N-PX 1 d235303dnpx.htm IVY FUNDS VARIABLE INSURANCE PORTFOLIOS Ivy Funds Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2015 to June 30, 2016

IVY FUNDS VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

Kraft Foods Group, Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    50076Q106
Record Date:    05/13/2015    Meeting Type:    Special    Ticker:    KRFT

 

Shares Voted:   45,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

SABMiller plc

 

Meeting Date:    07/23/2015    Country:    United Kingdom    Primary Security ID:    G77395104
Record Date:    07/21/2015    Meeting Type:    Annual    Ticker:    SAB

 

Shares Voted:   540,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Dave Beran as Director    Mgmt    For    For    For
4   Elect Jan du Plessis as Director    Mgmt    For    For    For
5   Elect Javier Ferran as Director    Mgmt    For    For    For
6   Elect Trevor Manuel as Director    Mgmt    For    For    For
7   Re-elect Mark Armour as Director    Mgmt    For    For    For
8   Re-elect Geoffrey Bible as Director    Mgmt    For    For    For
9   Re-elect Alan Clark as Director    Mgmt    For    For    For
10   Re-elect Dinyar Devitre as Director    Mgmt    For    For    For
11   Re-elect Guy Elliott as Director    Mgmt    For    For    For
12   Re-elect Lesley Knox as Director    Mgmt    For    For    For
13   Re-elect Dr Dambisa Moyo as Director    Mgmt    For    For    For
14   Re-elect Carlos Perez Davila as Director    Mgmt    For    For    For
15   Re-elect Alejandro Santo Domingo Davila as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

SABMiller plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

16   Re-elect Helen Weir as Director    Mgmt    For    For    For
17   Approve Final Dividend    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    07/24/2015    Country:    India    Primary Security ID:    Y0487S137
Record Date:    07/17/2015    Meeting Type:    Annual    Ticker:    532215

 

Shares Voted:   1,419,429          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend Payment    Mgmt    For    For    For
3   Elect U. Sangwan as Director    Mgmt    For    For    For
4   Approve S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect S. Vishvanathan as Independent Director    Mgmt    For    For    For
6   Approve Revision of Remuneration of S. Misra, Chairman    Mgmt    For    Refer    For
7   Approve Appointment and Remuneration of S. Sharma as CEO & Managing Director    Mgmt    For    Refer    For
8   Approve Revision of Remuneration of V. Srinivasan, Executive Director    Mgmt    For    Refer    For
9   Elect S.K. Gupta as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Axis Bank Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10   Approve Appointment and Remuneration of S.K. Gupta as Executive Director & CFO    Mgmt    For    Refer    For
11   Approve Revision of Remuneration of S.K. Gupta, Executive Director & CFO    Mgmt    For    Refer    For
12   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
13   Authorize Issuance of Debt Instruments    Mgmt    For    Refer    For
14   Approve Increase in Limit on Foreign Shareholdings    Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    07/31/2015    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/24/2015    Meeting Type:    Annual    Ticker:    500875

 

Shares Voted:   770,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend Payment    Mgmt    For    For    For
3   Elect K.N. Grant as Director    Mgmt    For    For    For
4   Elect K. Vaidyanath as Director    Mgmt    For    For    For
5   Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    09/09/2015    Country:    India    Primary Security ID:    Y5217N159
Record Date:    09/02/2015    Meeting Type:    Annual    Ticker:    500510

 

Shares Voted:   466,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Larsen & Toubro Ltd

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Approve Dividend    Mgmt    For    For    For
3   Elect S. Sarker as Director    Mgmt    For    For    For
4   Approve Vacancy on the Board Resulting from the Retirement of M.V. Kotwal    Mgmt    For    For    For
5   Elect S.N. Roy as Director    Mgmt    For    For    For
6   Elect R.S. Raman as Director    Mgmt    For    For    For
7   Elect A.K. Gupta as Independent Director    Mgmt    For    For    For
8   Elect B.N. Vakil as Independent Director    Mgmt    For    For    For
9   Elect Thomas Mathew T. as Independent Director    Mgmt    For    For    For
10   Elect A. Shankar as Independent Director    Mgmt    For    For    For
11   Elect S. Sarma as Director    Mgmt    For    For    For
12   Approve Commission Remuneration for Non-Executive Directors    Mgmt    For    Refer    For
13   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
14   Authorize Issuance of Debentures    Mgmt    For    Refer    For
15   Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
16   Approve Deloitte Haskins & Sells LLP as Statutory Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
17   Approve Remuneration of Cost Auditors for Year 2014-2015    Mgmt    For    For    For
18   Approve Remuneration of Cost Auditors for Year 2015-2016    Mgmt    For    For    For

State Bank Of India

 

Meeting Date:    09/24/2015    Country:    India    Primary Security ID:    Y8155P103
Record Date:       Meeting Type:    Special    Ticker:    500112

 

Shares Voted:   1,434,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Issuance of Shares to Government of India    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Alibaba Group Holding Ltd.

 

Meeting Date:    10/08/2015    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/13/2015    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   183,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Joseph C. Tsai as Director    Mgmt    For    Refer    Against
1.2   Elect Jonathan Zhaoxi Lu as Director    Mgmt    For    Refer    Against
1.3   Elect J. Michael Evans as Director    Mgmt    For    Refer    Against
1.4   Elect Borje E. Ekholm as Director    Mgmt    For    For    For
1.5   Elect Wan Ling Martello as Director    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers as Independent Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/02/2015    Country:    USA    Primary Security ID:    594918104
Record Date:    10/02/2015    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   556,507          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    12/03/2015    Country:    USA    Primary Security ID:    036752103
Record Date:    10/22/2015    Meeting Type:    Special    Ticker:    ANTM

 

Shares Voted:   65,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    12/10/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    10/20/2015    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   142,700      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/12/2015    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   123,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Medtronic plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Axis Bank Ltd.

 

Meeting Date:    12/18/2015    Country:    India    Primary Security ID:    Y0487S137
Record Date:    10/30/2015    Meeting Type:    Special    Ticker:    532215

 

Shares Voted:   1,380,329          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Postal Ballot    Mgmt         
1   Reelect P. R. Menon as Independent Director    Mgmt    For    For    For

Intuit Inc.

 

Meeting Date:    01/21/2016    Country:    USA    Primary Security ID:    461202103
Record Date:    11/23/2015    Meeting Type:    Annual    Ticker:    INTU

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Intuit Inc.

 

Shares Voted:   246,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Diane B. Greene    Mgmt    For    For    For
1e   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1f   Elect Director Dennis D. Powell    Mgmt    For    For    For
1g   Elect Director Brad D. Smith    Mgmt    For    For    For
1h   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Costco Wholesale Corporation

 

Meeting Date:    01/29/2016    Country:    USA    Primary Security ID:    22160K105
Record Date:    11/20/2015    Meeting Type:    Annual    Ticker:    COST

 

Shares Voted:   65,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Hamilton E. James    Mgmt    For    For    For
1.2   Elect Director W. Craig Jelinek    Mgmt    For    For    For
1.3   Elect Director John W. Stanton    Mgmt    For    For    For
1.4   Elect Director Mary A. (Maggie) Wilderotter    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Visa Inc.

 

Meeting Date:    02/03/2016    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   241,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1f   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director David J. Pang    Mgmt    For    For    For
1i   Elect Director Charles W. Scharf    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016    Country:    Italy    Primary Security ID:    T55067101
Record Date:    02/17/2016    Meeting Type:    Special    Ticker:    ISP

 

Shares Voted:   4,008,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Extraordinary Business    Mgmt         
1   Adopt New Bylaws    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

State Bank Of India

 

Meeting Date:    02/26/2016    Country:    India    Primary Security ID:    Y8155P103
Record Date:       Meeting Type:    Special    Ticker:    500112

 

Shares Voted:   1,439,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/06/2016    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   180,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Michael E. Marks    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1i   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Articles    Mgmt    For    Refer    For
6   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
7   Amend 2010 Omnibus Stock Incentive Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   213,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    Refer    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   39,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

The Kraft Heinz Company

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    500754106
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   278,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1h   Elect Director Mackey J. McDonald    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Kraft Heinz Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director John C. Pope    Mgmt    For    For    For
1j   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    172967424
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   450,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For
1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Judith Rodin    Mgmt    For    For    For
1k   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1l   Elect Director Joan E. Spero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1o   Elect Director James S. Turley    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Demonstrate No Gender Pay Gap    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
9   Claw-back of Payments under Restatements    SH    Against    For    For
10   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   172,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    655044105
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    NBL

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

NOBLE ENERGY, INC.

 

Shares Voted:   395,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Eric P. Grubman    Mgmt    For    For    For
1g   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1h   Elect Director David L. Stover    Mgmt    For    For    For
1i   Elect Director Scott D. Urban    Mgmt    For    For    For
1j   Elect Director William T. Van Kleef    Mgmt    For    For    For
1k   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   51,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Receive Directors’ Reports (Non-Voting)    Mgmt         
2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Anheuser-Busch InBev SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
8a   Approve Remuneration Report    Mgmt    For    Refer    For
8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
9.a   Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015    Mgmt    For    Refer    For
9.b   Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015    Mgmt    For    Refer    For
10   Acknowledge Cancellation of VVPR Strips    Mgmt    For    Refer    For
11   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016    Country:    Italy    Primary Security ID:    T55067101
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    ISP

 

Shares Voted:   3,171,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Allocation of Income    Mgmt    For    For    For
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
2.a   Fix Number of Directors    SH    For    Refer    For
  Appoint Directors (Slate Election) — Choose One of the Following Slates    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Intesa SanPaolo SPA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.b.1   Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    SH    None    Refer    For
2.b.2   Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    For    Do Not Vote
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
2.c   Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman    SH    None    For    For
  Management Proposal    Mgmt         
3.a   Approve Remuneration Report    Mgmt    For    For    For
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
3.b   Approve Remuneration of Directors    SH    None    For    For
  Management Proposals    Mgmt         
3.c   Remuneration Policies for Employees and Non-Employed Staff    Mgmt    For    For    For
3.d   Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
3.e   Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    Refer    For
3.f   Approve Severance Agreements    Mgmt    For    Refer    For

The Coca-Cola Company

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    191216100
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   525,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Coca-Cola Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Howard G. Buffett    Mgmt    For    For    For
1.6   Elect Director Richard M. Daley    Mgmt    For    For    For
1.7   Elect Director Barry Diller    Mgmt    For    For    For
1.8   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.9   Elect Director Evan G. Greenberg    Mgmt    For    For    For
1.10   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.11   Elect Director Muhtar Kent    Mgmt    For    For    For
1.12   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.13   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.14   Elect Director Sam Nunn    Mgmt    For    For    For
1.15   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Adopt Holy Land Principles    SH    Against    Against    Against
6   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against
7   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against

Delphi Automotive plc

 

Meeting Date:    04/28/2016    Country:    Jersey    Primary Security ID:    G27823106
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    DLPH

 

Shares Voted:   153,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Re-elect Joseph S. Cantie as Director    Mgmt    For    For    For
2   Re-elect Kevin P. Clark as Director    Mgmt    For    For    For
3   Re-elect Gary L. Cowger as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Delphi Automotive plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Re-elect Nicholas M. Donofrio as Director    Mgmt    For    For    For
5   Re-elect Mark P. Frissora as Director    Mgmt    For    For    For
6   Re-elect Rajiv L. Gupta as Director    Mgmt    For    For    For
7   Re-elect J. Randall MacDonald as Director    Mgmt    For    For    For
8   Re-elect Sean O. Mahoney as Director    Mgmt    For    For    For
9   Re-elect Timothy M. Manganello as Director    Mgmt    For    For    For
10   Re-elect Bethany J. Mayer as Director    Mgmt    For    For    For
11   Re-elect Thomas W. Sidlik as Director    Mgmt    For    For    For
12   Re-elect Bernd Wiedemann as Director    Mgmt    For    For    For
13   Re-elect Lawrence A. Zimmerman as Director    Mgmt    For    For    For
14   Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
15   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    539830109
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   61,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1b   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1c   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1d   Elect Director David B. Burritt    Mgmt    For    For    For
1e   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1f   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1g   Elect Director Thomas J. Falk    Mgmt    For    For    For
1h   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1i   Elect Director James M. Loy    Mgmt    For    For    For
1j   Elect Director Joseph W. Ralston    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Lockheed Martin Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1k   Elect Director Anne Stevens    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    717081103
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   517,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.3   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.4   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.8   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.9   Elect Director Ian C. Read    Mgmt    For    For    For
1.10   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Give Shareholders Final Say on Election of Directors    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Prohibit Tax Gross-ups on Inversions    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   44,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Meeting Date:    04/29/2016    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/07/2016    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   43,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.75 per Share    Mgmt    For    Against    Against
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2015    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2015    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2015    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2015    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2015    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2015    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2015    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2015    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2015    Mgmt    For    For    For
3.10   Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2015    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2015    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2015    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2015    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2015    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2015    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2015    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.7   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2015    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2015    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2015    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2015    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2015    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2015    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2015    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2015    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2015    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2015    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2015    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2015    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2015    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2015    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2015    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2016    Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    110122108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BMY

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Bristol-Myers Squibb Company

 

Shares Voted:   137,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Peter J. Arduini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    127097103
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   52,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1b   Elect Director Rhys J. Best    Mgmt    For    For    For
1c   Elect Director Robert S. Boswell    Mgmt    For    For    For
1d   Elect Director Dan O. Dinges    Mgmt    For    For    For
1e   Elect Director Robert Kelley    Mgmt    For    For    For
1f   Elect Director W. Matt Ralls    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Cabot Oil & Gas Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Political Contributions    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

PepsiCo, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    713448108
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    PEP

 

Shares Voted:   113,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Shona L. Brown    Mgmt    For    For    For
1b   Elect Director George W. Buckley    Mgmt    For    For    For
1c   Elect Director Cesar Conde    Mgmt    For    For    For
1d   Elect Director Ian M. Cook    Mgmt    For    For    For
1e   Elect Director Dina Dublon    Mgmt    For    For    For
1f   Elect Director Rona A. Fairhead    Mgmt    For    For    For
1g   Elect Director Richard W. Fisher    Mgmt    For    For    For
1h   Elect Director William R. Johnson    Mgmt    For    For    For
1i   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1j   Elect Director David C. Page    Mgmt    For    For    For
1k   Elect Director Robert C. Pohlad    Mgmt    For    For    For
1l   Elect Director Lloyd G. Trotter    Mgmt    For    For    For
1m   Elect Director Daniel Vasella    Mgmt    For    For    For
1n   Elect Director Alberto Weisser    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

PepsiCo, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Establish a Board Committee on Sustainability    SH    Against    Refer    Against
6   Report on Plans to Minimize Pesticides’ Impact on Pollinators    SH    Against    Refer    Against
7   Adopt Holy Land Principles    SH    Against    Against    Against
8   Adopt Quantitative Renewable Energy Goals    SH    Against    Refer    Against

Philip Morris International Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718172109
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   186,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Human Rights Policy, Including the Right to Health    SH    Against    Against    Against
5   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Allergan plc

 

Meeting Date:    05/05/2016    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   65,710          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Nesli Basgoz    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director James H. Bloem    Mgmt    For    For    For
1.4   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1.7   Elect Director Catherine M. Klema    Mgmt    For    For    For
1.8   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1.9   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1.10   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1.11   Elect Director Ronald R. Taylor    Mgmt    For    Refer    For
1.12   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4A   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
4B   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
5A   Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election    Mgmt    For    Refer    For
5B   Establish Range for Size of Board    Mgmt    For    Refer    For
6   Approve Reduction in Share Capital    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

AIA Group Ltd.

 

Meeting Date:    05/06/2016    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/03/2016    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   2,380,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Swee-Lian Teo as Director    Mgmt    For    For    For
4   Elect Narongchai Akrasanee as Director    Mgmt    For    For    For
5   Elect George Yong-Boon Yeo as Director    Mgmt    For    For    For
6   Elect Mark Edward Tucker as Director    Mgmt    For    For    For
7   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
8A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
8B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
8C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For

Axis Bank Ltd.

 

Meeting Date:    05/07/2016    Country:    India    Primary Security ID:    Y0487S137
Record Date:    03/25/2016    Meeting Type:    Special    Ticker:    532215

 

Shares Voted:   966,729          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Postal Ballot    Mgmt         
1   Approve Reappointment and Remuneration of Sanjiv Misra as Non-Executive Chairman    Mgmt    For    Refer    For
2   Adopt New Articles of Association    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

International Paper Company

 

Meeting Date:    05/09/2016    Country:    USA    Primary Security ID:    460146103
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    IP

 

Shares Voted:   63,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David J. Bronczek    Mgmt    For    For    For
1b   Elect Director William J. Burns    Mgmt    For    For    For
1c   Elect Director Ahmet C. Dorduncu    Mgmt    For    For    For
1d   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1e   Elect Director Jay L. Johnson    Mgmt    For    For    For
1f   Elect Director Stacey J. Mobley    Mgmt    For    For    For
1g   Elect Director Joan E. Spero    Mgmt    For    For    For
1h   Elect Director Mark S. Sutton    Mgmt    For    For    For
1i   Elect Director John L. Townsend, III    Mgmt    For    For    For
1j   Elect Director William G. Walter    Mgmt    For    For    For
1k   Elect Director J. Steven Whisler    Mgmt    For    For    For
1l   Elect Director Ray G. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    015351109
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   47,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Leonard Bell    Mgmt    For    For    For
1.2   Elect Director Felix J. Baker    Mgmt    For    For    For
1.3   Elect Director David R. Brennan    Mgmt    For    For    For
1.4   Elect Director M. Michele Burns    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director David L. Hallal    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.9   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.11   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    169656105
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    CMG

 

Shares Voted:   39,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Al Baldocchi    Mgmt    For    Refer    For
1.2   Elect Director Darlene Friedman    Mgmt    For    For    For
1.3   Elect Director John S. Charlesworth    Mgmt    For    For    For
1.4   Elect Director Kimbal Musk    Mgmt    For    For    For
1.5   Elect Director Montgomery F. (Monty) Moran    Mgmt    For    For    For
1.6   Elect Director Neil Flanzraich    Mgmt    For    For    For
1.7   Elect Director Patrick J. Flynn    Mgmt    For    Refer    For
1.8   Elect Director Stephen Gillett    Mgmt    For    For    For
1.9   Elect Director Steve Ells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings    Mgmt    For    Refer    For
5   Provide Proxy Access Right    Mgmt    For    Against    For
6   Proxy Access    SH    Against    Against    Against
7   Stock Retention/Holding Period    SH    Against    Against    Against
8   Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting    SH    Against    For    For
9   Report on Sustainability, Including Quantitative Goals    SH    Against    Refer    Against
10   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against

Amazon.com, Inc.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    023135106
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   16,923          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against
5   Report on Political Contributions    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   257,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments    SH    Against    Refer    Against
8   Clawback Amendment    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Adopt Executive Compensation Philosophy with Social Factors    SH    Against    Refer    Against

Halliburton Company

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    406216101
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   420,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Amgen Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    031162100
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    AMGN

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amgen Inc.

 

Shares Voted:   95,448          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.6   Elect Director Greg C. Garland    Mgmt    For    For    For
1.7   Elect Director Fred Hassan    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Anthem, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    036752103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   69,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lewis Hay, III    Mgmt    For    For    For
1b   Elect Director George A. Schaefer, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph R. Swedish    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Anthem, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   180,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    Refer    For
1.5   Elect Director Joseph J. Collins    Mgmt    For    Refer    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    Refer    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.11   Elect Director Judith Rodin    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Amend Stock Option Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Require Independent Board Chairman    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    501797104
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   41,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis S. Hersch    Mgmt    For    For    For
1.2   Elect Director David T. Kollat    Mgmt    For    For    For
1.3   Elect Director Leslie H. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against

Pioneer Natural Resources Company

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    723787107
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   25,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Pioneer Natural Resources Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    437076102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   126,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1d   Elect Director J. Frank Brown    Mgmt    For    For    For
1e   Elect Director Albert P. Carey    Mgmt    For    For    For
1f   Elect Director Armando Codina    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Craig A. Menear    Mgmt    For    For    For
1l   Elect Director Mark Vadon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    580135101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   29,323          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd Dean    Mgmt    For    For    For
1b   Elect Director Stephen Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert Eckert    Mgmt    For    For    For
1d   Elect Director Margaret Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne Jackson    Mgmt    For    For    For
1g   Elect Director Richard Lenny    Mgmt    For    For    For
1h   Elect Director Walter Massey    Mgmt    For    For    For
1i   Elect Director John Mulligan    Mgmt    For    For    For
1j   Elect Director Sheila Penrose    Mgmt    For    For    For
1k   Elect Director John Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Miles White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Adopt Holy Land Principles    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

McDonald’s Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain    SH    Against    Refer    Against
8   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
9   Report on Consistency Between Corporate Values and Political Activities    SH    Against    Against    Against

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/21/2016    Meeting Type:    Special    Ticker:    SHP

 

Shares Voted:   44,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Ingersoll-Rand plc

 

Meeting Date:    06/02/2016    Country:    Ireland    Primary Security ID:    G47791101
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    IR

 

Shares Voted:   123,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ann C. Berzin    Mgmt    For    For    For
1b   Elect Director John Bruton    Mgmt    For    For    For
1c   Elect Director Elaine L. Chao    Mgmt    For    For    For
1d   Elect Director Jared L. Cohon    Mgmt    For    For    For
1e   Elect Director Gary D. Forsee    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Ingersoll-Rand plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director Constance J. Horner    Mgmt    For    For    For
1g   Elect Director Linda P. Hudson    Mgmt    For    For    For
1h   Elect Director Michael W. Lamach    Mgmt    For    For    For
1i   Elect Director Myles P. Lee    Mgmt    For    For    For
1j   Elect Director John P. Surma    Mgmt    For    For    For
1k   Elect Director Richard J. Swift    Mgmt    For    For    For
1l   Elect Director Tony L. White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Renew Directors’ Authority to Issue Shares    Mgmt    For    For    For
5   Renew Directors’ Authority to Issue Shares for Cash    Mgmt    For    For    For
6   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    For
7   Provide Proxy Access Right    Mgmt    For    Against    For
8A   Amend Articles    Mgmt    For    For    For
8B   Amend Memorandum    Mgmt    For    For    For
9A   Adopt Plurality Voting for Contested Election of Directors    Mgmt    For    Refer    For
9B   Amend Articles to Grant the Board Sole Authority to Determine Its Size    Mgmt    For    Refer    For

Alphabet Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   20,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Alphabet Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director L. John Doerr    Mgmt    For    For    For
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    For
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Amended and Restated Certificate of Incorporation of Google Inc.    Mgmt    For    Refer    For
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Gender Pay Gap    SH    Against    Against    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    192446102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   253,790          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Francisco D’Souza    Mgmt    For    For    For
1e   Elect Director John N. Fox, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director John E. Klein    Mgmt    For    For    For
1g   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h   Elect Director Lakshmi Narayanan    Mgmt    For    For    For
1i   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j   Elect Director Robert E. Weissman    Mgmt    For    For    For
1k   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   25,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    Refer    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
5   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Facebook, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Approve Annual Compensation Program for Non-employee Directors    Mgmt    For    Refer    For
7A   Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes    Mgmt    For    Refer    Against
7B   Increase Authorized Common Stock    Mgmt    For    Refer    Against
7C   Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock    Mgmt    For    For    For
7D   Amend Certificate of Incorporation to Provide for Additional Events    Mgmt    For    For    For
8   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
9   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
10   Report on Sustainability    SH    Against    Refer    For
11   Report on Lobbying Payments and Policy    SH    Against    Against    Against
12   Establish International Policy Board Committee    SH    Against    Refer    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against

ITC Ltd.

 

Meeting Date:    06/27/2016    Country:    India    Primary Security ID:    Y4211T171
Record Date:    05/20/2016    Meeting Type:    Special    Ticker:    ITC

 

Shares Voted:   538,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Postal Ballot    Mgmt         
1   Increase Authorized Share Capital    Mgmt    For    For    For
2   Amend Articles of Association to Reflect Changes in Capital    Mgmt    For    Refer    For
3   Approve Bonus Issue    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/29/2016    Country:    Japan    Primary Security ID:    J44497105
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   396,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2   Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
3.1   Elect Director Sono, Kiyoshi    Mgmt    For    For    For
3.2   Elect Director Nagaoka, Takashi    Mgmt    For    For    For
3.3   Elect Director Ikegaya, Mikio    Mgmt    For    For    For
3.4   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
3.5   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
3.6   Elect Director Tokunari, Muneaki    Mgmt    For    Refer    For
3.7   Elect Director Yasuda, Masamichi    Mgmt    For    For    For
3.8   Elect Director Oyamada, Takashi    Mgmt    For    For    For
3.9   Elect Director Mikumo, Takashi    Mgmt    For    For    For
3.10   Elect Director Shimamoto, Takehiko    Mgmt    For    For    For
3.11   Elect Director Kawamoto, Yuko    Mgmt    For    For    For
3.12   Elect Director Matsuyama, Haruka    Mgmt    For    Refer    Against
3.13   Elect Director Okamoto, Kunie    Mgmt    For    Refer    Against
3.14   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
3.15   Elect Director Kawakami, Hiroshi    Mgmt    For    For    For
3.16   Elect Director Sato, Yukihiro    Mgmt    For    Refer    Against
3.17   Elect Director Yamate, Akira    Mgmt    For    For    For
4   Amend Articles to Hand over Petition Calling for Abolition of Negative Interest Rate Policy to Governor of the Bank of Japan    SH    Against    Refer    Against
5   Amend Articles to Require Brokerage Subsidiary to Offer Men’s Discount    SH    Against    Refer    Against

State Bank Of India

 

Meeting Date:    06/30/2016    Country:    India    Primary Security ID:    Y8155P103
Record Date:       Meeting Type:    Annual    Ticker:    SBIN

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

State Bank Of India

 

Shares Voted:   546,452          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

IVY FUNDS VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    05/07/2015    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   25,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Carole Black    Mgmt    For    Refer    Against
1b   Elect Director Thomas H. Castro    Mgmt    For    For    For
1c   Elect Director David C. Chang    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Peter R. Haje    Mgmt    For    Refer    Against
1f   Elect Director Donna A. James    Mgmt    For    For    For
1g   Elect Director Don Logan    Mgmt    For    For    For
1h   Elect Director Robert D. Marcus    Mgmt    For    For    For
1i   Elect Director N.J. Nicholas, Jr.    Mgmt    For    Refer    Against
1j   Elect Director Wayne H. Pace    Mgmt    For    For    For
1k   Elect Director Edward D. Shirley    Mgmt    For    Refer    Against
1l   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

CONSTELLATION BRANDS, INC.

 

Meeting Date:    07/22/2015    Country:    USA    Primary Security ID:    21036P108
Record Date:    05/26/2015    Meeting Type:    Annual    Ticker:    STZ

 

Shares Voted:   51,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Jerry Fowden    Mgmt    For    For    For
1.2   Elect Director Barry A. Fromberg    Mgmt    For    For    For
1.3   Elect Director Robert L. Hanson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

CONSTELLATION BRANDS, INC.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.4   Elect Director Ernesto M. Hernandez    Mgmt    For    For    For
1.5   Elect Director James A. Locke, III    Mgmt    For    Refer    For
1.6   Elect Director Richard Sands    Mgmt    For    For    For
1.7   Elect Director Robert Sands    Mgmt    For    For    For
1.8   Elect Director Judy A. Schmeling    Mgmt    For    For    For
1.9   Elect Director Keith E. Wandell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/14/2015    Country:    USA    Primary Security ID:    595017104
Record Date:    06/18/2015    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   94,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Approve Conversion of Securities    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Precision Castparts Corp.

 

Meeting Date:    08/17/2015    Country:    USA    Primary Security ID:    740189105
Record Date:    06/09/2015    Meeting Type:    Annual    Ticker:    PCP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Precision Castparts Corp.

 

Shares Voted:   21,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Peter B. Delaney (Withdrawn)    Mgmt         
1b   Elect Director Mark Donegan    Mgmt    For    For    For
1c   Elect Director Don R. Graber    Mgmt    For    For    For
1d   Elect Director Lester L. Lyles    Mgmt    For    For    For
1e   Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1f   Elect Director James F. Palmer (Withdrawn)    Mgmt         
1g   Elect Director Ulrich Schmidt    Mgmt    For    For    For
1h   Elect Director Richard L. Wambold    Mgmt    For    For    For
1i   Elect Director Timothy A. Wicks    Mgmt    For    For    For
1j   Elect Director Janet C. Wolfenbarger (Withdrawn)    Mgmt         
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Proxy Access    SH    Against    Against    Against

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   92,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For
1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    07/28/2015    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   21,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   95,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

Broadcom Corporation

 

Meeting Date:    11/10/2015    Country:    USA    Primary Security ID:    111320107
Record Date:    09/25/2015    Meeting Type:    Special    Ticker:    BRCM

 

Shares Voted:   132,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    11/12/2015    Country:    USA    Primary Security ID:    90130A200
Record Date:    09/24/2015    Meeting Type:    Annual    Ticker:    FOX

 

Shares Voted:   150,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director K. Rupert Murdoch    Mgmt    For    For    For
1b   Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1c   Elect Director Delphine Arnault    Mgmt    For    For    For
1d   Elect Director James W. Breyer    Mgmt    For    For    For
1e   Elect Director Chase Carey    Mgmt    For    For    For
1f   Elect Director David F. DeVoe    Mgmt    For    For    For
1g   Elect Director Viet Dinh    Mgmt    For    For    For
1h   Elect Director Roderick I. Eddington    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Twenty-First Century Fox, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1i   Elect Director James R. Murdoch    Mgmt    For    For    For
1j   Elect Director Jacques Nasser    Mgmt    For    For    For
1k   Elect Director Robert S. Silberman    Mgmt    For    For    For
1l   Elect Director Tidjane Thiam    Mgmt    For    For    For
1m   Elect Director Jeffrey W. Ubben    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder    Mgmt    None    Refer    For

Comcast Corporation

 

Meeting Date:    12/10/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    10/20/2015    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   101,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/12/2015    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   64,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Medtronic plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Rockwell Collins, Inc.

 

Meeting Date:    02/04/2016    Country:    USA    Primary Security ID:    774341101
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    COL

 

Shares Voted:   55,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director John A. Edwardson    Mgmt    For    For    For
1.2   Elect Director Andrew J. Policano    Mgmt    For    For    For
1.3   Elect Director Jeffrey L. Turner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2016    Country:    USA    Primary Security ID:    037833100
Record Date:    12/28/2015    Meeting Type:    Annual    Ticker:    AAPL

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Apple Inc.

 

Shares Voted:   15,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director James Bell    Mgmt    For    For    For
1.2   Elect Director Tim Cook    Mgmt    For    For    For
1.3   Elect Director Al Gore    Mgmt    For    For    For
1.4   Elect Director Bob Iger    Mgmt    For    For    For
1.5   Elect Director Andrea Jung    Mgmt    For    For    For
1.6   Elect Director Art Levinson    Mgmt    For    For    For
1.7   Elect Director Ron Sugar    Mgmt    For    For    For
1.8   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers    SH    Against    Refer    Against
6   Adopt Policy to Increase Diversity of Senior Management and Board of Directors    SH    Against    Refer    Against
7   Report on Guidelines for Country Selection    SH    Against    Against    Against
8   Adopt Proxy Access Right    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    03/10/2016    Country:    USA    Primary Security ID:    038222105
Record Date:    01/14/2016    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   185,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Applied Materials, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Susan M. James    Mgmt    For    Refer    For
1h   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1i   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
1k   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Broadcom Limited

 

Meeting Date:    04/06/2016    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2016    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   53,666          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1d   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1e   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1f   Elect Director Justine F. Lien    Mgmt    For    For    For
1g   Elect Director Donald Macleod    Mgmt    For    For    For
1h   Elect Director Peter J. Marks    Mgmt    For    For    For
1i   Elect Director Henry S. Samueli    Mgmt    For    For    For
1j   Elect Director Lucien Y. K. Wong    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares with or without Preemptive Rights    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Broadcom Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4   Approve Cash Compensation to Directors    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/06/2016    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   67,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Michael E. Marks    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1i   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Articles    Mgmt    For    Refer    For
6   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
7   Amend 2010 Omnibus Stock Incentive Plan    Mgmt    For    Refer    For

Carnival Corporation

 

Meeting Date:    04/14/2016    Country:    Panama    Primary Security ID:    143658300
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    CCL

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Carnival Corporation

 

Shares Voted:   157,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    Mgmt    For    For    For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11   Approve Remuneration Report of Executive Directors    Mgmt    For    Refer    For
12   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation    Mgmt    For    For    For
13   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc    Mgmt    For    For    For
14   Receive UK Accounts and Reports of the Directors and Auditors of Carnival plc    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Carnival Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

17   Authorize Share Repurchase Program    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   105,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Northern Trust Corporation

 

Meeting Date:    04/19/2016    Country:    USA    Primary Security ID:    665859104
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   71,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Dipak C. Jain    Mgmt    For    For    For
1e   Elect Director Jose Luis Prado    Mgmt    For    For    For
1f   Elect Director Thomas E. Richards    Mgmt    For    For    For
1g   Elect Director John W. Rowe    Mgmt    For    For    For
1h   Elect Director Martin P. Slark    Mgmt    For    For    For
1i   Elect Director David H.B. Smith, Jr.    Mgmt    For    For    For
1j   Elect Director Donald Thompson    Mgmt    For    For    For
1k   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1l   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    693506107
Record Date:    02/19/2016    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   48,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director John V. Faraci    Mgmt    For    For    For
1.3   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.4   Elect Director Michael H. McGarry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

PPG Industries, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends    SH    Against    Refer    Against

Texas Instruments Incorporated

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    882508104
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   50,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Janet F. Clark    Mgmt    For    For    For
1e   Elect Director Carrie S. Cox    Mgmt    For    For    For
1f   Elect Director Ronald Kirk    Mgmt    For    For    For
1g   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1h   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1i   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Kraft Heinz Company

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    500754106
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   49,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1h   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1i   Elect Director John C. Pope    Mgmt    For    For    For
1j   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    172967424
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   87,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Judith Rodin    Mgmt    For    For    For
1k   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1l   Elect Director Joan E. Spero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1o   Elect Director James S. Turley    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Demonstrate No Gender Pay Gap    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
9   Claw-back of Payments under Restatements    SH    Against    For    For
10   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    655044105
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   139,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

NOBLE ENERGY, INC.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Eric P. Grubman    Mgmt    For    For    For
1g   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1h   Elect Director David L. Stover    Mgmt    For    For    For
1i   Elect Director Scott D. Urban    Mgmt    For    For    For
1j   Elect Director William T. Van Kleef    Mgmt    For    For    For
1k   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    693475105
Record Date:    01/29/2016    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   78,050      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.3   Elect Director William S. Demchak    Mgmt    For    For    For
1.4   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.5   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Jane G. Pepper    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.9   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.10   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.11   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.12   Elect Director Michael J. Ward    Mgmt    For    For    For
1.13   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   31,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive Directors’ Reports (Non-Voting)    Mgmt         
2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
8a   Approve Remuneration Report    Mgmt    For    Refer    For
8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
9a   Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

9b   Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015    Mgmt    For    Refer    For
10   Acknowledge Cancellation of VVPR Strips    Mgmt    For    Refer    For
11   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

General Electric Company

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    369604103
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    GE

 

Shares Voted:   122,600      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

A1   Elect Director Sebastien M. Bazin    Mgmt    For    For    For
A2   Elect Director W. Geoffrey Beattie    Mgmt    For    For    For
A3   Elect Director John J. Brennan    Mgmt    For    For    For
A4   Elect Director Francisco D’ Souza    Mgmt    For    For    For
A5   Elect Director Marijn E. Dekkers    Mgmt    For    For    For
A6   Elect Director Peter B. Henry    Mgmt    For    For    For
A7   Elect Director Susan J. Hockfield    Mgmt    For    For    For
A8   Elect Director Jeffrey R. Immelt    Mgmt    For    For    For
A9   Elect Director Andrea Jung    Mgmt    For    For    For
A10   Elect Director Robert W. Lane    Mgmt    For    For    For
A11   Elect Director Rochelle B. Lazarus    Mgmt    For    For    For
A12   Elect Director Lowell C. McAdam    Mgmt    For    For    For
A13   Elect Director James J. Mulva    Mgmt    For    For    For
A14   Elect Director James E. Rohr    Mgmt    For    For    For
A15   Elect Director Mary L. Schapiro    Mgmt    For    For    For
A16   Elect Director James S. Tisch    Mgmt    For    For    For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
B2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

General Electric Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

C1   Report on Lobbying Payments and Policy    SH    Against    Against    Against
C2   Require Independent Board Chairman    SH    Against    Refer    Against
C3   Adopt Holy Land Principles    SH    Against    Against    Against
C4   Restore or Provide for Cumulative Voting    SH    Against    Against    Against
C5   Performance-Based and/or Time-Based Equity Awards    SH    Against    Refer    Against
C6   Report on Guidelines for Country Selection    SH    Against    Against    Against

Johnson & Johnson

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    478160104
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   49,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director William D. Perez    Mgmt    For    For    For
1i   Elect Director Charles Prince    Mgmt    For    For    For
1j   Elect Director A. Eugene Washington    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends    SH    Against    Refer    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Johnson & Johnson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Report on Policies for Safe Disposal of Prescription Drugs by Users    SH    Against    Refer    Against

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   32,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Shire plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    05/02/2016    Country:    USA    Primary Security ID:    097023105
Record Date:    03/03/2016    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   54,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Randall L. Stephenson    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
1l   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Report on Weapon Sales to Israel    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Allergan plc

 

Meeting Date:    05/05/2016    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   18,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Nesli Basgoz    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director James H. Bloem    Mgmt    For    For    For
1.4   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1.7   Elect Director Catherine M. Klema    Mgmt    For    For    For
1.8   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1.9   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1.10   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1.11   Elect Director Ronald R. Taylor    Mgmt    For    Refer    For
1.12   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4A   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
4B   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
5A   Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election    Mgmt    For    Refer    For
5B   Establish Range for Size of Board    Mgmt    For    Refer    For
6   Approve Reduction in Share Capital    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

International Paper Company

 

Meeting Date:    05/09/2016    Country:    USA    Primary Security ID:    460146103
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    IP

 

Shares Voted:   36,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director David J. Bronczek    Mgmt    For    For    For
1b   Elect Director William J. Burns    Mgmt    For    For    For
1c   Elect Director Ahmet C. Dorduncu    Mgmt    For    For    For
1d   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1e   Elect Director Jay L. Johnson    Mgmt    For    For    For
1f   Elect Director Stacey J. Mobley    Mgmt    For    For    For
1g   Elect Director Joan E. Spero    Mgmt    For    For    For
1h   Elect Director Mark S. Sutton    Mgmt    For    For    For
1i   Elect Director John L. Townsend, III    Mgmt    For    For    For
1j   Elect Director William G. Walter    Mgmt    For    For    For
1k   Elect Director J. Steven Whisler    Mgmt    For    For    For
1l   Elect Director Ray G. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    LH

 

Shares Voted:   2,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Laboratory Corporation of America Holdings

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1f   Elect Director Robert E. Mittelstaedt, Jr.    Mgmt    For    For    For
1g   Elect Director Peter M. Neupert    Mgmt    For    For    For
1h   Elect Director Richelle P. Parham    Mgmt    For    For    For
1i   Elect Director Adam H. Schechter    Mgmt    For    For    For
1j   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Report on Zika Virus Controls for Primates and Employees    SH    Against    For    Against

Mead Johnson Nutrition Company

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    582839106
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   58,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1k   Elect Director Michael A. Sherman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Mead Johnson Nutrition Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1l   Elect Director Elliott Sigal    Mgmt    For    For    For
1m   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    907818108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   91,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.6   Elect Director Jane H. Lute    Mgmt    For    For    For
1.7   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.8   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.9   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.10   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.11   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Intercontinental Exchange, Inc.

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    45866F104
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    ICE

 

Shares Voted:   18,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Charles R. Crisp    Mgmt    For    For    For
1b   Elect Director Jean-Marc Forneri    Mgmt    For    For    For
1c   Elect Director The Rt. Hon. the Lord Hague of Richmond    Mgmt    For    For    For
1d   Elect Director Fred W. Hatfield    Mgmt    For    For    For
1e   Elect Director Frederic V. Salerno    Mgmt    For    For    For
1f   Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1g   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1h   Elect Director Vincent Tese    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Sustainability, Including Quantitative Goals    SH    Against    Refer    Against

Morgan Stanley

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    617446448
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    MS

 

Shares Voted:   138,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1b   Elect Director Alistair Darling    Mgmt    For    For    For
1c   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d   Elect Director James P. Gorman    Mgmt    For    For    For
1e   Elect Director Robert H. Herz    Mgmt    For    For    For
1f   Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g   Elect Director Klaus Kleinfeld    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Morgan Stanley

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1h   Elect Director Jami Miscik    Mgmt    For    For    For
1i   Elect Director Donald T. Nicolaisen    Mgmt    For    For    For
1j   Elect Director Hutham S. Olayan    Mgmt    For    For    For
1k   Elect Director James W. Owens    Mgmt    For    For    For
1l   Elect Director Ryosuke Tamakoshi    Mgmt    For    For    For
1m   Elect Director Perry M. Traquina    Mgmt    For    For    For
1n   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For

Newfield Exploration Company

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    651290108
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   130,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director Steven W. Nance    Mgmt    For    For    For
1d   Elect Director Roger B. Plank    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
1i   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Newfield Exploration Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    036752103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   33,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Lewis Hay, III    Mgmt    For    For    For
1b   Elect Director George A. Schaefer, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph R. Swedish    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   85,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    Refer    For
1.5   Elect Director Joseph J. Collins    Mgmt    For    Refer    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    Refer    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.11   Elect Director Judith Rodin    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Amend Stock Option Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   53,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Jay A. Brown    Mgmt    For    For    For
1c   Elect Director Cindy Christy    Mgmt    For    For    For
1d   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1e   Elect Director Robert E. Garrison II    Mgmt    For    For    For
1f   Elect Director Dale N. Hatfield    Mgmt    For    For    For
1g   Elect Director Lee W. Hogan    Mgmt    For    For    For
1h   Elect Director Edward C. Hutcheson, Jr.    Mgmt    For    For    For
1i   Elect Director J. Landis Martin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Crown Castle International Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1j   Elect Director Robert F. McKenzie    Mgmt    For    For    For
1k   Elect Director Anthony J. Melone    Mgmt    For    For    For
1l   Elect Director W. Benjamin Moreland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    437076102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   28,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1d   Elect Director J. Frank Brown    Mgmt    For    For    For
1e   Elect Director Albert P. Carey    Mgmt    For    For    For
1f   Elect Director Armando Codina    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Craig A. Menear    Mgmt    For    For    For
1l   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

McDonald’s Corporation

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    580135101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   14,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Lloyd Dean    Mgmt    For    For    For
1b   Elect Director Stephen Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert Eckert    Mgmt    For    For    For
1d   Elect Director Margaret Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne Jackson    Mgmt    For    For    For
1g   Elect Director Richard Lenny    Mgmt    For    For    For
1h   Elect Director Walter Massey    Mgmt    For    For    For
1i   Elect Director John Mulligan    Mgmt    For    For    For
1j   Elect Director Sheila Penrose    Mgmt    For    For    For
1k   Elect Director John Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Miles White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Adopt Holy Land Principles    SH    Against    Against    Against
7   Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain    SH    Against    Refer    Against
8   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
9   Report on Consistency Between Corporate Values and Political Activities    SH    Against    Against    Against

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/21/2016    Meeting Type:    Special    Ticker:    SHP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Shire plc

 

Shares Voted:   32,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Williams-Sonoma, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    969904101
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    WSM

 

Shares Voted:   79,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Laura J. Alber    Mgmt    For    For    For
1.2   Elect Director Adrian D.P. Bellamy    Mgmt    For    For    For
1.3   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1.4   Elect Director Patrick J. Connolly    Mgmt    For    For    For
1.5   Elect Director Adrian T. Dillon    Mgmt    For    For    For
1.6   Elect Director Anthony A. Greener    Mgmt    For    For    For
1.7   Elect Director Ted W. Hall    Mgmt    For    For    For
1.8   Elect Director Sabrina Simmons    Mgmt    For    For    For
1.9   Elect Director Jerry D. Stritzke    Mgmt    For    For    For
1.10   Elect Director Lorraine Twohill    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Las Vegas Sands Corp.

 

Meeting Date:    06/03/2016    Country:    USA    Primary Security ID:    517834107
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   59,611          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Sheldon G. Adelson    Mgmt    For    For    For
1.2   Elect Director Irwin Chafetz    Mgmt    For    For    For
1.3   Elect Director Robert G. Goldstein    Mgmt    For    For    For
1.4   Elect Director Charles A. Koppelman    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

UnitedHealth Group Incorporated

 

Meeting Date:    06/06/2016    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   14,151          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Edson Bueno    Mgmt    For    For    For
1c   Elect Director Richard T. Burke    Mgmt    For    For    For
1d   Elect Director Robert J. Darretta    Mgmt    For    For    For
1e   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1f   Elect Director Michele J. Hooper    Mgmt    For    For    For
1g   Elect Director Rodger A. Lawson    Mgmt    For    For    For
1h   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1i   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1j   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Biogen Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   7,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Alexander J. Denner    Mgmt    For    For    For
1b   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1c   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1d   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1e   Elect Director Robert W. Pangia    Mgmt    For    For    For
1f   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1g   Elect Director Brian S. Posner    Mgmt    For    For    For
1h   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1i   Elect Director George A. Scangos    Mgmt    For    For    For
1j   Elect Director Lynn Schenk    Mgmt    For    For    For
1k   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    339041105
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   21,371          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ronald F. Clarke    Mgmt    For    For    For
1.2   Elect Director Joseph W. Farrelly    Mgmt    For    For    For
1.3   Elect Director Richard Macchia    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

FleetCor Technologies, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4   Report on Plans to Increase Board Diversity    SH    None    Against    Against
5   Require a Majority Vote for the Election of Directors    SH    None    For    For

Autodesk, Inc.

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    052769106
Record Date:    04/19/2016    Meeting Type:    Annual    Ticker:    ADSK

 

Shares Voted:   71,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Carl Bass    Mgmt    For    For    For
1b   Elect Director Crawford W. Beveridge    Mgmt    For    For    For
1c   Elect Director Jeff Clarke    Mgmt    For    For    For
1d   Elect Director Scott Ferguson    Mgmt    For    For    For
1e   Elect Director Thomas Georgens    Mgmt    For    For    For
1f   Elect Director Richard (Rick) S. Hill    Mgmt    For    For    For
1g   Elect Director Mary T. McDowell    Mgmt    For    For    For
1h   Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1i   Elect Director Betsy Rafael    Mgmt    For    For    For
1j   Elect Director Stacy J. Smith    Mgmt    For    For    For
1k   Elect Director Steven M. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    192446102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CTSH

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Shares Voted:   88,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Francisco D’Souza    Mgmt    For    For    For
1e   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1f   Elect Director John E. Klein    Mgmt    For    For    For
1g   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h   Elect Director Lakshmi Narayanan    Mgmt    For    For    For
1i   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j   Elect Director Robert E. Weissman    Mgmt    For    For    For
1k   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

IVY FUNDS VIP BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

Kraft Foods Group, Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    50076Q106
Record Date:    05/13/2015    Meeting Type:    Special    Ticker:    KRFT

 

Shares Voted:   59,500       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    05/07/2015    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   63,600       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    Refer    Against
1b   Elect Director Thomas H. Castro    Mgmt    For    For    For
1c   Elect Director David C. Chang    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Peter R. Haje    Mgmt    For    Refer    Against
1f   Elect Director Donna A. James    Mgmt    For    For    For
1g   Elect Director Don Logan    Mgmt    For    For    For
1h   Elect Director Robert D. Marcus    Mgmt    For    For    For
1i   Elect Director N.J. Nicholas, Jr.    Mgmt    For    Refer    Against
1j   Elect Director Wayne H. Pace    Mgmt    For    For    For
1k   Elect Director Edward D. Shirley    Mgmt    For    Refer    Against
1l   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NXP Semiconductors NV

 

Meeting Date:    07/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    06/04/2015    Meeting Type:    Special    Ticker:    NXPI

 

Shares Voted:   39,900       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1A   Approve Acquisition of Freescale Through a Cash and Share Consideration    Mgmt    For    Refer    For
1B   Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A    Mgmt    For    Refer    For
1C   Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition    Mgmt    For    For    For
2A   Elect Gregory L. Summe as Non-executive Director    Mgmt    For    For    For
2B   Elect Peter Smitham as Non-executive Director    Mgmt    For    For    For

Ralph Lauren Corporation

 

Meeting Date:    08/06/2015    Country:    USA    Primary Security ID:    751212101
Record Date:    06/10/2015    Meeting Type:    Annual    Ticker:    RL

 

Shares Voted:   27,300       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank A. Bennack, Jr.    Mgmt    For    For    For
1.2   Elect Director Joel L. Fleishman    Mgmt    For    For    For
1.3   Elect Director Hubert Joly    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   295,900       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For
1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For
2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   249,200      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    10/05/2015    Meeting Type:    Special    Ticker:    MWE

 

Shares Voted:   67,600       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
3   Adjourn Meeting    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    12/02/2015    Country:    USA    Primary Security ID:    594918104
Record Date:    10/02/2015    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   322,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    12/10/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    10/20/2015    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   185,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/12/2015    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   187,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Medtronic plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Air Products and Chemicals, Inc.

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2015    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   71,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifi Ghasemi    Mgmt    For    For    For
1d   Elect Director David H. Y. Ho    Mgmt    For    For    For
1e   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Costco Wholesale Corporation

 

Meeting Date:    01/29/2016    Country:    USA    Primary Security ID:    22160K105
Record Date:    11/20/2015    Meeting Type:    Annual    Ticker:    COST

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Costco Wholesale Corporation

 

Shares Voted:   64,270          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Hamilton E. James    Mgmt    For    For    For
1.2   Elect Director W. Craig Jelinek    Mgmt    For    For    For
1.3   Elect Director John W. Stanton    Mgmt    For    For    For
1.4   Elect Director Mary A. (Maggie) Wilderotter    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

Visa Inc.

 

Meeting Date:    02/03/2016    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   123,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1f   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director David J. Pang    Mgmt    For    For    For
1i   Elect Director Charles W. Scharf    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Visa Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Rockwell Collins, Inc.

 

Meeting Date:    02/04/2016    Country:    USA    Primary Security ID:    774341101
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    COL

 

Shares Voted:   80,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John A. Edwardson    Mgmt    For    For    For
1.2   Elect Director Andrew J. Policano    Mgmt    For    For    For
1.3   Elect Director Jeffrey L. Turner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/10/2016    Country:    USA    Primary Security ID:    038222105
Record Date:    01/14/2016    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   634,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Susan M. James    Mgmt    For    Refer    For
1h   Elect Director Alexander A. Karsner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Applied Materials, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
1k   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   125,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    Refer    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   261,875          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    CP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Canadian Pacific Railway Limited

 

Shares Voted:   53,041          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4.1   Elect Director William A. Ackman    Mgmt    For    For    For
4.2   Elect Director John Baird    Mgmt    For    For    For
4.3   Elect Director Isabelle Courville    Mgmt    For    For    For
4.4   Elect Director Keith E. Creel    Mgmt    For    For    For
4.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
4.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
4.7   Elect Director Anthony R. Melman    Mgmt    For    For    For
4.8   Elect Director Matthew H. Paul    Mgmt    For    For    For
4.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

THE SHERWIN-WILLIAMS COMPANY

 

Meeting Date:    04/20/2016    Country:    USA    Primary Security ID:    824348106
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    SHW

 

Shares Voted:   23,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Arthur F. Anton    Mgmt    For    For    For
1.2   Elect Director Christopher M. Connor    Mgmt    For    For    For
1.3   Elect Director David F. Hodnik    Mgmt    For    For    For
1.4   Elect Director Thomas G. Kadien    Mgmt    For    For    For
1.5   Elect Director Richard J. Kramer    Mgmt    For    For    For
1.6   Elect Director Susan J. Kropf    Mgmt    For    For    For
1.7   Elect Director John G. Morikis    Mgmt    For    For    For
1.8   Elect Director Christine A. Poon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

THE SHERWIN-WILLIAMS COMPANY

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director John M. Stropki    Mgmt    For    For    For
1.10   Elect Director Matthew Thornton, III    Mgmt    For    For    For
1.11   Elect Director Steven H. Wunning    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    445658107
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   30,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5   Elect Director Gary C. George    Mgmt    For    For    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    For
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    For    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Kraft Heinz Company

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    500754106
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   157,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director Warren E. Buffett    Mgmt    For    For    For
1d   Elect Director John T. Cahill    Mgmt    For    For    For
1e   Elect Director Tracy Britt Cool    Mgmt    For    For    For
1f   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1h   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1i   Elect Director John C. Pope    Mgmt    For    For    For
1j   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    172967424
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   194,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Judith Rodin    Mgmt    For    For    For
1k   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1l   Elect Director Joan E. Spero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1o   Elect Director James S. Turley    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Demonstrate No Gender Pay Gap    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
9   Claw-back of Payments under Restatements    SH    Against    For    For
10   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   120,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

EOG Resources, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   61,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive Directors’ Reports (Non-Voting)    Mgmt         
2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
8a   Approve Remuneration Report    Mgmt    For    Refer    For
8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
9a   Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Anheuser-Busch InBev SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9b   Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015    Mgmt    For    Refer    For
10   Acknowledge Cancellation of VVPR Strips    Mgmt    For    Refer    For
11   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   92,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Michael W. Michelson    Mgmt    For    For    For
1k   Elect Director Wayne J. Riley    Mgmt    For    For    For
1l   Elect Director John W. Rowe    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   68,552          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    110122108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   146,218          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Peter J. Arduini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    127097103
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   295,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1b   Elect Director Rhys J. Best    Mgmt    For    For    For
1c   Elect Director Robert S. Boswell    Mgmt    For    For    For
1d   Elect Director Dan O. Dinges    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Cabot Oil & Gas Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Robert Kelley    Mgmt    For    For    For
1f   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Political Contributions    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

Philip Morris International Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718172109
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   184,566          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Human Rights Policy, Including the Right to Health    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Philip Morris International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/05/2016    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   44,094          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Nesli Basgoz    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director James H. Bloem    Mgmt    For    For    For
1.4   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1.7   Elect Director Catherine M. Klema    Mgmt    For    For    For
1.8   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1.9   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1.10   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1.11   Elect Director Ronald R. Taylor    Mgmt    For    Refer    For
1.12   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4A   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
4B   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
5A   Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election    Mgmt    For    Refer    For
5B   Establish Range for Size of Board    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Allergan plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Approve Reduction in Share Capital    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

Kansas City Southern

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    485170302
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   76,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.3   Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.4   Elect Director David Garza-Santos    Mgmt    For    For    For
1.5   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.6   Elect Director David L. Starling    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Proxy Access    SH    Against    Against    Against

Magna International Inc.

 

Meeting Date:    05/05/2016    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/18/2016    Meeting Type:    Annual/Special    Ticker:    MG

 

Shares Voted:   173,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Magna International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director J. Trevor Eyton    Mgmt    For    For    For
1.4   Elect Director Barbara Judge    Mgmt    For    For    For
1.5   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.6   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.7   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.8   Elect Director Donald J. Walker    Mgmt    For    For    For
1.9   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.10   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
4   Amend Articles    Mgmt    For    Refer    For
5   Adopt New By-Law No. 1    Mgmt    For    Refer    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    015351109
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   62,388          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Leonard Bell    Mgmt    For    For    For
1.2   Elect Director Felix J. Baker    Mgmt    For    For    For
1.3   Elect Director David R. Brennan    Mgmt    For    For    For
1.4   Elect Director M. Michele Burns    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director David L. Hallal    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.9   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.11   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

American International Group, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    026874784
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   219,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Peter R. Fisher    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director Peter D. Hancock    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Samuel J. Merksamer    Mgmt    For    For    For
1h   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1i   Elect Director Henry S. Miller    Mgmt    For    For    For
1j   Elect Director Robert S. Miller    Mgmt    For    For    For
1k   Elect Director Linda A. Mills    Mgmt    For    For    For
1l   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1m   Elect Director John A. Paulson    Mgmt    For    For    For
1n   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1o   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1p   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

American International Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    169656105
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    CMG

 

Shares Voted:   18,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Al Baldocchi    Mgmt    For    Refer    For
1.2   Elect Director Darlene Friedman    Mgmt    For    For    For
1.3   Elect Director John S. Charlesworth    Mgmt    For    For    For
1.4   Elect Director Kimbal Musk    Mgmt    For    For    For
1.5   Elect Director Montgomery F. (Monty) Moran    Mgmt    For    For    For
1.6   Elect Director Neil Flanzraich    Mgmt    For    For    For
1.7   Elect Director Patrick J. Flynn    Mgmt    For    Refer    For
1.8   Elect Director Stephen Gillett    Mgmt    For    For    For
1.9   Elect Director Steve Ells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings    Mgmt    For    Refer    For
5   Provide Proxy Access Right    Mgmt    For    Against    For
6   Proxy Access    SH    Against    Against    Against
7   Stock Retention/Holding Period    SH    Against    Against    Against
8   Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting    SH    Against    For    For
9   Report on Sustainability, Including Quantitative Goals    SH    Against    Refer    Against
10   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Cimarex Energy Co.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    171798101
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   99,433          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lisa A. Stewart    Mgmt    For    For    For
1.2   Elect Director Hans Helmerich    Mgmt    For    For    For
1.3   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.4   Elect Director Monroe W. Robertson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    023135106
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   13,364          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Amazon.com, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against
5   Report on Political Contributions    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   164,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments    SH    Against    Refer    Against
8   Clawback Amendment    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Adopt Executive Compensation Philosophy with Social Factors    SH    Against    Refer    Against

Halliburton Company

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    406216101
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   266,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    036752103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ANTM

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Anthem, Inc.

