0001209191-19-062060.txt : 20191230
0001209191-19-062060.hdr.sgml : 20191230
20191230105033
ACCESSION NUMBER: 0001209191-19-062060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191230
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gross Michael C.
CENTRAL INDEX KEY: 0001482368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09065
FILM NUMBER: 191315315
MAIL ADDRESS:
STREET 1: 368 PLEASANT VIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC
CENTRAL INDEX KEY: 0000809933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711]
IRS NUMBER: 160971022
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 368 PLEASANTVIEW DR
CITY: LANCASTER
STATE: NY
ZIP: 14086
BUSINESS PHONE: 7166848060
MAIL ADDRESS:
STREET 1: 368 PLEASANTVIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-30
0
0000809933
ECOLOGY & ENVIRONMENT INC
EEI
0001482368
Gross Michael C.
4664 GREEN ROAD
LOCKPORT
NY
14094
1
0
0
0
Class A Common Stock
2019-12-30
4
D
0
6386
15.00
D
0
D
Class B Common Stock
2019-12-30
4
D
0
5949
15.00
D
0
I
Co-Trustee and 1/3 contingent remainderman of Trust that owns shares
Class B Common Stock
2019-12-30
4
D
0
17500
15.00
D
0
D
Class A Common Stock
2019-12-30
4
D
0
1376
15.00
D
0
D
On August 28, 2019 the Issuer entered into an Agreement and Plan of Merger (the"Merger Agreement")with WSP Global inc., a Canadian corporation (the "Parent") and Everest Acquisition Corp., a New York corporation and a direct subsidiary of the Parent) the "Merger Sub"). Pursuant to the terms of the Merger Agreement and the Merger (as defined in the Merger Agreement), each share of the Issuer's common stock (the "Company Common Stock") held by the Reporting Person was acquired, at a purchase price of $15.00 per share (the "Price Per Share") in cash
Class B Common Stock is convertible one-for-one into Class A Common Stock
Reporting Person is one of three co-trustees of an inter vivos trust established by his parents for their benefit that owns these shares of Class B Common Stock and is a one-third contingent remainder beneficiary of the trust's assets which include a total of 17,848 of such shares of which he disclaims beneficial interest in 11,899 of those shares.
Represents shares previously owned by Reporting Person as one of three co-trustees of an inter vivos trust established by his father for the benefit of his mother, himself and his siblings that owned shares of Class B Common Stock. The Reporting Person was a one-third contingent remainder beneficiary of the trust's assets which included 52,500 of such shares of whch he disclaimed beneficial intest in 35,000 of those shares. As Reporting Person's mother passed away on June 3, 2019, the 17,500 shares were distributed by the trust and are now owned directly by the Reporting Person.
Michael C Gross
2019-12-30