yahoo Japan Corporation

 

Meeting Date:    06/20/2017    Country:    Japan    Primary Security ID:    J95402103
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    4689

 

Shares Voted:   2,207,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Miyasaka, Manabu    Mgmt    For    For    For
1.2   Elect Director Son, Masayoshi    Mgmt    For    For    For
1.3   Elect Director Miyauchi, Ken    Mgmt    For    For    For
1.4   Elect Director Jonathan Bullock    Mgmt    For    For    For
1.5   Elect Director Arthur Chong    Mgmt    For    For    For
1.6   Elect Director Alexi A. Wellman    Mgmt    For    For    For
2.1   Elect Director and Audit Committee Member Yoshii, Shingo    Mgmt    For    For    For
2.2   Elect Director and Audit Committee Member Onitsuka, Hiromi    Mgmt    For    For    For
2.3   Elect Director and Audit Committee Member Fujiwara, Kazuhiko    Mgmt    For    For    For
3.1   Elect Alternate Director and Audit Committee Member Uemura, Kyoko    Mgmt    For    Refer    Against
3.2   Elect Alternate Director and Audit Committee Member Kimiwada, Kazuko    Mgmt    For    For    For
4   Approve Equity Compensation Plan    Mgmt    For    Refer    For

SoftBank Group Corp.

 

Meeting Date:    06/21/2017    Country:    Japan    Primary Security ID:    J75963108
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    9984

 

Shares Voted:   186,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 22    Mgmt    For    For    For
2.1   Elect Director Son, Masayoshi    Mgmt    For    For    For
2.2   Elect Director Miyauchi, Ken    Mgmt    For    For    For
2.3   Elect Director Ronald Fisher    Mgmt    For    For    For
2.4   Elect Director Marcelo Claure    Mgmt    For    For    For
2.5   Elect Director Rajeev Misra    Mgmt    For    For    For
2.6   Elect Director Simon Segars    Mgmt    For    For    For
2.7   Elect Director Yun Ma    Mgmt    For    For    For
2.8   Elect Director Yanai, Tadashi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SoftBank Group Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.9   Elect Director Nagamori, Shigenobu    Mgmt    For    For    For
2.10   Elect Director Mark Schwartz    Mgmt    For    For    For
2.11   Elect Director Yasir O. Al-Rumayyan    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Suzaki, Masato    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Uno, Soichiro    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Kubokawa, Hidekazu    Mgmt    For    Refer    For
4   Approve Stock Option Plan    Mgmt    For    Refer    For

Whitbread PLC

 

Meeting Date:    06/21/2017    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    06/19/2017    Meeting Type:    Annual    Ticker:    WTB

 

Shares Voted:   39,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect David Atkins as Director    Mgmt    For    For    For
6   Elect Adam Crozier as Director    Mgmt    For    For    For
7   Elect Deanna Oppenheimer as Director    Mgmt    For    For    For
8   Re-elect Richard Baker as Director    Mgmt    For    For    For
9   Re-elect Alison Brittain as Director    Mgmt    For    For    For
10   Re-elect Nicholas Cadbury as Director    Mgmt    For    For    For
11   Re-elect Sir Ian Cheshire as Director    Mgmt    For    For    For
12   Re-elect Chris Kennedy as Director    Mgmt    For    For    For
13   Re-elect Louise Smalley as Director    Mgmt    For    For    For
14   Re-elect Susan Martin as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Whitbread PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Dai-Ichi Life Holdings Inc.

 

Meeting Date:    06/26/2017    Country:    Japan    Primary Security ID:    J09748112
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    8750

 

Shares Voted:   489,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 43    Mgmt    For    For    For
2.1   Elect Director Watanabe, Koichiro    Mgmt    For    For    For
2.2   Elect Director Tsuyuki, Shigeo    Mgmt    For    For    For
2.3   Elect Director Inagaki, Seiji    Mgmt    For    For    For
2.4   Elect Director Tsutsumi, Satoru    Mgmt    For    For    For
2.5   Elect Director Ishii, Kazuma    Mgmt    For    For    For
2.6   Elect Director Taketomi, Masao    Mgmt    For    For    For
2.7   Elect Director Teramoto, Hideo    Mgmt    For    For    For
2.8   Elect Director Kawashima, Takashi    Mgmt    For    For    For
2.9   Elect Director George Olcott    Mgmt    For    For    For
2.10   Elect Director Maeda, Koichi    Mgmt    For    For    For
3   Appoint KPMG AZSA LLC as New External Audit Firm    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Inpex Corporation

 

Meeting Date:    06/27/2017    Country:    Japan    Primary Security ID:    J2467E101
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    1605

 

Shares Voted:   1,070,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2.1   Elect Director Kitamura, Toshiaki    Mgmt    For    Refer    Against
2.2   Elect Director Sano, Masaharu    Mgmt    For    For    For
2.3   Elect Director Murayama, Masahiro    Mgmt    For    For    For
2.4   Elect Director Ito, Seiya    Mgmt    For    For    For
2.5   Elect Director Sugaya, Shunichiro    Mgmt    For    For    For
2.6   Elect Director Ikeda, Takahiko    Mgmt    For    For    For
2.7   Elect Director Kurasawa, Yoshikazu    Mgmt    For    For    For
2.8   Elect Director Kittaka, Kimihisa    Mgmt    For    For    For
2.9   Elect Director Sase, Nobuharu    Mgmt    For    For    For
2.10   Elect Director Okada, Yasuhiko    Mgmt    For    For    For
2.11   Elect Director Sato, Hiroshi    Mgmt    For    For    For
2.12   Elect Director Matsushita, Isao    Mgmt    For    For    For
2.13   Elect Director Yanai, Jun    Mgmt    For    For    For
2.14   Elect Director Iio, Norinao    Mgmt    For    For    For
2.15   Elect Director Nishimura, Atsuko    Mgmt    For    For    For
3   Approve Annual Bonus    Mgmt    For    Refer    For
4   Approve Compensation Ceilings for Directors and Statutory Auditors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/27/2017    Country:    Japan    Primary Security ID:    J59396101
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    9432

 

Shares Voted:   233,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 60    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    06/23/2017    Meeting Type:    Special    Ticker:    RIO

 

Shares Voted:   282,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited    Mgmt    For    Refer    For

Rio Tinto plc

 

Meeting Date:    06/27/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    05/30/2017    Meeting Type:    Special    Ticker:    RIO

 

Shares Voted:   79,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SMC Corp.

 

Meeting Date:    06/28/2017    Country:    Japan    Primary Security ID:    J75734103
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    6273

 

Shares Voted:   18,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 200    Mgmt    For    For    For
2   Amend Articles to Amend Provisions on Number of Directors    Mgmt    For    Refer    For
3.1   Elect Director Takada, Yoshiyuki    Mgmt    For    For    For
3.2   Elect Director Maruyama, Katsunori    Mgmt    For    For    For
3.3   Elect Director Usui, Ikuji    Mgmt    For    For    For
3.4   Elect Director Kosugi, Seiji    Mgmt    For    For    For
3.5   Elect Director Satake, Masahiko    Mgmt    For    For    For
3.6   Elect Director Kuwahara, Osamu    Mgmt    For    For    For
3.7   Elect Director Takada, Yoshiki    Mgmt    For    For    For
3.8   Elect Director Ohashi, Eiji    Mgmt    For    For    For
3.9   Elect Director Kaizu, Masanobu    Mgmt    For    For    For
3.10   Elect Director Kagawa, Toshiharu    Mgmt    For    For    For
4   Approve Director Retirement Bonus    Mgmt    For    Against    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2017    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   1,171,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 16    Mgmt    For    For    For
2.1   Elect Director Katayama, Masanori    Mgmt    For    For    For
2.2   Elect Director Narimatsu, Yukio    Mgmt    For    For    For
2.3   Elect Director Takahashi, Shinichi    Mgmt    For    For    For
2.4   Elect Director Ito, Masatoshi    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Shindo, Tetsuhiko    Mgmt    For    Refer    Against
3.2   Appoint Statutory Auditor Mikumo, Takashi    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Isuzu Motors Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.3   Appoint Statutory Auditor Kawamura, Kanji    Mgmt    For    Refer    Against
4   Approve Performance-Based Cash Compensation Ceiling for Directors    Mgmt    For    Refer    For

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/29/2017    Country:    Japan    Primary Security ID:    J44497105
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   1,274,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2.1   Elect Director Kawakami, Hiroshi    Mgmt    For    For    For
2.2   Elect Director Kawamoto, Yuko    Mgmt    For    For    For
2.3   Elect Director Matsuyama, Haruka    Mgmt    For    For    For
2.4   Elect Director Toby S. Myerson    Mgmt    For    For    For
2.5   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
2.6   Elect Director Sato, Yukihiro    Mgmt    For    Refer    Against
2.7   Elect Director Tarisa Watanagase    Mgmt    For    For    For
2.8   Elect Director Yamate, Akira    Mgmt    For    For    For
2.9   Elect Director Shimamoto, Takehiko    Mgmt    For    For    For
2.10   Elect Director Okamoto, Junichi    Mgmt    For    For    For
2.11   Elect Director Sono, Kiyoshi    Mgmt    For    For    For
2.12   Elect Director Nagaoka, Takashi    Mgmt    For    For    For
2.13   Elect Director Ikegaya, Mikio    Mgmt    For    For    For
2.14   Elect Director Mike, Kanetsugu    Mgmt    For    For    For
2.15   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
2.16   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
2.17   Elect Director Tokunari, Muneaki    Mgmt    For    For    For
2.18   Elect Director Yasuda, Masamichi    Mgmt    For    For    For
3   Amend Articles to Require Individual Compensation Disclosure for Directors    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Mitsubishi UFJ Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Amend Articles to Separate Chairman of the Board and CEO    SH    Against    Refer    For
5   Amend Articles to Create System that Enables Employees to be Reinstated after Running for Office in National Elections, Local Assembly Elections, and Elections for the Heads of Local Governments    SH    Against    Refer    Against
6   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately    SH    Against    Refer    For
7   Amend Articles to Disclose Director Training Policy    SH    Against    Refer    Against
8   Amend Articles to Add Provisions on Communications and Responses between Shareholders and Directors    SH    Against    Refer    Against
9   Amend Articles to Add Provisions Allowing Shareholders to Nominate Director Candidates to Nomination Committee and Its Equal Treatment    SH    Against    Refer    Against
10   Amend Articles to Allow Inclusion of Shareholder Proposals in Convocation Notice with the Upper Limit of 100 at Minimum    SH    Against    Refer    Against
11   Amend Articles to Establish Liaison for Reporting Concerns to Audit Committee    SH    Against    Refer    Against
12   Amend Articles to Mandate Holding of Meetings Consisting Solely of Outside Directors    SH    Against    Refer    Against
13   Amend Articles to Add Provisions on Recruitment and Offer of Senior Positions to Women Who Interrupted Their Careers for Childbirth    SH    Against    Refer    Against
14   Amend Articles to Prohibit Discriminatory Treatment of Activist Investors    SH    Against    Refer    Against
15   Amend Articles to Establish Special Committee on Expressing the Company’s Opinion on Recent Actions by Justice Minister Katsutoshi Kaneda    SH    Against    Refer    Against
16   Amend Articles to Establish Special Investigation Committee on Loans to K.K. Kenko    SH    Against    Refer    Against
17   Remove Director Haruka Matsuyama from Office    SH    Against    Refer    Against
18   Appoint Shareholder Director Nominee Lucian Bebchuk in place of Haruka Matsuyama    SH    Against    Refer    Against
19   Amend Articles to Hand over Petition Calling for Refraining of Strongly Pursuing Negative Interest Rate Policy to Governor of the Bank of Japan    SH    Against    Refer    Against


IVY VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP MICRO CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

Tile Shop Holdings, Inc.

 

Meeting Date:    07/12/2016    Country:    USA    Primary Security ID:    88677Q109
Record Date:    05/16/2016    Meeting Type:    Annual    Ticker:    TTS

 

Shares Voted:   119,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Chris R. Homeister    Mgmt    For    For    For
1.2   Elect Director Peter J. Jacullo, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

8x8, Inc.

 

Meeting Date:    07/22/2016    Country:    USA    Primary Security ID:    282914100
Record Date:    06/03/2016    Meeting Type:    Annual    Ticker:    EGHT

 

Shares Voted:   191,500          

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1    Elect Director Guy L. Hecker, Jr.    Mgmt    For    For    For
1.2    Elect Director Bryan R. Martin    Mgmt    For    For    For
1.3    Elect Director Vikram Verma    Mgmt    For    For    For
1.4    Elect Director Eric Salzman    Mgmt    For    For    For
1.5    Elect Director Ian Potter    Mgmt    For    For    For
1.6    Elect Director Jaswinder Pal Singh    Mgmt    For    For    For
1.7    Elect Director Vladimir Jacimovic    Mgmt    For    For    For
2    Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Thermon Group Holdings, Inc.

 

Meeting Date:    07/27/2016    Country:    USA    Primary Security ID:    88362T103
Record Date:    06/01/2016    Meeting Type:    Annual    Ticker:    THR

 

Shares Voted:   44,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Marcus J. George    Mgmt    For    For    For
1.2   Elect Director Richard E. Goodrich    Mgmt    For    For    For
1.3   Elect Director Kevin J. McGinty    Mgmt    For    For    For
1.4   Elect Director John T. Nesser, III    Mgmt    For    For    For
1.5   Elect Director Michael W. Press    Mgmt    For    For    For
1.6   Elect Director Stephen A. Snider    Mgmt    For    For    For
1.7   Elect Director Charles A. Sorrentino    Mgmt    For    For    For
1.8   Elect Director Bruce A. Thames    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NVE Corporation

 

Meeting Date:    08/04/2016    Country:    USA    Primary Security ID:    629445206
Record Date:    06/10/2016    Meeting Type:    Annual    Ticker:    NVEC

 

Shares Voted:   22,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Terrence W. Glarner    Mgmt    For    For    For
1.2   Elect Director Daniel A. Baker    Mgmt    For    For    For
1.3   Elect Director Patricia M. Hollister    Mgmt    For    For    For
1.4   Elect Director Richard W. Kramp    Mgmt    For    For    For
1.5   Elect Director Gary R. Maharaj    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

American Woodmark Corporation

 

Meeting Date:    08/25/2016    Country:    USA    Primary Security ID:    030506109
Record Date:    06/20/2016    Meeting Type:    Annual    Ticker:    AMWD

 

Shares Voted:   10,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Andrew B. Cogan    Mgmt    For    For    For
1.2   Elect Director Martha M. Dally    Mgmt    For    For    For
1.3   Elect Director James G. Davis, Jr.    Mgmt    For    For    For
1.4   Elect Director S. Cary Dunston    Mgmt    For    For    For
1.5   Elect Director Kent B. Guichard    Mgmt    For    For    For
1.6   Elect Director Daniel T. Hendrix    Mgmt    For    For    For
1.7   Elect Director Carol B. Moerdyk    Mgmt    For    For    For
1.8   Elect Director David W. Moon    Mgmt    For    For    For
1.9   Elect Director Vance W. Tang    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Inter Parfums, Inc.

 

Meeting Date:    09/13/2016    Country:    USA    Primary Security ID:    458334109
Record Date:    07/19/2016    Meeting Type:    Annual    Ticker:    IPAR

 

Shares Voted:   19,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Jean Madar    Mgmt    For    For    For
1.2   Elect Director Philippe Benacin    Mgmt    For    For    For
1.3   Elect Director Russell Greenberg    Mgmt    For    For    For
1.4   Elect Director Philippe Santi    Mgmt    For    For    For
1.5   Elect Director Francois Heilbronn    Mgmt    For    For    For
1.6   Elect Director Jean Levy    Mgmt    For    For    For
1.7   Elect Director Robert Bensoussan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Inter Parfums, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.8   Elect Director Patrick Choel    Mgmt    For    For    For
1.9   Elect Director Michel Dyens    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Stock Option Plan    Mgmt    For    Refer    For

MERCURY SYSTEMS, INC.

 

Meeting Date:    10/19/2016    Country:    USA    Primary Security ID:    589378108
Record Date:    08/12/2016    Meeting Type:    Annual    Ticker:    MRCY

 

Shares Voted:   42,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director James K. Bass    Mgmt    For    For    For
1.2   Elect Director Michael A. Daniels    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Mimecast Limited

 

Meeting Date:    10/19/2016    Country:    Jersey    Primary Security ID:    G14838109
Record Date:    10/17/2016    Meeting Type:    Annual    Ticker:    MIME

 

Shares Voted:   80,972          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Elect Norman Fiore as Director    Mgmt    For    For    For
3   Elect Bernard Dalle as Director    Mgmt    For    For    For
4   Ratify the Appointment of Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Mimecast Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For

Earthstone Energy, Inc.

 

Meeting Date:    11/16/2016    Country:    USA    Primary Security ID:    27032D205
Record Date:    09/28/2016    Meeting Type:    Annual    Ticker:    ESTE

 

Shares Voted:   33,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank A. Lodzinski    Mgmt    For    Refer    Against
1.2   Elect Director Ray Singleton    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

 

Ratify Grant Thornton LLP as Auditors

  

Mgmt

  

For

  

For

  

For

Oclaro, Inc.

 

Meeting Date:    11/18/2016    Country:    USA    Primary Security ID:    67555N206
Record Date:    09/29/2016    Meeting Type:    Annual    Ticker:    OCLR

 

Shares Voted:   141,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kendall Cowan    Mgmt    For    For    For
1.2   Elect Director Joel A. Smith, III    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Ring Energy, Inc.

 

Meeting Date:    12/13/2016    Country:    USA    Primary Security ID:    76680V108
Record Date:    11/18/2016    Meeting Type:    Annual    Ticker:    REI

 

Shares Voted:   51,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kelly Hoffman    Mgmt    For    For    For
1.2   Elect Director David A. Fowler    Mgmt    For    For    For
1.3   Elect Director Lloyd T. (‘Tim’) Rochford    Mgmt    For    Refer    Against
1.4   Elect Director Stanley M. McCabe    Mgmt    For    Refer    Against
1.5   Elect Director Anthony B. Petrelli    Mgmt    For    For    For
1.6   Elect Director Clayton E. Woodrum    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Eide Bailly LLP as Auditors    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

Motorcar Parts of America, Inc.

 

Meeting Date:    03/24/2017    Country:    USA    Primary Security ID:    620071100
Record Date:    01/24/2017    Meeting Type:    Annual    Ticker:    MPAA

 

Shares Voted:   59,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Selwyn Joffe    Mgmt    For    For    For
1.2   Elect Director Scott J. Adelson    Mgmt    For    For    For
1.3   Elect Director Rudolph J. Borneo    Mgmt    For    For    For
1.4   Elect Director David Bryan    Mgmt    For    For    For
1.5   Elect Director Joseph Ferguson    Mgmt    For    For    For
1.6   Elect Director Philip Gay    Mgmt    For    For    For
1.7   Elect Director Duane Miller    Mgmt    For    For    For
1.8   Elect Director Jeffrey Mirvis    Mgmt    For    For    For
1.9   Elect Director Timothy D. Vargo    Mgmt    For    For    For
1.10   Elect Director Barbara L. Whittaker    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Motorcar Parts of America, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Flotek Industries, Inc.

 

Meeting Date:    04/21/2017    Country:    USA    Primary Security ID:    343389102
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    FTK

 

Shares Voted:   125,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michelle M. Adams    Mgmt    For    For    For
1.2   Elect Director Ted D. Brown    Mgmt    For    For    For
1.3   Elect Director John W. Chisholm    Mgmt    For    For    For
1.4   Elect Director L. Melvin Cooper    Mgmt    For    For    For
1.5   Elect Director Carla S. Hardy    Mgmt    For    For    For
1.6   Elect Director Kenneth T. Hern    Mgmt    For    For    For
1.7   Elect Director L.V. ‘Bud’ McGuire    Mgmt    For    For    For
1.8   Elect Director John S. Reiland    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Hein & Associates LLP as Auditors    Mgmt    For    For    For

Clayton Williams Energy, Inc.

 

Meeting Date:    04/24/2017    Country:    USA    Primary Security ID:    969490101
Record Date:    03/23/2017    Meeting Type:    Special    Ticker:    CWEI

 

Shares Voted:   700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Nautilus, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    63910B102
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    NLS

 

Shares Voted:   102,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald P. Badie    Mgmt    For    For    For
1.2   Elect Director Bruce M. Cazenave    Mgmt    For    For    For
1.3   Elect Director Richard A. Horn    Mgmt    For    For    For
1.4   Elect Director M. Carl Johnson, III    Mgmt    For    For    For
1.5   Elect Director Anne G. Saunders    Mgmt    For    For    For
1.6   Elect Director Marvin G. Siegert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Unisys Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    909214306
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    UIS

 

Shares Voted:   30,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter A. Altabef    Mgmt    For    For    For
1b   Elect Director Jared L. Cohon    Mgmt    For    For    For
1c   Elect Director Alison Davis    Mgmt    For    For    For
1d   Elect Director Nathaniel A. Davis    Mgmt    For    For    For
1e   Elect Director Denise K. Fletcher    Mgmt    For    For    For
1f   Elect Director Philippe Germond    Mgmt    For    For    For
1g   Elect Director Paul E. Martin    Mgmt    For    For    For
1h   Elect Director Lee D. Roberts    Mgmt    For    For    For
1i   Elect Director Paul E. Weaver    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Unisys Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

MYR Group Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    55405W104
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    MYRG

 

Shares Voted:   57,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Henry W. Fayne    Mgmt    For    For    For
1.2   Elect Director Kenneth M. Hartwick    Mgmt    For    For    For
1.3   Elect Director Gary R. Johnson    Mgmt    For    For    For
1.4   Elect Director Bradley T. Favreau    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Kona Grill, Inc.

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    50047H201
Record Date:    03/06/2017    Meeting Type:    Annual    Ticker:    KONA

 

Shares Voted:   87,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Berke Bakay    Mgmt    For    Refer    Withhold
1.2   Elect Director Richard J. Hauser    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

YRC Worldwide Inc.

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    984249607
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    YRCW

 

Shares Voted:   30,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raymond J. Bromark    Mgmt    For    For    For
1.2   Elect Director Matthew A. Doheny    Mgmt    For    For    For
1.3   Elect Director Robert L. Friedman    Mgmt    For    For    For
1.4   Elect Director James E. Hoffman    Mgmt    For    For    For
1.5   Elect Director Michael J. Kneeland    Mgmt    For    For    For
1.6   Elect Director James L. Welch    Mgmt    For    For    For
1.7   Elect Director James F. Winestock    Mgmt    For    For    For
1.8   Elect Director Patricia M. Nazemetz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Earthstone Energy, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    27032D304
Record Date:    03/13/2017    Meeting Type:    Special    Ticker:    ESTE

 

Shares Voted:   33,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Approve Exchange of Assets    Mgmt    For    Refer    For
3   Increase Authorized Common Stock and Authorize New Class of Common Stock    Mgmt    For    Refer    For
4   Reclassify Shares of Outstanding Common Stock into a One (1) Share of Class A Common Stock    Mgmt    For    Refer    For
5   Issue Shares in Connection with Contribution Agreement    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Earthstone Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Adjourn Meeting    Mgmt    For    Refer    For

ICU Medical, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    44930G107
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    ICUI

 

Shares Voted:   11,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vivek Jain    Mgmt    For    For    For
1.2   Elect Director George A. Lopez    Mgmt    For    For    For
1.3   Elect Director Joseph R. Saucedo    Mgmt    For    For    For
1.4   Elect Director Richard H. Sherman    Mgmt    For    For    For
1.5   Elect Director Robert S. Swinney    Mgmt    For    For    For
1.6   Elect Director David C. Greenberg    Mgmt    For    For    For
1.7   Elect Director Elisha W. Finney    Mgmt    For    For    For
1.8   Elect Director Douglas E. Giordano    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Tactile Systems Technology, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    87357P100
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    TCMD

 

Shares Voted:   65,295          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William W. Burke    Mgmt    For    For    For
1.2   Elect Director Jordan S. Davis    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Tactile Systems Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Gerald R. Mattys    Mgmt    For    For    For
1.4   Elect Director Richard J. Nigon    Mgmt    For    Refer    Withhold
1.5   Elect Director Kevin H. Roche    Mgmt    For    For    For
1.6   Elect Director Peter H. Soderberg    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

BlackLine, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    09239B109
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    BL

 

Shares Voted:   24,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Therese Tucker    Mgmt    For    Refer    Withhold
1.2   Elect Director Mario Spanicciati    Mgmt    For    Refer    Withhold
1.3   Elect Director Thomas Unterman    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Revance Therapeutics, Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    761330109
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    RVNC

 

Shares Voted:   15,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director L. Daniel Browne    Mgmt    For    Refer    Withhold
1b   Elect Director Robert Byrnes    Mgmt    For    Refer    Withhold
1c   Elect Director Philip J. Vickers    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Resolute Energy Corporation

 

Meeting Date:    05/12/2017    Country:    USA    Primary Security ID:    76116A306
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    REN

 

Shares Voted:   10,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James M. Piccone    Mgmt    For    For    For
1.2   Elect Director Thomas O. Hicks, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Shareholder Rights Plan    Mgmt    For    Against    Against
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/15/2017    Country:    USA    Primary Security ID:    338307101
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    FIVN

 

Shares Voted:   38,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kimberly Alexy    Mgmt    For    Refer    Withhold
1.2   Elect Director Michael Burkland    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert Zollars    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

PGT Innovations, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    69336V101
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    PGTI

 

Shares Voted:   94,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brett N. Milgrim    Mgmt    For    For    For
1.2   Elect Director Richard D. Feintuch    Mgmt    For    For    For
1.3   Elect Director Jeffery T. Jackson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Sportsman’s Warehouse Holdings, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    84920Y106
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    SPWH

 

Shares Voted:   183,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kent V. Graham    Mgmt    For    For    For
1.2   Elect Director Gregory P. Hickey    Mgmt    For    For    For
1.3   Elect Director John V. Schaefer    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Inventure Foods, Inc.