 

Shares Voted:   15,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lewis Hay, III    Mgmt    For    For    For
1b   Elect Director George A. Schaefer, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph R. Swedish    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   179,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    Refer    For
1.5   Elect Director Joseph J. Collins    Mgmt    For    Refer    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    Refer    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.11   Elect Director Judith Rodin    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Amend Stock Option Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Level 3 Communications, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    52729N308
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    LVLT

 

Shares Voted:   223,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1b   Elect Director Jeff K. Storey    Mgmt    For    For    For
1c   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1d   Elect Director Steven T. Clontz    Mgmt    For    For    For
1e   Elect Director Irene M. Esteves    Mgmt    For    For    For
1f   Elect Director T. Michael Glenn    Mgmt    For    For    For
1g   Elect Director Spencer B. Hays    Mgmt    For    For    For
1h   Elect Director Michael J. Mahoney    Mgmt    For    For    For
1i   Elect Director Kevin W. Mooney    Mgmt    For    For    For
1j   Elect Director Peter Seah Lim Huat    Mgmt    For    For    For
1k   Elect Director Peter van Oppen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Level 3 Communications, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    437076102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   59,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1d   Elect Director J. Frank Brown    Mgmt    For    For    For
1e   Elect Director Albert P. Carey    Mgmt    For    For    For
1f   Elect Director Armando Codina    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Craig A. Menear    Mgmt    For    For    For
1l   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    256677105
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    DG

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Dollar General Corporation

 

Shares Voted:   34,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1e   Elect Director Paula A. Price    Mgmt    For    For    For
1f   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1g   Elect Director David B. Rickard    Mgmt    For    For    For
1h   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Molson Coors Brewing Company

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    60871R209
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    TAP

 

Shares Voted:   90,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Roger G. Eaton    Mgmt    For    For    For
1.2   Elect Director Charles M. Herington    Mgmt    For    For    For
1.3   Elect Director H. Sanford Riley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/21/2016    Meeting Type:    Special    Ticker:    SHP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Shire plc

 

Shares Voted:   67,652          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

American Tower Corporation

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    03027X100
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    AMT

 

Shares Voted:   128,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1b   Elect Director Robert D. Hormats    Mgmt    For    For    For
1c   Elect Director Carolyn F. Katz    Mgmt    For    For    For
1d   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1e   Elect Director Craig Macnab    Mgmt    For    For    For
1f   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1g   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1h   Elect Director David E. Sharbutt    Mgmt    For    For    For
1i   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
1j   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NXP Semiconductors NV

 

Meeting Date:    06/02/2016    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2016    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   142,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Peter Smitham as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3k   Reelect Gregory Summe as Non-Executive Director    Mgmt    For    For    For
3l   Reelect Rick Tsai as Director    Mgmt    For    For    For
4   Approve Remuneration of Audit, Nominating and Compensation Committee    Mgmt    For    Refer    For
5a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NXP Semiconductors NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a    Mgmt    For    For    For
6   Authorize Repurchase of Shares    Mgmt    For    For    For
7   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   19,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    For    For
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    For
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Amended and Restated Certificate of Incorporation of Google Inc.    Mgmt    For    Refer    For
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alphabet Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Gender Pay Gap    SH    Against    Against    Against

Celgene Corporation

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    151020104
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   60,274          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Mark J. Alles    Mgmt    For    For    For
1.3   Elect Director Richard W. Barker    Mgmt    For    For    For
1.4   Elect Director Michael W. Bonney    Mgmt    For    For    For
1.5   Elect Director Michael D. Casey    Mgmt    For    For    For
1.6   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.7   Elect Director Jacqualyn A. Fouse    Mgmt    For    For    For
1.8   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.9   Elect Director Julia A. Haller    Mgmt    For    For    For
1.10   Elect Director Gilla S. Kaplan    Mgmt    For    For    For
1.11   Elect Director James J. Loughlin    Mgmt    For    For    For
1.12   Elect Director Ernest Mario    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    For
6   Call Special Meetings    SH    Against    For    For
7   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    192446102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   102,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Francisco D’Souza    Mgmt    For    For    For
1e   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1f   Elect Director John E. Klein    Mgmt    For    For    For
1g   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h   Elect Director Lakshmi Narayanan    Mgmt    For    For    For
1i   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j   Elect Director Robert E. Weissman    Mgmt    For    For    For
1k   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   82,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    Refer    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Facebook, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
5   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
6   Approve Annual Compensation Program for Non-employee Directors    Mgmt    For    Refer    For
7A   Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes    Mgmt    For    Refer    Against
7B   Increase Authorized Common Stock    Mgmt    For    Refer    Against
7C   Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock    Mgmt    For    For    For
7D   Amend Certificate of Incorporation to Provide for Additional Events    Mgmt    For    For    For
8   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
9   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
10   Report on Sustainability    SH    Against    Refer    For
11   Report on Lobbying Payments and Policy    SH    Against    Against    Against
12   Establish International Policy Board Committee    SH    Against    Refer    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against

MasterCard Incorporated

 

Meeting Date:    06/28/2016    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    MA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

MasterCard Incorporated

 

Shares Voted:   100,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    Refer    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP DIVIDEND OPPORTUNITIES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    05/07/2015    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   71,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    Refer    Against
1b   Elect Director Thomas H. Castro    Mgmt    For    For    For
1c   Elect Director David C. Chang    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Peter R. Haje    Mgmt    For    Refer    Against
1f   Elect Director Donna A. James    Mgmt    For    For    For
1g   Elect Director Don Logan    Mgmt    For    For    For
1h   Elect Director Robert D. Marcus    Mgmt    For    For    For
1i   Elect Director N.J. Nicholas, Jr.    Mgmt    For    Refer    Against
1j   Elect Director Wayne H. Pace    Mgmt    For    For    For
1k   Elect Director Edward D. Shirley    Mgmt    For    Refer    Against
1l   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   300,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For
2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    07/28/2015    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   71,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Paychex, Inc.

 

Meeting Date:    10/14/2015    Country:    USA    Primary Security ID:    704326107
Record Date:    08/17/2015    Meeting Type:    Annual    Ticker:    PAYX

 

Shares Voted:   155,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director B. Thomas Golisano    Mgmt    For    For    For
1b   Elect Director Joseph G. Doody    Mgmt    For    For    For
1c   Elect Director David J. S. Flaschen    Mgmt    For    For    For
1d   Elect Director Phillip Horsley    Mgmt    For    For    For
1e   Elect Director Grant M. Inman    Mgmt    For    For    For
1f   Elect Director Pamela A. Joseph    Mgmt    For    For    For
1g   Elect Director Martin Mucci    Mgmt    For    For    For
1h   Elect Director Joseph M. Tucci    Mgmt    For    For    For
1i   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

Seagate Technology plc

 

Meeting Date:    10/21/2015    Country:    Ireland    Primary Security ID:    G7945M107
Record Date:    08/28/2015    Meeting Type:    Annual    Ticker:    STX

 

Shares Voted:   155,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Stephen J. Luczo    Mgmt    For    For    For
1b   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1c   Elect Director Michael R. Cannon    Mgmt    For    For    For
1d   Elect Director Mei-Wei Cheng    Mgmt    For    For    For
1e   Elect Director William T. Coleman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Seagate Technology plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director Jay L. Geldmacher    Mgmt    For    For    For
1g   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1h   Elect Director Kristen M. Onken    Mgmt    For    For    For
1i   Elect Director Chong Sup Park    Mgmt    For    For    For
1j   Elect Director Stephanie Tilenius    Mgmt    For    For    For
1k   Elect Director Edward J. Zander    Mgmt    For    For    For
2   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   332,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    10/05/2015    Meeting Type:    Special    Ticker:    MWE

 

Shares Voted:   101,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
3   Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Microsoft Corporation

 

Meeting Date:    12/02/2015    Country:    USA    Primary Security ID:    594918104
Record Date:    10/02/2015    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   377,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    12/10/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    10/20/2015    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   157,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/12/2015    Meeting Type:    Annual    Ticker:    MDT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Medtronic plc

 

Shares Voted:   231,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Air Products and Chemicals, Inc.

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2015    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   62,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifi Ghasemi    Mgmt    For    For    For
1d   Elect Director David H. Y. Ho    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Air Products and Chemicals, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Applied Materials, Inc.

 

Meeting Date:    03/10/2016    Country:    USA    Primary Security ID:    038222105
Record Date:    01/14/2016    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   731,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Susan M. James    Mgmt    For    Refer    For
1h   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1i   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
1k   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   361,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Unilever plc

 

Meeting Date:    04/20/2016    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   188,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Unilever plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Re-elect Nils Andersen as Director    Mgmt    For    For    For
4   Re-elect Laura Cha as Director    Mgmt    For    For    For
5   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
6   Re-elect Louise Fresco as Director    Mgmt    For    For    For
7   Re-elect Ann Fudge as Director    Mgmt    For    For    For
8   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
9   Re-elect Mary Ma as Director    Mgmt    For    For    For
10   Re-elect Paul Polman as Director    Mgmt    For    For    For
11   Re-elect John Rishton as Director    Mgmt    For    For    For
12   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
13   Elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
14   Elect Strive Masiyiwa as Director    Mgmt    For    For    For
15   Elect Youngme Moon as Director    Mgmt    For    For    For
16   Elect Graeme Pitkethly as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    693506107
Record Date:    02/19/2016    Meeting Type:    Annual    Ticker:    PPG

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

PPG Industries, Inc.

 

Shares Voted:   90,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director John V. Faraci    Mgmt    For    For    For
1.3   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.4   Elect Director Michael H. McGarry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends    SH    Against    Refer    Against

Texas Instruments Incorporated

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    882508104
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   160,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Janet F. Clark    Mgmt    For    For    For
1e   Elect Director Carrie S. Cox    Mgmt    For    For    For
1f   Elect Director Ronald Kirk    Mgmt    For    For    For
1g   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1h   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1i   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Texas Instruments Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Honeywell International Inc.

 

Meeting Date:    04/25/2016    Country:    USA    Primary Security ID:    438516106
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    HON

 

Shares Voted:   80,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director William S. Ayer    Mgmt    For    For    For
1B   Elect Director Kevin Burke    Mgmt    For    For    For
1C   Elect Director Jaime Chico Pardo    Mgmt    For    For    For
1D   Elect Director David M. Cote    Mgmt    For    For    For
1E   Elect Director D. Scott Davis    Mgmt    For    For    For
1F   Elect Director Linnet F. Deily    Mgmt    For    For    For
1G   Elect Director Judd Gregg    Mgmt    For    For    For
1H   Elect Director Clive Hollick    Mgmt    For    For    For
1I   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1J   Elect Director George Paz    Mgmt    For    For    For
1K   Elect Director Bradley T. Sheares    Mgmt    For    For    For
1L   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Provide Right to Act by Written Consent    SH    Against    For    For
8   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Citigroup Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    172967424
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   385,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For
1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Judith Rodin    Mgmt    For    For    For
1k   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1l   Elect Director Joan E. Spero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1o   Elect Director James S. Turley    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Demonstrate No Gender Pay Gap    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
9   Claw-back of Payments under Restatements    SH    Against    For    For
10   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    655044105
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   295,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Eric P. Grubman    Mgmt    For    For    For
1g   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1h   Elect Director David L. Stover    Mgmt    For    For    For
1i   Elect Director Scott D. Urban    Mgmt    For    For    For
1j   Elect Director William T. Van Kleef    Mgmt    For    For    For
1k   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    693475105
Record Date:    01/29/2016    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   17,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.3   Elect Director William S. Demchak    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.5   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.9   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.10   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.11   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.12   Elect Director Michael J. Ward    Mgmt    For    For    For
1.13   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Wells Fargo & Company

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    949746101
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   181,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Elaine L. Chao    Mgmt    For    For    For
1c   Elect Director John S. Chen    Mgmt    For    For    For
1d   Elect Director Lloyd H. Dean    Mgmt    For    For    For
1e   Elect Director Elizabeth A. Duke    Mgmt    For    For    For
1f   Elect Director Susan E. Engel    Mgmt    For    For    For
1g   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1h   Elect Director Donald M. James    Mgmt    For    For    For
1i   Elect Director Cynthia H. Milligan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Wells Fargo & Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Federico F. Pena    Mgmt    For    For    For
1k   Elect Director James H. Quigley    Mgmt    For    For    For
1l   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1m   Elect Director John G. Stumpf    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    For    For
1o   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   63,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive Directors’ Reports (Non-Voting)    Mgmt         
2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
8a   Approve Remuneration Report    Mgmt    For    Refer    For
8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Anheuser-Busch InBev SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9a   Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015    Mgmt    For    Refer    For
9b   Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015    Mgmt    For    Refer    For
10   Acknowledge Cancellation of VVPR Strips    Mgmt    For    Refer    For
11   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Eaton Corporation plc

 

Meeting Date:    04/27/2016    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   106,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director Richard H. Fearon    Mgmt    For    For    For
1g   Elect Director Charles E. Golden    Mgmt    For    For    For
1h   Elect Director Linda A. Hill    Mgmt    For    For    For
1i   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1j   Elect Director Ned C. Lautenbach    Mgmt    For    For    For
1k   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1l   Elect Director Gregory R. Page    Mgmt    For    For    For
1m   Elect Director Sandra Pianalto    Mgmt    For    For    For
1n   Elect Director Gerald B. Smith    Mgmt    For    For    For
2A   Amend Company’s Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Eaton Corporation plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2B   Amend Company’s Memorandum of Association in Connection with Recent Changes in Irish Law    Mgmt    For    For    For
3   Amend Company’s Articles of Association to Clarify the Board’s Sole Authority to Determine its Size within the Fixed Limits in Articles    Mgmt    For    Refer    For
4   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Approval of Overseas Market Purchases of the Company Shares    Mgmt    For    For    For

General Electric Company

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    369604103
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    GE

 

Shares Voted:   415,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

A1   Elect Director Sebastien M. Bazin    Mgmt    For    For    For
A2   Elect Director W. Geoffrey Beattie    Mgmt    For    For    For
A3   Elect Director John J. Brennan    Mgmt    For    For    For
A4   Elect Director Francisco D’ Souza    Mgmt    For    For    For
A5   Elect Director Marijn E. Dekkers    Mgmt    For    For    For
A6   Elect Director Peter B. Henry    Mgmt    For    For    For
A7   Elect Director Susan J. Hockfield    Mgmt    For    For    For
A8   Elect Director Jeffrey R. Immelt    Mgmt    For    For    For
A9   Elect Director Andrea Jung    Mgmt    For    For    For
A10   Elect Director Robert W. Lane    Mgmt    For    For    For
A11   Elect Director Rochelle B. Lazarus    Mgmt    For    For    For
A12   Elect Director Lowell C. McAdam    Mgmt    For    For    For
A13   Elect Director James J. Mulva    Mgmt    For    For    For
A14   Elect Director James E. Rohr    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

General Electric Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

A15   Elect Director Mary L. Schapiro    Mgmt    For    For    For
A16   Elect Director James S. Tisch    Mgmt    For    For    For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
B2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
C1   Report on Lobbying Payments and Policy    SH    Against    Against    Against
C2   Require Independent Board Chairman    SH    Against    Refer    Against
C3   Adopt Holy Land Principles    SH    Against    Against    Against
C4   Restore or Provide for Cumulative Voting    SH    Against    Against    Against
C5   Performance-Based and/or Time-Based Equity Awards    SH    Against    Refer    Against
C6   Report on Guidelines for Country Selection    SH    Against    Against    Against

Johnson & Johnson

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    478160104
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   34,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director William D. Perez    Mgmt    For    For    For
1i   Elect Director Charles Prince    Mgmt    For    For    For
1j   Elect Director A. Eugene Washington    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Johnson & Johnson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends    SH    Against    Refer    Against
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Report on Policies for Safe Disposal of Prescription Drugs by Users    SH    Against    Refer    Against

Pfizer Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    717081103
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   792,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.3   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.4   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.5   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.8   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.9   Elect Director Ian C. Read    Mgmt    For    For    For
1.10   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.11   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Give Shareholders Final Say on Election of Directors    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Pfizer Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Prohibit Tax Gross-ups on Inversions    SH    Against    Refer    Against

Occidental Petroleum Corporation

 

Meeting Date:    04/29/2016    Country:    USA    Primary Security ID:    674599105
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   124,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director John E. Feick    Mgmt    For    For    For
1.6   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.7   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.8   Elect Director Vicki A. Hollub    Mgmt    For    For    For
1.9   Elect Director William R. Klesse    Mgmt    For    For    For
1.10   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.11   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Review and Assess Membership of Lobbying Organizations    SH    Against    Against    Against
5   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
6   Amend Bylaws — Call Special Meetings    SH    Against    For    For
7   Report on Methane and Flaring Emissions Management and Reduction Targets    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

The Boeing Company

 

Meeting Date:    05/02/2016    Country:    USA    Primary Security ID:    097023105
Record Date:    03/03/2016    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   32,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Randall L. Stephenson    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
1l   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Report on Weapon Sales to Israel    SH    Against    Refer    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    110122108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BMY

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Bristol-Myers Squibb Company

 

Shares Voted:   196,145          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Peter J. Arduini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

BAE Systems plc

 

Meeting Date:    05/04/2016    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/02/2016    Meeting Type:    Annual    Ticker:    BA.

 

Shares Voted:   968,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
5   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
6   Re-elect Harriet Green as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

BAE Systems plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
8   Re-elect Ian King as Director    Mgmt    For    For    For
9   Re-elect Peter Lynas as Director    Mgmt    For    For    For
10   Re-elect Paula Rosput Reynolds as Director    Mgmt    For    For    For
11   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
12   Re-elect Ian Tyler as Director    Mgmt    For    For    For
13   Elect Elizabeth Corley as Director    Mgmt    For    For    For
14   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718172109
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   137,157          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Philip Morris International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Human Rights Policy, Including the Right to Health    SH    Against    Against    Against
5   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Prologis, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    74340W103
Record Date:    03/09/2016    Meeting Type:    Annual    Ticker:    PLD

 

Shares Voted:   192,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Hamid R. Moghadam    Mgmt    For    For    For
1b   Elect Director George L. Fotiades    Mgmt    For    For    For
1c   Elect Director Christine N. Garvey    Mgmt    For    For    For
1d   Elect Director Lydia H. Kennard    Mgmt    For    For    For
1e   Elect Director J. Michael Losh    Mgmt    For    For    For
1f   Elect Director Irving F. Lyons,III    Mgmt    For    For    For
1g   Elect Director David P. O’Connor    Mgmt    For    For    For
1h   Elect Director Jeffrey L. Skelton    Mgmt    For    For    For
1i   Elect Director Carl B. Webb    Mgmt    For    For    For
1j   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Cypress Semiconductor Corporation

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    232806109
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   868,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director T.J. Rodgers    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.4   Elect Director H. Raymond Bingham    Mgmt    For    For    For
1.5   Elect Director John H. Kispert    Mgmt    For    For    For
1.6   Elect Director O.C. Kwon    Mgmt    For    For    For
1.7   Elect Director Wilbert van den Hoek    Mgmt    For    For    For
1.8   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

International Paper Company

 

Meeting Date:    05/09/2016    Country:    USA    Primary Security ID:    460146103
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    IP

 

Shares Voted:   90,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David J. Bronczek    Mgmt    For    For    For
1b   Elect Director William J. Burns    Mgmt    For    For    For
1c   Elect Director Ahmet C. Dorduncu    Mgmt    For    For    For
1d   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1e   Elect Director Jay L. Johnson    Mgmt    For    For    For
1f   Elect Director Stacey J. Mobley    Mgmt    For    For    For
1g   Elect Director Joan E. Spero    Mgmt    For    For    For
1h   Elect Director Mark S. Sutton    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

International Paper Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director John L. Townsend, III    Mgmt    For    For    For
1j   Elect Director William G. Walter    Mgmt    For    For    For
1k   Elect Director J. Steven Whisler    Mgmt    For    For    For
1l   Elect Director Ray G. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

American International Group, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    026874784
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   210,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Peter R. Fisher    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director Peter D. Hancock    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Samuel J. Merksamer    Mgmt    For    For    For
1h   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1i   Elect Director Henry S. Miller    Mgmt    For    For    For
1j   Elect Director Robert S. Miller    Mgmt    For    For    For
1k   Elect Director Linda A. Mills    Mgmt    For    For    For
1l   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1m   Elect Director John A. Paulson    Mgmt    For    For    For
1n   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1o   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1p   Elect Director Theresa M. Stone    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

American International Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Corrections Corporation of America

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    22025Y407
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    CXW

 

Shares Voted:   328,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Donna M. Alvarado    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Mark A. Emkes    Mgmt    For    For    For
1d   Elect Director Damon T. Hininger    Mgmt    For    For    For
1e   Elect Director C. Michael Jacobi    Mgmt    For    For    For
1f   Elect Director Anne L. Mariucci    Mgmt    For    For    For
1g   Elect Director Thurgood Marshall, Jr.    Mgmt    For    For    For
1h   Elect Director Charles L. Overby    Mgmt    For    For    For
1i   Elect Director John R. Prann, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    907818108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   115,540          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Union Pacific Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.6   Elect Director Jane H. Lute    Mgmt    For    For    For
1.7   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.8   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.9   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.10   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.11   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   297,466          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments    SH    Against    Refer    Against
8   Clawback Amendment    SH    Against    For    For
9   Adopt Executive Compensation Philosophy with Social Factors    SH    Against    Refer    Against

Morgan Stanley

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    617446448
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    MS

 

Shares Voted:   296,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1b   Elect Director Alistair Darling    Mgmt    For    For    For
1c   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d   Elect Director James P. Gorman    Mgmt    For    For    For
1e   Elect Director Robert H. Herz    Mgmt    For    For    For
1f   Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g   Elect Director Klaus Kleinfeld    Mgmt    For    For    For
1h   Elect Director Jami Miscik    Mgmt    For    For    For
1i   Elect Director Donald T. Nicolaisen    Mgmt    For    For    For
1j   Elect Director Hutham S. Olayan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Morgan Stanley

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1k   Elect Director James W. Owens    Mgmt    For    For    For
1l   Elect Director Ryosuke Tamakoshi    Mgmt    For    For    For
1m   Elect Director Perry M. Traquina    Mgmt    For    For    For
1n   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For

Halliburton Company

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    406216101
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   123,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Halliburton Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    036752103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   57,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lewis Hay, III    Mgmt    For    For    For
1b   Elect Director George A. Schaefer, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph R. Swedish    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Chubb Limited

 

Meeting Date:    05/19/2016    Country:    Switzerland    Primary Security ID:    H1467J104
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    CB

 

Shares Voted:   85,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Allocate Disposable Profit    Mgmt    For    For    For
2.2   Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Chubb Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.1   Ratify PricewaterhouseCoopers AG (Zurich) as Auditors    Mgmt    For    For    For
4.2   Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors    Mgmt    For    For    For
4.3   Ratify BDO AG (Zurich) as Special Auditors    Mgmt    For    For    For
5.1   Elect Director Evan G. Greenberg    Mgmt    For    For    For
5.2   Elect Director Robert M. Hernandez    Mgmt    For    For    For
5.3   Elect Director Michael G. Atieh    Mgmt    For    For    For
5.4   Elect Director Sheila P. Burke    Mgmt    For    For    For
5.5   Elect Director James I. Cash    Mgmt    For    For    For
5.6   Elect Director Mary A. Cirillo    Mgmt    For    For    For
5.7   Elect Director Michael P. Connors    Mgmt    For    For    For
5.8   Elect Director John Edwardson    Mgmt    For    For    For
5.9   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
5.10   Elect Director Leo F. Mullin    Mgmt    For    For    For
5.11   Elect Director Kimberly Ross    Mgmt    For    For    For
5.12   Elect Director Robert Scully    Mgmt    For    For    For
5.13   Elect Director Eugene B. Shanks, Jr.    Mgmt    For    For    For
5.14   Elect Director Theodore E. Shasta    Mgmt    For    For    For
5.15   Elect Director David Sidwell    Mgmt    For    For    For
5.16   Elect Director Olivier Steimer    Mgmt    For    For    For
5.17   Elect Director James M. Zimmerman    Mgmt    For    For    For
6   Elect Evan G. Greenberg as Board Chairman    Mgmt    For    Refer    Against
7.1   Appoint Michael P. Connors as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Mary A. Cirillo as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint Robert M. Hernandez as Member of the Compensation Committee    Mgmt    For    For    For
7.4   Appoint Robert Scully as Member of the Compensation Committee    Mgmt    For    For    For
7.5   Appoint James M. Zimmerman as Member of the Compensation Committee    Mgmt    For    For    For
8   Designate Homburger AG as Independent Proxy    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Chubb Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Issue Shares Without Preemptive Rights    Mgmt    For    For    For
10   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
11.1   Approve the Increase in Maximum Aggregate Remuneration of Directors    Mgmt    For    Refer    For
11.2   Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017    Mgmt    For    Refer    For
12   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
13   Transact Other Business (Voting)    Mgmt    For    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   169,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    Refer    For
1.5   Elect Director Joseph J. Collins    Mgmt    For    Refer    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    Refer    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.11   Elect Director Judith Rodin    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Amend Stock Option Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   137,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Jay A. Brown    Mgmt    For    For    For
1c   Elect Director Cindy Christy    Mgmt    For    For    For
1d   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1e   Elect Director Robert E. Garrison II    Mgmt    For    For    For
1f   Elect Director Dale N. Hatfield    Mgmt    For    For    For
1g   Elect Director Lee W. Hogan    Mgmt    For    For    For
1h   Elect Director Edward C. Hutcheson, Jr.    Mgmt    For    For    For
1i   Elect Director J. Landis Martin    Mgmt    For    For    For
1j   Elect Director Robert F. McKenzie    Mgmt    For    For    For
1k   Elect Director Anthony J. Melone    Mgmt    For    For    For
1l   Elect Director W. Benjamin Moreland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

CVS Health Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    126650100
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   124,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    For    For
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1i   Elect Director Richard J. Swift    Mgmt    For    For    For
1j   Elect Director William C. Weldon    Mgmt    For    For    For
1k   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
5   Report on Pay Disparity    SH    Against    Refer    Against

L Brands, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    501797104
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   81,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis S. Hersch    Mgmt    For    For    For
1.2   Elect Director David T. Kollat    Mgmt    For    For    For
1.3   Elect Director Leslie H. Wexner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

L Brands, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    437076102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   67,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1d   Elect Director J. Frank Brown    Mgmt    For    For    For
1e   Elect Director Albert P. Carey    Mgmt    For    For    For
1f   Elect Director Armando Codina    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Craig A. Menear    Mgmt    For    For    For
1l   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Omnicom Group Inc.

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    681919106
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   93,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Bruce Crawford    Mgmt    For    For    For
1.3   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.4   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.5   Elect Director Robert Charles Clark    Mgmt    For    For    For
1.6   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.7   Elect Director Susan S. Denison    Mgmt    For    For    For
1.8   Elect Director Michael A. Henning    Mgmt    For    For    For
1.9   Elect Director Deborah J. Kissire    Mgmt    For    For    For
1.10   Elect Director John R. Murphy    Mgmt    For    For    For
1.11   Elect Director John R. Purcell    Mgmt    For    Refer    Withhold
1.12   Elect Director Linda Johnson Rice    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

PPL Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    69351T106
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   270,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1.2   Elect Director John W. Conway    Mgmt    For    For    For
1.3   Elect Director Steven G. Elliott    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

PPL Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.5   Elect Director Craig A. Rogerson    Mgmt    For    For    For
1.6   Elect Director William H. Spence    Mgmt    For    For    For
1.7   Elect Director Natica von Althann    Mgmt    For    For    For
1.8   Elect Director Keith H. Williamson    Mgmt    For    For    For
1.9   Elect Director Armando Zagalo de Lima    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Assess Plans to Increase Distributed Low-Carbon Electricity Generation    SH    Against    Refer    Against

McDonald’s Corporation

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    580135101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   94,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd Dean    Mgmt    For    For    For
1b   Elect Director Stephen Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert Eckert    Mgmt    For    For    For
1d   Elect Director Margaret Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne Jackson    Mgmt    For    For    For
1g   Elect Director Richard Lenny    Mgmt    For    For    For
1h   Elect Director Walter Massey    Mgmt    For    For    For
1i   Elect Director John Mulligan    Mgmt    For    For    For
1j   Elect Director Sheila Penrose    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

McDonald’s Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1k   Elect Director John Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Miles White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Adopt Holy Land Principles    SH    Against    Against    Against
7   Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain    SH    Against    Refer    Against
8   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
9   Report on Consistency Between Corporate Values and Political Activities    SH    Against    Against    Against

Nielsen Holdings PLC

 

Meeting Date:    06/21/2016    Country:    United Kingdom    Primary Security ID:    G6518L108
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    NLSN

 

Shares Voted:   103,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director James A. Attwood, Jr.    Mgmt    For    For    For
1b   Elect Director Mitch Barns    Mgmt    For    For    For
1c   Elect Director David L. Calhoun    Mgmt    For    For    For
1d   Elect Director Karen M. Hoguet    Mgmt    For    For    For
1e   Elect Director James M. Kilts    Mgmt    For    For    For
1f   Elect Director Harish Manwani    Mgmt    For    For    For
1g   Elect Director Kathryn V. Marinello    Mgmt    For    For    For
1h   Elect Director Robert Pozen    Mgmt    For    For    For
1i   Elect Director Vivek Ranadive    Mgmt    For    For    For
1j   Elect Director Javier G. Teruel    Mgmt    For    For    For
1k   Elect Director Lauren Zalaznick    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 83 Ivy VIP Dividend Opportunities

 

Nielsen Holdings PLC

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Appoint Ernst & Young LLP as UK Statutory Auditors    Mgmt    For    For    For
4   Authorize the Board to Fix Remuneration of the UK Statutory Auditors    Mgmt    For    For    For
5   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Advisory Vote to Ratify Directors’ Compensation Report    Mgmt    For    For    For
8   Approve Remuneration Policy    Mgmt    For    For    For

IVY FUNDS VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    10/05/2015    Meeting Type:    Special    Ticker:    MWE

 

Shares Voted:   32,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
3   Adjourn Meeting    Mgmt    For    Refer    For

Cameron International Corporation

 

Meeting Date:    12/17/2015    Country:    USA    Primary Security ID:    13342B105
Record Date:    11/16/2015    Meeting Type:    Special    Ticker:    CAM

 

Shares Voted:   33,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
3   Adjourn Meeting    Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    01/27/2016    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    01/25/2016    Meeting Type:    Special    Ticker:    RDSA

 

Shares Voted:   55,351          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve the Cash and Share Offer for BG Group plc    Mgmt    For    Refer    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/02/2016    Country:    USA    Primary Security ID:    423452101
Record Date:    01/08/2016    Meeting Type:    Annual    Ticker:    HP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Helmerich & Payne, Inc.

 

Shares Voted:   12,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director William L. Armstrong    Mgmt    For    For    For
1b   Elect Director Randy A. Foutch    Mgmt    For    For    For
1c   Elect Director Hans Helmerich    Mgmt    For    For    For
1d   Elect Director John W. Lindsay    Mgmt    For    For    For
1e   Elect Director Paula Marshall    Mgmt    For    For    For
1f   Elect Director Thomas A. Petrie    Mgmt    For    For    For
1g   Elect Director Donald F. Robillard, Jr.    Mgmt    For    For    For
1h   Elect Director Francis Rooney    Mgmt    For    For    For
1i   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1j   Elect Director John D. Zeglis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/06/2016    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   69,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Michael E. Marks    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Leo Rafael Reif    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Schlumberger Limited

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Articles    Mgmt    For    Refer    For
6   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
7   Amend 2010 Omnibus Stock Incentive Plan    Mgmt    For    Refer    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   12,250          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4.1   Elect Director William A. Ackman    Mgmt    For    For    For
4.2   Elect Director John Baird    Mgmt    For    For    For
4.3   Elect Director Isabelle Courville    Mgmt    For    For    For
4.4   Elect Director Keith E. Creel    Mgmt    For    For    For
4.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
4.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
4.7   Elect Director Anthony R. Melman    Mgmt    For    For    For
4.8   Elect Director Matthew H. Paul    Mgmt    For    For    For
4.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

EOG Resources, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   59,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    655044105
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   84,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Eric P. Grubman    Mgmt    For    For    For
1g   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1h   Elect Director David L. Stover    Mgmt    For    For    For
1i   Elect Director Scott D. Urban    Mgmt    For    For    For
1j   Elect Director William T. Van Kleef    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

NOBLE ENERGY, INC.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1k   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Marathon Petroleum Corporation

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   17,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Evan Bayh    Mgmt    For    For    For
1.2   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3   Elect Director Frank M. Semple    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against
5   Report on EHS Incidents and Worker Fatigue Policies    SH    Against    Refer    Against
6   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Suncor Energy Inc.

 

Meeting Date:    04/28/2016    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/02/2016    Meeting Type:    Annual    Ticker:    SU

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Suncor Energy Inc.

 

Shares Voted:   70,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director James W. Simpson    Mgmt    For    For    For
1.10   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.11   Elect Director Steven W. Williams    Mgmt    For    For    For
1.12   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
4   SP 1: Report on Climate Change    SH    For    Refer    For
5   SP 2: Approve Annual Disclosure of Lobbying-Related Matters    SH    Against    Against    Against

Tesoro Corporation

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    881609101
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    TSO

 

Shares Voted:   14,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Edward G. Galante    Mgmt    For    For    For
1.3   Elect Director Gregory J. Goff    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Tesoro Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Robert W. Goldman    Mgmt    For    For    For
1.5   Elect Director David Lilley    Mgmt    For    For    For
1.6   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.7   Elect Director J.W. Nokes    Mgmt    For    For    For
1.8   Elect Director Susan Tomasky    Mgmt    For    For    For
1.9   Elect Director Michael E. Wiley    Mgmt    For    For    For
1.10   Elect Director Patrick Y. Yang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    674215108
Record Date:    03/08/2016    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   320,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas B. Nusz    Mgmt    For    For    For
1.2   Elect Director Michael McShane    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Increase Authorized Common Stock    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718546104
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PSX

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Phillips 66

 

Shares Voted:   28,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Greg C. Garland    Mgmt    For    For    For
1b   Elect Director John E. Lowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    90346E103
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    SLCA

 

Shares Voted:   65,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter Bernard    Mgmt    For    For    For
1.2   Elect Director William J. Kacal    Mgmt    For    For    For
1.3   Elect Director Charles Shaver    Mgmt    For    For    For
1.4   Elect Director Bryan A. Shinn    Mgmt    For    For    For
1.5   Elect Director J. Michael Stice    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

FMC Technologies, Inc.

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    30249U101
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   35,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

FMC Technologies, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c   Elect Director C. Maury Devine    Mgmt    For    For    For
1d   Elect Director Claire S. Farley    Mgmt    For    For    For
1e   Elect Director John T. Gremp    Mgmt    For    For    For
1f   Elect Director Thomas M. Hamilton    Mgmt    For    For    For
1g   Elect Director Peter Mellbye    Mgmt    For    For    For
1h   Elect Director Joseph H. Netherland    Mgmt    For    For    For
1i   Elect Director Peter Oosterveer    Mgmt    For    For    For
1j   Elect Director Richard A. Pattarozzi    Mgmt    For    For    For
1k   Elect Director Kay G. Priestly    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2016    Country:    USA    Primary Security ID:    032511107
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   74,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1b   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d   Elect Director Peter J. Fluor    Mgmt    For    For    For
1e   Elect Director Richard L. George    Mgmt    For    For    For
1f   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1g   Elect Director John R. Gordon    Mgmt    For    For    For
1h   Elect Director Sean Gourley    Mgmt    For    For    For
1i   Elect Director Mark C. McKinley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Anadarko Petroleum Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Eric D. Mullins    Mgmt    For    For    For
1k   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Report on Plans to Address Stranded Carbon Asset Risks    SH    Against    Refer    Against

Cimarex Energy Co.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    171798101
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   49,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lisa A. Stewart    Mgmt    For    For    For
1.2   Elect Director Hans Helmerich    Mgmt    For    For    For
1.3   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.4   Elect Director Monroe W. Robertson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Enbridge Inc.

 

Meeting Date:    05/12/2016    Country:    Canada    Primary Security ID:    29250N105
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    ENB

 

Shares Voted:   38,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David A. Arledge    Mgmt    For    For    For
1.2   Elect Director James J. Blanchard    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Enbridge Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Marcel R. Coutu    Mgmt    For    For    For
1.4   Elect Director J. Herb England    Mgmt    For    For    For
1.5   Elect Director Charles W. Fischer    Mgmt    For    For    For
1.6   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1.7   Elect Director Al Monaco    Mgmt    For    For    For
1.8   Elect Director George K. Petty    Mgmt    For    For    For
1.9   Elect Director Rebecca B. Roberts    Mgmt    For    For    For
1.10   Elect Director Dan C. Tutcher    Mgmt    For    For    For
1.11   Elect Director Catherine L. Williams    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
4   Require Audit Committee to Request Proposals For The Audit Engagement No Less Than Every 8 Years    SH    Against    Refer    Against

Valero Energy Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   19,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1b   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1c   Elect Director Donald L. Nickles    Mgmt    For    For    For
1d   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1e   Elect Director Robert A. Profusek    Mgmt    For    For    For
1f   Elect Director Susan Kaufman Purcell    Mgmt    For    For    For
1g   Elect Director Stephen M. Waters    Mgmt    For    For    For
1h   Elect Director Randall J. Weisenburger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Valero Energy Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Certificate of Incorporation to provide for removal of directors without cause    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Memorial Resource Development Corp.

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    58605Q109
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    MRD

 

Shares Voted:   114,387          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Tony R. Weber    Mgmt    For    Refer    Withhold
1b   Elect Director Jay C. Graham    Mgmt    For    Refer    Withhold
1c   Elect Director Scott A. Gieselman    Mgmt    For    Refer    Withhold
1d   Elect Director Kenneth A. Hersh    Mgmt    For    Refer    Withhold
1e   Elect Director Robert A. Innamorati    Mgmt    For    For    For
1f   Elect Director Carol Lee O’Neill    Mgmt    For    For    For
1g   Elect Director Pat Wood, III    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    34984V100
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   167,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1.2   Elect Director David C. Baldwin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Forum Energy Technologies, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Franklin Myers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Newfield Exploration Company

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    651290108
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   138,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director Steven W. Nance    Mgmt    For    For    For
1d   Elect Director Roger B. Plank    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
1i   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    966387102
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    WLL

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Whiting Petroleum Corporation

 

Shares Voted:   242,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas L. Aller    Mgmt    For    For    For
1.2   Elect Director James E. Catlin    Mgmt    For    For    For
1.3   Elect Director Michael B. Walen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   55,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director Leo Melamed    Mgmt    For    For    For
1k   Elect Director William P. Miller, II    Mgmt    For    For    For
1l   Elect Director James E. Oliff    Mgmt    For    For    For
1m   Elect Director Alex J. Pollock    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

CME Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1n   Elect Director John F. Sandner    Mgmt    For    For    For
1o   Elect Director Terry L. Savage    Mgmt    For    For    For
1p   Elect Director William R. Shepard    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    406216101
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   131,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Continental Resources, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    212015101
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   156,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold G. Hamm    Mgmt    For    Refer    For
1.2   Elect Director John T. McNabb, II    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Report on Steps Taken to Increase Board Diversity    SH    Against    Against    Against
4   Report on Methane Emissions Management    SH    Against    Refer    Against
5   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Core Laboratories N.V.

 

Meeting Date:    05/19/2016    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   28,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Charles L. Dunlap as Director    Mgmt    For    For    For
1b   Elect Lucia van Geuns as Director    Mgmt    For    For    For
1c   Elect Michael Straughen as Director    Mgmt    For    For    For
2a   Elect Martha Z. Carnes as Director    Mgmt    For    For    For
3   Amend Articles of Association    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Core Laboratories N.V.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    723787107
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   33,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Baker Hughes Incorporated

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    057224107
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    BHI

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Baker Hughes Incorporated

 

Shares Voted:   104,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Larry D. Brady    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1d   Elect Director Martin S. Craighead    Mgmt    For    For    For
1e   Elect Director William H. Easter, III    Mgmt    For    For    For
1f   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1g   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1h   Elect Director Claire W. Gargalli    Mgmt    For    For    For
1i   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1j   Elect Director James A. Lash    Mgmt    For    For    For
1k   Elect Director J. Larry Nichols    Mgmt    For    For    For
1l   Elect Director James W. Stewart    Mgmt    For    For    For
1m   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/20/2016    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   60,708          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Ben van Beurden as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Royal Dutch Shell plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Re-elect Guy Elliott as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Simon Henry as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
10   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
11   Re-elect Hans Wijers as Director    Mgmt    For    For    For
12   Re-elect Patricia Woertz as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy    SH    Against    Refer    Against

Superior Energy Services, Inc.

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    868157108
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   203,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Superior Energy Services, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Janiece M. Longoria    Mgmt    For    For    For
1.7   Elect Director Michael M. McShane    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    166764100
Record Date:    03/30/2016    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   14,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Alexander B. Cummings, Jr. - Resigned    Mgmt         
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director John G. Stumpf    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director John S. Watson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Chevron Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
7   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
8   Annually Report Reserve Replacements in BTUs    SH    Against    Refer    Against
9   Increase Return of Capital to Shareholders in Light of Climate Change Risks    SH    Against    Refer    Against
10   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against
11   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
12   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    30231G102
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   50,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.5   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.6   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.7   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.8   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.9   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.10   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.11   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1.12   Elect Director Rex W. Tillerson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Exxon Mobil Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.13   Elect Director William C. Weldon    Mgmt    For    For    For
1.14   Elect Director Darren W. Woods    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
6   Seek Sale of Company/Assets    SH    Against    Refer    Against
7   Proxy Access    SH    Against    Against    Against
8   Disclose Percentage of Females at Each Percentile of Compensation    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Increase Return of Capital to Shareholders in Light of Climate Change Risks    SH    Against    Refer    Against
11   Adopt Policy Acknowledging the Imperative for 2 Degree Limit    SH    Against    Refer    Against
12   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
13   Annually Report Reserve Replacements in BTUs    SH    Against    Refer    Against
14   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Laredo Petroleum, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    516806106
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   183,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Pamela S. Pierce    Mgmt    For    For    For
1.2   Elect Director B.Z. (Bill) Parker    Mgmt    For    For    For
1.3   Elect Director Francis Rooney    Mgmt    For    Refer    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Laredo Petroleum, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Marathon Oil Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    565849106
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    MRO

 

Shares Voted:   116,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gaurdie E. Banister, Jr.    Mgmt    For    For    For
1b   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1c   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1d   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1e   Elect Director Philip Lader    Mgmt    For    For    For
1f   Elect Director Michael E. J. Phelps    Mgmt    For    For    For
1g   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1h   Elect Director Lee M. Tillman    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    74978Q105
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    RSPP

 

Shares Voted:   141,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph B. Armes    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

RSP Permian, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Matthew S. Ramsey    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Concho Resources Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    20605P101
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   46,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gary A. Merriman    Mgmt    For    For    For
1.2   Elect Director Ray M. Poage    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    701877102
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   212,668          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director David H. Smith    Mgmt    For    Refer    Against
1B   Elect Director Randolph Newcomer, Jr.    Mgmt    For    For    For
1C   Elect Director William Browning    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    703481101
Record Date:    04/05/2016    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   92,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Kenneth N. Berns    Mgmt    For    For    For
1.3   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Tiffany J. Thom    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   47,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael P. Cross    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Mark L. Plaumann    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Gulfport Energy Corporation

 

Meeting Date:    06/10/2016    Country:    USA    Primary Security ID:    402635304
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   68,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael G. Moore    Mgmt    For    For    For
1.2   Elect Director Craig Groeschel    Mgmt    For    For    For
1.3   Elect Director David L. Houston    Mgmt    For    For    For
1.4   Elect Director C. Doug Johnson    Mgmt    For    For    For
1.5   Elect Director Ben T. Morris    Mgmt    For    For    For
1.6   Elect Director Scott E. Streller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Report on Methane Emissions Management    SH    Against    Refer    Against

Weatherford International plc

 

Meeting Date:    06/15/2016    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   288,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mohamed A. Awad    Mgmt    For    For    For
1b   Elect Director David J. Butters    Mgmt    For    For    For
1c   Elect Director Bernard J. Duroc-Danner    Mgmt    For    For    For
1d   Elect Director John D. Gass    Mgmt    For    For    For
1e   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1f   Elect Director Francis S. Kalman    Mgmt    For    For    For
1g   Elect Director William E. Macaulay    Mgmt    For    For    For
1h   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1i   Elect Director Guillermo Ortiz    Mgmt    For    For    For
1j   Elect Director Robert A. Rayne    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 73 Ivy VIP Energy

 

Weatherford International plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

IVY FUNDS VIP GLOBAL BOND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    07/09/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Fiscal Council Member    Mgmt    For    Refer    For
2   Elect Directors    Mgmt    For    Refer    Against

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    08/20/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Fiscal Council Member    Mgmt    For    Refer    For
2   Elect Alternate Director    Mgmt    For    For    For
3   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Seadrill Partners LLC

 

Meeting Date:    09/28/2015    Country:    Marshall Isl    Primary Security ID:    Y7545W109
Record Date:    08/06/2015    Meeting Type:    Annual    Ticker:    SDLP

 

Shares Voted:   3,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director Bert M. Bekker    Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    10/29/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Transmissora Alianca De Energia Eletrica SA

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Fiscal Council Member    Mgmt    For    Refer    For
2   Elect Directors    Mgmt    For    For    For
3   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    12/11/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles    Mgmt    For    Refer    For
2   Amend Internal Regulations of the Board of Directors    Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    01/27/2016    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    01/25/2016    Meeting Type:    Special    Ticker:    RDSA

 

Shares Voted:   4,675          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1  

Approve the Cash and Share Offer for BG Group

plc

    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    02/01/2016    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Transmissora Alianca De Energia Eletrica SA

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Alternate Director    Mgmt    For    For    For

Alupar Investimento SA

 

Meeting Date:    03/09/2016    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Independent Director    Mgmt    For    For    For
2   Approve Increase in Authorized Capital    Mgmt    For    For    For
3   Consolidate Bylaws    Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/01/2016    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/13/2016    Country:    Panama    Primary Security ID:    P16994132
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    BLX

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Banco Latinoamericano de Comercio Exterior, S.A.

 

Shares Voted:   7,964          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify Deloitte as Auditor    Mgmt    For    For    For
  Election of Three Class E Shares Directors    Mgmt         
3.a   Elect Herminio A. Blanco as Director to Represent Holders of Class E Shares    Mgmt    For    For    For
3.b   Elect Maria da Graca Franca as Director to Represent Holders of Class E Shares    Mgmt    For    For    For
3.c   Elect Ricardo M. Arango as Director to Represent Holders of Class E Shares    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Transact Other Business (Non-Voting)    Mgmt         

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/18/2016    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Annual    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Elect Directors    Mgmt    For    Refer    Do Not Vote
3.1   Elect Director Appointed by Minority Shareholders    SH    None    Refer    Abstain
4   Elect Fiscal Council Members    Mgmt    For    Refer    For
4.1   Elect Fiscal Council Member Appointed by Minority Shareholders    SH    None    Refer    Abstain
5   Approve Remuneration of Company’s Management and Fiscal Council Members    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Alupar Investimento SA

 

Meeting Date:    04/20/2016    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Annual    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015    Mgmt    For    For    For
2   Approve Capital Budget, Allocation of Income and Dividends    Mgmt    For    For    For

Alupar Investimento SA

 

Meeting Date:    04/20/2016    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Remuneration of Company’s Management    Mgmt    For    Refer    For
2   Authorize Capitalization of Reserves for Bonus Issue    Mgmt    For    For    For
3   Amend Article 5 to Reflect Changes in Capital    Mgmt    For    Refer    For
4   Consolidate Bylaws    Mgmt    For    Refer    For

Aguas Andinas S.A.

 

Meeting Date:    04/27/2016    Country:    Chile    Primary Security ID:    P4171M125
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    AGUAS-A

 

Shares Voted:   34,421          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt         
2   Approve Allocation of Income and Dividends of CLP 14.45 Per Share    Mgmt    For    For    For
3   Present Dividend Policy    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Aguas Andinas S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Receive Report Regarding Related-Party Transactions    Mgmt         
5   Appoint Auditors    Mgmt    For    For    For
6   Designate Risk Assessment Companies    Mgmt    For    Refer    For
7   Elect Directors    Mgmt    For    Against    Against
8   Approve Remuneration of Directors    Mgmt    For    Refer    For
9   Present Board’s Report on Expenses    Mgmt         
10   Approve Remuneration and Budget of Directors’ Committee    Mgmt    For    Refer    For
11   Present Directors’ Committee Report on Activities and Expenses    Mgmt         
12   Designate Newspaper to Publish Meeting Announcements    Mgmt    For    Refer    For
13   Other Business    Mgmt    For    Against    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    110122108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   2,213          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Peter J. Arduini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Bristol-Myers Squibb Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Alupar Investimento SA

 

Meeting Date:    05/19/2016    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,821          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1  

Authorize Issuance of Shares with Preemptive

Rights

    Mgmt    For    For    For

Intel Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    458140100
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   4,112          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Aneel Bhusri    Mgmt    For    For    For
1c   Elect Director Andy D. Bryant    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director Reed E. Hundt    Mgmt    For    For    For
1f   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1g   Elect Director James D. Plummer    Mgmt    For    For    For
1h   Elect Director David S. Pottruck    Mgmt    For    For    For
1i   Elect Director Frank D. Yeary    Mgmt    For    For    For
1j   Elect Director David B. Yoffie    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Intel Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Holy Land Principles    SH    Against    Against    Against
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/20/2016    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   4,675          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
4   Re-elect Guy Elliott as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Simon Henry as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
10   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
11   Re-elect Hans Wijers as Director    Mgmt    For    For    For
12   Re-elect Patricia Woertz as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 81 Ivy VIP Global Bond

 

Royal Dutch Shell plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy    SH    Against    Refer    Against

PPL Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    69351T106
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   3,603          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1.2   Elect Director John W. Conway    Mgmt    For    For    For
1.3   Elect Director Steven G. Elliott    Mgmt    For    For    For
1.4   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.5   Elect Director Craig A. Rogerson    Mgmt    For    For    For
1.6   Elect Director William H. Spence    Mgmt    For    For    For
1.7   Elect Director Natica von Althann    Mgmt    For    For    For
1.8   Elect Director Keith H. Williamson    Mgmt    For    For    For
1.9   Elect Director Armando Zagalo de Lima    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Assess Plans to Increase Distributed Low-Carbon Electricity Generation    SH    Against    Refer    Against

IVY FUNDS VIP GLOBAL GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    05/07/2015    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   60,750          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    Refer    Against
1b   Elect Director Thomas H. Castro    Mgmt    For    For    For
1c   Elect Director David C. Chang    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Peter R. Haje    Mgmt    For    Refer    Against
1f   Elect Director Donna A. James    Mgmt    For    For    For
1g   Elect Director Don Logan    Mgmt    For    For    For
1h   Elect Director Robert D. Marcus    Mgmt    For    For    For
1i   Elect Director N.J. Nicholas, Jr.    Mgmt    For    Refer    Against
1j   Elect Director Wayne H. Pace    Mgmt    For    For    For
1k   Elect Director Edward D. Shirley    Mgmt    For    Refer    Against
1l   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

NXP Semiconductors NV

 

Meeting Date:    07/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    06/04/2015    Meeting Type:    Special    Ticker:    NXPI

 

Shares Voted:   80,480          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1A   Approve Acquisition of Freescale Through a Cash and Share Consideration    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

NXP Semiconductors NV

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1B   Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A    Mgmt    For    Refer    For
1C   Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition    Mgmt    For    For    For
2A   Elect Gregory L. Summe as Non-executive Director    Mgmt    For    For    For
2B   Elect Peter Smitham as Non-executive Director    Mgmt    For    For    For

SABMiller plc

 

Meeting Date:    07/23/2015    Country:    United Kingdom    Primary Security ID:    G77395104
Record Date:    07/21/2015    Meeting Type:    Annual    Ticker:    SAB

 

Shares Voted:   138,910          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Dave Beran as Director    Mgmt    For    For    For
4   Elect Jan du Plessis as Director    Mgmt    For    For    For
5   Elect Javier Ferran as Director    Mgmt    For    For    For
6   Elect Trevor Manuel as Director    Mgmt    For    For    For
7   Re-elect Mark Armour as Director    Mgmt    For    For    For
8   Re-elect Geoffrey Bible as Director    Mgmt    For    For    For
9   Re-elect Alan Clark as Director    Mgmt    For    For    For
10   Re-elect Dinyar Devitre as Director    Mgmt    For    For    For
11   Re-elect Guy Elliott as Director    Mgmt    For    For    For
12   Re-elect Lesley Knox as Director    Mgmt    For    For    For
13   Re-elect Dr Dambisa Moyo as Director    Mgmt    For    For    For
14   Re-elect Carlos Perez Davila as Director    Mgmt    For    For    For
15   Re-elect Alejandro Santo Domingo Davila as Director    Mgmt    For    For    For
16   Re-elect Helen Weir as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

SABMiller plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Approve Final Dividend    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

ITC Ltd.

 

Meeting Date:    07/31/2015    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/24/2015    Meeting Type:    Annual    Ticker:    500875

 

Shares Voted:   1,148,405          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend Payment    Mgmt    For    For    For
3   Elect K.N. Grant as Director    Mgmt    For    For    For
4   Elect K. Vaidyanath as Director    Mgmt    For    For    For
5   Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   210,770          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For
1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For
2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   210,770          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/12/2015    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   106,220          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
1m   Elect Director Preetha Reddy    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Koninklijke Philips N.V.

 

Meeting Date:    12/18/2015    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    11/20/2015    Meeting Type:    Special    Ticker:    PHIA

 

Shares Voted:   184,750          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect A. Bhattacharya to Management Board    Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    595112103
Record Date:    11/30/2015    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   215,120          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

Visa Inc.

 

Meeting Date:    02/03/2016    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    V

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Visa Inc.

 

Shares Voted:   299,080          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1f   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director David J. Pang    Mgmt    For    For    For
1i   Elect Director Charles W. Scharf    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Rockwell Collins, Inc.

 

Meeting Date:    02/04/2016    Country:    USA    Primary Security ID:    774341101
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    COL

 

Shares Voted:   101,120          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John A. Edwardson    Mgmt    For    For    For
1.2   Elect Director Andrew J. Policano    Mgmt    For    For    For
1.3   Elect Director Jeffrey L. Turner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016    Country:    Italy    Primary Security ID:    T55067101
Record Date:    02/17/2016    Meeting Type:    Special    Ticker:    ISP

 

Shares Voted:   2,275,840          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Extraordinary Business    Mgmt         
1   Adopt New Bylaws    Mgmt    For    Refer    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    03/03/2016    Country:    USA    Primary Security ID:    00404A109
Record Date:    01/25/2016    Meeting Type:    Special    Ticker:    ACHC

 

Shares Voted:   155,310          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Car Inc.

 

Meeting Date:    04/05/2016    Country:    Cayman Islands    Primary Security ID:    G19021107
Record Date:    03/31/2016    Meeting Type:    Special    Ticker:    699

 

Shares Voted:   1,723,201          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Adopt Post-IPO Share Option Scheme and Related Transactions    Mgmt    For    Refer    For
2   Elect Xiaogeng Li as Director    Mgmt    For    For    For
3   Elect Zhen Wei as Director    Mgmt    For    For    For
4   Elect Joseph Chow as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Schlumberger Limited

 

Meeting Date:    04/06/2016    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   65,660          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Michael E. Marks    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1i   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Articles    Mgmt    For    Refer    For
6   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
7   Amend 2010 Omnibus Stock Incentive Plan    Mgmt    For    Refer    For

Carnival Corporation

 

Meeting Date:    04/14/2016    Country:    Panama    Primary Security ID:    143658300
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   358,780          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Carnival Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11   Approve Remuneration Report of Executive Directors    Mgmt    For    Refer    For
12   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation    Mgmt    For    For    For
13   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc    Mgmt    For    For    For
14   Receive UK Accounts and Reports of the Directors and Auditors of Carnival plc    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorize Share Repurchase Program    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   210,770          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    CP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Canadian Pacific Railway Limited

 

Shares Voted:   50,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4.1   Elect Director William A. Ackman    Mgmt    For    For    For
4.2   Elect Director John Baird    Mgmt    For    For    For
4.3   Elect Director Isabelle Courville    Mgmt    For    For    For
4.4   Elect Director Keith E. Creel    Mgmt    For    For    For
4.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
4.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
4.7   Elect Director Anthony R. Melman    Mgmt    For    For    For
4.8   Elect Director Matthew H. Paul    Mgmt    For    For    For
4.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    445658107
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   161,780          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5   Elect Director Gary C. George    Mgmt    For    For    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    For
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

J.B. Hunt Transport Services, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director James L. Robo    Mgmt    For    For    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity    SH    Against    Refer    Against

Signature Bank

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    82669G104
Record Date:    03/02/2016    Meeting Type:    Annual    Ticker:    SBNY

 

Shares Voted:   56,020          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John Tamberlane    Mgmt    For    For    For
1.2   Elect Director Judith A. Huntington    Mgmt    For    For    For
1.3   Elect Director Derrick D. Cephas    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   87,580          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Receive Directors’ Reports (Non-Voting)    Mgmt         
2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Anheuser-Busch InBev SA

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
8a   Approve Remuneration Report    Mgmt    For    Refer    For
8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
9.a   Approve Change-of-Control Clause Re: Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015    Mgmt    For    Refer    For
9.b   Approve Change-of-Control Clause Re: USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015    Mgmt    For    Refer    For
10   Acknowledge Cancellation of VVPR Strips    Mgmt    For    Refer    For
11   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016    Country:    Italy    Primary Security ID:    T55067101
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    ISP

 

Shares Voted:   2,275,840          

 

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Allocation of Income    Mgmt    For    For    For
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
2.a   Fix Number of Directors    SH    For    Refer    For
  Appoint Directors (Slate Election) — Choose One of the Following Slates    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Intesa SanPaolo SPA

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.b.1   Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    SH    None    Refer    For
2.b.2   Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    For    Do Not Vote
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
2.c   Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman    SH    None    For    For
  Management Proposal    Mgmt         
3.a   Approve Remuneration Report    Mgmt    For    For    For
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
3.b   Approve Remuneration of Directors    SH    None    For    For
  Management Proposals    Mgmt         
3.c   Remuneration Policies for Employees and Non-Employed Staff    Mgmt    For    For    For
3.d   Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
3.e   Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    Refer    For
3.f   Approve Severance Agreements    Mgmt    For    Refer    For

The Coca-Cola Company

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    191216100
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   224,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Coca-Cola Company

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Howard G. Buffett    Mgmt    For    For    For
1.6   Elect Director Richard M. Daley    Mgmt    For    For    For
1.7   Elect Director Barry Diller    Mgmt    For    For    For
1.8   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.9   Elect Director Evan G. Greenberg    Mgmt    For    For    For
1.10   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.11   Elect Director Muhtar Kent    Mgmt    For    For    For
1.12   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.13   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.14   Elect Director Sam Nunn    Mgmt    For    For    For
1.15   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Adopt Holy Land Principles    SH    Against    Against    Against
6   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against
7   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against

Airbus Group

 

Meeting Date:    04/28/2016    Country:    Netherlands    Primary Security ID:    N0280E105
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   137,040          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Airbus Group

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR 1.30 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.6   Approve Amendments to Remuneration Policy    Mgmt    For    For    For
4.7   Reelect Denis Ranque as Non-Executive Director    Mgmt    For    For    For
4.8   Reelect Thomas Enders as Executive Director    Mgmt    For    For    For
4.9   Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.10   Reelect Hans-Peter Keitel as Non-Executive Director    Mgmt    For    For    For
4.11   Reelect Hermann-Josef Lamberti as Non-Executive Director    Mgmt    For    For    For
4.12   Reelect Lakshmi N. Mittal as Non-Executive Director    Mgmt    For    Refer    For
4.13   Reelect John Parker as Non-Executive Director    Mgmt    For    Refer    For
4.14   Reelect Jean- Claude Trichet as Non-Executive Director    Mgmt    For    For    For
4.15   Elect Catherine Guillouard as Non-Executive Director    Mgmt    For    For    For
4.16   Elect Claudia Nemat as Non-Executive Director    Mgmt    For    For    For
4.17   Elect Carlos Tavares as Non-Executive Director    Mgmt    For    For    For
4.18   Grant Board Authority to Issue Shares Up to 0.51 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Airbus Group

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.19   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.20   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.21   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   157,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Michael W. Michelson    Mgmt    For    For    For
1k   Elect Director Wayne J. Riley    Mgmt    For    For    For
1l   Elect Director John W. Rowe    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/26/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   175,570          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/29/2016    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    ASML

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

ASML Holding NV

 

Shares Voted:   58,620          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discuss Remuneration Policy for Management Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 1.05 Per Ordinary Share    Mgmt    For    For    For
9   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
10   Approve Number of Stock Options, Respectively Shares, for Employees    Mgmt    For    Refer    For
11   Discussion of the Supervisory Board Profile    Mgmt         
12   Ratify KPMG as Auditors    Mgmt    For    For    For
13.a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    For
13.b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 13a    Mgmt    For    For    For
13.c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    For    For
13.d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 13c    Mgmt    For    For    For
14.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
14.b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
15   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Other Business (Non-Voting)    Mgmt         
17   Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Bayer AG

 

Meeting Date:    04/29/2016    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   34,040          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2015    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2015    Mgmt    For    For    For
4.1   Elect Johanna Faber to the Supervisory Board    Mgmt    For    For    For
4.2   Elect Wolfgang Plischke to the Supervisory Board    Mgmt    For    For    For
5   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016    Mgmt    For    For    For
7   Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017    Mgmt    For    For    For

Continental AG

 

Meeting Date:    04/29/2016    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/07/2016    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   41,520          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.75 per Share    Mgmt    For    Against    Against
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2015    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2015    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2015    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Continental AG

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.4   Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2015    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2015    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2015    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2015    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2015    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2015    Mgmt    For    For    For
3.10   Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2015    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2015    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2015    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2015    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2015    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2015    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2015    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2015    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2015    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2015    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2015    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2015    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2015    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2015    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2015    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Continental AG

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.15   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2015    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2015    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2015    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2015    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2015    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2015    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2015    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2016    Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    110122108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   77,440          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Peter J. Arduini    Mgmt    For    For    For
1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Bristol-Myers Squibb Company

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Allergan plc

 

Meeting Date:    05/05/2016    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   29,040          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Nesli Basgoz    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director James H. Bloem    Mgmt    For    For    For
1.4   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1.7   Elect Director Catherine M. Klema    Mgmt    For    For    For
1.8   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1.9   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1.10   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1.11   Elect Director Ronald R. Taylor    Mgmt    For    Refer    For
1.12   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4A   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
4B   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Allergan plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5A   Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election    Mgmt    For    Refer    For
5B   Establish Range for Size of Board    Mgmt    For    Refer    For
6   Approve Reduction in Share Capital    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    43300A104
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    HLT

 

Shares Voted:   127,440          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1.2   Elect Director Jonathan D. Gray    Mgmt    For    For    For
1.3   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.4   Elect Director Judith A. McHale    Mgmt    For    For    For
1.5   Elect Director John G. Schreiber    Mgmt    For    For    For
1.6   Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.7   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.8   Elect Director William J. Stein    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kansas City Southern

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    485170302
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    KSU

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Kansas City Southern

 

Shares Voted:   61,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.3   Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.4   Elect Director David Garza-Santos    Mgmt    For    For    For
1.5   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.6   Elect Director David L. Starling    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Proxy Access    SH    Against    Against    Against

Gilead Sciences, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    375558103
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   89,360          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1c   Elect Director John W. Madigan    Mgmt    For    For    For
1d   Elect Director John C. Martin    Mgmt    For    For    For
1e   Elect Director John F. Milligan    Mgmt    For    For    For
1f   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1g   Elect Director Richard J. Whitley    Mgmt    For    For    For
1h   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1i   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Gilead Sciences, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Koninklijke Philips N.V.

