0001209191-19-062059.txt : 20191230
0001209191-19-062059.hdr.sgml : 20191230
20191230104828
ACCESSION NUMBER: 0001209191-19-062059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191230
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SILVESTRO FRANK B
CENTRAL INDEX KEY: 0000933329
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09065
FILM NUMBER: 191315310
MAIL ADDRESS:
STREET 2: 368 PLEASANTVIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC
CENTRAL INDEX KEY: 0000809933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711]
IRS NUMBER: 160971022
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 368 PLEASANTVIEW DR
CITY: LANCASTER
STATE: NY
ZIP: 14086
BUSINESS PHONE: 7166848060
MAIL ADDRESS:
STREET 1: 368 PLEASANTVIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-30
0
0000809933
ECOLOGY & ENVIRONMENT INC
EEI
0000933329
SILVESTRO FRANK B
368 PLEASANT VIEW DRIVE
LANCASTER
NY
14086
1
1
0
0
Executive Vice President
Class B Common Stock
2019-12-30
4
D
0
292052
15.00
D
0
D
Class A Common Stock
2019-12-30
4
D
0
4000
15.00
D
4000
D
Class A Common Stock
2019-12-30
4
D
0
1000
15.00
D
0
I
by spouse
Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by certain members of their families and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that a majority of shares held by the reporting person are subject to the Agreement.
Class B Common Stock is convertible one-for-one into Class A Common Stock
On August 28, 2019 the Issuer entered into an Agreement and Plan of Merger (the"Merger Agreement")with WSP Global inc., a Canadian corporation (the "Parent") and Everest Acquisition Corp., a New York corporation and a direct subsidiary of the Parent) the "Merger Sub"). Pursuant to the terms of the Merger Agreement and the Merger (as defined in the Merger Agreement), each share of the Issuer's common stock (the "Company Common Stock") held by the Reporting Person was acquired, at a purchase price of $15.00 per share (the "Price Per Share") in cash
The reporting person disclaims beneficial ownership of these securities owned by his wife
Frank B. Silvestro
2019-12-20