 

Meeting Date:    05/19/2017    Country:    USA    Primary Security ID:    461212102
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    SNAK

 

Shares Voted:   64,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ashton D. Asensio    Mgmt    For    Refer    Withhold
1.2   Elect Director Timothy A. Cole    Mgmt    For    Refer    Withhold
1.3   Elect Director Macon Bryce Edmonson    Mgmt    For    Refer    Withhold
1.4   Elect Director Harold S. Edwards    Mgmt    For    Refer    Withhold
1.5   Elect Director Paul J. Lapadat    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Inventure Foods, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Terry McDaniel    Mgmt    For    Refer    Withhold
1.7   Elect Director Joel D. Stewart    Mgmt    For    For    For
2   Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For

Natera, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    632307104
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    NTRA

 

Shares Voted:   55,778          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Herm Rosenman    Mgmt    For    For    For
1.2   Elect Director John Steuart    Mgmt    For    Refer    Withhold
1.3   Elect Director Jonathan Sheena    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    68213N109
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    OMCL

 

Shares Voted:   35,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sara J. White    Mgmt    For    For    For
1.2   Elect Director Joanne B. Bauer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

SPS Commerce, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    78463M107
Record Date:    03/28/2017    Meeting Type:    Annual    Ticker:    SPSC

 

Shares Voted:   31,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Archie C. Black    Mgmt    For    For    For
1.2   Elect Director Martin J. Leestma    Mgmt    For    For    For
1.3   Elect Director James B. Ramsey    Mgmt    For    For    For
1.4   Elect Director Tami L. Reller    Mgmt    For    For    For
1.5   Elect Director Michael A. Smerklo    Mgmt    For    For    For
1.6   Elect Director Philip E. Soran    Mgmt    For    For    For
1.7   Elect Director Sven A. Wehrwein    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

AxoGen, Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    05463X106
Record Date:    03/30/2017    Meeting Type:    Annual    Ticker:    AXGN

 

Shares Voted:   95,565          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregory G. Freitag    Mgmt    For    For    For
1.2   Elect Director Mark Gold    Mgmt    For    For    For
1.3   Elect Director Jamie M. Grooms    Mgmt    For    For    For
1.4   Elect Director Guido J. Neels    Mgmt    For    For    For
1.5   Elect Director Robert J. Rudelius    Mgmt    For    For    For
1.6   Elect Director Amy Wendell    Mgmt    For    For    For
1.7   Elect Director Karen Zaderej    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

AxoGen, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Lurie, LLP as Auditors    Mgmt    For    For    For

State Bank Financial Corporation

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    856190103
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    STBZ

 

Shares Voted:   23,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James R. Balkcom, Jr.    Mgmt    For    For    For
1b   Elect Director Archie L. Bransford, Jr.    Mgmt    For    For    For
1c   Elect Director Kim M. Childers    Mgmt    For    For    For
1d   Elect Director Ann Q. Curry    Mgmt    For    For    For
1e   Elect Director Joseph W. Evans    Mgmt    For    For    For
1f   Elect Director Virginia A. Hepner    Mgmt    For    For    For
1g   Elect Director John D. Houser    Mgmt    For    For    For
1h   Elect Director Anne H. Kaiser    Mgmt    For    For    For
1i   Elect Director William D. McKnight    Mgmt    For    For    For
1j   Elect Director Robert H. McMahon    Mgmt    For    For    For
1k   Elect Director J. Thomas Wiley, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Dixon Hughes Goodman LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Teladoc, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    87918A105
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    TDOC

 

Shares Voted:   25,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Increase Authorized Common Stock    Mgmt    For    For    For
1b   Declassify the Board of Directors    Mgmt    For    For    For
1c   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
1d   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
1e   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
  If Proposal 1(b) is approved    Mgmt         
2.1   Elect Director Helen Darling    Mgmt    For    For    For
2.2   Elect Director William H. Frist    Mgmt    For    For    For
2.3   Elect Director Michael Goldstein    Mgmt    For    For    For
2.4   Elect Director Jason Gorevic    Mgmt    For    For    For
2.5   Elect Director Thomas Mawhinney    Mgmt    For    For    For
2.6   Elect Director Thomas G. McKinley    Mgmt    For    Refer    Withhold
2.7   Elect Director Arneek Multani    Mgmt    For    Refer    Withhold
2.8   Elect Director Kenneth H. Paulus    Mgmt    For    For    For
2.9   Elect Director David Shedlarz    Mgmt    For    Refer    Withhold
2.10   Elect Director David B. Snow, Jr.    Mgmt    For    Refer    Withhold
  If Proposal 1(b) is not approved    Mgmt         
2.1   Elect Director Thomas Mawhinney    Mgmt    For    For    For
2.2   Elect Director Thomas G. McKinley    Mgmt    For    Refer    Withhold
2.3   Elect Director Arneek Multani    Mgmt    For    Refer    Withhold
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Community Healthcare Trust Incorporated

 

Meeting Date:    05/30/2017    Country:    USA    Primary Security ID:    20369C106
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    CHCT

 

Shares Voted:   41,656          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan Gardner    Mgmt    For    For    Withhold
1.2   Elect Director Robert Z. Hensley    Mgmt    For    For    Withhold
1.3   Elect Director Alfred Lumsdaine    Mgmt    For    For    For
1.4   Elect Director R. Lawrence Van Horn    Mgmt    For    For    Withhold
1.5   Elect Director Timothy G. Wallace    Mgmt    For    For    For
2   Amend Restricted Stock Plan    Mgmt    For    Refer    For
3   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

PDF Solutions, Inc.

 

Meeting Date:    05/30/2017    Country:    USA    Primary Security ID:    693282105
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    PDFS

 

Shares Voted:   88,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph R. Bronson    Mgmt    For    For    For
1.2   Elect Director Marco Iansiti    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

GTT Communications, Inc.

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    362393100
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    GTT

 

Shares Voted:   66,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard D. Calder, Jr.    Mgmt    For    For    For
1.2   Elect Director H. Brian Thompson    Mgmt    For    For    For
1.3   Elect Director S. Joseph Bruno    Mgmt    For    For    For
1.4   Elect Director Rhodric C. Hackman    Mgmt    For    For    For
1.5   Elect Director Howard E. Janzen    Mgmt    For    For    For
1.6   Elect Director Nick Adamo    Mgmt    For    For    For
1.7   Elect Director Theodore B. Smith, III    Mgmt    For    For    For
1.8   Elect Director Elizabeth Satin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify CohnReznick LLP as Auditors    Mgmt    For    For    For

Intersect ENT, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    46071F103
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    XENT

 

Shares Voted:   42,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1.2   Elect Director Lisa D. Earnhardt    Mgmt    For    For    For
1.3   Elect Director Cynthia L. Lucchese    Mgmt    For    For    For
1.4   Elect Director Dana G. Mead, Jr.    Mgmt    For    For    For
1.5   Elect Director Frederic H. Moll    Mgmt    For    For    For
1.6   Elect Director Casey M. Tansey    Mgmt    For    For    For
1.7   Elect Director W. Anthony Vernon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

MGP Ingredients, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    55303J106
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    MGPI

 

Shares Voted:   18,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James L. Bareuther    Mgmt    For    For    For
1b   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1c   Elect Director Anthony P. Foglio    Mgmt    For    For    For
1d   Elect Director Daryl R. Schaller    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

2U, Inc.

 

Meeting Date:    06/05/2017    Country:    USA    Primary Security ID:    90214J101
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    TWOU

 

Shares Voted:   17,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sallie L. Krawcheck    Mgmt    For    Refer    Withhold
1.2   Elect Director Mark J. Chernis    Mgmt    For    Refer    Withhold
1.3   Elect Director John M. Larson    Mgmt    For    Refer    Withhold
1.4   Elect Director Edward S. Macias    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

K2M Group Holdings, Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    KTWO

 

Shares Voted:   88,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel A. Pelak    Mgmt    For    Refer    Withhold
1.2   Elect Director Carlos A. Ferrer    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Obalon Therapeutics, Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    67424L100
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    OBLN

 

Shares Voted:   61,232          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas Fisher    Mgmt    For    Refer    Withhold
1.2   Elect Director Sharon Stevenson    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Oxford Immunotec Global PLC

 

Meeting Date:    06/06/2017    Country:    United Kingdom    Primary Security ID:    G6855A103
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    OXFD

 

Shares Voted:   62,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Patrick J. Balthrop, Sr.    Mgmt    For    For    For
2   Elect Director Patricia Randall    Mgmt    For    For    For
3   Elect Director Herm Rosenman    Mgmt    For    For    For
4   Approve Audit Committee’s Appointment of Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
6   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Oxford Immunotec Global PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Remuneration Report    Mgmt    For    For    For
9   Approve Remuneration Policy    Mgmt    For    For    For
10   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    00771V108
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    AERI

 

Shares Voted:   51,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vicente Anido, Jr.    Mgmt    For    For    For
1.2   Elect Director Benjamin F. McGraw, III    Mgmt    For    For    For
1.3   Elect Director Julie McHugh    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Carrols Restaurant Group, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    14574X104
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    TAST

 

Shares Voted:   10,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hannah S. Craven    Mgmt    For    For    For
1.2   Elect Director Lawrence E. Hyatt    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Evolent Health, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    30050B101
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    EVH

 

Shares Voted:   68,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Diane Holder    Mgmt    For    Refer    Against
1b   Elect Director Matthew Hobart    Mgmt    For    Refer    Against
1c   Elect Director Michael D’Amato    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   56,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2   Elect Director Charles T. Doyle    Mgmt    For    Refer    For
1.3   Elect Director Carl James Schaper    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Entellus Medical, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    29363K105
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    ENTL

 

Shares Voted:   64,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joshua Baltzell    Mgmt    For    Refer    Withhold
1.2   Elect Director Shawn T McCormick    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Cornerstone OnDemand, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    21925Y103
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    CSOD

 

Shares Voted:   41,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Adam L. Miller    Mgmt    For    For    For
1.2   Elect Director R. C. Mark Baker    Mgmt    For    For    For
1.3   Elect Director Steffan C. Tomlinson    Mgmt    For    For    For
1.4   Elect Director Dean Carter    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Natural Gas Services Group, Inc.

 

Meeting Date:    06/15/2017    Country:    USA    Primary Security ID:    63886Q109
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    NGS

 

Shares Voted:   37,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen C. Taylor    Mgmt    For    For    For
1.2   Elect Director Charles G. Curtis    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Century Aluminum Company

 

Meeting Date:    06/19/2017    Country:    USA    Primary Security ID:    156431108
Record Date:    04/21/2017    Meeting Type:    Annual    Ticker:    CENX

 

Shares Voted:   37,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jarl Berntzen    Mgmt    For    For    For
1.2   Elect Director Michael Bless    Mgmt    For    For    For
1.3   Elect Director Errol Glasser    Mgmt    For    For    For
1.4   Elect Director Daniel Goldberg    Mgmt    For    For    For
1.5   Elect Director Terence Wilkinson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

SecureWorks Corp.

 

Meeting Date:    06/22/2017    Country:    USA    Primary Security ID:    81374A105
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    SCWX

 

Shares Voted:   65,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael R. Cote    Mgmt    For    Refer    Withhold
1.2   Elect Director Yagyensh C. (Buno) Pati    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

Bed Bath & Beyond Inc.

 

Meeting Date:    07/01/2016    Country:    USA    Primary Security ID:    075896100
Record Date:    05/06/2016    Meeting Type:    Annual    Ticker:    BBBY

 

Shares Voted:   182,465          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Warren Eisenberg    Mgmt    For    For    For
1b   Elect Director Leonard Feinstein    Mgmt    For    For    For
1c   Elect Director Steven H. Temares    Mgmt    For    For    For
1d   Elect Director Dean S. Adler    Mgmt    For    Refer    For
1e   Elect Director Stanley F. Barshay    Mgmt    For    Refer    For
1f   Elect Director Geraldine T. Elliott    Mgmt    For    For    For
1g   Elect Director Klaus Eppler    Mgmt    For    For    For
1h   Elect Director Patrick R. Gaston    Mgmt    For    For    For
1i   Elect Director Jordan Heller    Mgmt    For    For    For
1j   Elect Director Victoria A. Morrison    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Proxy Access    SH    Against    Against    Against
5   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote    SH    Against    Refer    Against

Burberry Group plc

 

Meeting Date:    07/14/2016    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/12/2016    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   361,156          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Burberry Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir John Peace as Director    Mgmt    For    For    For
5   Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
6   Re-elect Philip Bowman as Director    Mgmt    For    For    For
7   Re-elect Ian Carter as Director    Mgmt    For    For    For
8   Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
9   Re-elect Stephanie George as Director    Mgmt    For    For    For
10   Re-elect Matthew Key as Director    Mgmt    For    For    For
11   Re-elect Dame Carolyn McCall as Director    Mgmt    For    For    For
12   Re-elect Christopher Bailey as Director    Mgmt    For    For    For
13   Re-elect Carol Fairweather as Director    Mgmt    For    For    For
14   Re-elect John Smith as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Electronic Arts Inc.

 

Meeting Date:    07/28/2016    Country:    USA    Primary Security ID:    285512109
Record Date:    06/06/2016    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   230,082          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Vivek Paul    Mgmt    For    For    For
1e   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f   Elect Director Talbott Roche    Mgmt    For    For    For
1g   Elect Director Richard A. Simonson    Mgmt    For    For    For
1h   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1i   Elect Director Denise F. Warren    Mgmt    For    For    For
1j   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Red Hat, Inc.

 

Meeting Date:    08/11/2016    Country:    USA    Primary Security ID:    756577102
Record Date:    06/15/2016    Meeting Type:    Annual    Ticker:    RHT

 

Shares Voted:   122,658          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sohaib Abbasi    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Charlene T. Begley    Mgmt    For    For    For
1.4   Elect Director Jeffrey J. Clarke — Withdrawn Resolution    Mgmt         
1.5   Elect Director Narendra K. Gupta    Mgmt    For    For    For
1.6   Elect Director Kimberly L. Hammonds    Mgmt    For    For    For
1.7   Elect Director William S. Kaiser    Mgmt    For    For    For
1.8   Elect Director Donald H. Livingstone    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Red Hat, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director H. Hugh Shelton    Mgmt    For    For    For
1.10   Elect Director James M. Whitehurst    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016    Country:    USA    Primary Security ID:    595017104
Record Date:    06/21/2016    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   312,707          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Harris Corporation

 

Meeting Date:    10/28/2016    Country:    USA    Primary Security ID:    413875105
Record Date:    09/02/2016    Meeting Type:    Annual    Ticker:    HRS

 

Shares Voted:   112,226          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James F. Albaugh    Mgmt    For    For    For
1b   Elect Director William M. Brown    Mgmt    For    For    For
1c   Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1e   Elect Director Roger B. Fradin    Mgmt    For    For    For
1f   Elect Director Terry D. Growcock    Mgmt    For    For    For
1g   Elect Director Lewis Hay, III    Mgmt    For    For    For
1h   Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j   Elect Director James C. Stoffel    Mgmt    For    For    For
1k   Elect Director Gregory T. Swienton    Mgmt    For    For    For
1l   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/09/2016    Country:    USA    Primary Security ID:    57772K101
Record Date:    09/16/2016    Meeting Type:    Annual    Ticker:    MXIM

 

Shares Voted:   169,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William (Bill) P. Sullivan    Mgmt    For    For    For
1.2   Elect Director Tunc Doluca    Mgmt    For    For    For
1.3   Elect Director Tracy C. Accardi    Mgmt    For    For    For
1.4   Elect Director James R. Bergman    Mgmt    For    For    For
1.5   Elect Director Joseph R. Bronson    Mgmt    For    For    For
1.6   Elect Director Robert E. Grady    Mgmt    For    For    For
1.7   Elect Director William D. Watkins    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Maxim Integrated Products, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director MaryAnn Wright    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Guidewire Software, Inc.

 

Meeting Date:    12/01/2016    Country:    USA    Primary Security ID:    40171V100
Record Date:    10/07/2016    Meeting Type:    Annual    Ticker:    GWRE

 

Shares Voted:   106,962          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Craig Conway    Mgmt    For    For    For
1.2   Elect Director Guy Dubois    Mgmt    For    For    For
2   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

D.R. Horton, Inc.

 

Meeting Date:    01/19/2017    Country:    USA    Primary Security ID:    23331A109
Record Date:    11/28/2016    Meeting Type:    Annual    Ticker:    DHI

 

Shares Voted:   204,501          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Donald R. Horton    Mgmt    For    For    For
1b   Elect Director Barbara K. Allen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

D.R. Horton, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Brad S. Anderson    Mgmt    For    For    For
1d   Elect Director Michael R. Buchanan    Mgmt    For    For    For
1e   Elect Director Michael W. Hewatt    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Woodward, Inc.

 

Meeting Date:    01/25/2017    Country:    USA    Primary Security ID:    980745103
Record Date:    11/28/2016    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   45,212          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mary L. Petrovich    Mgmt    For    For    For
1.2   Elect Director Paul Donovan    Mgmt    For    For    For
1.3   Elect Director Jonathan W. Thayer    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/27/2017    Country:    USA    Primary Security ID:    810186106
Record Date:    12/01/2016    Meeting Type:    Annual    Ticker:    SMG

 

Shares Voted:   87,005          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James Hagedorn    Mgmt    For    For    For
1.2   Elect Director Brian D. Finn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Scotts Miracle-Gro Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director James F. McCann    Mgmt    For    For    For
1.4   Elect Director Nancy G. Mistretta    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Whole Foods Market, Inc.

 

Meeting Date:    02/17/2017    Country:    USA    Primary Security ID:    966837106
Record Date:    12/21/2016    Meeting Type:    Annual    Ticker:    WFM

 

Shares Voted:   413,497          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John Elstrott    Mgmt    For    For    For
1b   Elect Director Mary Ellen Coe    Mgmt    For    For    For
1c   Elect Director Shahid (Hass) Hassan    Mgmt    For    For    For
1d   Elect Director Stephanie Kugelman    Mgmt    For    For    For
1e   Elect Director John Mackey    Mgmt    For    For    For
1f   Elect Director Walter Robb    Mgmt    For    For    For
1g   Elect Director Jonathan Seiffer    Mgmt    For    For    For
1h   Elect Director Morris (Mo) Siegel    Mgmt    For    For    For
1i   Elect Director Jonathan Sokoloff    Mgmt    For    For    Against
1j   Elect Director Ralph Sorenson    Mgmt    For    For    For
1k   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1l   Elect Director William (Kip) Tindell, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against
6   Report on Food Waste Management    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

A. O. Smith Corporation

 

Meeting Date:    04/13/2017    Country:    USA    Primary Security ID:    831865209
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    AOS

 

Shares Voted:   133,204          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gloster B. Current, Jr.    Mgmt    For    For    For
1.2   Elect Director William P. Greubel    Mgmt    For    For    For
1.3   Elect Director Idelle K. Wolf    Mgmt    For    For    For
1.4   Elect Director Gene C. Wulf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    46120E602
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   27,481          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Craig H. Barratt    Mgmt    For    For    For
1.2   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.3   Elect Director Gary S. Guthart    Mgmt    For    For    For
1.4   Elect Director Amal M. Johnson    Mgmt    For    For    For
1.5   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1.6   Elect Director Alan J. Levy    Mgmt    For    For    For
1.7   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1.8   Elect Director Mark J. Rubash    Mgmt    For    For    For
1.9   Elect Director Lonnie M. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Intuitive Surgical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Signature Bank

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    82669G104
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    SBNY

 

Shares Voted:   72,786          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott A. Shay    Mgmt    For    For    For
1.2   Elect Director Joseph J. DePaolo    Mgmt    For    For    For
1.3   Elect Director Barney Frank    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Fastenal Company

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    311900104
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    FAST

 

Shares Voted:   480,233          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Willard D. Oberton    Mgmt    For    For    For
1b   Elect Director Michael J. Ancius    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fastenal Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Michael J. Dolan    Mgmt    For    For    For
1d   Elect Director Stephen L. Eastman    Mgmt    For    For    For
1e   Elect Director Daniel L. Florness    Mgmt    For    For    For
1f   Elect Director Rita J. Heise    Mgmt    For    For    For
1g   Elect Director Darren R. Jackson    Mgmt    For    For    For
1h   Elect Director Daniel L. Johnson    Mgmt    For    For    For
1i   Elect Director Scott A. Satterlee    Mgmt    For    For    For
1j   Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Noble Energy, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    655044105
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   201,797          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
1j   Elect Director Molly K. Williamson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against

Northern Trust Corporation

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    665859104
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   149,181          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Jay L. Henderson    Mgmt    For    For    For
1e   Elect Director Michael G. O’Grady    Mgmt    For    For    For
1f   Elect Director Jose Luis Prado    Mgmt    For    For    For
1g   Elect Director Thomas E. Richards    Mgmt    For    For    For
1h   Elect Director John W. Rowe    Mgmt    For    For    For
1i   Elect Director Martin P. Slark    Mgmt    For    For    For
1j   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1k   Elect Director Donald Thompson    Mgmt    For    For    For
1l   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1m   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Axalta Coating Systems Ltd.

 

Meeting Date:    04/26/2017    Country:    Bermuda    Primary Security ID:    G0750C108
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    AXTA

 

Shares Voted:   119,903          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles W. Shaver    Mgmt    For    For    For
1.2   Elect Director Mark Garrett    Mgmt    For    For    Withhold
1.3   Elect Director Lori J. Ryerkerk    Mgmt    For    Refer    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

BorgWarner Inc.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    099724106
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    BWA

 

Shares Voted:   309,739          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jan Carlson    Mgmt    For    For    For
1b   Elect Director Dennis C. Cuneo    Mgmt    For    For    For
1c   Elect Director Michael S. Hanley    Mgmt    For    For    For
1d   Elect Director Roger A. Krone    Mgmt    For    For    For
1e   Elect Director John R. McKernan, Jr.    Mgmt    For    For    For
1f   Elect Director Alexis P. Michas    Mgmt    For    For    For
1g   Elect Director Vicki L. Sato    Mgmt    For    For    For
1h   Elect Director Richard O. Schaum    Mgmt    For    For    For
1i   Elect Director Thomas T. Stallkamp    Mgmt    For    For    For
1j   Elect Director James R. Verrier    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

BorgWarner Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

IDEX Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    45167R104
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    IEX

 

Shares Voted:   105,227          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew K. Silvernail    Mgmt    For    For    For
1.2   Elect Director Katrina L. Helmkamp    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Polaris Industries Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    731068102
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    PII

 

Shares Voted:   149,416          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary E. Hendrickson    Mgmt    For    Refer    For
1.2   Elect Director Gwenne A. Henricks    Mgmt    For    Refer    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Expeditors International of Washington, Inc.

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    302130109
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    EXPD

 

Shares Voted:   239,026          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Wright    Mgmt    For    For    For
1.2   Elect Director Glenn M. Alger    Mgmt    For    For    For
1.3   Elect Director James M. DuBois    Mgmt    For    For    For
1.4   Elect Director Mark A. Emmert    Mgmt    For    For    For
1.5   Elect Director Diane H. Gulyas    Mgmt    For    For    For
1.6   Elect Director Dan P. Kourkoumelis    Mgmt    For    For    For
1.7   Elect Director Richard B. McCune    Mgmt    For    For    For
1.8   Elect Director Alain Monie    Mgmt    For    For    For
1.9   Elect Director Jeffrey S. Musser    Mgmt    For    For    For
1.10   Elect Director Liane J. Pelletier    Mgmt    For    For    For
1.11   Elect Director Tay Yoshitani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
6   Link Executive Compensation to Sustainability Performance    SH    Against    Refer    Against

Fortune Brands Home & Security, Inc.

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    34964C106
Record Date:    03/03/2017    Meeting Type:    Annual    Ticker:    FBHS

 

Shares Voted:   161,015          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director A. D. David Mackay    Mgmt    For    For    For
1b   Elect Director David M. Thomas    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fortune Brands Home & Security, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Norman H. Wesley    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Trimble Inc.