 

Meeting Date:    05/12/2016    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   184,750          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   President’s Speech    Mgmt         
2a   Discuss Remuneration Report    Mgmt         
2b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements    Mgmt    For    For    For
2d   Approve Dividends of EUR 0.80 Per Share    Mgmt    For    For    For
2e   Approve Discharge of Management Board    Mgmt    For    For    For
2f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3   Reelect N. Dhawan to Supervisory Board    Mgmt    For    For    For
4   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
5a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
5b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a    Mgmt    For    Refer    For
6   Authorize Repurchase of Shares    Mgmt    For    For    For
7   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8   Other Business (Non-Voting)    Mgmt         

Fresenius SE & Co KGaA

 

Meeting Date:    05/13/2016    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    FRE

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Fresenius SE & Co KGaA

 

Shares Voted:   197,351          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.55 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2015    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2015    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2016    Mgmt    For    For    For
6.1   Elect Michael Albrecht to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Michael Diekmann to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Gerd Krick to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Iris Loew-Friedrich to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Klaus-Peter Mueller to the Supervisory Board    Mgmt    For    For    For
6.6   Elect Hauke Stars to the Supervisory Board    Mgmt    For    For    For
7   Elect Michael Diekmann and Gerd Krick as Members of the Joint Committee (Bundled)    Mgmt    For    For    For

SBA Communications Corporation

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    78388J106
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    SBAC

 

Shares Voted:   75,960          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kevin L. Beebe    Mgmt    For    For    For
1b   Elect Director Jack Langer    Mgmt    For    For    For
1c   Elect Director Jeffrey A. Stoops    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

SBA Communications Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Provide Proxy Access Right    Mgmt    For    Against    Against
5   Proxy Access    SH    Against    Against    Against

Amazon.com, Inc.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    023135106
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   34,117          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against
4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against
5   Report on Political Contributions    SH    Against    Against    Against

Car Inc.

 

Meeting Date:    05/17/2016    Country:    Cayman Islands    Primary Security ID:    G19021107
Record Date:    05/13/2016    Meeting Type:    Annual    Ticker:    699

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Car Inc.

 

Shares Voted:   1,723,201          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Elect Sam Hanhui Sun as Director    Mgmt    For    For    For
3   Elect Wei Ding as Director    Mgmt    For    For    For
4   Elect Lei Lin as Director    Mgmt    For    For    For
5   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
6   Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
8   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
9   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Car Inc.

 

Meeting Date:    05/17/2016    Country:    Cayman Islands    Primary Security ID:    G19021107
Record Date:    05/13/2016    Meeting Type:    Special    Ticker:    699

 

Shares Voted:   1,723,201          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Framework Agreement and Related Annual Caps    Mgmt    For    Refer    For
2   Elect Yifan Song as Director    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   63,780          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments    SH    Against    Refer    Against
8   Clawback Amendment    SH    Against    For    For
9   Adopt Executive Compensation Philosophy with Social Factors    SH    Against    Refer    Against

Halliburton Company

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    406216101
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   218,314          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Halliburton Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tencent Holdings Ltd.

 

Meeting Date:    05/18/2016    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/13/2016    Meeting Type:    Annual    Ticker:    700

 

Shares Voted:   593,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Jacobus Petrus (Koos) Bekker as Director    Mgmt    For    For    For
3b   Elect Ian Charles Stone as Director    Mgmt    For    For    For
3c   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   155,310          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William F. Grieco    Mgmt    For    For    For
1.2   Elect Director Joey A. Jacobs    Mgmt    For    For    For
1.3   Elect Director Reeve B. Waud    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    For    For
6   Report on Sustainability    SH    Against    Refer    Against

Anthem, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    036752103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   105,580          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lewis Hay, III    Mgmt    For    For    For
1b   Elect Director George A. Schaefer, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph R. Swedish    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

L Brands, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    501797104
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   73,420          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis S. Hersch    Mgmt    For    For    For
1.2   Elect Director David T. Kollat    Mgmt    For    For    For
1.3   Elect Director Leslie H. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against

Level 3 Communications, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    52729N308
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    LVLT

 

Shares Voted:   289,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1b   Elect Director Jeff K. Storey    Mgmt    For    For    For
1c   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1d   Elect Director Steven T. Clontz    Mgmt    For    For    For
1e   Elect Director Irene M. Esteves    Mgmt    For    For    For
1f   Elect Director T. Michael Glenn    Mgmt    For    For    For
1g   Elect Director Spencer B. Hays    Mgmt    For    For    For
1h   Elect Director Michael J. Mahoney    Mgmt    For    For    For
1i   Elect Director Kevin W. Mooney    Mgmt    For    For    For
1j   Elect Director Peter Seah Lim Huat    Mgmt    For    For    For
1k   Elect Director Peter van Oppen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Level 3 Communications, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/19/2016    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/17/2016    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   421,230          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect John Foley as Director    Mgmt    For    For    For
4   Elect Penelope James as Director    Mgmt    For    For    For
5   Elect David Law as Director    Mgmt    For    For    For
6   Elect Lord Turner as Director    Mgmt    For    For    For
7   Elect Tony Wilkey as Director    Mgmt    For    For    For
8   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
9   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
10   Re-elect Paul Manduca as Director    Mgmt    For    For    For
11   Re-elect Michael McLintock as Director    Mgmt    For    For    For
12   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
13   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
14   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
15   Re-elect Philip Remnant as Director    Mgmt    For    For    For
16   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
17   Re-elect Barry Stowe as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Prudential plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

18   Re-elect Michael Wells as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
26   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Safran

 

Meeting Date:    05/19/2016    Country:    France    Primary Security ID:    F4035A557
Record Date:    05/16/2016    Meeting Type:    Annual/Special    Ticker:    SAF

 

Shares Voted:   146,460          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.38 per Share    Mgmt    For    For    For
4   Approve Additional Pension Scheme Agreement (defined contribution) with Ross McInnes, Chairman    Mgmt    For    Refer    For
5   Approve Additional Pension Scheme Agreement (defined benefit) with Ross McInnes, Chairman    Mgmt    For    Refer    For
6   Approve Additional Pension Scheme Agreement (defined contribution) with Philippe Petitcolin, CEO    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Safran

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Approve Additional Pension Scheme Agreement (defined benefit) with Philippe Petitcolin, CEO    Mgmt    For    Refer    For
8   Approve Transaction with a Group of Banks (including BNP Paribas)    Mgmt    For    Refer    For
9   Approve Transaction with the French State    Mgmt    For    Refer    For
10   Elect Gerard Mardine as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
11   Elect Eliane Carre-Copin as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
A   Reelect Marc Aubry as Representative of Employee Shareholders to the Board    Mgmt    Against    Against    Do Not Vote
B   Elect Jocelyne Jobard as Representative of Employee Shareholders to the Board    Mgmt    Against    Against    Do Not Vote
  Ordinary Business    Mgmt         
12   Renew Appointment of Mazars as Auditor    Mgmt    For    For    For
13   Renew Appointment of Gilles Rainaut as Alternate Auditor    Mgmt    For    For    For
14   Renew Appointment of Ernst & Young et Autres as Auditor    Mgmt    For    For    For
15   Renew Appointment of Auditex as Alternate Auditor    Mgmt    For    For    For
16   Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million    Mgmt    For    Refer    For
17   Advisory Vote on Compensation of Ross McInnes, Chairman from April 24, 2015 to Dec. 31, 2015    Mgmt    For    For    For
18   Advisory Vote on Compensation of Philippe Petitcolin, CEO from April 24, 2015 to Dec. 31, 2015    Mgmt    For    For    For
19   Advisory Vote on Compensation of Jean-Paul Herteman, CEO from Jan. 1, 2015 to April 23, 2015    Mgmt    For    For    For
20   Advisory Vote on Compensation of Stephane Abrial, Ross McInnes and Marc Ventre, Vice-CEOs from Jan. 1, 2015 to April 23, 2015    Mgmt    For    For    For
21   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Safran

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

23   Authorize up to 0.35 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
24   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Shareholder Proposal Submitted by Safran Investissement Corporate Mutual Fund    Mgmt         
C   Authorize Up to 0.55 percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers    SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    437076102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   68,570          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1d   Elect Director J. Frank Brown    Mgmt    For    For    For
1e   Elect Director Albert P. Carey    Mgmt    For    For    For
1f   Elect Director Armando Codina    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Craig A. Menear    Mgmt    For    For    For
1l   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    05/25/2016    Meeting Type:    Special    Ticker:    SHP

 

Shares Voted:   175,570          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

NXP Semiconductors NV

 

Meeting Date:    06/02/2016    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2016    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   80,480          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

NXP Semiconductors NV

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Peter Smitham as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3k   Reelect Gregory Summe as Non-Executive Director    Mgmt    For    For    For
3l   Reelect Rick Tsai as Director    Mgmt    For    For    For
4   Approve Remuneration of Audit, Nominating and Compensation Committee    Mgmt    For    Refer    For
5a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
5b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a    Mgmt    For    For    For
6   Authorize Repurchase of Shares    Mgmt    For    For    For
7   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For

Biogen Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   31,258          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Alexander J. Denner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Biogen Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1c   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1d   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1e   Elect Director Robert W. Pangia    Mgmt    For    For    For
1f   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1g   Elect Director Brian S. Posner    Mgmt    For    For    For
1h   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1i   Elect Director George A. Scangos    Mgmt    For    For    For
1j   Elect Director Lynn Schenk    Mgmt    For    For    For
1k   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/10/2016    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   30,920          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Emiliano Calemzuk    Mgmt    For    For    For
1.2   Elect Director Marcos Galperin    Mgmt    For    For    For
1.3   Elect Director Roberto Balls Sallouti    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    192446102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CTSH

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Shares Voted:   140,680          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Francisco D’Souza    Mgmt    For    For    For
1e   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1f   Elect Director John E. Klein    Mgmt    For    For    For
1g   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h   Elect Director Lakshmi Narayanan    Mgmt    For    For    For
1i   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j   Elect Director Robert E. Weissman    Mgmt    For    For    For
1k   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   68,790          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    Refer    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

Facebook, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
5   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
6   Approve Annual Compensation Program for Non-employee Directors    Mgmt    For    Refer    For
7A   Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes    Mgmt    For    Refer    Against
7B   Increase Authorized Common Stock    Mgmt    For    Refer    Against
7C   Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock    Mgmt    For    For    For
7D   Amend Certificate of Incorporation to Provide for Additional Events    Mgmt    For    For    For
8   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
9   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
10   Report on Sustainability    SH    Against    Refer    For
11   Report on Lobbying Payments and Policy    SH    Against    Against    Against
12   Establish International Policy Board Committee    SH    Against    Refer    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against

TripAdvisor, Inc.

 

Meeting Date:    06/23/2016    Country:    USA    Primary Security ID:    896945201
Record Date:    04/25/2016    Meeting Type:    Annual    Ticker:    TRIP

 

Shares Voted:   66,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gregory B. Maffei    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

TripAdvisor, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Stephen Kaufer    Mgmt    For    Refer    For
1.3   Elect Director Dipchand (Deep) Nishar    Mgmt    For    For    For
1.4   Elect Director Jeremy Philips    Mgmt    For    For    For
1.5   Elect Director Spencer M. Rascoff    Mgmt    For    For    For
1.6   Elect Director Albert E. Rosenthaler    Mgmt    For    Refer    For
1.7   Elect Director Sukhinder Singh Cassidy    Mgmt    For    For    For
1.8   Elect Director Robert S. Wiesenthal    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    06/27/2016    Country:    India    Primary Security ID:    Y4211T171
Record Date:    05/20/2016    Meeting Type:    Special    Ticker:    ITC

 

Shares Voted:   1,148,405          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Postal Ballot    Mgmt         
1   Increase Authorized Share Capital    Mgmt    For    For    For
2   Amend Articles of Association to Reflect Changes in Capital    Mgmt    For    Refer    For
3   Approve Bonus Issue    Mgmt    For    For    For

MasterCard Incorporated

 

Meeting Date:    06/28/2016    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   152,310          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 96 Ivy VIP Global Growth

 

MasterCard Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    Refer    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP GLOBAL NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

BHP Billiton plc

 

Meeting Date:    10/22/2015    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/20/2015    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   210,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
8   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
9   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie    Mgmt    For    Refer    For
10   Amend BHP Billiton Limited Constitution Re: DLC Dividend Share    Mgmt    For    Refer    For
11   Amend Articles of Association Re: DLC Dividend Share    Mgmt    For    Refer    For
12   Amend DLC Structure Sharing Agreement Re: DLC Dividend Share    Mgmt    For    Refer    For
13   Amend BHP Billiton Limited Constitution Re: Simultaneous General Meetings    Mgmt    For    Refer    For
14   Amend Articles of Association Re: Simultaneous General Meetings    Mgmt    For    Refer    For
15   Elect Anita Frew as Director    Mgmt    For    For    For
16   Re-elect Malcolm Brinded as Director    Mgmt    For    For    For
17   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
18   Re-elect Pat Davies as Director    Mgmt    For    For    For
19   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
20   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
21   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

BHP Billiton plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

22   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
23   Re-elect John Schubert as Director    Mgmt    For    For    For
24   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
25   Re-elect Jac Nasser as Director    Mgmt    For    For    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    10/05/2015    Meeting Type:    Special    Ticker:    MWE

 

Shares Voted:   25,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
3   Adjourn Meeting    Mgmt    For    Refer    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/02/2016    Country:    USA    Primary Security ID:    423452101
Record Date:    01/08/2016    Meeting Type:    Annual    Ticker:    HP

 

Shares Voted:   12,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director William L. Armstrong    Mgmt    For    For    For
1b   Elect Director Randy A. Foutch    Mgmt    For    For    For
1c   Elect Director Hans Helmerich    Mgmt    For    For    For
1d   Elect Director John W. Lindsay    Mgmt    For    For    For
1e   Elect Director Paula Marshall    Mgmt    For    For    For
1f   Elect Director Thomas A. Petrie    Mgmt    For    For    For
1g   Elect Director Donald F. Robillard, Jr.    Mgmt    For    For    For
1h   Elect Director Francis Rooney    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Helmerich & Payne, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1j   Elect Director John D. Zeglis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/06/2016    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   104,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1c   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1d   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1e   Elect Director Michael E. Marks    Mgmt    For    For    For
1f   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1g   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1h   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1i   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1j   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Articles    Mgmt    For    Refer    For
6   Fix Number of Directors at Twelve    Mgmt    For    Refer    For
7   Amend 2010 Omnibus Stock Incentive Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Rio Tinto plc

 

Meeting Date:    04/14/2016    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/12/2016    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   133,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Re-elect Robert Brown as Director    Mgmt    For    For    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For
6   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
7   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
8   Re-elect Anne Lauvergeon as Director    Mgmt    For    For    For
9   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
10   Re-elect Chris Lynch as Director    Mgmt    For    For    For
11   Re-elect Paul Tellier as Director    Mgmt    For    For    For
12   Re-elect Simon Thompson as Director    Mgmt    For    For    For
13   Re-elect John Varley as Director    Mgmt    For    For    For
14   Re-elect Sam Walsh as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
17   Approve Strategic Resilience for 2035 and Beyond    SH    For    Refer    For
  Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
  Continuation of Management Proposals    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Rio Tinto plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   19,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4.1   Elect Director William A. Ackman    Mgmt    For    For    For
4.2   Elect Director John Baird    Mgmt    For    For    For
4.3   Elect Director Isabelle Courville    Mgmt    For    For    For
4.4   Elect Director Keith E. Creel    Mgmt    For    For    For
4.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
4.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
4.7   Elect Director Anthony R. Melman    Mgmt    For    For    For
4.8   Elect Director Matthew H. Paul    Mgmt    For    For    For
4.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    693506107
Record Date:    02/19/2016    Meeting Type:    Annual    Ticker:    PPG

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

PPG Industries, Inc.

 

Shares Voted:   23,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director John V. Faraci    Mgmt    For    For    For
1.3   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.4   Elect Director Michael H. McGarry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt a Payout Policy Giving Preference to    SH    Against    Refer    Against
  Share Buybacks Over Dividends            

EOG Resources, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   59,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    655044105
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   81,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Eric P. Grubman    Mgmt    For    For    For
1g   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1h   Elect Director David L. Stover    Mgmt    For    For    For
1i   Elect Director Scott D. Urban    Mgmt    For    For    For
1j   Elect Director William T. Van Kleef    Mgmt    For    For    For
1k   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Praxair, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    74005P104
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    PX

 

Shares Voted:   7,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Oscar Bernardes    Mgmt    For    For    For
1.3   Elect Director Nance K. Dicciani    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Praxair, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Edward G. Galante    Mgmt    For    For    For
1.5   Elect Director Ira D. Hall    Mgmt    For    For    For
1.6   Elect Director Raymond W. LeBoeuf    Mgmt    For    For    For
1.7   Elect Director Larry D. McVay    Mgmt    For    For    For
1.8   Elect Director Denise L. Ramos    Mgmt    For    For    For
1.9   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.10   Elect Director Wayne T. Smith    Mgmt    For    For    For
1.11   Elect Director Robert L. Wood    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends    SH    Against    Refer    Against

Marathon Petroleum Corporation

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   17,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Evan Bayh    Mgmt    For    For    For
1.2   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3   Elect Director Frank M. Semple    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against
5   Report on EHS Incidents and Worker Fatigue Policies    SH    Against    Refer    Against
6   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Southern Copper Corporation

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    84265V105
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    SCCO

 

Shares Voted:   91,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director German Larrea Mota-Velasco    Mgmt    For    Refer    Withhold
1.2   Elect Director Oscar Gonzalez Rocha    Mgmt    For    Refer    Withhold
1.3   Elect Director Emilio Carrillo Gamboa    Mgmt    For    Refer    For
1.4   Elect Director Alfredo Casar Perez    Mgmt    For    Refer    Withhold
1.5   Elect Director Luis Castelazo Morales    Mgmt    For    Refer    Withhold
1.6   Elect Director Enrique Castillo Sanchez Mejorada    Mgmt    For    Refer    For
1.7   Elect Director Xavier Garcia de Quevedo Topete    Mgmt    For    Refer    Withhold
1.8   Elect Director Daniel Muniz Quintanilla    Mgmt    For    Refer    Withhold
1.9   Elect Director Luis Miguel Palomino Bonilla    Mgmt    For    For    For
1.10   Elect Director Gilberto Perezalonso Cifuentes    Mgmt    For    Refer    Withhold
1.11   Elect Director Carlos Ruiz Sacristan    Mgmt    For    For    For
2   Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For

Suncor Energy Inc.

 

Meeting Date:    04/28/2016    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/02/2016    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   143,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Suncor Energy Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director James W. Simpson    Mgmt    For    For    For
1.10   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.11   Elect Director Steven W. Williams    Mgmt    For    For    For
1.12   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
4   SP 1: Report on Climate Change    SH    For    Refer    For
5   SP 2: Approve Annual Disclosure of Lobbying-Related Matters    SH    Against    Against    Against

Randgold Resources Ltd

 

Meeting Date:    05/03/2016    Country:    United Kingdom    Primary Security ID:    G73740113
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    RRS

 

Shares Voted:   16,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Ordinary Resolutions    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    For    For
5   Re-elect Safiatou Ba-N’Daw as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Randgold Resources Ltd

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Re-elect Mark Bristow as Director    Mgmt    For    For    For
7   Re-elect Norborne Cole Jr as Director    Mgmt    For    For    For
8   Re-elect Christopher Coleman as Director    Mgmt    For    For    For
9   Re-elect Kadri Dagdelen as Director    Mgmt    For    For    For
10   Re-elect Jamil Kassum as Director    Mgmt    For    For    For
11   Re-elect Jeanine Mabunda Lioko as Director    Mgmt    For    For    For
12   Re-elect Andrew Quinn as Director    Mgmt    For    For    For
13   Re-elect Graham Shuttleworth as Director    Mgmt    For    For    For
14   Reappoint BDO LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Approve Awards of Ordinary Shares to Non-executive Directors    Mgmt    For    Refer    For
18   Approve Award of Ordinary Shares to the Senior Independent Director    Mgmt    For    Refer    For
19   Approve Award of Ordinary Shares to the Chairman    Mgmt    For    Refer    For
  Special Resolutions    Mgmt         
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Tesoro Corporation

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    881609101
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    TSO

 

Shares Voted:   7,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Edward G. Galante    Mgmt    For    For    For
1.3   Elect Director Gregory J. Goff    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Tesoro Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Robert W. Goldman    Mgmt    For    For    For
1.5   Elect Director David Lilley    Mgmt    For    For    For
1.6   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.7   Elect Director J.W. Nokes    Mgmt    For    For    For
1.8   Elect Director Susan Tomasky    Mgmt    For    For    For
1.9   Elect Director Michael E. Wiley    Mgmt    For    For    For
1.10   Elect Director Patrick Y. Yang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    674215108
Record Date:    03/08/2016    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   168,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas B. Nusz    Mgmt    For    For    For
1.2   Elect Director Michael McShane    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Increase Authorized Common Stock    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718546104
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PSX

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Phillips 66

 

Shares Voted:   21,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Greg C. Garland    Mgmt    For    For    For
1b   Elect Director John E. Lowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For

FMC Technologies, Inc.

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    30249U101
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   21,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1b   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c   Elect Director C. Maury Devine    Mgmt    For    For    For
1d   Elect Director Claire S. Farley    Mgmt    For    For    For
1e   Elect Director John T. Gremp    Mgmt    For    For    For
1f   Elect Director Thomas M. Hamilton    Mgmt    For    For    For
1g   Elect Director Peter Mellbye    Mgmt    For    For    For
1h   Elect Director Joseph H. Netherland    Mgmt    For    For    For
1i   Elect Director Peter Oosterveer    Mgmt    For    For    For
1j   Elect Director Richard A. Pattarozzi    Mgmt    For    For    For
1k   Elect Director Kay G. Priestly    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2016    Country:    USA    Primary Security ID:    032511107
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   53,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1b   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d   Elect Director Peter J. Fluor    Mgmt    For    For    For
1e   Elect Director Richard L. George    Mgmt    For    For    For
1f   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1g   Elect Director John R. Gordon    Mgmt    For    For    For
1h   Elect Director Sean Gourley    Mgmt    For    For    For
1i   Elect Director Mark C. McKinley    Mgmt    For    For    For
1j   Elect Director Eric D. Mullins    Mgmt    For    For    For
1k   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Report on Plans to Address Stranded Carbon Asset Risks    SH    Against    Refer    Against

LyondellBasell Industries NV

 

Meeting Date:    05/11/2016    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   58,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Jacques Aigrain to Supervisory Board    Mgmt    For    For    For
1b   Elect Lincoln Benet to Supervisory Board    Mgmt    For    For    For
1c   Elect Nance K. Dicciani to Supervisory Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

LyondellBasell Industries NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Bruce A. Smith to Supervisory Board    Mgmt    For    For    For
2a   Elect Thomas Aebischer to Management Board    Mgmt    For    For    For
2b   Elect Dan Coombs to Management Board    Mgmt    For    For    For
2c   Elect James D. Guilfoyle to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 3.12 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    171798101
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   35,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lisa A. Stewart    Mgmt    For    For    For
1.2   Elect Director Hans Helmerich    Mgmt    For    For    For
1.3   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.4   Elect Director Monroe W. Robertson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

L Air Liquide

 

Meeting Date:    05/12/2016    Country:    France    Primary Security ID:    F01764103
Record Date:    05/09/2016    Meeting Type:    Annual/Special    Ticker:    AI

 

Shares Voted:   9,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.60 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Reelect Karen Katen as Director    Mgmt    For    For    For
6   Reelect Pierre Dufour as Director    Mgmt    For    For    For
7   Elect Brian Gilvary as Director    Mgmt    For    For    For
8   Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
9   Renew Appointment of Ernst and Young et Autres as Auditor    Mgmt    For    For    For
10   Renew Appointment of Auditex as Alternate Auditor    Mgmt    For    For    For
11   Appoint PricewaterhouseCoopers as Auditor    Mgmt    For    For    For
12   Appoint Jean-Christophe Georghiou as Alternate Auditor    Mgmt    For    For    For
13   Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 20 Billion    Mgmt    For    Refer    For
14   Advisory Vote on Compensation of Benoit Potier    Mgmt    For    For    For
15   Advisory Vote on Compensation of Pierre Dufour    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
17   Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
18   Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

L Air Liquide

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

19   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
20   Amend Articles 12 and 13 of Bylaws Re: Chairman and CEO Age Limits    Mgmt    For    Refer    For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
22   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
23   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million    Mgmt    For    For    For
24   Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 100 Million    Mgmt    For    Refer    For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
  Ordinary Business    Mgmt         
26   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    260543103
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   139,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

The Dow Chemical Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Valero Energy Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   9,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1b   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1c   Elect Director Donald L. Nickles    Mgmt    For    For    For
1d   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1e   Elect Director Robert A. Profusek    Mgmt    For    For    For
1f   Elect Director Susan Kaufman Purcell    Mgmt    For    For    For
1g   Elect Director Stephen M. Waters    Mgmt    For    For    For
1h   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1i   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Certificate of Incorporation to provide for removal of directors without cause    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Newfield Exploration Company

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    651290108
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   70,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director Steven W. Nance    Mgmt    For    For    For
1d   Elect Director Roger B. Plank    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
1i   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    966387102
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    WLL

 

Shares Voted:   145,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas L. Aller    Mgmt    For    For    For
1.2   Elect Director James E. Catlin    Mgmt    For    For    For
1.3   Elect Director Michael B. Walen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Whiting Petroleum Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   47,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director Leo Melamed    Mgmt    For    For    For
1k   Elect Director William P. Miller, II    Mgmt    For    For    For
1l   Elect Director James E. Oliff    Mgmt    For    For    For
1m   Elect Director Alex J. Pollock    Mgmt    For    For    For
1n   Elect Director John F. Sandner    Mgmt    For    For    For
1o   Elect Director Terry L. Savage    Mgmt    For    For    For
1p   Elect Director William R. Shepard    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Halliburton Company

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    406216101
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   194,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    212015101
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   102,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold G. Hamm    Mgmt    For    Refer    For
1.2   Elect Director John T. McNabb, II    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Report on Steps Taken to Increase Board Diversity    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Continental Resources, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Methane Emissions Management    SH    Against    Refer    Against
5   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Core Laboratories N.V.

 

Meeting Date:    05/19/2016    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   13,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Charles L. Dunlap as Director    Mgmt    For    For    For
1b   Elect Lucia van Geuns as Director    Mgmt    For    For    For
1c   Elect Michael Straughen as Director    Mgmt    For    For    For
2a   Elect Martha Z. Carnes as Director    Mgmt    For    For    For
3   Amend Articles of Association    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
9   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    723787107
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    PXD

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Pioneer Natural Resources Company

 

Shares Voted:   25,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For
1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Baker Hughes Incorporated

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    057224107
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    BHI

 

Shares Voted:   86,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Larry D. Brady    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1d   Elect Director Martin S. Craighead    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Baker Hughes Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director William H. Easter, III    Mgmt    For    For    For
1f   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1g   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1h   Elect Director Claire W. Gargalli    Mgmt    For    For    For
1i   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1j   Elect Director James A. Lash    Mgmt    For    For    For
1k   Elect Director J. Larry Nichols    Mgmt    For    For    For
1l   Elect Director James W. Stewart    Mgmt    For    For    For
1m   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    868157108
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   97,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For
1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Janiece M. Longoria    Mgmt    For    For    For
1.7   Elect Director Michael M. McShane    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Superior Energy Services, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    30231G102
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   27,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.5   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.6   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.7   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.8   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.9   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.10   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.11   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1.12   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.13   Elect Director William C. Weldon    Mgmt    For    For    For
1.14   Elect Director Darren W. Woods    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
6   Seek Sale of Company/Assets    SH    Against    Refer    Against
7   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Exxon Mobil Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Disclose Percentage of Females at Each Percentile of Compensation    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Increase Return of Capital to Shareholders in Light of Climate Change Risks    SH    Against    Refer    Against
11   Adopt Policy Acknowledging the Imperative for 2 Degree Limit    SH    Against    Refer    Against
12   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
13   Annually Report Reserve Replacements in BTUs    SH    Against    Refer    Against
14   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Marathon Oil Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    565849106
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    MRO

 

Shares Voted:   57,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gaurdie E. Banister, Jr.    Mgmt    For    For    For
1b   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1c   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1d   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1e   Elect Director Philip Lader    Mgmt    For    For    For
1f   Elect Director Michael E. J. Phelps    Mgmt    For    For    For
1g   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1h   Elect Director Lee M. Tillman    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Concho Resources Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    20605P101
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   41,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gary A. Merriman    Mgmt    For    For    For
1.2   Elect Director Ray M. Poage    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    703481101
Record Date:    04/05/2016    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   67,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Kenneth N. Berns    Mgmt    For    For    For
1.3   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Tiffany J. Thom    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    149123101
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    CAT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Caterpillar Inc.

 

Shares Voted:   42,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    For    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.7   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.8   Elect Director William A. Osborn    Mgmt    For    For    For
1.9   Elect Director Debra L. Reed    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   12,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael P. Cross    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Diamondback Energy, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Mark L. Plaumann    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Gulfport Energy Corporation

 

Meeting Date:    06/10/2016    Country:    USA    Primary Security ID:    402635304
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   44,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael G. Moore    Mgmt    For    For    For
1.2   Elect Director Craig Groeschel    Mgmt    For    For    For
1.3   Elect Director David L. Houston    Mgmt    For    For    For
1.4   Elect Director C. Doug Johnson    Mgmt    For    For    For
1.5   Elect Director Ben T. Morris    Mgmt    For    For    For
1.6   Elect Director Scott E. Streller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Report on Methane Emissions Management    SH    Against    Refer    Against

Weatherford International plc

 

Meeting Date:    06/15/2016    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   269,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mohamed A. Awad    Mgmt    For    For    For
1b   Elect Director David J. Butters    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 74 Ivy VIP Global Natural Resources

 

Weatherford International plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c   Elect Director Bernard J. Duroc-Danner    Mgmt    For    For    For
1d   Elect Director John D. Gass    Mgmt    For    For    For
1e   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1f   Elect Director Francis S. Kalman    Mgmt    For    For    For
1g   Elect Director William E. Macaulay    Mgmt    For    For    For
1h   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1i   Elect Director Guillermo Ortiz    Mgmt    For    For    For
1j   Elect Director Robert A. Rayne    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

IVY FUNDS VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

NXP Semiconductors NV

 

Meeting Date:    07/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    06/04/2015    Meeting Type:    Special    Ticker:    NXPI

 

Shares Voted:   158,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1A   Approve Acquisition of Freescale Through a Cash and Share Consideration    Mgmt    For    Refer    For
1B   Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A    Mgmt    For    Refer    For
1C   Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition    Mgmt    For    For    For
2A   Elect Gregory L. Summe as Non-executive Director    Mgmt    For    For    For
2B   Elect Peter Smitham as Non-executive Director    Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    08/26/2015    Country:    USA    Primary Security ID:    904311107
Record Date:    07/13/2015    Meeting Type:    Special    Ticker:    UA

 

Shares Voted:   78,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company’s Shares    Mgmt    For    Refer    For
1b   Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company    Mgmt    For    Refer    For
1c   Amend Charter to Provide Equal Treatment Provisions    Mgmt    For    Refer    For
1d   Amend Charter to Enhance Board Independence Provisions    Mgmt    For    Refer    For
1e   Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote    Mgmt    For    Refer    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Under Armour, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For

NIKE, Inc.

 

Meeting Date:    09/17/2015    Country:    USA    Primary Security ID:    654106103
Record Date:    07/20/2015    Meeting Type:    Annual    Ticker:    NKE

 

Shares Voted:   124,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2   Elect Director John C. Lechleiter    Mgmt    For    For    For
1.3   Elect Director Michelle A. Peluso    Mgmt    For    For    For
1.4   Elect Director Phyllis M. Wise    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Political Contributions    SH    Against    Against    Against
7   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    11/04/2015    Country:    USA    Primary Security ID:    512807108
Record Date:    09/08/2015    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   155,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Lam Research Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.8   Elect Director Krishna C. Saraswat    Mgmt    For    For    For
1.9   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Estee Lauder Companies Inc.

 

Meeting Date:    11/12/2015    Country:    USA    Primary Security ID:    518439104
Record Date:    09/14/2015    Meeting Type:    Annual    Ticker:    EL

 

Shares Voted:   49,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1.2   Elect Director Paul J. Fribourg    Mgmt    For    For    For
1.3   Elect Director Mellody Hobson    Mgmt    For    For    For
1.4   Elect Director Irvine O. Hockaday, Jr.    Mgmt    For    For    For
1.5   Elect Director Barry S. Sternlicht    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Harman International Industries, Incorporated

 

Meeting Date:    12/09/2015    Country:    USA    Primary Security ID:    413086109
Record Date:    10/14/2015    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   43,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann McLaughlin Korologos    Mgmt    For    For    For
1d   Elect Director Edward H. Meyer    Mgmt    For    For    For
1e   Elect Director Robert Nail    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Abraham N. Reichental    Mgmt    For    For    For
1h   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1i   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1j   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1k   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    12/10/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    10/20/2015    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   303,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For

AutoZone, Inc.

 

Meeting Date:    12/16/2015    Country:    USA    Primary Security ID:    053332102
Record Date:    10/19/2015    Meeting Type:    Annual    Ticker:    AZO

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

AutoZone, Inc.

 

Shares Voted:   15,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2   Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3   Elect Director Sue E. Gove    Mgmt    For    For    For
1.4   Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.5   Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.6   Elect Director J. R. Hyde, III    Mgmt    For    For    For
1.7   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.8   Elect Director W. Andrew McKenna    Mgmt    For    For    For
1.9   Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.10   Elect Director Luis P. Nieto    Mgmt    For    For    For
1.11   Elect Director William C. Rhodes, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Political Contributions and Lobbying Expenditures    SH    Against    Against    Against

Visa Inc.

 

Meeting Date:    02/03/2016    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   485,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1e   Elect Director Robert W. Matschullat    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Visa Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1g   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1h   Elect Director David J. Pang    Mgmt    For    For    For
1i   Elect Director Charles W. Scharf    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    02/19/2016    Country:    USA    Primary Security ID:    512807108
Record Date:    01/07/2016    Meeting Type:    Special    Ticker:    LRCX

 

Shares Voted:   171,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Increase Authorized Common Stock    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2016    Country:    USA    Primary Security ID:    037833100
Record Date:    12/28/2015    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   288,090          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James Bell    Mgmt    For    For    For
1.2   Elect Director Tim Cook    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Al Gore    Mgmt    For    For    For
1.4   Elect Director Bob Iger    Mgmt    For    For    For
1.5   Elect Director Andrea Jung    Mgmt    For    For    For
1.6   Elect Director Art Levinson    Mgmt    For    For    For
1.7   Elect Director Ron Sugar    Mgmt    For    For    For
1.8   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers    SH    Against    Refer    Against
6   Adopt Policy to Increase Diversity of Senior Management and Board of Directors    SH    Against    Refer    Against
7   Report on Guidelines for Country Selection    SH    Against    Against    Against
8   Adopt Proxy Access Right    SH    Against    Against    Against

The Walt Disney Company

 

Meeting Date:    03/03/2016    Country:    USA    Primary Security ID:    254687106
Record Date:    01/04/2016    Meeting Type:    Annual    Ticker:    DIS

 

Shares Voted:   98,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Susan E. Arnold    Mgmt    For    For    For
1b   Elect Director John S. Chen    Mgmt    For    For    For
1c   Elect Director Jack Dorsey    Mgmt    For    For    For
1d   Elect Director Robert A. Iger    Mgmt    For    For    For
1e   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1f   Elect Director Fred H. Langhammer    Mgmt    For    For    For
1g   Elect Director Aylwin B. Lewis    Mgmt    For    For    For
1h   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1i   Elect Director Mark G. Parker    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Walt Disney Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1k   Elect Director Orin C. Smith    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Supermajority Vote Requirement    Mgmt    For    Refer    For
5   Reduce Supermajority Vote Requirement    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Starbucks Corporation

 

Meeting Date:    03/23/2016    Country:    USA    Primary Security ID:    855244109
Record Date:    01/14/2016    Meeting Type:    Annual    Ticker:    SBUX

 

Shares Voted:   252,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Howard Schultz    Mgmt    For    For    For
1b   Elect Director William W. Bradley    Mgmt    For    For    For
1c   Elect Director Mary N. Dillon    Mgmt    For    For    For
1d   Elect Director Robert M. Gates    Mgmt    For    For    For
1e   Elect Director Mellody Hobson    Mgmt    For    For    For
1f   Elect Director Kevin R. Johnson    Mgmt    For    For    For
1g   Elect Director Joshua Cooper Ramo    Mgmt    For    For    For
1h   Elect Director James G. Shennan, Jr.    Mgmt    For    For    For
1i   Elect Director Clara Shih    Mgmt    For    For    For
1j   Elect Director Javier G. Teruel    Mgmt    For    For    For
1k   Elect Director Myron E. Ullman, III    Mgmt    For    For    For
1l   Elect Director Craig E. Weatherup    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Starbucks Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Proxy Access    SH    Against    Against    Against
6   Amend Policies to Allow Employees to Participate in Political Process with No Retribution    SH    Against    Against    Against

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/17/2016    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   237,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    Refer    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    CP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Canadian Pacific Railway Limited

 

Shares Voted:   162,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4.1   Elect Director William A. Ackman    Mgmt    For    For    For
4.2   Elect Director John Baird    Mgmt    For    For    For
4.3   Elect Director Isabelle Courville    Mgmt    For    For    For
4.4   Elect Director Keith E. Creel    Mgmt    For    For    For
4.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
4.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
4.7   Elect Director Anthony R. Melman    Mgmt    For    For    For
4.8   Elect Director Matthew H. Paul    Mgmt    For    For    For
4.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    693506107
Record Date:    02/19/2016    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   89,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director John V. Faraci    Mgmt    For    For    For
1.3   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.4   Elect Director Michael H. McGarry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

PPG Industries, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends    SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   135,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1f   Elect Director William R. Thomas    Mgmt    For    For    For
1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   77,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive Directors’ Reports (Non-Voting)    Mgmt         
2   Receive Auditors’ Reports (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Anheuser-Busch InBev SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Discharge of Auditors    Mgmt    For    For    For
7   Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    Mgmt    For    For    For
8a   Approve Remuneration Report    Mgmt    For    Refer    For
8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
9a   Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015    Mgmt    For    Refer    For
9b   Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015    Mgmt    For    Refer    For
10   Acknowledge Cancellation of VVPR Strips    Mgmt    For    Refer    For
11   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   220,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

HCA Holdings, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Michael W. Michelson    Mgmt    For    For    For
1k   Elect Director Wayne J. Riley    Mgmt    For    For    For
1l   Elect Director John W. Rowe    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    Against    Against

Lockheed Martin Corporation

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    539830109
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   53,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1b   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1c   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1d   Elect Director David B. Burritt    Mgmt    For    For    For
1e   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1f   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1g   Elect Director Thomas J. Falk    Mgmt    For    For    For
1h   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1i   Elect Director James M. Loy    Mgmt    For    For    For
1j   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1k   Elect Director Anne Stevens    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Lockheed Martin Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   69,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Shire plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    904311107
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   56,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director George W. Bodenheimer    Mgmt    For    For    For
1.4   Elect Director Douglas E. Coltharp    Mgmt    For    Refer    Withhold
1.5   Elect Director Anthony W. Deering    Mgmt    For    Refer    Withhold
1.6   Elect Director Karen W. Katz    Mgmt    For    For    For
1.7   Elect Director A.B. Krongard    Mgmt    For    Refer    Withhold
1.8   Elect Director William R. McDermott    Mgmt    For    For    For
1.9   Elect Director Eric T. Olson    Mgmt    For    For    For
1.10   Elect Director Harvey L. Sanders    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    05/02/2016    Country:    USA    Primary Security ID:    097023105
Record Date:    03/03/2016    Meeting Type:    Annual    Ticker:    BA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Boeing Company

 

Shares Voted:   82,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lynn J. Good    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Randall L. Stephenson    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
1l   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For
7   Report on Weapon Sales to Israel    SH    Against    Refer    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    110122108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   249,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Peter J. Arduini    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Bristol-Myers Squibb Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1C   Elect Director Giovanni Caforio    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   54,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Charles H. O’Reilly, Jr.    Mgmt    For    For    For
1c   Elect Director Larry O’Reilly    Mgmt    For    For    For
1d   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director Paul R. Lederer    Mgmt    For    For    For
1h   Elect Director John R. Murphy    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

O’Reilly Automotive, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

Philip Morris International Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718172109
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   115,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Human Rights Policy, Including the Right to Health    SH    Against    Against    Against
5   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Allergan plc

 

Meeting Date:    05/05/2016    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   108,315          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Nesli Basgoz    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director James H. Bloem    Mgmt    For    For    For
1.4   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1.7   Elect Director Catherine M. Klema    Mgmt    For    For    For
1.8   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1.9   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1.10   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1.11   Elect Director Ronald R. Taylor    Mgmt    For    Refer    For
1.12   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4A   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
4B   Amend Articles of Association to Make Certain Administrative Amendments    Mgmt    For    For    For
5A   Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election    Mgmt    For    Refer    For
5B   Establish Range for Size of Board    Mgmt    For    Refer    For
6   Approve Reduction in Share Capital    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    43300A104
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    HLT

 

Shares Voted:   161,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1.2   Elect Director Jonathan D. Gray    Mgmt    For    For    For
1.3   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.4   Elect Director Judith A. McHale    Mgmt    For    For    For
1.5   Elect Director John G. Schreiber    Mgmt    For    For    For
1.6   Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.7   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.8   Elect Director William J. Stein    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Danaher Corporation

 

Meeting Date:    05/10/2016    Country:    USA    Primary Security ID:    235851102
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   100,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Donald J. Ehrlich    Mgmt    For    Refer    For
1.2   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.3   Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.4   Elect Director Teri List-Stoll    Mgmt    For    Refer    For
1.5   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For
1.6   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.7   Elect Director Steven M. Rales    Mgmt    For    For    For
1.8   Elect Director John T. Schwieters    Mgmt    For    Refer    For
1.9   Elect Director Alan G. Spoon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Danaher Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    015351109
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   29,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Leonard Bell    Mgmt    For    For    For
1.2   Elect Director Felix J. Baker    Mgmt    For    For    For
1.3   Elect Director David R. Brennan    Mgmt    For    For    For
1.4   Elect Director M. Michele Burns    Mgmt    For    For    For
1.5   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.6   Elect Director David L. Hallal    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.9   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.11   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Gilead Sciences, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    375558103
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   276,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1c   Elect Director John W. Madigan    Mgmt    For    For    For
1d   Elect Director John C. Martin    Mgmt    For    For    For
1e   Elect Director John F. Milligan    Mgmt    For    For    For
1f   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1g   Elect Director Richard J. Whitley    Mgmt    For    For    For
1h   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1i   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Union Pacific Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    907818108
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   237,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.6   Elect Director Jane H. Lute    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Union Pacific Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.8   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.9   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.10   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.11   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

SBA Communications Corporation

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    78388J106
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    SBAC

 

Shares Voted:   29,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kevin L. Beebe    Mgmt    For    For    For
1b   Elect Director Jack Langer    Mgmt    For    For    For
1c   Elect Director Jeffrey A. Stoops    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5   Proxy Access    SH    Against    Against    Against

Amazon.com, Inc.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    023135106
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    AMZN

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amazon.com, Inc.

 

Shares Voted:   36,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1j   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against
4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against
5   Report on Political Contributions    SH    Against    Against    Against

The Charles Schwab Corporation

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    808513105
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    SCHW

 

Shares Voted:   462,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John K. Adams, Jr.    Mgmt    For    For    For
1b   Elect Director Stephen A. Ellis    Mgmt    For    For    For
1c   Elect Director Arun Sarin    Mgmt    For    For    For
1d   Elect Director Charles R. Schwab    Mgmt    For    For    For
1e   Elect Director Paula A. Sneed    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Charles Schwab Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Prepare Employment Diversity Report    SH    Against    Against    Against

CME Group Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   148,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director Leo Melamed    Mgmt    For    For    For
1k   Elect Director William P. Miller, II    Mgmt    For    For    For
1l   Elect Director James E. Oliff    Mgmt    For    For    For
1m   Elect Director Alex J. Pollock    Mgmt    For    For    For
1n   Elect Director John F. Sandner    Mgmt    For    For    For
1o   Elect Director Terry L. Savage    Mgmt    For    For    For
1p   Elect Director William R. Shepard    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amgen Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    031162100
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   53,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.6   Elect Director Greg C. Garland    Mgmt    For    For    For
1.7   Elect Director Fred Hassan    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Comcast Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   293,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Edward D. Breen    Mgmt    For    Refer    For
1.5   Elect Director Joseph J. Collins    Mgmt    For    Refer    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    Refer    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.11   Elect Director Judith Rodin    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Amend Stock Option Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Approve Recapitalization Plan for all Stock to Have
One-vote per Share		    SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    437076102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   261,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1d   Elect Director J. Frank Brown    Mgmt    For    For    For
1e   Elect Director Albert P. Carey    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director Armando Codina    Mgmt    For    For    For
1g   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1h   Elect Director Linda R. Gooden    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Craig A. Menear    Mgmt    For    For    For
1l   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    580135101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   155,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lloyd Dean    Mgmt    For    For    For
1b   Elect Director Stephen Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert Eckert    Mgmt    For    For    For
1d   Elect Director Margaret Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne Jackson    Mgmt    For    For    For
1g   Elect Director Richard Lenny    Mgmt    For    For    For
1h   Elect Director Walter Massey    Mgmt    For    For    For
1i   Elect Director John Mulligan    Mgmt    For    For    For
1j   Elect Director Sheila Penrose    Mgmt    For    For    For
1k   Elect Director John Rogers, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

McDonald’s Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1l   Elect Director Miles White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Adopt Holy Land Principles    SH    Against    Against    Against
7   Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain    SH    Against    Refer    Against
8   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
9   Report on Consistency Between Corporate Values and Political Activities    SH    Against    Against    Against

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/21/2016    Meeting Type:    Special    Ticker:    SHP

 

Shares Voted:   69,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

American Tower Corporation

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    03027X100
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    AMT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

American Tower Corporation

 

Shares Voted:   125,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1b   Elect Director Robert D. Hormats    Mgmt    For    For    For
1c   Elect Director Carolyn F. Katz    Mgmt    For    For    For
1d   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1e   Elect Director Craig Macnab    Mgmt    For    For    For
1f   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1g   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1h   Elect Director David E. Sharbutt    Mgmt    For    For    For
1i   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
1j   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Ulta Salon, Cosmetics & Fragrance, Inc.

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   50,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mary N. Dillon    Mgmt    For    For    For
1.2   Elect Director Charles Heilbronn    Mgmt    For    For    For
1.3   Elect Director Michael R. MacDonald    Mgmt    For    For    For
1.4   Elect Director George R. Mrkonic    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

NXP Semiconductors NV

 

Meeting Date:    06/02/2016    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2016    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   172,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Peter Smitham as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3k   Reelect Gregory Summe as Non-Executive Director    Mgmt    For    For    For
3l   Reelect Rick Tsai as Director    Mgmt    For    For    For
4   Approve Remuneration of Audit, Nominating and Compensation Committee    Mgmt    For    Refer    For
5a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

NXP Semiconductors NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a    Mgmt    For    For    For
6   Authorize Repurchase of Shares    Mgmt    For    For    For
7   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/03/2016    Country:    USA    Primary Security ID:    517834107
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   250,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Sheldon G. Adelson    Mgmt    For    For    For
1.2   Elect Director Irwin Chafetz    Mgmt    For    For    For
1.3   Elect Director Robert G. Goldstein    Mgmt    For    For    For
1.4   Elect Director Charles A. Koppelman    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Alphabet Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   37,760          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    For    For
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Alphabet Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Amended and Restated Certificate of Incorporation of Google Inc.    Mgmt    For    Refer    For
5   Approve Recapitalization Plan for all Stock to Have
One-vote per Share		    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Require a Majority Vote for the Election of    SH    Against    For    For
  Directors            
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Gender Pay Gap    SH    Against    Against    Against

Biogen Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   45,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Alexander J. Denner    Mgmt    For    For    For
1b   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1c   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1d   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1e   Elect Director Robert W. Pangia    Mgmt    For    For    For
1f   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1g   Elect Director Brian S. Posner    Mgmt    For    For    For
1h   Elect Director Eric K. Rowinsky    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Biogen Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director George A. Scangos    Mgmt    For    For    For
1j   Elect Director Lynn Schenk    Mgmt    For    For    For
1k   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    339041105
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   81,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ronald F. Clarke    Mgmt    For    For    For
1.2   Elect Director Joseph W. Farrelly    Mgmt    For    For    For
1.3   Elect Director Richard Macchia    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Proxy Access    SH    Against    Against    Against
4   Report on Plans to Increase Board Diversity    SH    None    Against    Against
5   Require a Majority Vote for the Election of Directors    SH    None    For    For

Celgene Corporation

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    151020104
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   284,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Mark J. Alles    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Celgene Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Richard W. Barker    Mgmt    For    For    For
1.4   Elect Director Michael W. Bonney    Mgmt    For    For    For
1.5   Elect Director Michael D. Casey    Mgmt    For    For    For
1.6   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.7   Elect Director Jacqualyn A. Fouse    Mgmt    For    For    For
1.8   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.9   Elect Director Julia A. Haller    Mgmt    For    For    For
1.10   Elect Director Gilla S. Kaplan    Mgmt    For    For    For
1.11   Elect Director James J. Loughlin    Mgmt    For    For    For
1.12   Elect Director Ernest Mario    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    For
6   Call Special Meetings    SH    Against    For    For
7   Proxy Access    SH    Against    Against    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    192446102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   285,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Francisco D’Souza    Mgmt    For    For    For
1e   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1f   Elect Director John E. Klein    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h   Elect Director Lakshmi Narayanan    Mgmt    For    For    For
1i   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j   Elect Director Robert E. Weissman    Mgmt    For    For    For
1k   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/20/2016    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   47,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joshua Boger    Mgmt    For    For    For
1.2   Elect Director Terrence C. Kearney    Mgmt    For    For    For
1.3   Elect Director Yuchun Lee    Mgmt    For    For    For
1.4   Elect Director Elaine S. Ullian    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
6   Stock Retention/Holding Period    SH    Against    Against    Against
7   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Facebook, Inc.

 

Meeting Date:    06/20/2016    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   289,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    Refer    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify the Grant of Restricted Stock Units to
Non-Employee Directors		    Mgmt    For    Refer    For
5   Ratify the Grant of Restricted Stock Units to
Non-Employee Directors		    Mgmt    For    Refer    For
6   Approve Annual Compensation Program for
Non-employee Directors		    Mgmt    For    Refer    For
7A   Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes    Mgmt    For    Refer    Against
7B   Increase Authorized Common Stock    Mgmt    For    Refer    Against
7C   Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock    Mgmt    For    For    For
7D   Amend Certificate of Incorporation to Provide for Additional Events    Mgmt    For    For    For
8   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
9   Approve Recapitalization Plan for all Stock to Have
One-vote per Share		    SH    Against    For    For
10   Report on Sustainability    SH    Against    Refer    For
11   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Facebook, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Establish International Policy Board Committee    SH    Against    Refer    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against

MasterCard Incorporated

 

Meeting Date:    06/28/2016    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   381,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Oki Matsumoto    Mgmt    For    Refer    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    07/28/2015    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   23,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Crestwood Midstream Partners LP

 

Meeting Date:    09/30/2015    Country:    USA    Primary Security ID:    226378107
Record Date:    08/24/2015    Meeting Type:    Special    Ticker:    CMLP

 

Shares Voted:   14,214          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Kansas City Southern

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    485170302
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   2,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.3   Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.4   Elect Director David Garza-Santos    Mgmt    For    For    For
1.5   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.6   Elect Director David L. Starling    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

 

Kansas City Southern

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Proxy Access    SH    Against    Against    Against

IVY FUNDS VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

Marks and Spencer Group plc

 

Meeting Date:    07/07/2015    Country:    United Kingdom    Primary Security ID:    G5824M107
Record Date:    07/03/2015    Meeting Type:    Annual    Ticker:    MKS

 

Shares Voted:   1,170,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Helen Weir as Director    Mgmt    For    For    For
5   Elect Richard Solomons as Director    Mgmt    For    For    For
6   Re-elect Vindi Banga as Director    Mgmt    For    For    For
7   Re-elect Alison Brittain as Director    Mgmt    For    For    For
8   Re-elect Marc Bolland as Director    Mgmt    For    For    For
9   Re-elect Patrick Bousquet-Chavanne as Director    Mgmt    For    For    For
10   Re-elect Miranda Curtis as Director    Mgmt    For    For    For
11   Re-elect John Dixon as Director    Mgmt    For    For    For
12   Re-elect Martha Lane Fox as Director    Mgmt    For    For    For
13   Re-elect Andy Halford as Director    Mgmt    For    For    For
14   Re-elect Steve Rowe as Director    Mgmt    For    For    For
15   Re-elect Robert Swannell as Director    Mgmt    For    For    For
16   Re-elect Laura Wade-Gery as Director    Mgmt    For    For    For
17   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
23   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
24   Approve Performance Share Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Marks and Spencer Group plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

25   Approve Executive Share Option Plan    Mgmt    For    Refer    For

Burberry Group plc

 

Meeting Date:    07/16/2015    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/14/2015    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   403,710          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir John Peace as Director    Mgmt    For    For    For
5   Elect Fabiola Arredondo as Director    Mgmt    For    For    For
6   Re-elect Philip Bowman as Director    Mgmt    For    For    For
7   Re-elect Ian Carter as Director    Mgmt    For    For    For
8   Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
9   Re-elect Stephanie George as Director    Mgmt    For    For    For
10   Re-elect Matthew Key as Director    Mgmt    For    For    For
11   Elect Carolyn McCall as Director    Mgmt    For    For    For
12   Re-elect David Tyler as Director    Mgmt    For    For    For
13   Re-elect Christopher Bailey as Director    Mgmt    For    For    For
14   Re-elect Carol Fairweather as Director    Mgmt    For    For    For
15   Re-elect John Smith as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Burberry Group plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
23   Adopt New Articles of Association    Mgmt    For    Refer    For

Macquarie Group Limited

 

Meeting Date:    07/23/2015    Country:    Australia    Primary Security ID:    Q57085286
Record Date:    07/21/2015    Meeting Type:    Annual    Ticker:    MQG

 

Shares Voted:   157,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
2a   Elect Peter H Warne as Director    Mgmt    For    For    For
2b   Elect Gordon M Cairns as Director    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
3   Elect Stephen Mayne as Director    SH    Against    Refer    Against
  Management Proposals    Mgmt         
4   Approve the Remuneration Report    Mgmt    For    For    For
5   Approve the Executive Voting Director’s Participation in the Macquarie Group Employee Retained Equity Plan    Mgmt    For    Refer    For
6   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors    Mgmt    For    Refer    For
7   Ratify the Past Issuance of 6.80 Million Shares    Mgmt    For    Refer    Abstain

SABMiller plc

 

Meeting Date:    07/23/2015    Country:    United Kingdom    Primary Security ID:    G77395104
Record Date:    07/21/2015    Meeting Type:    Annual    Ticker:    SAB

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

SABMiller plc

 

Shares Voted:   206,930          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Dave Beran as Director    Mgmt    For    For    For
4   Elect Jan du Plessis as Director    Mgmt    For    For    For
5   Elect Javier Ferran as Director    Mgmt    For    For    For
6   Elect Trevor Manuel as Director    Mgmt    For    For    For
7   Re-elect Mark Armour as Director    Mgmt    For    For    For
8   Re-elect Geoffrey Bible as Director    Mgmt    For    For    For
9   Re-elect Alan Clark as Director    Mgmt    For    For    For
10   Re-elect Dinyar Devitre as Director    Mgmt    For    For    For
11   Re-elect Guy Elliott as Director    Mgmt    For    For    For
12   Re-elect Lesley Knox as Director    Mgmt    For    For    For
13   Re-elect Dr Dambisa Moyo as Director    Mgmt    For    For    For
14   Re-elect Carlos Perez Davila as Director    Mgmt    For    For    For
15   Re-elect Alejandro Santo Domingo Davila as Director    Mgmt    For    For    For
16   Re-elect Helen Weir as Director    Mgmt    For    For    For
17   Approve Final Dividend    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

GDF Suez

 

Meeting Date:    07/29/2015    Country:    France    Primary Security ID:    F7629A107
Record Date:    07/24/2015    Meeting Type:    Special    Ticker:    GSZ

 

Shares Voted:   600,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Extraordinary Business    Mgmt         
1   Change Company Name to Engie and Amend Article 3 of Bylaws Accordingly    Mgmt    For    For    For
2   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

James Hardie Industries plc

 

Meeting Date:    08/14/2015    Country:    Ireland    Primary Security ID:    G4253H119
Record Date:    08/12/2015    Meeting Type:    Annual    Ticker:    JHX

 

Shares Voted:   791,890          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve the Financial Statements and Reports of the Directors and Auditor    Mgmt    For    For    For
2   Approve the Remuneration Report    Mgmt    For    For    For
3a   Elect Andrea Gisle Joosen as Director    Mgmt    For    For    For
3b   Elect Brian Anderson as Director    Mgmt    For    For    For
3c   Elect Alison Littley as Director    Mgmt    For    For    For
3d   Elect James Osborne as Director    Mgmt    For    For    For
4   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Approve the James Hardie Industries Long Term Incentive Plan 2006    Mgmt    For    Refer    For
6   Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company    Mgmt    For    Refer    For
7   Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company    Mgmt    For    Refer    For
8   Approve the Amendments to the Memorandum of Association    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

James Hardie Industries plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Approve the Amendments to the Company’s Constitution    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   245,830          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For
1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For
2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

Kweichow Moutai Co., Ltd.

 

Meeting Date:    09/16/2015    Country:    China    Primary Security ID:    Y5070V116
Record Date:    09/08/2015    Meeting Type:    Special    Ticker:    600519

 

Shares Voted:   292,091          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Amendments to Articles of Association    Mgmt    For    For    For
2   Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    For    For
3   Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    For    For
4   Elect Li Baofang as Non-Independent Director    Mgmt    For    For    For
5   Approve Provision of Financial Services by Company’s Subsidiary to Company’s Controlling Shareholder and Its Subsidiaries    Mgmt    For    Refer    Against

Diageo plc

 

Meeting Date:    09/23/2015    Country:    United Kingdom    Primary Security ID:    G42089113
Record Date:    09/21/2015    Meeting Type:    Annual    Ticker:    DGE

 

Shares Voted:   232,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Peggy Bruzelius as Director    Mgmt    For    For    For
5   Re-elect Lord Davies of Abersoch as Director    Mgmt    For    For    For
6   Re-elect Ho KwonPing as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Diageo plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Re-elect Betsy Holden as Director    Mgmt    For    For    For
8   Re-elect Dr Franz Humer as Director    Mgmt    For    For    For
9   Re-elect Deirdre Mahlan as Director    Mgmt    For    For    For
10   Re-elect Nicola Mendelsohn as Director    Mgmt    For    For    For
11   Re-elect Ivan Menezes as Director    Mgmt    For    For    For
12   Re-elect Philip Scott as Director    Mgmt    For    For    For
13   Re-elect Alan Stewart as Director    Mgmt    For    For    For
14   Appoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/23/2015    Country:    United Kingdom    Primary Security ID:    G42089113
Record Date:    08/12/2015    Meeting Type:    Annual    Ticker:    DGE

 

Shares Voted:   33,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Peggy Bruzelius as Director    Mgmt    For    For    For
5   Re-elect Lord Davies of Abersoch as Director    Mgmt    For    For    For
6   Re-elect Ho KwonPing as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Diageo plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Re-elect Betsy Holden as Director    Mgmt    For    For    For
8   Re-elect Dr Franz Humer as Director    Mgmt    For    For    For
9   Re-elect Deirdre Mahlan as Director    Mgmt    For    For    For
10   Re-elect Nicola Mendelsohn as Director    Mgmt    For    For    For
11   Re-elect Ivan Menezes as Director    Mgmt    For    For    For
12   Re-elect Philip Scott as Director    Mgmt    For    For    For
13   Re-elect Alan Stewart as Director    Mgmt    For    For    For
14   Appoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For

Cochlear Ltd.

 

Meeting Date:    10/20/2015    Country:    Australia    Primary Security ID:    Q25953102
Record Date:    10/18/2015    Meeting Type:    Annual    Ticker:    COH

 

Shares Voted:   111,828          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Approve the Remuneration Report    Mgmt    For    For    For
3.1   Elect Alison Deans as Director    Mgmt    For    For    For
3.2   Elect Glen Boreham as Director    Mgmt    For    For    For
3.3   Elect Edward Byrne as Director    Mgmt    For    For    For
4.1   Approve the Grant of Options and Performance Rights to Chris Smith, CEO and President of the Company    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Cochlear Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.1   Renew Partial Takeover Provision    Mgmt    For    Refer    For
6.1   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors    Mgmt    None    Refer    For

Amcor Limited

 

Meeting Date:    10/21/2015    Country:    Australia    Primary Security ID:    Q03080100
Record Date:    10/19/2015    Meeting Type:    Annual    Ticker:    AMC

 

Shares Voted:   971,313          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2a   Elect Graeme Liebelt as Director    Mgmt    For    For    For
2b   Elect Jeremy Sutcliffe as Director    Mgmt    For    For    For
3   Approve the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company    Mgmt    For    Refer    For
4   Approve the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company    Mgmt    For    Refer    For
5   Approve the Remuneration Report    Mgmt    For    For    For

China Construction Bank Corporation

 

Meeting Date:    10/28/2015    Country:    China    Primary Security ID:    Y1397N101
Record Date:    09/25/2015    Meeting Type:    Special    Ticker:    00939

 

Shares Voted:   11,835,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Elect Carl Walter as Director    Mgmt    For    For    For
2   Elect Anita Fung Yuen Mei as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   234,530          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

Pernod Ricard

 

Meeting Date:    11/06/2015    Country:    France    Primary Security ID:    F72027109
Record Date:    11/03/2015    Meeting Type:    Annual/Special    Ticker:    RI

 

Shares Voted:   102,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.80 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Approve Agreements with Alexandre Ricard, Chairman and CEO    Mgmt    For    Refer    For
6   Ratify Appointment of Veronica Vargas as Director    Mgmt    For    For    For
7   Reelect Nicole Bouton as Director    Mgmt    For    For    For
8   Elect Kory Sorenson as Director    Mgmt    For    For    For
9   Appoint CBA as Alternate Auditor    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000    Mgmt    For    Refer    For
11   Advisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously    Mgmt    For    Refer    Against
12   Advisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Pernod Ricard

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13   Advisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015    Mgmt    For    For    For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    For    For
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
19   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers    Mgmt    For    For    For
21   Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22   Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
23   Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    For
24   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
25   Amend Article 33 of Bylaws Re: Record Date    Mgmt    For    For    For
26   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Commonwealth Bank Of Australia

 

Meeting Date:    11/17/2015    Country:    Australia    Primary Security ID:    Q26915100
Record Date:    11/15/2015    Meeting Type:    Annual    Ticker:    CBA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Commonwealth Bank Of Australia

 

Shares Voted:   139,474          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2a   Elect David Turner as Director    Mgmt    For    For    For
2b   Elect Harrison Young as Director    Mgmt    For    For    For
2c   Elect Wendy Stops as Director    Mgmt    For    For    For
3   Approve the Remuneration Report    Mgmt    For    For    For
4a   Approve the Issuance of Securities to Ian Narev, Chief Executive Officer and Managing Director of the Company    Mgmt    For    Refer    For
4b   Approve the Issuance of Reward Rights to Ian Narev, Chief Executive Officer and Managing Director of the Company    Mgmt    For    Refer    For
5   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors    Mgmt    None    Refer    For

Nokia Corp.

 

Meeting Date:    12/02/2015    Country:    Finland    Primary Security ID:    X61873133
Record Date:    11/20/2015    Meeting Type:    Special    Ticker:    NOK1V

 

Shares Voted:   1,299,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Issue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent    Mgmt    For    Refer    For
7   Amend Articles Re: Corporate Purpose; Board-Related; General Meeting    Mgmt    For    Refer    For
8   Fix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors    Mgmt    For    For    For
9   Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nokia Corp.

 

Meeting Date:    12/02/2015    Country:    Finland    Primary Security ID:    X61873133
Record Date:    11/19/2015    Meeting Type:    Special    Ticker:    NOK1V

 

Shares Voted:   804,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt         
4   Acknowledge Proper Convening of Meeting    Mgmt         
5   Prepare and Approve List of Shareholders    Mgmt         
6   Issue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent    Mgmt    For    Refer    For
7   Amend Articles Re: Corporate Purpose; Board-Related; General Meeting    Mgmt    For    Refer    For
8   Fix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors    Mgmt    For    For    For
9   Close Meeting    Mgmt         

Nissin Kogyo

 

Meeting Date:    12/03/2015    Country:    Japan    Primary Security ID:    J58074105
Record Date:    09/30/2015    Meeting Type:    Special    Ticker:    7230

 

Shares Voted:   275,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Sale of Four-Wheel Brake Control and Brake Apply Business to Create Joint Ventures with Autoliv Inc    Mgmt    For    Refer    For

Westpac Banking Corporation

 

Meeting Date:    12/11/2015    Country:    Australia    Primary Security ID:    Q97417101
Record Date:    12/09/2015    Meeting Type:    Annual    Ticker:    WBC

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Westpac Banking Corporation

 

Shares Voted:   458,296          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Approve the Remuneration Report    Mgmt    For    For    For
3   Approve the Grant of Equity Securities to Brian Hartzer, Managing Director and Chief Executive Officer of the Company    Mgmt    For    Refer    For
4a   Elect Elizabeth Bryan as Director    Mgmt    For    For    For
4b   Elect Peter Hawkins as Director    Mgmt    For    For    For
4c   Elect Craig Dunn as Director    Mgmt    For    For    For

BG Group plc

 

Meeting Date:    01/28/2016    Country:    United Kingdom    Primary Security ID:    G1245Z108
Record Date:    01/26/2016    Meeting Type:    Special    Ticker:    BG.

 

Shares Voted:   508,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Matters Relating to the Cash and Share Offer for BG Group plc by Royal Dutch Shell plc    Mgmt    For    Refer    For

BG Group plc

 

Meeting Date:    01/28/2016    Country:    United Kingdom    Primary Security ID:    G1245Z108
Record Date:    01/26/2016    Meeting Type:    Court    Ticker:    BG.

 

Shares Voted:   508,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Court Meeting    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

Imperial Tobacco Group plc

 

Meeting Date:    02/03/2016    Country:    United Kingdom    Primary Security ID:    G4721W102
Record Date:    02/01/2016    Meeting Type:    Annual    Ticker:    IMT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Imperial Tobacco Group plc

 

Shares Voted:   166,898          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Alison Cooper as Director    Mgmt    For    For    For
5   Re-elect David Haines as Director    Mgmt    For    For    For
6   Re-elect Michael Herlihy as Director    Mgmt    For    For    For
7   Re-elect Matthew Phillips as Director    Mgmt    For    For    For
8   Re-elect Oliver Tant as Director    Mgmt    For    For    For
9   Re-elect Mark Williamson as Director    Mgmt    For    For    For
10   Re-elect Karen Witts as Director    Mgmt    For    For    For
11   Re-elect Malcolm Wyman as Director    Mgmt    For    For    For
12   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Change of Company Name to Imperial Brands plc    Mgmt    For    For    For
19   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Novartis AG

 

Meeting Date:    02/23/2016    Country:    Switzerland    Primary Security ID:    H5820Q150
Record Date:       Meeting Type:    Annual    Ticker:    NOVN

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Novartis AG

 

Shares Voted:   90,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.70 per Share    Mgmt    For    For    For
4   Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    Mgmt    For    For    For
6.1   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million    Mgmt    For    Refer    For
6.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million    Mgmt    For    Refer    For
6.3   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
7.1   Reelect Joerg Reinhardt as Director and Chairman    Mgmt    For    For    For
7.2   Reelect Nancy Andrews as Director    Mgmt    For    For    For
7.3   Reelect Dimitri Azar as Director    Mgmt    For    For    For
7.4   Reelect Srikant Datar as Director    Mgmt    For    For    For
7.5   Reelect Ann Fudge as Director    Mgmt    For    For    For
7.6   Reelect Pierre Landolt as Director    Mgmt    For    For    For
7.7   Reelect Andreas von Planta as Director    Mgmt    For    For    For
7.8   Reelect Charles Sawyers as Director    Mgmt    For    For    For
7.9   Reelect Enrico Vanni as Director    Mgmt    For    For    For
7.10   Reelect William Winters as Director    Mgmt    For    For    For
7.11   Elect Tom Buechner as Director    Mgmt    For    For    For
7.12   Elect Elizabeth Doherty as Director    Mgmt    For    For    For
8.1   Appoint Srikant Datar as Member of the Compensation Committee    Mgmt    For    For    For
8.2   Appoint Ann Fudge as Member of the Compensation Committee    Mgmt    For    For    For
8.3   Appoint Enrico Vanni as Member of the Compensation Committee    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Novartis AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8.4   Appoint William Winters as Member of the Compensation Committee    Mgmt    For    For    For
9   Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For    For    For
10   Designate Peter Andreas Zahn as Independent Proxy    Mgmt    For    For    For
11   Transact Other Business (Voting)    Mgmt    For    Against    Against

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016    Country:    Italy    Primary Security ID:    T55067101
Record Date:    02/17/2016    Meeting Type:    Special    Ticker:    ISP

 

Shares Voted:   3,102,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Extraordinary Business    Mgmt         
1   Adopt New Bylaws    Mgmt    For    Refer    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/11/2016    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2015    Meeting Type:    Annual    Ticker:    A005930

 

Shares Voted:   6,970          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Lee In-ho as Outside Director    Mgmt    For    For    For
2.1.2   Elect Song Gwang-su as Outside Director    Mgmt    For    For    For
2.1.3   Elect Park Jae-wan as Outside Director    Mgmt    For    For    For
2.2.1   Elect Yoon Bu-geun as Inside Director    Mgmt    For    For    For
2.2.2   Elect Shin Jong-gyun as Inside Director    Mgmt    For    For    For
2.2.3   Elect Lee Sang-hun as Inside Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Samsung Electronics Co., Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.3.1   Elect Lee In-ho as Member of Audit Committee    Mgmt    For    For    For
2.3.2   Elect Song Gwang-su as Member of Audit Committee    Mgmt    For    For    For
3   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For
4   Amend Articles of Incorporation    Mgmt    For    For    For

Danske Bank A/S

 

Meeting Date:    03/17/2016    Country:    Denmark    Primary Security ID:    K22272114
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    DANSKE

 

Shares Voted:   323,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Report of Board    Mgmt         
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of DKK 8.00 Per Share    Mgmt    For    For    For
4a   Reelect Ole Andersen as Director    Mgmt    For    For    For
4b   Reelect Urban Backstrom as Director    Mgmt    For    For    For
4c   Reelect Jorn Jensen as Director    Mgmt    For    For    For
4d   Reelect Rolv Ryssdal as Director    Mgmt    For    For    For
4e   Reelect Carol Sergeant as Director    Mgmt    For    For    For
4f   Reelect Trond Westlie as Director    Mgmt    For    For    For
4g   Elect Lars-Erik Brenoe as Director    Mgmt    For    For    For
4h   Elect Hilde Tonne as Director    Mgmt    For    For    For
5   Ratify Deloitte as Auditors    Mgmt    For    For    For
6a   Approve DKK 249 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    For
6b   Amend Articles Re: Change from Bearer Shares to Registered Shares    Mgmt    For    For    For
6c   Amend Articles Re: Notification of Annual General Meetings    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Danske Bank A/S

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6d   Amend Articles Re: Authorize the Board to Decide on Extraordinary Dividend Payments    Mgmt    For    For    For
7   Authorize Share Repurchase Program    Mgmt    For    For    For
8   Approve Remuneration of Directors for 2016    Mgmt    For    Refer    For
9   Approve Danske Bank Group’s Remuneration Policy for 2016    Mgmt    For    For    For
  Shareholder Proposals Submitted by Nanna Bonde Ottosen on Behalf of Six Shareholders; Shareholder Proposal Submitted by O. Norgaard    Mgmt         
10.1   Cease to Make New Investments in Non-Renewable Energy and Scale Down Existing Investments    SH    Against    Refer    Against
10.2   Introduce Ceiling on Golden Handshakes    SH    For    Against    For
10.3   At a European Level Support the Introduction of a Tax on Speculation (FTT tax)    SH    Against    Refer    Against
10.4   Create Increased Amount of Traineeship Opportunities at the Company    SH    Against    Refer    Against
11   Take Into Consideration Only Background, Education/Training and Suitability of the Candidate when Nominating Candidates to the Board of Directors and/or Management Positions    SH    Against    Refer    Against
  Management Proposals    Mgmt         
12   Other Business    Mgmt         

Bridgestone Corp.

 

Meeting Date:    03/24/2016    Country:    Japan    Primary Security ID:    J04578126
Record Date:    12/31/2015    Meeting Type:    Annual    Ticker:    5108

 

Shares Voted:   306,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 70    Mgmt    For    For    For
2   Amend Articles to Abolish Board Structure with Statutory Auditors — Adopt Board Structure with Three Committees — Indemnify Directors    Mgmt    For    Refer    For
3.1   Elect Director Tsuya, Masaaki    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Bridgestone Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Elect Director Nishigai, Kazuhisa    Mgmt    For    For    For
3.3   Elect Director Masunaga, Mikio    Mgmt    For    For    For
3.4   Elect Director Togami, Kenichi    Mgmt    For    For    For
3.5   Elect Director Tachibana Fukushima, Sakie    Mgmt    For    For    For
3.6   Elect Director Scott Trevor Davis    Mgmt    For    For    For
3.7   Elect Director Okina, Yuri    Mgmt    For    For    For
3.8   Elect Director Masuda, Kenichi    Mgmt    For    For    For
3.9   Elect Director Yamamoto, Kenzo    Mgmt    For    For    For
3.10   Elect Director Terui, Keiko    Mgmt    For    For    For
3.11   Elect Director Sasa, Seiichi    Mgmt    For    For    For
4   Approve Annual Bonus    Mgmt    For    Refer    For

Nestle SA

 

Meeting Date:    04/07/2016    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   48,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report (Non-binding)    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.25 per Share    Mgmt    For    For    For
4.1a   Reelect Peter Brabeck-Letmathe as Director    Mgmt    For    For    For
4.1b   Reelect Paul Bulcke as Director    Mgmt    For    For    For
4.1c   Reelect Andreas Koopmann as Director    Mgmt    For    For    For
4.1d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1f   Reelect Steven G. Hoch as Director    Mgmt    For    For    For
4.1g   Reelect Naina Lal Kidwai as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nestle SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.1h   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
4.1i   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1j   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1k   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1l   Reelect Ruth K. Oniang’o as Director    Mgmt    For    For    For
4.1m   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.2   Reelect Peter Brabeck-Letmathe as Board Chairman    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Andreas Koopmann as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million    Mgmt    For    Refer    For
5.2   Approve Remuneration of Executive Committee in the Amount of CHF 60 Million    Mgmt    For    Refer    For
6   Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against

Telefonaktiebolaget LM Ericsson

 

Meeting Date:    04/13/2016    Country:    Sweden    Primary Security ID:    W26049119
Record Date:    04/07/2016    Meeting Type:    Annual    Ticker:    ERIC B

 

Shares Voted:   1,047,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Chairman of Meeting    Mgmt    For    For    For
2   Prepare and Approve List of Shareholders    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Approve Agenda of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Receive President’s Report    Mgmt         
8.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8.2   Approve Discharge of Board and President    Mgmt    For    For    For
8.3   Approve Allocation of Income and Dividends of SEK 3.70 Per Share    Mgmt    For    For    For
9   Determine Number of Directors (10) and Deputy Directors (0) of Board    Mgmt    For    Refer    For
10   Approve Remuneration of Directors in the Amount of 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work    Mgmt    For    Refer    For
11.1   Reelect Nora Denzel as Director    Mgmt    For    For    For
11.2   Reelect Borje Ekholm as Director    Mgmt    For    For    For
11.3   Reelect Leif Johansson as Director    Mgmt    For    For    For
11.4   Reelect Ulf Johansson as Director    Mgmt    For    For    For
11.5   Reelect Kristin Skogen Lund as Director    Mgmt    For    For    For
11.6   Elect Kristin S. Rinne as New Director    Mgmt    For    For    For
11.7   Reelect Sukhinder Singh Cassidy as Director    Mgmt    For    For    For
11.8   Elect Helena Stjernholm as New Director    Mgmt    For    For    For
11.9   Reelect Hans Vestberg as Director    Mgmt    For    For    For
11.10   Reelect Jacob Wallenberg as Director    Mgmt    For    For    For
12   Elect Leif Johansson as Board Chairman    Mgmt    For    For    For
13   Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    For
14   Approve Remuneration of Auditors    Mgmt    For    For    For
15   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
16   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Amend Articles Re Maximum Number of C Shares; Dividend of Class C shares; Deletion of Time Limitation Regarding Reduction of Share Capital Through Redemption of Series C Shares Election of Auditor    Mgmt    For    Refer    For
18.1   Approve 2016 Stock Purchase Plan    Mgmt    For    Refer    For
18.2   Approve Equity Plan Financing (2016 Stock Purchase Plan)    Mgmt    For    Refer    For
18.3   Approve Alternative Equity Plan Financing (2016 Stock Purchase Plan)    Mgmt    For    Refer    Against
18.4   Approve 2016 Key Contributor Retention Plan    Mgmt    For    Refer    For
18.5   Approve Equity Plan Financing (2016 Key Contributor Retention Plan)    Mgmt    For    Refer    For
18.6   Approve Alternative Equity Plan Financing (2016 Key Contributor Retention Plan)    Mgmt    For    Refer    Against
18.7   Approve 2016 Executive Performance Stock Plan    Mgmt    For    Refer    For
18.8   Approve Equity Plan Financing (2016 Executive Performance Stock Plan)    Mgmt    For    Refer    For
18.9   Approve Alternative Equity Plan Financing (2016 Executive Performance Stock Plan)    Mgmt    For    Refer    Against
19   Approve Equity Plan Financing (2012-2015 Long-Term Variable Remuneration Programs)    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson    Mgmt         
20   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM    SH    None    For    For
21   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    SH    None    Refer    Against
22.1   Amend Articles Re: Equal Voting Rights of Shares    SH    None    For    For
22.2   Amend Articles Re: Former Politicians on the Board of Directors    SH    None    Against    Against
23.1   Adopt Vision Regarding Work Place Accidents in the Company    SH    None    Refer    Against
23.2   Require Board to Appoint Work Group Regarding Work Place Accidents    SH    None    Refer    Against
23.3   Require Report on the Work Regarding Work Place Accidents to be Published at AGM and Include the Report in Annual Report    SH    None    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

23.4   Adopt Vision Regarding Gender Equality in the Company    SH    None    Against    Against
23.5   Instruct Board to Appoint a Working Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company    SH    None    Against    Against
23.6   Annually Publish Report on Gender Equality and Ethnical Diversity (Related to Items 23.4 and 23.5)    SH    None    Refer    Against
23.7   Request Board to Take Necessary Action to Create a Shareholders’ Association    SH    None    Refer    Against
23.8   Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities    SH    None    Refer    Against
23.9   Instruct Board to Propose to the Government a Change in Legislation Regarding Invoicing of Director Fees    SH    None    Refer    Against
23.10   Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity    SH    None    Against    Against
23.11   Request Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a “cool-off” Period For Politicians    SH    None    Against    Against
23.12   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders    SH    None    Refer    Against
24   Close Meeting    Mgmt         

Telefonaktiebolaget LM Ericsson

 

Meeting Date:    04/13/2016    Country:    Sweden    Primary Security ID:    W26049119
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    ERIC B

 

Shares Voted:   0          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A   Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner    Mgmt    None    Refer    Do Not Vote
1   Elect Chairman of Meeting    Mgmt    For    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Prepare and Approve List of Shareholders    Mgmt         
3   Approve Agenda of Meeting    Mgmt         
4   Acknowledge Proper Convening of Meeting    Mgmt         
5   Designate Inspector(s) of Minutes of Meeting    Mgmt         
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Receive President’s Report    Mgmt         
8.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    Do Not Vote
8.2   Approve Discharge of Board and President    Mgmt    For    For    Do Not Vote
8.3   Approve Allocation of Income and Dividends of SEK 3.70 Per Share    Mgmt    For    For    Do Not Vote
9   Determine Number of Directors (10) and Deputy Directors (0) of Board    Mgmt    For    Refer    Do Not Vote
10   Approve Remuneration of Directors in the Amount of 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work    Mgmt    For    Refer    Do Not Vote
11.1   Reelect Nora Denzel as Director    Mgmt    For    For    Do Not Vote
11.2   Reelect Borje Ekholm as Director    Mgmt    For    For    Do Not Vote
11.3   Reelect Leif Johansson as Director    Mgmt    For    For    Do Not Vote
11.4   Reelect Ulf Johansson as Director    Mgmt    For    For    Do Not Vote
11.5   Reelect Kristin Skogen Lund as Director    Mgmt    For    For    Do Not Vote
11.6   Elect Kristin S. Rinne as New Director    Mgmt    For    For    Do Not Vote
11.7   Reelect Sukhinder Singh Cassidy as Director    Mgmt    For    For    Do Not Vote
11.8   Elect Helena Stjernholm as New Director    Mgmt    For    For    Do Not Vote
11.9   Reelect Hans Vestberg as Director    Mgmt    For    For    Do Not Vote
11.10   Reelect Jacob Wallenberg as Director    Mgmt    For    For    Do Not Vote
12   Elect Leif Johansson as Board Chairman    Mgmt    For    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13   Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    Do Not Vote
14   Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
15   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    Do Not Vote
16   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    Do Not Vote
17   Amend Articles Re Maximum Number of C Shares; Dividend of Class C shares; Deletion of Time Limitation Regarding Reduction of Share Capital Through Redemption of Series C Shares Election of Auditor    Mgmt    For    For    Do Not Vote
18.1   Approve 2016 Stock Purchase Plan    Mgmt    For    Refer    Do Not Vote
18.2   Approve Equity Plan Financing (2016 Stock Purchase Plan)    Mgmt    For    Refer    Do Not Vote
18.3   Approve Alternative Equity Plan Financing (2016 Stock Purchase Plan)    Mgmt    For    Refer    Do Not Vote
18.4   Approve 2016 Key Contributor Retention Plan    Mgmt    For    Refer    Do Not Vote
18.5   Approve Equity Plan Financing (2016 Key Contributor Retention Plan)    Mgmt    For    Refer    Do Not Vote
18.6   Approve Alternative Equity Plan Financing (2016 Key Contributor Retention Plan)    Mgmt    For    Refer    Do Not Vote
18.7   Approve 2016 Executive Performance Stock Plan    Mgmt    For    Refer    Do Not Vote
18.8   Approve Equity Plan Financing (2016 Executive Performance Stock Plan)    Mgmt    For    Refer    Do Not Vote
18.9   Approve Alternative Equity Plan Financing (2016 Executive Performance Stock Plan)    Mgmt    For    Refer    Do Not Vote
19   Approve Equity Plan Financing (2012-2015 Long-Term Variable Remuneration Programs)    Mgmt    For    Refer    Do Not Vote
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson    Mgmt         
20   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM    SH    None    For    Do Not Vote
21   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    SH    None    Refer    Do Not Vote
22.1   Amend Articles Re: Equal Voting Rights of Shares    SH    None    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

22.2   Amend Articles Re: Former Politicians on the Board of Directors    SH    None    Against    Do Not Vote
23.1   Adopt Vision Regarding Work Place Accidents in the Company    SH    None    Refer    Do Not Vote
23.2   Require Board to Appoint Work Group Regarding Work Place Accidents    SH    None    Refer    Do Not Vote
23.3   Require Report on the Work Regarding Work Place Accidents to be Published at AGM and Include the Report in Annual Report    SH    None    Refer    Do Not Vote
23.4   Adopt Vision Regarding Gender Equality in the Company    SH    None    Against    Do Not Vote
23.5   Instruct Board to Appoint a Working Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company    SH    None    Against    Do Not Vote
23.6   Annually Publish Report on Gender Equality and Ethnical Diversity (Related to Items 23.4 and 23.5)    SH    None    Refer    Do Not Vote
23.7   Request Board to Take Necessary Action to Create a Shareholders’ Association    SH    None    Refer    Do Not Vote
23.8   Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities    SH    None    Refer    Do Not Vote
23.9   Instruct Board to Propose to the Government a Change in Legislation Regarding Invoicing of Director Fees    SH    None    Refer    Do Not Vote
23.10   Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity    SH    None    Against    Do Not Vote
23.11   Request Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a “cool-off” Period For Politicians    SH    None    Against    Do Not Vote
23.12   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders    SH    None    Refer    Do Not Vote
24   Close Meeting    Mgmt         

BP plc

 

Meeting Date:    04/14/2016    Country:    United Kingdom    Primary Security ID:    G12793108
Record Date:    04/12/2016    Meeting Type:    Annual    Ticker:    BP.

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BP plc

 

Shares Voted:   1,433,783          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    Against
3   Re-elect Bob Dudley as Director    Mgmt    For    For    For
4   Re-elect Dr Brian Gilvary as Director    Mgmt    For    For    For
5   Re-elect Paul Anderson as Director    Mgmt    For    For    For
6   Re-elect Alan Boeckmann as Director    Mgmt    For    For    For
7   Re-elect Frank Bowman as Director    Mgmt    For    For    For
8   Re-elect Cynthia Carroll as Director    Mgmt    For    For    For
9   Re-elect Ian Davis as Director    Mgmt    For    For    For
10   Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
11   Re-elect Brendan Nelson as Director    Mgmt    For    For    For
12   Elect Paula Reynolds as Director    Mgmt    For    For    For
13   Elect Sir John Sawers as Director    Mgmt    For    For    For
14   Re-elect Andrew Shilston as Director    Mgmt    For    For    For
15   Re-elect Carl-Henric Svanberg as Director    Mgmt    For    For    For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:    04/14/2016    Country:    Panama    Primary Security ID:    143658300
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    CCL

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Carnival Corporation

 

Shares Voted:   117,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    Mgmt    For    For    For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11   Approve Remuneration Report of Executive Directors    Mgmt    For    Refer    For
12   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation    Mgmt    For    For    For
13   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc    Mgmt    For    For    For
14   Receive UK Accounts and Reports of the Directors and Auditors of Carnival plc    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Carnival Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Authorize Share Repurchase Program    Mgmt    For    For    For

Carnival plc

 

Meeting Date:    04/14/2016    Country:    United Kingdom    Primary Security ID:    G19081101
Record Date:    04/12/2016    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   84,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
2   Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
3   Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
4   Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
6   Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
9   Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
10   Advisory Vote to Approve Executive Compensation    Mgmt    For    For    For
11   Approve Remuneration Report    Mgmt    For    For    For
12   Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Carnival plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13   Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Hypermarcas S.A.

 

Meeting Date:    04/14/2016    Country:    Brazil    Primary Security ID:    P5230A101
Record Date:       Meeting Type:    Annual    Ticker:    HYPE3

 

Shares Voted:   770,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3   Approve Remuneration of Company’s Management    Mgmt    For    Refer    For

Hypermarcas S.A.

 

Meeting Date:    04/14/2016    Country:    Brazil    Primary Security ID:    P5230A101
Record Date:       Meeting Type:    Special    Ticker:    HYPE3

 

Shares Voted:   770,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Article 5 to Reflect Changes in Capital    Mgmt    For    Refer    For
2   Amend Articles 24 and 28    Mgmt    For    Refer    For
3   Amend Article 33    Mgmt    For    Refer    For
4   Consolidate Bylaws    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Hypermarcas S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Re-Ratify Remuneration of Company’s Management for Fiscal Years 2012, 2013, 2014 and 2015    Mgmt    For    Refer    For
6   Approve Restricted Stock Plan    Mgmt    For    Refer    Against
7   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/14/2016    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/12/2016    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   219,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Re-elect Robert Brown as Director    Mgmt    For    For    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For
6   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
7   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
8   Re-elect Anne Lauvergeon as Director    Mgmt    For    For    For
9   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
10   Re-elect Chris Lynch as Director    Mgmt    For    For    For
11   Re-elect Paul Tellier as Director    Mgmt    For    For    For
12   Re-elect Simon Thompson as Director    Mgmt    For    For    For
13   Re-elect John Varley as Director    Mgmt    For    For    For
14   Re-elect Sam Walsh as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Rio Tinto plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
17   Approve Strategic Resilience for 2035 and Beyond    SH    For    Refer    For
  Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
  Continuation of Management Proposals    Mgmt         
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/14/2016    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   71,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
3   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
4   Re-elect Robert Brown as Director    Mgmt    For    For    For
5   Re-elect Megan Clark as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Rio Tinto plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
7   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
8   Re-elect Anne Lauvergeon as Director    Mgmt    For    For    For
9   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
10   Re-elect Chris Lynch as Director    Mgmt    For    For    For
11   Re-elect Paul Tellier as Director    Mgmt    For    For    For
12   Re-elect Simon Thompson as Director    Mgmt    For    For    For
13   Re-elect John Varley as Director    Mgmt    For    For    For
14   Re-elect Sam Walsh as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
17   Approve Strategic Resilience for 2035 and Beyond    SH    For    Refer    For
  Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
  Continuation of Management Proposals    Mgmt         
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Smith & Nephew plc

 

Meeting Date:    04/14/2016    Country:    United Kingdom    Primary Security ID:    G82343164
Record Date:    04/12/2016    Meeting Type:    Annual    Ticker:    SN.

 

Shares Voted:   608,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Smith & Nephew plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Approve Remuneration Report    Mgmt    For    Refer    Against
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Vinita Bali as Director    Mgmt    For    For    For
5   Re-elect Ian Barlow as Director    Mgmt    For    For    For
6   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
7   Re-elect Baroness Virginia Bottomley as Director    Mgmt    For    For    For
8   Re-elect Julie Brown as Director    Mgmt    For    For    For
9   Re-elect Erik Engstrom as Director    Mgmt    For    For    For
10   Elect Robin Freestone as Director    Mgmt    For    For    For
11   Re-elect Michael Friedman as Director    Mgmt    For    For    For
12   Re-elect Brian Larcombe as Director    Mgmt    For    For    For
13   Re-elect Joseph Papa as Director    Mgmt    For    For    For
14   Re-elect Roberto Quarta as Director    Mgmt    For    For    For
15   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Svenska Cellulosa Ab (Sca)

 

Meeting Date:    04/14/2016    Country:    Sweden    Primary Security ID:    W90152120
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    SCA B

 

Shares Voted:   456,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Open Meeting; Elect Chairman of Meeting    Mgmt    For    For    For
2   Prepare and Approve List of Shareholders    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Svenska Cellulosa Ab (Sca)

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Approve Agenda of Meeting    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Receive President’s Report    Mgmt         
8a   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8b   Approve Allocation of Income and Dividends of SEK 5.75 Per Share    Mgmt    For    For    For
8c   Approve Discharge of Board and President    Mgmt    For    For    For
9   Determine Number of Directors (9) and Deputy Directors (0) of Board    Mgmt    For    Refer    For
10   Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    For
11   Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    For    For
12a   Reelect Par Boman as Director    Mgmt    For    For    For
12b   Reelect Annemarie Gardshol as Director    Mgmt    For    For    For
12c   Reelect Magnus Groth as Director    Mgmt    For    For    For
12d   Reelect Louise Svanberg as Director    Mgmt    For    For    For
12e   Reelect Bert Nordberg as Director    Mgmt    For    For    For
12f   Reelect Barbara Thoralfsson as Director    Mgmt    For    For    For
12g   Elect Ewa Bjorling as New Director    Mgmt    For    For    For
12h   Elect Maija-Liisa Friman as New Director    Mgmt    For    For    For
12i   Elect Johan Malmquist as New Director    Mgmt    For    For    For
13   Elect Par Boman as Board Chairman    Mgmt    For    For    For
14   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
15   Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    For    For
16   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Svenska Cellulosa Ab (Sca)

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Close Meeting    Mgmt         

America Movil S.A.B. de C.V.

 

Meeting Date:    04/18/2016    Country:    Mexico    Primary Security ID:    P0280A101
Record Date:    04/08/2016    Meeting Type:    Special    Ticker:    AMX L

 

Shares Voted:   8,818,444          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Only Series L Shares Have Voting Rights    Mgmt         
1   Elect Directors for Series L Shares    Mgmt    For    Against    Against
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

America Movil S.A.B. de C.V.

 

Meeting Date:    04/18/2016    Country:    Mexico    Primary Security ID:    P0280A101
Record Date:    04/15/2016    Meeting Type:    Special    Ticker:    AMX L

 

Shares Voted:   6,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Only Series L Shares Have Voting Rights    Mgmt         
1   Elect Directors for Series L Shares    Mgmt    For    Against    Against
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   270,730          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   57,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Canadian Pacific Railway Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4.1   Elect Director William A. Ackman    Mgmt    For    For    For
4.2   Elect Director John Baird    Mgmt    For    For    For
4.3   Elect Director Isabelle Courville    Mgmt    For    For    For
4.4   Elect Director Keith E. Creel    Mgmt    For    For    For
4.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
4.6   Elect Director Rebecca MacDonald    Mgmt    For    For    For
4.7   Elect Director Anthony R. Melman    Mgmt    For    For    For
4.8   Elect Director Matthew H. Paul    Mgmt    For    For    For
4.9   Elect Director Andrew F. Reardon    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Unilever plc

 

Meeting Date:    04/20/2016    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   194,547          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Nils Andersen as Director    Mgmt    For    For    For
4   Re-elect Laura Cha as Director    Mgmt    For    For    For
5   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
6   Re-elect Louise Fresco as Director    Mgmt    For    For    For
7   Re-elect Ann Fudge as Director    Mgmt    For    For    For
8   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
9   Re-elect Mary Ma as Director    Mgmt    For    For    For
10   Re-elect Paul Polman as Director    Mgmt    For    For    For
11   Re-elect John Rishton as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Unilever plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
13   Elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
14   Elect Strive Masiyiwa as Director    Mgmt    For    For    For
15   Elect Youngme Moon as Director    Mgmt    For    For    For
16   Elect Graeme Pitkethly as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Adecco SA

 

Meeting Date:    04/21/2016    Country:    Switzerland    Primary Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN

 

Shares Voted:   166,980          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2.1   Approve Allocation of Income    Mgmt    For    For    For
2.2   Approve Dividends of CHF 0.90 per Share from Capital Contribution Reserves    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Approve Remuneration of Directors in the Amount of CHF 4.9 Million    Mgmt    For    Refer    For
4.2   Approve Remuneration of Executive Committee in the Amount of CHF 34.5 Million    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Adecco SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.1.1   Reelect Rolf Doerig as Director and Board Chairman    Mgmt    For    For    For
5.1.2   Reelect Dominique-Jean Chertier as Director    Mgmt    For    For    For
5.1.3   Reelect Jean-Christophe Deslarzes as Director    Mgmt    For    For    For
5.1.4   Reelect Alexander Gut as Director    Mgmt    For    For    For
5.1.5   Reelect Didier Lamouche as Director    Mgmt    For    For    For
5.1.6   Reelect Thomas O’Neill as Director    Mgmt    For    For    For
5.1.7   Reelect David Prince as Director    Mgmt    For    For    For
5.1.8   Reelect Wanda Rapaczynski as Director    Mgmt    For    For    For
5.1.9   Reelect Kathleen P. Taylor as Director    Mgmt    For    For    For
5.2.1   Appoint Alexander Gut as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2   Appoint Thomas O’Neill as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3   Appoint Wanda Rapaczynski as Member of the Compensation Committee    Mgmt    For    For    For
5.2.4   Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
5.4   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
6   Approve CHF 3.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7.1   Change Location of Registered Office/Headquarters to Opfikon/Zurich, Switzerland    Mgmt    For    Refer    For
7.2   Change Company Name to Adecco Group AG    Mgmt    For    For    For
8   Transact Other Business (Voting)    Mgmt    For    Against    Against

Bouygues

 

Meeting Date:    04/21/2016    Country:    France    Primary Security ID:    F11487125
Record Date:    04/18/2016    Meeting Type:    Annual/Special    Ticker:    EN

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Bouygues

 

Shares Voted:   236,965          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.60 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5   Approve Additional Pension Scheme Agreement with Olivier Bouygues    Mgmt    For    Refer    For
6   Advisory Vote on Compensation of Martin Bouygues, CEO and Chairman    Mgmt    For    For    For
7   Advisory Vote on Compensation of Olivier Bouygues, Vice-CEO    Mgmt    For    For    For
8   Reelect Patrick Kron as Director    Mgmt    For    Refer    For
9   Reelect Colette Lewiner as Director    Mgmt    For    For    For
10   Reelect Rose-Marie van Lerberghe as Director    Mgmt    For    For    For
11   Reelect SCDM as Director    Mgmt    For    Refer    For
12   Reelect Sandra Nombret as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
13   Reelect Michele Vilain as Representative of Employee Shareholders to the Board    Mgmt    For    For    For
14   Elect Olivier Bouygues as Director    Mgmt    For    Refer    For
15   Elect SCDM Participation as Director    Mgmt    For    Refer    For
16   Elect Clara Gaymard as Director    Mgmt    For    For    For
17   Renew Appointment of Mazars as Auditor    Mgmt    For    For    For
18   Renew Appointment Philippe Castagnac as Alternate Auditor    Mgmt    For    For    For
19   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Bouygues

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
23   Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer    Mgmt    For    Against    Against
24   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

ING Groep NV

 

Meeting Date:    04/25/2016    Country:    Netherlands    Primary Security ID:    N4578E413
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    INGA

 

Shares Voted:   630,330          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Report of Management Board (Non-Voting)    Mgmt         
2.b   Receive Announcements on Sustainability    Mgmt         
2.c   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
2.d   Discuss Remuneration Report    Mgmt         
2.e   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3.a   Receive Explanation on Profit Retention and Distribution Policy    Mgmt         
3.b   Approve Dividends of EUR 0.65 Per Share    Mgmt    For    For    For
4.a   Approve Discharge of Management Board    Mgmt    For    For    For
4.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5.a   Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes    Mgmt    For    Refer    For
5.b   Amend Articles Re: European Bank Recovery and Resolution Directive    Mgmt    For    For    For
5.c   Discussion of Executive Board Profile    Mgmt         
5.d   Discussion of Supervisory Board Profile    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

ING Groep NV

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Approve Remuneration Policy for Members of the Supervisory Board    Mgmt    For    Refer    For
7   Elect Wilfred Nagel to Management Board    Mgmt    For    For    For
8   Elect Ann Sherry AO to Supervisory Board    Mgmt    For    For    For
9.a   Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital    Mgmt    For    For    For
9.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11   Other Business (Non-Voting)    Mgmt         

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016    Country:    Italy    Primary Security ID:    T55067101
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    ISP

 

Shares Voted:   3,102,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Allocation of Income    Mgmt    For    For    For
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
2.a   Fix Number of Directors    SH    For    Refer    For
  Appoint Directors (Slate Election) — Choose One of the Following Slates    Mgmt         
2.b.1   Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    SH    None    Refer    For
2.b.2   Slate 2 Submitted by Institutional Investors (Assogestioni)    SH    None    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Intesa SanPaolo SPA

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
2.c   Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman    SH    None    For    For
  Management Proposal    Mgmt         
3.a   Approve Remuneration Report    Mgmt    For    For    For
  Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna    Mgmt         
3.b   Approve Remuneration of Directors    SH    None    For    For
  Management Proposals    Mgmt         
3.c   Remuneration Policies for Employees and Non-Employed Staff    Mgmt    For    For    For
3.d   Fix Maximum Variable Compensation Ratio    Mgmt    For    For    For
3.e   Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    Refer    For
3.f   Approve Severance Agreements    Mgmt    For    Refer    For

Airbus Group

 

Meeting Date:    04/28/2016    Country:    Netherlands    Primary Security ID:    N0280E105
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   119,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Airbus Group

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR 1.30 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young Accountants LLP as Auditors    Mgmt    For    For    For
4.6   Approve Amendments to Remuneration Policy    Mgmt    For    For    For
4.7   Reelect Denis Ranque as Non-Executive Director    Mgmt    For    For    For
4.8   Reelect Thomas Enders as Executive Director    Mgmt    For    For    For
4.9   Reelect Ralph D. Crosby, Jr. as Non-Executive Director    Mgmt    For    For    For
4.10   Reelect Hans-Peter Keitel as Non-Executive Director    Mgmt    For    For    For
4.11   Reelect Hermann-Josef Lamberti as Non-Executive Director    Mgmt    For    For    For
4.12   Reelect Lakshmi N. Mittal as Non-Executive Director    Mgmt    For    Refer    For
4.13   Reelect John Parker as Non-Executive Director    Mgmt    For    Refer    For
4.14   Reelect Jean- Claude Trichet as Non-Executive Director    Mgmt    For    For    For
4.15   Elect Catherine Guillouard as Non-Executive Director    Mgmt    For    For    For
4.16   Elect Claudia Nemat as Non-Executive Director    Mgmt    For    For    For
4.17   Elect Carlos Tavares as Non-Executive Director    Mgmt    For    For    For
4.18   Grant Board Authority to Issue Shares Up to 0.51 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Airbus Group

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.19   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.20   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.21   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         

CRH plc

 

Meeting Date:    04/28/2016    Country:    Ireland    Primary Security ID:    G25508105
Record Date:    04/26/2016    Meeting Type:    Annual    Ticker:    CRG

 

Shares Voted:   315,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    Refer    Against
5   Approve Increase in the Aggregate Limit of Fees Payable to Non-executive Directors    Mgmt    For    Refer    For
6(a)   Re-elect Ernst Bartschi as Director    Mgmt    For    For    For
6(b)   Re-elect Maeve Carton as Director    Mgmt    For    For    For
6(c)   Re-elect Nicky Hartery as Director    Mgmt    For    For    For
6(d)   Re-elect Patrick Kennedy as Director    Mgmt    For    For    For
6(e)   Elect Rebecca McDonald as Director    Mgmt    For    For    For
6(f)   Re-elect Donald McGovern Jr. as Director    Mgmt    For    For    For
6(g)   Re-elect Heather Ann McSharry as Director    Mgmt    For    For    For
6(h)   Re-elect Albert Manifold as Director    Mgmt    For    For    For
6(i)   Elect Senan Murphy as Director    Mgmt    For    For    For
6(j)   Re-elect Lucinda Riches as Director    Mgmt    For    For    For
6(k)   Re-elect Henk Rottinghuis as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

CRH plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6(l)   Elect William Teuber Jr. as Director    Mgmt    For    For    For
6(m)   Re-elect Mark Towe as Director    Mgmt    For    For    For
7   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
8   Reappoint Ernst & Young as Auditors    Mgmt    For    For    For
9   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
12   Authorise Reissuance of Treasury Shares    Mgmt    For    Against    For
13   Approve Scrip Dividend Program    Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/26/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   102,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Shire plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   64,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Re-elect Dominic Blakemore as Director    Mgmt    For    For    For
4   Elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
9   Elect Sara Mathew as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Shire plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Elect Jeffrey Poulton as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Approve Increase in Authorised Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
19   Adopt New Articles of Association    Mgmt    For    Refer    For
20   Authorise the Company to Call General Meeting with Two Week’s Notice    Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:    04/28/2016    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/02/2016    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   214,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director James W. Simpson    Mgmt    For    For    For
1.10   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.11   Elect Director Steven W. Williams    Mgmt    For    For    For
1.12   Elect Director Michael M. Wilson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Suncor Energy Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
4   SP 1: Report on Climate Change    SH    For    Refer    For
5   SP 2: Approve Annual Disclosure of Lobbying-Related Matters    SH    Against    Against    Against

Bayer AG

 

Meeting Date:    04/29/2016    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   74,540          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2015    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2015    Mgmt    For    For    For
4.1   Elect Johanna Faber to the Supervisory Board    Mgmt    For    For    For
4.2   Elect Wolfgang Plischke to the Supervisory Board    Mgmt    For    For    For
5   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016    Mgmt    For    For    For
7   Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017    Mgmt    For    For    For

Engie

 

Meeting Date:    05/03/2016    Country:    France    Primary Security ID:    F7629A107
Record Date:    04/28/2016    Meeting Type:    Annual/Special    Ticker:    ENGI

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Engie

 

Shares Voted:   580,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions    Mgmt    For    Refer    Against
5   Approve Additional Pension Scheme in Favor of Isabelle Kocher; Acknowledge Waiver of Agreement    Mgmt    For    Refer    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Reelect Gerard Mestrallet as Director    Mgmt    For    For    For
8   Reelect Isabelle Kocher as Director    Mgmt    For    For    For
9   Elect Sir Peter Ricketts as Director    Mgmt    For    For    For
10   Elect Fabrice Bregier as Director    Mgmt    For    For    For
11   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO    Mgmt    For    For    For
12   Advisory Vote on Compensation of Isabelle Kocher, Vice-CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For
15   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Engie

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

16   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 13 to 15    Mgmt    For    For    For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
18   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    Refer    Against
19   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    Refer    Against
20   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    Refer    Against
21   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18 to 20, Only in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    Refer    Against
22   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Only in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
24   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
25   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million    Mgmt    For    Refer    For
26   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
27   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, Only in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    Refer    Against
28   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
29   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Engie

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

30   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers    Mgmt    For    Refer    For
31   Amend Article 13.5 of Bylaws Re: Preparation Time for Employee Representatives    Mgmt    For    Refer    For
32   Amend Article 16 of Bylaws Re: Chairman Age Limit    Mgmt    For    Refer    For
33   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Aviva plc

 

Meeting Date:    05/04/2016    Country:    United Kingdom    Primary Security ID:    G0683Q109
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    AV.

 

Shares Voted:   1,381,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Claudia Arney as Director    Mgmt    For    For    For
5   Elect Andy Briggs as Director    Mgmt    For    For    For
6   Elect Belen Romana Garcia as Director    Mgmt    For    For    For
7   Elect Sir Malcolm Williamson as Director    Mgmt    For    For    For
8   Re-elect Glyn Barker as Director    Mgmt    For    For    For
9   Re-elect Patricia Cross as Director    Mgmt    For    For    For
10   Re-elect Michael Hawker as Director    Mgmt    For    For    For
11   Re-elect Michael Mire as Director    Mgmt    For    For    For
12   Re-elect Sir Adrian Montague as Director    Mgmt    For    For    For
13   Re-elect Bob Stein as Director    Mgmt    For    For    For
14   Re-elect Thomas Stoddard as Director    Mgmt    For    For    For
15   Re-elect Scott Wheway as Director    Mgmt    For    For    For
16   Re-elect Mark Wilson as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Aviva plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
24   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
25   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
26   Authorise Issue of Equity in Relation to Any Issuance of SII Instruments    Mgmt    For    Refer    For
27   Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments    Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/04/2016    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/02/2016    Meeting Type:    Annual    Ticker:    BA.

 

Shares Voted:   2,011,824          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
5   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
6   Re-elect Harriet Green as Director    Mgmt    For    For    For
7   Re-elect Christopher Grigg as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

BAE Systems plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Re-elect Ian King as Director    Mgmt    For    For    For
9   Re-elect Peter Lynas as Director    Mgmt    For    For    For
10   Re-elect Paula Rosput Reynolds as Director    Mgmt    For    For    For
11   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
12   Re-elect Ian Tyler as Director    Mgmt    For    For    For
13   Elect Elizabeth Corley as Director    Mgmt    For    For    For
14   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

TENARIS SA

 

Meeting Date:    05/04/2016    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/20/2016    Meeting Type:    Annual    Ticker:    TEN

 

Shares Voted:   102,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Restated Financial Statements and Statutory Reports FY 2014    Mgmt    For    For    For
2   Approve Restated Consolidated Financial Statements and Statutory Reports FY 2014    Mgmt    For    For    For
3   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports FY 2015    Mgmt    For    For    For
4   Approve Consolidated Financial Statements and Statutory Reports FY 2015    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TENARIS SA

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Approve Financial Statements    Mgmt    For    For    For
6   Approve Allocation of Income and Dividends    Mgmt    For    For    For
7   Approve Discharge of Directors    Mgmt    For    For    For
8   Re-elect R. Bonatti, C. Condorelli, R. Monti, G.M. Rocca, P. Rocca, J.S. Puche, A. Valsecchi, A. Vazquez, and G. Vogel as Directors (Bundled)    Mgmt    For    Refer    Against
9   Approve Remuneration of Directors    Mgmt    For    Refer    For
10   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
11   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For

TENARIS SA

 

Meeting Date:    05/04/2016    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/20/2016    Meeting Type:    Annual    Ticker:    TEN

 

Shares Voted:   16,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Restated Financial Statements and Statutory Reports FY 2014    Mgmt    For    For    For
2   Approve Restated Consolidated Financial Statements and Statutory Reports FY 2014    Mgmt    For    For    For
3   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports FY 2015    Mgmt    For    For    For
4   Approve Consolidated Financial Statements and Statutory Reports FY 2015    Mgmt    For    For    For
5   Approve Financial Statements    Mgmt    For    For    For
6   Approve Allocation of Income and Dividends    Mgmt    For    For    For
7   Approve Discharge of Directors    Mgmt    For    For    For
8   Re-elect R. Bonatti, C. Condorelli, R. Monti, G.M. Rocca, P. Rocca, J.S. Puche, A. Valsecchi, A. Vazquez, and G. Vogel as Directors (Bundled)    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

TENARIS SA

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Approve Remuneration of Directors    Mgmt    For    Refer    For
10   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
11   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For

AIA Group Ltd.

 

Meeting Date:    05/06/2016    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/03/2016    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   1,947,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Swee-Lian Teo as Director    Mgmt    For    For    For
4   Elect Narongchai Akrasanee as Director    Mgmt    For    For    For
5   Elect George Yong-Boon Yeo as Director    Mgmt    For    For    For
6   Elect Mark Edward Tucker as Director    Mgmt    For    For    For
7   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
8A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
8B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
8C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For

Fresenius Medical Care AG & Co. KGaA

 

Meeting Date:    05/12/2016    Country:    Germany    Primary Security ID:    D2734Z107
Record Date:    04/20/2016    Meeting Type:    Annual    Ticker:    FME

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Fresenius Medical Care AG & Co. KGaA

 

Shares Voted:   111,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.80 per Share    Mgmt    For    For    For
3   Approve Discharge of Personally Liable Partner for Fiscal 2015    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2015    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2016    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members of Personally Liable Partner    Mgmt    For    Refer    Against
7.1   Elect Gerd Krick to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Dieter Schenk to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Rolf Classon to the Supervisory Board and Joint Committee    Mgmt    For    For    For
7.4   Elect William Johnston to the Supervisory Board and Joint Committee    Mgmt    For    For    For
7.5   Elect Deborah McWhinney to the Supervisory Board    Mgmt    For    For    For
7.6   Elect Pascale Witz to the Supervisory Board    Mgmt    For    For    For
8   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
9   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
10   Amend Pooling Agreement Between Company, Fresenius SE & Co. KGaA, and Independent Directors    Mgmt    For    Refer    For
11   Amend 2011 Stock Option Plan    Mgmt    For    Refer    For

CK Hutchison Holdings Limited

 

Meeting Date:    05/13/2016    Country:    Cayman Islands    Primary Security ID:    G21765105
Record Date:    05/09/2016    Meeting Type:    Annual    Ticker:    1

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

CK Hutchison Holdings Limited

 

Shares Voted:   701,728          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Li Tzar Kuoi, Victor as Director    Mgmt    For    For    For
3b   Elect Fok Kin Ning, Canning as Director    Mgmt    For    For    For
3c   Elect Frank John Sixt as Director    Mgmt    For    Refer    Against
3d   Elect Lee Yeh Kwong, Charles as Director    Mgmt    For    Refer    Against
3e   Elect George Colin Magnus as Director    Mgmt    For    Refer    Against
3f   Elect Michael David Kadoorie as Director    Mgmt    For    Refer    Against
3g   Elect Wong Yick-ming, Rosanna as Director    Mgmt    For    For    For
4   Approve PricewaterhouseCoopers, Certified Public Accountants, as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5.1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
5.2   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against
6   Adopt Second HCML Share Option Scheme    Mgmt    For    Refer    Against

Fresenius SE & Co KGaA

 

Meeting Date:    05/13/2016    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/21/2016    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   205,560          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.55 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2015    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2015    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Fresenius SE & Co KGaA

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Ratify KPMG AG as Auditors for Fiscal 2016    Mgmt    For    For    For
6.1   Elect Michael Albrecht to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Michael Diekmann to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Gerd Krick to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Iris Loew-Friedrich to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Klaus-Peter Mueller to the Supervisory Board    Mgmt    For    For    For
6.6   Elect Hauke Stars to the Supervisory Board    Mgmt    For    For    For
7   Elect Michael Diekmann and Gerd Krick as Members of the Joint Committee (Bundled)    Mgmt    For    For    For

Deutsche Post AG

 

Meeting Date:    05/18/2016    Country:    Germany    Primary Security ID:    D19225107
Record Date:       Meeting Type:    Annual    Ticker:    DPW

 

Shares Voted:   450,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2015    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2015    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers AG as Auditors for the First Quarter of Fiscal 2017    Mgmt    For    For    For
7.1   Elect Katja Windt to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Werner Gatzer to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Ingrid Deltenre to the Supervisory Board    Mgmt    For    For    For
7.4   Elect Nikolaus von Bomhard to the Supervisory Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Deutsche Post AG

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH    Mgmt    For    Refer    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    05/18/2016    Country:    China    Primary Security ID:    Y5070V116
Record Date:    05/09/2016    Meeting Type:    Annual    Ticker:    600519

 

Shares Voted:   266,591          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve Annual Report and Summary    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve 2016 Financial Budget Report    Mgmt    For    For    For
6   Approve Profit Distribution    Mgmt    For    For    For
7   Approve Appointment of 2016 Financial Auditor and Internal Control Auditor    Mgmt    For    For    For
8   Approve Report of the Independent Directors    Mgmt    For    For    For
9   Approve Signing Trademark Licensing Contract Between Company, Subsidiary and Related Party    Mgmt    For    Refer    For
10   Approve 2016-2018 Providing Financial Servicing from Related Party    Mgmt    For    Refer    For
11   Approve Adjustment on Business Scope and Amend Articles of Association    Mgmt    For    For    For
12   Approve Adjustment on Maotai Circular Economy Technology Demonstration Garden Area 1st Plant Construction Project    Mgmt    For    Refer    For
13   Elect Lu Jinhai as Independent Director    Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/20/2016    Meeting Type:    Annual    Ticker:    RDSA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Royal Dutch Shell plc

 

Shares Voted:   340,374          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
4   Re-elect Guy Elliott as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Simon Henry as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
10   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
11   Re-elect Hans Wijers as Director    Mgmt    For    For    For
12   Re-elect Patricia Woertz as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy    SH    Against    Refer    Against

Legal & General Group plc

 

Meeting Date:    05/26/2016    Country:    United Kingdom    Primary Security ID:    G54404127
Record Date:    05/24/2016    Meeting Type:    Annual    Ticker:    LGEN

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Legal & General Group plc

 

Shares Voted:   2,742,705          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Re-elect Richard Meddings as Director    Mgmt    For    For    For
4   Re-elect Carolyn Bradley as Director    Mgmt    For    For    For
5   Re-elect Lizabeth Zlatkus as Director    Mgmt    For    For    For
6   Re-elect Mark Zinkula as Director    Mgmt    For    For    For
7   Re-elect Stuart Popham as Director    Mgmt    For    For    For
8   Re-elect Julia Wilson as Director    Mgmt    For    For    For
9   Re-elect Mark Gregory as Director    Mgmt    For    For    For
10   Re-elect Rudy Markham as Director    Mgmt    For    For    For
11   Re-elect John Stewart as Director    Mgmt    For    For    For
12   Re-elect Nigel Wilson as Director    Mgmt    For    For    For
13   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
14   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Adopt New Articles of Association    Mgmt    For    Refer    For
16   Approve Remuneration Report    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Approve Scrip Dividend Programme    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    05/25/2016    Meeting Type:    Special    Ticker:    SHP

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Shire plc

 

Shares Voted:   102,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/21/2016    Meeting Type:    Special    Ticker:    SHP

 

Shares Voted:   69,632          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Matters Relating to the Cash and Share Offer for Baxalta    Mgmt    For    Refer    For
2   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
3   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
4   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

WPP plc

 

Meeting Date:    06/08/2016    Country:    Jersey    Primary Security ID:    G9788D103
Record Date:    06/06/2016    Meeting Type:    Annual    Ticker:    WPP

 

Shares Voted:   586,910          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

WPP plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Sustainability Report    Mgmt    For    For    For
5   Re-elect Roberto Quarta as Director    Mgmt    For    For    For
6   Re-elect Dr Jacques Aigrain as Director    Mgmt    For    For    For
7   Re-elect Ruigang Li as Director    Mgmt    For    For    For
8   Re-elect Paul Richardson as Director    Mgmt    For    For    For
9   Re-elect Hugo Shong as Director    Mgmt    For    For    For
10   Re-elect Timothy Shriver as Director    Mgmt    For    For    For
11   Re-elect Sir Martin Sorrell as Director    Mgmt    For    For    For
12   Re-elect Sally Susman as Director    Mgmt    For    For    For
13   Re-elect Solomon Trujillo as Director    Mgmt    For    For    For
14   Re-elect Sir John Hood as Director    Mgmt    For    For    For
15   Re-elect Charlene Begley as Director    Mgmt    For    For    For
16   Re-elect Nicole Seligman as Director    Mgmt    For    For    For
17   Re-elect Daniela Riccardi as Director    Mgmt    For    For    For
18   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/10/2016    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   2,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Emiliano Calemzuk    Mgmt    For    For    For
1.2   Elect Director Marcos Galperin    Mgmt    For    For    For
1.3   Elect Director Roberto Balls Sallouti    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

MercadoLibre, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    192446102
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   197,020          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Francisco D’Souza    Mgmt    For    For    For
1e   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1f   Elect Director John E. Klein    Mgmt    For    For    For
1g   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1h   Elect Director Lakshmi Narayanan    Mgmt    For    For    For
1i   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1j   Elect Director Robert E. Weissman    Mgmt    For    For    For
1k   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Honda Motor Co. Ltd.