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    896239100
Record Date:    03/06/2017    Meeting Type:    Annual    Ticker:    TRMB

 

Shares Voted:   457,921          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven W. Berglund    Mgmt    For    For    For
1.2   Elect Director Merit E. Janow    Mgmt    For    For    For
1.3   Elect Director Ulf J. Johansson    Mgmt    For    For    For
1.4   Elect Director Meaghan Lloyd    Mgmt    For    For    For
1.5   Elect Director Ronald S. Nersesian    Mgmt    For    For    For
1.6   Elect Director Mark S. Peek    Mgmt    For    For    For
1.7   Elect Director Nickolas W. Vande Steeg    Mgmt    For    For    For
1.8   Elect Director Kaigham (Ken) Gabriel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    127097103
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   266,168          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1B   Elect Director Rhys J. Best    Mgmt    For    For    For
1C   Elect Director Robert S. Boswell    Mgmt    For    For    For
1D   Elect Director Dan O. Dinges    Mgmt    For    For    For
1E   Elect Director Robert Kelley    Mgmt    For    For    For
1F   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Snyder’s-Lance, Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    833551104
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    LNCE

 

Shares Voted:   205,528          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Peter Carlucci, Jr.    Mgmt    For    Refer    For
1.2   Elect Director Brian J. Driscoll    Mgmt    For    For    For
1.3   Elect Director James W. Johnston    Mgmt    For    For    For
1.4   Elect Director Patricia A. Warehime    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

First Republic Bank

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    33616C100
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    FRC

 

Shares Voted:   131,829          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James H. Herbert, II    Mgmt    For    For    For
1b   Elect Director Katherine August-deWilde    Mgmt    For    For    For
1c   Elect Director Thomas J. Barrack, Jr.    Mgmt    For    For    For
1d   Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
1e   Elect Director L. Martin Gibbs    Mgmt    For    For    For
1f   Elect Director Boris Groysberg    Mgmt    For    For    For
1g   Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1h   Elect Director Pamela J. Joyner    Mgmt    For    For    For
1i   Elect Director Reynold Levy    Mgmt    For    For    For
1j   Elect Director Duncan L. Niederauer    Mgmt    For    For    For
1k   Elect Director George G.C. Parker    Mgmt    For    For    For
1l   Elect Director Cheryl Spielman    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Tractor Supply Company

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    892356106
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    TSCO

 

Shares Voted:   201,067          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2   Elect Director Johnston C. Adams    Mgmt    For    For    For
1.3   Elect Director Peter D. Bewley    Mgmt    For    For    For
1.4   Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.5   Elect Director George MacKenzie    Mgmt    For    For    For
1.6   Elect Director Edna K. Morris    Mgmt    For    For    For
1.7   Elect Director Mark J. Weikel    Mgmt    For    For    For
1.8   Elect Director Gregory A. Sandfort    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    265504100
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    DNKN

 

Shares Voted:   257,198          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Irene Chang Britt    Mgmt    For    For    For
1.2   Elect Director Michael Hines    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Environmental Impact of K-Cup Pods    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Tyler Technologies, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    902252105
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   26,146          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Donald R. Brattain    Mgmt    For    For    For
1B   Elect Director Glenn A. Carter    Mgmt    For    For    For
1C   Elect Director Brenda A. Cline    Mgmt    For    For    For
1D   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1E   Elect Director Larry D. Leinweber    Mgmt    For    For    For
1F   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1G   Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1H   Elect Director Daniel M. Pope    Mgmt    For    For    For
1I   Elect Director Dustin R. Womble    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Other Business    Mgmt    None    Against    Against

Westinghouse Air Brake Technologies Corporation

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    929740108
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    WAB

 

Shares Voted:   96,216          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Philippe Alfroid    Mgmt    For    For    For
1.2   Elect Director Raymond T. Betler    Mgmt    For    For    For
1.3   Elect Director Emilio A. Fernandez    Mgmt    For    For    For
1.4   Elect Director Lee B. Foster, II    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Westinghouse Air Brake Technologies Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    171798101
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   43,302          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David A. Hentschel    Mgmt    For    For    For
1.2   Elect Director Thomas E. Jorden    Mgmt    For    For    For
1.3   Elect Director Floyd R. Price    Mgmt    For    For    For
1.4   Elect Director Frances M. Vallejo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Edwards Lifesciences Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    28176E108
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    EW

 

Shares Voted:   136,479          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael A. Mussallem    Mgmt    For    For    For
1b   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1c   Elect Director Leslie S. Heisz    Mgmt    For    For    For
1d   Elect Director William J. Link    Mgmt    For    For    For
1e   Elect Director Steven R. Loranger    Mgmt    For    For    For
1f   Elect Director Martha H. Marsh    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Edwards Lifesciences Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Wesley W. von Schack    Mgmt    For    For    For
1h   Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

GrubHub Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    400110102
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    GRUB

 

Shares Voted:   330,124          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lloyd Frink    Mgmt    For    Refer    Withhold
1.2   Elect Director Girish Lakshman    Mgmt    For    Refer    Withhold
1.3   Elect Director Keith Richman    Mgmt    For    Refer    Withhold
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    LH

 

Shares Voted:   73,949          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For
1f   Elect Director Robert E. Mittelstaedt, Jr.    Mgmt    For    For    For
1g   Elect Director Peter M. Neupert    Mgmt    For    For    For
1h   Elect Director Richelle P. Parham    Mgmt    For    For    For
1i   Elect Director Adam H. Schechter    Mgmt    For    For    For
1j   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Report on Zika Virus Controls for Primates and Employees    SH    Against    Refer    Against

Zoetis Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   371,246          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregory Norden    Mgmt    For    For    For
1.2   Elect Director Louise M. Parent    Mgmt    For    For    For
1.3   Elect Director Robert W. Scully    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Align Technology, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    016255101
Record Date:    03/22/2017    Meeting Type:    Annual    Ticker:    ALGN

 

Shares Voted:   96,853          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph M. Hogan    Mgmt    For    For    For
1.2   Elect Director Joseph Lacob    Mgmt    For    For    For
1.3   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
1.4   Elect Director George J. Morrow    Mgmt    For    For    For
1.5   Elect Director Thomas M. Prescott    Mgmt    For    For    For
1.6   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.7   Elect Director Greg J. Santora    Mgmt    For    For    For
1.8   Elect Director Susan E. Siegel    Mgmt    For    For    For
1.9   Elect Director Warren S. Thaler    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Ellie Mae, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    28849P100
Record Date:    03/22/2017    Meeting Type:    Annual    Ticker:    ELLI

 

Shares Voted:   65,876          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Karen Blasing    Mgmt    For    For    For
1.2   Elect Director Jonathan Corr    Mgmt    For    For    For
1.3   Elect Director Robert J. Levin    Mgmt    For    For    For
1.4   Elect Director Jeb S. Spencer    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Verisk Analytics, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    92345Y106
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    VRSK

 

Shares Voted:   116,555          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank J. Coyne    Mgmt    For    For    For
1.2   Elect Director Christopher M. Foskett    Mgmt    For    For    For
1.3   Elect Director David B. Wright    Mgmt    For    For    For
1.4   Elect Director Annell R. Bay    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte And Touche LLP as Auditors    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    212015101
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   158,881          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William B. Berry    Mgmt    For    For    For
1.2   Elect Director James L. Gallogly    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Policy to Improve Board Diversity    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Alkermes plc

 

Meeting Date:    05/24/2017    Country:    Ireland    Primary Security ID:    G01767105
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    ALKS

 

Shares Voted:   212,387          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul J. Mitchell    Mgmt    For    For    For
1.2   Elect Director Richard F. Pops    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights    Mgmt    For    Refer    Against
6   Adjourn Meeting    Mgmt    For    For    For
7   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against

CME Group Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   146,103          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Leo Melamed    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director John F. Sandner    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l   Elect Director Terry L. Savage    Mgmt    For    For    For
1m   Elect Director William R. Shepard    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

WABCO Holdings Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    92927K102
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    WBC

 

Shares Voted:   42,733          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director G. Peter D’Aloia    Mgmt    For    For    For
1.2   Elect Director Juergen W. Gromer    Mgmt    For    For    For
1.3   Elect Director Mary L. Petrovich    Mgmt    For    For    For
2   Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/30/2017    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   98,797          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher R. Gordon    Mgmt    For    For    For
1.2   Elect Director Wade D. Miquelon    Mgmt    For    For    For
1.3   Elect Director William M. Petrie    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Sustainability    SH    Against    Refer    Against

Tiffany & Co.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    886547108
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    TIF

 

Shares Voted:   174,739          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael J. Kowalski    Mgmt    For    For    For
1b   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1c   Elect Director Gary E. Costley    Mgmt    For    For    For
1d   Elect Director Roger N. Farah    Mgmt    For    For    For
1e   Elect Director Lawrence K. Fish    Mgmt    For    For    For
1f   Elect Director Abby F. Kohnstamm    Mgmt    For    For    For
1g   Elect Director James E. Lillie    Mgmt    For    For    For
1h   Elect Director Charles K. Marquis    Mgmt    For    For    For
1i   Elect Director William A. Shutzer    Mgmt    For    For    For
1j   Elect Director Robert S. Singer    Mgmt    For    For    For
1k   Elect Director Francesco Trapani    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Tiffany & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Williams-Sonoma, Inc.

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    969904101
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    WSM

 

Shares Voted:   170,098          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Laura J. Alber    Mgmt    For    For    For
1.2   Elect Director Adrian D.P. Bellamy    Mgmt    For    For    For
1.3   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1.4   Elect Director Anthony A. Greener    Mgmt    For    For    For
1.5   Elect Director Grace Puma    Mgmt    For    For    For
1.6   Elect Director Christiana Smith Shi    Mgmt    For    For    For
1.7   Elect Director Sabrina Simmons    Mgmt    For    For    For
1.8   Elect Director Jerry D. Stritzke    Mgmt    For    For    For
1.9   Elect Director Frits D. van Paasschen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Provide Proxy Access Right    Mgmt    For    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Arista Networks, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    040413106
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    ANET

 

Shares Voted:   33,349          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark Templeton    Mgmt    For    For    For
1.2   Elect Director Nikos Theodosopoulos    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Blue Buffalo Pet Products, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    09531U102
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    BUFF

 

Shares Voted:   296,991          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Philippe Amouyal    Mgmt    For    Refer    Withhold
1.2   Elect Director Aflalo Guimaraes    Mgmt    For    Refer    Withhold
1.3   Elect Director Amy Schulman    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   109,921          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

BioMarin Pharmaceutical Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.6   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.7   Elect Director Richard A. Meier    Mgmt    For    For    For
1.8   Elect Director David Pyott    Mgmt    For    For    For
1.9   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Increase Authorized Common Stock    Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    22160N109
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    CSGP

 

Shares Voted:   75,574          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael R. Klein    Mgmt    For    For    For
1b   Elect Director Andrew C. Florance    Mgmt    For    For    For
1c   Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d   Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e   Elect Director Warren H. Haber    Mgmt    For    For    For
1f   Elect Director John W. Hill    Mgmt    For    For    For
1g   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1h   Elect Director David J. Steinberg    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Kate Spade & Company

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    485865109
Record Date:    05/01/2017    Meeting Type:    Annual    Ticker:    KATE

 

Shares Voted:   370,060          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lawrence S. Benjamin    Mgmt    For    For    For
1.2   Elect Director Raul J. Fernandez    Mgmt    For    For    For
1.3   Elect Director Carsten Fischer    Mgmt    For    For    For
1.4   Elect Director Kenneth B. Gilman    Mgmt    For    For    For
1.5   Elect Director Nancy J. Karch    Mgmt    For    For    For
1.6   Elect Director Kenneth P. Kopelman    Mgmt    For    For    For
1.7   Elect Director Craig A. Leavitt    Mgmt    For    For    For
1.8   Elect Director Deborah J. Lloyd    Mgmt    For    For    For
1.9   Elect Director Douglas Mack    Mgmt    For    For    For
1.10   Elect Director Jan Singer    Mgmt    For    For    For
1.11   Elect Director Doreen A. Toben    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    Against    Against

Allegion plc

 

Meeting Date:    06/07/2017    Country:    Ireland    Primary Security ID:    G0176J109
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    ALLE

 

Shares Voted:   46,471          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael J. Chesser    Mgmt    For    For    For
1b   Elect Director Carla Cico    Mgmt    For    For    For
1c   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1d   Elect Director David D. Petratis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Allegion plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Dean I. Schaffer    Mgmt    For    For    For
1f   Elect Director Martin E. Welch, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Lululemon Athletica Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    550021109
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    LULU

 

Shares Voted:   167,923          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Casey    Mgmt    For    For    For
1b   Elect Director Glenn Murphy    Mgmt    For    For    For
1c   Elect Director David M. Mussafer    Mgmt    For    For    For
1d   Elect Director Laurent Potdevin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Clarify Majority-Voting Standard    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

MarketAxess Holdings Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    57060D108
Record Date:    04/11/2017    Meeting Type:    Annual    Ticker:    MKTX

 

Shares Voted:   24,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. McVey    Mgmt    For    For    For
1b   Elect Director Steven L. Begleiter    Mgmt    For    For    For
1c   Elect Director Stephen P. Casper    Mgmt    For    For    For
1d   Elect Director Jane Chwick    Mgmt    For    For    For
1e   Elect Director William F. Cruger    Mgmt    For    For    For
1f   Elect Director David G. Gomach    Mgmt    For    For    For
1g   Elect Director Carlos M. Hernandez    Mgmt    For    For    For
1h   Elect Director Richard G. Ketchum    Mgmt    For    For    For
1i   Elect Director John Steinhardt    Mgmt    For    For    For
1j   Elect Director James J. Sullivan    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    004225108
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    ACAD

 

Shares Voted:   298,316          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James Daly    Mgmt    For    For    For
1.2   Elect Director Edmund P. Harrigan    Mgmt    For    Refer    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/21/2017    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   61,189          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Susan Segal    Mgmt    For    For    For
1.2   Elect Director Mario Eduardo Vazquez    Mgmt    For    For    For
1.3   Elect Director Alejandro Nicolas Aguzin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

Pacira Pharmaceuticals, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    695127100
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    PCRX

 

Shares Voted:   85,814          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Yvonne Greenstreet    Mgmt    For    For    For
1.2   Elect Director Gary Pace    Mgmt    For    For    For
1.3   Elect Director David Stack    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ServiceNow, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    81762P102
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    NOW

 

Shares Voted:   159,354          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John J. Donahoe    Mgmt    For    For    For
1b   Elect Director Charles H. Giancarlo    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

ServiceNow, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Anita M. Sands    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Square, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    852234103
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    SQ

 

Shares Voted:   59,118          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roelof Botha    Mgmt    For    Refer    Withhold
1.2   Elect Director Jim McKelvey    Mgmt    For    Refer    Withhold
1.3   Elect Director Ruth Simmons    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Generac Holdings Inc.

 

Meeting Date:    06/15/2017    Country:    USA    Primary Security ID:    368736104
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    GNRC

 

Shares Voted:   158,751          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Todd A. Adams    Mgmt    For    For    For
1.2   Elect Director Bennett Morgan    Mgmt    For    For    For
1.3   Elect Director Dominick Zarcone    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Generac Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


IVY VIP NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

The Dow Chemical Company

 

Meeting Date:    07/20/2016    Country:    USA    Primary Security ID:    260543103
Record Date:    06/02/2016    Meeting Type:    Special    Ticker:    DOW

 

Shares Voted:   139,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

BHP Billiton plc

 

Meeting Date:    10/20/2016    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/18/2016    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   297,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
8   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
9   Approve Grant of Awards under the Group’s Long Term Incentive Plan to Andrew Mackenzie    Mgmt    For    Refer    For
10   Elect Ken MacKenzie as Director    Mgmt    For    For    For
11   Re-elect Malcolm Brinded as Director    Mgmt    For    For    For
12   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
13   Re-elect Pat Davies as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

BHP Billiton plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14   Re-elect Anita Frew as Director    Mgmt    For    For    For
15   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
16   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
17   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
18   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
19   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
20   Re-elect Jac Nasser as Director    Mgmt    For    For    For

Potash Corporation of Saskatchewan Inc.

 

Meeting Date:    11/03/2016    Country:    Canada    Primary Security ID:    73755L107
Record Date:    09/22/2016    Meeting Type:    Special    Ticker:    POT

 

Shares Voted:   206,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement with Agrium Inc.    Mgmt    For    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:    12/07/2016    Country:    USA    Primary Security ID:    25278X109
Record Date:    11/11/2016    Meeting Type:    Special    Ticker:    FANG

 

Shares Voted:   20,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Air Products and Chemicals, Inc.

 

Meeting Date:    01/26/2017    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2016    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   19,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifollah (Seifi) Ghasemi    Mgmt    For    For    For
1d   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1e   Elect Director David H. Y. Ho    Mgmt    For    For    For
1f   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1g   Elect Director Edward L. Monser    Mgmt    For    For    For
1h   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

RSP Permian, Inc.

 

Meeting Date:    02/24/2017    Country:    USA    Primary Security ID:    74978Q105
Record Date:    01/19/2017    Meeting Type:    Special    Ticker:    RSPP

 

Shares Voted:   25,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Helmerich & Payne, Inc.

 

Meeting Date:    03/01/2017    Country:    USA    Primary Security ID:    423452101
Record Date:    01/06/2017    Meeting Type:    Annual    Ticker:    HP

 

Shares Voted:   36,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Randy A. Foutch    Mgmt    For    For    For
1b   Elect Director Hans Helmerich    Mgmt    For    For    For
1c   Elect Director John W. Lindsay    Mgmt    For    For    For
1d   Elect Director Paula Marshall    Mgmt    For    Refer    Against
1e   Elect Director Thomas A. Petrie    Mgmt    For    For    For
1f   Elect Director Donald F. Robillard, Jr.    Mgmt    For    For    For
1g   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1h   Elect Director John D. Zeglis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years

Schlumberger Limited

 

Meeting Date:    04/05/2017    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/15/2017    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   104,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1l   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Employee Stock Purchase Plan    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/12/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   113,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Approve the Potential Termination of Benefits for Australian Law Purposes    Mgmt    For    Refer    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For
6   Elect David Constable as Director    Mgmt    For    For    For
7   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
8   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
9   Elect Simon Henry as Director    Mgmt    For    For    For
10   Elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Chris Lynch as Director    Mgmt    For    For    For
14   Re-elect Paul Tellier as Director    Mgmt    For    For    For
15   Re-elect Simon Thompson as Director    Mgmt    For    For    For
16   Re-elect John Varley as Director    Mgmt    For    For    For
17   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

West Fraser Timber Co. Ltd.

 

Meeting Date:    04/19/2017    Country:    Canada    Primary Security ID:    952845105
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   42,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Ten    Mgmt    For    Refer    For
  You May Vote for the Nominees for Directors Individually:    Mgmt         
2.1   Elect Director Henry H. (Hank) Ketcham    Mgmt    For    For    For
2.2   Elect Director Reid E. Carter    Mgmt    For    For    For
2.3   Elect Director John N. Floren    Mgmt    For    For    For
2.4   Elect Director Brian G. Kenning    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

West Fraser Timber Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5   Elect Director John K. Ketcham    Mgmt    For    For    For
2.6   Elect Director Gerald J. (Gerry) Miller    Mgmt    For    For    For
2.7   Elect Director Robert L. Phillips    Mgmt    For    For    For
2.8   Elect Director Janice G. Rennie    Mgmt    For    For    For
2.9   Elect Director Edward R. (Ted) Seraphim    Mgmt    For    For    For
2.10   Elect Director Gillian D. Winckler    Mgmt    For    For    For
  OR You May Vote for the Nominees for Directors as Slate:    Mgmt         
2   Elect Henry H. (Hank) Ketcham, Reid E. Carter, John N. Floren, Brian G. Kenning, John K. Ketcham, Gerald J. (Gerry) Miller, Robert L. Phillips, Janice G. Rennie, Edward R. (Ted) Seraphim and Gillian D. Winckler as Directors    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Magellan Midstream Partners, L.P.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    559080106
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    MMP

 

Shares Voted:   57,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lori A. Gobillot    Mgmt    For    For    For
1.2   Elect Director Edward J. Guay    Mgmt    For    For    For
1.3   Elect Director Michael N. Mears    Mgmt    For    For    For
1.4   Elect Director James R. Montague    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Patterson-UTI Energy, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    703481101
Record Date:    02/22/2017    Meeting Type:    Special    Ticker:    PTEN

 

Shares Voted:   127,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Noble Energy, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    655044105
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   68,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
1j   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

RPC, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   181,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Randall Rollins    Mgmt    For    Refer    For
1.2   Elect Director Henry B. Tippie    Mgmt    For    Refer    Withhold
1.3   Elect Director James B. Williams    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Marathon Petroleum Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   66,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven A. Davis    Mgmt    For    For    For
1b   Elect Director Gary R. Heminger    Mgmt    For    For    For
1c   Elect Director J. Michael Stice    Mgmt    For    For    For
1d   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Environmental and Human Rights Due Diligence    SH    Against    Refer    Against
6   Report on Strategy for Aligning with 2 Degree Scenario    SH    Against    Refer    Against
7   Adopt Simple Majority Vote    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

EOG Resources, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   49,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Suncor Energy Inc.

 

Meeting Date:    04/27/2017    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   88,563          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.10   Elect Director Steven W. Williams    Mgmt    For    For    For
1.11   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Randgold Resources Ltd

 

Meeting Date:    05/02/2017    Country:    United Kingdom    Primary Security ID:    G73740113
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    RRS

 

Shares Voted:   41,107          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    For    For
5   Re-elect Safiatou Ba-N’Daw as Director    Mgmt    For    For    For
6   Re-elect Mark Bristow as Director    Mgmt    For    For    For
7   Re-elect Christopher Coleman as Director    Mgmt    For    For    For
8   Re-elect Jamil Kassum as Director    Mgmt    For    For    For
9   Elect Olivia Kirtley as Director    Mgmt    For    For    For
10   Re-elect Jeanine Mabunda Lioko as Director    Mgmt    For    For    For
11   Re-elect Andrew Quinn as Director    Mgmt    For    For    For
12   Re-elect Graham Shuttleworth as Director    Mgmt    For    For    For
13   Reappoint BDO LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Randgold Resources Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Approve Awards of Ordinary Shares to Non-executive Directors    Mgmt    For    Refer    For
17   Approve Award of Ordinary Shares to the Senior Independent Director    Mgmt    For    Refer    For
18   Approve Award of Ordinary Shares to the Chairman    Mgmt    For    Refer    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares and American Depositary Shares    Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    127097103
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   146,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1B   Elect Director Rhys J. Best    Mgmt    For    For    For
1C   Elect Director Robert S. Boswell    Mgmt    For    For    For
1D   Elect Director Dan O. Dinges    Mgmt    For    For    For
1E   Elect Director Robert Kelley    Mgmt    For    For    For
1F   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Phillips 66

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718546104
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   44,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:    05/04/2017    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/15/2017    Meeting Type:    Annual/Special    Ticker:    VII

 

Shares Voted:   143,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
2.1   Elect Director C. Kent Jespersen    Mgmt    For    For    For
2.2   Elect Director Patrick Carlson    Mgmt    For    For    For
2.3   Elect Director Marty Proctor    Mgmt    For    For    For
2.4   Elect Director Kevin Brown    Mgmt    For    For    For
2.5   Elect Director Avik Dey    Mgmt    For    For    For
2.6   Elect Director Harvey Doerr    Mgmt    For    For    For
2.7   Elect Director Paul Hand    Mgmt    For    For    For
2.8   Elect Director Dale Hohm    Mgmt    For    For    For
2.9   Elect Director W.J. (Bill) McAdam    Mgmt    For    For    For
2.10   Elect Director Kaush Rakhit    Mgmt    For    For    For
2.11   Elect Director M. Jacqueline (Jackie) Sheppard    Mgmt    For    For    For
2.12   Elect Director Jeff van Steenbergen    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Stock Option Plan    Mgmt    For    Refer    Against
5   Approve Performance and Restricted Share Unit Plan    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    90346E103
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SLCA

 

Shares Voted:   24,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter Bernard    Mgmt    For    For    For
1.2   Elect Director William J. Kacal    Mgmt    For    For    For
1.3   Elect Director Charles Shaver    Mgmt    For    For    For
1.4   Elect Director Bryan A. Shinn    Mgmt    For    For    For
1.5   Elect Director J. Michael Stice    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Amend Certificate of Incorporation to Remove Certain Provisions Relating to Ownership of Stock    Mgmt    For    Refer    For

Potash Corporation of Saskatchewan Inc.

 

Meeting Date:    05/09/2017    Country:    Canada    Primary Security ID:    73755L107
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    POT

 

Shares Voted:   195,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher M. Burley    Mgmt    For    For    For
1.2   Elect Director Donald G. Chynoweth    Mgmt    For    For    For
1.3   Elect Director John W. Estey    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Potash Corporation of Saskatchewan Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Gerald W. Grandey    Mgmt    For    For    For
1.5   Elect Director C. Steven Hoffman    Mgmt    For    For    For
1.6   Elect Director Alice D. Laberge    Mgmt    For    For    For
1.7   Elect Director Consuelo E. Madere    Mgmt    For    For    For
1.8   Elect Director Keith G. Martell    Mgmt    For    For    For
1.9   Elect Director Aaron W. Regent    Mgmt    For    For    For
1.10   Elect Director Jochen E. Tilk    Mgmt    For    For    For
1.11   Elect Director Zoe A. Yujnovich    Mgmt    For    For    For
2   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    171798101
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   26,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David A. Hentschel    Mgmt    For    For    For
1.2   Elect Director Thomas E. Jorden    Mgmt    For    For    For
1.3   Elect Director Floyd R. Price    Mgmt    For    For    For
1.4   Elect Director Frances M. Vallejo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

The Dow Chemical Company

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    260543103
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   66,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. (Steve) Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Union Pacific Corporation

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    907818108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   30,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Michael W. McConnell    Mgmt    For    For    For
1i   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1j   Elect Director Steven R. Rogel    Mgmt    For    For    For
1k   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    For

Concho Resources Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    20605P101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   30,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy A. Leach    Mgmt    For    For    For
1.2   Elect Director William H. Easter, III    Mgmt    For    For    For
1.3   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Halliburton Company

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    406216101
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   177,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director J. Landis Martin    Mgmt    For    For    For
1l   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1m   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Continental Resources, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    212015101
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   62,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William B. Berry    Mgmt    For    For    For
1.2   Elect Director James L. Gallogly    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Policy to Improve Board Diversity    SH    Against    Against    Against

Core Laboratories N.V.