 

Meeting Date:    06/16/2016    Country:    Japan    Primary Security ID:    J22302111
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    7267

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Honda Motor Co. Ltd.

 

Shares Voted:   473,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 22    Mgmt    For    For    For
2.1   Elect Director Hachigo, Takahiro    Mgmt    For    For    For
2.2   Elect Director Matsumoto, Yoshiyuki    Mgmt    For    For    For
2.3   Elect Director Yamane, Yoshi    Mgmt    For    For    For
2.4   Elect Director Kuraishi, Seiji    Mgmt    For    For    For
2.5   Elect Director Takeuchi, Kohei    Mgmt    For    For    For
2.6   Elect Director Sekiguchi, Takashi    Mgmt    For    For    For
2.7   Elect Director Kunii, Hideko    Mgmt    For    For    For
2.8   Elect Director Ozaki, Motoki    Mgmt    For    For    For
2.9   Elect Director Ito, Takanobu    Mgmt    For    For    For
2.10   Elect Director Aoyama, Shinji    Mgmt    For    For    For
2.11   Elect Director Kaihara, Noriya    Mgmt    For    For    For
2.12   Elect Director Odaka, Kazuhiro    Mgmt    For    For    For
2.13   Elect Director Igarashi, Masayuki    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Yoshida, Masahiro    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Hiwatari, Toshiaki    Mgmt    For    Refer    For

Nissin Kogyo

 

Meeting Date:    06/16/2016    Country:    Japan    Primary Security ID:    J58074105
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    7230

 

Shares Voted:   251,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles to Change Location of Head Office    Mgmt    For    Refer    For
2   Amend Articles to Amend Provisions on Number of Directors    Mgmt    For    Refer    For
3.1   Elect Director Okawara, Eiji    Mgmt    For    Refer    Against
3.2   Elect Director Takei, Junya    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nissin Kogyo

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.3   Elect Director Terada, Kenji    Mgmt    For    For    For
3.4   Elect Director Sato, Kazuya    Mgmt    For    For    For
3.5   Elect Director Ichikawa, Yuichi    Mgmt    For    For    For
3.6   Elect Director Shinohara, Takayoshi    Mgmt    For    For    For
3.7   Elect Director Miyashita, Jiro    Mgmt    For    For    For
3.8   Elect Director Kobayashi, Keiichi    Mgmt    For    For    For
4   Appoint Statutory Auditor Saito, Heiji    Mgmt    For    Refer    Against
5   Approve Annual Bonus    Mgmt    For    For    For

Nokia Corp.

 

Meeting Date:    06/16/2016    Country:    Finland    Primary Security ID:    X61873133
Record Date:    06/06/2016    Meeting Type:    Annual    Ticker:    NOKIA

 

Shares Voted:   2,260,189          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
11   Fix Number of Directors at Nine    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nokia Corp.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Reelect Vivek Badrinath, Bruce Brown, Louis R. Hughes, Jean C. Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa and Kari Stadigh as Directors; Elect Carla Smits-Nusteling as New Director    Mgmt    For    For    For
13   Approve Remuneration of Auditors    Mgmt    For    For    For
14   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
15   Authorize Share Repurchase Program    Mgmt    For    For    For
16   Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights    Mgmt    For    For    For
17   Close Meeting    Mgmt         

Nokia Corp.

 

Meeting Date:    06/16/2016    Country:    Finland    Primary Security ID:    X61873133
Record Date:    06/03/2016    Meeting Type:    Annual    Ticker:    NOKIA

 

Shares Voted:   826,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt         
4   Acknowledge Proper Convening of Meeting    Mgmt         
5   Prepare and Approve List of Shareholders    Mgmt         
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Nokia Corp.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10   Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees    Mgmt    For    Refer    For
11   Fix Number of Directors at Nine    Mgmt    For    Refer    For
12.1   Elect Vivek Badrinath as Director    Mgmt    For    For    For
12.2   Elect Bruce Brown as Director    Mgmt    For    For    For
12.3   Elect Louis R. Hughes as Director    Mgmt    For    For    For
12.4   Elect Jean C. Monty as Director    Mgmt    For    For    For
12.5   Elect Elizabeth Nelson as Director    Mgmt    For    For    For
12.6   Elect Olivier Piou as Director    Mgmt    For    For    For
12.7   Elect Risto Siilasmaa as Director    Mgmt    For    For    For
12.8   Elect Carla Smits-Nusteling as Director    Mgmt    For    For    For
12.9   Elect Kari Stadigh as Director    Mgmt    For    For    For
13   Approve Remuneration of Auditors    Mgmt    For    For    For
14   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
15   Authorize Share Repurchase Program    Mgmt    For    For    For
16   Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights    Mgmt    For    For    For
17   Close Meeting    Mgmt         

Whitbread plc

 

Meeting Date:    06/21/2016    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    06/17/2016    Meeting Type:    Annual    Ticker:    WTB

 

Shares Voted:   55,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Alison Brittain as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Whitbread plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Elect Chris Kennedy as Director    Mgmt    For    For    For
6   Re-elect Richard Baker as Director    Mgmt    For    For    For
7   Re-elect Wendy Becker as Director    Mgmt    For    For    For
8   Re-elect Nicholas Cadbury as Director    Mgmt    For    For    For
9   Re-elect Sir Ian Cheshire as Director    Mgmt    For    For    For
10   Re-elect Simon Melliss as Director    Mgmt    For    For    For
11   Re-elect Louise Smalley as Director    Mgmt    For    For    For
12   Re-elect Susan Martin as Director    Mgmt    For    For    For
13   Re-elect Stephen Williams as Director    Mgmt    For    For    For
14   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Komatsu Ltd.

 

Meeting Date:    06/22/2016    Country:    Japan    Primary Security ID:    J35759125
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   516,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, With a Final Dividend of JPY 29    Mgmt    For    For    For
2.1   Elect Director Noji, Kunio    Mgmt    For    For    For
2.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
2.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For
2.4   Elect Director Takamura, Fujitoshi    Mgmt    For    For    For
2.5   Elect Director Shinozuka, Hisashi    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Komatsu Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.6   Elect Director Kuromoto, Kazunori    Mgmt    For    For    For
2.7   Elect Director Mori, Masanao    Mgmt    For    For    For
2.8   Elect Director Oku, Masayuki    Mgmt    For    For    For
2.9   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
2.10   Elect Director Kigawa, Makoto    Mgmt    For    For    For
3   Appoint Statutory Auditor Yamane, Kosuke    Mgmt    For    Refer    For
4   Approve Annual Bonus    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

SoftBank Group Corp.

 

Meeting Date:    06/22/2016    Country:    Japan    Primary Security ID:    J75963108
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    9984

 

Shares Voted:   444,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, With a Final Dividend of JPY 21    Mgmt    For    For    For
2.1   Elect Director Son, Masayoshi    Mgmt    For    For    For
2.2   Elect Director Nikesh Arora    Mgmt    For    For    For
2.3   Elect Director Miyauchi, Ken    Mgmt    For    For    For
2.4   Elect Director Ronald Fisher    Mgmt    For    For    For
2.5   Elect Director Yun Ma    Mgmt    For    For    For
2.6   Elect Director Miyasaka, Manabu    Mgmt    For    For    For
2.7   Elect Director Yanai, Tadashi    Mgmt    For    For    For
2.8   Elect Director Nagamori, Shigenobu    Mgmt    For    For    For
3   Approve Stock Option Plan    Mgmt    For    Refer    For
4   Approve Stock Option Plan    Mgmt    For    Refer    For
5   Transfer of Shares of Subsidiaries in Accordance with the Reorganization of Group Companies    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Mitsubishi Heavy Industries, Ltd.

 

Meeting Date:    06/23/2016    Country:    Japan    Primary Security ID:    J44002129
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    7011

 

Shares Voted:   3,265,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 6    Mgmt    For    For    For
2.1   Elect Director Omiya, Hideaki    Mgmt    For    For    For
2.2   Elect Director Miyanaga, Shunichi    Mgmt    For    For    For
2.3   Elect Director Koguchi, Masanori    Mgmt    For    For    For
2.4   Elect Director Nayama, Michisuke    Mgmt    For    For    For
2.5   Elect Director Shinohara, Naoyuki    Mgmt    For    For    For
2.6   Elect Director Kobayashi, Ken    Mgmt    For    For    For

Dai-ichi Life Insurance Co., Ltd.

 

Meeting Date:    06/24/2016    Country:    Japan    Primary Security ID:    J09748112
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    8750

 

Shares Voted:   538,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 35    Mgmt    For    For    For
2.1   Elect Director Saito, Katsutoshi    Mgmt    For    For    For
2.2   Elect Director Watanabe, Koichiro    Mgmt    For    For    For
2.3   Elect Director Tsuyuki, Shigeo    Mgmt    For    For    For
2.4   Elect Director Ishii, Kazuma    Mgmt    For    For    For
2.5   Elect Director Asano, Tomoyasu    Mgmt    For    For    For
2.6   Elect Director Teramoto, Hideo    Mgmt    For    For    For
2.7   Elect Director Sakurai, Kenji    Mgmt    For    For    For
2.8   Elect Director Nagahama, Morinobu    Mgmt    For    For    For
2.9   Elect Director Inagaki, Seiji    Mgmt    For    For    For
2.10   Elect Director Funabashi, Haruo    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Dai-ichi Life Insurance Co., Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.11   Elect Director Miyamoto, Michiko    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Kondo, Fusakazu    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Taniguchi, Tsuneaki    Mgmt    For    Refer    For
4   Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary    Mgmt    For    Refer    For
5   Amend Articles to Change Company Name — Amend Business Lines — Adopt Board Structure with Audit Committee — Amend Provisions on Number of Directors — Indemnify Directors    Mgmt    For    Refer    For
6.1   Elect Director Saito, Katsutoshi (Effective October 1)    Mgmt    For    For    For
6.2   Elect Director Watanabe, Koichiro (Effective October 1)    Mgmt    For    For    For
6.3   Elect Director Tsuyuki, Shigeo (Effective October 1)    Mgmt    For    For    For
6.4   Elect Director Horio, Norimitsu (Effective October 1)    Mgmt    For    For    For
6.5   Elect Director Tsutsumi, Satoru (Effective October 1)    Mgmt    For    For    For
6.6   Elect Director Ishii, Kazuma (Effective October 1)    Mgmt    For    For    For
6.7   Elect Director Asano, Tomoyasu (Effective October 1)    Mgmt    For    For    For
6.8   Elect Director Teramoto, Hideo (Effective October 1)    Mgmt    For    For    For
6.9   Elect Director Kawashima, Takashi (Effective October 1)    Mgmt    For    For    For
6.10   Elect Director Inagaki, Seiji (Effective October 1)    Mgmt    For    For    For
6.11   Elect Director Funabashi, Haruo (Effective October 1)    Mgmt    For    For    For
6.12   Elect Director George Olcott (Effective October 1)    Mgmt    For    For    For
6.13   Elect Director Maeda, Koichi (Effective October 1)    Mgmt    For    For    For
7.1   Elect Director and Audit Committee Member Nagahama, Morinobu (Effective October 1)    Mgmt    For    For    For
7.2   Elect Director and Audit Committee Member Kondo, Fusakazu (Effective October 1)    Mgmt    For    For    For
7.3   Elect Director and Audit Committee Member Sato, Rieko (Effective October 1)    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Dai-ichi Life Insurance Co., Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7.4   Elect Director and Audit Committee Member Shu, Ungyon (Effective October 1)    Mgmt    For    For    For
7.5   Elect Director and Audit Committee Member Masuda, Koichi (Effective October 1)    Mgmt    For    For    For
8   Elect Alternate Director and Audit Committee Member Tsuchiya, Fumiaki (Effective October 1)    Mgmt    For    For    For
9   Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members and Deep Discount Stock Option Plan    Mgmt    For    For    For
10   Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members    Mgmt    For    Refer    For

PICC Property and Casualty Co., Ltd.

 

Meeting Date:    06/24/2016    Country:    China    Primary Security ID:    Y6975Z103
Record Date:    05/24/2016    Meeting Type:    Annual    Ticker:    2328

 

Shares Voted:   5,336,593          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve 2015 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2015 Report of the Supervisory Committee    Mgmt    For    For    For
3   Approve 2015 Audited Financial Statements and Auditor’s Report    Mgmt    For    For    For
4   Approve 2015 Profit Distribution Plan and Payment of Final Dividend    Mgmt    For    For    For
5   Approve 2016 Directors’ Fees    Mgmt    For    Refer    For
6   Approve 2016 Supervisors’ Fees    Mgmt    For    Refer    For
7   Elect Chu Bende as Director    Mgmt    For    For    For
8   Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

PICC Property and Casualty Co., Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10   Approve Issuance of 10-Year Capital Supplementary Bonds and Related Transactions    Mgmt    For    Refer    For

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/27/2016    Country:    Japan    Primary Security ID:    J86298106
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    8766

 

Shares Voted:   191,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 57.5    Mgmt    For    For    For
2.1   Elect Director Sumi, Shuzo    Mgmt    For    For    For
2.2   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.3   Elect Director Ishii, Ichiro    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.6   Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.7   Elect Director Mimura, Akio    Mgmt    For    For    For
2.8   Elect Director Sasaki, Mikio    Mgmt    For    For    For
2.9   Elect Director Egawa, Masako    Mgmt    For    For    For
2.10   Elect Director Kitazawa, Toshifumi    Mgmt    For    For    For
2.11   Elect Director Fujii, Kunihiko    Mgmt    For    For    For
2.12   Elect Director Higuchi, Yasuyuki    Mgmt    For    For    For

Inpex Corporation

 

Meeting Date:    06/28/2016    Country:    Japan    Primary Security ID:    J2467E101
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    1605

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Inpex Corporation

 

Shares Voted:   778,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2.1   Elect Director Kitamura, Toshiaki    Mgmt    For    For    For
2.2   Elect Director Sano, Masaharu    Mgmt    For    For    For
2.3   Elect Director Sugaya, Shunichiro    Mgmt    For    For    For
2.4   Elect Director Murayama, Masahiro    Mgmt    For    For    For
2.5   Elect Director Ito, Seiya    Mgmt    For    For    For
2.6   Elect Director Ikeda, Takahiko    Mgmt    For    For    For
2.7   Elect Director Kurasawa, Yoshikazu    Mgmt    For    For    For
2.8   Elect Director Kittaka, Kimihisa    Mgmt    For    For    For
2.9   Elect Director Sase, Nobuharu    Mgmt    For    For    For
2.10   Elect Director Sato, Hiroshi    Mgmt    For    For    For
2.11   Elect Director Kagawa, Yoshiyuki    Mgmt    For    For    For
2.12   Elect Director Yanai, Jun    Mgmt    For    For    For
2.13   Elect Director Matsushita, Isao    Mgmt    For    For    For
2.14   Elect Director Okada, Yasuhiko    Mgmt    For    For    For
3   Approve Annual Bonus    Mgmt    For    Refer    For

Seiko Epson Corp.

 

Meeting Date:    06/28/2016    Country:    Japan    Primary Security ID:    J7030F105
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    6724

 

Shares Voted:   295,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, With a Final Dividend of JPY 30    Mgmt    For    For    For
2   Amend Articles to Adopt Board Structure with Audit Committee — Amend Provisions on Number of Directors — Amend Provisions on Director Titles — Indemnify Directors    Mgmt    For    Refer    For
3.1   Elect Director Usui, Minoru    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Seiko Epson Corp.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Elect Director Inoue, Shigeki    Mgmt    For    For    For
3.3   Elect Director Fukushima, Yoneharu    Mgmt    For    For    For
3.4   Elect Director Kubota, Koichi    Mgmt    For    For    For
3.5   Elect Director Kawana, Masayuki    Mgmt    For    For    For
3.6   Elect Director Seki, Tatsuaki    Mgmt    For    For    For
3.7   Elect Director Omiya, Hideaki    Mgmt    For    For    For
3.8   Elect Director Matsunaga, Mari    Mgmt    For    For    For
4.1   Elect Director and Audit Committee Member Hama, Noriyuki    Mgmt    For    For    For
4.2   Elect Director and Audit Committee Member Nara, Michihiro    Mgmt    For    For    For
4.3   Elect Director and Audit Committee Member Tsubaki, Chikami    Mgmt    For    For    For
4.4   Elect Director and Audit Committee Member Shirai, Yoshio    Mgmt    For    For    For
5   Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members    Mgmt    For    Refer    For
6   Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members    Mgmt    For    Refer    For
7   Approve Annual Bonus    Mgmt    For    Refer    For
8   Approve Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2016    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   756,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 16    Mgmt    For    For    For
2.1   Elect Director Hosoi, Susumu    Mgmt    For    For    For
2.2   Elect Director Nakagawa, Kuniharu    Mgmt    For    For    For
2.3   Elect Director Kawahara, Makoto    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 85 Ivy VIP International Core Equity

 

Isuzu Motors Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.4   Elect Director Ito, Kazuhiko    Mgmt    For    For    For
2.5   Elect Director Mori, Kazuhiro    Mgmt    For    For    For
2.6   Elect Director Shiomi, Takao    Mgmt    For    For    For
2.7   Elect Director Nakagawa, Hiroshi    Mgmt    For    For    For
2.8   Elect Director Motoki, Jun    Mgmt    For    For    For
2.9   Elect Director Maekawa, Hiroyuki    Mgmt    For    For    For
3   Appoint Statutory Auditor Mitsuzaki, Chikao    Mgmt    For    Refer    For
4   Approve Annual Bonus    Mgmt    For    Refer    For
5   Approve Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    06/29/2016    Country:    Japan    Primary Security ID:    J7771X109
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    8316

 

Shares Voted:   210,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 75    Mgmt    For    For    For
2   Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
3.1   Elect Director Miyata, Koichi    Mgmt    For    For    For
3.2   Elect Director Ota, Jun    Mgmt    For    For    For
3.3   Elect Director Noda, Koichi    Mgmt    For    For    For
3.4   Elect Director Kubo, Tetsuya    Mgmt    For    For    For
3.5   Elect Director Yokoyama, Yoshinori    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Teramoto, Toshiyuki    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Tsuruta, Rokuro    Mgmt    For    Refer    For

IVY FUNDS VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP MICRO CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

MERCURY SYSTEMS, INC.

 

Meeting Date:    12/08/2015    Country:    USA    Primary Security ID:    589378108
Record Date:    10/20/2015    Meeting Type:    Annual    Ticker:    MRCY

 

Shares Voted:   12,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Vincent Vitto    Mgmt    For    For    For
1.2   Elect Director George K. Muellner    Mgmt    For    For    For
1.3   Elect Director Mark S. Newman    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Rentrak Corporation

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    760174102
Record Date:    12/10/2015    Meeting Type:    Special    Ticker:    RENT

 

Shares Voted:   31,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against
3   Adjourn Meeting    Mgmt    For    Refer    For

Enanta Pharmaceuticals, Inc.

 

Meeting Date:    02/11/2016    Country:    USA    Primary Security ID:    29251M106
Record Date:    01/05/2016    Meeting Type:    Annual    Ticker:    ENTA

 

Shares Voted:   26,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ernst-Gunter Afting    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Enanta Pharmaceuticals, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.2   Elect Director Stephen Buckley, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Motorcar Parts of America, Inc.

 

Meeting Date:    03/24/2016    Country:    USA    Primary Security ID:    620071100
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    MPAA

 

Shares Voted:   38,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Selwyn Joffe    Mgmt    For    For    For
1.2   Elect Director Mel Marks    Mgmt    For    For    For
1.3   Elect Director Scott Adelson    Mgmt    For    For    For
1.4   Elect Director Rudolph Borneo    Mgmt    For    For    For
1.5   Elect Director Philip Gay    Mgmt    For    For    For
1.6   Elect Director Duane Miller    Mgmt    For    For    For
1.7   Elect Director Jeffrey Mirvis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Flotek Industries, Inc.

 

Meeting Date:    04/22/2016    Country:    USA    Primary Security ID:    343389102
Record Date:    03/03/2016    Meeting Type:    Annual    Ticker:    FTK

 

Shares Voted:   100,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ted D. Brown    Mgmt    For    For    For
1.2   Elect Director John W. Chisholm    Mgmt    For    For    For
1.3   Elect Director L. Melvin Cooper    Mgmt    For    For    For
1.4   Elect Director Carla S. Hardy    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Flotek Industries, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5   Elect Director Kenneth T. Hern    Mgmt    For    For    For
1.6   Elect Director L.V. ‘Bud’ McGuire    Mgmt    For    For    For
1.7   Elect Director John S. Reiland    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Hein & Associates LLP as Auditors    Mgmt    For    For    For

Kona Grill, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    50047H201
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    KONA

 

Shares Voted:   74,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Marcus E. Jundt    Mgmt    For    For    For
1.2   Elect Director Leonard M. Newman    Mgmt    For    Refer    Withhold
1.3   Elect Director Anthony L. Winczewski    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

MYR Group Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    55405W104
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    MYRG

 

Shares Voted:   57,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Larry F. Altenbaumer    Mgmt    For    For    For
1.2   Elect Director William A. Koertner    Mgmt    For    For    For
1.3   Elect Director William D. Patterson    Mgmt    For    For    For
1.4   Elect Director John P. Schauerman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

MYR Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Power Solutions International, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    73933G202
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    PSIX

 

Shares Voted:   22,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Elect Director Gary S. Winemaster    Mgmt    For    Refer    For
2   Elect Director Kenneth W. Landini    Mgmt    For    Refer    For
3   Elect Director Jay J. Hansen    Mgmt    For    For    For
4   Elect Director Mary E. Vogt    Mgmt    For    For    For
5   Elect Director Ellen R. Hoffing    Mgmt    For    For    For
6   Ratify RSM US LLP as Auditors    Mgmt    For    For    For

Nautilus, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    63910B102
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    NLS

 

Shares Voted:   88,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ronald P. Badie    Mgmt    For    For    For
1.2   Elect Director Bruce M. Cazenave    Mgmt    For    For    For
1.3   Elect Director Richard A. Horn    Mgmt    For    For    For
1.4   Elect Director M. Carl Johnson, III    Mgmt    For    For    For
1.5   Elect Director Anne G. Saunders    Mgmt    For    For    For
1.6   Elect Director Marvin G. Siegert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Nautilus, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

GLOBANT S.A.

 

Meeting Date:    05/06/2016    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    04/12/2016    Meeting Type:    Annual/Special    Ticker:    GLOB

 

Shares Voted:   6,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

  Annual Meeting Agenda    Mgmt         
1   Acknowledgement of the Postponement of the AGM    Mgmt         
2   Receive Board’s and Auditor’s Reports    Mgmt         
3   Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2015    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Allocation of Results    Mgmt    For    For    For
6   Approve Discharge of Directors    Mgmt    For    For    For
7   Approve Stock Option Plan Grants    Mgmt    For    Refer    For
8   Approve Remuneration of Directors for Financial Year 2016    Mgmt    For    Refer    For
9   Renew Appointment of Deloitte as Auditor for the Annual Accounts    Mgmt    For    For    For
10   Appoint Deloitte & Co S.A. as Auditor for the Consolidated Accounts    Mgmt    For    For    For
11   Reelect Timothy Mott as Director    Mgmt    For    For    For
12   Reelect Mario Vazquezas Director    Mgmt    For    For    For
13   Reelect Marcos Galperin as Director    Mgmt    For    For    For
14   Extend Mandate of Martín Migoya as Director    Mgmt    For    Refer    For
15   Extend the Mandate of Francisco Alvarez-Demalde as Director    Mgmt    For    For    For
  Special Meeting Agenda    Mgmt         
1   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 7.2 million    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

GLOBANT S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Change Date of Annual Meeting    Mgmt    For    For    For
3   Amend Article 10.2 Re: Decrease Shareholding Threshold to be Able to Add Items to Agenda of the Shareholder Meeting    Mgmt    For    Refer    For
4   Amend Article 10.7 Re: Record Date Setting    Mgmt    For    Refer    For
5   Amend Article 10.8 Re: Vote Instruction Deadline    Mgmt    For    Refer    For

RingCentral, Inc.

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    76680R206
Record Date:    03/29/2016    Meeting Type:    Annual    Ticker:    RNG

 

Shares Voted:   42,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Vladimir Shmunis    Mgmt    For    For    For
1.2   Elect Director Neil Williams    Mgmt    For    For    For
1.3   Elect Director Robert Theis    Mgmt    For    For    For
1.4   Elect Director Michelle McKenna-Doyle    Mgmt    For    For    For
1.5   Elect Director Allan Thygesen    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Inventure Foods, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    461212102
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    SNAK

 

Shares Voted:   103,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ashton D. Asensio    Mgmt    For    For    For
1.2   Elect Director Timothy A. Cole    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Inventure Foods, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.3   Elect Director Macon Bryce Edmonson    Mgmt    For    For    For
1.4   Elect Director Harold S. Edwards    Mgmt    For    Refer    For
1.5   Elect Director Paul J. Lapadat    Mgmt    For    Refer    Withhold
1.6   Elect Director Terry McDaniel    Mgmt    For    For    For
1.7   Elect Director David L. Meyers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend the Certificate of Incorporation to Effect the Elimination of Article Eighth    Mgmt    For    Refer    For
4   Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For

Repligen Corporation

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    759916109
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    RGEN

 

Shares Voted:   21,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Nicolas M. Barthelemy    Mgmt    For    For    For
1.2   Elect Director Glenn L. Cooper    Mgmt    For    For    For
1.3   Elect Director John G. Cox    Mgmt    For    For    For
1.4   Elect Director Karen A. Dawes    Mgmt    For    For    For
1.5   Elect Director Glenn P. Muir    Mgmt    For    For    For
1.6   Elect Director Thomas F. Ryan, Jr.    Mgmt    For    For    For
1.7   Elect Director Tony J. Hunt    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

Imprivata, Inc.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    45323J103
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    IMPR

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Imprivata, Inc.

 

Shares Voted:   97,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director David Barrett    Mgmt    For    For    For
1.2   Elect Director Paul Maeder    Mgmt    For    For    For
1.3   Elect Director John Blaeser    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Potbelly Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    73754Y100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    PBPB

 

Shares Voted:   46,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ann-Marie Campbell    Mgmt    For    For    For
1.2   Elect Director Dan Ginsberg    Mgmt    For    For    For
1.3   Elect Director Harvey Kanter    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Adeptus Health Inc.

 

Meeting Date:    05/16/2016    Country:    USA    Primary Security ID:    006855100
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    ADPT

 

Shares Voted:   14,496          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Thomas S. Hall    Mgmt    For    For    For
1.2   Elect Director Richard Covert    Mgmt    For    For    For
1.3   Elect Director Steven V. Napolitano    Mgmt    For    For    For
1.4   Elect Director Daniel W. Rosenberg    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Adeptus Health Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5   Elect Director Gregory W. Scott    Mgmt    For    For    For
1.6   Elect Director Ronald L. Taylor    Mgmt    For    For    For
1.7   Elect Director Jeffery S. Vender    Mgmt    For    For    For
1.8   Elect Director Stephen M. Mengert    Mgmt    For    For    For
2   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ICU Medical, Inc.

 

Meeting Date:    05/16/2016    Country:    USA    Primary Security ID:    44930G107
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    ICUI

 

Shares Voted:   11,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Vivek Jain    Mgmt    For    For    For
1.2   Elect Director George A. Lopez    Mgmt    For    For    For
1.3   Elect Director Joseph R. Saucedo    Mgmt    For    For    For
1.4   Elect Director Richard H. Sherman    Mgmt    For    For    For
1.5   Elect Director Robert S. Swinney    Mgmt    For    For    For
1.6   Elect Director David C. Greenberg    Mgmt    For    For    For
1.7   Elect Director Elisha W. Finney    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

SPS Commerce, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    78463M107
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    SPSC

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

SPS Commerce, Inc.

 

Shares Voted:   27,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Archie C. Black    Mgmt    For    For    For
1.2   Elect Director Martin J. Leestma    Mgmt    For    For    For
1.3   Elect Director James B. Ramsey    Mgmt    For    For    For
1.4   Elect Director Tami L. Reller    Mgmt    For    For    For
1.5   Elect Director Michael A. Smerklo    Mgmt    For    For    For
1.6   Elect Director Philip E. Soran    Mgmt    For    For    For
1.7   Elect Director Sven A. Wehrwein    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PGT, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    69336V101
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    PGTI

 

Shares Voted:   87,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Alexander R. Castaldi    Mgmt    For    For    For
1.2   Elect Director M. Joseph McHugh    Mgmt    For    For    For
1.3   Elect Director William J. Morgan    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Sportsman’s Warehouse Holdings, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    84920Y106
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    SPWH

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Sportsman’s Warehouse Holdings, Inc.

 

Shares Voted:   122,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Elect Director Kay L. Toolson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

NEWLINK GENETICS CORPORATION

 

Meeting Date:    05/20/2016    Country:    USA    Primary Security ID:    651511107
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    NLNK

 

Shares Voted:   13,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Paul R. Edick    Mgmt    For    For    For
1.2   Elect Director Joseph B. Saluri    Mgmt    For    For    For
1.3   Elect Director Nicholas N. Vahanian    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    68213N109
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    OMCL

 

Shares Voted:   35,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director James T. Judson    Mgmt    For    For    For
1.2   Elect Director Gary S. Petersmeyer    Mgmt    For    For    For
1.3   Elect Director Bruce D. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Laredo Petroleum, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    516806106
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   35,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Pamela S. Pierce    Mgmt    For    For    For
1.2   Elect Director B.Z. (Bill) Parker    Mgmt    For    For    For
1.3   Elect Director Francis Rooney    Mgmt    For    Refer    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Entravision Communications Corporation

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    29382R107
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    EVC

 

Shares Voted:   114,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Walter F. Ulloa    Mgmt    For    Refer    Withhold
1.2   Elect Director Paul A. Zevnik    Mgmt    For    Refer    Withhold
1.3   Elect Director Gilbert R. Vasquez    Mgmt    For    For    For
1.4   Elect Director Patricia Diaz Dennis    Mgmt    For    For    For
1.5   Elect Director Juan Saldívar von Wuthenau    Mgmt    For    Refer    Withhold
1.6   Elect Director Martha Elena Diaz    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

LogMeIn, Inc.

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    54142L109
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    LOGM

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

LogMeIn, Inc.

 

Shares Voted:   24,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Gregory W. Hughes    Mgmt    For    For    For
1.2   Elect Director Marilyn Matz    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

GTT Communications, Inc.

 

Meeting Date:    05/31/2016    Country:    USA    Primary Security ID:    362393100
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    GTT

 

Shares Voted:   58,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Richard D. Calder, Jr.    Mgmt    For    For    For
1.2   Elect Director H. Brian Thompson    Mgmt    For    For    For
1.3   Elect Director S. Joseph Bruno    Mgmt    For    For    For
1.4   Elect Director Rhodric C. Hackman    Mgmt    For    For    For
1.5   Elect Director Howard E. Janzen    Mgmt    For    For    For
1.6   Elect Director Nick Adamo    Mgmt    For    For    For
1.7   Elect Director Theodore B. Smith, III    Mgmt    For    For    For
1.8   Elect Director Elizabeth Satin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify CohnReznick LLP as Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

PDF Solutions, Inc.

 

Meeting Date:    05/31/2016    Country:    USA    Primary Security ID:    693282105
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    PDFS

 

Shares Voted:   75,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1   Elect Director John K. Kibarian    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Endologix, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    29266S106
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    ELGX

 

Shares Voted:   96,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Gregory D. ‘Greg’ Waller    Mgmt    For    For    For
1.2   Elect Director Thomas C. ‘Tom’ Wilder, III    Mgmt    For    For    For
1.3   Elect Director Thomas F. ‘Tom’ Zenty, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Intersect ENT, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    46071F103
Record Date:    04/07/2016    Meeting Type:    Annual    Ticker:    XENT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Intersect ENT, Inc.

 

Shares Voted:   72,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1.2   Elect Director Lisa D. Earnhardt    Mgmt    For    For    For
1.3   Elect Director Cynthia L. Lucchese    Mgmt    For    For    For
1.4   Elect Director Dana G. Mead, Jr.    Mgmt    For    For    For
1.5   Elect Director Frederic H. Moll    Mgmt    For    For    For
1.6   Elect Director Casey M. Tansey    Mgmt    For    For    For
1.7   Elect Director W. Anthony Vernon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Surgical Care Affiliates, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    86881L106
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    SCAI

 

Shares Voted:   23,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Andrew P. Hayek    Mgmt    For    For    For
1.2   Elect Director Frederick A. Hessler    Mgmt    For    For    For
1.3   Elect Director Lisa Skeete Tatum    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Avinger, Inc.

 

Meeting Date:    06/06/2016    Country:    USA    Primary Security ID:    053734109
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    AVGR

 

Shares Voted:   55,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director John B. Simpson    Mgmt    For    Refer    For
1.2   Elect Director Jeffrey M. Soinski    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

2U, Inc.

 

Meeting Date:    06/07/2016    Country:    USA    Primary Security ID:    90214J101
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    TWOU

 

Shares Voted:   34,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Timothy M. Haley    Mgmt    For    Refer    Withhold
1.2   Elect Director Earl Lewis    Mgmt    For    Refer    Withhold
1.3   Elect Director Coretha M. Rushing    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

 

Meeting Date:    06/07/2016    Country:    USA    Primary Security ID:    41068X100
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    HASI

 

Shares Voted:   46,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Jeffrey W. Eckel    Mgmt    For    For    For
1.2   Elect Director Teresa M. Brenner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.3   Elect Director Mark J. Cirilli    Mgmt    For    Refer    Withhold
1.4   Elect Director Charles M. O’Neil    Mgmt    For    Refer    Withhold
1.5   Elect Director Richard J. Osborne    Mgmt    For    For    For
1.6   Elect Director Steven G. Osgood    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Natera, Inc.

 

Meeting Date:    06/07/2016    Country:    USA    Primary Security ID:    632307104
Record Date:    04/19/2016    Meeting Type:    Annual    Ticker:    NTRA

 

Shares Voted:   44,778          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director James I. Healy    Mgmt    For    Refer    Withhold
1.2   Elect Director Edward C. Driscoll, Jr.    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    00771V108
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    AERI

 

Shares Voted:   47,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Gerald D. Cagle    Mgmt    For    For    For
1.2   Elect Director Richard Croarkin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Cornerstone OnDemand, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    21925Y103
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    CSOD

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Cornerstone OnDemand, Inc.

 

Shares Voted:   41,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Harold Burlingame    Mgmt    For    For    For
1.2   Elect Director James McGeever    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Zix Corporation

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    98974P100
Record Date:    04/19/2016    Meeting Type:    Annual    Ticker:    ZIXI

 

Shares Voted:   351,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Mark J. Bonney    Mgmt    For    For    For
1.2   Elect Director Taher A. Elgamal    Mgmt    For    For    For
1.3   Elect Director Robert C. Hausmann    Mgmt    For    For    For
1.4   Elect Director Maribess L. Miller    Mgmt    For    For    For
1.5   Elect Director Richard D. Spurr    Mgmt    For    For    For
1.6   Elect Director David J. Wagner    Mgmt    For    For    For
2   Ratify Whitley Penn LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/09/2016    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2016    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   49,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Michael J. Maples, Sr.    Mgmt    For    Refer    Withhold
1.2   Elect Director James R. Offerdahl    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Q2 Holdings, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director R. H. ‘Hank’ Seale, III    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Evolent Health, Inc.

 

Meeting Date:    06/14/2016    Country:    USA    Primary Security ID:    30050B101
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    EVH

 

Shares Voted:   43,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director David Farner    Mgmt    For    Refer    Against
1b   Elect Director Michael Kirshbaum    Mgmt    For    Refer    Against
1c   Elect Director Norman Payson    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Remove Section 11.03    Mgmt    For    For    For

Intra-Cellular Therapies, Inc.

 

Meeting Date:    06/14/2016    Country:    USA    Primary Security ID:    46116X101
Record Date:    04/20/2016    Meeting Type:    Annual    Ticker:    ITCI

 

Shares Voted:   22,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Sharon Mates    Mgmt    For    For    For
1.2   Elect Director Rory B. Riggs    Mgmt    For    For    For
1.3   Elect Director Robert L. Van Nostrand    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

K2M Group Holdings, Inc.

 

Meeting Date:    06/14/2016    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    KTWO

 

Shares Voted:   44,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Brett Brodnax    Mgmt    For    Refer    Withhold
1.2   Elect Director John Kostuik    Mgmt    For    Refer    Withhold
1.3   Elect Director Sean Traynor    Mgmt    For    Refer    Withhold
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Dave & Buster’s Entertainment, Inc.

 

Meeting Date:    06/16/2016    Country:    USA    Primary Security ID:    238337109
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    PLAY

 

Shares Voted:   22,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

1.1   Elect Director Michael J. Griffith    Mgmt    For    For    For
1.2   Elect Director Jonathan S. Halkyard    Mgmt    For    For    For
1.3   Elect Director David A. Jones    Mgmt    For    For    For
1.4   Elect Director Stephen M. King    Mgmt    For    For    For
1.5   Elect Director Alan J. Lacy    Mgmt    For    Refer    Withhold
1.6   Elect Director Kevin M. Mailender    Mgmt    For    Refer    Withhold
1.7   Elect Director Patricia H. Mueller    Mgmt    For    For    For
1.8   Elect Director Kevin M. Sheehan    Mgmt    For    For    For
1.9   Elect Director Jennifer Storms    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Natural Gas Services Group, Inc.

 

Meeting Date:    06/16/2016    Country:    USA    Primary Security ID:    63886Q109
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    NGS

 

Shares Voted:   33,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1   Elect Director John W. Chisholm    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
5   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Press Ganey Holdings, Inc.

 

Meeting Date:    06/21/2016    Country:    USA    Primary Security ID:    74113L102
Record Date:    04/25/2016    Meeting Type:    Annual    Ticker:    PGND

 

Shares Voted:   23,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Norman W. Alpert    Mgmt    For    Refer    Against
1b   Elect Director Patrick T. Ryan    Mgmt    For    Refer    Against
1c   Elect Director Ellen M. Zane    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Oxford Immunotec Global plc

 

Meeting Date:    06/28/2016    Country:    United Kingdom    Primary Security ID:    G6855A103
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    OXFD

 

Shares Voted:   62,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Elect Patrick J. Balthrop, Sr. as Director    Mgmt    For    For    For
2   Elect Ronald A. Andrews, Jr. as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 86 Ivy VIP Micro Cap Growth

 

Oxford Immunotec Global plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3   Elect Richard A. Sandberg as Director    Mgmt    For    For    For
4   Elect A. Scott Walton as Director    Mgmt    For    For    For
5   Elect Peter Wrighton-Smith as Director    Mgmt    For    Refer    Against
6   Approve Audit Committee’s Appointment of Ernst & Young LLP as Auditors    Mgmt    For    For    For
7   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
8   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Approve Remuneration Report    Mgmt    For    For    For

IVY FUNDS VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

Bed Bath & Beyond Inc.

 

Meeting Date:    07/02/2015    Country:    USA    Primary Security ID:    075896100
Record Date:    05/06/2015    Meeting Type:    Annual    Ticker:    BBBY

 

Shares Voted:   125,438          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Warren Eisenberg    Mgmt    For    For    For
1b   Elect Director Leonard Feinstein    Mgmt    For    For    For
1c   Elect Director Steven H. Temares    Mgmt    For    For    For
1d   Elect Director Dean S. Adler    Mgmt    For    For    For
1e   Elect Director Stanley F. Barshay    Mgmt    For    For    For
1f   Elect Director Geraldine T. Elliott    Mgmt    For    For    For
1g   Elect Director Klaus Eppler    Mgmt    For    For    For
1h   Elect Director Patrick R. Gaston    Mgmt    For    For    For
1i   Elect Director Jordan Heller    Mgmt    For    For    For
1j   Elect Director Victoria A. Morrison    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Burberry Group plc

 

Meeting Date:    07/16/2015    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/14/2015    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   266,543          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir John Peace as Director    Mgmt    For    For    For
5   Elect Fabiola Arredondo as Director    Mgmt    For    For    For
6   Re-elect Philip Bowman as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Burberry Group plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Re-elect Ian Carter as Director    Mgmt    For    For    For
8   Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
9   Re-elect Stephanie George as Director    Mgmt    For    For    For
10   Re-elect Matthew Key as Director    Mgmt    For    For    For
11   Elect Carolyn McCall as Director    Mgmt    For    For    For
12   Re-elect David Tyler as Director    Mgmt    For    For    For
13   Re-elect Christopher Bailey as Director    Mgmt    For    For    For
14   Re-elect Carol Fairweather as Director    Mgmt    For    For    For
15   Re-elect John Smith as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
23   Adopt New Articles of Association    Mgmt    For    Refer    For

Ralph Lauren Corporation

 

Meeting Date:    08/06/2015    Country:    USA    Primary Security ID:    751212101
Record Date:    06/10/2015    Meeting Type:    Annual    Ticker:    RL

 

Shares Voted:   49,972       

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank A. Bennack, Jr.    Mgmt    For    For    For
1.2   Elect Director Joel L. Fleishman    Mgmt    For    For    For
1.3   Elect Director Hubert Joly    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Ralph Lauren Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Electronic Arts Inc.

 

Meeting Date:    08/14/2015    Country:    USA    Primary Security ID:    285512109
Record Date:    06/22/2015    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   246,642          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Vivek Paul    Mgmt    For    For    For
1e   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f   Elect Director Richard A. Simonson    Mgmt    For    For    For
1g   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h   Elect Director Denise F. Warren    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Microchip Technology Incorporated

 

Meeting Date:    08/14/2015    Country:    USA    Primary Security ID:    595017104
Record Date:    06/18/2015    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   254,631          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Microchip Technology Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Approve Conversion of Securities    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    08/26/2015    Country:    USA    Primary Security ID:    904311107
Record Date:    07/13/2015    Meeting Type:    Special    Ticker:    UA

 

Shares Voted:   58,721          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company’s Shares    Mgmt    For    Refer    For
1b   Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company    Mgmt    For    Refer    For
1c   Amend Charter to Provide Equal Treatment Provisions    Mgmt    For    Refer    For
1d   Amend Charter to Enhance Board Independence Provisions    Mgmt    For    Refer    For
1e   Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote    Mgmt    For    Refer    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Whole Foods Market, Inc.

 

Meeting Date:    09/15/2015    Country:    USA    Primary Security ID:    966837106
Record Date:    07/20/2015    Meeting Type:    Annual    Ticker:    WFM

 

Shares Voted:   204,887          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John Elstrott    Mgmt    For    For    For
1.2   Elect Director Shahid ‘Hass’ Hassan    Mgmt    For    For    For
1.3   Elect Director Stephanie Kugelman    Mgmt    For    For    For
1.4   Elect Director John Mackey    Mgmt    For    For    For
1.5   Elect Director Walter Robb    Mgmt    For    For    For
1.6   Elect Director Jonathan Seiffer    Mgmt    For    For    For
1.7   Elect Director Morris ‘Mo’ Siegel    Mgmt    For    For    For
1.8   Elect Director Jonathan Sokoloff    Mgmt    For    For    For
1.9   Elect Director Ralph Sorenson    Mgmt    For    For    For
1.10   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1.11   Elect Director William ‘Kip’ Tindell, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Limit Accelerated Vesting of Awards    SH    Against    Refer    Against

WebMD Health Corp.

 

Meeting Date:    10/01/2015    Country:    USA    Primary Security ID:    94770V102
Record Date:    08/10/2015    Meeting Type:    Annual    Ticker:    WBMD

 

Shares Voted:   76,558          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mark J. Adler    Mgmt    For    For    For
1.2   Elect Director Neil F. Dimick    Mgmt    For    For    For
1.3   Elect Director James V. Manning    Mgmt    For    For    For
1.4   Elect Director Joseph E. Smith    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

WebMD Health Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Coty Inc.

 

Meeting Date:    11/04/2015    Country:    USA    Primary Security ID:    222070203
Record Date:    09/10/2015    Meeting Type:    Annual    Ticker:    COTY

 

Shares Voted:   53,124          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lambertus J.H. Becht    Mgmt    For    For    For
1.2   Elect Director Joachim Faber    Mgmt    For    For    For
1.3   Elect Director Olivier Goudet    Mgmt    For    For    For
1.4   Elect Director Peter Harf    Mgmt    For    For    For
1.5   Elect Director Paul S. Michaels    Mgmt    For    For    For
1.6   Elect Director Erhard Schoewel    Mgmt    For    For    For
1.7   Elect Director Robert Singer    Mgmt    For    For    For
1.8   Elect Director Jack Stahl    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

The Hain Celestial Group, Inc.

 

Meeting Date:    11/19/2015    Country:    USA    Primary Security ID:    405217100
Record Date:    09/21/2015    Meeting Type:    Annual    Ticker:    HAIN

 

Shares Voted:   186,001          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Irwin D. Simon    Mgmt    For    For    For
1.2   Elect Director Richard C. Berke    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Hain Celestial Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Andrew R. Heyer    Mgmt    For    For    For
1.4   Elect Director Raymond W. Kelly    Mgmt    For    For    For
1.5   Elect Director Roger Meltzer    Mgmt    For    For    For
1.6   Elect Director Scott M. O’Neil    Mgmt    For    Refer    Withhold
1.7   Elect Director Adrianne Shapira    Mgmt    For    Refer    Withhold
1.8   Elect Director Lawrence S. Zilavy    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    For    Against    Against

Towers Watson & Co.

 

Meeting Date:    12/11/2015    Country:    USA    Primary Security ID:    891894107
Record Date:    10/01/2015    Meeting Type:    Special    Ticker:    TW

 

Shares Voted:   94,591          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Woodward, Inc.

 

Meeting Date:    01/20/2016    Country:    USA    Primary Security ID:    980745103
Record Date:    11/25/2015    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   71,283          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John D. Cohn    Mgmt    For    For    For
1.2   Elect Director James R. Rulseh    Mgmt    For    For    For
1.3   Elect Director Gregg C. Sengstack    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Woodward, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

D.R. Horton, Inc.

 

Meeting Date:    01/21/2016    Country:    USA    Primary Security ID:    23331A109
Record Date:    11/30/2015    Meeting Type:    Annual    Ticker:    DHI

 

Shares Voted:   278,749          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Donald R. Horton    Mgmt    For    For    For
1b   Elect Director Barbara K. Allen    Mgmt    For    For    For
1c   Elect Director Brad S. Anderson    Mgmt    For    For    For
1d   Elect Director Michael R. Buchanan    Mgmt    For    For    For
1e   Elect Director Michael W. Hewatt    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    810186106
Record Date:    12/03/2015    Meeting Type:    Annual    Ticker:    SMG

 

Shares Voted:   99,903          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Adam Hanft    Mgmt    For    For    For
1.2   Elect Director Stephen L. Johnson    Mgmt    For    For    For
1.3   Elect Director Katherine Hagedorn Littlefield    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Valspar Corporation

 

Meeting Date:    02/24/2016    Country:    USA    Primary Security ID:    920355104
Record Date:    12/28/2015    Meeting Type:    Annual    Ticker:    VAL

 

Shares Voted:   115,870          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William M. Cook    Mgmt    For    For    For
1.2   Elect Director Gary E. Hendrickson    Mgmt    For    For    For
1.3   Elect Director Mae C. Jemison    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    03/03/2016    Country:    USA    Primary Security ID:    00404A109
Record Date:    01/25/2016    Meeting Type:    Special    Ticker:    ACHC

 

Shares Voted:   84,818          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Whole Foods Market, Inc.

 

Meeting Date:    03/09/2016    Country:    USA    Primary Security ID:    966837106
Record Date:    01/11/2016    Meeting Type:    Annual    Ticker:    WFM

 

Shares Voted:   256,597          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John Elstrott    Mgmt    For    For    For
1.2   Elect Director Shahid (Hass) Hassan    Mgmt    For    For    For
1.3   Elect Director Stephanie Kugelman    Mgmt    For    For    For
1.4   Elect Director John Mackey    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Whole Foods Market, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Walter Robb    Mgmt    For    For    For
1.6   Elect Director Jonathan Seiffer    Mgmt    For    For    For
1.7   Elect Director Morris (Mo) Siegel    Mgmt    For    For    For
1.8   Elect Director Jonathan Sokoloff    Mgmt    For    For    For
1.9   Elect Director Ralph Sorenson    Mgmt    For    For    For
1.10   Elect Director Gabrielle Sulzberger    Mgmt    For    For    For
1.11   Elect Director William (Kip) Tindell, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against
6   Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against
7   Report on Food Waste Management    SH    Against    Refer    Against

F5 Networks, Inc.

 

Meeting Date:    03/10/2016    Country:    USA    Primary Security ID:    315616102
Record Date:    01/04/2016    Meeting Type:    Annual    Ticker:    FFIV

 

Shares Voted:   59,371          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director A. Gary Ames    Mgmt    For    For    For
1b   Elect Director Sandra E. Bergeron    Mgmt    For    For    For
1c   Elect Director Deborah L. Bevier    Mgmt    For    For    For
1d   Elect Director Jonathan C. Chadwick    Mgmt    For    For    For
1e   Elect Director Michael L. Dreyer    Mgmt    For    For    For
1f   Elect Director Alan J. Higginson    Mgmt    For    For    For
1g   Elect Director Peter S. Klein    Mgmt    For    For    For
1h   Elect Director John McAdam    Mgmt    For    For    For
1i   Elect Director Stephen M. Smith    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

F5 Networks, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

IDEX Corporation

 

Meeting Date:    04/06/2016    Country:    USA    Primary Security ID:    45167R104
Record Date:    02/10/2016    Meeting Type:    Annual    Ticker:    IEX

 

Shares Voted:   93,635          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ernest J. Mrozek    Mgmt    For    For    For
1.2   Elect Director David C. Parry    Mgmt    For    For    For
1.3   Elect Director Livingston L. Satterthwaite    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Fastenal Company

 

Meeting Date:    04/19/2016    Country:    USA    Primary Security ID:    311900104
Record Date:    02/19/2016    Meeting Type:    Annual    Ticker:    FAST

 

Shares Voted:   407,962          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Willard D. Oberton    Mgmt    For    For    For
1b   Elect Director Michael J. Ancius    Mgmt    For    For    For
1c   Elect Director Michael J. Dolan    Mgmt    For    For    For
1d   Elect Director Stephen L. Eastman    Mgmt    For    For    For
1e   Elect Director Daniel L. Florness    Mgmt    For    For    For
1f   Elect Director Rita J. Heise    Mgmt    For    For    For
1g   Elect Director Darren R. Jackson    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fastenal Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Scott A. Satterlee    Mgmt    For    For    For
1i   Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/19/2016    Country:    USA    Primary Security ID:    665859104
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   223,070          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Dipak C. Jain    Mgmt    For    For    For
1e   Elect Director Jose Luis Prado    Mgmt    For    For    For
1f   Elect Director Thomas E. Richards    Mgmt    For    For    For
1g   Elect Director John W. Rowe    Mgmt    For    For    For
1h   Elect Director Martin P. Slark    Mgmt    For    For    For
1i   Elect Director David H.B. Smith, Jr.    Mgmt    For    For    For
1j   Elect Director Donald Thompson    Mgmt    For    For    For
1k   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1l   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    46120E602
Record Date:    02/25/2016    Meeting Type:    Annual    Ticker:    ISRG

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Intuitive Surgical, Inc.

 

Shares Voted:   32,809      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Craig H. Barratt    Mgmt    For    For    For
1.2   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.3   Elect Director Gary S. Guthart    Mgmt    For    For    For
1.4   Elect Director Amal M. Johnson    Mgmt    For    For    For
1.5   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1.6   Elect Director Alan J. Levy    Mgmt    For    For    For
1.7   Elect Director Mark J. Rubash    Mgmt    For    For    For
1.8   Elect Director Lonnie M. Smith    Mgmt    For    For    For
1.9   Elect Director George Stalk, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Signature Bank

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    82669G104
Record Date:    03/02/2016    Meeting Type:    Annual    Ticker:    SBNY

 

Shares Voted:   84,165          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John Tamberlane    Mgmt    For    For    For
1.2   Elect Director Judith A. Huntington    Mgmt    For    For    For
1.3   Elect Director Derrick D. Cephas    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fortune Brands Home & Security, Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    34964C106
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    FBHS

 

Shares Voted:   263,208          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Susan S. Kilsby    Mgmt    For    For    For
1b   Elect Director Christopher J. Klein    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    655044105
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   172,503          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Eric P. Grubman    Mgmt    For    For    For
1g   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1h   Elect Director David L. Stover    Mgmt    For    For    For
1i   Elect Director Scott D. Urban    Mgmt    For    For    For
1j   Elect Director William T. Van Kleef    Mgmt    For    For    For
1k   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

NOBLE ENERGY, INC.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

BorgWarner Inc.

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    099724106
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    BWA

 

Shares Voted:   210,224          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John R. McKernan, Jr.    Mgmt    For    For    For
1b   Elect Director Alexis P. Michas    Mgmt    For    For    For
1c   Elect Director Ernest J. Novak, Jr.    Mgmt    For    For    For
1d   Elect Director Richard O. Schaum    Mgmt    For    Refer    Against
1e   Elect Director Thomas T. Stallkamp    Mgmt    For    For    For
1f   Elect Director James R. Verrier    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Provide Right to Call Special Meeting    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

Polaris Industries Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    731068102
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    PII

 

Shares Voted:   122,637          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gwenne A. Henricks    Mgmt    For    For    For
1.2   Elect Director Bernd F. Kessler    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Polaris Industries Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
1.4   Elect Director Scott W. Wine    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    904311107
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   63,996          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director George W. Bodenheimer    Mgmt    For    For    For
1.4   Elect Director Douglas E. Coltharp    Mgmt    For    Refer    Withhold
1.5   Elect Director Anthony W. Deering    Mgmt    For    Refer    Withhold
1.6   Elect Director Karen W. Katz    Mgmt    For    For    For
1.7   Elect Director A.B. Krongard    Mgmt    For    Refer    Withhold
1.8   Elect Director William R. McDermott    Mgmt    For    For    For
1.9   Elect Director Eric T. Olson    Mgmt    For    For    For
1.10   Elect Director Harvey L. Sanders    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Trimble Navigation Limited

 

Meeting Date:    05/02/2016    Country:    USA    Primary Security ID:    896239100
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    TRMB

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Trimble Navigation Limited

 

Shares Voted:   266,203          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven W. Berglund    Mgmt    For    For    For
1.2   Elect Director Merit E. Janow    Mgmt    For    For    For
1.3   Elect Director Ulf J. Johansson    Mgmt    For    For    For
1.4   Elect Director Meaghan Lloyd    Mgmt    For    For    For
1.5   Elect Director Ronald S. Nersesian    Mgmt    For    For    For
1.6   Elect Director Mark S. Peek    Mgmt    For    For    For
1.7   Elect Director Nickolas W. Vande Steeg    Mgmt    For    For    For
1.8   Elect Director Borje Ekholm    Mgmt    For    For    For
1.9   Elect Director Kaigham (Ken) Gabriel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Change State of Incorporation from California to Delaware    Mgmt    For    Refer    Against

Expeditors International of Washington, Inc.

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    302130109
Record Date:    03/08/2016    Meeting Type:    Annual    Ticker:    EXPD

 

Shares Voted:   244,313          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert R. Wright    Mgmt    For    For    For
1.2   Elect Director James M. DuBois    Mgmt    For    For    For
1.3   Elect Director Mark A. Emmert    Mgmt    For    For    For
1.4   Elect Director Diane H. Gulyas    Mgmt    For    For    For
1.5   Elect Director Dan P. Kourkoumelis    Mgmt    For    For    For
1.6   Elect Director Michael J. Malone    Mgmt    For    For    For
1.7   Elect Director Richard B. McCune    Mgmt    For    For    For
1.8   Elect Director Jeffrey S. Musser    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Expeditors International of Washington, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director Liane J. Pelletier    Mgmt    For    For    For
1.10   Elect Director James L.K. Wang    Mgmt    For    For    For
1.11   Elect Director Tay Yoshitani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve Stock Option Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Provide Proxy Access Right    Mgmt    For    Against    For
6   Clawback of Incentive Payments    SH    Against    For    For

Tractor Supply Company

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    892356106
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    TSCO

 

Shares Voted:   105,703          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2   Elect Director Johnston C. Adams    Mgmt    For    For    For
1.3   Elect Director Peter D. Bewley    Mgmt    For    For    For
1.4   Elect Director Keith R. Halbert    Mgmt    For    For    For
1.5   Elect Director George MacKenzie    Mgmt    For    For    For
1.6   Elect Director Edna K. Morris    Mgmt    For    For    For
1.7   Elect Director Mark J. Weikel    Mgmt    For    For    For
1.8   Elect Director Gregory A. Sandfort    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    127097103
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    COG

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Cabot Oil & Gas Corporation

 

Shares Voted:   270,703          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1b   Elect Director Rhys J. Best    Mgmt    For    For    For
1c   Elect Director Robert S. Boswell    Mgmt    For    For    For
1d   Elect Director Dan O. Dinges    Mgmt    For    For    For
1e   Elect Director Robert Kelley    Mgmt    For    For    For
1f   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Political Contributions    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

First Republic Bank

 

Meeting Date:    05/10/2016    Country:    USA    Primary Security ID:    33616C100
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    FRC

 

Shares Voted:   163,138          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Establish Range For Board Size    Mgmt    For    Refer    For
2.1   Elect Director James H. Herbert, II    Mgmt    For    For    For
2.2   Elect Director Katherine August-deWilde    Mgmt    For    For    For
2.3   Elect Director Thomas J. Barrack, Jr.    Mgmt    For    Refer    For
2.4   Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
2.5   Elect Director L. Martin Gibbs    Mgmt    For    For    For
2.6   Elect Director Boris Groysberg    Mgmt    For    For    For
2.7   Elect Director Sandra R. Hernandez    Mgmt    For    For    For
2.8   Elect Director Pamela J. Joyner    Mgmt    For    For    For
2.9   Elect Director Reynold Levy    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

First Republic Bank

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.10   Elect Director Jody S. Lindell    Mgmt    For    For    For
2.11   Elect Director Duncan L. Niederauer    Mgmt    For    For    For
2.12   Elect Director George G.C. Parker    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Akamai Technologies, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    00971T101
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    AKAM

 

Shares Voted:   31,225          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Pamela J. Craig    Mgmt    For    For    For
1.2   Elect Director Jonathan Miller    Mgmt    For    For    For
1.3   Elect Director Paul Sagan    Mgmt    For    For    For
1.4   Elect Director Naomi O. Seligman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    265504100
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    DNKN

 

Shares Voted:   239,423          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director Anthony DiNovi    Mgmt    For    For    For
1.3   Elect Director Nigel Travis    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Dunkin’ Brands Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

GrubHub Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    400110102
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    GRUB

 

Shares Voted:   253,433          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Justin L. Sadrian    Mgmt    For    For    For
1.2   Elect Director David Fisher    Mgmt    For    For    For
1.3   Elect Director Benjamin Spero    Mgmt    For    For    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    LH

 

Shares Voted:   74,266          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For
1f   Elect Director Robert E. Mittelstaedt, Jr.    Mgmt    For    For    For
1g   Elect Director Peter M. Neupert    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Laboratory Corporation of America Holdings

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Richelle P. Parham    Mgmt    For    For    For
1i   Elect Director Adam H. Schechter    Mgmt    For    For    For
1j   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Report on Zika Virus Controls for Primates and Employees    SH    Against    For    Against

Mead Johnson Nutrition Company

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    582839106
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   172,034          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1k   Elect Director Michael A. Sherman    Mgmt    For    For    For
1l   Elect Director Elliott Sigal    Mgmt    For    For    For
1m   Elect Director Robert S. Singer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Mead Johnson Nutrition Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    171798101
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   64,665          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lisa A. Stewart    Mgmt    For    For    For
1.2   Elect Director Hans Helmerich    Mgmt    For    For    For
1.3   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.4   Elect Director Monroe W. Robertson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Edwards Lifesciences Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    28176E108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    EW

 

Shares Voted:   84,758          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael A. Mussallem    Mgmt    For    For    For
1b   Elect Director John T. Cardis    Mgmt    For    For    For
1c   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1d   Elect Director William J. Link    Mgmt    For    For    For
1e   Elect Director Steven R. Loranger    Mgmt    For    For    For
1f   Elect Director Martha H. Marsh    Mgmt    For    For    For
1g   Elect Director Wesley W. von Schack    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Edwards Lifesciences Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   378,468          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Juan Ramon Alaix    Mgmt    For    For    For
1.2   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1.3   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1.4   Elect Director Michael B. McCallister    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Align Technology, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    016255101
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    ALGN

 

Shares Voted:   123,219          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph M. Hogan    Mgmt    For    For    For
1.2   Elect Director Joseph Lacob    Mgmt    For    For    For
1.3   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
1.4   Elect Director George J. Morrow    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Align Technology, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Thomas M. Prescott    Mgmt    For    For    For
1.6   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.7   Elect Director Greg J. Santora    Mgmt    For    For    For
1.8   Elect Director Warren S. Thaler    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
5   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   165,531          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director Leo Melamed    Mgmt    For    For    For
1k   Elect Director William P. Miller, II    Mgmt    For    For    For
1l   Elect Director James E. Oliff    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

CME Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1m   Elect Director Alex J. Pollock    Mgmt    For    For    For
1n   Elect Director John F. Sandner    Mgmt    For    For    For
1o   Elect Director Terry L. Savage    Mgmt    For    For    For
1p   Elect Director William R. Shepard    Mgmt    For    For    For
1q   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Verisk Analytics, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    92345Y106
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    VRSK

 

Shares Voted:   121,658          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John F. Lehman, Jr.    Mgmt    For    For    For
1.2   Elect Director Andrew G. Mills    Mgmt    For    For    For
1.3   Elect Director Constantine P. Iordanou    Mgmt    For    For    For
1.4   Elect Director Scott G. Stephenson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte and Touche LLP as Auditors    Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   84,818          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William F. Grieco    Mgmt    For    For    For
1.2   Elect Director Joey A. Jacobs    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Acadia Healthcare Company, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Reeve B. Waud    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    For    For
6   Report on Sustainability    SH    Against    Refer    Against

Continental Resources, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    212015101
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   244,125          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold G. Hamm    Mgmt    For    Refer    For
1.2   Elect Director John T. McNabb, II    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Report on Steps Taken to Increase Board Diversity    SH    Against    Against    Against
4   Report on Methane Emissions Management    SH    Against    Refer    Against
5   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Kate Spade & Company

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    485865109
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    KATE

 

Shares Voted:   263,737          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lawrence S. Benjamin    Mgmt    For    For    For
1.2   Elect Director Raul J. Fernandez    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Kate Spade & Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Kenneth B. Gilman    Mgmt    For    For    For
1.4   Elect Director Nancy J. Karch    Mgmt    For    For    For
1.5   Elect Director Kenneth P. Kopelman    Mgmt    For    For    For
1.6   Elect Director Craig A. Leavitt    Mgmt    For    For    For
1.7   Elect Director Deborah J. Lloyd    Mgmt    For    For    For
1.8   Elect Director Douglas Mack    Mgmt    For    For    For
1.9   Elect Director Jan Singer    Mgmt    For    For    For
1.10   Elect Director Doreen A. Toben    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    For
5   Require Advance Notice for Shareholder Nominations    Mgmt    For    Refer    For
6   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
7   Proxy Access    SH    Against    Against    Against

Mattel, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    577081102
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    MAT

 

Shares Voted:   385,475          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael J. Dolan    Mgmt    For    For    For
1b   Elect Director Trevor A. Edwards    Mgmt    For    For    For
1c   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1d   Elect Director Ann Lewnes    Mgmt    For    For    For
1e   Elect Director Dominic Ng    Mgmt    For    For    For
1f   Elect Director Vasant M. Prabhu    Mgmt    For    For    For
1g   Elect Director Dean A. Scarborough    Mgmt    For    For    For
1h   Elect Director Christopher A. Sinclair    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Mattel, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Dirk Van de Put    Mgmt    For    For    For
1j   Elect Director Kathy White Loyd    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

ANSYS, Inc.

 

Meeting Date:    05/20/2016    Country:    USA    Primary Security ID:    03662Q105
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    ANSS

 

Shares Voted:   95,217          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ronald W. Hovsepian    Mgmt    For    For    For
1b   Elect Director Barbara V. Scherer    Mgmt    For    For    For
1c   Elect Director Michael C. Thurk    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Deloitte & Touche as Auditors    Mgmt    For    For    For

Alkermes plc

 

Meeting Date:    05/25/2016    Country:    Ireland    Primary Security ID:    G01767105
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    ALKS

 

Shares Voted:   186,481          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David W. Anstice    Mgmt    For    For    For
1.2   Elect Director Robert A. Breyer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Alkermes plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Wendy L. Dixon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve the Grant to Issue Shares Under Irish Law    Mgmt    For    For    For
6a   Amend Articles of Association to Address the Adoption of the Irish Companies Act 2014    Mgmt    For    For    For
6b   Amend Memorandum of Association to Address the Adoption of the Irish Companies Act 2014    Mgmt    For    For    For
7   Authorize the Board to Opt-Out the Statutory Pre-Emptions Rights    Mgmt    For    For    For

Ellie Mae, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    28849P100
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    ELLI

 

Shares Voted:   46,277          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Carl Buccellato    Mgmt    For    For    For
1.2   Elect Director A. Barr Dolan    Mgmt    For    For    For
1.3   Elect Director Marina Levinson    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Proxy Access    SH    Against    Against    Against

Tiffany & Co.

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    886547108
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    TIF

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Tiffany & Co.

 

Shares Voted:   129,073          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael J. Kowalski    Mgmt    For    For    For
1b   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1c   Elect Director Gary E. Costley    Mgmt    For    For    For
1d   Elect Director Frederic Cumenal    Mgmt    For    For    For
1e   Elect Director Lawrence K. Fish    Mgmt    For    For    For
1f   Elect Director Abby F. Kohnstamm    Mgmt    For    For    For
1g   Elect Director Charles K. Marquis    Mgmt    For    For    For
1h   Elect Director Peter W. May    Mgmt    For    For    For
1i   Elect Director William A. Shutzer    Mgmt    For    For    For
1j   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt and Issue a General Payout Policy    SH    Against    For    For

Henry Schein, Inc.

 

Meeting Date:    05/31/2016    Country:    USA    Primary Security ID:    806407102
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    HSIC

 

Shares Voted:   43,083          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Barry J. Alperin    Mgmt    For    For    For
1b   Elect Director Lawrence S. Bacow    Mgmt    For    For    For
1c   Elect Director Gerald A. Benjamin    Mgmt    For    For    For
1d   Elect Director Stanley M. Bergman    Mgmt    For    For    For
1e   Elect Director James P. Breslawski    Mgmt    For    For    For
1f   Elect Director Paul Brons    Mgmt    For    For    For
1g   Elect Director Joseph L. Herring    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Henry Schein, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Donald J. Kabat    Mgmt    For    For    For
1i   Elect Director Kurt P. Kuehn    Mgmt    For    For    For
1j   Elect Director Philip A. Laskawy    Mgmt    For    For    For
1k   Elect Director Mark E. Mlotek    Mgmt    For    For    For
1l   Elect Director Steven Paladino    Mgmt    For    For    For
1m   Elect Director Carol Raphael    Mgmt    For    For    For
1n   Elect Director E. Dianne Rekow    Mgmt    For    For    For
1o   Elect Director Bradley T. Sheares    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Pandora Media, Inc.

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    698354107
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    P

 

Shares Voted:   770,829          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mickie Rosen    Mgmt    For    For    For
1.2   Elect Director James M.P. Feuille    Mgmt    For    For    For
1.3   Elect Director Peter Gotcher    Mgmt    For    For    For
1.4   Elect Director Elizabeth A. Nelson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Securities Transfer Restrictions    Mgmt    For    Refer    For

Blue Buffalo Pet Products, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    09531U102
Record Date:    04/07/2016    Meeting Type:    Annual    Ticker:    BUFF

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Blue Buffalo Pet Products, Inc.

 

Shares Voted:   235,479          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael A. Eck    Mgmt    For    Refer    Withhold
1.2   Elect Director Frances Frei    Mgmt    For    Refer    Withhold
1.3   Elect Director Kurt Schmidt    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    550021109
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    LULU

 

Shares Voted:   82,591          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Robert Bensoussan    Mgmt    For    For    For
1b   Elect Director Kathryn Henry    Mgmt    For    For    For
1c   Elect Director Jon McNeill    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Williams-Sonoma, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    969904101
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    WSM

 

Shares Voted:   136,916          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Laura J. Alber    Mgmt    For    For    For
1.2   Elect Director Adrian D.P. Bellamy    Mgmt    For    For    For
1.3   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1.4   Elect Director Patrick J. Connolly    Mgmt    For    For    For
1.5   Elect Director Adrian T. Dillon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Williams-Sonoma, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Anthony A. Greener    Mgmt    For    For    For
1.7   Elect Director Ted W. Hall    Mgmt    For    For    For
1.8   Elect Director Sabrina Simmons    Mgmt    For    For    For
1.9   Elect Director Jerry D. Stritzke    Mgmt    For    For    For
1.10   Elect Director Lorraine Twohill    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/06/2016    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   101,203          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Michael Grey    Mgmt    For    For    For
1.3   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.4   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.5   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.6   Elect Director Richard A. Meier    Mgmt    For    For    For
1.7   Elect Director David Pyott    Mgmt    For    For    For
1.8   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Diplomat Pharmacy, Inc.

 

Meeting Date:    06/06/2016    Country:    USA    Primary Security ID:    25456K101
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    DPLO

 

Shares Voted:   120,654          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Benjamin Wolin    Mgmt    For    For    For
1.2   Elect Director Kenneth O. Klepper    Mgmt    For    For    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

DSW Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    23334L102
Record Date:    04/13/2016    Meeting Type:    Annual    Ticker:    DSW

 

Shares Voted:   271,905          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Elaine J. Eisenman    Mgmt    For    For    For
1.2   Elect Director Joanna T. Lau    Mgmt    For    For    For
1.3   Elect Director Joseph A. Schottenstein    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Reduce Supermajority Vote Requirement    SH    Against    For    For

ServiceNow, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    81762P102
Record Date:    04/19/2016    Meeting Type:    Annual    Ticker:    NOW

 

Shares Voted:   149,436          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Paul V. Barber    Mgmt    For    For    For
1B   Elect Director Ronald E.F. Codd    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

ServiceNow, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1C   Elect Director Frank Slootman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/09/2016    Country:    USA    Primary Security ID:    22160N109
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    CSGP

 

Shares Voted:   72,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael R. Klein    Mgmt    For    For    For
1b   Elect Director Andrew C. Florance    Mgmt    For    For    For
1c   Elect Director Michael J. Glosserman    Mgmt    For    For    For
1d   Elect Director Warren H. Haber    Mgmt    For    For    For
1e   Elect Director John W. Hill    Mgmt    For    For    For
1f   Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1g   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1h   Elect Director David J. Steinberg    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/10/2016    Country:    USA    Primary Security ID:    004225108
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    ACAD

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

ACADIA Pharmaceuticals Inc.

 

Shares Voted:   144,116          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Laura Brege    Mgmt    For    For    For
1.2   Elect Director Stephen R. Davis    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Willis Towers Watson Public Limited Company

 

Meeting Date:    06/10/2016    Country:    Ireland    Primary Security ID:    G96629103
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    WLTW

 

Shares Voted:   89,245          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Dominic Casserley    Mgmt    For    For    For
1b   Elect Director Anna C. Catalano    Mgmt    For    For    For
1c   Elect Director Victor F. Ganzi    Mgmt    For    For    For
1d   Elect Director John J. Haley    Mgmt    For    For    For
1e   Elect Director Wendy E. Lane    Mgmt    For    For    For
1f   Elect Director James F. McCann    Mgmt    For    For    For
1g   Elect Director Brendan R. O’Neill    Mgmt    For    For    For
1h   Elect Director Jaymin Patel    Mgmt    For    For    For
1i   Elect Director Linda D. Rabbitt    Mgmt    For    For    For
1j   Elect Director Paul Thomas    Mgmt    For    For    For
1k   Elect Director Jeffrey W. Ubben    Mgmt    For    For    For
1l   Elect Director Wilhelm Zeller    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Willis Towers Watson Public Limited Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Employee Stock Purchase Plan    Mgmt    For    For    For
6   Renew Directors’ Authority to Issue Shares Under Irish Law    Mgmt    For    For    For
7   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For

Generac Holdings Inc.

 

Meeting Date:    06/16/2016    Country:    USA    Primary Security ID:    368736104
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    GNRC

 

Shares Voted:   139,326          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John D. Bowlin    Mgmt    For    For    For
1.2   Elect Director Aaron P. Jagdfeld    Mgmt    For    For    For
1.3   Elect Director Andrew G. Lampereur    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Medivation, Inc.

 

Meeting Date:    06/22/2016    Country:    USA    Primary Security ID:    58501N101
Record Date:    04/25/2016    Meeting Type:    Annual    Ticker:    MDVN

 

Shares Voted:   115,811          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kim D. Blickenstaff    Mgmt    For    For    For
1.2   Elect Director Kathryn E. Falberg    Mgmt    For    For    For
1.3   Elect Director David T. Hung    Mgmt    For    For    For
1.4   Elect Director Michael L. King    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Medivation, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director C. Patrick Machado    Mgmt    For    For    For
1.6   Elect Director Dawn Svoronos    Mgmt    For    For    For
1.7   Elect Director W. Anthony Vernon    Mgmt    For    For    For
1.8   Elect Director Wendy L. Yarno    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Proxy Access    SH    Against    Against    Against

TripAdvisor, Inc.

 

Meeting Date:    06/23/2016    Country:    USA    Primary Security ID:    896945201
Record Date:    04/25/2016    Meeting Type:    Annual    Ticker:    TRIP

 

Shares Voted:   94,760          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gregory B. Maffei    Mgmt    For    Refer    For
1.2   Elect Director Stephen Kaufer    Mgmt    For    Refer    For
1.3   Elect Director Dipchand (Deep) Nishar    Mgmt    For    For    For
1.4   Elect Director Jeremy Philips    Mgmt    For    For    For
1.5   Elect Director Spencer M. Rascoff    Mgmt    For    For    For
1.6   Elect Director Albert E. Rosenthaler    Mgmt    For    Refer    For
1.7   Elect Director Sukhinder Singh Cassidy    Mgmt    For    For    For
1.8   Elect Director Robert S. Wiesenthal    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

IVY FUNDS VIP MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP REAL ESTATE SECURITIES

Proxy Voting Record

 

HEALTHCARE TRUST OF AMERICA, INC.
Security    42225P501    Meeting Type    Annual
Ticker Symbol    HTA    Meeting Date    08-Jul-2015
ISIN    US42225P5017    Agenda    934222403 - Management
Record Date    24-Apr-2015    Holding Recon Date    24-Apr-2015
City / Country    / United States    Vote Deadline Date    07-Jul-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed

by

   

Vote

   

For/Against

Management

1A.   ELECTION OF DIRECTOR: SCOTT D. PETERS    Management    For    For
1B.   ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II    Management    For    For
1C.   ELECTION OF DIRECTOR: MAURICE J. DEWALD    Management    For    For
1D.   ELECTION OF DIRECTOR: WARREN D. FIX    Management    For    For
1E.   ELECTION OF DIRECTOR: PETER N. FOSS    Management    For    For
1F.   ELECTION OF DIRECTOR: LARRY L. MATHIS    Management    For    For
1G.   ELECTION OF DIRECTOR: STEVE W. PATTERSON    Management    For    For
1H.   ELECTION OF DIRECTOR: GARY T. WESCOMBE    Management    For    For
2.   TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management    For    For

 

WEINGARTEN REALTY INVESTORS
Security    948741103    Meeting Type    Annual
Ticker Symbol    WRI    Meeting Date    21-Apr-2016
ISIN    US9487411038    Agenda    934334993 - Management
Record Date    22-Feb-2016    Holding Recon Date    22-Feb-2016
City / Country    / United States    Vote Deadline Date    20-Apr-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed

by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       ANDREW M. ALEXANDER

       For    For
 

2       STANFORD ALEXANDER

       For    For
 

3       SHELAGHMICHAEL BROWN

       For    For
 

4       JAMES W. CROWNOVER

       For    For
 

5       STEPHEN A. LASHER

       For    For
 

6       THOMAS L. RYAN

       For    For
 

7       DOUGLAS W. SCHNITZER

       For    For
 

8       C. PARK SHAPER

       For    For
 

9       MARC J. SHAPIRO

       For    For
2.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.    Management    For    For

 

PUBLIC STORAGE
Security    74460D109    Meeting Type    Annual
Ticker Symbol    PSA    Meeting Date    25-Apr-2016
ISIN    US74460D1090    Agenda    934340023 - Management
Record Date    01-Mar-2016    Holding Recon Date    01-Mar-2016
City / Country    / United States    Vote Deadline Date    22-Apr-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF TRUSTEE: RONALD L. HAVNER, JR.    Management    For    For
1B.   ELECTION OF TRUSTEE: TAMARA HUGHES GUSTAVSON    Management    Against    Against
1C.   ELECTION OF TRUSTEE: URI P. HARKHAM    Management    For    For
1D.   ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR.    Management    For    For
1E.   ELECTION OF TRUSTEE: AVEDICK B. POLADIAN    Management    For    For

1F.   ELECTION OF TRUSTEE: GARY E. PRUITT    Management    For    For
1G.   ELECTION OF TRUSTEE: RONALD P. SPOGLI    Management    For    For
1H.   ELECTION OF TRUSTEE: DANIEL C. STATON    Management    For    For
2.   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For
3.   RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
4.   APPROVAL OF THE 2016 EQUITY AND PERFORMANCE-BASED INCENTIVE COMPENSATION PLAN.    Management    For    For

 

APARTMENT INVESTMENT AND MANAGEMENT CO.
Security    03748R101    Meeting Type    Annual
Ticker Symbol    AIV    Meeting Date    26-Apr-2016
ISIN    US03748R1014    Agenda    934335832 - Management
Record Date    19-Feb-2016    Holding Recon Date    19-Feb-2016
City / Country    / United States    Vote Deadline Date    25-Apr-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.1   ELECTION OF DIRECTOR: JAMES N. BAILEY    Management    For    For
1.2   ELECTION OF DIRECTOR: TERRY CONSIDINE    Management    For    For
1.3   ELECTION OF DIRECTOR: THOMAS L. KELTNER    Management    For    For
1.4   ELECTION OF DIRECTOR: J. LANDIS MARTIN    Management    For    For
1.5   ELECTION OF DIRECTOR: ROBERT A. MILLER    Management    For    For
1.6   ELECTION OF DIRECTOR: KATHLEEN M. NELSON    Management    For    For
1.7   ELECTION OF DIRECTOR: MICHAEL A. STEIN    Management    For    For
1.8   ELECTION OF DIRECTOR: NINA A. TRAN    Management    For    For
2.   RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    Against    Against
3.   ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For

 

KIMCO REALTY CORPORATION
Security    49446R109    Meeting Type    Annual
Ticker Symbol    KIM    Meeting Date    26-Apr-2016
ISIN    US49446R1095    Agenda    934354200 - Management
Record Date    07-Mar-2016    Holding Recon Date    07-Mar-2016
City / Country    / United States    Vote Deadline Date    25-Apr-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: MILTON COOPER    Management    For    For
1B.   ELECTION OF DIRECTOR: PHILIP E. COVIELLO    Management    For    For
1C.   ELECTION OF DIRECTOR: RICHARD G. DOOLEY    Management    Against    Against
1D.   ELECTION OF DIRECTOR: CONOR C. FLYNN    Management    For    For
1E.   ELECTION OF DIRECTOR: JOE GRILLS    Management    For    For
1F.   ELECTION OF DIRECTOR: FRANK LOURENSO    Management    For    For
1G.   ELECTION OF DIRECTOR: COLOMBE M. NICHOLAS    Management    For    For
1H.   ELECTION OF DIRECTOR: RICHARD B. SALTZMAN    Management    For    For
2.   THE ADVISORY RESOLUTION TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT).    Management    For    For
3.   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT).    Management    For    For

 

DUKE REALTY CORPORATION
Security    264411505    Meeting Type    Annual
Ticker Symbol    DRE    Meeting Date    27-Apr-2016
ISIN    US2644115055    Agenda    934335173 - Management
Record Date    25-Feb-2016    Holding Recon Date    25-Feb-2016
City / Country    / United States    Vote Deadline Date    26-Apr-2016
SEDOL(s)       Quick Code   

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.    Management    For    For
1B.   ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, III    Management    For    For
1C.   ELECTION OF DIRECTOR: ALAN H. COHEN    Management    For    For
1D.   ELECTION OF DIRECTOR: JAMES B. CONNOR    Management    For    For
1E.   ELECTION OF DIRECTOR: NGAIRE E. CUNEO    Management    For    For
1F.   ELECTION OF DIRECTOR: CHARLES R. EITEL    Management    For    For
1G.   ELECTION OF DIRECTOR: DENNIS D. OKLAK    Management    For    For
1H.   ELECTION OF DIRECTOR: MELANIE R. SABELHAUS    Management    For    For
1I.   ELECTION OF DIRECTOR: PETER M. SCOTT, III    Management    For    For
1J.   ELECTION OF DIRECTOR: JACK R. SHAW    Management    For    For
1K.   ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK    Management    For    For
1L.   ELECTION OF DIRECTOR: LYNN C. THURBER    Management    For    For
2.   TO VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR 2015    Management    For    For
3.   TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2016    Management    For    For

 

HCP, INC.
Security    40414L109    Meeting Type    Annual
Ticker Symbol    HCP    Meeting Date    28-Apr-2016
ISIN    US40414L1098    Agenda    934344766 - Management
Record Date    07-Mar-2016    Holding Recon Date    07-Mar-2016
City / Country    / United States    Vote Deadline Date    27-Apr-2016
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1A.   ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT    Management    For    For
1B.   ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    Management    For    For
1C.   ELECTION OF DIRECTOR: DAVID B. HENRY    Management    For    For
1D.   ELECTION OF DIRECTOR: JAMES P. HOFFMANN    Management    For    For
1E.   ELECTION OF DIRECTOR: LAURALEE E. MARTIN    Management    For    For
1F.   ELECTION OF DIRECTOR: MICHAEL D. MCKEE    Management    For    For
1G.   ELECTION OF DIRECTOR: PETER L. RHEIN    Management    For    For
1H.   ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN    Management    For    For
2.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.    Management    For    For

 

SUNSTONE HOTEL INVESTORS, INC.
Security    867892101    Meeting Type    Annual
Ticker Symbol    SHO    Meeting Date    28-Apr-2016
ISIN    US8678921011    Agenda    934354856 - Management
Record Date    11-Mar-2016    Holding Recon Date    11-Mar-2016
City / Country    / United States    Vote Deadline Date    27-Apr-2016
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1.   DIRECTOR    Management      
 

1       JOHN V. ARABIA

       For    For
 

2       W. BLAKE BAIRD

       For    For
 

3       ANDREW BATINOVICH

       For    For
 

4       Z. JAMIE BEHAR

       For    For
 

5       THOMAS A. LEWIS, JR.

       For    For
 

6       KEITH M. LOCKER

       For    For
 

7       MURRAY J. MCCABE

       For    For
 

8       DOUGLAS M. PASQUALE

       For    For
 

9       KEITH P. RUSSELL

       For    For
2.   RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF SUNSTONE’S NAMED EXECUTIVE OFFICERS, AS SET FORTH IN SUNSTONE’S PROXY STATEMENT FOR THE 2016 ANNUAL MEETING OF STOCKHOLDERS.    Management    For    For

REGENCY CENTERS CORPORATION
Security    758849103    Meeting Type    Annual
Ticker Symbol    REG    Meeting Date    29-Apr-2016
ISIN    US7588491032    Agenda    934344603 - Management
Record Date    10-Mar-2016    Holding Recon Date    10-Mar-2016
City / Country    / United States    Vote Deadline Date    28-Apr-2016
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1.   DIRECTOR    Management      
 

1       MARTIN E. STEIN, JR.

       For    For
 

2       RAYMOND L. BANK

       For    For
 

3       BRYCE BLAIR

       Withheld    Against
 

4       C. RONALD BLANKENSHIP

       For    For
 

5       J. DIX DRUCE, JR.

       For    For
 

6       MARY LOU FIALA

       For    For
 

7       DAVID P. O’CONNOR

       For    For
 

8       JOHN C. SCHWEITZER

       For    For
 

9       THOMAS G. WATTLES

       For    For
2.   ADOPTION OF AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION FOR FISCAL YEAR 2015.    Management    For    For
3.   RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For

 

RLJ LODGING TR
Security    74965L101    Meeting Type    Annual
Ticker Symbol    RLJ    Meeting Date    29-Apr-2016
ISIN    US74965L1017    Agenda    934364679 - Management
Record Date    15-Mar-2016    Holding Recon Date    15-Mar-2016
City / Country    / United States    Vote Deadline Date    28-Apr-2016
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1.1   ELECTION OF TRUSTEE: ROBERT L. JOHNSON    Management    For    For
1.2   ELECTION OF TRUSTEE: THOMAS J. BALTIMORE, JR.    Management    For    For
1.3   ELECTION OF TRUSTEE: EVAN BAYH    Management    For    For
1.4   ELECTION OF TRUSTEE: NATHANIEL A. DAVIS    Management    For    For
1.5   ELECTION OF TRUSTEE: ROBERT M. LA FORGIA    Management    For    For
1.6   ELECTION OF TRUSTEE: GLENDA G. MCNEAL    Management    For    For
1.7   ELECTION OF TRUSTEE: JOSEPH RYAN    Management    For    For
2.   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   TO APPROVE (ON A NON-BINDING BASIS) THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For
4.   TO AMEND OUR ARTICLES OF AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST TO ALLOW OUR SHAREHOLDERS TO AMEND OUR BYLAWS BY A MAJORITY VOTE OF THE OUTSTANDING SHARES ENTITLED TO BE CAST ON THE MATTER.    Management    For    For

 

DCT INDUSTRIAL TRUST INC.
Security    233153204    Meeting Type    Annual
Ticker Symbol    DCT    Meeting Date    04-May-2016
ISIN    US2331532042    Agenda    934347356 - Management
Record Date    08-Mar-2016    Holding Recon Date    08-Mar-2016
City / Country    / United States    Vote Deadline Date    03-May-2016
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1A.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): PHILIP L. HAWKINS    Management    For    For
1B.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): MARILYN A. ALEXANDER    Management    For    For
1C.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): THOMAS F. AUGUST    Management    For    For
1D.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): JOHN S. GATES, JR.    Management    For    For
1E.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): RAYMOND B. GREER    Management    For    For

1F.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): TRIPP H. HARDIN    Management    For    For
1G.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): JOHN C. O’KEEFFE    Management    For    For
1H.   ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): BRUCE L. WARWICK    Management    For    For
2.   TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For
3.   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For

 

PROLOGIS, INC.
Security    74340W103    Meeting Type    Annual
Ticker Symbol    PLD    Meeting Date    04-May-2016
ISIN    US74340W1036    Agenda    934349033 - Management
Record Date    09-Mar-2016    Holding Recon Date    09-Mar-2016
City / Country    / United States    Vote Deadline Date    03-May-2016
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1A.   ELECTION OF DIRECTOR: HAMID R. MOGHADAM    Management    For    For
1B.   ELECTION OF DIRECTOR: GEORGE L. FOTIADES    Management    For    For
1C.   ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    Management    For    For
1D.   ELECTION OF DIRECTOR: LYDIA H. KENNARD    Management    For    For
1E.   ELECTION OF DIRECTOR: J. MICHAEL LOSH    Management    For    For
1F.   ELECTION OF DIRECTOR: IRVING F. LYONS III    Management    For    For
1G.   ELECTION OF DIRECTOR: DAVID P. O’CONNOR    Management    For    For
1H.   ELECTION OF DIRECTOR: JEFFREY L. SKELTON    Management    For    For
1I.   ELECTION OF DIRECTOR: CARL B. WEBB    Management    For    For
1J.   ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS    Management    For    For
2.   ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION FOR 2015    Management    For    For
3.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2016    Management    For    For

 

FEDERAL REALTY INVESTMENT TRUST
Security    313747206    Meeting Type    Annual
Ticker Symbol    FRT    Meeting Date    04-May-2016
ISIN    US3137472060    Agenda    934356367 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    03-May-2016
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1   DIRECTOR    Management      
 

1       JON E. BORTZ

       For    For
 

2       DAVID W. FAEDER

       For    For
 

3       KRISTIN GAMBLE

       For    For
 

4       GAIL P. STEINEL

       For    For
 

5       WARREN M. THOMPSON

       For    For
 

6       JOSEPH S. VASSALLUZZO

       For    For
 

7       DONALD C. WOOD

       For    For
2   THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3   TO HOLD AN ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For

 

WELLTOWER INC.
Security    95040Q104    Meeting Type    Annual
Ticker Symbol    HCN    Meeting Date    05-May-2016
ISIN    US95040Q1040    Agenda    934356571 - Management
Record Date    08-Mar-2016    Holding Recon Date    08-Mar-2016
City / Country    / United States    Vote Deadline Date    04-May-2016
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1A.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: KENNETH J. BACON    Management    For    For
1B.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: THOMAS J. DEROSA    Management    For    For
1C.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: JEFFREY H. DONAHUE    Management    For    For
1D.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: FRED S. KLIPSCH    Management    For    For
1E.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: GEOFFREY G. MEYERS    Management    For    For
1F.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: TIMOTHY J. NAUGHTON    Management    For    For
1G.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: SHARON M. OSTER    Management    For    For
1H.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: JUDITH C. PELHAM    Management    For    For
1I.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: SERGIO D. RIVERA    Management    For    For
1J.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. SCOTT TRUMBULL    Management    For    For
2.   THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2016.    Management    For    For
3.   APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC.    Management    For    For
4.   APPROVAL OF THE WELLTOWER INC. 2016 LONG-TERM INCENTIVE PLAN.    Management    For    For

 

AMERICAN CAMPUS COMMUNITIES, INC.
Security    024835100    Meeting Type    Annual
Ticker Symbol    ACC    Meeting Date    05-May-2016
ISIN    US0248351001    Agenda    934366596 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    04-May-2016
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1A.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: WILLIAM C. BAYLESS JR.    Management    For    For
1B.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: G. STEVEN DAWSON    Management    For    For
1C.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: CYDNEY C. DONNELL    Management    For    For
1D.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: DENNIS G. LOPEZ    Management    For    For
1E.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: EDWARD LOWENTHAL    Management    For    For
1F.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: OLIVER LUCK    Management    For    For
1G.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: C. PATRICK OLES, JR.    Management    For    For
1H.   ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OF STOCKHOLDER: WINSTON W. WALKER    Management    For    For
2.   RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR 2016    Management    For    For
3.   TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM    Management    Against    Against

 

ACADIA REALTY TRUST
Security    004239109    Meeting Type    Annual
Ticker Symbol    AKR    Meeting Date    09-May-2016
ISIN    US0042391096    Agenda    934359387 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    06-May-2016
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1A.   ELECTION OF TRUSTEE: KENNETH F. BERNSTEIN    Management    For    For
1B.   ELECTION OF TRUSTEE: DOUGLAS CROCKER II    Management    For    For
1C.   ELECTION OF TRUSTEE: LORRENCE T. KELLAR    Management    For    For
1D.   ELECTION OF TRUSTEE: WENDY LUSCOMBE    Management    Against    Against
1E.   ELECTION OF TRUSTEE: WILLIAM T. SPITZ    Management    For    For
1F.   ELECTION OF TRUSTEE: LYNN C. THURBER    Management    For    For
1G.   ELECTION OF TRUSTEE: LEE S. WIELANSKY    Management    For    For
1H.   ELECTION OF TRUSTEE: C. DAVID ZOBA    Management    For    For
2.   THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For
3.   THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S 2016 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION.    Management    For    For
4.   TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE SECOND AMENDED AND RESTATED ACADIA REALTY TRUST 2006 SHARE INCENTIVE PLAN.    Management    Against    Against

CARE CAPITAL PROPERTIES, INC.
Security    141624106    Meeting Type    Annual
Ticker Symbol    CCP    Meeting Date    10-May-2016
ISIN    US1416241065    Agenda    934350579 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
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1A.   ELECTION OF DIRECTOR: DOUGLAS CROCKER II    Management    For    For
1B.   ELECTION OF DIRECTOR: JOHN S. GATES, JR.    Management    For    For
1C.   ELECTION OF DIRECTOR: RONALD G. GEARY    Management    For    For
1D.   ELECTION OF DIRECTOR: RAYMOND J. LEWIS    Management    For    For
1E.   ELECTION OF DIRECTOR: JEFFREY A. MALEHORN    Management    For    For
1F.   ELECTION OF DIRECTOR: DALE A. REISS    Management    For    For
1G.   ELECTION OF DIRECTOR: JOHN L. WORKMAN    Management    For    For
2.   RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016    Management    For    For

 

VENTAS, INC.
Security    92276F100    Meeting Type    Annual
Ticker Symbol    VTR    Meeting Date    10-May-2016
ISIN    US92276F1003    Agenda    934354313 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
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1A.   ELECTION OF DIRECTOR: MELODY C. BARNES    Management    For    For
1B.   ELECTION OF DIRECTOR: DEBRA A. CAFARO    Management    For    For
1C.   ELECTION OF DIRECTOR: JAY M. GELLERT    Management    For    For
1D.   ELECTION OF DIRECTOR: RICHARD I. GILCHRIST    Management    For    For
1E.   ELECTION OF DIRECTOR: MATTHEW J. LUSTIG    Management    For    For
1F.   ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE    Management    For    For
1G.   ELECTION OF DIRECTOR: ROBERT D. REED    Management    For    For
1H.   ELECTION OF DIRECTOR: GLENN J. RUFRANO    Management    For    For
1I.   ELECTION OF DIRECTOR: JAMES D. SHELTON    Management    For    For
2.   RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.    Management    For    For
3.   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For

 

EQUITY LIFESTYLE PROPERTIES, INC.
Security    29472R108    Meeting Type    Annual
Ticker Symbol    ELS    Meeting Date    10-May-2016
ISIN    US29472R1086    Agenda    934357927 - Management
Record Date    04-Mar-2016    Holding Recon Date    04-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
SEDOL(s)       Quick Code   

 

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1.   DIRECTOR    Management      
 

1       PHILIP CALIAN

       For    For
 

2       DAVID CONTIS

       For    For
 

3       THOMAS DOBROWSKI

       For    For
 

4       THOMAS HENEGHAN

       For    For
 

5       TAO HUANG

       For    For
 

6       MARGUERITE NADER

       For    For

 

7       SHELI ROSENBERG

       For    For
 

8       HOWARD WALKER

       For    For
 

9       WILLIAM YOUNG

       For    For
 

10     SAMUEL ZELL

       For    For
2.   RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For
3.   APPROVAL ON A NON-BINDING, ADVISORY BASIS OF OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.    Management    For    For

 

DIGITAL REALTY TRUST, INC.
Security    253868103    Meeting Type    Annual
Ticker Symbol    DLR    Meeting Date    10-May-2016
ISIN    US2538681030    Agenda    934358020 - Management
Record Date    17-Mar-2016    Holding Recon Date    17-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
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1A.   ELECTION OF DIRECTOR: DENNIS E. SINGLETON    Management    For    For
1B.   ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN    Management    For    For
1C.   ELECTION OF DIRECTOR: KATHLEEN EARLEY    Management    For    For
1D.   ELECTION OF DIRECTOR: KEVIN J. KENNEDY    Management    For    For
1E.   ELECTION OF DIRECTOR: WILLIAM G. LAPERCH    Management    For    For
1F.   ELECTION OF DIRECTOR: A. WILLIAM STEIN    Management    For    For
1G.   ELECTION OF DIRECTOR: ROBERT H. ZERBST    Management    For    For
2.   TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For

 

SIMON PROPERTY GROUP, INC.
Security    828806109    Meeting Type    Annual
Ticker Symbol    SPG    Meeting Date    11-May-2016
ISIN    US8288061091    Agenda    934354680 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    10-May-2016
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1A.   ELECTION OF DIRECTOR: GLYN F. AEPPEL    Management    For    For
1B.   ELECTION OF DIRECTOR: LARRY C. GLASSCOCK    Management    For    For
1C.   ELECTION OF DIRECTOR: KAREN N. HORN, PH.D.    Management    For    For
1D.   ELECTION OF DIRECTOR: ALLAN HUBBARD    Management    For    For
1E.   ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ    Management    For    For
1F.   ELECTION OF DIRECTOR: GARY M. RODKIN    Management    For    For
1G.   ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D.    Management    For    For
1H.   ELECTION OF DIRECTOR: J. ALBERT SMITH, JR.    Management    For    For
2.   ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.    Management    For    For
3.   RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For

 

HIGHWOODS PROPERTIES, INC.
Security    431284108    Meeting Type    Annual
Ticker Symbol    HIW    Meeting Date    11-May-2016
ISIN    US4312841087    Agenda    934364326 - Management
Record Date    01-Mar-2016    Holding Recon Date    01-Mar-2016
City / Country    / United States    Vote Deadline Date    10-May-2016
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1.   DIRECTOR    Management      

 

1       CHARLES A. ANDERSON

       For    For
 

2       GENE H. ANDERSON

       For    For
 

3       CARLOS E. EVANS

       For    For
 

4       EDWARD J. FRITSCH

       For    For
 

5       DAVID J. HARTZELL

       For    For
 

6       SHERRY A. KELLETT

       For    For
 

7       O. TEMPLE SLOAN, JR.

       For    For
2.   RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016    Management    For    For
3.   ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    For    For

 

FIRST INDUSTRIAL REALTY TRUST, INC.
Security    32054K103    Meeting Type    Annual
Ticker Symbol    FR    Meeting Date    11-May-2016
ISIN    US32054K1034    Agenda    934384354 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    10-May-2016
SEDOL(s)       Quick Code   

 

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Management

1.1   ELECTION OF DIRECTOR: MATTHEW S. DOMINSKI    Management    For    For
1.2   ELECTION OF DIRECTOR: BRUCE W. DUNCAN    Management    For    For
1.3   ELECTION OF DIRECTOR: H. PATRICK HACKETT, JR.    Management    For    For
1.4   ELECTION OF DIRECTOR: JOHN RAU    Management    Against    Against
1.5   ELECTION OF DIRECTOR: L. PETER SHARPE    Management    For    For
1.6   ELECTION OF DIRECTOR: W. ED TYLER    Management    For    For
2.   TO APPROVE, ON AN ADVISORY (I.E. NON-BINDING) BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2016 ANNUAL MEETING.    Management    For    For
3.   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For

 

UDR, INC.
Security    902653104    Meeting Type    Annual
Ticker Symbol    UDR    Meeting Date    12-May-2016
ISIN    US9026531049    Agenda    934360126 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    11-May-2016
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1A.   ELECTION OF DIRECTOR: KATHERINE A. CATTANACH    Management    For    For
1B.   ELECTION OF DIRECTOR: ROBERT P. FREEMAN    Management    For    For
1C.   ELECTION OF DIRECTOR: JON A. GROVE    Management    For    For
1D.   ELECTION OF DIRECTOR: MARY ANN KING    Management    For    For
1E.   ELECTION OF DIRECTOR: JAMES D. KLINGBEIL    Management    For    For
1F.   ELECTION OF DIRECTOR: CLINT D. MCDONNOUGH    Management    For    For
1G.   ELECTION OF DIRECTOR: ROBERT A. MCNAMARA    Management    For    For
1H.   ELECTION OF DIRECTOR: MARK R. PATTERSON    Management    For    For
1I.   ELECTION OF DIRECTOR: LYNNE B. SAGALYN    Management    For    For
1J.   ELECTION OF DIRECTOR: THOMAS W. TOOMEY    Management    For    For
2.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    Against    Against
3.   ADVISORY VOTE TO APPROVE NAMED OFFICER COMPENSATION.    Management    Against    Against

 

HOST HOTELS & RESORTS, INC.
Security    44107P104    Meeting Type    Annual
Ticker Symbol    HST    Meeting Date    12-May-2016
ISIN    US44107P1049    Agenda    934376131 - Management
Record Date    17-Mar-2016    Holding Recon Date    17-Mar-2016
City / Country    / United States    Vote Deadline Date    11-May-2016
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1.1   ELECTION OF DIRECTOR: MARY L. BAGLIVO    Management    For    For
1.2   ELECTION OF DIRECTOR: SHEILA C. BAIR    Management    For    For
1.3   ELECTION OF DIRECTOR: TERENCE C. GOLDEN    Management    For    For
1.4   ELECTION OF DIRECTOR: ANN M. KOROLOGOS    Management    For    For
1.5   ELECTION OF DIRECTOR: RICHARD E. MARRIOTT    Management    For    For
1.6   ELECTION OF DIRECTOR: JOHN B. MORSE, JR.    Management    For    For
1.7   ELECTION OF DIRECTOR: WALTER C. RAKOWICH    Management    For    For
1.8   ELECTION OF DIRECTOR: GORDON H. SMITH    Management    For    For
1.9   ELECTION OF DIRECTOR: W. EDWARD WALTER    Management    For    For
2.   RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.    Management    For    For
3.   ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For
4.   CHARTER AMENDMENT PROVIDING STOCKHOLDERS THE POWER TO AMEND THE BYLAWS.    Management    For    For
5.   CHARTER AMENDMENT REDUCING THE THRESHOLD FOR STOCKHOLDERS TO CALL A SPECIAL MEETING.    Management    For    For
6.   EMPLOYEE STOCK PURCHASE PLAN.    Management    For    For

 

ALEXANDRIA REAL ESTATE EQUITIES, INC.
Security    015271109    Meeting Type    Annual
Ticker Symbol    ARE    Meeting Date    12-May-2016
ISIN    US0152711091    Agenda    934384013 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    / United States    Vote Deadline Date    11-May-2016
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1.   DIRECTOR    Management      
 

1       JOEL S. MARCUS

       For    For
 

2       STEVEN R. HASH

       For    For
 

3       JOHN L. ATKINS, III

       Withheld    Against
 

4       JAMES P. CAIN

       For    For
 

5       MARIA C. FREIRE

       For    For
 

6       RICHARD H. KLEIN

       For    For
 

7       JAMES H. RICHARDSON

       For    For
2.   APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S AMENDED AND RESTATED 1997 STOCK AWARD AND INCENTIVE PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For
3.   TO CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT FOR THE 2016 ANNUAL MEETING OF STOCKHOLDERS OF THE COMPANY.    Management    Against    Against
4.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For

 

CAMDEN PROPERTY TRUST
Security    133131102    Meeting Type    Annual
Ticker Symbol    CPT    Meeting Date    13-May-2016
ISIN    US1331311027    Agenda    934358830 - Management
Record Date    16-Mar-2016    Holding Recon Date    16-Mar-2016
City / Country    / United States    Vote Deadline Date    12-May-2016
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1.   DIRECTOR    Management      
 

1       RICHARD J. CAMPO

       For    For
 

2       SCOTT S. INGRAHAM

       For    For
 

3       LEWIS A. LEVEY

       For    For
 

4       WILLIAM B. MCGUIRE, JR.

       For    For
 

5       WILLIAM F. PAULSEN

       For    For
 

6       D. KEITH ODEN

       For    For
 

7       F. GARDNER PARKER

       For    For
 

8       F.A. SEVILLA-SACASA

       For    For

 

9       STEVEN A. WEBSTER

       For    For
 

10     KELVIN R. WESTBROOK

       For    For
2.   RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For
3.   APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE COMPENSATION.    Management    For    For

 

GENERAL GROWTH PROPERTIES, INC
Security    370023103    Meeting Type    Annual
Ticker Symbol    GGP    Meeting Date    17-May-2016
ISIN    US3700231034    Agenda    934355492 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
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1A.   ELECTION OF DIRECTOR: RICHARD B. CLARK    Management    For    For
1B.   ELECTION OF DIRECTOR: MARY LOU FIALA    Management    For    For
1C.   ELECTION OF DIRECTOR: J. BRUCE FLATT    Management    For    For
1D.   ELECTION OF DIRECTOR: JOHN K. HALEY    Management    For    For
1E.   ELECTION OF DIRECTOR: DANIEL B. HURWITZ    Management    For    For
1F.   ELECTION OF DIRECTOR: BRIAN W. KINGSTON    Management    For    For
1G.   ELECTION OF DIRECTOR: SANDEEP MATHRANI    Management    For    For
1H.   ELECTION OF DIRECTOR: DAVID J. NEITHERCUT    Management    For    For
1I.   ELECTION OF DIRECTOR: MARK R. PATTERSON    Management    Against    Against
2.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.    Management    Against    Against
3.   RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For

 

ESSEX PROPERTY TRUST, INC.
Security    297178105    Meeting Type    Annual
Ticker Symbol    ESS    Meeting Date    17-May-2016
ISIN    US2971781057    Agenda    934361508 - Management
Record Date    29-Feb-2016    Holding Recon Date    29-Feb-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
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1.   DIRECTOR    Management      
 

1       KEITH R. GUERICKE

       For    For
 

2       IRVING F. LYONS, III

       For    For
 

3       GEORGE M. MARCUS

       For    For
 

4       GARY P. MARTIN

       Withheld    Against
 

5       ISSIE N. RABINOVITCH

       Withheld    Against
 

6       THOMAS E. ROBINSON

       For    For
 

7       MICHAEL J. SCHALL

       For    For
 

8       BYRON A. SCORDELIS

       For    For
 

9       JANICE L. SEARS

       For    For
2.   AMENDMENT OF OUR CHARTER TO CHANGE THE CURRENT SUPER-MAJORITY VOTE REQUIREMENT TO AMEND CERTAIN SECTIONS OF THE CHARTER TO A MAJORITY VOTE STANDARD.    Management    For    For
3.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For
4.   ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For

 

BOSTON PROPERTIES, INC.
Security    101121101    Meeting Type    Annual
Ticker Symbol    BXP    Meeting Date    17-May-2016
ISIN    US1011211018    Agenda    934371648 - Management
Record Date    23-Mar-2016    Holding Recon Date    23-Mar-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
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1A.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: BRUCE W. DUNCAN    Management    For    For
1B.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: KAREN E. DYKSTRA    Management    For    For
1C.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: CAROL B. EINIGER    Management    For    For
1D.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: JACOB A. FRENKEL    Management    For    For
1E.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: JOEL I. KLEIN    Management    For    For
1F.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: DOUGLAS T. LINDE    Management    For    For
1G.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: MATTHEW J. LUSTIG    Management    For    For
1H.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: ALAN J. PATRICOF    Management    For    For
1I.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: OWEN D. THOMAS    Management    For    For
1J.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: MARTIN TURCHIN    Management    For    For
1K.   ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: DAVID A. TWARDOCK    Management    For    For
2.   TO APPROVE, BY NON-BINDING RESOLUTION, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For
3.   TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For

 

CHESAPEAKE LODGING TRUST
Security    165240102    Meeting Type    Annual
Ticker Symbol    CHSP    Meeting Date    17-May-2016
ISIN    US1652401027    Agenda    934387069 - Management
Record Date    01-Apr-2016    Holding Recon Date    01-Apr-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
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1A.   ELECTION OF TRUSTEE: JAMES L. FRANCIS    Management    For    For
1B.   ELECTION OF TRUSTEE: DOUGLAS W. VICARI    Management    Against    Against
1C.   ELECTION OF TRUSTEE: THOMAS A. NATELLI    Management    For    For
1D.   ELECTION OF TRUSTEE: THOMAS D. ECKERT    Management    For    For
1E.   ELECTION OF TRUSTEE: JOHN W. HILL    Management    For    For
1F.   ELECTION OF TRUSTEE: GEORGE F. MCKENZIE    Management    For    For
1G.   ELECTION OF TRUSTEE: JEFFREY D. NUECHTERLEIN    Management    For    For
2.   CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE TRUST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For
3.   CONSIDER AND VOTE UPON A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE TRUST’S EXECUTIVE COMPENSATION PROGRAMS AS DESCRIBED IN THE TRUST’S 2016 PROXY STATEMENT.    Management    For    For
4.   CONSIDER AND VOTE UPON A PROPOSAL TO AMEND THE TRUST’S CHARTER TO PERMIT SHAREHOLDERS TO ACT TO AMEND THE TRUST’S BYLAWS OR MAKE NEW BYLAWS PURSUANT TO BINDING PROPOSALS SUBMITTED TO THEM FOR APPROVAL BY THE BOARD OF TRUSTEES OR CERTAIN ELIGIBLE SHAREHOLDERS.    Management    Against    Against
5.   CONSIDER AND VOTE UPON A NON-BINDING SHAREHOLDER PROPOSAL TO AMEND THE TRUST’S GOVERNING DOCUMENTS TO PERMIT SHAREHOLDERS TO ACT TO AMEND THE TRUST’S BYLAWS.    Shareholder    For    Against

 

EDUCATION REALTY TRUST, INC.
Security    28140H203    Meeting Type    Annual
Ticker Symbol    EDR    Meeting Date    18-May-2016
ISIN    US28140H2031    Agenda    934361786 - Management
Record Date    03-Mar-2016    Holding Recon Date    03-Mar-2016
City / Country    / United States    Vote Deadline Date    17-May-2016
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1.   DIRECTOR    Management      
 

1       JOHN V. ARABIA

       For    For
 

2       MONTE J. BARROW

       For    For
 

3       WILLIAM J. CAHILL, III

       For    For
 

4       RANDALL L. CHURCHEY

       For    For
 

5       KIMBERLY K. SCHAEFER

       For    For
 

6       HOWARD A. SILVER

       For    For
 

7       THOMAS TRUBIANA

       For    For
 

8       WENDELL W. WEAKLEY

       For    For
2.   TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016    Management    For    For

3.   TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS    Management    For    For

 

KILROY REALTY CORPORATION
Security    49427F108    Meeting Type    Annual
Ticker Symbol    KRC    Meeting Date    19-May-2016
ISIN    US49427F1084    Agenda    934366899 - Management
Record Date    11-Mar-2016    Holding Recon Date    11-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
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1A.   ELECTION OF DIRECTOR: JOHN KILROY    Management    For    For
1B.   ELECTION OF DIRECTOR: EDWARD BRENNAN, PH.D.    Management    For    For
1C.   ELECTION OF DIRECTOR: JOLIE HUNT    Management    For    For
1D.   ELECTION OF DIRECTOR: SCOTT INGRAHAM    Management    For    For
1E.   ELECTION OF DIRECTOR: GARY STEVENSON    Management    For    For
1F.   ELECTION OF DIRECTOR: PETER STONEBERG    Management    Against    Against
2.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    For    For
3.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For

 

NATIONAL RETAIL PROPERTIES, INC.
Security    637417106    Meeting Type    Annual
Ticker Symbol    NNN    Meeting Date    19-May-2016
ISIN    US6374171063    Agenda    934368449 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
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1.   DIRECTOR    Management      
 

1       DON DEFOSSET

       For    For
 

2       DAVID M. FICK

       For    For
 

3       EDWARD J. FRITSCH

       For    For
 

4       KEVIN B. HABICHT

       Withheld    Against
 

5       ROBERT C. LEGLER

       For    For
 

6       CRAIG MACNAB

       For    For
 

7       SAM L. SUSSER

       For    For
2.   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For
3.   RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For

 

VORNADO REALTY TRUST
Security    929042109    Meeting Type    Annual
Ticker Symbol    VNO    Meeting Date    19-May-2016
ISIN    US9290421091    Agenda    934375696 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
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1.   DIRECTOR    Management      
 

1       CANDACE K. BEINECKE

       For    For
 

2       ROBERT P. KOGOD

       For    For
 

3       RICHARD R. WEST

       For    For
2.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.    Management    For    For
3.   APPROVAL OF AN AMENDMENT TO THE DECLARATION OF TRUST TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF TRUSTEES.    Management    For    For
4.   NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    Against    Against

AVALONBAY COMMUNITIES, INC.
Security    053484101    Meeting Type    Annual
Ticker Symbol    AVB    Meeting Date    19-May-2016
ISIN    US0534841012    Agenda    934378969 - Management
Record Date    07-Mar-2016    Holding Recon Date    07-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
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1.   DIRECTOR    Management      
 

1       GLYN F. AEPPEL

       For    For
 

2       TERRY S. BROWN

       For    For
 

3       ALAN B. BUCKELEW

       For    For
 

4       RONALD L. HAVNER, JR.

       For    For
 

5       TIMOTHY J. NAUGHTON

       For    For
 

6       LANCE R. PRIMIS

       For    For
 

7       PETER S. RUMMELL

       For    For
 

8       H. JAY SARLES

       For    For
 

9       W. EDWARD WALTER

       For    For
2.   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   TO ADOPT A RESOLUTION APPROVING, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT.    Management    For    For

 

EXTRA SPACE STORAGE INC.
Security    30225T102    Meeting Type    Annual
Ticker Symbol    EXR    Meeting Date    24-May-2016
ISIN    US30225T1025    Agenda    934373248 - Management
Record Date    28-Mar-2016    Holding Recon Date    28-Mar-2016
City / Country    / United States    Vote Deadline Date    23-May-2016
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1A.   ELECTION OF DIRECTOR: KENNETH M. WOOLLEY    Management    For    For
1B.   ELECTION OF DIRECTOR: SPENCER F. KIRK    Management    For    For
1C.   ELECTION OF DIRECTOR: KARL HAAS    Management    Abstain    Against
1D.   ELECTION OF DIRECTOR: DIANE OLMSTEAD    Management    For    For
1E.   ELECTION OF DIRECTOR: ROGER B. PORTER    Management    For    For
1F.   WITHDRAWN DIRECTOR    Management    Abstain   
1G.   ELECTION OF DIRECTOR: K. FRED SKOUSEN    Management    For    For
2.   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For
3.   ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For
4.   ELECTION OF ADDITIONAL DIRECTOR: DENNIS J. LETHAM    Management    For    For

 

THE MACERICH COMPANY
Security    554382101    Meeting Type    Annual
Ticker Symbol    MAC    Meeting Date    26-May-2016
ISIN    US5543821012    Agenda    934383871 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    25-May-2016
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1A.   ELECTION OF DIRECTOR: JOHN H. ALSCHULER    Management    For    For
1B.   ELECTION OF DIRECTOR: ARTHUR M. COPPOLA    Management    For    For
1C.   ELECTION OF DIRECTOR: EDWARD C. COPPOLA    Management    For    For
1D.   ELECTION OF DIRECTOR: STEVEN R. HASH    Management    For    For

1E.   ELECTION OF DIRECTOR: FRED S. HUBBELL    Management    For    For
1F.   ELECTION OF DIRECTOR: DIANA M. LAING    Management    For    For
1G.   ELECTION OF DIRECTOR: MASON G. ROSS    Management    For    For
1H.   ELECTION OF DIRECTOR: STEVEN L. SOBOROFF    Management    For    For
1I.   ELECTION OF DIRECTOR: ANDREA M. STEPHEN    Management    For    For
1J.   ELECTION OF DIRECTOR: JOHN M. SULLIVAN    Management    For    For
2.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN OUR PROXY STATEMENT.    Management    For    For
4.   APPROVAL OF OUR AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN.    Management    For    For

 

CUBESMART
Security    229663109    Meeting Type    Annual
Ticker Symbol    CUBE    Meeting Date    01-Jun-2016
ISIN    US2296631094    Agenda    934348776 - Management
Record Date    15-Mar-2016    Holding Recon Date    15-Mar-2016
City / Country    / United States    Vote Deadline Date    31-May-2016
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1.   DIRECTOR    Management      
 

1       W.M. DIEFENDERFER III

       For    For
 

2       PIERO BUSSANI

       For    For
 

3       CHRISTOPHER P. MARR

       For    For
 

4       MARIANNE M. KELER

       For    For
 

5       DEBORAH R. SALZBERG

       For    For
 

6       JOHN F. REMONDI

       For    For
 

7       JEFFREY F. ROGATZ

       For    For
 

8       JOHN W. FAIN

       For    For
2.   ADOPT CERTAIN AMENDMENTS AND RESTATEMENTS OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER.    Management    For    For
3.   TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For
4.   TO CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION.    Management    For    For

 

EQUINIX, INC.
Security    29444U700    Meeting Type    Annual
Ticker Symbol    EQIX    Meeting Date    01-Jun-2016
ISIN    US29444U7000    Agenda    934415921 - Management
Record Date    20-Apr-2016    Holding Recon Date    20-Apr-2016
City / Country    / United States    Vote Deadline Date    31-May-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       THOMAS BARTLETT

       For    For
 

2       NANCI CALDWELL

       For    For
 

3       GARY HROMADKO

       For    For
 

4       JOHN HUGHES

       For    For
 

5       SCOTT KRIENS

       For    For
 

6       WILLIAM LUBY

       For    For
 

7       IRVING LYONS, III

       For    For
 

8       CHRISTOPHER PAISLEY

       Withheld    Against
 

9       STEPHEN SMITH

       For    For
 

10     PETER VAN CAMP

       Withheld    Against
2.   TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For
3.   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For

DOUGLAS EMMETT, INC.
Security    25960P109    Meeting Type    Annual
Ticker Symbol    DEI    Meeting Date    02-Jun-2016
ISIN    US25960P1093    Agenda    934389253 - Management
Record Date    05-Apr-2016    Holding Recon Date    05-Apr-2016
City / Country    / United States    Vote Deadline Date    01-Jun-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       DAN A. EMMETT

       For    For
 

2       JORDAN L. KAPLAN

       For    For
 

3       KENNETH M. PANZER

       For    For
 

4       CHRISTOPHER H. ANDERSON

       For    For
 

5       LESLIE E. BIDER

       For    For
 

6       DR. DAVID T. FEINBERG

       For    For
 

7       THOMAS E. O’HERN

       For    For
 

8       WILLIAM E. SIMON, JR.

       For    For
 

9       VIRGINIA A. MCFERRAN

       For    For
2.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For
3.   TO APPROVE THE DOUGLAS EMMETT, INC. 2016 OMNIBUS STOCK INCENTIVE PLAN.    Management    Against    Against
4.   TO APPROVE, IN A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION.    Management    Against    Against

 

STORE CAPITAL CORPORATION
Security    862121100    Meeting Type    Annual
Ticker Symbol    STOR    Meeting Date    02-Jun-2016
ISIN    US8621211007    Agenda    934391121 - Management
Record Date    04-Apr-2016    Holding Recon Date    04-Apr-2016
City / Country    / United States    Vote Deadline Date    01-Jun-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       MORTON H. FLEISCHER

       For    For
 

2       CHRISTOPHER H. VOLK

       For    For
 

3       JOSEPH M. DONOVAN

       For    For
 

4       WILLIAM F. HIPP

       For    For
 

5       EINAR A. SEADLER

       For    For
 

6       RAJATH SHOURIE

       For    For
 

7       DEREK SMITH

       For    For
 

8       QUENTIN P. SMITH, JR.

       For    For
2.   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
3.   TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For
4.   TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    1 Year    For

 

SL GREEN REALTY CORP.
Security    78440X101    Meeting Type    Annual
Ticker Symbol    SLG    Meeting Date    02-Jun-2016
ISIN    US78440X1019    Agenda    934394848 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    / United States    Vote Deadline Date    01-Jun-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: EDWIN THOMAS BURTON, III    Management    For    For
1B.   ELECTION OF DIRECTOR: CRAIG M. HATKOFF    Management    For    For
1C.   ELECTION OF DIRECTOR: ANDREW W. MATHIAS    Management    Against    Against
2.   TO APPROVE, ON A NON-BINDING ADVISORY BASIS, OUR EXECUTIVE COMPENSATION.    Management    Against    Against

3.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For
4.   TO APPROVE OUR FOURTH AMENDED AND RESTATED 2005 STOCK OPTION AND INCENTIVE PLAN.    Management    Against    Against

 

BRIXMOR PROPERTY GROUP INC
Security    11120U105    Meeting Type    Annual
Ticker Symbol    BRX    Meeting Date    16-Jun-2016
ISIN    US11120U1051    Agenda    934389291 - Management
Record Date    08-Apr-2016    Holding Recon Date    08-Apr-2016
City / Country    / United States    Vote Deadline Date    15-Jun-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       DANIEL B. HURWITZ

       For    For
 

2       JOHN G. SCHREIBER

       For    For
 

3       MICHAEL BERMAN

       For    For
 

4       ANTHONY W. DEERING

       For    For
 

5       THOMAS W. DICKSON

       For    For
 

6       JONATHAN D. GRAY

       For    For
 

7       WILLIAM D. RAHM

       For    For
 

8       WILLIAM J. STEIN

       For    For
 

9       GABRIELLE SULZBERGER

       For    For
2.   TO RATIFY THE APPOINTMENT OF DELOITTE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For
3.   TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.    Management    For    For

 

EQUITY RESIDENTIAL
Security    29476L107    Meeting Type    Annual
Ticker Symbol    EQR    Meeting Date    16-Jun-2016
ISIN    US29476L1070    Agenda    934398644 - Management
Record Date    08-Apr-2016    Holding Recon Date    08-Apr-2016
City / Country    / United States    Vote Deadline Date    15-Jun-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       JOHN W. ALEXANDER

       For    For
 

2       CHARLES L. ATWOOD

       For    For
 

3       LINDA WALKER BYNOE

       For    For
 

4       CONNIE K. DUCKWORTH

       For    For
 

5       MARY KAY HABEN

       For    For
 

6       BRADLEY A. KEYWELL

       For    For
 

7       JOHN E. NEAL

       For    For
 

8       DAVID J. NEITHERCUT

       For    For
 

9       MARK S. SHAPIRO

       For    For
 

10     GERALD A. SPECTOR

       For    For
 

11     STEPHEN E. STERRETT

       For    For
 

12     B. JOSEPH WHITE

       For    For
 

13     SAMUEL ZELL

       For    For
2.   RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2016.    Management    For    For
3.   APPROVE EXECUTIVE COMPENSATION.    Management    For    For

IVY FUNDS VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

NXP Semiconductors NV

 

Meeting Date:    07/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    06/04/2015    Meeting Type:    Special    Ticker:    NXPI

 

Shares Voted:   190,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1A   Approve Acquisition of Freescale Through a Cash and Share Consideration    Mgmt    For    Refer    For
1B   Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A    Mgmt    For    Refer    For
1C   Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition    Mgmt    For    For    For
2A   Elect Gregory L. Summe as Non-executive Director    Mgmt    For    For    For
2B   Elect Peter Smitham as Non-executive Director    Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    07/28/2015    Country:    Cyprus    Primary Security ID:    74735M108
Record Date:    06/08/2015    Meeting Type:    Special    Ticker:    QIWI

 

Shares Voted:   222,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Reserve Shares for Issuance Under the 2015 Employee Restricted Stock Plan    Mgmt    For    Refer    For
2   Approve the 2015 Employee Restricted Stock Plan    Mgmt    For    Refer    For

Acxiom Corporation

 

Meeting Date:    08/18/2015    Country:    USA    Primary Security ID:    005125109
Record Date:    06/22/2015    Meeting Type:    Annual    Ticker:    ACXM

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Acxiom Corporation

 

Shares Voted:   654,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John L. Battelle    Mgmt    For    For    For
1.2   Elect Director William J. Henderson    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Virtusa Corporation

 

Meeting Date:    09/01/2015    Country:    USA    Primary Security ID:    92827P102
Record Date:    07/13/2015    Meeting Type:    Annual    Ticker:    VRTU

 

Shares Voted:   55,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin Trust    Mgmt    For    For    For
1.2   Elect Director Izhar Armony    Mgmt    For    For    For
1.3   Elect Director Rowland T. Moriarty    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   242,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For
1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For
2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

WNS (Holdings) Limited

 

Meeting Date:    09/28/2015    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    08/11/2015    Meeting Type:    Annual    Ticker:    WNS

 

Shares Voted:   603,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

WNS (Holdings) Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2015    Mgmt    For    For    For
2   Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Reelect Renu S. Karnad as a Class III Director    Mgmt    For    Refer    For
5   Reelect Francoise Gri as a Class III Director    Mgmt    For    For    For
6   Reelect John Freeland as a Class III Director    Mgmt    For    For    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For

Alibaba Group Holding Ltd.