 

Meeting Date:    05/18/2017    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   23,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David M. Demshur    Mgmt    For    For    For
1b   Elect Director Jan Willem Sodderland    Mgmt    For    For    For
2   Reduce Supermajority Requirement    Mgmt    For    For    For
3   Ratify KPMG as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
9   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Flowserve Corporation

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    34354P105
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   80,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Scott Rowe    Mgmt    For    For    For
1.2   Elect Director Leif E. Darner    Mgmt    For    For    For
1.3   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.4   Elect Director Roger L. Fix    Mgmt    For    For    For
1.5   Elect Director John R. Friedery    Mgmt    For    For    For
1.6   Elect Director Joe E. Harlan    Mgmt    For    For    For
1.7   Elect Director Rick J. Mills    Mgmt    For    For    For
1.8   Elect Director David E. Roberts    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Proxy Access Reform    SH    Against    Against    Against
6   Elect Director Ruby Chandy    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    723787107
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   23,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Annual Sustainability    SH    Against    Refer    Against

WPX Energy, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    98212B103
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    WPX

 

Shares Voted:   103,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Carrig    Mgmt    For    For    For
1.2   Elect Director William R. Granberry    Mgmt    For    For    For
1.3   Elect Director Robert K. Herdman    Mgmt    For    For    For
1.4   Elect Director Kelt Kindick    Mgmt    For    For    For
1.5   Elect Director Karl F. Kurz    Mgmt    For    For    For
1.6   Elect Director Henry E. Lentz    Mgmt    For    For    For
1.7   Elect Director George A. Lorch    Mgmt    For    For    For
1.8   Elect Director William G. Lowrie    Mgmt    For    For    For
1.9   Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.10   Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.11   Elect Director David F. Work    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

RSP Permian, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    74978Q105
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    RSPP

 

Shares Voted:   67,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven Gray    Mgmt    For    For    For
1.2   Elect Director Michael Grimm    Mgmt    For    For    For
1.3   Elect Director Scott McNeill    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    166764100
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   31,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director John S. Watson    Mgmt    For    For    For
1l   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
7   Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*    SH         
8   Assess and Report on Transition to a Low Carbon Economy    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
11   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

Rice Energy Inc.

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    762760106
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    RICE

 

Shares Voted:   68,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel J. Rice, III    Mgmt    For    Refer    Withhold
1.2   Elect Director John McCartney    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Parsley Energy, Inc.

 

Meeting Date:    06/02/2017    Country:    USA    Primary Security ID:    701877102
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   109,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bryan Sheffield    Mgmt    For    For    For
1b   Elect Director A.R. Alameddine    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   31,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael P. Cross    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Mark L. Plaumann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Natural Resources

 

Rio Tinto plc

 

Meeting Date:    06/27/2017    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    06/23/2017    Meeting Type:    Special    Ticker:    RIO

 

Shares Voted:   99,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited    Mgmt    For    Refer    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/29/2017    Country:    USA    Primary Security ID:    703481101
Record Date:    05/01/2017    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   152,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.3   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.4   Elect Director William Andrew Hendricks, Jr.    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Tiffany J. Thom    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


IVY VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

Evogene Ltd.

 

Meeting Date:    07/20/2016    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    06/20/2016    Meeting Type:    Annual    Ticker:    EVGN

 

Shares Voted:   175,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Reelect Martin S. Gerstel as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.2   Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.3   Reelect Adina Makover as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.4   Reelect Leon Y. Recanati as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.5   Reelect Kinneret Livnat Savitsky as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2   Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Cash Bonus to Ofer Haviv, the Company’s President and CEO    Mgmt    For    For    For
4   Approve Annual Cash Bonus Objectives for the Company’s President and CEO    Mgmt    For    Refer    For
A   Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    For

EVERTEC, Inc.

 

Meeting Date:    07/28/2016    Country:    USA    Primary Security ID:    30040P103
Record Date:    06/03/2016    Meeting Type:    Annual    Ticker:    EVTC

 

Shares Voted:   167,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b   Elect Director Morgan M. Schuessler, Jr.    Mgmt    For    For    For
1c   Elect Director Olga Botero    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

EVERTEC, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Jorge Junquera    Mgmt    For    For    For
1e   Elect Director Teresita Loubriel    Mgmt    For    For    For
1f   Elect Director Nestor O. Rivera    Mgmt    For    For    For
1g   Elect Director Alan H. Schumacher    Mgmt    For    For    For
1h   Elect Director Brian J. Smith    Mgmt    For    For    For
1i   Elect Director Thomas W. Swidarski    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Acxiom Corporation

 

Meeting Date:    08/09/2016    Country:    USA    Primary Security ID:    005125109
Record Date:    06/13/2016    Meeting Type:    Annual    Ticker:    ACXM

 

Shares Voted:   654,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard P. Fox    Mgmt    For    For    For
1.2   Elect Director Jerry D. Gramaglia    Mgmt    For    For    For
1.3   Elect Director Clark M. Kokich    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

CSRA Inc.

 

Meeting Date:    08/09/2016    Country:    USA    Primary Security ID:    12650T104
Record Date:    06/13/2016    Meeting Type:    Annual    Ticker:    CSRA

 

Shares Voted:   135,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Keith B. Alexander    Mgmt    For    Refer    For
1b   Elect Director Sanju K. Bansal    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

CSRA Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Michele A. Flournoy    Mgmt    For    For    For
1d   Elect Director Mark A. Frantz    Mgmt    For    For    For
1e   Elect Director Nancy Killefer    Mgmt    For    For    For
1f   Elect Director Craig Martin    Mgmt    For    For    For
1g   Elect Director Sean O’Keefe    Mgmt    For    For    For
1h   Elect Director Lawrence B. Prior, III    Mgmt    For    For    For
1i   Elect Director Michael E. Ventling    Mgmt    For    For    For
1j   Elect Director Billie I. Williamson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Virtusa Corporation

 

Meeting Date:    09/07/2016    Country:    USA    Primary Security ID:    92827P102
Record Date:    07/20/2016    Meeting Type:    Annual    Ticker:    VRTU

 

Shares Voted:   155,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kris Canekeratne    Mgmt    For    For    For
1.2   Elect Director Barry R. Nearhos    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

WNS (Holdings) Limited

 

Meeting Date:    09/27/2016    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    08/31/2016    Meeting Type:    Annual    Ticker:    WNS

 

Shares Voted:   610,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2016    Mgmt    For    For    For
2   Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Reelect Gareth Williams as a Director    Mgmt    For    For    For
5   Reelect Adrian T. Dillon as a Director    Mgmt    For    For    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/19/2016    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   73,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
1.2   Elect Chee Hwa Tung as Director    Mgmt    For    For    For
1.3   Elect Jerry Yang as Director    Mgmt    For    For    For
1.4   Elect Wan Ling Martello as Director    Mgmt    For    For    For
1.5   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Advanced Drainage Systems, Inc.

 

Meeting Date:    10/27/2016    Country:    USA    Primary Security ID:    00790R104
Record Date:    09/20/2016    Meeting Type:    Annual    Ticker:    WMS

 

Shares Voted:   187,987          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert M. Eversole    Mgmt    For    Refer    Against
1b   Elect Director Alexander R. Fischer    Mgmt    For    Refer    Against
1c   Elect Director M.A. (Mark) Haney    Mgmt    For    Refer    Against
1d   Elect Director C. Robert Kidder    Mgmt    For    Refer    Against
1e   Elect Director Richard A. Rosenthal    Mgmt    For    Refer    Against
1f   Elect Director Abigail S. Wexner    Mgmt    For    Refer    Against
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Marvell Technology Group Ltd.

 

Meeting Date:    11/08/2016    Country:    Bermuda    Primary Security ID:    G5876H105
Record Date:    09/12/2016    Meeting Type:    Annual    Ticker:    MRVL

 

Shares Voted:   505,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter A. Feld    Mgmt    For    For    For
1b   Elect Director Juergen Gromer    Mgmt    For    Refer    Against
1c   Elect Director Richard S. Hill    Mgmt    For    For    For
1d   Elect Director John G. Kassakian    Mgmt    For    Refer    Against
1e   Elect Director Oleg Khaykin    Mgmt    For    For    For
1f   Elect Director Arturo Krueger    Mgmt    For    Refer    Against
1g   Elect Director Matthew J. Murphy    Mgmt    For    For    For
1h   Elect Director Michael Strachan    Mgmt    For    For    For
1i   Elect Director Robert E. Switz    Mgmt    For    For    For
1j   Elect Director Randhir Thakur    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Marvell Technology Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5   Amend Bye-Laws to Add Advance Notice Provisions for Director Nominations    Mgmt    For    Refer    For
6   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
7   Amend Bye-Laws to Allow Majority Vote to Approve Business Combinations    Mgmt    For    For    For
8   Amend Bye-Laws to Allow the Adoption of a Shareholder Rights Plan    Mgmt    For    Refer    Against
9   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
10   Adopt Plurality Voting in a Contested Election of Directors    Mgmt    For    Refer    For

Zayo Group Holdings, Inc.

 

Meeting Date:    11/08/2016    Country:    USA    Primary Security ID:    98919V105
Record Date:    09/14/2016    Meeting Type:    Annual    Ticker:    ZAYO

 

Shares Voted:   323,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rick Connor    Mgmt    For    Refer    Withhold
1.2   Elect Director Cathy Morris    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Microsoft Corporation

 

Meeting Date:    11/30/2016    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2016    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   380,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Proxy Access    SH    Against    Against    Against

Harman International Industries, Incorporated

 

Meeting Date:    12/06/2016    Country:    USA    Primary Security ID:    413086109
Record Date:    10/11/2016    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   80,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann McLaughlin Korologos    Mgmt    For    For    For
1d   Elect Director Robert Nail    Mgmt    For    For    For
1e   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Harman International Industries, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Abraham N. Reichental    Mgmt    For    For    For
1g   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1h   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1i   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1j   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Aspen Technology, Inc.

 

Meeting Date:    12/08/2016    Country:    USA    Primary Security ID:    045327103
Record Date:    10/20/2016    Meeting Type:    Annual    Ticker:    AZPN

 

Shares Voted:   556,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert M. Whelan, Jr.    Mgmt    For    For    For
1.2   Elect Director Donald P. Casey    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    01/17/2017    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    12/16/2016    Meeting Type:    Special    Ticker:    EVGN

 

Shares Voted:   175,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Reelect Sarit Firon as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2   Amend Compensation Policy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Evogene Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Director Grant of Options    Mgmt    For    Refer    For
A   If you do not have a personal interest or are not a controlling shareholder, vote for. Otherwise, vote against.    Mgmt    None    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/18/2017    Country:    USA    Primary Security ID:    595112103
Record Date:    11/21/2016    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   1,472,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Adopt NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

MICROSEMI CORPORATION

 

Meeting Date:    02/14/2017    Country:    USA    Primary Security ID:    595137100
Record Date:    12/19/2016    Meeting Type:    Annual    Ticker:    MSCC

 

Shares Voted:   533,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James J. Peterson    Mgmt    For    For    For
1.2   Elect Director Dennis R. Leibel    Mgmt    For    For    For
1.3   Elect Director Kimberly E. Alexy    Mgmt    For    For    For
1.4   Elect Director Thomas R. Anderson    Mgmt    For    For    For
1.5   Elect Director William E. Bendush    Mgmt    For    For    For
1.6   Elect Director Paul F. Folino    Mgmt    For    For    For
1.7   Elect Director William L. Healey    Mgmt    For    For    For
1.8   Elect Director Matthew E. Massengill    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Photronics, Inc.

 

Meeting Date:    03/07/2017    Country:    USA    Primary Security ID:    719405102
Record Date:    01/16/2017    Meeting Type:    Annual    Ticker:    PLAB

 

Shares Voted:   414,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Walter M. Fiederowicz    Mgmt    For    For    For
1.2   Elect Director Joseph A. Fiorita, Jr.    Mgmt    For    For    For
1.3   Elect Director Liang-Choo Hsia    Mgmt    For    For    For
1.4   Elect Director Peter S. Kirlin    Mgmt    For    For    For
1.5   Elect Director Constantine S. Macricostas    Mgmt    For    For    For
1.6   Elect Director George Macricostas    Mgmt    For    For    For
1.7   Elect Director Mitchell G. Tyson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Hologic, Inc.

 

Meeting Date:    03/08/2017    Country:    USA    Primary Security ID:    436440101
Record Date:    01/09/2017    Meeting Type:    Annual    Ticker:    HOLX

 

Shares Voted:   65,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.2   Elect Director Sally W. Crawford    Mgmt    For    For    For
1.3   Elect Director Scott T. Garrett    Mgmt    For    For    For
1.4   Elect Director Lawrence M. Levy    Mgmt    For    For    For
1.5   Elect Director Stephen P. MacMillan    Mgmt    For    For    For
1.6   Elect Director Christiana Stamoulis    Mgmt    For    For    For
1.7   Elect Director Elaine S. Ullian    Mgmt    For    For    For
1.8   Elect Director Amy M. Wendell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    03/24/2017    Country:    USA    Primary Security ID:    232806109
Record Date:    02/27/2017    Meeting Type:    Proxy Contest    Ticker:    CY

 

Shares Voted:   996,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1   Eliminate Cumulative Voting    Mgmt    For    Refer    For
  Dissident Proxy (Gold Proxy Card)    Mgmt         
1   Eliminate Cumulative Voting    Mgmt    None    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

HP Inc.

 

Meeting Date:    04/17/2017    Country:    USA    Primary Security ID:    40434L105
Record Date:    02/16/2017    Meeting Type:    Annual    Ticker:    HPQ

 

Shares Voted:   647,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aida M. Alvarez    Mgmt    For    For    For
1b   Elect Director Shumeet Banerji    Mgmt    For    For    For
1c   Elect Director Carl Bass    Mgmt    For    For    For
1d   Elect Director Robert R. Bennett    Mgmt    For    For    For
1e   Elect Director Charles V. Bergh    Mgmt    For    For    For
1f   Elect Director Stacy Brown-Philpot    Mgmt    For    For    For
1g   Elect Director Stephanie A. Burns    Mgmt    For    For    For
1h   Elect Director Mary Anne Citrino    Mgmt    For    For    For
1i   Elect Director Stacey Mobley    Mgmt    For    For    For
1j   Elect Director Subra Suresh    Mgmt    For    For    For
1k   Elect Director Dion J. Weisler    Mgmt    For    For    For
1l   Elect Director Margaret C. Whitman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Rambus Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    750917106
Record Date:    02/22/2017    Meeting Type:    Annual    Ticker:    RMBS

 

Shares Voted:   764,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald Black    Mgmt    For    For    For
1.2   Elect Director Penelope A. Herscher    Mgmt    For    For    For
1.3   Elect Director Eric Stang    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Rambus Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/26/2017    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   53,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discuss Remuneration Policy for Management Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 1.20 Per Ordinary Share    Mgmt    For    For    For
9   Amend the Remuneration Policy of the Management Board    Mgmt    For    For    For
10   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
11   Approve Number of Stock Options, Respectively Shares for Employees    Mgmt    For    Refer    For
12   Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board    Mgmt         
13.a   Elect Pauline van der Meer Mohr to Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13.b   Elect Carla Smits-Nusteling to Supervisory Board    Mgmt    For    For    For
13.c   Elect Doug Grose to Supervisory Board    Mgmt    For    For    For
13.d   Elect Wolfgang Ziebart to Supervisory Board    Mgmt    For    For    For
13.e   Discussion of the Supervisory Board Profile    Mgmt         
14   Amend Remuneration of Supervisory Board    Mgmt    For    Refer    For
15   Ratify KPMG as Auditors    Mgmt    For    For    For
16.a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    Against
16.b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a    Mgmt    For    For    For
16.c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    For    Against
16.d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c    Mgmt    For    For    For
17.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
17.b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
18   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Other Business (Non-Voting)    Mgmt         
20   Close Meeting    Mgmt         

Cigna Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    125509109
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    CI

 

Shares Voted:   42,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director Eric J. Foss    Mgmt    For    For    For
1.3   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.4   Elect Director Jane E. Henney    Mgmt    For    For    For
1.5   Elect Director Roman Martinez, IV    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Cigna Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Donna F. Zarcone    Mgmt    For    For    For
1.7   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against

Dialog Semiconductor Plc

 

Meeting Date:    05/04/2017    Country:    United Kingdom    Primary Security ID:    G5821P111
Record Date:    05/02/2017    Meeting Type:    Annual    Ticker:    DLG

 

Shares Voted:   138,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
4   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Re-elect Eamonn O’Hare as Director    Mgmt    For    For    For
6   Re-elect Christopher Burke as Director    Mgmt    For    For    For
7   Re-elect Aidan Hughes as Director    Mgmt    For    For    For
8   Elect Mary Chan as Director    Mgmt    For    For    For
9   Elect Nicholas Jeffery as Director    Mgmt    For    For    For
10   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue    Mgmt    For    For    For
12   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Dialog Semiconductor Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
14   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc    Mgmt    For    For    For
15   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Goldman Sachs International    Mgmt    For    For    For
16   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc    Mgmt    For    For    For
17   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International    Mgmt    For    For    For
18   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

QTS Realty Trust, Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    74736A103
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    QTS

 

Shares Voted:   158,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Chad L. Williams    Mgmt    For    For    For
1.2   Elect Director John W. Barter    Mgmt    For    For    For
1.3   Elect Director William O. Grabe    Mgmt    For    For    For
1.4   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.5   Elect Director Peter A. Marino    Mgmt    For    For    For
1.6   Elect Director Scott D. Miller    Mgmt    For    For    For
1.7   Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.8   Elect Director Stephen E. Westhead    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Tenet Healthcare Corporation

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    88033G407
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    THC

 

Shares Voted:   325,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director John P. Byrnes    Mgmt    For    For    For
1B   Elect Director Trevor Fetter    Mgmt    For    For    For
1C   Elect Director Brenda J. Gaines    Mgmt    For    For    For
1D   Elect Director Karen M. Garrison    Mgmt    For    For    For
1E   Elect Director Edward A. Kangas    Mgmt    For    For    For
1F   Elect Director J. Robert Kerrey    Mgmt    For    For    For
1G   Elect Director Richard R. Pettingill    Mgmt    For    For    For
1H   Elect Director Matthew J. Ripperger    Mgmt    For    For    For
1I   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1J   Elect Director Tammy Romo    Mgmt    For    For    For
1K   Elect Director Randolph C. Simpson    Mgmt    For    For    For
1L   Elect Director Peter M. Wilver    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Globant S.A.

 

Meeting Date:    05/08/2017    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    04/24/2017    Meeting Type:    Annual/Special    Ticker:    GLOB

 

Shares Voted:   68,160          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Acknowledgement of the Postponement of the AGM    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Globant S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Receive Board’s and Auditor’s Reports    Mgmt         
3   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Allocation of Results    Mgmt    For    For    For
6   Approve Discharge of Directors    Mgmt    For    For    For
7   Approve Stock Option Plan Grants    Mgmt    For    Refer    For
8   Approve Remuneration of Directors    Mgmt    For    Refer    For
9   Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For    For
10   Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For    For
11   Elect Linda Rottenberg as Director    Mgmt    For    For    For
12   Elect Martin Gonzalo Umaran as Director    Mgmt    For    For    For
13   Elect Guibert Andres Englebienne as Director    Mgmt    For    For    For
  Special Meeting Agenda    Mgmt         
1   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 9.04 Million    Mgmt    For    Refer    Against
2   Amend Article10.3: Re Convening Notice of General Meeting    Mgmt    For    Refer    For

BioAmber Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    09072Q106
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    BIOA

 

Shares Voted:   480,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ellen B. Richstone    Mgmt    For    For    For
1.2   Elect Director Kurt Briner    Mgmt    For    For    For
2   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Intel Corporation

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    458140100
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   290,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Aneel Bhusri    Mgmt    For    For    For
1c   Elect Director Andy D. Bryant    Mgmt    For    For    For
1d   Elect Director Reed E. Hundt    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director David S. Pottruck    Mgmt    For    For    For
1i   Elect Director Gregory D. Smith    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
1k   Elect Director David B. Yoffie    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Political Contributions Disclosure    SH    Against    Against    Against
7   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Euronet Worldwide, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    298736109
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    EEFT

 

Shares Voted:   268,228          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrzej Olechowski    Mgmt    For    For    For
1.2   Elect Director Eriberto R. Scocimara    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Euronet Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Mark R. Callegari    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Cerner Corporation

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    156782104
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   307,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Julie L. Gerberding    Mgmt    For    For    For
1b   Elect Director Neal L. Patterson    Mgmt    For    For    For
1c   Elect Director William D. Zollars    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    462222100
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    IONS

 

Shares Voted:   354,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Spencer R. Berthelsen    Mgmt    For    For    For
1.2   Elect Director B. Lynne Parshall    Mgmt    For    For    For
1.3   Elect Director Joseph H. Wender    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Ionis Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Silver Spring Networks, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    82817Q103
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    SSNI

 

Shares Voted:   552,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott A. Lang    Mgmt    For    For    For
1.2   Elect Director Warren M. Weiss    Mgmt    For    For    For
1.3   Elect Director Thomas H. Werner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   153,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Public Policy Issues Associated with Fake News    SH    Against    Refer    Against
6   Gender Pay Gap    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For

Netflix, Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    64110L106
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    NFLX

 

Shares Voted:   37,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Reed Hastings    Mgmt    For    Refer    Withhold
1.2   Elect Director Jay C. Hoag    Mgmt    For    Refer    Withhold
1.3   Elect Director A. George (Skip) Battle    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Proxy Access Right    SH    Against    Against    Against
6   Report on Sustainability    SH    Against    Refer    Against
7   Report on Feasibility of Net-Zero GHG Emissions    SH    Against    Refer    Against
8   Declassify the Board of Directors    SH    Against    For    For
9   Adopt Simple Majority Vote    SH    Against    For    For
10   Require a Majority Vote for the Election of Directors    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Tesla, Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    88160R101
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    TSLA

 

Shares Voted:   9,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Elon Musk    Mgmt    For    For    For
1.2   Elect Director Robyn M. Denholm    Mgmt    For    For    For
1.3   Elect Director Stephen T. Jurvetson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Declassify the Board of Directors    SH    Against    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    018581108
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   112,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1.4   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.5   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.6   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.7   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.8   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.9   Elect Director Timothy J. Theriault    Mgmt    For    For    For
1.10   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Alliance Data Systems Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   13,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    Refer    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Paul S. Otellini    Mgmt    For    Refer    For
1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
1.12   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Report on Political Contributions    SH    Against    Against    Against
9   Report on Gender Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Report on Charitable Contributions    SH    Against    Against    Against
11   Adopt Holy Land Principles    SH    Against    Against    Against
12   Report on Fake News    SH    Against    Refer    Against

Arcadia Biosciences, Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    039014105
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    RKDA

 

Shares Voted:   270,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eric J. Rey    Mgmt    For    Refer    Withhold
1.2   Elect Director Gregory D. Waller    Mgmt    For    For    For
2   Reduce Authorized Common Stock    Mgmt    For    Against    Against
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   216,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan Garber    Mgmt    For    For    For
1.2   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1.3   Elect Director William D. Young    Mgmt    For    For    For
2   Declassify the Board of Directors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Eliminate Supermajority Vote Requirement    SH    Against    For    For
8   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Garmin Ltd.

 

Meeting Date:    06/09/2017    Country:    Switzerland    Primary Security ID:    H2906T109
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    GRMN

 

Shares Voted:   183,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Dividends    Mgmt    For    For    For
4   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
5.1   Elect Director Donald H. Eller    Mgmt    For    For    For
5.2   Elect Director Joseph J. Hartnett    Mgmt    For    For    For
5.3   Elect Director Min H. Kao    Mgmt    For    For    For
5.4   Elect Director Charles W. Peffer    Mgmt    For    For    For
5.5   Elect Director Clifton A. Pemble    Mgmt    For    For    For
5.6   Elect Director Rebecca R. Tilden    Mgmt    For    For    For
6   Elect Min H. Kao as Board Chairman    Mgmt    For    For    For
7.1   Appoint Donald H. Eller as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Joseph J. Hartnett as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint Charles W. Peffer as Member of the Compensation Committee    Mgmt    For    For    For
7.4   Appoint Rebecca R. Tilden as Member of the Compensation Committee    Mgmt    For    For    For
8   Designate Reiss + Preuss LLP as Independent Proxy    Mgmt    For    For    For
9   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Garmin Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Approve Fiscal Year 2018 Maximum Aggregate Compensation for the Executive Management    Mgmt    For    Refer    For
11   Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2017 AGM and the 2018 AGM    Mgmt    For    Refer    For
12   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
13   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

ACI Worldwide, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    004498101
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    ACIW

 

Shares Voted:   886,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Janet O. Estep    Mgmt    For    For    For
1.2   Elect Director James C. Hale    Mgmt    For    For    For
1.3   Elect Director Philip G. Heasley    Mgmt    For    For    For
1.4   Elect Director James C. McGroddy    Mgmt    For    For    For
1.5   Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For
1.6   Elect Director David A. Poe    Mgmt    For    For    For
1.7   Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.8   Elect Director John M. Shay, Jr.    Mgmt    For    For    For
1.9   Elect Director Jan H. Suwinski    Mgmt    For    For    For
1.10   Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Avinger, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID    053734109
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    AVGR

 

Shares Voted:   246,712          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Donald A. Lucas    Mgmt    For    Refer    Against
1b   Elect Director James B. McElwee    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Square, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    852234103
Record Date:    04/20/2017    Meeting Type:    Annual    Ticker:    SQ

 

Shares Voted:   188,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roelof Botha    Mgmt    For    Refer    Withhold
1.2   Elect Director Jim McKelvey    Mgmt    For    Refer    Withhold
1.3   Elect Director Ruth Simmons    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Marvell Technology Group Ltd.