 

Meeting Date:    10/08/2015    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/13/2015    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   70,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Joseph C. Tsai as Director    Mgmt    For    Refer    Against
1.2   Elect Jonathan Zhaoxi Lu as Director    Mgmt    For    Refer    Against
1.3   Elect J. Michael Evans as Director    Mgmt    For    Refer    Against
1.4   Elect Borje E. Ekholm as Director    Mgmt    For    For    For
1.5   Elect Wan Ling Martello as Director    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers as Independent Auditors    Mgmt    For    For    For

Abengoa S.A.

 

Meeting Date:    10/10/2015    Country:    Spain    Primary Security ID:    E0002V203
Record Date:    10/04/2015    Meeting Type:    Special    Ticker:    ABG.P

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Abengoa S.A.

 

Shares Voted:   1,361,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Capital Reduction by Decrease in Par Value    Mgmt    For    Refer    For
2   Approve Capital Raising    Mgmt    For    Refer    For
3.1   Dismiss Directors    Mgmt    For    Refer    Against
3.2   Fix Number of Directors at 13    Mgmt    For    Refer    For
3.3   Ratify Appointment of and Elect Santiago Seage Medela    Mgmt    For    For    For
3.4   Ratify Appointment of and Elect José Domínguez Abascal    Mgmt    For    Refer    For
4.1   Amend Article 20 Re: General Shareholders Meeting    Mgmt    For    For    For
4.2   Amend Article 44 bis Re: Investment Committee    Mgmt    For    Refer    For
5   Amend Article 2 of General Meeting Regulations    Mgmt    For    For    For
6   Receive Amendments to Board of Directors Regulations    Mgmt         
7   Approve Instruction to Board of Directors to Observe a Maximum Limit on Capex Commitments    Mgmt    For    Refer    For
8   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Abengoa S.A.

 

Meeting Date:    10/10/2015    Country:    Spain    Primary Security ID:    E0002V203
Record Date:    09/28/2015    Meeting Type:    Special    Ticker:    ABG.P

 

Shares Voted:   577,580          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Capital Reduction by Decrease in Par Value    Mgmt    For    Refer    For
2   Approve Capital Raising    Mgmt    For    Refer    For
3.1   Dismiss Directors    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Abengoa S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Fix Number of Directors at 13    Mgmt    For    Refer    For
3.3   Ratify Appointment of and Elect Santiago Seage Medela    Mgmt    For    For    For
3.4   Ratify Appointment of and Elect José Domínguez Abascal    Mgmt    For    Refer    For
4.1   Amend Article 20 Re: General Shareholders Meeting    Mgmt    For    For    For
4.2   Amend Article 44 bis Re: Investment Committee    Mgmt    For    Refer    For
5   Amend Article 2 of General Meeting Regulations    Mgmt    For    For    For
6   Receive Amendments to Board of Directors Regulations    Mgmt         
7   Approve Instruction to Board of Directors to Observe a Maximum Limit on Capex Commitments    Mgmt    For    Refer    For
8   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Zayo Group Holdings, Inc.

 

Meeting Date:    11/02/2015    Country:    USA    Primary Security ID:    98919V105
Record Date:    09/11/2015    Meeting Type:    Annual    Ticker:    ZAYO

 

Shares Voted:   323,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Daniel Caruso    Mgmt    For    For    For
1.2   Elect Director Don Gips    Mgmt    For    For    For
1.3   Elect Director Nina Richardson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Shares Voted:   242,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

Cardiovascular Systems, Inc.

 

Meeting Date:    11/18/2015    Country:    USA    Primary Security ID:    141619106
Record Date:    09/21/2015    Meeting Type:    Annual    Ticker:    CSII

 

Shares Voted:   85,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Scott Bartos    Mgmt    For    For    For
1.2   Elect Director Edward Brown    Mgmt    For    For    For
1.3   Elect Director Augustine Lawlor    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dialog Semiconductor plc

 

Meeting Date:    11/19/2015    Country:    United Kingdom    Primary Security ID:    G5821P111
Record Date:    11/17/2015    Meeting Type:    Special    Ticker:    DLG

 

Shares Voted:   138,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Authorise Issue of Equity in Connection with the Acquisition    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Microsoft Corporation

 

Meeting Date:    12/02/2015    Country:    USA    Primary Security ID:    594918104
Record Date:    10/02/2015    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   331,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Harman International Industries, Incorporated

 

Meeting Date:    12/09/2015    Country:    USA    Primary Security ID:    413086109
Record Date:    10/14/2015    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   110,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann McLaughlin Korologos    Mgmt    For    For    For
1d   Elect Director Edward H. Meyer    Mgmt    For    For    For
1e   Elect Director Robert Nail    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Harman International Industries, Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g   Elect Director Abraham N. Reichental    Mgmt    For    For    For
1h   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1i   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1j   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1k   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Aspen Technology, Inc.

 

Meeting Date:    12/11/2015    Country:    USA    Primary Security ID:    045327103
Record Date:    10/13/2015    Meeting Type:    Annual    Ticker:    AZPN

 

Shares Voted:   668,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gary E. Haroian    Mgmt    For    For    For
1.2   Elect Director Antonio J. Pietri    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Marrone Bio Innovations, Inc.

 

Meeting Date:    12/17/2015    Country:    USA    Primary Security ID:    57165B106
Record Date:    11/09/2015    Meeting Type:    Annual    Ticker:    MBII

 

Shares Voted:   279,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Timothy Fogarty    Mgmt    For    For    For
1.2   Elect Director Richard Rominger    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Micron Technology, Inc.

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    595112103
Record Date:    11/30/2015    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   1,678,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

MICROSEMI CORPORATION

 

Meeting Date:    02/09/2016    Country:    USA    Primary Security ID:    595137100
Record Date:    12/14/2015    Meeting Type:    Annual    Ticker:    MSCC

 

Shares Voted:   533,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James J. Peterson    Mgmt    For    For    For
1.2   Elect Director Dennis R. Leibel    Mgmt    For    For    For
1.3   Elect Director Thomas R. Anderson    Mgmt    For    For    For
1.4   Elect Director William E. Bendush    Mgmt    For    For    For
1.5   Elect Director Paul F. Folino    Mgmt    For    For    For
1.6   Elect Director William L. Healey    Mgmt    For    For    For
1.7   Elect Director Matthew E. Massengill    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

MICROSEMI CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    03/15/2016    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    02/04/2016    Meeting Type:    Special    Ticker:    EVGN

 

Shares Voted:   175,440          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Adoption of a U.S. Addendum to the 2013 Share Option Plan of Evogene Ltd.    Mgmt    For    Refer    For
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

WNS (Holdings) Limited

 

Meeting Date:    03/16/2016    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    02/09/2016    Meeting Type:    Special    Ticker:    WNS

 

Shares Voted:   610,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Share Repurchase Program    Mgmt    For    For    For

Hewlett Packard Enterprise Company

 

Meeting Date:    03/23/2016    Country:    USA    Primary Security ID:    42824C109
Record Date:    01/26/2016    Meeting Type:    Annual    Ticker:    HPE

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Hewlett Packard Enterprise Company

 

Shares Voted:   220,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote Instruction

1a   Elect Director Daniel Ammann    Mgmt    For    For    For
1b   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1c   Elect Director Michael J. Angelakis    Mgmt    For    For    For
1d   Elect Director Leslie A. Brun    Mgmt    For    For    For
1e   Elect Director Pamela L. Carter    Mgmt    For    For    For
1f   Elect Director Klaus Kleinfeld    Mgmt    For    For    For
1g   Elect Director Raymond J. Lane    Mgmt    For    For    For
1h   Elect Director Ann M. Livermore    Mgmt    For    For    For
1i   Elect Director Raymond E. Ozzie    Mgmt    For    For    For
1j   Elect Director Gary M. Reiner    Mgmt    For    For    For
1k   Elect Director Patricia F. Russo    Mgmt    For    For    For
1l   Elect Director Lip-Bu Tan    Mgmt    For    Refer    For
1m   Elect Director Margaret C. Whitman    Mgmt    For    For    For
1n   Elect Director Mary Agnes Wilderotter    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Photronics, Inc.

 

Meeting Date:    03/23/2016    Country:    USA    Primary Security ID:    719405102
Record Date:    02/22/2016    Meeting Type:    Annual    Ticker:    PLAB

 

Shares Voted:   472,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Walter M. Fiederowicz    Mgmt    For    For    For
1.2   Elect Director Joseph A. Fiorita, Jr.    Mgmt    For    For    For
1.3   Elect Director Liang-Choo Hsia    Mgmt    For    For    For
1.4   Elect Director Peter S. Kirlin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Photronics, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Constantine S. Macricostas    Mgmt    For    For    For
1.6   Elect Director George Macricostas    Mgmt    For    For    For
1.7   Elect Director Mitchell G. Tyson    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Deloitte& Touche LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   268,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Rambus Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    750917106
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    RMBS

 

Shares Voted:   666,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director J. Thomas Bentley    Mgmt    For    For    For
1b   Elect Director E. Thomas Fisher    Mgmt    For    For    For
1c   Elect Director Charles Kissner    Mgmt    For    For    For
1d   Elect Director David Shrigley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Silicon Laboratories Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    826919102
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    SLAB

 

Shares Voted:   25,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William G. Bock    Mgmt    For    For    For
1.2   Elect Director Jack R. Lazar    Mgmt    For    For    For
1.3   Elect Director Neil Kim    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Silicon Laboratories Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dialog Semiconductor plc

 

Meeting Date:    04/28/2016    Country:    United Kingdom    Primary Security ID:    G5821P111
Record Date:    04/26/2016    Meeting Type:    Annual    Ticker:    DLG

 

Shares Voted:   138,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Appoint Deloitte LLP as Auditors    Mgmt    For    For    For
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Jalal Bagherli as Director    Mgmt    For    For    For
7   Re-elect Christopher Burke as Director    Mgmt    For    For    For
8   Re-elect Aidan Hughes as Director    Mgmt    For    For    For
9   Re-elect Russell Shaw as Director    Mgmt    For    For    For
10   Amend Equity Scheme Rules    Mgmt    For    Refer    For
11   Approve Increase in the Aggregate Annual Fees Payable to Non-executive Directors    Mgmt    For    Refer    For
12   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
13   Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue    Mgmt    For    For    For
14   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
15   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc    Mgmt    For    For    For
16   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Dialog Semiconductor plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International    Mgmt    For    For    For
18   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    04/29/2016    Country:    Cyprus    Primary Security ID:    74735M108
Record Date:    03/10/2016    Meeting Type:    Special    Ticker:    QIWI

 

Shares Voted:   222,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Amend Articles: Board-Related    Mgmt    For    Refer    For

QTS Realty Trust, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    74736A103
Record Date:    03/09/2016    Meeting Type:    Annual    Ticker:    QTS

 

Shares Voted:   158,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Chad L. Williams    Mgmt    For    For    For
1.2   Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.3   Elect Director John W. Barter    Mgmt    For    For    For
1.4   Elect Director William O. Grabe    Mgmt    For    For    For
1.5   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.6   Elect Director Peter A. Marino    Mgmt    For    For    For
1.7   Elect Director Scott D. Miller    Mgmt    For    For    For
1.8   Elect Director Stephen E. Westhead    Mgmt    For    For    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

QTS Realty Trust, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    232806109
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   873,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director T.J. Rodgers    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.4   Elect Director H. Raymond Bingham    Mgmt    For    For    For
1.5   Elect Director John H. Kispert    Mgmt    For    For    For
1.6   Elect Director O.C. Kwon    Mgmt    For    For    For
1.7   Elect Director Wilbert van den Hoek    Mgmt    For    For    For
1.8   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

GLOBANT S.A.

 

Meeting Date:    05/06/2016    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    04/12/2016    Meeting Type:    Annual/Special    Ticker:    GLOB

 

Shares Voted:   151,009          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Acknowledgement of the Postponement of the AGM    Mgmt         
2   Receive Board’s and Auditor’s Reports    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

GLOBANT S.A.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2015    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Allocation of Results    Mgmt    For    For    For
6   Approve Discharge of Directors    Mgmt    For    For    For
7   Approve Stock Option Plan Grants    Mgmt    For    Refer    For
8   Approve Remuneration of Directors for Financial Year 2016    Mgmt    For    Refer    For
9   Renew Appointment of Deloitte as Auditor for the Annual Accounts    Mgmt    For    For    For
10   Appoint Deloitte & Co S.A. as Auditor for the Consolidated Accounts    Mgmt    For    For    For
11   Reelect Timothy Mott as Director    Mgmt    For    For    For
12   Reelect Mario Vazquezas Director    Mgmt    For    For    For
13   Reelect Marcos Galperin as Director    Mgmt    For    For    For
14   Extend Mandate of Martín Migoya as Director    Mgmt    For    Refer    For
15   Extend the Mandate of Francisco Alvarez-Demalde as Director    Mgmt    For    For    For
  Special Meeting Agenda    Mgmt         
1   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 7.2 million    Mgmt    For    For    For
2   Change Date of Annual Meeting    Mgmt    For    For    For
3   Amend Article 10.2 Re: Decrease Shareholding Threshold to be Able to Add Items to Agenda of the Shareholder Meeting    Mgmt    For    Refer    For
4   Amend Article 10.7 Re: Record Date Setting    Mgmt    For    Refer    For
5   Amend Article 10.8 Re: Vote Instruction Deadline    Mgmt    For    Refer    For

Pentair PLC

 

Meeting Date:    05/10/2016    Country:    Ireland    Primary Security ID:    G7S00T104
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    PNR

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Pentair PLC

 

Shares Voted:   204,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director Jacques Esculier    Mgmt    For    For    For
1e   Elect Director T. Michael Glenn    Mgmt    For    For    For
1f   Elect Director David H.Y. Ho    Mgmt    For    For    For
1g   Elect Director Randall J. Hogan    Mgmt    For    For    For
1h   Elect Director David A. Jones    Mgmt    For    For    For
1i   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1j   Elect Director William T. Monahan    Mgmt    For    For    For
1k   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For
5   Fix Number of Directors at 12    Mgmt    For    Refer    For
6A   Amend Company’s Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons    Mgmt    For    For    For
6B   Amend Company’s Memorandum of Association in Connection with Recent Changes in Irish Law    Mgmt    For    For    For

Abengoa Yield plc

 

Meeting Date:    05/11/2016    Country:    United Kingdom    Primary Security ID:    G00349103
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    ABY

 

Shares Voted:   283,087          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Abengoa Yield plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Reappoint Deloitte LLP and Deloitte S.L. as Auditors    Mgmt    For    For    For
5   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Appoint Santiago Seage as CEO    Mgmt    For    For    For
7   Change Company Name to Atlantica Yield plc    Mgmt    For    For    For
8   Adopt New Articles of Association    Mgmt    For    Refer    For

First Data Corporation

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    32008D106
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    FDC

 

Shares Voted:   208,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank J. Bisignano    Mgmt    For    Refer    Withhold
1.2   Elect Director Henry R. Kravis    Mgmt    For    Refer    Withhold
1.3   Elect Director Heidi G. Miller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Tenet Healthcare Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    88033G407
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    THC

 

Shares Voted:   410,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Trevor Fetter    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Tenet Healthcare Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Brenda J. Gaines    Mgmt    For    For    For
1c   Elect Director Karen M. Garrison    Mgmt    For    For    For
1d   Elect Director Edward A. Kangas    Mgmt    For    For    For
1e   Elect Director J. Robert Kerrey    Mgmt    For    For    For
1f   Elect Director Freda C. Lewis-Hall    Mgmt    For    For    For
1g   Elect Director Richard R. Pettingill    Mgmt    For    For    For
1h   Elect Director Matthew J. Ripperger    Mgmt    For    For    For
1i   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1j   Elect Director Tammy Romo    Mgmt    For    For    For
1k   Elect Director Randolph C. Simpson    Mgmt    For    For    For
1l   Elect Director James A. Unruh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Euronet Worldwide, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    298736109
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    EEFT

 

Shares Voted:   349,428          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Brown    Mgmt    For    For    For
1.2   Elect Director Andrew B. Schmitt    Mgmt    For    For    For
1.3   Elect Director M. Jeannine Strandjord    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

BioAmber Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    09072Q106
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    BIOA

 

Shares Voted:   480,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jean-Francois Huc    Mgmt    For    For    For
1.2   Elect Director Raymond J. Land    Mgmt    For    For    For
1.3   Elect Director Kenneth W. Wall    Mgmt    For    For    For
2   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For

Xerox Corporation

 

Meeting Date:    05/20/2016    Country:    USA    Primary Security ID:    984121103
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    XRX

 

Shares Voted:   176,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.2   Elect Director Richard J. Harrington    Mgmt    For    For    For
1.3   Elect Director William Curt Hunter    Mgmt    For    For    For
1.4   Elect Director Robert J. Keegan    Mgmt    For    For    For
1.5   Elect Director Charles Prince    Mgmt    For    For    For
1.6   Elect Director Ann N. Reese    Mgmt    For    For    For
1.7   Elect Director Stephen H. Rusckowski    Mgmt    For    For    For
1.8   Elect Director Sara Martinez Tucker    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adjust Executive Compensation Metrics for Share Buybacks    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

NANOMETRICS INCORPORATED

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    630077105
Record Date:    03/30/2016    Meeting Type:    Annual    Ticker:    NANO

 

Shares Voted:   153,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director J. Thomas Bentley    Mgmt    For    For    For
1.2   Elect Director Edward J. Brown, Jr.    Mgmt    For    For    For
1.3   Elect Director Bruce C. Rhine    Mgmt    For    For    For
1.4   Elect Director Christopher A. Seams    Mgmt    For    For    For
1.5   Elect Director Timothy J. Stultz    Mgmt    For    For    For
1.6   Elect Director Christine A. Tsingos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Marrone Bio Innovations, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    57165B106
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    MBII

 

Shares Voted:   279,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Zachary S. Wochok    Mgmt    For    For    For
1.2   Elect Director George H. Kerckhove    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Twitter, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    90184L102
Record Date:    03/30/2016    Meeting Type:    Annual    Ticker:    TWTR

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Twitter, Inc.

 

Shares Voted:   236,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jack Dorsey    Mgmt    For    For    For
1.2   Elect Director Hugh Johnston    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against

Cerner Corporation

 

Meeting Date:    05/27/2016    Country:    USA    Primary Security ID:    156782104
Record Date:    03/30/2016    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   307,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Gerald E. Bisbee, Jr.    Mgmt    For    For    For
1b   Elect Director Denis A. Cortese    Mgmt    For    For    For
1c   Elect Director Linda M. Dillman    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Pandora Media, Inc.

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    698354107
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    P

 

Shares Voted:   279,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mickie Rosen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Pandora Media, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director James M.P. Feuille    Mgmt    For    For    For
1.3   Elect Director Peter Gotcher    Mgmt    For    For    For
1.4   Elect Director Elizabeth A. Nelson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Securities Transfer Restrictions    Mgmt    For    Refer    For

PRA Health Sciences, Inc.

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    69354M108
Record Date:    04/05/2016    Meeting Type:    Annual    Ticker:    PRAH

 

Shares Voted:   228,120          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ali J. Satvat    Mgmt    For    Refer    Withhold
1.2   Elect Director Jeffrey T. Barber    Mgmt    For    For    For
1.3   Elect Director Linda S. Grais    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Spark Therapeutics, Inc.

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    84652J103
Record Date:    04/07/2016    Meeting Type:    Annual    Ticker:    ONCE

 

Shares Voted:   11,696          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director A. Lorris Betz    Mgmt    For    Refer    Withhold
1.2   Elect Director Anand Mehra    Mgmt    For    Refer    Withhold
1.3   Elect Director Lota Zoth    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

NXP Semiconductors NV

 

Meeting Date:    06/02/2016    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2016    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   197,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Peter Smitham as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3k   Reelect Gregory Summe as Non-Executive Director    Mgmt    For    For    For
3l   Reelect Rick Tsai as Director    Mgmt    For    For    For
4   Approve Remuneration of Audit, Nominating and Compensation Committee    Mgmt    For    Refer    For
5a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

NXP Semiconductors NV

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a    Mgmt    For    For    For
6   Authorize Repurchase of Shares    Mgmt    For    For    For
7   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    06/02/2016    Country:    Cyprus    Primary Security ID:    74735M108
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    QIWI

 

Shares Voted:   222,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
A.2   Accept Standalone Financial Statements and Statutory Reports    Mgmt    For    For    For
B.1   Ratify Auditors    Mgmt    For    For    For
B.2   Approve Remuneration of External Auditors    Mgmt    For    For    For
  Elect Directors by Cumulative Voting    Mgmt         
C.1.A   Elect Rohinton Minoo Kalifa as Director    Mgmt    None    For    For
C.1.B   Elect Marcus James Rhodes as Director    Mgmt    None    For    For
C.1.C   Elect Osama Bedier as Director    Mgmt    None    For    For
C.2.A   Elect Boris Kim as Director    Mgmt    None    For    For
C.2.B   Elect Sergey Solonin as Director    Mgmt    None    For    For
C.2.C   Elect Andrey Romanenko as Director    Mgmt    None    For    For
C.2.D   Elect David Gerald William Birch as Director    Mgmt    None    For    For
D.1   Approve Remuneration of Non-Executive Directors    Mgmt    For    Refer    For
D.2   Approve Remuneration of Executive Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Silver Spring Networks, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    82817Q103
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    SSNI

 

Shares Voted:   552,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas R. Kuhn    Mgmt    For    For    For
1.2   Elect Director Richard A. Simonson    Mgmt    For    For    For
1.3   Elect Director Laura D. Tyson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    06/03/2016    Country:    USA    Primary Security ID:    462222100
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    IONS

 

Shares Voted:   342,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Stanley T. Crooke    Mgmt    For    For    For
1.2   Elect Director Joseph Klein, III    Mgmt    For    For    For
1.3   Elect Director Joseph Loscalzo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Avinger, Inc.

 

Meeting Date:    06/06/2016    Country:    USA    Primary Security ID:    053734109
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    AVGR

 

Shares Voted:   133,437          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John B. Simpson    Mgmt    For    Refer    For
1.2   Elect Director Jeffrey M. Soinski    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Avinger, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/07/2016    Country:    USA    Primary Security ID:    018581108
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   112,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   13,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Alphabet Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director L. John Doerr    Mgmt    For    For    For
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    For
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Amended and Restated Certificate of Incorporation of Google Inc.    Mgmt    For    Refer    For
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Report on Gender Pay Gap    SH    Against    Against    Against

FibroGen, Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    31572Q808
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    FGEN

 

Shares Voted:   112,890          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Rory B. Riggs    Mgmt    For    For    For
1b   Elect Director Jeffrey L. Edwards    Mgmt    For    For    For
1c   Elect Director Jorma Routti    Mgmt    For    For    For
1d   Elect Director Roberto Pedro Rosenkranz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

FibroGen, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Arcadia Biosciences, Inc.

 

Meeting Date:    06/09/2016    Country:    USA    Primary Security ID:    039014105
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    RKDA

 

Shares Voted:   299,310          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director George F.J. Gosbee    Mgmt    For    Refer    Withhold
1.2   Elect Director James R. Reis    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Garmin Ltd.

 

Meeting Date:    06/10/2016    Country:    Switzerland    Primary Security ID:    H2906T109
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    GRMN

 

Shares Voted:   149,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Chairman of Meeting Andrew Etkind    Mgmt    For    For    For
2   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Dividends    Mgmt    For    For    For
5   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
6.1   Elect Director Donald H. Eller    Mgmt    For    For    For
6.2   Elect Director Joseph J. Hartnett    Mgmt    For    For    For
6.3   Elect Director Min H. Kao    Mgmt    For    For    For
6.4   Elect Director Charles W. Peffer    Mgmt    For    For    For
6.5   Elect Director Clifton A. Pemble    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Garmin Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6.6   Elect Director Rebecca R. Tilden    Mgmt    For    For    For
7   Elect Min Kao as Board Chairman    Mgmt    For    For    For
8.1   Appoint Donald H. Eller as Member of the Compensation Committee    Mgmt    For    For    For
8.2   Appoint Joseph J. Hartnett as Member of the Compensation Committee    Mgmt    For    For    For
8.3   Appoint Charles W. Peffer as Member of the Compensation Committee    Mgmt    For    For    For
8.4   Appoint Rebecca R. Tilden as Member of the Compensation Committee    Mgmt    For    For    For
9   Designate Reiss + Preuss LLP as Independent Proxy    Mgmt    For    For    For
10   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Approve Fiscal Year 2017 Maximum Aggregate Compensation for the Executive Management    Mgmt    For    Refer    For
13   Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2016 AGM and the 2017 AGM    Mgmt    For    Refer    For
14   Reduce Par Value of Common Stock    Mgmt    For    Refer    For
15   Cancellation of Formation Shares    Mgmt    For    Refer    For

ACI Worldwide, Inc.

 

Meeting Date:    06/14/2016    Country:    USA    Primary Security ID:    004498101
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    ACIW

 

Shares Voted:   876,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Janet O. Estep    Mgmt    For    For    For
1.2   Elect Director James C. Hale    Mgmt    For    For    For
1.3   Elect Director Philip G. Heasley    Mgmt    For    Refer    For
1.4   Elect Director James C. McGroddy    Mgmt    For    For    For
1.5   Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For
1.6   Elect Director David A. Poe    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

ACI Worldwide, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7   Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.8   Elect Director John M. Shay, Jr.    Mgmt    For    For    For
1.9   Elect Director Jan H. Suwinski    Mgmt    For    For    For
1.10   Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Seres Therapeutics, Inc.

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    81750R102
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    MCRB

 

Shares Voted:   41,914          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    Refer    Withhold
1.2   Elect Director Roger J. Pomerantz    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/20/2016    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   216,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joshua Boger    Mgmt    For    For    For
1.2   Elect Director Terrence C. Kearney    Mgmt    For    For    For
1.3   Elect Director Yuchun Lee    Mgmt    For    For    For
1.4   Elect Director Elaine S. Ullian    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Vertex Pharmaceuticals Incorporated

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
6   Stock Retention/Holding Period    SH    Against    Against    Against
7   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Refer    Against

Universal Display Corporation

 

Meeting Date:    06/16/2016    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   204,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Leonard Becker    Mgmt    For    For    For
1c   Elect Director Richard C. Elias    Mgmt    For    For    For
1d   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1e   Elect Director Rosemarie B. Greco    Mgmt    For    For    For
1f   Elect Director C. Keith Hartley    Mgmt    For    For    For
1g   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1h   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1i   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/29/2016    Meeting Type:    Annual    Ticker:    FB

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Facebook, Inc.

 

Shares Voted:   149,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    Refer    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    Refer    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
5   Ratify the Grant of Restricted Stock Units to Non-Employee Directors    Mgmt    For    Refer    For
6   Approve Annual Compensation Program for Non-employee Directors    Mgmt    For    Refer    For
7A   Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes    Mgmt    For    Refer    Against
7B   Increase Authorized Common Stock    Mgmt    For    Refer    Against
7C   Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock    Mgmt    For    For    For
7D   Amend Certificate of Incorporation to Provide for Additional Events    Mgmt    For    For    For
8   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
9   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
10   Report on Sustainability    SH    Against    Refer    For
11   Report on Lobbying Payments and Policy    SH    Against    Against    Against
12   Establish International Policy Board Committee    SH    Against    Refer    Against
13   Report on Gender Pay Gap    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Abengoa S.A.

 

Meeting Date:    06/29/2016    Country:    Spain    Primary Security ID:    E0002V203
Record Date:    06/24/2016    Meeting Type:    Annual    Ticker:    ABG

 

Shares Voted:   2,680,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Chairman Report; Receive Information on Financial Restructuring Process    Mgmt         
2.1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2.2   Approve Treatment of Net Loss    Mgmt    For    Refer    For
2.3   Approve Discharge of Board    Mgmt    For    For    For
3.1   Fix Number of Directors at 11    Mgmt    For    Refer    For
3.2   Ratify Appointment of and Elect Joaquín Fernández de Piérola Marín as Director    Mgmt    For    For    For
3.3   Reelect Ricardo Martínez Rico as Director    Mgmt    For    Refer    Against
3.4   Reelect Alicia Velarde Valiente as Director    Mgmt    For    For    For
3.5   Ratify Appointment of and Elect Inayaba SL as Director    Mgmt    For    Refer    Against
4   Renew Appointment of Deloitte as Auditor    Mgmt    For    Against    Against
5   Advisory Vote on Remuneration Report    Mgmt    For    Refer    Against
6   Authorize Company to Call EGM with 15 Days’ Notice    Mgmt    For    For    For
7   Receive Amendments to Board of Directors Regulations    Mgmt         
8   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
  Shareholder Proposal Submitted by Inversion Corporativa IC SA    Mgmt         
9   Dismiss Javier Benjumea Llorente as Director    SH    None    Refer    Against

Mobileye N.V.

 

Meeting Date:    06/29/2016    Country:    Netherlands    Primary Security ID:    N51488117
Record Date:    06/01/2016    Meeting Type:    Annual    Ticker:    MBLY

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science and Technology

 

Mobileye N.V.

 

Shares Voted:   96,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Discuss Disclosure Concerning Compensation of Present and Former Directors    Mgmt         
2   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Current and Previous Board Members    Mgmt    For    For    For
4.a   Elect Eyal Desheh as Non-Executive Director    Mgmt    For    For    For
4.b   Elect Peter Seth Neustadter as Non-Executive Director    Mgmt    For    For    For
5   Grant Board Authority to Issue Shares    Mgmt    For    Refer    Against
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approval of Appendix B-United States to Company’s 2014 Equity Incentive Plan    Mgmt    For    Refer    Against
9   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         

IVY FUNDS VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

Exact Sciences Corporation

 

Meeting Date:    07/23/2015    Country:    USA    Primary Security ID:    30063P105
Record Date:    05/29/2015    Meeting Type:    Annual    Ticker:    EXAS

 

Shares Voted:   158,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas D. Carey    Mgmt    For    Refer    Withhold
1.2   Elect Director Daniel J. Levangie    Mgmt    For    Refer    Withhold
1.3   Elect Director Michael S. Wyzga    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Barracuda Networks, Inc.

 

Meeting Date:    07/29/2015    Country:    USA    Primary Security ID:    068323104
Record Date:    06/01/2015    Meeting Type:    Annual    Ticker:    CUDA

 

Shares Voted:   122,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James J. Goetz    Mgmt    For    For    For
1.2   Elect Director Michael D. Perone    Mgmt    For    For    For
1.3   Elect Director Gordon L. Stitt    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Boot Barn Holdings, Inc.

 

Meeting Date:    09/10/2015    Country:    USA    Primary Security ID:    099406100
Record Date:    07/13/2015    Meeting Type:    Annual    Ticker:    BOOT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Boot Barn Holdings, Inc.

 

Shares Voted:   137,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Greg Bettinelli    Mgmt    For    For    For
1.2   Elect Director Brad J. Brutocao    Mgmt    For    For    For
1.3   Elect Director James G. Conroy    Mgmt    For    For    For
1.4   Elect Director Christian B. Johnson    Mgmt    For    For    For
1.5   Elect Director Brenda I. Morris    Mgmt    For    For    For
1.6   Elect Director J. Frederick Simmons    Mgmt    For    For    For
1.7   Elect Director Peter Starrett    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Methode Electronics, Inc.

 

Meeting Date:    09/17/2015    Country:    USA    Primary Security ID:    591520200
Record Date:    07/20/2015    Meeting Type:    Annual    Ticker:    MEI

 

Shares Voted:   178,939          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Walter J. Aspatore    Mgmt    For    For    For
1b   Elect Director Warren L. Batts    Mgmt    For    For    For
1c   Elect Director Darren M. Dawson    Mgmt    For    For    For
1d   Elect Director Donald W. Duda    Mgmt    For    For    For
1e   Elect Director Stephen F. Gates    Mgmt    For    For    For
1f   Elect Director Isabelle C. Goossen    Mgmt    For    For    For
1g   Elect Director Christopher J. Hornung    Mgmt    For    For    For
1h   Elect Director Paul G. Shelton    Mgmt    For    For    For
1i   Elect Director Lawrence B. Skatoff    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Integrated Device Technology, Inc.

 

Meeting Date:    09/22/2015    Country:    USA    Primary Security ID:    458118106
Record Date:    07/24/2015    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   593,380          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John Schofield    Mgmt    For    For    For
1.2   Elect Director Gregory L. Waters    Mgmt    For    For    For
1.3   Elect Director Umesh Padval    Mgmt    For    For    For
1.4   Elect Director Gordon Parnell    Mgmt    For    For    For
1.5   Elect Director Ken Kannappan    Mgmt    For    Refer    For
1.6   Elect Director Robert Rango    Mgmt    For    For    For
1.7   Elect Director Norman Taffe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Skechers U.S.A., Inc.

 

Meeting Date:    09/24/2015    Country:    USA    Primary Security ID:    830566105
Record Date:    09/01/2015    Meeting Type:    Special    Ticker:    SKX

 

Shares Voted:   124,880          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Increase Authorized Class A and Class B Common Stock and to Effect Stock Split of Both Classes    Mgmt    For    For    For

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/24/2015    Country:    USA    Primary Security ID:    874054109
Record Date:    07/27/2015    Meeting Type:    Annual    Ticker:    TTWO

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Take-Two Interactive Software, Inc.

 

Shares Voted:   249,600      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2   Elect Director Robert A. Bowman    Mgmt    For    For    For
1.3   Elect Director Michael Dornemann    Mgmt    For    For    For
1.4   Elect Director J Moses    Mgmt    For    For    For
1.5   Elect Director Michael Sheresky    Mgmt    For    For    For
1.6   Elect Director Susan Tolson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cardiovascular Systems, Inc.

 

Meeting Date:    11/18/2015    Country:    USA    Primary Security ID:    141619106
Record Date:    09/21/2015    Meeting Type:    Annual    Ticker:    CSII

 

Shares Voted:   229,523          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Scott Bartos    Mgmt    For    For    For
1.2   Elect Director Edward Brown    Mgmt    For    For    For
1.3   Elect Director Augustine Lawlor    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dycom Industries, Inc.

 

Meeting Date:    11/24/2015    Country:    USA    Primary Security ID:    267475101
Record Date:    10/02/2015    Meeting Type:    Annual    Ticker:    DY

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Dycom Industries, Inc.

 

Shares Voted:   118,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Stephen C. Coley    Mgmt    For    For    For
1.2   Elect Director Patricia L. Higgins    Mgmt    For    For    For
1.3   Elect Director Steven E. Nielsen    Mgmt    For    For    For
1.4   Elect Director Laurie J. Thomsen    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vail Resorts, Inc.

 

Meeting Date:    12/04/2015    Country:    USA    Primary Security ID:    91879Q109
Record Date:    10/12/2015    Meeting Type:    Annual    Ticker:    MTN

 

Shares Voted:   84,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Susan L. Decker    Mgmt    For    For    For
1b   Elect Director Roland A. Hernandez    Mgmt    For    For    For
1c   Elect Director Robert A. Katz    Mgmt    For    For    For
1d   Elect Director John T. Redmond    Mgmt    For    For    For
1e   Elect Director Hilary A. Schneider    Mgmt    For    For    For
1f   Elect Director D. Bruce Sewell    Mgmt    For    For    For
1g   Elect Director John F. Sorte    Mgmt    For    For    For
1h   Elect Director Peter A. Vaughn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Harman International Industries, Incorporated

 

Meeting Date:    12/09/2015    Country:    USA    Primary Security ID:    413086109
Record Date:    10/14/2015    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   34,670          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann McLaughlin Korologos    Mgmt    For    For    For
1d   Elect Director Edward H. Meyer    Mgmt    For    For    For
1e   Elect Director Robert Nail    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Abraham N. Reichental    Mgmt    For    For    For
1h   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1i   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1j   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1k   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Lannett Company, Inc.

 

Meeting Date:    01/21/2016    Country:    USA    Primary Security ID:    516012101
Record Date:    12/04/2015    Meeting Type:    Annual    Ticker:    LCI

 

Shares Voted:   120,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey Farber    Mgmt    For    For    For
1.2   Elect Director Arthur P. Bedrosian    Mgmt    For    For    For
1.3   Elect Director James M. Maher    Mgmt    For    For    For
1.4   Elect Director David Drabik    Mgmt    For    For    For
1.5   Elect Director Paul Taveira    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Lannett Company, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Albert Paonessa, III    Mgmt    For    For    For
2   Ratify Grant Thornton, LLP as Auditors    Mgmt    For    For    For
3   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against

J & J SNACK FOODS CORP.

 

Meeting Date:    02/16/2016    Country:    USA    Primary Security ID:    466032109
Record Date:    12/18/2015    Meeting Type:    Annual    Ticker:    JJSF

 

Shares Voted:   60,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter G. Stanley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Snyder’s-Lance, Inc.

 

Meeting Date:    02/26/2016    Country:    USA    Primary Security ID:    833551104
Record Date:    01/26/2016    Meeting Type:    Special    Ticker:    LNCE

 

Shares Voted:   147,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    03/03/2016    Country:    USA    Primary Security ID:    00404A109
Record Date:    01/25/2016    Meeting Type:    Special    Ticker:    ACHC

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Acadia Healthcare Company, Inc.

 

Shares Voted:   114,880          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Motorcar Parts of America, Inc.

 

Meeting Date:    03/24/2016    Country:    USA    Primary Security ID:    620071100
Record Date:    02/16/2016    Meeting Type:    Annual    Ticker:    MPAA

 

Shares Voted:   285,787          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Selwyn Joffe    Mgmt    For    For    For
1.2   Elect Director Mel Marks    Mgmt    For    For    For
1.3   Elect Director Scott Adelson    Mgmt    For    For    For
1.4   Elect Director Rudolph Borneo    Mgmt    For    For    For
1.5   Elect Director Philip Gay    Mgmt    For    For    For
1.6   Elect Director Duane Miller    Mgmt    For    For    For
1.7   Elect Director Jeffrey Mirvis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

AMN Healthcare Services, Inc.

 

Meeting Date:    04/20/2016    Country:    USA    Primary Security ID:    001744101
Record Date:    02/23/2016    Meeting Type:    Annual    Ticker:    AHS

 

Shares Voted:   348,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mark G. Foletta    Mgmt    For    For    For
1b   Elect Director R. Jeffrey Harris    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

AMN Healthcare Services, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1c   Elect Director Michael M.E. Johns    Mgmt    For    For    For
1d   Elect Director Martha H. Marsh    Mgmt    For    For    For
1e   Elect Director Susan R. Salka    Mgmt    For    For    For
1f   Elect Director Andrew M. Stern    Mgmt    For    For    For
1g   Elect Director Paul E. Weaver    Mgmt    For    For    For
1h   Elect Director Douglas D. Wheat    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Flotek Industries, Inc.

 

Meeting Date:    04/22/2016    Country:    USA    Primary Security ID:    343389102
Record Date:    03/03/2016    Meeting Type:    Annual    Ticker:    FTK

 

Shares Voted:   408,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ted D. Brown    Mgmt    For    For    For
1.2   Elect Director John W. Chisholm    Mgmt    For    For    For
1.3   Elect Director L. Melvin Cooper    Mgmt    For    For    For
1.4   Elect Director Carla S. Hardy    Mgmt    For    For    For
1.5   Elect Director Kenneth T. Hern    Mgmt    For    For    For
1.6   Elect Director L.V. ‘Bud’ McGuire    Mgmt    For    For    For
1.7   Elect Director John S. Reiland    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Hein & Associates LLP as Auditors    Mgmt    For    For    For

Lithia Motors, Inc.

 

Meeting Date:    04/22/2016    Country:    USA    Primary Security ID:    536797103
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    LAD

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Lithia Motors, Inc.

 

Shares Voted:   83,870          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Sidney B. DeBoer    Mgmt    For    For    For
1.2   Elect Director Thomas R. Becker    Mgmt    For    For    For
1.3   Elect Director Susan O. Cain    Mgmt    For    For    For
1.4   Elect Director Bryan B. DeBoer    Mgmt    For    For    For
1.5   Elect Director Shau-wai Lam    Mgmt    For    For    For
1.6   Elect Director Kenneth E. Roberts    Mgmt    For    For    For
1.7   Elect Director David J. Robino    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

BroadSoft, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    11133B409
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    BSFT

 

Shares Voted:   222,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John J. Gavin, Jr.    Mgmt    For    For    For
1.2   Elect Director Andrew M. Geisse    Mgmt    For    For    For
1.3   Elect Director Michael Tessler    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vascular Solutions, Inc.

 

Meeting Date:    04/29/2016    Country:    USA    Primary Security ID:    92231M109
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    VASC

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Vascular Solutions, Inc.

 

Shares Voted:   135,521          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin Emerson    Mgmt    For    For    For
1.2   Elect Director John Erb    Mgmt    For    For    For
1.3   Elect Director Richard Kramp    Mgmt    For    For    For
1.4   Elect Director Richard Nigon    Mgmt    For    For    For
1.5   Elect Director Paul O’Connell    Mgmt    For    For    For
1.6   Elect Director Howard Root    Mgmt    For    For    For
1.7   Elect Director Jorge Saucedo    Mgmt    For    For    For
2   Ratify Baker Tilly Virchow Krause, LLP as Auditors    Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:    05/02/2016    Country:    USA    Primary Security ID:    70432V102
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    PAYC

 

Shares Voted:   123,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jason D. Clark    Mgmt    For    For    For
1.2   Elect Director Chad Richison    Mgmt    For    For    For
1.3   Elect Director Sanjay Swani    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Insys Therapeutics, Inc.

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    45824V209
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    INSY

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Insys Therapeutics, Inc.

 

Shares Voted:   103,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Patrick P. Fourteau    Mgmt    For    For    For
1.2   Elect Director John N. Kapoor    Mgmt    For    For    For
1.3   Elect Director Theodore H. Stanley    Mgmt    For    Refer    Withhold
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Imperva, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    45321L100
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    IMPV

 

Shares Voted:   86,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Anthony Bettencourt    Mgmt    For    For    For
1.2   Elect Director Geraldine Elliott    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Nautilus, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    63910B102
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    NLS

 

Shares Voted:   347,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ronald P. Badie    Mgmt    For    For    For
1.2   Elect Director Bruce M. Cazenave    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Nautilus, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Richard A. Horn    Mgmt    For    For    For
1.4   Elect Director M. Carl Johnson, III    Mgmt    For    For    For
1.5   Elect Director Anne G. Saunders    Mgmt    For    For    For
1.6   Elect Director Marvin G. Siegert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Snyder’s-Lance, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    833551104
Record Date:    03/09/2016    Meeting Type:    Annual    Ticker:    LNCE

 

Shares Voted:   242,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John E. Denton    Mgmt    For    For    For
1.2   Elect Director Brian J. Driscoll    Mgmt    For    For    For
1.3   Elect Director Lawrence V. Jackson    Mgmt    For    For    For
1.4   Elect Director David C. Moran    Mgmt    For    For    For
1.5   Elect Director Dan C. Swander    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

LGI Homes, Inc.

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    50187T106
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    LGIH

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

LGI Homes, Inc.

 

Shares Voted:   148,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ryan Edone    Mgmt    For    For    For
1.2   Elect Director Duncan Gage    Mgmt    For    For    For
1.3   Elect Director Eric Lipar    Mgmt    For    For    For
1.4   Elect Director Bryan Sansbury    Mgmt    For    For    For
1.5   Elect Director Steven Smith    Mgmt    For    For    For
1.6   Elect Director Robert Vahradian    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

LifeLock, Inc.

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    53224V100
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    LOCK

 

Shares Voted:   215,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Todd Davis    Mgmt    For    For    For
1.2   Elect Director David Cowan    Mgmt    For    For    For
1.3   Elect Director Jaynie Miller Studenmund    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

REVANCE THERAPEUTICS, INC.

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    761330109
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    RVNC

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

REVANCE THERAPEUTICS, INC.

 

Shares Voted:   123,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ronald W. Eastman    Mgmt    For    Refer    Withhold
1.2   Elect Director Mark A. Prygocki    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

RingCentral, Inc.

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    76680R206
Record Date:    03/29/2016    Meeting Type:    Annual    Ticker:    RNG

 

Shares Voted:   215,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Vladimir Shmunis    Mgmt    For    For    For
1.2   Elect Director Neil Williams    Mgmt    For    For    For
1.3   Elect Director Robert Theis    Mgmt    For    For    For
1.4   Elect Director Michelle McKenna-Doyle    Mgmt    For    For    For
1.5   Elect Director Allan Thygesen    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Mellanox Technologies, Ltd.

 

Meeting Date:    05/09/2016    Country:    Israel    Primary Security ID:    M51363113
Record Date:    04/05/2016    Meeting Type:    Annual    Ticker:    MLNX

 

Shares Voted:   157,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Eyal Waldman    Mgmt    For    For    For
1.2   Elect Director Irwin Federman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Mellanox Technologies, Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Dov Baharav    Mgmt    For    For    For
1.4   Elect Director Glenda Dorchak    Mgmt    For    For    For
1.5   Elect Director Thomas Weatherford    Mgmt    For    For    For
1.6   Elect Director Shai Cohen    Mgmt    For    For    For
2A   Elect Director Amal Johnson    Mgmt    For    For    For
2B   Elect Director Thomas Riordan    Mgmt    For    For    For
2C   If you do have a Personal Interest in 2A and 2B Please Select “FOR”. If you do not have a Personal Interest in 2A and 2B Please Select “AGAINST”.    Mgmt    None    Refer    Against
3A   Approve Salary Increase, Contributions to Severance, Pensions and Education Funds, and Cash Bonus to Eyal Waldman    Mgmt    For    Refer    For
3B   If you do have a Personal Interest in 3A Please Select “FOR”. If you do not have a Personal Interest in 3A Please Select “AGAINST”.    Mgmt    None    Refer    Against
4A   Approve the Grant of Restricted Shares to Eyal Waldman    Mgmt    For    Refer    Against
4B   If you do have a Personal Interest in 4A Please Select “FOR”. If you do not have a Personal Interest in 4A Please Select “AGAINST”.    Mgmt    None    Refer    Against
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
7   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
8A   Amend Director/Officer Liability and Indemnification Insurance    Mgmt    For    Refer    For
8B   If you do have a Personal Interest in 8A Please Select “FOR”. If you do not have a Personal Interest in 8A Please Select “AGAINST”.    Mgmt    None    Refer    Against
9A   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
9B   If you do have a Personal Interest in 9A Please Select “FOR”. If you do not have a Personal Interest in 9A Please Select “AGAINST”.    Mgmt    None    Refer    Against
10   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Tyler Technologies, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    902252105
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   66,550          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Donald R. Brattain    Mgmt    For    For    For
1.2   Elect Director Glenn A. Carter    Mgmt    For    For    For
1.3   Elect Director Brenda A. Cline    Mgmt    For    For    For
1.4   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1.5   Elect Director Larry D. Leinweber    Mgmt    For    For    For
1.6   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1.7   Elect Director Daniel M. Pope    Mgmt    For    For    For
1.8   Elect Director Dustin R. Womble    Mgmt    For    For    For
1.9   Elect Director John M. Yeaman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Other Business    Mgmt    For    Against    Against

WCI Communities, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    92923C807
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    WCIC

 

Shares Voted:   95,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Patrick J. Bartels, Jr.    Mgmt    For    For    For
1.2   Elect Director Keith E. Bass    Mgmt    For    For    For
1.3   Elect Director Michelle MacKay    Mgmt    For    For    For
1.4   Elect Director Darius G. Nevin    Mgmt    For    For    For
1.5   Elect Director Stephen D. Plavin    Mgmt    For    For    For
1.6   Elect Director Charles C. Reardon    Mgmt    For    For    For
1.7   Elect Director Christopher E. Wilson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Inogen, Inc.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    45780L104
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    INGN

 

Shares Voted:   143,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Loren McFarland    Mgmt    For    Refer    Withhold
1.2   Elect Director Benjamin Anderson-Ray    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Nutrisystem, Inc.

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    67069D108
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    NTRI

 

Shares Voted:   247,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. Bernstock    Mgmt    For    For    For
1.2   Elect Director Paul Guyardo    Mgmt    For    For    For
1.3   Elect Director Michael J. Hagan    Mgmt    For    For    For
1.4   Elect Director Jay Herratti    Mgmt    For    For    For
1.5   Elect Director Michael D. Mangan    Mgmt    For    For    For
1.6   Elect Director Brian P. Tierney    Mgmt    For    For    For
1.7   Elect Director Andrea M. Weiss    Mgmt    For    For    For
1.8   Elect Director Dawn M. Zier    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Banc of California, Inc.

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    05990K106
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    BANC

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Banc of California, Inc.

 

Shares Voted:   182,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven A. Sugarman    Mgmt    For    For    For
1.2   Elect Director Jonah F. Schnel    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Require a Majority Vote for the Election of Directors    SH    None    For    For

John Bean Technologies Corporation

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    477839104
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    JBT

 

Shares Voted:   85,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edward (Ted) L. Doheny, II    Mgmt    For    For    For
1.2   Elect Director Alan D. Feldman    Mgmt    For    For    For
1.3   Elect Director James E. Goodwin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

PRA Group, Inc.

 

Meeting Date:    05/13/2016    Country:    USA    Primary Security ID:    69354N106
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    PRAA

 

Shares Voted:   251,410          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John H. Fain    Mgmt    For    For    For
1.2   Elect Director David N. Roberts    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

PRA Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Vikram A. Atal    Mgmt    For    For    For
1.4   Elect Director Geir L. Olsen    Mgmt    For    For    For
1.5   Elect Director Kevin P. Stevenson    Mgmt    For    For    For
1.6   Elect Director Lance L. Weaver    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG, LLP as Auditors    Mgmt    For    For    For

The Ultimate Software Group, Inc.

 

Meeting Date:    05/16/2016    Country:    USA    Primary Security ID:    90385D107
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    ULTI

 

Shares Voted:   31,310          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Scott Scherr    Mgmt    For    For    For
1B   Elect Director Alois T. Leiter    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Demandware, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    24802Y105
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    DWRE

 

Shares Voted:   109,790          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas D. Ebling    Mgmt    For    For    For
1.2   Elect Director Jitendra Saxena    Mgmt    For    For    For
1.3   Elect Director Leonard Schlesinger    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Demandware, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Nevro Corp.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    64157F103
Record Date:    03/23/2016    Meeting Type:    Annual    Ticker:    NVRO

 

Shares Voted:   92,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ali Behbahani    Mgmt    For    Refer    Withhold
1.2   Elect Director Rami Elghandour    Mgmt    For    For    For
1.3   Elect Director Wilfred E. Jaeger    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   114,880          

 

Proposal
Number

  

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Proponent

   

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Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William F. Grieco    Mgmt    For    For    For
1.2   Elect Director Joey A. Jacobs    Mgmt    For    For    For
1.3   Elect Director Reeve B. Waud    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Acadia Healthcare Company, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Require a Majority Vote for the Election of Directors    SH    Against    For    For
6   Report on Sustainability    SH    Against    Refer    Against

Comfort Systems USA, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    199908104
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    FIX

 

Shares Voted:   153,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Darcy G. Anderson    Mgmt    For    For    For
1.2   Elect Director Herman E. Bulls    Mgmt    For    For    For
1.3   Elect Director Alfred J. Giardinelli, Jr.    Mgmt    For    For    For
1.4   Elect Director Alan P. Krusi    Mgmt    For    For    For
1.5   Elect Director Brian E. Lane    Mgmt    For    For    For
1.6   Elect Director Franklin Myers    Mgmt    For    For    For
1.7   Elect Director James H. Schultz    Mgmt    For    For    For
1.8   Elect Director Constance E. Skidmore    Mgmt    For    For    For
1.9   Elect Director Vance W. Tang    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For

DexCom, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    252131107
Record Date:    03/30/2016    Meeting Type:    Annual    Ticker:    DXCM

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

DexCom, Inc.

 

Shares Voted:   92,740          

 

Proposal
Number

  

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Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Steven R. Altman    Mgmt    For    For    For
1b   Elect Director Barbara E. Kahn    Mgmt    For    For    For
1c   Elect Director Jay S. Skyler    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

U.S. Concrete, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    90333L201
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    USCR

 

Shares Voted:   67,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Eugene I. Davis    Mgmt    For    For    For
1B   Elect Director William J. Sandbrook    Mgmt    For    For    For
1C   Elect Director Kurt M. Cellar    Mgmt    For    For    For
1D   Elect Director Michael D. Lundin    Mgmt    For    For    For
1E   Elect Director Robert M. Rayner    Mgmt    For    For    For
1F   Elect Director Colin M. Sutherland    Mgmt    For    For    For
1G   Elect Director Theodore P. Rossi    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

INC Research Holdings, Inc.

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    45329R109
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    INCR

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

INC Research Holdings, Inc.

 

Shares Voted:   42,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Robert W. Breckon    Mgmt    For    For    For
1B   Elect Director David F. Burgstahler    Mgmt    For    Refer    Against
1C   Elect Director Terry Woodward    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

AtriCure, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    04963C209
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    ATRC

 

Shares Voted:   267,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael H. Carrel    Mgmt    For    For    For
1.2   Elect Director Mark A. Collar    Mgmt    For    For    For
1.3   Elect Director Scott W. Drake    Mgmt    For    For    For
1.4   Elect Director Michael D. Hooven    Mgmt    For    For    For
1.5   Elect Director Richard M. Johnston    Mgmt    For    For    For
1.6   Elect Director Elizabeth D. Krell    Mgmt    For    For    For
1.7   Elect Director Mark R. Lanning    Mgmt    For    For    For
1.8   Elect Director Karen R. Robards    Mgmt    For    For    For
1.9   Elect Director Robert S. White    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

AtriCure, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Citi Trends, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    17306X102
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    CTRN

 

Shares Voted:   192,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Brian P. Carney    Mgmt    For    For    For
1.2   Elect Director John S. Lupo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Ellie Mae, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    28849P100
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    ELLI

 

Shares Voted:   51,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Carl Buccellato    Mgmt    For    For    For
1.2   Elect Director A. Barr Dolan    Mgmt    For    For    For
1.3   Elect Director Marina Levinson    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Skechers U.S.A., Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    830566105
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    SKX

 

Shares Voted:   337,540          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael Greenberg    Mgmt    For    For    For
1.2   Elect Director David Weinberg    Mgmt    For    For    For
1.3   Elect Director Jeffrey Greenberg    Mgmt    For    For    For
2   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Report on Plans to Increase Board Diversity    SH    Against    Against    Against

LogMeIn, Inc.