 

Meeting Date:    06/15/2017    Country:    Bermuda    Primary Security ID:    G5876H105
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    MRVL

 

Shares Voted:   540,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tudor Brown    Mgmt    For    For    For
1.2   Elect Director Peter A. Feld    Mgmt    For    For    For
1.3   Elect Director Richard S. Hill    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Marvell Technology Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Oleg Khaykin    Mgmt    For    For    For
1.5   Elect Director Matthew J. Murphy    Mgmt    For    For    For
1.6   Elect Director Michael Strachan    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
1.8   Elect Director Randhir Thakur    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    06/20/2017    Country:    USA    Primary Security ID:    232806109
Record Date:    04/18/2017    Meeting Type:    Proxy Contest    Ticker:    CY

 

Shares Voted:   1,027,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director W. Steve Albrecht    Mgmt    For    Refer    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    Refer    Withhold
1.3   Elect Director H. Raymond Bingham — Withdrawn Resolution    Mgmt         
1.4   Elect Director Hassane El-Khoury    Mgmt    For    Refer    For
1.5   Elect Director Oh Chul Kwon    Mgmt    For    Refer    For
1.6   Elect Director Wilbert van den Hoek    Mgmt    For    Refer    For
1.7   Elect Director Michael Wishart    Mgmt    For    Refer    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Refer    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Cypress Semiconductor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Dissident Proxy (Gold Proxy Card)    Mgmt         
1.1   Elect Director J. Daniel McCranie    SH    For    Refer    Do Not Vote
1.2   Elect Directors Camillo Martino    SH    For    Refer    Do Not Vote
1.3   Management Nominee W. Steve Albrecht    SH    For    Refer    Do Not Vote
1.4   Management Nominee Hassane El-Khoury    SH    For    Refer    Do Not Vote
1.5   Management Nominee Oh Chul Kwon    SH    For    Refer    Do Not Vote
1.6   Management Nominee Wilbert van den Hoek    SH    For    Refer    Do Not Vote
1.7   Management Nominee Michael Wishart    SH    For    Refer    Do Not Vote
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    Against    Refer    Do Not Vote
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Refer    Do Not Vote
5   Amend Omnibus Stock Plan    Mgmt    Abstain    Refer    Do Not Vote

Kite Pharma, Inc.

 

Meeting Date:    06/20/2017    Country:    USA    Primary Security ID:    49803L109
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    KITE

 

Shares Voted:   65,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Franz B. Humer    Mgmt    For    For    For
1.2   Elect Director Joshua A. Kazam    Mgmt    For    For    For
1.3   Elect Director Steven B. Ruchefsky    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Declassify the Board of Directors    SH    Against    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Kite Pharma, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Universal Display Corporation

 

Meeting Date:    06/22/2017    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   182,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Richard C. Elias    Mgmt    For    For    For
1c   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1d   Elect Director Rosemarie B. Greco    Mgmt    For    For    For
1e   Elect Director C. Keith Hartley    Mgmt    For    For    For
1f   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1g   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1h   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Atlantica Yield plc

 

Meeting Date:    06/23/2017    Country:    United Kingdom    Primary Security ID:    G0751N103
Record Date:    06/19/2017    Meeting Type:    Annual    Ticker:    ABY

 

Shares Voted:   283,087          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Atlantica Yield plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Reappoint Deloitte LLP and Deloitte S.L. as Auditors    Mgmt    For    For    For
5   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Elect Joaquin Fernandez de Pierola as Director    Mgmt    For    For    For
7   Elect Maria Jose Esteruelas as Director    Mgmt    For    Refer    Against
8   Elect Santiago Seage as Director    Mgmt    For    For    Against
9   Elect Daniel Villalba as Director    Mgmt    For    For    For
10   Elect Jackson Robinson as Director    Mgmt    For    For    For
11   Elect Robert Dove as Director    Mgmt    For    For    For
12   Elect Andrea Brentan as Director    Mgmt    For    For    For
13   Elect Francisco Jose Martinez as Director    Mgmt    For    For    For


IVY VIP SMALL CAP CORE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

Pebblebrook Hotel Trust

 

Meeting Date:    07/07/2016    Country:    USA    Primary Security ID:    70509V100
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    PEB

 

Shares Voted:   99,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jon E. Bortz    Mgmt    For    For    For
1.2   Elect Director Cydney C. Donnell    Mgmt    For    For    For
1.3   Elect Director Ron E. Jackson    Mgmt    For    For    For
1.4   Elect Director Phillip M. Miller    Mgmt    For    For    For
1.5   Elect Director Michael J. Schall    Mgmt    For    For    For
1.6   Elect Director Earl E. Webb    Mgmt    For    For    For
1.7   Elect Director Laura H. Wright    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Shareholders the Right to Initiate Bylaw Amendments    SH    Against    Refer    Against

Monro Muffler Brake, Inc.

 

Meeting Date:    08/09/2016    Country:    USA    Primary Security ID:    610236101
Record Date:    06/20/2016    Meeting Type:    Annual    Ticker:    MNRO

 

Shares Voted:   132,569          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald Glickman    Mgmt    For    For    For
1.2   Elect Director John W. Van Heel    Mgmt    For    For    For
1.3   Elect Director James R. Wilen    Mgmt    For    For    For
1.4   Elect Director Elizabeth A. Wolszon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Computer Sciences Corporation

 

Meeting Date:    08/10/2016    Country:    USA    Primary Security ID:    205363104
Record Date:    06/13/2016    Meeting Type:    Annual    Ticker:    CSC

 

Shares Voted:   160,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mukesh Aghi    Mgmt    For    For    For
1b   Elect Director Herman E. Bulls    Mgmt    For    For    For
1c   Elect Director Bruce B. Churchill    Mgmt    For    For    For
1d   Elect Director Mark Foster — RESIGNED    Mgmt         
1e   Elect Director Sachin Lawande    Mgmt    For    For    For
1f   Elect Director J. Michael Lawrie    Mgmt    For    For    For
1g   Elect Director Brian Patrick MacDonald    Mgmt    For    For    For
1h   Elect Director Peter Rutland    Mgmt    For    For    For
1i   Elect Director Robert F. Woods    Mgmt    For    For    For
1j   Elect Director Lizabeth H. Zlatkus    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For

Multi-Color Corporation

 

Meeting Date:    08/17/2016    Country:    USA    Primary Security ID:    625383104
Record Date:    06/30/2016    Meeting Type:    Annual    Ticker:    LABL

 

Shares Voted:   68,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ari J. Benacerraf    Mgmt    For    For    For
1.2   Elect Director Robert R. Buck    Mgmt    For    For    For
1.3   Elect Director Charles B. Connolly    Mgmt    For    For    For
1.4   Elect Director Thomas M. Mohr    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Multi-Color Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Simon T. Roberts    Mgmt    For    For    For
1.6   Elect Director Vadis A. Rodato    Mgmt    For    For    For
1.7   Elect Director Nigel A. Vinecombe    Mgmt    For    For    For
1.8   Elect Director Matthew M. Walsh    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Casey’s General Stores, Inc.

 

Meeting Date:    09/16/2016    Country:    USA    Primary Security ID:    147528103
Record Date:    07/25/2016    Meeting Type:    Annual    Ticker:    CASY

 

Shares Voted:   41,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Johnny Danos    Mgmt    For    Refer    Withhold
1.2   Elect Director Jeffrey M. Lamberti    Mgmt    For    Refer    Withhold
1.3   Elect Director H. Lynn Horak    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/22/2016    Country:    USA    Primary Security ID:    874054109
Record Date:    07/26/2016    Meeting Type:    Annual    Ticker:    TTWO

 

Shares Voted:   420,698          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2   Elect Director Robert A. Bowman    Mgmt    For    For    For
1.3   Elect Director Michael Dornemann    Mgmt    For    For    For
1.4   Elect Director J Moses    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Take-Two Interactive Software, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Michael Sheresky    Mgmt    For    For    For
1.6   Elect Director Susan Tolson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/19/2016    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   13,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Daniel Yong Zhang as Director    Mgmt    For    Refer    Against
1.2   Elect Chee Hwa Tung as Director    Mgmt    For    For    For
1.3   Elect Jerry Yang as Director    Mgmt    For    For    For
1.4   Elect Wan Ling Martello as Director    Mgmt    For    For    For
1.5   Elect Eric Xiandong Jing as Director    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

New Jersey Resources Corporation

 

Meeting Date:    01/25/2017    Country:    USA    Primary Security ID:    646025106
Record Date:    11/28/2016    Meeting Type:    Annual    Ticker:    NJR

 

Shares Voted:   65,838          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jane M. Kenny    Mgmt    For    For    For
1.2   Elect Director Sharon C. Taylor    Mgmt    For    For    For
1.3   Elect Director David A. Trice    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

New Jersey Resources Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Woodward, Inc.

 

Meeting Date:    01/25/2017    Country:    USA    Primary Security ID:    980745103
Record Date:    11/28/2016    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   174,256          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mary L. Petrovich    Mgmt    For    For    For
1.2   Elect Director Paul Donovan    Mgmt    For    For    For
1.3   Elect Director Jonathan W. Thayer    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Oshkosh Corporation

 

Meeting Date:    02/07/2017    Country:    USA    Primary Security ID:    688239201
Record Date:    12/12/2016    Meeting Type:    Annual    Ticker:    OSK

 

Shares Voted:   24,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Keith J. Allman    Mgmt    For    For    For
1.2   Elect Director Peter B. Hamilton    Mgmt    For    For    For
1.3   Elect Director Wilson R. Jones    Mgmt    For    For    For
1.4   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1.5   Elect Director Kimberley Metcalf-Kupres    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Oshkosh Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Steven C. Mizell    Mgmt    For    For    For
1.7   Elect Director Stephen D. Newlin    Mgmt    For    For    For
1.8   Elect Director Craig P. Omtvedt    Mgmt    For    For    For
1.9   Elect Director Duncan J. Palmer    Mgmt    For    For    For
1.10   Elect Director John S. Shiely    Mgmt    For    For    For
1.11   Elect Director William S. Wallace    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against

Beacon Roofing Supply, Inc.

 

Meeting Date:    02/10/2017    Country:    USA    Primary Security ID:    073685109
Record Date:    12/16/2016    Meeting Type:    Annual    Ticker:    BECN

 

Shares Voted:   212,348          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Buck    Mgmt    For    For    For
1.2   Elect Director Paul M. Isabella    Mgmt    For    For    For
1.3   Elect Director Carl T. Berquist    Mgmt    For    For    For
1.4   Elect Director Richard W. Frost    Mgmt    For    For    For
1.5   Elect Director Alan Gershenhorn    Mgmt    For    For    For
1.6   Elect Director Philip W. Knisely    Mgmt    For    For    For
1.7   Elect Director Robert M. McLaughlin    Mgmt    For    For    For
1.8   Elect Director Neil S. Novich    Mgmt    For    For    For
1.9   Elect Director Stuart A. Randle    Mgmt    For    For    For
1.10   Elect Director Douglas L. Young    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Pinnacle Financial Partners, Inc.

 

Meeting Date:    04/18/2017    Country:    USA    Primary Security ID:    72346Q104
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    PNFP

 

Shares Voted:   89,834          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles E. Brock    Mgmt    For    For    For
1.2   Elect Director Renda J. Burkhart    Mgmt    For    For    For
1.3   Elect Director Gregory L. Burns    Mgmt    For    For    For
1.4   Elect Director Marty G. Dickens    Mgmt    For    For    For
1.5   Elect Director Thomas C. Farnsworth, III    Mgmt    For    For    For
1.6   Elect Director Joseph C. Galante    Mgmt    For    For    For
1.7   Elect Director Glenda Baskin Glover    Mgmt    For    For    For
1.8   Elect Director David B. Ingram    Mgmt    For    For    For
1.9   Elect Director Ed C. Loughry, Jr.    Mgmt    For    For    For
1.10   Elect Director Robert A. McCabe, Jr.    Mgmt    For    For    For
1.11   Elect Director Ronald L. Samuels    Mgmt    For    For    For
1.12   Elect Director Reese L. Smith, III    Mgmt    For    For    For
1.13   Elect Director Gary L. Scott    Mgmt    For    For    For
1.14   Elect Director M. Terry Turner    Mgmt    For    For    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Flotek Industries, Inc.

 

Meeting Date:    04/21/2017    Country:    USA    Primary Security ID:    343389102
Record Date:    03/02/2017    Meeting Type:    Annual    Ticker:    FTK

 

Shares Voted:   482,872          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michelle M. Adams    Mgmt    For    For    For
1.2   Elect Director Ted D. Brown    Mgmt    For    For    For
1.3   Elect Director John W. Chisholm    Mgmt    For    For    For
1.4   Elect Director L. Melvin Cooper    Mgmt    For    For    For
1.5   Elect Director Carla S. Hardy    Mgmt    For    For    For
1.6   Elect Director Kenneth T. Hern    Mgmt    For    For    For
1.7   Elect Director L.V. ‘Bud’ McGuire    Mgmt    For    For    For
1.8   Elect Director John S. Reiland    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Hein & Associates LLP as Auditors    Mgmt    For    For    For

South Jersey Industries, Inc.

 

Meeting Date:    04/21/2017    Country:    USA    Primary Security ID:    838518108
Record Date:    02/21/2017    Meeting Type:    Annual    Ticker:    SJI

 

Shares Voted:   78,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Sarah M. Barpoulis    Mgmt    For    For    For
1b   Elect Director Thomas A. Bracken    Mgmt    For    For    For
1c   Elect Director Keith S. Campbell    Mgmt    For    For    For
1d   Elect Director Victor A. Fortkiewicz    Mgmt    For    For    For
1e   Elect Director Sheila Hartnett-Devlin    Mgmt    For    For    For
1f   Elect Director Walter M. Higgins, III    Mgmt    For    For    For
1g   Elect Director Sunita Holzer    Mgmt    For    For    For
1h   Elect Director Michael J. Renna    Mgmt    For    For    For
1i   Elect Director Joseph M. Rigby    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

South Jersey Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Frank L. Sims    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    320517105
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    FHN

 

Shares Voted:   296,107          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John C. Compton    Mgmt    For    For    For
1.2   Elect Director Mark A. Emkes    Mgmt    For    For    For
1.3   Elect Director Corydon J. Gilchrist    Mgmt    For    For    For
1.4   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.5   Elect Director R. Brad Martin    Mgmt    For    For    For
1.6   Elect Director Scott M. Niswonger    Mgmt    For    For    For
1.7   Elect Director Vicki R. Palmer    Mgmt    For    For    For
1.8   Elect Director Colin V. Reed    Mgmt    For    For    For
1.9   Elect Director Cecelia D. Stewart    Mgmt    For    For    For
1.10   Elect Director Rajesh Subramaniam    Mgmt    For    For    For
1.11   Elect Director Luke Yancy, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

UMB Financial Corporation

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    902788108
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    UMBF

 

Shares Voted:   35,046          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robin C. Beery    Mgmt    For    For    For
1.2   Elect Director Kevin C. Gallagher    Mgmt    For    For    For
1.3   Elect Director Greg M. Graves    Mgmt    For    For    For
1.4   Elect Director Alexander C. Kemper    Mgmt    For    For    For
1.5   Elect Director J. Mariner Kemper    Mgmt    For    For    For
1.6   Elect Director Gordon E. Lansford, III    Mgmt    For    For    For
1.7   Elect Director Timothy R. Murphy    Mgmt    For    For    For
1.8   Elect Director Kris A. Robbins    Mgmt    For    For    For
1.9   Elect Director L. Joshua Sosland    Mgmt    For    For    For
1.10   Elect Director Dylan E. Taylor    Mgmt    For    For    For
1.11   Elect Director Paul Uhlmann, III    Mgmt    For    For    For
1.12   Elect Director Leroy J. Williams, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For

Advanced Micro Devices, Inc.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    007903107
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    AMD

 

Shares Voted:   203,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John E. Caldwell    Mgmt    For    For    For
1b   Elect Director Nora M. Denzel    Mgmt    For    For    For
1c   Elect Director Nicholas M. Donofrio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Advanced Micro Devices, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Joseph A. Householder    Mgmt    For    For    For
1e   Elect Director Michael J. Inglis    Mgmt    For    For    For
1f   Elect Director John W. Marren    Mgmt    For    For    For
1g   Elect Director Lisa T. Su    Mgmt    For    For    For
1h   Elect Director Ahmed Yahia    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

AMC Entertainment Holdings, Inc.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    00165C104
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    AMC

 

Shares Voted:   433,525          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Anthony J. Saich    Mgmt    For    For    For
1.2   Elect Director Gary F. Locke    Mgmt    For    Refer    Withhold
1.3   Elect Director Kathleen M. Pawlus    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Chemical Financial Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    163731102
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    CHFC

 

Shares Voted:   66,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Fitterling    Mgmt    For    For    For
1.2   Elect Director Ronald A. Klein    Mgmt    For    For    For
1.3   Elect Director Richard M. Lievense    Mgmt    For    For    For
1.4   Elect Director Barbara J. Mahone    Mgmt    For    For    For
1.5   Elect Director John E. Pelizzari    Mgmt    For    For    For
1.6   Elect Director David T. Provost    Mgmt    For    For    For
1.7   Elect Director David B. Ramaker    Mgmt    For    For    For
1.8   Elect Director Larry D. Stauffer    Mgmt    For    For    For
1.9   Elect Director Jeffrey L. Tate    Mgmt    For    For    For
1.10   Elect Director Gary Torgow    Mgmt    For    For    For
1.11   Elect Director Arthur A. Weiss    Mgmt    For    For    For
1.12   Elect Director Franklin C. Wheatlake    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Unisys Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    909214306
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    UIS

 

Shares Voted:   465,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter A. Altabef    Mgmt    For    For    For
1b   Elect Director Jared L. Cohon    Mgmt    For    For    For
1c   Elect Director Alison Davis    Mgmt    For    For    For
1d   Elect Director Nathaniel A. Davis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Unisys Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Denise K. Fletcher    Mgmt    For    For    For
1f   Elect Director Philippe Germond    Mgmt    For    For    For
1g   Elect Director Paul E. Martin    Mgmt    For    For    For
1h   Elect Director Lee D. Roberts    Mgmt    For    For    For
1i   Elect Director Paul E. Weaver    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Saia, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    78709Y105
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    SAIA

 

Shares Voted:   158,318          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John P. Gainor, Jr.    Mgmt    For    For    For
1.2   Elect Director Randolph W. Melville    Mgmt    For    For    For
1.3   Elect Director Bjorn E. Olsson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Sensient Technologies Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    81725T100
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    SXT

 

Shares Voted:   123,687          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hank Brown    Mgmt    For    For    For
1.2   Elect Director Joseph Carleone    Mgmt    For    For    For
1.3   Elect Director Edward H. Cichurski    Mgmt    For    For    For
1.4   Elect Director Fergus M. Clydesdale    Mgmt    For    For    For
1.5   Elect Director Mario Ferruzzi    Mgmt    For    For    For
1.6   Elect Director Donald W. Landry    Mgmt    For    For    For
1.7   Elect Director Paul Manning    Mgmt    For    For    For
1.8   Elect Director Deborah McKeithan-Gebhardt    Mgmt    For    For    For
1.9   Elect Director Scott C. Morrison    Mgmt    For    For    For
1.10   Elect Director Elaine R. Wedral    Mgmt    For    For    For
1.11   Elect Director Essie Whitelaw    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    78486Q101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    SIVB

 

Shares Voted:   18,997          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Greg W. Becker    Mgmt    For    For    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3   Elect Director David M. Clapper    Mgmt    For    For    For
1.4   Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5   Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6   Elect Director Lata Krishnan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

SVB Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.8   Elect Director Mary J. Miller    Mgmt    For    For    For
1.9   Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10   Elect Director John F. Robinson    Mgmt    For    For    For
1.11   Elect Director Garen K. Staglin    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Webster Financial Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    947890109
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    WBS

 

Shares Voted:   290,383          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William L. Atwell    Mgmt    For    For    For
1b   Elect Director Joel S. Becker    Mgmt    For    For    For
1c   Elect Director John J. Crawford    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1e   Elect Director Laurence C. Morse    Mgmt    For    For    For
1f   Elect Director Karen R. Osar    Mgmt    For    For    For
1g   Elect Director Mark Pettie    Mgmt    For    For    For
1h   Elect Director Charles W. Shivery    Mgmt    For    For    For
1i   Elect Director James C. Smith    Mgmt    For    For    For
1j   Elect Director Lauren C. States    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

STAG Industrial, Inc.

 

Meeting Date:    05/01/2017    Country:    USA    Primary Security ID:    85254J102
Record Date:    03/06/2017    Meeting Type:    Annual    Ticker:    STAG

 

Shares Voted:   102,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Benjamin S. Butcher    Mgmt    For    For    For
1.2   Elect Director Virgis W. Colbert    Mgmt    For    For    For
1.3   Elect Director Jeffrey D. Furber    Mgmt    For    For    For
1.4   Elect Director Larry T. Guillemette    Mgmt    For    For    For
1.5   Elect Director Francis X. Jacoby, III    Mgmt    For    For    For
1.6   Elect Director Christopher P. Marr    Mgmt    For    For    For
1.7   Elect Director Hans S. Weger    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TimkenSteel Corporation

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    887399103
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    TMST

 

Shares Voted:   163,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Randall H. Edwards    Mgmt    For    For    For
1.2   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.3   Elect Director Randall A. Wotring    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

YRC Worldwide Inc.

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    984249607
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    YRCW

 

Shares Voted:   458,005          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raymond J. Bromark    Mgmt    For    For    For
1.2   Elect Director Matthew A. Doheny    Mgmt    For    For    For
1.3   Elect Director Robert L. Friedman    Mgmt    For    For    For
1.4   Elect Director James E. Hoffman    Mgmt    For    For    For
1.5   Elect Director Michael J. Kneeland    Mgmt    For    For    For
1.6   Elect Director James L. Welch    Mgmt    For    For    For
1.7   Elect Director James F. Winestock    Mgmt    For    For    For
1.8   Elect Director Patricia M. Nazemetz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Continental Building Products, Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    211171103
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    CBPX

 

Shares Voted:   112,675          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward Bosowski    Mgmt    For    Refer    Withhold
1.2   Elect Director Michael Moore    Mgmt    For    For    Withhold
1.3   Elect Director Jack Sweeny    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Univar Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    91336L107
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    UNVR

 

Shares Voted:   125,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel P. Doheny    Mgmt    For    For    For
1.2   Elect Director Edward J. Mooney    Mgmt    For    For    For
1.3   Elect Director Juliet Teo    Mgmt    For    Refer    Withhold
1.4   Elect Director David H. Wasserman    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Tompkins Financial Corporation

 

Meeting Date:    05/08/2017    Country:    USA    Primary Security ID:    890110109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    TMP

 

Shares Voted:   19,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John E. Alexander    Mgmt    For    For    For
1.2   Elect Director Paul J. Battaglia    Mgmt    For    For    For
1.3   Elect Director Daniel J. Fessenden    Mgmt    For    For    For
1.4   Elect Director James W. Fulmer    Mgmt    For    For    For
1.5   Elect Director Susan A. Henry    Mgmt    For    For    For
1.6   Elect Director Patricia A. Johnson    Mgmt    For    For    For
1.7   Elect Director Frank C. Milewski    Mgmt    For    For    For
1.8   Elect Director Thomas R. Rochon    Mgmt    For    For    For
1.9   Elect Director Stephen S. Romaine    Mgmt    For    For    For
1.10   Elect Director Michael H. Spain    Mgmt    For    For    For
1.11   Elect Director Alfred J. Weber    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Tompkins Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.12   Elect Director Craig Yunker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ALLETE, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    018522300
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    ALE

 

Shares Voted:   51,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kathryn W. Dindo    Mgmt    For    For    For
1b   Elect Director Sidney W. Emery, Jr.    Mgmt    For    For    For
1c   Elect Director George G. Goldfarb    Mgmt    For    For    For
1d   Elect Director James S. Haines, Jr.    Mgmt    For    For    For
1e   Elect Director Alan R. Hodnik    Mgmt    For    For    For
1f   Elect Director James J. Hoolihan    Mgmt    For    For    For
1g   Elect Director Heidi E. Jimmerson    Mgmt    For    For    For
1h   Elect Director Madeleine W. Ludlow    Mgmt    For    For    For
1i   Elect Director Douglas C. Neve    Mgmt    For    For    For
1j   Elect Director Leonard C. Rodman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Coca-Cola Bottling Co. Consolidated

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    191098102
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    COKE

 

Shares Voted:   23,092          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. Frank Harrison, III    Mgmt    For    Refer    Withhold
1.2   Elect Director Sharon A. Decker    Mgmt    For    For    For
1.3   Elect Director Morgan H. Everett    Mgmt    For    Refer    For
1.4   Elect Director Henry W. Flint    Mgmt    For    Refer    Withhold
1.5   Elect Director James R. Helvey, III    Mgmt    For    For    For
1.6   Elect Director William H. Jones    Mgmt    For    For    For
1.7   Elect Director Umesh M. Kasbekar    Mgmt    For    Refer    Withhold
1.8   Elect Director Jennifer K. Mann    Mgmt    For    Refer    Withhold
1.9   Elect Director James H. Morgan    Mgmt    For    For    For
1.10   Elect Director John W. Murrey, III    Mgmt    For    For    For
1.11   Elect Director Sue Anne H. Wells    Mgmt    For    Refer    Withhold
1.12   Elect Director Dennis A. Wicker    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Establish Range For Board Size    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
6   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

ICU Medical, Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    44930G107
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    ICUI

 

Shares Voted:   31,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vivek Jain    Mgmt    For    For    For
1.2   Elect Director George A. Lopez    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

ICU Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Joseph R. Saucedo    Mgmt    For    For    For
1.4   Elect Director Richard H. Sherman    Mgmt    For    For    For
1.5   Elect Director Robert S. Swinney    Mgmt    For    For    For
1.6   Elect Director David C. Greenberg    Mgmt    For    For    For
1.7   Elect Director Elisha W. Finney    Mgmt    For    For    For
1.8   Elect Director Douglas E. Giordano    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Highwoods Properties, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    431284108
Record Date:    03/01/2017    Meeting Type:    Annual    Ticker:    HIW

 

Shares Voted:   34,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles A. Anderson    Mgmt    For    For    For
1.2   Elect Director Gene H. Anderson    Mgmt    For    For    For
1.3   Elect Director Carlos E. Evans    Mgmt    For    For    For
1.4   Elect Director Edward J. Fritsch    Mgmt    For    For    For
1.5   Elect Director David J. Hartzell    Mgmt    For    For    For
1.6   Elect Director Sherry A. Kellett    Mgmt    For    For    For
1.7   Elect Director O. Temple Sloan, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Innospec Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    45768S105
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    IOSP

 

Shares Voted:   78,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hugh G. C. Aldous    Mgmt    For    For    For
1.2   Elect Director Joachim Roeser    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify KPMG Audit Plc as Auditors    Mgmt    For    For    For

Laredo Petroleum, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    516806106
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   1,185,013          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Randy A. Foutch    Mgmt    For    For    For
1.2   Elect Director Peter R. Kagan    Mgmt    For    For    For
1.3   Elect Director Edmund P. Segner, III    Mgmt    For    For    For
1.4   Elect Director Myles W. Scoggins    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    01973R101
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    ALSN

 

Shares Voted:   103,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stan A. Askren    Mgmt    For    For    For
1b   Elect Director Lawrence E. Dewey    Mgmt    For    For    For
1c   Elect Director David C. Everitt    Mgmt    For    For    For
1d   Elect Director Alvaro Garcia-Tunon    Mgmt    For    For    For
1e   Elect Director William R. Harker    Mgmt    For    For    For
1f   Elect Director Richard P. Lavin    Mgmt    For    For    For
1g   Elect Director Thomas W. Rabaut    Mgmt    For    For    For
1h   Elect Director Francis Raborn    Mgmt    For    For    For
1i   Elect Director Richard V. Reynolds    Mgmt    For    For    For
1j   Elect Director James A. Star    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Uniti Group Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    91325V108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNIT

 

Shares Voted:   526,961          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jennifer S. Banner    Mgmt    For    For    Against
1b   Elect Director Scott G. Bruce    Mgmt    For    For    For
1c   Elect Director Francis X. (‘Skip’) Frantz    Mgmt    For    For    Against
1d   Elect Director Andrew Frey    Mgmt    For    For    For
1e   Elect Director Kenneth A. Gunderman    Mgmt    For    For    For
1f   Elect Director David L. Solomon    Mgmt    For    For    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

FCB Financial Holdings, Inc.

 

Meeting Date:    05/15/2017    Country:    USA    Primary Security ID:    30255G103
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    FCB

 

Shares Voted:   133,011          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vincent S. Tese    Mgmt    For    For    For
1.2   Elect Director Les J. Lieberman    Mgmt    For    For    For
1.3   Elect Director Stuart I. Oran    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

BankUnited, Inc.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    06652K103
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    BKU

 

Shares Voted:   178,511          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Kanas    Mgmt    For    For    For
1.2   Elect Director Rajinder P. Singh    Mgmt    For    For    For
1.3   Elect Director Tere Blanca    Mgmt    For    For    For
1.4   Elect Director Eugene F. DeMark    Mgmt    For    For    For
1.5   Elect Director Michael J. Dowling    Mgmt    For    For    For
1.6   Elect Director Douglas J. Pauls    Mgmt    For    For    For
1.7   Elect Director A. Gail Prudenti    Mgmt    For    For    For
1.8   Elect Director Sanjiv Sobti    Mgmt    For    For    For
1.9   Elect Director A. Robert Towbin    Mgmt    For    For    For
1.10   Elect Director Lynne Wines    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Financial Engines, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    317485100
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    FNGN

 

Shares Voted:   70,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Blake R. Grossman    Mgmt    For    For    For
1.2   Elect Director Robert A. Huret    Mgmt    For    For    For
1.3   Elect Director Lawrence M. Raffone    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Omnicell, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    68213N109
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    OMCL

 

Shares Voted:   101,146          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sara J. White    Mgmt    For    For    For
1.2   Elect Director Joanne B. Bauer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Pinnacle Foods Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    72348P104
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    PF

 

Shares Voted:   273,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jane Nielsen    Mgmt    For    For    For
1.2   Elect Director Muktesh Pant    Mgmt    For    For    For
1.3   Elect Director Raymond Silcock    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tableau Software, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    87336U105
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    DATA

 

Shares Voted:   106,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Elliott Jurgensen, Jr.    Mgmt    For    Refer    Withhold
1.2   Elect Director John McAdam    Mgmt    For    Refer    Withhold
1.3   Elect Director Brooke Seawell    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Conduent Incorporated

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    206787103
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    CNDT

 

Shares Voted:   302,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul S. Galant    Mgmt    For    For    For
1.2   Elect Director Joie Gregor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Conduent Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Vincent J. Intrieri    Mgmt    For    For    For
1.4   Elect Director Courtney Mather    Mgmt    For    For    For
1.5   Elect Director Michael Nevin    Mgmt    For    For    For
1.6   Elect Director Michael A. Nutter    Mgmt    For    For    For
1.7   Elect Director William G. Parrett    Mgmt    For    For    For
1.8   Elect Director Ashok Vemuri    Mgmt    For    For    For
1.9   Elect Director Virginia M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Tivity Health, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    88870R102
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    TVTY

 

Shares Voted:   481,055          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Archelle Georgiou    Mgmt    For    For    For
1B   Elect Director Robert J. Greczyn, Jr.    Mgmt    For    For    For
1C   Elect Director Peter A. Hudson    Mgmt    For    For    For
1D   Elect Director Bradley S. Karro    Mgmt    For    For    For
1E   Elect Director Paul H. Keckley    Mgmt    For    For    For
1F   Elect Director Conan J. Laughlin    Mgmt    For    For    For
1G   Elect Director Lee A. Shapiro    Mgmt    For    For    For
1H   Elect Director Donato J. Tramuto    Mgmt    For    For    For
1I   Elect Director Kevin G. Wills    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Wintrust Financial Corporation

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    97650W108
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    WTFC

 

Shares Voted:   43,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter D. Crist    Mgmt    For    For    For
1.2   Elect Director Bruce K. Crowther    Mgmt    For    For    For
1.3   Elect Director William J. Doyle    Mgmt    For    For    For
1.4   Elect Director Zed S. Francis, III    Mgmt    For    For    For
1.5   Elect Director Marla F. Glabe    Mgmt    For    For    For
1.6   Elect Director H. Patrick Hackett, Jr.    Mgmt    For    For    For
1.7   Elect Director Scott K. Heitmann    Mgmt    For    For    For
1.8   Elect Director Christopher J. Perry    Mgmt    For    For    For
1.9   Elect Director Ingrid S. Stafford    Mgmt    For    For    For
1.10   Elect Director Gary D. ‘Joe’ Sweeney    Mgmt    For    For    For
1.11   Elect Director Sheila G. Talton    Mgmt    For    For    For
1.12   Elect Director Edward J. Wehmer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

TRI Pointe Group, Inc.

 

Meeting Date:    05/26/2017    Country:    USA    Primary Security ID:    87265H109
Record Date:    03/28/2017    Meeting Type:    Annual    Ticker:    TPH

 

Shares Voted:   214,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas F. Bauer    Mgmt    For    For    For
1.2   Elect Director Lawrence B. Burrows    Mgmt    For    For    For
1.3   Elect Director Daniel S. Fulton    Mgmt    For    For    For
1.4   Elect Director Steven J. Gilbert    Mgmt    For    For    For
1.5   Elect Director Constance B. Moore    Mgmt    For    For    For
1.6   Elect Director Thomas B. Rogers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

EPR Properties

 

Meeting Date:    05/31/2017    Country:    USA    Primary Security ID:    26884U109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    EPR

 

Shares Voted:   34,889          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Druten    Mgmt    For    For    For
1.2   Elect Director Gregory K. Silvers    Mgmt    For    For    For
1.3   Elect Director Robin P. Sterneck    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

American Equity Investment Life Holding Company

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    025676206
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    AEL

 

Shares Voted:   212,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joyce A. Chapman    Mgmt    For    For    For
1.2   Elect Director James M. Gerlach    Mgmt    For    For    For
1.3   Elect Director Robert L. Howe    Mgmt    For    For    For
1.4   Elect Director William R. Kunkel    Mgmt    For    For    For
1.5   Elect Director Debra J. Richardson    Mgmt    For    For    For
1.6   Elect Director Brenda J. Cushing    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Stifel Financial Corp.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    860630102
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    SF

 

Shares Voted:   48,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frederick O. Hanser    Mgmt    For    For    For
1.2   Elect Director Ronald J. Kruszewski    Mgmt    For    For    For
1.3   Elect Director Thomas W. Weisel    Mgmt    For    For    For
1.4   Elect Director Kelvin R. Westbrook    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4   Ratify Ernst &Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Western Alliance Bancorporation

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    957638109
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   165,661          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Bruce Beach    Mgmt    For    For    For
1B   Elect Director William S. Boyd    Mgmt    For    For    For
1C   Elect Director Howard N. Gould    Mgmt    For    For    For
1D   Elect Director Steven J. Hilton    Mgmt    For    For    For
1E   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For
1F   Elect Director Robert P. Latta    Mgmt    For    For    For
1G   Elect Director Cary Mack    Mgmt    For    For    For
1H   Elect Director Todd Marshall    Mgmt    For    For    For
1I   Elect Director James E. Nave    Mgmt    For    For    For
1J   Elect Director Michael Patriarca    Mgmt    For    For    For
1K   Elect Director Robert Gary Sarver    Mgmt    For    For    For
1L   Elect Director Donald D. Snyder    Mgmt    For    For    For
1M   Elect Director Sung Won Sohn    Mgmt    For    For    For
1N   Elect Director Kenneth A. Vecchione    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify RSM US LLP as Auditors    Mgmt    For    For    For

Tech Data Corporation

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    878237106
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    TECD

 

Shares Voted:   37,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Charles E. Adair    Mgmt    For    For    For
1b   Elect Director Karen M. Dahut    Mgmt    For    For    For
1c   Elect Director Robert M. Dutkowsky    Mgmt    For    For    For
1d   Elect Director Harry J. Harczak, Jr.    Mgmt    For    For    For
1e   Elect Director Bridgette P. Heller    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Tech Data Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Kathleen Misunas    Mgmt    For    For    For
1g   Elect Director Thomas I. Morgan    Mgmt    For    For    For
1h   Elect Director Patrick G. Sayer    Mgmt    For    Refer    For
1i   Elect Director Savio W. Tung    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Evolent Health, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    30050B101
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    EVH

 

Shares Voted:   269,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Diane Holder    Mgmt    For    Refer    Against
1b   Elect Director Matthew Hobart    Mgmt    For    Refer    Against
1c   Elect Director Michael D’Amato    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   86,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2   Elect Director Charles T. Doyle    Mgmt    For    Refer    For
1.3   Elect Director Carl James Schaper    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Q2 Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Visteon Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    92839U206
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    VC

 

Shares Voted:   73,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James J. Barrese    Mgmt    For    For    For
1b   Elect Director Naomi M. Bergman    Mgmt    For    For    For
1c   Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1d   Elect Director Sachin S. Lawande    Mgmt    For    For    For
1e   Elect Director Joanne M. Maguire    Mgmt    For    For    For
1f   Elect Director Robert J. Manzo    Mgmt    For    For    For
1g   Elect Director Francis M. Scricco    Mgmt    For    For    For
1h   Elect Director David L. Treadwell    Mgmt    For    For    For
1i   Elect Director Harry J. Wilson    Mgmt    For    For    For
1j   Elect Director Rouzbeh Yassini-Fard    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

Vonage Holdings Corp.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    92886T201
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    VG

 

Shares Voted:   1,081,475          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carolyn Katz    Mgmt    For    For    For
1b   Elect Director John J. Roberts    Mgmt    For    For    For
1c   Elect Director Carl Sparks    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Tax Benefits Preservation Plan    Mgmt    For    Refer    For

Pinnacle Financial Partners, Inc.

 

Meeting Date:    06/12/2017    Country:    USA    Primary Security ID:    72346Q104
Record Date:    04/28/2017    Meeting Type:    Special    Ticker:    PNFP

 

Shares Voted:   104,234          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

RH

 

Meeting Date:    06/27/2017    Country:    USA    Primary Security ID:    74967X103
Record Date:    04/28/2017    Meeting Type:    Annual    Ticker:    RH

 

Shares Voted:   110,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hilary Krane    Mgmt    For    For    For
1.2   Elect Director Katie Mitic    Mgmt    For    For    For
1.3   Elect Director Ali Rowghani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Core

 

RH

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

Akorn, Inc.

 

Meeting Date:    07/01/2016    Country:    USA    Primary Security ID:    009728106
Record Date:    05/11/2016    Meeting Type:    Annual    Ticker:    AKRX

 

Shares Voted:   129,921          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John N. Kapoor    Mgmt    For    For    For
1.2   Elect Director Kenneth S. Abramowitz    Mgmt    For    Refer    Withhold
1.3   Elect Director Adrienne L. Graves    Mgmt    For    For    For
1.4   Elect Director Ronald M. Johnson    Mgmt    For    Refer    Withhold
1.5   Elect Director Steven J. Meyer    Mgmt    For    Refer    Withhold
1.6   Elect Director Terry Allison Rappuhn    Mgmt    For    For    For
1.7   Elect Director Brian Tambi    Mgmt    For    For    For
1.8   Elect Director Alan Weinstein    Mgmt    For    For    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tile Shop Holdings, Inc.

 

Meeting Date:    07/12/2016    Country:    USA    Primary Security ID:    88677Q109
Record Date:    05/16/2016    Meeting Type:    Annual    Ticker:    TTS

 

Shares Voted:   199,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Chris R. Homeister    Mgmt    For    For    For
1.2   Elect Director Peter J. Jacullo, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

ExamWorks Group, Inc.

 

Meeting Date:    07/26/2016    Country:    USA    Primary Security ID:    30066A105
Record Date:    05/31/2016    Meeting Type:    Special    Ticker:    EXAM

 

Shares Voted:   213,020          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Chuy’s Holdings, Inc.

 

Meeting Date:    07/28/2016    Country:    USA    Primary Security ID:    171604101
Record Date:    05/31/2016    Meeting Type:    Annual    Ticker:    CHUY

 

Shares Voted:   107,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Saed Mohseni    Mgmt    For    For    Withhold
1.2   Elect Director Ira Zecher    Mgmt    For    For    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify RSM US LLP as Auditors    Mgmt    For    For    Against

EAGLE PHARMACEUTICALS, INC.

 

Meeting Date:    08/02/2016    Country:    USA    Primary Security ID:    269796108
Record Date:    06/09/2016    Meeting Type:    Annual    Ticker:    EGRX

 

Shares Voted:   56,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sander A. Flaum    Mgmt    For    Refer    Withhold
1.2   Elect Director Scott Tarriff    Mgmt    For    Refer    Withhold
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

MaxLinear, Inc.

 

Meeting Date:    08/10/2016    Country:    USA    Primary Security ID:    57776J100
Record Date:    06/20/2016    Meeting Type:    Annual    Ticker:    MXL

 

Shares Voted:   357,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven C. Craddock    Mgmt    For    For    For
1.2   Elect Director Donald E. Schrock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

American Woodmark Corporation

 

Meeting Date:    08/25/2016    Country:    USA    Primary Security ID:    030506109
Record Date:    06/20/2016    Meeting Type:    Annual    Ticker:    AMWD

 

Shares Voted:   117,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew B. Cogan    Mgmt    For    For    For
1.2   Elect Director Martha M. Dally    Mgmt    For    For    For
1.3   Elect Director James G. Davis, Jr.    Mgmt    For    For    For
1.4   Elect Director S. Cary Dunston    Mgmt    For    For    For
1.5   Elect Director Kent B. Guichard    Mgmt    For    For    For
1.6   Elect Director Daniel T. Hendrix    Mgmt    For    For    For
1.7   Elect Director Carol B. Moerdyk    Mgmt    For    For    For
1.8   Elect Director David W. Moon    Mgmt    For    For    For
1.9   Elect Director Vance W. Tang    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Himax Technologies Inc.

 

Meeting Date:    08/31/2016    Country:    Cayman Islands    Primary Security ID:    43289P106
Record Date:    07/22/2016    Meeting Type:    Annual    Ticker:    HIMX

 

Shares Voted:   642,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Financial Reports of the Company    Mgmt    For    For    For
2   Elect Hsiung-Ku Chen as Independent Director    Mgmt    For    For    For
3   Amend Company’s 2011 Long-Term Incentive Plan    Mgmt    For    Refer    For
4   Other Business    Mgmt    None    Against    Against

Integrated Device Technology, Inc.

 

Meeting Date:    09/20/2016    Country:    USA    Primary Security ID:    458118106
Record Date:    07/26/2016    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   358,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John Schofield    Mgmt    For    For    For
1.2   Elect Director Gregory L. Waters    Mgmt    For    For    For
1.3   Elect Director Umesh Padval    Mgmt    For    For    For
1.4   Elect Director Gordon Parnell    Mgmt    For    For    For
1.5   Elect Director Ken Kannappan    Mgmt    For    For    For
1.6   Elect Director Robert Rango    Mgmt    For    For    For
1.7   Elect Director Norman Taffe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/22/2016    Country:    USA    Primary Security ID:    874054109
Record Date:    07/26/2016    Meeting Type:    Annual    Ticker:    TTWO

 

Shares Voted:   292,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2   Elect Director Robert A. Bowman    Mgmt    For    For    For
1.3   Elect Director Michael Dornemann    Mgmt    For    For    For
1.4   Elect Director J Moses    Mgmt    For    For    For
1.5   Elect Director Michael Sheresky    Mgmt    For    For    For
1.6   Elect Director Susan Tolson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Silicon Motion Technology Corporation

 

Meeting Date:    09/23/2016    Country:    Cayman Islands    Primary Security ID:    82706C108
Record Date:    08/10/2016    Meeting Type:    Annual    Ticker:    SIMO

 

Shares Voted:   213,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  MEETING FOR ADR HOLDERS ONLY    Mgmt         
1   Elect Yung-Chien Wang as Director    Mgmt    For    For    For
2   Approve Appointment of of Deloitte & Touche as Independent Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Dycom Industries, Inc.

 

Meeting Date:    11/22/2016    Country:    USA    Primary Security ID:    267475101
Record Date:    10/03/2016    Meeting Type:    Annual    Ticker:    DY

 

Shares Voted:   188,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eitan Gertel    Mgmt    For    For    For
1b   Elect Director Anders Gustafsson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

AmSurg Corp.

 

Meeting Date:    11/28/2016    Country:    USA    Primary Security ID:    03232P405
Record Date:    10/07/2016    Meeting Type:    Special    Ticker:    AMSG

 

Shares Voted:   65,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Vail Resorts, Inc.

 

Meeting Date:    12/08/2016    Country:    USA    Primary Security ID:    91879Q109
Record Date:    10/11/2016    Meeting Type:    Annual    Ticker:    MTN

 

Shares Voted:   78,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan L. Decker    Mgmt    For    For    For
1b   Elect Director Roland A. Hernandez    Mgmt    For    For    For
1c   Elect Director Robert A. Katz    Mgmt    For    For    For
1d   Elect Director John T. Redmond    Mgmt    For    For    For
1e   Elect Director Michele Romanow    Mgmt    For    For    For
1f   Elect Director Hilary A. Schneider    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Vail Resorts, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director D. Bruce Sewell    Mgmt    For    For    For
1h   Elect Director John F. Sorte    Mgmt    For    For    For
1i   Elect Director Peter A. Vaughn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Akorn, Inc.

 

Meeting Date:    12/16/2016    Country:    USA    Primary Security ID:    009728106
Record Date:    10/28/2016    Meeting Type:    Special    Ticker:    AKRX

 

Shares Voted:   151,021          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

LogMeIn, Inc.

 

Meeting Date:    01/25/2017    Country:    USA    Primary Security ID:    54142L109
Record Date:    12/09/2016    Meeting Type:    Special    Ticker:    LOGM

 

Shares Voted:   43,560          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Increase Authorized Common Stock    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Woodward, Inc.

 

Meeting Date:    01/25/2017    Country:    USA    Primary Security ID:    980745103
Record Date:    11/28/2016    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   76,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mary L. Petrovich    Mgmt    For    For    For
1.2   Elect Director Paul Donovan    Mgmt    For    For    For
1.3   Elect Director Jonathan W. Thayer    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Beacon Roofing Supply, Inc.

 

Meeting Date:    02/10/2017    Country:    USA    Primary Security ID:    073685109
Record Date:    12/16/2016    Meeting Type:    Annual    Ticker:    BECN

 

Shares Voted:   100,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Buck    Mgmt    For    For    For
1.2   Elect Director Paul M. Isabella    Mgmt    For    For    For
1.3   Elect Director Carl T. Berquist    Mgmt    For    For    For
1.4   Elect Director Richard W. Frost    Mgmt    For    For    For
1.5   Elect Director Alan Gershenhorn    Mgmt    For    For    For
1.6   Elect Director Philip W. Knisely    Mgmt    For    For    For
1.7   Elect Director Robert M. McLaughlin    Mgmt    For    For    For
1.8   Elect Director Neil S. Novich    Mgmt    For    For    For
1.9   Elect Director Stuart A. Randle    Mgmt    For    For    For
1.10   Elect Director Douglas L. Young    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Beacon Roofing Supply, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    02/24/2017    Country:    USA    Primary Security ID:    74978Q105
Record Date:    01/19/2017    Meeting Type:    Special    Ticker:    RSPP

 

Shares Voted:   49,330          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

MACOM Technology Solutions Holdings, Inc.

 

Meeting Date:    03/02/2017    Country:    USA    Primary Security ID:    55405Y100
Record Date:    01/09/2017    Meeting Type:    Annual    Ticker:    MTSI

 

Shares Voted:   119,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles Bland    Mgmt    For    Refer    For
1.2   Elect Director Stephen G. Daly    Mgmt    For    For    For
1.3   Elect Director Susan Ocampo    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

HEICO Corporation

 

Meeting Date:    03/17/2017    Country:    USA    Primary Security ID:    422806109
Record Date:    01/13/2017    Meeting Type:    Annual    Ticker:    HEI

 

Shares Voted:   45,770          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas M. Culligan    Mgmt    For    For    For
1.2   Elect Director Adolfo Henriques    Mgmt    For    For    For
1.3   Elect Director Mark H. Hildebrandt    Mgmt    For    For    For
1.4   Elect Director Wolfgang Mayrhuber    Mgmt    For    For    For
1.5   Elect Director Eric A. Mendelson    Mgmt    For    For    For
1.6   Elect Director Laurans A. Mendelson    Mgmt    For    For    For
1.7   Elect Director Victor H. Mendelson    Mgmt    For    For    For
1.8   Elect Director Julie Neitzel    Mgmt    For    For    For
1.9   Elect Director Alan Schriesheim    Mgmt    For    For    For
1.10   Elect Director Frank J. Schwitter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

The Toro Company

 

Meeting Date:    03/21/2017    Country:    USA    Primary Security ID:    891092108
Record Date:    01/23/2017    Meeting Type:    Annual    Ticker:    TTC

 

Shares Voted:   30,940          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey M. Ettinger    Mgmt    For    For    For
1.2   Elect Director Katherine J. Harless    Mgmt    For    For    For
1.3   Elect Director Michael J. Hoffman    Mgmt    For    For    For
1.4   Elect Director D. Christian Koch    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

AMN Healthcare Services, Inc.

 

Meeting Date:    04/19/2017    Country:    USA    Primary Security ID:    001744101
Record Date:    02/22/2017    Meeting Type:    Annual    Ticker:    AMN

 

Shares Voted:   354,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mark G. Foletta    Mgmt    For    For    For
1b   Elect Director R. Jeffrey Harris    Mgmt    For    For    For
1c   Elect Director Michael M.E. Johns    Mgmt    For    For    For
1d   Elect Director Martha H. Marsh    Mgmt    For    For    For
1e   Elect Director Susan R. Salka    Mgmt    For    For    For
1f   Elect Director Andrew M. Stern    Mgmt    For    For    For
1g   Elect Director Paul E. Weaver    Mgmt    For    For    For
1h   Elect Director Douglas D. Wheat    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Home BancShares, Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    436893200
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    HOMB

 

Shares Voted:   325,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John W. Allison    Mgmt    For    For    For
1.2   Elect Director C. Randall Sims    Mgmt    For    For    For
1.3   Elect Director Brian S. Davis    Mgmt    For    For    For
1.4   Elect Director Milburn Adams    Mgmt    For    For    For
1.5   Elect Director Robert H. Adcock, Jr.    Mgmt    For    Refer    Withhold
1.6   Elect Director Richard H. Ashley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Home BancShares, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Mike D. Beebe    Mgmt    For    For    For
1.8   Elect Director Dale A. Bruns    Mgmt    For    For    For
1.9   Elect Director Jack E. Engelkes    Mgmt    For    For    For
1.10   Elect Director Tracy M. French    Mgmt    For    For    For
1.11   Elect Director James G. Hinkle    Mgmt    For    For    For
1.12   Elect Director Alex R. Lieblong    Mgmt    For    For    For
1.13   Elect Director Thomas J. Longe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify BKD, LLP as Auditors    Mgmt    For    For    For

Mellanox Technologies, Ltd.