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    54142L109
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    LOGM

 

Shares Voted:   71,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gregory W. Hughes    Mgmt    For    For    For
1.2   Elect Director Marilyn Matz    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Applied Optoelectronics, Inc.

 

Meeting Date:    05/27/2016    Country:    USA    Primary Security ID:    03823U102
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    AAOI

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Applied Optoelectronics, Inc.

 

Shares Voted:   239,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Chih-Hsiang (Thompson) Lin    Mgmt    For    For    For
1.2   Elect Director Richard B. Black    Mgmt    For    For    For
1.3   Elect Director Min-Chu (Mike) Chen    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Installed Building Products, Inc.

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    45780R101
Record Date:    04/06/2016    Meeting Type:    Annual    Ticker:    IBP

 

Shares Voted:   92,236          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey W. Edwards    Mgmt    For    For    For
1.2   Elect Director Lawrence A. Hilsheimer    Mgmt    For    Refer    For
1.3   Elect Director Janet E. Jackson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    701877102
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   216,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director David H. Smith    Mgmt    For    Refer    Against
1B   Elect Director Randolph Newcomer, Jr.    Mgmt    For    For    For
1C   Elect Director William Browning    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Parsley Energy, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Penn National Gaming, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    707569109
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    PENN

 

Shares Voted:   315,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Barbara Shattuck Kohn    Mgmt    For    For    For
1.2   Elect Director Ronald J. Naples    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Surgical Care Affiliates, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    86881L106
Record Date:    04/04/2016    Meeting Type:    Annual    Ticker:    SCAI

 

Shares Voted:   151,940          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew P. Hayek    Mgmt    For    For    For
1.2   Elect Director Frederick A. Hessler    Mgmt    For    For    For
1.3   Elect Director Lisa Skeete Tatum    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

IMAX Corporation

 

Meeting Date:    06/06/2016    Country:    Canada    Primary Security ID:    45245E109
Record Date:    04/08/2016    Meeting Type:    Annual/Special    Ticker:    IMAX

 

Shares Voted:   170,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Neil S. Braun    Mgmt    For    For    For
1.2   Elect Director Eric A. Demirian    Mgmt    For    Refer    Withhold
1.3   Elect Director Richard L. Gelfond    Mgmt    For    For    For
1.4   Elect Director David W. Leebron    Mgmt    For    For    For
1.5   Elect Director Michael Lynne    Mgmt    For    Refer    Withhold
1.6   Elect Director Michael MacMillan    Mgmt    For    For    For
1.7   Elect Director I. Martin Pompadur    Mgmt    For    Refer    Withhold
1.8   Elect Director Dana Settle    Mgmt    For    For    For
1.9   Elect Director Darren Throop    Mgmt    For    Refer    Withhold
1.10   Elect Director Bradley J. Wechsler    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Francesca’s Holding Corporation

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    351793104
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    FRAN

 

Shares Voted:   160,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Richard Emmett    Mgmt    For    For    For
1.2   Elect Director Richard Kunes    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Gigamon Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    37518B102
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    GIMO

 

Shares Voted:   178,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Paul A. Hooper    Mgmt    For    For    For
1.2   Elect Director John H. Kispert    Mgmt    For    For    For
1.3   Elect Director Joan A. Dempsey    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

CARROLS RESTAURANT GROUP, INC.

 

Meeting Date:    06/10/2016    Country:    USA    Primary Security ID:    14574X104
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    TAST

 

Shares Voted:   173,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director Daniel T. Accordino    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    None    For    For

K2M Group Holdings, Inc.

 

Meeting Date:    06/14/2016    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    KTWO

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

K2M Group Holdings, Inc.

 

Shares Voted:   648,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Brett Brodnax    Mgmt    For    Refer    Withhold
1.2   Elect Director John Kostuik    Mgmt    For    Refer    Withhold
1.3   Elect Director Sean Traynor    Mgmt    For    Refer    Withhold
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

LendingTree, Inc.

 

Meeting Date:    06/15/2016    Country:    USA    Primary Security ID:    52603B107
Record Date:    04/18/2016    Meeting Type:    Annual    Ticker:    TREE

 

Shares Voted:   129,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Neal Dermer    Mgmt    For    For    For
1.2   Elect Director Robin Henderson    Mgmt    For    For    For
1.3   Elect Director Peter Horan    Mgmt    For    For    For
1.4   Elect Director Douglas Lebda    Mgmt    For    For    For
1.5   Elect Director Steven Ozonian    Mgmt    For    For    For
1.6   Elect Director Saras Sarasvathy    Mgmt    For    For    For
1.7   Elect Director Craig Troyer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Dave & Buster’s Entertainment, Inc.

 

Meeting Date:    06/16/2016    Country:    USA    Primary Security ID:    238337109
Record Date:    04/22/2016    Meeting Type:    Annual    Ticker:    PLAY

 

Shares Voted:   100,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Griffith    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Dave & Buster’s Entertainment, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.2   Elect Director Jonathan S. Halkyard    Mgmt    For    For    For
1.3   Elect Director David A. Jones    Mgmt    For    For    For
1.4   Elect Director Stephen M. King    Mgmt    For    For    For
1.5   Elect Director Alan J. Lacy    Mgmt    For    Refer    Withhold
1.6   Elect Director Kevin M. Mailender    Mgmt    For    Refer    Withhold
1.7   Elect Director Patricia H. Mueller    Mgmt    For    For    For
1.8   Elect Director Kevin M. Sheehan    Mgmt    For    For    For
1.9   Elect Director Jennifer Storms    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Five Below, Inc.

 

Meeting Date:    06/21/2016    Country:    USA    Primary Security ID:    33829M101
Record Date:    04/26/2016    Meeting Type:    Annual    Ticker:    FIVE

 

Shares Voted:   128,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1A   Elect Director Catherine E. Buggeln    Mgmt    For    For    For
1B   Elect Director Michael F. Devine, III    Mgmt    For    For    For
1C   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1D   Elect Director Daniel J. Kaufman    Mgmt    For    For    For
1E   Elect Director Richard L. Markee    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Apogee Enterprises, Inc.

 

Meeting Date:    06/23/2016    Country:    USA    Primary Security ID:    037598109
Record Date:    05/02/2016    Meeting Type:    Annual    Ticker:    APOG

 

Shares Voted:   154,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Jerome L. Davis    Mgmt    For    For    For
1.2   Elect Director Sara L. Hays    Mgmt    For    For    For
1.3   Elect Director Richard V. Reynolds    Mgmt    For    For    For
1.4   Elect Director David E. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

HubSpot, Inc.

 

Meeting Date:    06/23/2016    Country:    USA    Primary Security ID:    443573100
Record Date:    04/26/2016    Meeting Type:    Annual    Ticker:    HUBS

 

Shares Voted:   104,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Lorrie Norrington    Mgmt    For    Refer    Withhold
1.2   Elect Director Dharmesh Shah    Mgmt    For    Refer    Withhold
1.3   Elect Director David Skok    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP SMALL CAP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

The Men’s Wearhouse, Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    587118100
Record Date:    05/06/2015    Meeting Type:    Annual    Ticker:    MW

 

Shares Voted:   40,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director William B. Sechrest    Mgmt    For    For    For
1.2   Elect Director David H. Edwab    Mgmt    For    For    For
1.3   Elect Director Douglas S. Ewert    Mgmt    For    For    For
1.4   Elect Director Rinaldo S. Brutoco    Mgmt    For    For    For
1.5   Elect Director Sheldon I. Stein    Mgmt    For    For    For
1.6   Elect Director Grace Nichols    Mgmt    For    For    For
1.7   Elect Director Allen I. Questrom    Mgmt    For    For    For
1.8   Elect Director B. Michael Becker    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Monro Muffler Brake, Inc.

 

Meeting Date:    08/04/2015    Country:    USA    Primary Security ID:    610236101
Record Date:    06/16/2015    Meeting Type:    Annual    Ticker:    MNRO

 

Shares Voted:   99,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Frederick M. Danziger    Mgmt    For    For    For
1.2   Elect Director Robert G. Gross    Mgmt    For    For    For
1.3   Elect Director Stephen C. McCluski    Mgmt    For    For    For
1.4   Elect Director Robert E. Mellor    Mgmt    For    For    For
1.5   Elect Director Peter J. Solomon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Monro Muffler Brake, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/24/2015    Country:    USA    Primary Security ID:    874054109
Record Date:    07/27/2015    Meeting Type:    Annual    Ticker:    TTWO

 

Shares Voted:   250,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2   Elect Director Robert A. Bowman    Mgmt    For    For    For
1.3   Elect Director Michael Dornemann    Mgmt    For    For    For
1.4   Elect Director J Moses    Mgmt    For    For    For
1.5   Elect Director Michael Sheresky    Mgmt    For    For    For
1.6   Elect Director Susan Tolson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

G&K Services, Inc.

 

Meeting Date:    11/04/2015    Country:    USA    Primary Security ID:    361268105
Record Date:    09/08/2015    Meeting Type:    Annual    Ticker:    GK

 

Shares Voted:   64,965          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Thomas R. Greco    Mgmt    For    For    For
1.2   Elect Director Douglas A. Milroy    Mgmt    For    For    For
1.3   Elect Director Alice M. Richter    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

G&K Services, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Woodward, Inc.

 

Meeting Date:    01/20/2016    Country:    USA    Primary Security ID:    980745103
Record Date:    11/25/2015    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   116,556          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director John D. Cohn    Mgmt    For    For    For
1.2   Elect Director James R. Rulseh    Mgmt    For    For    For
1.3   Elect Director Gregg C. Sengstack    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Post Holdings, Inc.

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    737446104
Record Date:    12/01/2015    Meeting Type:    Annual    Ticker:    POST

 

Shares Voted:   56,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Gregory L. Curl    Mgmt    For    For    For
1.2   Elect Director David P. Skarie    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Beazer Homes USA, Inc.

 

Meeting Date:    02/02/2016    Country:    USA    Primary Security ID:    07556Q881
Record Date:    12/07/2015    Meeting Type:    Annual    Ticker:    BZH

 

Shares Voted:   246,194          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Elizabeth S. Acton    Mgmt    For    For    For
1b   Elect Director Laurent Alpert    Mgmt    For    For    For
1c   Elect Director Brian C. Beazer    Mgmt    For    For    For
1d   Elect Director Peter G. Leemputte    Mgmt    For    For    For
1e   Elect Director Allan P. Merrill    Mgmt    For    For    For
1f   Elect Director Norma A. Provencio    Mgmt    For    For    For
1g   Elect Director Larry T. Solari    Mgmt    For    For    For
1h   Elect Director Stephen P. Zelnak, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Securities Transfer Restrictions    Mgmt    For    Refer    For
5   Adopt New NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For

Diamond Foods, Inc.

 

Meeting Date:    02/26/2016    Country:    USA    Primary Security ID:    252603105
Record Date:    01/26/2016    Meeting Type:    Special    Ticker:    DMND

 

Shares Voted:   429,086          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Synovus Financial Corp.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    87161C501
Record Date:    02/18/2016    Meeting Type:    Annual    Ticker:    SNV

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Synovus Financial Corp.

 

Shares Voted:   109,457          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1A   Elect Director Catherine A. Allen    Mgmt    For    For    For
1B   Elect Director Tim E. Bentsen    Mgmt    For    For    For
1C   Elect Director Stephen T. Butler    Mgmt    For    For    For
1D   Elect Director Elizabeth W. Camp    Mgmt    For    For    For
1E   Elect Director T. Michael Goodrich    Mgmt    For    For    For
1F   Elect Director Jerry W. Nix    Mgmt    For    For    For
1G   Elect Director Harris Pastides    Mgmt    For    For    For
1H   Elect Director Joseph J. Prochaska, Jr.    Mgmt    For    For    For
1I   Elect Director Kessel D. Stelling    Mgmt    For    For    For
1J   Elect Director Melvin T. Stith    Mgmt    For    For    For
1K   Elect Director Barry L. Storey    Mgmt    For    For    For
1L   Elect Director Philip W. Tomlinson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Flotek Industries, Inc.

 

Meeting Date:    04/22/2016    Country:    USA    Primary Security ID:    343389102
Record Date:    03/03/2016    Meeting Type:    Annual    Ticker:    FTK

 

Shares Voted:   729,766          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ted D. Brown    Mgmt    For    For    For
1.2   Elect Director John W. Chisholm    Mgmt    For    For    For
1.3   Elect Director L. Melvin Cooper    Mgmt    For    For    For
1.4   Elect Director Carla S. Hardy    Mgmt    For    For    For
1.5   Elect Director Kenneth T. Hern    Mgmt    For    For    For
1.6   Elect Director L.V. ‘Bud’ McGuire    Mgmt    For    For    For
1.7   Elect Director John S. Reiland    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Flotek Industries, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Hein & Associates LLP as Auditors    Mgmt    For    For    For

Kirby Corporation

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    497266106
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    KEX

 

Shares Voted:   71,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Anne-Marie N. Ainsworth    Mgmt    For    For    For
1.2   Elect Director C. Sean Day    Mgmt    For    For    For
1.3   Elect Director William M. Waterman    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

Portland General Electric Company

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    736508847
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    POR

 

Shares Voted:   51,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director John W. Ballantine    Mgmt    For    For    For
1b   Elect Director Rodney L. Brown, Jr.    Mgmt    For    For    For
1c   Elect Director Jack E. Davis    Mgmt    For    For    For
1d   Elect Director David A. Dietzler    Mgmt    For    For    For
1e   Elect Director Kirby A. Dyess    Mgmt    For    For    For
1f   Elect Director Mark B. Ganz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Portland General Electric Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1g   Elect Director Kathryn J. Jackson    Mgmt    For    For    For
1h   Elect Director Neil J. Nelson    Mgmt    For    For    For
1i   Elect Director M. Lee Pelton    Mgmt    For    For    For
1j   Elect Director James J. Piro    Mgmt    For    For    For
1k   Elect Director Charles W. Shivery    Mgmt    For    For    For
2   Ratify Deloitte and Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    053611109
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    AVY

 

Shares Voted:   80,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Bradley A. Alford    Mgmt    For    For    For
1b   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1c   Elect Director Peter K. Barker    Mgmt    For    For    For
1d   Elect Director Mitchell Butier    Mgmt    For    For    For
1e   Elect Director Ken C. Hicks    Mgmt    For    For    For
1f   Elect Director David E. I. Pyott    Mgmt    For    For    For
1g   Elect Director Dean A. Scarborough    Mgmt    For    For    For
1h   Elect Director Patrick T. Siewert    Mgmt    For    For    For
1i   Elect Director Julia A. Stewart    Mgmt    For    For    For
1j   Elect Director Martha N. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

TreeHouse Foods, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    89469A104
Record Date:    02/26/2016    Meeting Type:    Annual    Ticker:    THS

 

Shares Voted:   169,290          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director George V. Bayly    Mgmt    For    For    For
1.2   Elect Director Gary D. Smith    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Webster Financial Corporation

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    947890109
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    WBS

 

Shares Voted:   340,883          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director William L. Atwell    Mgmt    For    For    For
1b   Elect Director Joel S. Becker    Mgmt    For    For    For
1c   Elect Director John J. Crawford    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1e   Elect Director C. Michael Jacobi    Mgmt    For    For    For
1f   Elect Director Laurence C. Morse    Mgmt    For    For    For
1g   Elect Director Karen R. Osar    Mgmt    For    For    For
1h   Elect Director Mark Pettie    Mgmt    For    For    For
1i   Elect Director Charles W. Shivery    Mgmt    For    For    For
1j   Elect Director James C. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Directors May Be Removed With or Without Cause    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Argo Group International Holdings, Ltd.

 

Meeting Date:    05/03/2016    Country:    Bermuda    Primary Security ID:    G0464B107
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    AGII

 

Shares Voted:   74,052          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect F. Sedgwick Browne as Director    Mgmt    For    For    For
1b   Elect Kathleen A. Nealon as Director    Mgmt    For    For    For
1c   Elect John H. Tonelli as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Great Plains Energy Incorporated

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    391164100
Record Date:    02/23/2016    Meeting Type:    Annual    Ticker:    GXP

 

Shares Voted:   397,738          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Terry Bassham    Mgmt    For    For    For
1.2   Elect Director David L. Bodde    Mgmt    For    For    For
1.3   Elect Director Randall C. Ferguson, Jr.    Mgmt    For    For    For
1.4   Elect Director Gary D. Forsee    Mgmt    For    For    For
1.5   Elect Director Scott D. Grimes    Mgmt    For    For    For
1.6   Elect Director Thomas D. Hyde    Mgmt    For    For    For
1.7   Elect Director James A. Mitchell    Mgmt    For    For    For
1.8   Elect Director Ann D. Murtlow    Mgmt    For    For    For
1.9   Elect Director John J. Sherman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

The Manitowoc Company, Inc.

 

Meeting Date:    05/03/2016    Country:    USA    Primary Security ID:    563571108
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    MTW

 

Shares Voted:   226,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Jose Maria Alapont    Mgmt    For    For    For
1.2   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3   Elect Director Anne M. Cooney    Mgmt    For    For    For
1.4   Elect Director Kenneth W. Krueger    Mgmt    For    For    For
1.5   Elect Director Jesse A. Lynn    Mgmt    For    For    For
1.6   Elect Director C. David Myers    Mgmt    For    For    For
1.7   Elect Director Barry L. Pennypacker    Mgmt    For    For    For
1.8   Elect Director John C. Pfeifer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote    SH    Against    For    For

Deluxe Corporation

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    248019101
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    DLX

 

Shares Voted:   63,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Ronald C. Baldwin    Mgmt    For    For    For
1.2   Elect Director Charles A. Haggerty    Mgmt    For    For    For
1.3   Elect Director Cheryl E. Mayberry McKissack    Mgmt    For    For    For
1.4   Elect Director Don J. McGrath    Mgmt    For    For    For
1.5   Elect Director Neil J. Metviner    Mgmt    For    For    For
1.6   Elect Director Stephen P. Nachtsheim    Mgmt    For    For    For
1.7   Elect Director Mary Ann O’Dwyer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Deluxe Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.8   Elect Director Thomas J. Reddin    Mgmt    For    For    For
1.9   Elect Director Martyn R. Redgrave    Mgmt    For    For    For
1.10   Elect Director Lee J. Schram    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Snyder’s-Lance, Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    833551104
Record Date:    03/09/2016    Meeting Type:    Annual    Ticker:    LNCE

 

Shares Voted:   169,704          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director John E. Denton    Mgmt    For    For    For
1.2   Elect Director Brian J. Driscoll    Mgmt    For    For    For
1.3   Elect Director Lawrence V. Jackson    Mgmt    For    For    For
1.4   Elect Director David C. Moran    Mgmt    For    For    For
1.5   Elect Director Dan C. Swander    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Southwest Gas Corporation

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    844895102
Record Date:    03/08/2016    Meeting Type:    Annual    Ticker:    SWX

 

Shares Voted:   89,085          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Robert L. Boughner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Southwest Gas Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.2   Elect Director Jose A. Cardenas    Mgmt    For    For    For
1.3   Elect Director Thomas E. Chestnut    Mgmt    For    For    For
1.4   Elect Director Stephen C. Comer    Mgmt    For    For    For
1.5   Elect Director LeRoy C. Hanneman, Jr.    Mgmt    For    For    For
1.6   Elect Director John P. Hester    Mgmt    For    For    For
1.7   Elect Director Anne L. Mariucci    Mgmt    For    For    For
1.8   Elect Director Michael J. Melarkey    Mgmt    For    For    For
1.9   Elect Director A. Randall Thoman    Mgmt    For    For    For
1.10   Elect Director Thomas A. Thomas    Mgmt    For    For    For
1.11   Elect Director Terrence ‘Terry’ L. Wright    Mgmt    For    For    For
2   Amend Restricted Stock Plan    Mgmt    For    Refer    For
3   Change Range for Size of the Board    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Hexcel Corporation

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    428291108
Record Date:    03/09/2016    Meeting Type:    Annual    Ticker:    HXL

 

Shares Voted:   151,700          

 

Proposal
Number

  

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Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Nick L. Stanage    Mgmt    For    For    For
1.2   Elect Director Joel S. Beckman    Mgmt    For    For    For
1.3   Elect Director Lynn Brubaker    Mgmt    For    For    For
1.4   Elect Director Jeffrey C. Campbell    Mgmt    For    For    For
1.5   Elect Director Cynthia M. Egnotovich    Mgmt    For    For    For
1.6   Elect Director W. Kim Foster    Mgmt    For    For    For
1.7   Elect Director Thomas A. Gendron    Mgmt    For    For    For
1.8   Elect Director Jeffrey A. Graves    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Hexcel Corporation

 

Proposal
Number

  

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Vote
Instruction

1.9   Elect Director Guy C. Hachey    Mgmt    For    For    For
1.10   Elect Director David C. Hill    Mgmt    For    For    For
1.11   Elect Director David L. Pugh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Babcock & Wilcox Enterprises, Inc.

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    05614L100
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    BW

 

Shares Voted:   168,200          

 

Proposal
Number

  

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Policy Rec

   

Vote
Instruction

1.1   Elect Director Cynthia S. Dubin    Mgmt    For    For    For
1.2   Elect Director Brian K. Ferraioli    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Continental Building Products, Inc.

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    211171103
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CBPX

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Continental Building Products, Inc.

 

Shares Voted:   246,670          

 

Proposal
Number

  

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Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director James W. Bachmann    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/06/2016    Country:    USA    Primary Security ID:    232806109
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   527,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director T.J. Rodgers    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.4   Elect Director H. Raymond Bingham    Mgmt    For    For    For
1.5   Elect Director John H. Kispert    Mgmt    For    For    For
1.6   Elect Director O.C. Kwon    Mgmt    For    For    For
1.7   Elect Director Wilbert van den Hoek    Mgmt    For    For    For
1.8   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Marten Transport, Ltd.

 

Meeting Date:    05/10/2016    Country:    USA    Primary Security ID:    573075108
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    MRTN

 

Shares Voted:   53,082          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Randolph L. Marten    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Marten Transport, Ltd.

 

Proposal
Number

  

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Policy Rec

   

Vote
Instruction

1.2   Elect Director Larry B. Hagness    Mgmt    For    For    For
1.3   Elect Director Thomas J. Winkel    Mgmt    For    For    For
1.4   Elect Director Jerry M. Bauer    Mgmt    For    For    For
1.5   Elect Director Robert L. Demorest    Mgmt    For    For    For
1.6   Elect Director G. Larry Owens    Mgmt    For    For    For
1.7   Elect Director Ronald R. Booth    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

Teradyne, Inc.

 

Meeting Date:    05/10/2016    Country:    USA    Primary Security ID:    880770102
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    TER

 

Shares Voted:   223,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Michael A. Bradley    Mgmt    For    For    For
1b   Elect Director Daniel W. Christman    Mgmt    For    For    For
1c   Elect Director Edwin J. Gillis    Mgmt    For    For    For
1d   Elect Director Timothy E. Guertin    Mgmt    For    For    For
1e   Elect Director Mark E. Jagiela    Mgmt    For    For    For
1f   Elect Director Mercedes Johnson    Mgmt    For    For    For
1g   Elect Director Paul J. Tufano    Mgmt    For    For    For
1h   Elect Director Roy A. Vallee    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Dean Foods Company

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    242370203
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    DF

 

Shares Voted:   153,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Janet Hill    Mgmt    For    For    For
1.2   Elect Director J. Wayne Mailloux    Mgmt    For    For    For
1.3   Elect Director Helen E. McCluskey    Mgmt    For    For    For
1.4   Elect Director John R. Muse    Mgmt    For    For    For
1.5   Elect Director B. Craig Owens    Mgmt    For    For    For
1.6   Elect Director Gregg A. Tanner    Mgmt    For    For    For
1.7   Elect Director Jim L. Turner    Mgmt    For    For    For
1.8   Elect Director Robert T. Wiseman    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
6   Report on Risk of Genetic Engineering in order to Work with Regulators    SH    Against    Refer    Against

EPR Properties

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    26884U109
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    EPR

 

Shares Voted:   87,889          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Barrett Brady    Mgmt    For    For    For
1.2   Elect Director Peter C. Brown    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

EPR Properties

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Highwoods Properties, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    431284108
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    HIW

 

Shares Voted:   134,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

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Policy Rec

   

Vote
Instruction

1.1   Elect Director Charles A. Anderson    Mgmt    For    For    For
1.2   Elect Director Gene H. Anderson    Mgmt    For    For    For
1.3   Elect Director Carlos E. Evans    Mgmt    For    For    For
1.4   Elect Director Edward J. Fritsch    Mgmt    For    For    For
1.5   Elect Director David J. Hartzell    Mgmt    For    For    For
1.6   Elect Director Sherry A. Kellett    Mgmt    For    For    For
1.7   Elect Director O. Temple Sloan, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kite Realty Group Trust

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    49803T300
Record Date:    03/17/2016    Meeting Type:    Annual    Ticker:    KRG

 

Shares Voted:   237,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director John A. Kite    Mgmt    For    For    For
1b   Elect Director William E. Bindley    Mgmt    For    For    For
1c   Elect Director Victor J. Coleman    Mgmt    For    For    For
1d   Elect Director Lee A. Daniels    Mgmt    For    For    For
1e   Elect Director Gerald W. Grupe    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Kite Realty Group Trust

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1f   Elect Director Christie B. Kelly    Mgmt    For    For    For
1g   Elect Director David R. O’Reilly    Mgmt    For    For    For
1h   Elect Director Barton R. Peterson    Mgmt    For    For    For
1i   Elect Director Charles H. Wurtzebach    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

PolyOne Corporation

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    73179P106
Record Date:    03/15/2016    Meeting Type:    Annual    Ticker:    POL

 

Shares Voted:   131,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Richard H. Fearon    Mgmt    For    For    For
1.2   Elect Director Gregory J. Goff    Mgmt    For    For    For
1.3   Elect Director William R. Jellison    Mgmt    For    For    For
1.4   Elect Director Sandra Beach Lin    Mgmt    For    For    For
1.5   Elect Director Richard A. Lorraine    Mgmt    For    For    For
1.6   Elect Director Robert M. Patterson    Mgmt    For    For    For
1.7   Elect Director William H. Powell    Mgmt    For    For    For
1.8   Elect Director Kerry J. Preete    Mgmt    For    For    For
1.9   Elect Director Farah M. Walters    Mgmt    For    For    For
1.10   Elect Director William A. Wulfsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    957638109
Record Date:    03/31/2016    Meeting Type:    Annual    Ticker:    WAL

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Western Alliance Bancorporation

 

Shares Voted:   64,617          

 

Proposal
Number

  

Proposal Text

   

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Voting
Policy Rec

   

Vote
Instruction

1A   Elect Director Bruce Beach    Mgmt    For    For    For
1B   Elect Director William S. Boyd    Mgmt    For    For    For
1C   Elect Director Howard M. Gould    Mgmt    For    For    For
1D   Elect Director Steven J. Hilton    Mgmt    For    For    For
1E   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For
1F   Elect Director Robert P. Latta    Mgmt    For    For    For
1G   Elect Director Cary Mack    Mgmt    For    For    For
1H   Elect Director Todd Marshall    Mgmt    For    For    For
1I   Elect Director M. Nafees Nagy    Mgmt    For    For    For
1J   Elect Director James E. Nave    Mgmt    For    For    For
1K   Elect Director Kenneth A. Vecchione    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify RSM US LLP as Auditors    Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    966387102
Record Date:    03/22/2016    Meeting Type:    Annual    Ticker:    WLL

 

Shares Voted:   191,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Thomas L. Aller    Mgmt    For    For    For
1.2   Elect Director James E. Catlin    Mgmt    For    For    For
1.3   Elect Director Michael B. Walen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Whiting Petroleum Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

BankUnited, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    06652K103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    BKU

 

Shares Voted:   358,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director John A. Kanas    Mgmt    For    For    For
1.2   Elect Director Rajinder P. Singh    Mgmt    For    For    For
1.3   Elect Director Tere Blanca    Mgmt    For    For    For
1.4   Elect Director Eugene F. DeMark    Mgmt    For    For    For
1.5   Elect Director Michael J. Dowling    Mgmt    For    For    For
1.6   Elect Director Douglas J. Pauls    Mgmt    For    For    For
1.7   Elect Director A. Gail Prudenti    Mgmt    For    For    For
1.8   Elect Director Sanjiv Sobti    Mgmt    For    For    For
1.9   Elect Director A. Robert Towbin    Mgmt    For    For    For
1.10   Elect Director Lynne Wines    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    None    For    For

Burlington Stores, Inc.

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    122017106
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    BURL

 

Shares Voted:   29,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Tricia Patrick    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Burlington Stores, Inc.

 

Proposal
Number

  

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Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.2   Elect Director Paul J. Sullivan    Mgmt    For    For    For
1.3   Elect Director John J. Mahoney    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Endurance Specialty Holdings Ltd.

 

Meeting Date:    05/19/2016    Country:    Bermuda    Primary Security ID:    G30397106
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ENH

 

Shares Voted:   71,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

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Voting
Policy Rec

   

Vote
Instruction

1.1   Elect John T. Baily as Director    Mgmt    For    For    For
1.2   Elect Norman Barham as Director    Mgmt    For    Refer    Withhold
1.3   Elect Galen R. Barnes as Director    Mgmt    For    For    For
1.4   Elect William H. Bolinder as Director    Mgmt    For    For    For
1.5   Elect Philip M. Butterfield as Director    Mgmt    For    For    For
1.6   Elect Steven W. Carlsen as Director    Mgmt    For    For    For
1.7   Elect John R. Charman as Director    Mgmt    For    For    For
1.8   Elect Morgan W. Davis as Director    Mgmt    For    For    For
1.9   Elect Susan S. Fleming as Director    Mgmt    For    For    For
1.10   Elect Nicholas C. Marsh as Director    Mgmt    For    For    For
1.11   Elect Scott D. Moore as Director    Mgmt    For    For    For
1.12   Elect William J. Raver as Director    Mgmt    For    For    For
1.13   Elect Robert A. Spass as Director    Mgmt    For    For    For
1.14   Elect lan M. Winchester as Director    Mgmt    For    For    For
2   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

PrivateBancorp, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    742962103
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    PVTB

 

Shares Voted:   48,601          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Diane M. Aigotti    Mgmt    For    For    For
1.2   Elect Director Norman R. Bobins    Mgmt    For    For    For
1.3   Elect Director Michelle L. Collins    Mgmt    For    For    For
1.4   Elect Director James M. Guyette    Mgmt    For    For    For
1.5   Elect Director Cheryl Mayberry McKissack    Mgmt    For    For    For
1.6   Elect Director James B. Nicholson    Mgmt    For    For    For
1.7   Elect Director Richard S. Price    Mgmt    For    For    For
1.8   Elect Director Edward W. Rabin    Mgmt    For    For    For
1.9   Elect Director Larry D. Richman    Mgmt    For    For    For
1.10   Elect Director William R. Rybak    Mgmt    For    For    For
1.11   Elect Director Alejandro Silva    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    759351604
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    RGA

 

Shares Voted:   102,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Anna Manning    Mgmt    For    For    For
1.2   Elect Director William J. Bartlett    Mgmt    For    For    For
1.3   Elect Director Christine R. Detrick    Mgmt    For    For    For
1.4   Elect Director Alan C. Henderson    Mgmt    For    For    For
1.5   Elect Director Joyce A. Phillips    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Reinsurance Group of America, Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Smart & Final Stores, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    83190B101
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    SFS

 

Shares Voted:   524,370          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Andrew A. Giancamilli    Mgmt    For    For    For
1b   Elect Director Adam L. Stein    Mgmt    For    Refer    Against
1c   Elect Director Kenneth I. Tuchman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Swift Transportation Company

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    87074U101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    SWFT

 

Shares Voted:   117,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Jerry Moyes    Mgmt    For    Refer    Withhold
1.2   Elect Director Richard H. Dozer    Mgmt    For    Refer    Withhold
1.3   Elect Director David Vander Ploeg    Mgmt    For    Refer    Withhold
1.4   Elect Director Glenn Brown    Mgmt    For    Refer    Withhold
1.5   Elect Director Jose A. Cardenas    Mgmt    For    Refer    Withhold
1.6   Elect Director William F. Riley, III    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Swift Transportation Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Carmike Cinemas, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    143436400
Record Date:    04/01/2016    Meeting Type:    Annual    Ticker:    CKEC

 

Shares Voted:   119,622          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Roland C. Smith    Mgmt    For    For    For
1.2   Elect Director Mark R. Bell    Mgmt    For    For    For
1.3   Elect Director Jeffrey W. Berkman    Mgmt    For    For    For
1.4   Elect Director Sean T. Erwin    Mgmt    For    For    For
1.5   Elect Director James A. Fleming    Mgmt    For    For    For
1.6   Elect Director S. David Passman, III    Mgmt    For    For    For
1.7   Elect Director Patricia A. Wilson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Laredo Petroleum, Inc.

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    516806106
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   993,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Pamela S. Pierce    Mgmt    For    For    For
1.2   Elect Director B.Z. (Bill) Parker    Mgmt    For    For    For
1.3   Elect Director Francis Rooney    Mgmt    For    Refer    Withhold
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Laredo Petroleum, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kaiser Aluminum Corporation

 

Meeting Date:    05/26/2016    Country:    USA    Primary Security ID:    483007704
Record Date:    04/08/2016    Meeting Type:    Annual    Ticker:    KALU

 

Shares Voted:   94,020          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Alfred E. Osborne, Jr.    Mgmt    For    For    For
1.2   Elect Director Jack Quinn    Mgmt    For    For    For
1.3   Elect Director Thomas M. Van Leeuwen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Securities Transfer Restrictions    Mgmt    For    Refer    For
5   Ratify NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For
6   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Mack-Cali Realty Corporation

 

Meeting Date:    06/01/2016    Country:    USA    Primary Security ID:    554489104
Record Date:    04/05/2016    Meeting Type:    Annual    Ticker:    CLI

 

Shares Voted:   91,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Alan S. Bernikow    Mgmt    For    For    For
1.2   Elect Director Irvin D. Reid    Mgmt    For    For    For
1.3   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1.4   Elect Director Jonathan Litt    Mgmt    For    For    For
1.5   Elect Director Vincent Tese    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Mack-Cali Realty Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Parsley Energy, Inc.

 

Meeting Date:    06/02/2016    Country:    USA    Primary Security ID:    701877102
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   95,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1A   Elect Director David H. Smith    Mgmt    For    Refer    Against
1B   Elect Director Randolph Newcomer, Jr.    Mgmt    For    For    For
1C   Elect Director William Browning    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

LifePoint Health, Inc.

 

Meeting Date:    06/07/2016    Country:    USA    Primary Security ID:    53219L109
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    LPNT

 

Shares Voted:   95,835          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Kermit R. Crawford    Mgmt    For    For    For
1.2   Elect Director Jana R. Schreuder    Mgmt    For    For    For
1.3   Elect Director Reed V. Tuckson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Ingram Micro Inc.

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    457153104
Record Date:    04/15/2016    Meeting Type:    Annual    Ticker:    IM

 

Shares Voted:   62,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.2   Elect Director David A. Barnes    Mgmt    For    For    For
1.3   Elect Director Leslie Stone Heisz    Mgmt    For    For    For
1.4   Elect Director John R. Ingram    Mgmt    For    For    For
1.5   Elect Director Dale R. Laurance    Mgmt    For    For    For
1.6   Elect Director Linda Fayne Levinson    Mgmt    For    For    For
1.7   Elect Director Scott A. McGregor    Mgmt    For    For    For
1.8   Elect Director Carol G. Mills    Mgmt    For    For    For
1.9   Elect Director Alain Monie    Mgmt    For    For    For
1.10   Elect Director Wade Oosterman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Science Applications International Corporation

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    808625107
Record Date:    04/14/2016    Meeting Type:    Annual    Ticker:    SAIC

 

Shares Voted:   117,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Robert A. Bedingfield    Mgmt    For    For    For
1b   Elect Director Deborah B. Dunie    Mgmt    For    For    For
1c   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1d   Elect Director John J. Hamre    Mgmt    For    For    For
1e   Elect Director Timothy J. Mayopoulos    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 87 Ivy VIP Small Cap Value

 

Science Applications International Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1f   Elect Director Anthony J. Moraco    Mgmt    For    For    For
1g   Elect Director Donna S. Morea    Mgmt    For    For    For
1h   Elect Director Edward J. Sanderson, Jr.    Mgmt    For    For    For
1i   Elect Director Steven R. Shane    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

The Cheesecake Factory Incorporated

 

Meeting Date:    06/23/2016    Country:    USA    Primary Security ID:    163072101
Record Date:    04/25/2016    Meeting Type:    Annual    Ticker:    CAKE

 

Shares Voted:   61,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director David Overton    Mgmt    For    For    For
1b   Elect Director Alexander L. Cappello    Mgmt    For    For    For
1c   Elect Director Jerome I. Kransdorf    Mgmt    For    For    For
1d   Elect Director Laurence B. Mindel    Mgmt    For    For    For
1e   Elect Director David B. Pittaway    Mgmt    For    For    For
1f   Elect Director Douglas L. Schmick    Mgmt    For    For    For
1g   Elect Director Herbert Simon    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

IVY FUNDS VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    05/07/2015    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   141,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    Refer    Against
1b   Elect Director Thomas H. Castro    Mgmt    For    For    For
1c   Elect Director David C. Chang    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Peter R. Haje    Mgmt    For    Refer    Against
1f   Elect Director Donna A. James    Mgmt    For    For    For
1g   Elect Director Don Logan    Mgmt    For    For    For
1h   Elect Director Robert D. Marcus    Mgmt    For    For    For
1i   Elect Director N.J. Nicholas, Jr.    Mgmt    For    Refer    Against
1j   Elect Director Wayne H. Pace    Mgmt    For    For    For
1k   Elect Director Edward D. Shirley    Mgmt    For    Refer    Against
1l   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    08/04/2015    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   249,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Roger Abravanel as Director For a Three Year Term    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Rosemary A. Crane as Director For a Three Year Term    Mgmt    For    For    For
1c   Elect Gerald M. Lieberman as Director For a Three Year Term    Mgmt    For    For    For
1d   Reelect Galia Maor as Director For a Three Year Term    Mgmt    For    For    For
2   Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation    Mgmt    For    Refer    For
3a   Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation    Mgmt    For    For    For
3a.1   Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3b   Approve Compensation of Company’s Directors, Excluding Chairman    Mgmt    For    Refer    For
3c   Approve Compensation of Yitzhak Peterburg, Chairman    Mgmt    For    Refer    For
4a   Amend Employment Terms of Erez Vigodman, President and CEO    Mgmt    For    Refer    For
4b   Approve Special Cash Bonus to Erez Vigodman, President and CEO    Mgmt    For    Refer    For
5   Approve 2015 Equity Compensation Plan    Mgmt    For    Refer    For
6   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
7   Discuss Financial Statements and the Report of the Board for 2014    Mgmt         

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015    Country:    USA    Primary Security ID:    88732J207
Record Date:    07/28/2015    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   82,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Humana Inc.

 

Meeting Date:    10/19/2015    Country:    USA    Primary Security ID:    444859102
Record Date:    09/16/2015    Meeting Type:    Special    Ticker:    HUM

 

Shares Voted:   43,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Lam Research Corporation

 

Meeting Date:    11/04/2015    Country:    USA    Primary Security ID:    512807108
Record Date:    09/08/2015    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   121,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.7   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.8   Elect Director Krishna C. Saraswat    Mgmt    For    For    For
1.9   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

WESTERN DIGITAL CORPORATION

 

Meeting Date:    11/04/2015    Country:    USA    Primary Security ID:    958102105
Record Date:    09/08/2015    Meeting Type:    Annual    Ticker:    WDC

 

Shares Voted:   152,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Martin I. Cole    Mgmt    For    For    For
1b   Elect Director Kathleen A. Cote    Mgmt    For    For    For
1c   Elect Director Henry T. DeNero    Mgmt    For    For    For
1d   Elect Director Michael D. Lambert    Mgmt    For    For    For
1e   Elect Director Len J. Lauer    Mgmt    For    For    For
1f   Elect Director Matthew E. Massengill    Mgmt    For    For    For
1g   Elect Director Stephen D. Milligan    Mgmt    For    For    For
1h   Elect Director Paula A. Price    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    10/06/2015    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   149,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Authorize New Class of Mandatory Convertible Preferred Shares    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    12/02/2015    Country:    USA    Primary Security ID:    594918104
Record Date:    10/02/2015    Meeting Type:    Annual    Ticker:    MSFT

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Microsoft Corporation

 

Shares Voted:   350,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates, lll    Mgmt    For    For    For
1.2   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.3   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.4   Elect Director Satya Nadella    Mgmt    For    For    For
1.5   Elect Director Charles H. Noski    Mgmt    For    For    For
1.6   Elect Director Helmut Panke    Mgmt    For    For    For
1.7   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
1.11   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    12/03/2015    Country:    USA    Primary Security ID:    036752103
Record Date:    10/22/2015    Meeting Type:    Special    Ticker:    ANTM

 

Shares Voted:   35,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Cigna Corporation

 

Meeting Date:    12/03/2015    Country:    USA    Primary Security ID:    125509109
Record Date:    10/22/2015    Meeting Type:    Special    Ticker:    CI

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Cigna Corporation

 

Shares Voted:   14,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    12/10/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    10/20/2015    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   176,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    595112103
Record Date:    11/30/2015    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   554,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Micron Technology, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Other Business    Mgmt    For    Against    Against

NuStar Energy LP

 

Meeting Date:    01/28/2016    Country:    USA    Primary Security ID:    67058H102
Record Date:    12/07/2015    Meeting Type:    Special    Ticker:    NS

 

Shares Voted:   107,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    02/19/2016    Country:    USA    Primary Security ID:    512807108
Record Date:    01/07/2016    Meeting Type:    Special    Ticker:    LRCX

 

Shares Voted:   131,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Increase Authorized Common Stock    Mgmt    For    For    For

SanDisk Corporation

 

Meeting Date:    03/15/2016    Country:    USA    Primary Security ID:    80004C101
Record Date:    02/03/2016    Meeting Type:    Special    Ticker:    SNDK

 

Shares Voted:   111,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

SanDisk Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

WESTERN DIGITAL CORPORATION

 

Meeting Date:    03/15/2016    Country:    USA    Primary Security ID:    958102105
Record Date:    02/03/2016    Meeting Type:    Special    Ticker:    WDC

 

Shares Voted:   164,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Newell Rubbermaid Inc.

 

Meeting Date:    04/15/2016    Country:    USA    Primary Security ID:    651229106
Record Date:    03/01/2016    Meeting Type:    Annual    Ticker:    NWL

 

Shares Voted:   135,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3.1   Elect Director Thomas E. Clarke    Mgmt    For    For    For
3.2   Elect Director Kevin C. Conroy    Mgmt    For    For    For
3.3   Elect Director Scott S. Cowen    Mgmt    For    For    For
3.4   Elect Director Michael T. Cowhig    Mgmt    For    For    For
3.5   Elect Director Domenico De Sole    Mgmt    For    For    For
3.6   Elect Director Michael B. Polk    Mgmt    For    For    For
3.7   Elect Director Steven J. Strobel    Mgmt    For    For    For
3.8   Elect Director Michael A. Todman    Mgmt    For    For    For
3.9   Elect Director Raymond G. Viault    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Newell Rubbermaid Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016    Country:    Israel    Primary Security ID:    881624209
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   185,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders    Mgmt    For    For    For
2   Amend Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
2a   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against
3a   Approve an Increase to the Fees Payable to Erez Vigodman, CEO    Mgmt    For    For    For
3b   Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO    Mgmt    For    Refer    For
3c   Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO    Mgmt    For    Refer    For
4   Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

American Capital Agency Corp.

 

Meeting Date:    04/19/2016    Country:    USA    Primary Security ID:    02503X105
Record Date:    02/25/2016    Meeting Type:    Annual    Ticker:    AGNC

 

Shares Voted:   13,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Malon Wilkus (WITHDRAWN RESOLUTION)    Mgmt         
1.2   Elect Director John R. Erickson    Mgmt    For    For    For
1.3   Elect Director Samuel A. Flax    Mgmt    For    For    For
1.4   Elect Director Alvin N. Puryear    Mgmt    For    For    For
1.5   Elect Director Robert M. Couch    Mgmt    For    For    For
1.6   Elect Director Morris A. Davis    Mgmt    For    For    For
1.7   Elect Director Randy E. Dobbs    Mgmt    For    Refer    Against
1.8   Elect Director Larry K. Harvey    Mgmt    For    For    For
1.9   Elect Director Prue B. Larocca    Mgmt    For    For    For
1.10   Elect Director Gary Kain    Mgmt    For    For    For
2   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
3   Provide Directors May Be Removed With or Without Cause    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/21/2016    Country:    USA    Primary Security ID:    444859102
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   23,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Humana Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    172967424
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   406,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1d   Elect Director Peter B. Henry    Mgmt    For    For    For
1e   Elect Director Franz B. Humer    Mgmt    For    For    For
1f   Elect Director Renee J. James    Mgmt    For    For    For
1g   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1h   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1i   Elect Director Gary M. Reiner    Mgmt    For    For    For
1j   Elect Director Judith Rodin    Mgmt    For    For    For
1k   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1l   Elect Director Joan E. Spero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1o   Elect Director James S. Turley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1p   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Demonstrate No Gender Pay Gap    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Appoint a Stockholder Value Committee    SH    Against    Refer    Against
9   Claw-back of Payments under Restatements    SH    Against    For    For
10   Limit/Prohibit Accelerated Vesting of Awards    SH    Against    Refer    Against

Exelon Corporation

 

Meeting Date:    04/26/2016    Country:    USA    Primary Security ID:    30161N101
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    EXC

 

Shares Voted:   346,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1b   Elect Director Ann C. Berzin    Mgmt    For    For    For
1c   Elect Director Christopher M. Crane    Mgmt    For    For    For
1d   Elect Director Yves C. de Balmann    Mgmt    For    For    For
1e   Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1f   Elect Director Nancy L. Gioia    Mgmt    For    For    For
1g   Elect Director Linda P. Jojo    Mgmt    For    For    For
1h   Elect Director Paul L. Joskow    Mgmt    For    For    For
1i   Elect Director Robert J. Lawless    Mgmt    For    For    For
1j   Elect Director Richard W. Mies    Mgmt    For    For    For
1k   Elect Director John W. Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Exelon Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1m   Elect Director Stephen D. Steinour    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Provide Proxy Access Right    Mgmt    For    Against    For

Cigna Corporation

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    125509109
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    CI

 

Shares Voted:   54,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.3   Elect Director Jane E. Henney    Mgmt    For    For    For
1.4   Elect Director Donna F. Zarcone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:    04/27/2016    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/29/2016    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   244,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Evan Bayh    Mgmt    For    For    For
1.2   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3   Elect Director Frank M. Semple    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Marathon Petroleum Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against
5   Report on EHS Incidents and Worker Fatigue Policies    SH    Against    Refer    Against
6   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/04/2016    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   143,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Jay O. Light    Mgmt    For    For    For
1i   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1j   Elect Director Michael W. Michelson    Mgmt    For    For    For
1k   Elect Director Wayne J. Riley    Mgmt    For    For    For
1l   Elect Director John W. Rowe    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

HCA Holdings, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Require a Majority Vote for the Election of Directors    SH    Against    Against    Against

Philip Morris International Inc.

 

Meeting Date:    05/04/2016    Country:    USA    Primary Security ID:    718172109
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   102,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Human Rights Policy, Including the Right to Health    SH    Against    Against    Against
5   Participate in OECD Mediation for Human Rights Violations    SH    Against    Against    Against

Capital One Financial Corporation

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    14040H105
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    COF

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Capital One Financial Corporation

 

Shares Voted:   218,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard D. Fairbank    Mgmt    For    For    For
1b   Elect Director Patrick W. Gross    Mgmt    For    For    For
1c   Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1d   Elect Director Lewis Hay, III    Mgmt    For    For    For
1e   Elect Director Benjamin P. Jenkins, III    Mgmt    For    For    For
1f   Elect Director Peter Thomas Killalea    Mgmt    For    For    For
1g   Elect Director Pierre E. Leroy    Mgmt    For    For    For
1h   Elect Director Peter E. Raskind    Mgmt    For    For    For
1i   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1j   Elect Director Bradford H. Warner    Mgmt    For    For    For
1k   Elect Director Catherine G. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Duke Energy Corporation

 

Meeting Date:    05/05/2016    Country:    USA    Primary Security ID:    26441C204
Record Date:    03/07/2016    Meeting Type:    Annual    Ticker:    DUK

 

Shares Voted:   152,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Angelakis    Mgmt    For    For    For
1.2   Elect Director Michael G. Browning    Mgmt    For    For    For
1.3   Elect Director Daniel R. DiMicco    Mgmt    For    For    For
1.4   Elect Director John H. Forsgren    Mgmt    For    For    For
1.5   Elect Director Lynn J. Good    Mgmt    For    For    For
1.6   Elect Director Ann Maynard Gray    Mgmt    For    For    For
1.7   Elect Director John T. Herron    Mgmt    For    For    For
1.8   Elect Director James B. Hyler, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Duke Energy Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director William E. Kennard    Mgmt    For    For    For
1.10   Elect Director E. Marie McKee    Mgmt    For    For    For
1.11   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1.12   Elect Director Carlos A. Saladrigas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Supermajority Vote Requirement    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

American International Group, Inc.

 

Meeting Date:    05/11/2016    Country:    USA    Primary Security ID:    026874784
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   283,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Peter R. Fisher    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director Peter D. Hancock    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Samuel J. Merksamer    Mgmt    For    For    For
1h   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1i   Elect Director Henry S. Miller    Mgmt    For    For    For
1j   Elect Director Robert S. Miller    Mgmt    For    For    For
1k   Elect Director Linda A. Mills    Mgmt    For    For    For
1l   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1m   Elect Director John A. Paulson    Mgmt    For    For    For
1n   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

American International Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1o   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1p   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/12/2016    Country:    USA    Primary Security ID:    260543103
Record Date:    03/14/2016    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   244,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   289,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
6   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    Against
7   Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments    SH    Against    Refer    Against
8   Clawback Amendment    SH    Against    For    For
9   Adopt Executive Compensation Philosophy with Social Factors    SH    Against    Refer    Against

Ingredion Incorporated

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    457187102
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    INGR

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Ingredion Incorporated

 

Shares Voted:   90,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Luis Aranguren-Trellez    Mgmt    For    For    For
1b   Elect Director David B. Fischer    Mgmt    For    For    For
1c   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1d   Elect Director Paul Hanrahan    Mgmt    For    For    For
1e   Elect Director Rhonda L. Jordan    Mgmt    For    For    For
1f   Elect Director Gregory B. Kenny    Mgmt    For    For    For
1g   Elect Director Barbara A. Klein    Mgmt    For    For    For
1h   Elect Director Victoria J. Reich    Mgmt    For    For    For
1i   Elect Director Jorge A. Uribe    Mgmt    For    For    For
1j   Elect Director Dwayne A. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

State Street Corporation

 

Meeting Date:    05/18/2016    Country:    USA    Primary Security ID:    857477103
Record Date:    03/11/2016    Meeting Type:    Annual    Ticker:    STT

 

Shares Voted:   185,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kennett F. Burnes    Mgmt    For    For    For
1b   Elect Director Patrick de Saint-Aignan    Mgmt    For    For    For
1c   Elect Director Lynn A. Dugle    Mgmt    For    For    For
1d   Elect Director William C. Freda    Mgmt    For    For    For
1e   Elect Director Amelia C. Fawcett    Mgmt    For    For    For
1f   Elect Director Linda A. Hill    Mgmt    For    For    For
1g   Elect Director Joseph L. Hooley    Mgmt    For    For    For
1h   Elect Director Richard P. Sergel    Mgmt    For    For    For
1i   Elect Director Ronald L. Skates    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

State Street Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Gregory L. Summe    Mgmt    For    For    For
1k   Elect Director Thomas J. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Amgen Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    031162100
Record Date:    03/21/2016    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   57,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.6   Elect Director Greg C. Garland    Mgmt    For    For    For
1.7   Elect Director Fred Hassan    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Anthem, Inc.

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    036752103
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   35,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lewis Hay, III    Mgmt    For    For    For
1b   Elect Director George A. Schaefer, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph R. Swedish    Mgmt    For    For    For
1d   Elect Director Elizabeth E. Tallett    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/10/2016    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   160,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    Refer    For
1.5   Elect Director Joseph J. Collins    Mgmt    For    Refer    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    Refer    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.11   Elect Director Judith Rodin    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Amend Stock Option Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Require Independent Board Chairman    SH    Against    Refer    For
10   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

CVS Health Corporation

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    126650100
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   95,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    For    For
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1i   Elect Director Richard J. Swift    Mgmt    For    For    For
1j   Elect Director William C. Weldon    Mgmt    For    For    For
1k   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

CVS Health Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
5   Report on Pay Disparity    SH    Against    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/19/2016    Country:    USA    Primary Security ID:    759351604
Record Date:    03/16/2016    Meeting Type:    Annual    Ticker:    RGA

 

Shares Voted:   109,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Anna Manning    Mgmt    For    For    For
1.2   Elect Director William J. Bartlett    Mgmt    For    For    For
1.3   Elect Director Christine R. Detrick    Mgmt    For    For    For
1.4   Elect Director Alan C. Henderson    Mgmt    For    For    For
1.5   Elect Director Joyce A. Phillips    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Aetna Inc.

 

Meeting Date:    05/20/2016    Country:    USA    Primary Security ID:    00817Y108
Record Date:    03/18/2016    Meeting Type:    Annual    Ticker:    AET

 

Shares Voted:   82,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Fernando Aguirre    Mgmt    For    For    For
1b   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1c   Elect Director Frank M. Clark    Mgmt    For    For    For
1d   Elect Director Betsy Z. Cohen    Mgmt    For    For    For
1e   Elect Director Molly J. Coye    Mgmt    For    For    For
1f   Elect Director Roger N. Farah    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Aetna Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g   Elect Director Jeffrey E. Garten    Mgmt    For    For    For
1h   Elect Director Ellen M. Hancock    Mgmt    For    For    For
1i   Elect Director Richard J. Harrington    Mgmt    For    For    For
1j   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1k   Elect Director Joseph P. Newhouse    Mgmt    For    For    For
1l   Elect Director Olympia J. Snowe    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Amend Policy to Disclose Payments to Tax-Exempt Organizations    SH    Against    Against    Against

Macy’s, Inc.

 

Meeting Date:    05/20/2016    Country:    USA    Primary Security ID:    55616P104
Record Date:    03/24/2016    Meeting Type:    Annual    Ticker:    M

 

Shares Voted:   219,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Francis S. Blake    Mgmt    For    For    For
1b   Elect Director Stephen F. Bollenbach    Mgmt    For    For    For
1c   Elect Director John A. Bryant    Mgmt    For    For    For
1d   Elect Director Deirdre P. Connelly    Mgmt    For    For    For
1e   Elect Director Leslie D. Hale    Mgmt    For    For    For
1f   Elect Director William H. Lenehan    Mgmt    For    For    For
1g   Elect Director Sara Levinson    Mgmt    For    For    For
1h   Elect Director Terry J. Lundgren    Mgmt    For    For    For
1i   Elect Director Joyce M. Roche    Mgmt    For    For    For
1j   Elect Director Paul C. Varga    Mgmt    For    For    For
1k   Elect Director Craig E. Weatherup    Mgmt    For    For    For
1l   Elect Director Marna C. Whittington    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Macy’s, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1m   Elect Director Annie Young-Scrivner    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Allstate Corporation

 

Meeting Date:    05/24/2016    Country:    USA    Primary Security ID:    020002101
Record Date:    03/28/2016    Meeting Type:    Annual    Ticker:    ALL

 

Shares Voted:   182,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kermit R. Crawford    Mgmt    For    For    For
1b   Elect Director Michael L. Eskew    Mgmt    For    For    For
1c   Elect Director Herbert L. Henkel    Mgmt    For    For    For
1d   Elect Director Siddharth N. (Bobby) Mehta    Mgmt    For    For    For
1e   Elect Director Jacques P. Perold    Mgmt    For    For    For
1f   Elect Director Andrea Redmond    Mgmt    For    For    For
1g   Elect Director John W. Rowe    Mgmt    For    For    For
1h   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1i   Elect Director Mary Alice Taylor    Mgmt    For    For    For
1j   Elect Director Thomas J. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Political Contributions    SH    Against    Against    Against

Chevron Corporation

 

Meeting Date:    05/25/2016    Country:    USA    Primary Security ID:    166764100
Record Date:    03/30/2016    Meeting Type:    Annual    Ticker:    CVX

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Chevron Corporation

 

Shares Voted:   22,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Alexander B. Cummings, Jr. - Resigned    Mgmt         
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director John G. Stumpf    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director John S. Watson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
7   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
8   Annually Report Reserve Replacements in BTUs    SH    Against    Refer    Against
9   Increase Return of Capital to Shareholders in Light of Climate Change Risks    SH    Against    Refer    Against
10   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against
11   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
12   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Las Vegas Sands Corp.

 

Meeting Date:    06/03/2016    Country:    USA    Primary Security ID:    517834107
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   176,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Sheldon G. Adelson    Mgmt    For    For    For
1.2   Elect Director Irwin Chafetz    Mgmt    For    For    For
1.3   Elect Director Robert G. Goldstein    Mgmt    For    For    For
1.4   Elect Director Charles A. Koppelman    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Devon Energy Corporation

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    25179M103
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    DVN

 

Shares Voted:   109,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Barbara M. Baumann    Mgmt    For    For    For
1.2   Elect Director John E. Bethancourt    Mgmt    For    For    For
1.3   Elect Director David A. Hager    Mgmt    For    For    For
1.4   Elect Director Robert H. Henry    Mgmt    For    For    For
1.5   Elect Director Michael M. Kanovsky    Mgmt    For    For    For
1.6   Elect Director Robert A. Mosbacher, Jr.    Mgmt    For    For    For
1.7   Elect Director Duane C. Radtke    Mgmt    For    For    For
1.8   Elect Director Mary P. Ricciardello    Mgmt    For    For    For
1.9   Elect Director John Richels    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Review Public Policy Advocacy on Climate Change    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Devon Energy Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

5   Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Cease Using Oil and Gas Reserve Metrics for Senior Executive’s Compensation    SH    Against    Refer    Against

Target Corporation

 

Meeting Date:    06/08/2016    Country:    USA    Primary Security ID:    87612E106
Record Date:    04/11/2016    Meeting Type:    Annual    Ticker:    TGT

 

Shares Voted:   8,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1b   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1c   Elect Director Brian C. Cornell    Mgmt    For    For    For
1d   Elect Director Calvin Darden    Mgmt    For    For    For
1e   Elect Director Henrique De Castro    Mgmt    For    For    For
1f   Elect Director Robert L. Edwards    Mgmt    For    For    For
1g   Elect Director Melanie L. Healey    Mgmt    For    For    For
1h   Elect Director Donald R. Knauss    Mgmt    For    For    For
1i   Elect Director Monica C. Lozano    Mgmt    For    For    For
1j   Elect Director Mary E. Minnick    Mgmt    For    For    For
1k   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1l   Elect Director Derica W. Rice    Mgmt    For    For    For
1m   Elect Director Kenneth L. Salazar    Mgmt    For    For    For
1n   Elect Director John G. Stumpf    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Guidelines for Country Selection    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

MetLife, Inc.

 

Meeting Date:    06/14/2016    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/19/2016    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   326,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.4   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.5   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.6   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.7   Elect Director William E. Kennard    Mgmt    For    For    For
1.8   Elect Director James M. Kilts    Mgmt    For    For    For
1.9   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.10   Elect Director Denise M. Morrison    Mgmt    For    For    For
1.11   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1.12   Elect Director Lulu C. Wang    Mgmt    For    For    For
2   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Right to Act by Written Consent    SH    Against    For    For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Registrant)

 

By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2016
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 31, 2016