 

Meeting Date:    04/25/2017    Country:    Israel    Primary Security ID:    M51363113
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    MLNX

 

Shares Voted:   107,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Irwin Federman    Mgmt    For    For    For
1.2   Elect Director Eyal Waldman    Mgmt    For    For    For
1.3   Elect Director Dov Baharav    Mgmt    For    For    For
1.4   Elect Director Shai Cohen    Mgmt    For    For    For
1.5   Elect Director Glenda Dorchak    Mgmt    For    For    For
1.6   Elect Director David Perlmutter    Mgmt    For    For    For
1.7   Elect Director Thomas Weatherford    Mgmt    For    For    For
2A   Approve Salary Increase, Contributions to Severance, Pensions and Education Funds, and Cash Bonus to Eyal Waldman    Mgmt    For    Refer    For
2B   If you do have a Personal Interest in 2A Please Select “FOR”. If you do not have a Personal Interest in 2A Please Select “AGAINST”.    Mgmt    None    Refer    Against
3A   Approve the Grant of Restricted Shares to Eyal Waldman    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Mellanox Technologies, Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3B   If you do have a Personal Interest in 3A Please Select “FOR”. If you do not have a Personal Interest in 3A Please Select “AGAINST”.    Mgmt    None    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors    Mgmt    For    Refer    For
7   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
8   Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Nautilus, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    63910B102
Record Date:    03/09/2017    Meeting Type:    Annual    Ticker:    NLS

 

Shares Voted:   129,040          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald P. Badie    Mgmt    For    For    For
1.2   Elect Director Bruce M. Cazenave    Mgmt    For    For    For
1.3   Elect Director Richard A. Horn    Mgmt    For    For    For
1.4   Elect Director M. Carl Johnson, III    Mgmt    For    For    For
1.5   Elect Director Anne G. Saunders    Mgmt    For    For    For
1.6   Elect Director Marvin G. Siegert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

RPC, Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2017    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   251,860          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Randall Rollins    Mgmt    For    Refer    For
1.2   Elect Director Henry B. Tippie    Mgmt    For    Refer    Withhold
1.3   Elect Director James B. Williams    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

BroadSoft, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    11133B409
Record Date:    03/03/2017    Meeting Type:    Annual    Ticker:    BSFT

 

Shares Voted:   152,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Markley, Jr.    Mgmt    For    For    For
1.2   Elect Director David Bernardi    Mgmt    For    For    For
1.3   Elect Director Jane A. Dietze    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Cambrex Corporation

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    132011107
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    CBM

 

Shares Voted:   98,510          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rosina B. Dixon    Mgmt    For    For    For
1.2   Elect Director Claes Glassell    Mgmt    For    For    For
1.3   Elect Director Louis J. Grabowsky    Mgmt    For    For    For
1.4   Elect Director Bernhard Hampl    Mgmt    For    For    For
1.5   Elect Director Kathryn R. Harrigan    Mgmt    For    For    For
1.6   Elect Director Ilan Kaufthal    Mgmt    For    For    For
1.7   Elect Director Steven M. Klosk    Mgmt    For    For    For
1.8   Elect Director Peter G. Tombros    Mgmt    For    For    For
1.9   Elect Director Shlomo Yanai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    78486Q101
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    SIVB

 

Shares Voted:   55,080          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1   Elect Director Greg W. Becker    Mgmt    For    For    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3   Elect Director David M. Clapper    Mgmt    For    For    For
1.4   Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5   Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6   Elect Director Lata Krishnan    Mgmt    For    For    For
1.7   Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.8   Elect Director Mary J. Miller    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

SVB Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10   Elect Director John F. Robinson    Mgmt    For    For    For
1.11   Elect Director Garen K. Staglin    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Paycom Software, Inc.

 

Meeting Date:    05/01/2017    Country:    USA    Primary Security ID:    70432V102
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    PAYC

 

Shares Voted:   166,160          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Parman    Mgmt    For    For    For
1.2   Elect Director J.C. Watts, Jr.    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Ritchie Bros. Auctioneers Incorporated

 

Meeting Date:    05/01/2017    Country:    Canada    Primary Security ID:    767744105
Record Date:    03/16/2017    Meeting Type:    Annual/Special    Ticker:    RBA

 

Shares Voted:   100,370          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Beverley Anne Briscoe    Mgmt    For    For    For
1.2   Elect Director Robert George Elton    Mgmt    For    For    For
1.3   Elect Director Erik Olsson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Ritchie Bros. Auctioneers Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Eric Patel    Mgmt    For    For    For
1.5   Elect Director Edward Baltazar Pitoniak    Mgmt    For    For    For
1.6   Elect Director Sarah Elizabeth Raiss    Mgmt    For    For    For
1.7   Elect Director Ravichandra K. Saligram    Mgmt    For    For    For
1.8   Elect Director Christopher Zimmerman    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Restricted Stock Plan    Mgmt    For    Refer    For

Pool Corporation

 

Meeting Date:    05/02/2017    Country:    USA    Primary Security ID:    73278L105
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    POOL

 

Shares Voted:   96,520          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew W. Code    Mgmt    For    For    For
1b   Elect Director Timothy M. Graven    Mgmt    For    For    For
1c   Elect Director Manuel J. Perez de la Mesa    Mgmt    For    For    For
1d   Elect Director Harlan F. Seymour    Mgmt    For    For    For
1e   Elect Director Robert C. Sledd    Mgmt    For    For    For
1f   Elect Director John E. Stokely    Mgmt    For    For    For
1g   Elect Director David G. Whalen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Snyder’s-Lance, Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    833551104
Record Date:    03/08/2017    Meeting Type:    Annual    Ticker:    LNCE

 

Shares Voted:   187,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Peter Carlucci, Jr.    Mgmt    For    Refer    For
1.2   Elect Director Brian J. Driscoll    Mgmt    For    For    For
1.3   Elect Director James W. Johnston    Mgmt    For    For    For
1.4   Elect Director Patricia A. Warehime    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Wingstop Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    974155103
Record Date:    03/06/2017    Meeting Type:    Annual    Ticker:    WING

 

Shares Voted:   138,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lynn Crump-Caine    Mgmt    For    For    For
1.2   Elect Director Wesley S. McDonald    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    90346E103
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    SLCA

 

Shares Voted:   42,940          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter Bernard    Mgmt    For    For    For
1.2   Elect Director William J. Kacal    Mgmt    For    For    For
1.3   Elect Director Charles Shaver    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

U.S. Silica Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Bryan A. Shinn    Mgmt    For    For    For
1.5   Elect Director J. Michael Stice    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Amend Certificate of Incorporation to Remove Certain Provisions Relating to Ownership of Stock    Mgmt    For    Refer    For

Globant S.A.

 

Meeting Date:    05/08/2017    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    04/24/2017    Meeting Type:    Annual/Special    Ticker:    GLOB

 

Shares Voted:   93,990          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Acknowledgement of the Postponement of the AGM    Mgmt         
2   Receive Board’s and Auditor’s Reports    Mgmt         
3   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Allocation of Results    Mgmt    For    For    For
6   Approve Discharge of Directors    Mgmt    For    For    For
7   Approve Stock Option Plan Grants    Mgmt    For    Refer    For
8   Approve Remuneration of Directors    Mgmt    For    Refer    For
9   Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For    For
10   Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For    For
11   Elect Linda Rottenberg as Director    Mgmt    For    For    For
12   Elect Martin Gonzalo Umaran as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Globant S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Elect Guibert Andres Englebienne as Director    Mgmt    For    For    For
  Special Meeting Agenda    Mgmt         
1   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 9.04 Million    Mgmt    For    Refer    Against
2   Amend Article10.3: Re Convening Notice of General Meeting    Mgmt    For    Refer    For

The Timken Company

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    887389104
Record Date:    02/22/2017    Meeting Type:    Annual    Ticker:    TKR

 

Shares Voted:   24,490          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2   Elect Director Richard G. Kyle    Mgmt    For    For    For
1.3   Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.4   Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.5   Elect Director James F. Palmer    Mgmt    For    For    For
1.6   Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.7   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.8   Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.9   Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.10   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.11   Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Hilton Grand Vacations Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    43283X105
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    HGV

 

Shares Voted:   163,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark D. Wang    Mgmt    For    For    For
1.2   Elect Director Leonard A. Potter    Mgmt    For    For    For
1.3   Elect Director Brenda J. Bacon    Mgmt    For    For    For
1.4   Elect Director Kenneth A. Caplan    Mgmt    For    For    For
1.5   Elect Director David W. Johnson    Mgmt    For    For    For
1.6   Elect Director Mark H. Lazarus    Mgmt    For    For    For
1.7   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.8   Elect Director Paul W. Whetsell    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Tyler Technologies, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    902252105
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   38,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Donald R. Brattain    Mgmt    For    For    For
1B   Elect Director Glenn A. Carter    Mgmt    For    For    For
1C   Elect Director Brenda A. Cline    Mgmt    For    For    For
1D   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1E   Elect Director Larry D. Leinweber    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Tyler Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1F   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1G   Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1H   Elect Director Daniel M. Pope    Mgmt    For    For    For
1I   Elect Director Dustin R. Womble    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Other Business    Mgmt    None    Against    Against

XPO Logistics, Inc.

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    983793100
Record Date:    03/24/2017    Meeting Type:    Annual    Ticker:    XPO

 

Shares Voted:   154,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bradley S. Jacobs    Mgmt    For    For    For
1.2   Elect Director Gena L. Ashe    Mgmt    For    For    For
1.3   Elect Director Louis DeJoy    Mgmt    For    For    For
1.4   Elect Director Michael G. Jesselson    Mgmt    For    For    For
1.5   Elect Director Adrian P. Kingshott    Mgmt    For    For    For
1.6   Elect Director Jason D. Papastavrou    Mgmt    For    For    For
1.7   Elect Director Oren G. Shaffer    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Annual Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Inogen, Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    45780L104
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    INGN

 

Shares Voted:   74,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Heath Lukatch    Mgmt    For    Refer    Withhold
1.2   Elect Director Raymond Huggenberger    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    499064103
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    KNX

 

Shares Voted:   145,240          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard C. Kraemer    Mgmt    For    For    For
1.2   Elect Director Richard J. Lehmann    Mgmt    For    For    For
1.3   Elect Director Roberta ‘Sissie’ Roberts Shank    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:    05/12/2017    Country:    USA    Primary Security ID:    477839104
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    JBT

 

Shares Voted:   78,680          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas W. Giacomini    Mgmt    For    For    For
1.2   Elect Director Polly B. Kawalek    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

John Bean Technologies Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Cathay General Bancorp

 

Meeting Date:    05/15/2017    Country:    USA    Primary Security ID:    149150104
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    CATY

 

Shares Voted:   66,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Nelson Chung    Mgmt    For    For    For
1b   Elect Director Felix S. Fernandez    Mgmt    For    For    For
1c   Elect Director Ting Y. Liu    Mgmt    For    For    For
1d   Elect Director Richard Sun    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/15/2017    Country:    USA    Primary Security ID:    338307101
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    FIVN

 

Shares Voted:   179,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kimberly Alexy    Mgmt    For    Refer    Withhold
1.2   Elect Director Michael Burkland    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert Zollars    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

The Ultimate Software Group, Inc.

 

Meeting Date:    05/15/2017    Country:    USA    Primary Security ID:    90385D107
Record Date:    03/21/2017    Meeting Type:    Annual    Ticker:    ULTI

 

Shares Voted:   58,730          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Jonathan D. Mariner    Mgmt    For    For    For
1B   Elect Director Jason Dorsey    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Ameris Bancorp

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    03076K108
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    ABCB

 

Shares Voted:   68,610          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William I. Bowen, Jr.    Mgmt    For    For    For
1.2   Elect Director Robert P. Lynch    Mgmt    For    For    For
1.3   Elect Director Elizabeth A. McCague    Mgmt    For    For    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    34984V100
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   93,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Evelyn M. Angelle    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Forum Energy Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director John A. Carrig    Mgmt    For    For    For
1.3   Elect Director Prady Iyyanki    Mgmt    For    For    For
1.4   Elect Director Andrew L. Waite    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Burlington Stores, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    122017106
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    BURL

 

Shares Voted:   76,780          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ted English    Mgmt    For    For    For
1.2   Elect Director Jordan Hitch    Mgmt    For    For    For
1.3   Elect Director Mary Ann Tocio    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Ellie Mae, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    28849P100
Record Date:    03/22/2017    Meeting Type:    Annual    Ticker:    ELLI

 

Shares Voted:   37,860          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Karen Blasing    Mgmt    For    For    For
1.2   Elect Director Jonathan Corr    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Ellie Mae, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Robert J. Levin    Mgmt    For    For    For
1.4   Elect Director Jeb S. Spencer    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For

Summit Materials, Inc.

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    86614U100
Record Date:    03/21/2017    Meeting Type:    Annual    Ticker:    SUM

 

Shares Voted:   190,772          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ted A. Gardner    Mgmt    For    Refer    Withhold
1b   Elect Director John R. Murphy    Mgmt    For    Refer    Withhold
1c   Elect Director Steven H. Wunning    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Manhattan Associates, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    562750109
Record Date:    03/22/2017    Meeting Type:    Annual    Ticker:    MANH

 

Shares Voted:   122,180          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eddie Capel    Mgmt    For    For    For
1b   Elect Director Charles E. Moran    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

NuVasive, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    670704105
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    NUVA

 

Shares Voted:   65,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory T. Lucier    Mgmt    For    For    For
1b   Elect Director Leslie V. Norwalk    Mgmt    For    For    For
1c   Elect Director Michael D. O’Halleran    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Texas Roadhouse, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    882681109
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    TXRH

 

Shares Voted:   157,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Ramsey    Mgmt    For    For    For
1.2   Elect Director James R. Zarley    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

U.S. Concrete, Inc.

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    90333L201
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    USCR

 

Shares Voted:   26,380          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Eugene I. Davis    Mgmt    For    For    For
1B   Elect Director William J. Sandbrook    Mgmt    For    For    For
1C   Elect Director Kurt M. Cellar    Mgmt    For    For    For
1D   Elect Director Michael D. Lundin    Mgmt    For    For    For
1E   Elect Director Robert M. Rayner    Mgmt    For    For    For
1F   Elect Director Colin M. Sutherland    Mgmt    For    For    For
1G   Elect Director Theodore P. Rossi    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Power Integrations, Inc.

 

Meeting Date:    05/19/2017    Country:    USA    Primary Security ID:    739276103
Record Date:    03/22/2017    Meeting Type:    Annual    Ticker:    POWI

 

Shares Voted:   102,459          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wendy Arienzo    Mgmt    For    For    For
1.2   Elect Director Balu Balakrishnan    Mgmt    For    For    For
1.3   Elect Director Alan D. Bickell    Mgmt    For    For    For
1.4   Elect Director Nicholas E. Brathwaite    Mgmt    For    For    For
1.5   Elect Director William L. George    Mgmt    For    For    For
1.6   Elect Director Balakrishnan S. Iyer    Mgmt    For    For    For
1.7   Elect Director E. Floyd Kvamme    Mgmt    For    For    For
1.8   Elect Director Steven J. Sharp    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Power Integrations, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Core-Mark Holding Company, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    218681104
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    CORE

 

Shares Voted:   98,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert A. Allen    Mgmt    For    For    For
1b   Elect Director Stuart W. Booth    Mgmt    For    For    For
1c   Elect Director Gary F. Colter    Mgmt    For    For    For
1d   Elect Director Laura Flanagan    Mgmt    For    For    For
1e   Elect Director Robert G. Gross    Mgmt    For    For    For
1f   Elect Director Thomas B. Perkins    Mgmt    For    For    For
1g   Elect Director Harvey L. Tepner    Mgmt    For    For    For
1h   Elect Director Randolph I. Thornton    Mgmt    For    For    For
1i   Elect Director J. Michael Walsh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Superior Energy Services, Inc.

 

Meeting Date:    05/23/2017    Country:    USA    Primary Security ID:    868157108
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   50,670          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For
1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Janiece M. Longoria    Mgmt    For    For    For
1.7   Elect Director Michael M. McShane    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

MaxLinear, Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    57776J100
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    MXL

 

Shares Voted:   122,380          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Theodore L. Tewksbury    Mgmt    For    For    For
1.2   Elect Director Albert J. Moyer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

RE/MAX Holdings, Inc.

 

Meeting Date:    05/24/2017    Country:    USA    Primary Security ID:    75524W108
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    RMAX

 

Shares Voted:   168,940          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roger J. Dow    Mgmt    For    For    For
1.2   Elect Director Ronald E. Harrison    Mgmt    For    For    For
1.3   Elect Director Joseph A. DeSplinter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/30/2017    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   172,310          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher R. Gordon    Mgmt    For    For    For
1.2   Elect Director Wade D. Miquelon    Mgmt    For    For    For
1.3   Elect Director William M. Petrie    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Envision Healthcare Corporation

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    29414D100
Record Date:    03/29/2017    Meeting Type:    Annual    Ticker:    EVHC

 

Shares Voted:   93,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Carol J. Burt    Mgmt    For    For    For
1.2   Elect Director Christopher A. Holden    Mgmt    For    For    For
1.3   Elect Director Cynthia S. Miller    Mgmt    For    For    For
1.4   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Nevro Corp.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    64157F103
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    NVRO

 

Shares Voted:   62,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank Fischer    Mgmt    For    Refer    Withhold
1.2   Elect Director Shawn T McCormick    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nxstage Medical, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    67072V103
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    NXTM

 

Shares Voted:   169,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey H. Burbank    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Nxstage Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.2   Elect Director Heyward R. Donigan    Mgmt    For    For    For
1.3   Elect Director Robert G. Funari    Mgmt    For    For    For
1.4   Elect Director Daniel A. Giannini    Mgmt    For    For    For
1.5   Elect Director Earl R. Lewis    Mgmt    For    For    For
1.6   Elect Director Jean K. Mixer    Mgmt    For    For    For
1.7   Elect Director Craig W. Moore    Mgmt    For    For    For
1.8   Elect Director Reid S. Perper    Mgmt    For    For    For
1.9   Elect Director James J. Peters    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Teladoc, Inc.

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    87918A105
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    TDOC

 

Shares Voted:   63,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Increase Authorized Common Stock    Mgmt    For    For    For
1b   Declassify the Board of Directors    Mgmt    For    For    For
1c   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
1d   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
1e   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
  If Proposal 1(b) is approved    Mgmt         
2.1   Elect Director Helen Darling    Mgmt    For    For    For
2.2   Elect Director William H. Frist    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Teladoc, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2.3   Elect Director Michael Goldstein    Mgmt    For    For    For
2.4   Elect Director Jason Gorevic    Mgmt    For    For    For
2.5   Elect Director Thomas Mawhinney    Mgmt    For    For    For
2.6   Elect Director Thomas G. McKinley    Mgmt    For    Refer    Withhold
2.7   Elect Director Arneek Multani    Mgmt    For    Refer    Withhold
2.8   Elect Director Kenneth H. Paulus    Mgmt    For    For    For
2.9   Elect Director David Shedlarz    Mgmt    For    Refer    Withhold
2.10   Elect Director David B. Snow, Jr.    Mgmt    For    Refer    Withhold
  If Proposal 1(b) is not approved    Mgmt         
2.1   Elect Director Thomas Mawhinney    Mgmt    For    For    For
2.2   Elect Director Thomas G. McKinley    Mgmt    For    Refer    Withhold
2.3   Elect Director Arneek Multani    Mgmt    For    Refer    Withhold
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Healthcare Services Group, Inc.

 

Meeting Date:    05/30/2017    Country:    USA    Primary Security ID:    421906108
Record Date:    04/03/2017    Meeting Type:    Annual    Ticker:    HCSG

 

Shares Voted:   13,180          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Theodore Wahl    Mgmt    For    Refer    Withhold
1.2   Elect Director John M. Briggs    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert L. Frome    Mgmt    For    Refer    Withhold
1.4   Elect Director Robert J. Moss    Mgmt    For    Refer    Withhold
1.5   Elect Director Dino D. Ottaviano    Mgmt    For    Refer    Withhold
1.6   Elect Director Michael E. McBryan    Mgmt    For    Refer    Withhold
1.7   Elect Director Diane S. Casey    Mgmt    For    Refer    Withhold
1.8   Elect Director John J. McFadden    Mgmt    For    Refer    Withhold
1.9   Elect Director Jude Visconto    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Healthcare Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

PDC Energy, Inc.

 

Meeting Date:    05/30/2017    Country:    USA    Primary Security ID:    69327R101
Record Date:    03/31/2017    Meeting Type:    Annual    Ticker:    PDCE

 

Shares Voted:   27,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David C. Parke    Mgmt    For    For    For
1.2   Elect Director Jeffrey C. Swoveland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Installed Building Products, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    45780R101
Record Date:    04/06/2017    Meeting Type:    Annual    Ticker:    IBP

 

Shares Voted:   108,420          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Michael T. Miller    Mgmt    For    Refer    Withhold
1.2   Elect Director J. Michael Nixon    Mgmt    For    Refer    Withhold
1.3   Elect Director Vikas Verma    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require a Majority Vote for the Election of Directors    SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Proofpoint, Inc.

 

Meeting Date:    06/01/2017    Country:    USA    Primary Security ID:    743424103
Record Date:    04/05/2017    Meeting Type:    Annual    Ticker:    PFPT

 

Shares Voted:   93,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Jonathan Feiber    Mgmt    For    For    For
1.2   Elect Director Eric Hahn    Mgmt    For    Refer    Withhold
1.3   Elect Director Kevin Harvey    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Watsco, Inc.

 

Meeting Date:    06/05/2017    Country:    USA    Primary Security ID:    942622200
Record Date:    04/07/2017    Meeting Type:    Annual    Ticker:    WSO

 

Shares Voted:   69,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Jason Epstein    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

K2M Group Holdings, Inc.

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    KTWO

 

Shares Voted:   242,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director Daniel A. Pelak    Mgmt    For    Refer    Withhold
1.2   Elect Director Carlos A. Ferrer    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:    06/06/2017    Country:    USA    Primary Security ID:    957638109
Record Date:    04/10/2017    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   96,680          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A   Elect Director Bruce Beach    Mgmt    For    For    For
1B   Elect Director William S. Boyd    Mgmt    For    For    For
1C   Elect Director Howard N. Gould    Mgmt    For    For    For
1D   Elect Director Steven J. Hilton    Mgmt    For    For    For
1E   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For
1F   Elect Director Robert P. Latta    Mgmt    For    For    For
1G   Elect Director Cary Mack    Mgmt    For    For    For
1H   Elect Director Todd Marshall    Mgmt    For    For    For
1I   Elect Director James E. Nave    Mgmt    For    For    For
1J   Elect Director Michael Patriarca    Mgmt    For    For    For
1K   Elect Director Robert Gary Sarver    Mgmt    For    For    For
1L   Elect Director Donald D. Snyder    Mgmt    For    For    For
1M   Elect Director Sung Won Sohn    Mgmt    For    For    For
1N   Elect Director Kenneth A. Vecchione    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify RSM US LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

HubSpot, Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    443573100
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    HUBS

 

Shares Voted:   99,310          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Julie Herendeen    Mgmt    For    Refer    Withhold
1.2   Elect Director Michael Simon    Mgmt    For    Refer    Withhold
1.3   Elect Director Jay Simons    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    681116109
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    OLLI

 

Shares Voted:   98,870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert Fisch    Mgmt    For    Refer    Withhold
1.2   Elect Director Richard Zannino    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Party City Holdco Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    702149105
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    PRTY

 

Shares Voted:   243,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1   Elect Director William S. Creekmuir    Mgmt    For    Refer    Withhold
1.2   Elect Director James M. Harrison    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Party City Holdco Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Norman S. Matthews    Mgmt    For    Refer    Withhold
1.4   Elect Director Joshua M. Nelson    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Penumbra, Inc.

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    70975L107
Record Date:    04/12/2017    Meeting Type:    Annual    Ticker:    PEN

 

Shares Voted:   73,480          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a   Elect Director Arani Bose    Mgmt    For    Refer    Against
1b   Elect Director Bridget O’Rourke    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Shopify Inc.

 

Meeting Date:    06/07/2017    Country:    Canada    Primary Security ID:    82509L107
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    SHOP

 

Shares Voted:   65,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

  Meeting for Class A Subordinate Voting and Class B Multiple Voting Shareholders    Mgmt         
1.1   Elect Director Tobias Lutke    Mgmt    For    For    For
1.2   Elect Director Robert Ashe    Mgmt    For    For    For
1.3   Elect Director Steven Collins    Mgmt    For    For    For
1.4   Elect Director Gail Goodman    Mgmt    For    For    For
1.5   Elect Director Jeremy Levine    Mgmt    For    For    For
1.6   Elect Director John Phillips    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Shopify Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Dave & Buster’s Entertainment, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    238337109
Record Date:    04/13/2017    Meeting Type:    Annual    Ticker:    PLAY

 

Shares Voted:   132,270          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Victor L. Crawford    Mgmt    For    For    For
1.2   Elect Director Hamish A. Dodds    Mgmt    For    For    For
1.3   Elect Director Michael J. Griffith    Mgmt    For    For    For
1.4   Elect Director Jonathan S. Halkyard    Mgmt    For    For    For
1.5   Elect Director Stephen M. King    Mgmt    For    For    For
1.6   Elect Director Patricia M. Mueller    Mgmt    For    For    For
1.7   Elect Director Kevin M. Sheehan    Mgmt    For    For    For
1.8   Elect Director Jennifer Storms    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
6   Amend Certificate of Incorporation to Eliminate Obsolete Provisions    Mgmt    For    Refer    For
7   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Q2 Holdings, Inc.

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   105,240          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Lynn Atchison    Mgmt    For    For    For
1.2   Elect Director Charles T. Doyle    Mgmt    For    Refer    For
1.3   Elect Director Carl James Schaper    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

iRhythm Technologies, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    450056106
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    IRTC

 

Shares Voted:   62,474          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Kevin M. King    Mgmt    For    Refer    Against
1B   Elect Director Raymond W. Scott    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

LendingTree, Inc.

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    52603B107
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    TREE

 

Shares Voted:   38,920          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas M. Davidson, Jr.    Mgmt    For    For    For
1.2   Elect Director Neal Dermer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

LendingTree, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Robin Henderson    Mgmt    For    For    For
1.4   Elect Director Peter Horan    Mgmt    For    For    For
1.5   Elect Director Douglas Lebda    Mgmt    For    For    For
1.6   Elect Director Steven Ozonian    Mgmt    For    For    For
1.7   Elect Director Saras Sarasvathy    Mgmt    For    For    For
1.8   Elect Director G. Kennedy Thompson    Mgmt    For    For    For
1.9   Elect Director Craig Troyer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
6   Require a Majority Vote for the Election of Directors    SH    Against    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:    06/15/2017    Country:    USA    Primary Security ID:    609839105
Record Date:    04/18/2017    Meeting Type:    Annual    Ticker:    MPWR

 

Shares Voted:   62,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Victor K. Lee    Mgmt    For    For    For
1.2   Elect Director James C. Moyer    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Five Below, Inc.

 

Meeting Date:    06/20/2017    Country:    USA    Primary Security ID:    33829M101
Record Date:    04/25/2017    Meeting Type:    Annual    Ticker:    FIVE

 

Shares Voted:   45,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Joel D. Anderson    Mgmt    For    For    For
1b   Elect Director Kathleen S. Barclay    Mgmt    For    For    For
1c   Elect Director Thomas M. Ryan    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

HealthEquity, Inc.

 

Meeting Date:    06/22/2017    Country:    USA    Primary Security ID:    42226A107
Record Date:    04/24/2017    Meeting Type:    Annual    Ticker:    HQY

 

Shares Voted:   147,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert W. Selander    Mgmt    For    For    For
1.2   Elect Director Jon Kessler    Mgmt    For    For    For
1.3   Elect Director Stephen D. Neeleman    Mgmt    For    For    For
1.4   Elect Director Frank A. Corvino    Mgmt    For    For    For
1.5   Elect Director Adrian T. Dillon    Mgmt    For    For    For
1.6   Elect Director Evelyn Dilsaver    Mgmt    For    For    For
1.7   Elect Director Frank T. Medici    Mgmt    For    Refer    For
1.8   Elect Director Ian Sacks    Mgmt    For    Refer    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

InterXion Holding NV

 

Meeting Date:    06/30/2017    Country:    Netherlands    Primary Security ID:    N47279109
Record Date:    06/02/2017    Meeting Type:    Annual    Ticker:    INXN

 

Shares Voted:   110,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board of Directors    Mgmt    For    For    For
3.a   Elect Frank Esser as Director    Mgmt    For    For    For
3.b   Elect Mark Heraghty as Director    Mgmt    For    For    For
4   Approve Grant of Shares to Non-Executive Director    Mgmt    For    Refer    For
5.a   Grant Board Authority to Issue Shares Re: Employee Incentive Schemes    Mgmt    For    Refer    For
5.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus    Mgmt    For    For    For
6   Ratify KPMG as Auditors    Mgmt    For    For    For
7   Other Business (Non-Voting)    Mgmt         


IVY VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

The Dow Chemical Company

 

Meeting Date:    07/20/2016    Country:    USA    Primary Security ID:    260543103
Record Date:    06/02/2016    Meeting Type:    Special    Ticker:    DOW

 

Shares Voted:   246,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Computer Sciences Corporation

 

Meeting Date:    08/10/2016    Country    USA    Primary Security ID:    205363104
Record Date:    06/13/2016    Meeting Type:    Annual    Ticker:    CSC

 

Shares Voted:   25,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mukesh Aghi    Mgmt    For    For    For
1b   Elect Director Herman E. Bulls    Mgmt    For    For    For
1c   Elect Director Bruce B. Churchill    Mgmt    For    For    For
1d   Elect Director Mark Foster — RESIGNED    Mgmt         
1e   Elect Director Sachin Lawande    Mgmt    For    For    For
1f   Elect Director J. Michael Lawrie    Mgmt    For    For    For
1g   Elect Director Brian Patrick MacDonald    Mgmt    For    For    For
1h   Elect Director Peter Rutland    Mgmt    For    For    For
1i   Elect Director Robert F. Woods    Mgmt    For    For    For
1j   Elect Director Lizabeth H. Zlatkus    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Western Digital Corporation

 

Meeting Date:    11/04/2016    Country:    USA    Primary Security ID:    958102105
Record Date:    09/08/2016    Meeting Type:    Annual    Ticker:    WDC

 

Shares Voted:   216,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martin I. Cole    Mgmt    For    For    For
1b   Elect Director Kathleen A. Cote    Mgmt    For    For    For
1c   Elect Director Henry T. DeNero    Mgmt    For    For    For
1d   Elect Director Michael D. Lambert    Mgmt    For    For    For
1e   Elect Director Len J. Lauer    Mgmt    For    For    For
1f   Elect Director Matthew E. Massengill    Mgmt    For    For    For
1g   Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1h   Elect Director Stephen D. Milligan    Mgmt    For    For    For
1i   Elect Director Paula A. Price    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    11/09/2016    Country:    USA    Primary Security ID:    512807108
Record Date:    09/13/2016    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   61,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.8   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Lam Research Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Lih Shyng (Rick L.) Tsai    Mgmt    For    For    For
2.10   Elect Director John T. Dickson — Withdrawn Resolution    Mgmt         
2.11   Elect Director Gary B. Moore — Withdrawn Resolution    Mgmt         
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/30/2016    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2016    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   249,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Proxy Access    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

AGNC Investment Corp.

 

Meeting Date:    12/09/2016    Country:    USA    Primary Security ID:    00123Q104
Record Date:    10/24/2016    Meeting Type:    Special    Ticker:    AGNC

 

Shares Voted:   507,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/18/2017    Country:    USA    Primary Security ID:    595112103
Record Date:    11/21/2016    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   615,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Adopt NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

NXP Semiconductors NV

 

Meeting Date:    01/27/2017    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    12/30/2016    Meeting Type:    Special    Ticker:    NXPI

 

Shares Voted:   19,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss Offer by Qualcomm    Mgmt         
3a   Elect Steve Mollenkopf as Executive Director    Mgmt    For    Refer    For
3b   Elect Derek K Aberle as Non-Executive Director    Mgmt    For    Refer    For
3c   Elect George S Davis as Non-Executive Director    Mgmt    For    Refer    For
3d   Elect Donald J Rosenberg as Non-Executive Director    Mgmt    For    Refer    For
3e   Elect Brian Modoff as Non-Executive Director    Mgmt    For    Refer    For
4   Approve Discharge of Board of Directors    Mgmt    For    For    For
5a   Approve Asset Sale Re: Offer by Qualcomm    Mgmt    For    Refer    For
5b   Approve Dissolution of NXP    Mgmt    For    Refer    For
6a   Amend Article Post-Acceptance Re: Offer by Qualcomm    Mgmt    For    Refer    For
6b   Amend Articles Post-Delisting Re: Offer by Qualcomm    Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:    03/07/2017    Country:    USA    Primary Security ID:    747525103
Record Date:    01/09/2017    Meeting Type:    Annual    Ticker:    QCOM

 

Shares Voted:   63,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Barbara T. Alexander    Mgmt    For    For    For
1b   Elect Director Jeffrey W. Henderson    Mgmt    For    For    For
1c   Elect Director Thomas W. Horton    Mgmt    For    For    For
1d   Elect Director Paul E. Jacobs    Mgmt    For    For    For
1e   Elect Director Ann M. Livermore    Mgmt    For    For    For
1f   Elect Director Harish Manwani    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Mark D. McLaughlin    Mgmt    For    For    For
1h   Elect Director Steve Mollenkopf    Mgmt    For    For    For
1i   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    For    For
1j   Elect Director Francisco Ros    Mgmt    For    For    For
1k   Elect Director Anthony J. Vinciquerra    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access Amendments    SH    Against    Against    Against

Computer Sciences Corporation

 

Meeting Date:    03/27/2017    Country:    USA    Primary Security ID:    205363104
Record Date:    02/24/2017    Meeting Type:    Special    Ticker:    CSC

 

Shares Voted:   54,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

AGNC Investment Corp.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    00123Q104
Record Date:    02/24/2017    Meeting Type:    Annual    Ticker:    AGNC

 

Shares Voted:   518,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary D. Kain    Mgmt    For    For    For
1.2   Elect Director Morris A. Davis    Mgmt    For    For    For
1.3   Elect Director Larry K. Harvey    Mgmt    For    For    For
1.4   Elect Director Prue B. Larocca    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

AGNC Investment Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Paul E. Mullings    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/20/2017    Country:    USA    Primary Security ID:    444859102
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   15,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Adopt Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Citigroup Inc.

 

Meeting Date:    04/25/2017    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   260,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For
1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1k   Elect Director Diana L. Taylor    Mgmt    For    For    For
1l   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For
1o   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Demonstrate No Gender Pay Gap    SH    Against    Against    Against
6   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Claw-back of Payments under Restatements    SH    Against    For    For
9   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Cigna Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    125509109
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    CI

 

Shares Voted:   70,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director Eric J. Foss    Mgmt    For    For    For
1.3   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.4   Elect Director Jane E. Henney    Mgmt    For    For    For
1.5   Elect Director Roman Martinez, IV    Mgmt    For    For    For
1.6   Elect Director Donna F. Zarcone    Mgmt    For    For    For
1.7   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:    04/26/2017    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   130,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For
1f   Elect Director Charles E. Golden    Mgmt    For    For    For
1g   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Provide Proxy Access Right    Mgmt    For    For    For
3   Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting    Mgmt    For    Refer    For
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
7   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
8   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9   Approval of Overseas Market Purchases of the Company Shares    Mgmt    For    For    For

Energy Transfer Partners L.P.

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    29273R109
Record Date:    02/27/2017    Meeting Type:    Special    Ticker:    ETP

 

Shares Voted:   313,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Marathon Petroleum Corporation

 

Meeting Date:    04/26/2017    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/27/2017    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   246,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven A. Davis    Mgmt    For    For    For
1b   Elect Director Gary R. Heminger    Mgmt    For    For    For
1c   Elect Director J. Michael Stice    Mgmt    For    For    For
1d   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Environmental and Human Rights Due Diligence    SH    Against    Refer    Against
6   Report on Strategy for Aligning with 2 Degree Scenario    SH    Against    Refer    Against
7   Adopt Simple Majority Vote    SH    Against    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2017    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   123,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Shareholders may Call Special Meetings    SH    Against    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017    Country:    USA    Primary Security ID:    718172109
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   76,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Jennifer Li    Mgmt    For    For    For
1.7   Elect Director Jun Makihara    Mgmt    For    For    For
1.8   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.9   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.10   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.11   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.12   Elect Director Robert B. Polet    Mgmt    For    For    For
1.13   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Restricted Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
6   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
7   Establish a Board Committee on Human Rights    SH    Against    Refer    Against
8   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Capital One Financial Corporation

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    14040H105
Record Date:    03/13/2017    Meeting Type:    Annual    Ticker:    COF

 

Shares Voted:   134,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Richard D. Fairbank    Mgmt    For    For    For
1B   Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1C   Elect Director Lewis Hay, III    Mgmt    For    For    For
1D   Elect Director Benjamin P. Jenkins, III    Mgmt    For    For    For
1E   Elect Director Peter Thomas Killalea    Mgmt    For    For    For
1F   Elect Director Pierre E. Leroy    Mgmt    For    For    For
1G   Elect Director Peter E. Raskind    Mgmt    For    For    For
1H   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1I   Elect Director Bradford H. Warner    Mgmt    For    For    For
1J   Elect Director Catherine G. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Duke Energy Corporation

 

Meeting Date:    05/04/2017    Country:    USA    Primary Security ID:    26441C204
Record Date:    03/06/2017    Meeting Type:    Annual    Ticker:    DUK

 

Shares Voted:   148,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Angelakis    Mgmt    For    For    For
1.2   Elect Director Michael G. Browning    Mgmt    For    For    For
1.3   Elect Director Theodore F. Craver, Jr.    Mgmt    For    For    For
1.4   Elect Director Daniel R. DiMicco    Mgmt    For    For    For
1.5   Elect Director John H. Forsgren    Mgmt    For    For    For
1.6   Elect Director Lynn J. Good    Mgmt    For    For    For
1.7   Elect Director John T. Herron    Mgmt    For    For    For
1.8   Elect Director James B. Hyler, Jr.    Mgmt    For    For    For
1.9   Elect Director William E. Kennard    Mgmt    For    For    For
1.10   Elect Director E. Marie McKee    Mgmt    For    For    For
1.11   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1.12   Elect Director Carlos A. Saladrigas    Mgmt    For    For    For
1.13   Elect Director Thomas E. Skains    Mgmt    For    For    For
1.14   Elect Director William E. Webster, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6   Report on Lobbying Expenses    SH    Against    Against    Against
7   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
8   Report on the Public Health Risk of Dukes Energy’s Coal Use    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Newell Brands Inc.

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    651229106
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    NWL

 

Shares Voted:   202,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1b   Elect Director Thomas E. Clarke    Mgmt    For    For    For
1c   Elect Director Kevin C. Conroy    Mgmt    For    For    For
1d   Elect Director Scott S. Cowen    Mgmt    For    For    For
1e   Elect Director Michael T. Cowhig    Mgmt    For    For    For
1f   Elect Director Domenico De Sole    Mgmt    For    For    For
1g   Elect Director Martin E. Franklin    Mgmt    For    For    For
1h   Elect Director Ros L’Esperance    Mgmt    For    For    For
1i   Elect Director Michael B. Polk    Mgmt    For    For    For
1j   Elect Director Steven J. Strobel    Mgmt    For    For    For
1k   Elect Director Michael A. Todman    Mgmt    For    For    For
1l   Elect Director Raymond G. Viault    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

The Timken Company

 

Meeting Date:    05/09/2017    Country:    USA    Primary Security ID:    887389104
Record Date:    02/22/2017    Meeting Type:    Annual    Ticker:    TKR

 

Shares Voted:   70,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2   Elect Director Richard G. Kyle    Mgmt    For    For    For
1.3   Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.4   Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.5   Elect Director James F. Palmer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

The Timken Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.7   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.8   Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.9   Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.10   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.11   Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

CVS Health Corporation

 

Meeting Date:    05/10/2017    Country:    USA    Primary Security ID:    126650100
Record Date:    03/14/2017    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   120,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    Refer    Against
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1i   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1j   Elect Director Richard J. Swift    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
1l   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Report on Pay Disparity    SH    Against    Refer    Against
8   Adopt Quantitative Renewable Energy Goals    SH    Against    Refer    Against

The Dow Chemical Company

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    260543103
Record Date:    03/15/2017    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   194,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. (Steve) Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Uniti Group Inc.

 

Meeting Date:    05/11/2017    Country:    USA    Primary Security ID:    91325V108
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    UNIT

 

Shares Voted:   389,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jennifer S. Banner    Mgmt    For    For    Against
1b   Elect Director Scott G. Bruce    Mgmt    For    For    For
1c   Elect Director Francis X. (‘Skip’) Frantz    Mgmt    For    For    Against
1d   Elect Director Andrew Frey    Mgmt    For    For    For
1e   Elect Director Kenneth A. Gunderman    Mgmt    For    For    For
1f   Elect Director David L. Solomon    Mgmt    For    For    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   234,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director Todd A. Combs    Mgmt    For    For    For
1f   Elect Director James S. Crown    Mgmt    For    For    For
1g   Elect Director James Dimon    Mgmt    For    For    For
1h   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Clawback Amendment    SH    Against    For    For
8   Report on Gender Pay Gap    SH    Against    Against    Against
9   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
10   Reduce Ownership Threshold for Shareholders to Call a Special Meeting    SH    Against    For    For

Ingredion Incorporated

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    457187102
Record Date:    03/21/2017    Meeting Type:    Annual    Ticker:    INGR

 

Shares Voted:   76,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Luis Aranguren-Trellez    Mgmt    For    For    For
1b   Elect Director David B. Fischer    Mgmt    For    For    For
1c   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1d   Elect Director Paul Hanrahan    Mgmt    For    For    For
1e   Elect Director Rhonda L. Jordan    Mgmt    For    For    For
1f   Elect Director Gregory B. Kenny    Mgmt    For    For    For
1g   Elect Director Barbara A. Klein    Mgmt    For    For    For
1h   Elect Director Victoria J. Reich    Mgmt    For    For    For
1i   Elect Director Jorge A. Uribe    Mgmt    For    For    For
1j   Elect Director Dwayne A. Wilson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Ingredion Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

State Street Corporation

 

Meeting Date:    05/17/2017    Country:    USA    Primary Security ID:    857477103
Record Date:    03/10/2017    Meeting Type:    Annual    Ticker:    STT

 

Shares Voted:   91,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kennett F. Burnes    Mgmt    For    For    For
1b   Elect Director Patrick de Saint-Aignan    Mgmt    For    For    For
1c   Elect Director Lynn A. Dugle    Mgmt    For    For    For
1d   Elect Director Amelia C. Fawcett    Mgmt    For    For    For
1e   Elect Director William C. Freda    Mgmt    For    For    For
1f   Elect Director Linda A. Hill    Mgmt    For    For    For
1g   Elect Director Joseph L. Hooley    Mgmt    For    For    For
1h   Elect Director Sean O’Sullivan    Mgmt    For    For    For
1i   Elect Director Richard P. Sergel    Mgmt    For    For    For
1j   Elect Director Gregory L. Summe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Synchrony Financial

 

Meeting Date:    05/18/2017    Country:    USA    Primary Security ID:    87165B103
Record Date:    03/23/2017    Meeting Type:    Annual    Ticker:    SYF

 

Shares Voted:   389,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Margaret M. Keane    Mgmt    For    For    For
1b   Elect Director Paget L. Alves    Mgmt    For    For    For
1c   Elect Director Arthur W. Coviello, Jr.    Mgmt    For    For    For
1d   Elect Director William W. Graylin    Mgmt    For    For    For
1e   Elect Director Roy A. Guthrie    Mgmt    For    For    For
1f   Elect Director Richard C. Hartnack    Mgmt    For    For    For
1g   Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1h   Elect Director Laurel J. Richie    Mgmt    For    For    For
1i   Elect Director Olympia J. Snowe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Aetna Inc.

 

Meeting Date:    05/19/2017    Country:    USA    Primary Security ID:    00817Y108
Record Date:    03/17/2017    Meeting Type:    Annual    Ticker:    AET

 

Shares Voted:   61,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Fernando Aguirre    Mgmt    For    For    For
1b   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1c   Elect Director Frank M. Clark    Mgmt    For    For    For
1d   Elect Director Betsy Z. Cohen    Mgmt    For    For    For
1e   Elect Director Molly J. Coye    Mgmt    For    For    For
1f   Elect Director Roger N. Farah    Mgmt    For    For    For
1g   Elect Director Jeffrey E. Garten    Mgmt    For    For    For
1h   Elect Director Ellen M. Hancock    Mgmt    For    For    For
1i   Elect Director Richard J. Harrington    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Aetna Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1k   Elect Director Joseph P. Newhouse    Mgmt    For    For    For
1l   Elect Director Olympia J. Snowe    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
6A   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6B   Report on Gender Pay Gap    SH    Against    Against    Against

Amgen Inc.

 

Meeting Date:    05/19/2017    Country:    USA    Primary Security ID:    031162100
Record Date:    03/20/2017    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   53,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.3   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.4   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.5   Elect Director Greg C. Garland    Mgmt    For    For    For
1.6   Elect Director Fred Hassan    Mgmt    For    For    For
1.7   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.8   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.9   Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Amgen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

The Allstate Corporation

 

Meeting Date:    05/25/2017    Country:    USA    Primary Security ID:    020002101
Record Date:    03/27/2017    Meeting Type:    Annual    Ticker:    ALL

 

Shares Voted:   89,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kermit R. Crawford    Mgmt    For    For    For
1b   Elect Director Michael L. Eskew    Mgmt    For    For    For
1c   Elect Director Siddharth N. (Bobby) Mehta    Mgmt    For    For    For
1d   Elect Director Jacques P. Perold    Mgmt    For    For    For
1e   Elect Director Andrea Redmond    Mgmt    For    For    For
1f   Elect Director John W. Rowe    Mgmt    For    For    For
1g   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1h   Elect Director Mary Alice Taylor    Mgmt    For    For    For
1i   Elect Director Perry M. Traquina    Mgmt    For    For    For
1j   Elect Director Thomas J. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Lead Director Qualifications    SH    Against    Refer    Against
8   Political Contributions Disclosure    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

NXP Semiconductors NV

 

Meeting Date:    06/01/2017    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/04/2017    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   19,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Discussion of the Implementation of the Remuneration Policy    Mgmt         
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.d   Approve Discharge of Board Members    Mgmt    For    For    For
3.a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3.b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3.c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3.d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    Against    For
3.e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3.f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3.g   Reelect Ian Loring as Non-Executive Director    Mgmt    For    For    For
3.h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3.i   Reelect Peter Smitham as Non-Executive Director    Mgmt    For    For    For
3.j   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3.k   Reelect Gregory Summe as Non-Executive Director    Mgmt    For    For    For
4.a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
4.b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4.a    Mgmt    For    Refer    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Hess Corporation

 

Meeting Date:    06/07/2017    Country:    USA    Primary Security ID:    42809H107
Record Date:    04/19/2017    Meeting Type:    Annual    Ticker:    HES

 

Shares Voted:   96,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Terrence J. Checki    Mgmt    For    For    For
1.3   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.4   Elect Director John B. Hess    Mgmt    For    For    For
1.5   Elect Director Edith E. Holiday    Mgmt    For    For    For
1.6   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1.7   Elect Director Marc S. Lipschultz    Mgmt    For    For    For
1.8   Elect Director David McManus    Mgmt    For    For    For
1.9   Elect Director Kevin O. Meyers    Mgmt    For    For    For
1.10   Elect Director James H. Quigley    Mgmt    For    For    For
1.11   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1.12   Elect Director William G. Schrader    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Plans to Address Stranded Carbon Asset Risks    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Comcast Corporation

 

Meeting Date:    06/08/2017    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/16/2017    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   271,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.8   Elect Director David C. Novak    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/14/2017    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   191,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director David L. Herzog    Mgmt    For    For    For
1.4   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.5   Elect Director Steven A. Kandarian    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For
1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Target Corporation

 

Meeting Date:    06/14/2017    Country:    USA    Primary Security ID:    87612E106
Record Date:    04/17/2017    Meeting Type:    Annual    Ticker:    TGT

 

Shares Voted:   161,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1b   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1c   Elect Director Brian C. Cornell    Mgmt    For    For    For
1d   Elect Director Calvin Darden    Mgmt    For    For    For
1e   Elect Director Henrique De Castro    Mgmt    For    For    For
1f   Elect Director Robert L. Edwards    Mgmt    For    For    For
1g   Elect Director Melanie L. Healey    Mgmt    For    For    For
1h   Elect Director Donald R. Knauss    Mgmt    For    For    For
1i   Elect Director Monica C. Lozano    Mgmt    For    For    For
1j   Elect Director Mary E. Minnick    Mgmt    For    For    For
1k   Elect Director Derica W. Rice    Mgmt    For    For    For
1l   Elect Director Kenneth L. Salazar    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Target Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

American International Group, Inc.

 

Meeting Date:    06/28/2017    Country:    USA    Primary Security ID:    026874784
Record Date:    05/08/2017    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   171,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Brian Duperreault    Mgmt    For    For    For
1c   Elect Director Peter R. Fisher    Mgmt    For    For    For
1d   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Samuel J. Merksamer    Mgmt    For    For    For
1h   Elect Director Henry S. Miller    Mgmt    For    For    For
1i   Elect Director Linda A. Mills    Mgmt    For    For    For
1j   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1k   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1l   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1m   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Securities Transfer Restrictions    Mgmt    For    Refer    For
4   Ratify NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Baker Hughes Incorporated

 

Meeting Date:    06/30/2017    Country:    USA    Primary Security ID:    057224107
Record Date:    05/25/2017    Meeting Type:    Special    Ticker:    BHI

 

Shares Voted:   160,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Material Terms of the Executive Officer Performance Goals    Mgmt    For    Refer    For

Delta Air Lines, Inc.

 

Meeting Date:    06/30/2017    Country:    USA    Primary Security ID:    247361702
Record Date:    05/03/2017    Meeting Type:    Annual    Ticker:    DAL

 

Shares Voted:   117,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Edward H. Bastian    Mgmt    For    For    For
1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director David G. DeWalt    Mgmt    For    For    For
1e   Elect Director William H. Easter, III    Mgmt    For    For    For
1f   Elect Director Mickey P. Foret    Mgmt    For    For    For
1g   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1h   Elect Director George N. Mattson    Mgmt    For    For    For
1i   Elect Director Douglas R. Ralph    Mgmt    For    For    For
1j   Elect Director Sergio A.L. Rial    Mgmt    For    For    For
1k   Elect Director Kathy N. Waller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

IVY VARIABLE INSURANCE PORTFOLIOS

(Registrant)

 

By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2017
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 31, 2017