0001209191-12-059591.txt : 20121228
0001209191-12-059591.hdr.sgml : 20121228
20121228122020
ACCESSION NUMBER: 0001209191-12-059591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121227
FILED AS OF DATE: 20121228
DATE AS OF CHANGE: 20121228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neumaier Kevin S
CENTRAL INDEX KEY: 0001441450
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09065
FILM NUMBER: 121289654
MAIL ADDRESS:
STREET 1: 368 PLEASANT VIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC
CENTRAL INDEX KEY: 0000809933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711]
IRS NUMBER: 160971022
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 368 PLEASANTVIEW DR
CITY: LANCASTER
STATE: NY
ZIP: 14086
BUSINESS PHONE: 7166848060
MAIL ADDRESS:
STREET 1: 368 PLEASANTVIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-27
0
0000809933
ECOLOGY & ENVIRONMENT INC
EEI
0001441450
Neumaier Kevin S
368 PLEASANT VIEW DRIVE
LANCASTER
NY
14086
0
1
0
0
President
Class B Common Stock
114878
D
Class A Common Stock
2
I
By general partnership
Class A Common Stock
1120
I
By 401K Plan
Class A Common Stock
2012-12-27
4
P
0
500
11.74
A
2500
D
Class A Common Stock
2012-12-27
4
P
0
500
11.845
A
3000
D
Class A Common Stock
2313
D
Class A Common Stock
1088
D
Class A Common Stock
1423
I
By wife
Class A Common Stock
316
I
By wife
Class A Common Stock
504
I
By wife
Class A Common Stock
588
I
By wife
Class A Common Stock
3400
I
As custondian for minor children
Class B Common Stock is convertible one-for-one into Class A Common Stock
Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
Previously filed Form 4s by the Reporting Person in 2008 and 2009 incorrectly indicated the number of shares owned by the Reportying Person's wife.
Total number of shares owned by the general partnership
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Award of Class A Common Stock pursuant to the 2003 Ecology and Environment Inc. Stock Award Plan.
The reporting person disclaims beneficial ownership of these securities owned by his wife
Award of Class A Common Stock pursuant to the 2007 Ecology and Environment Inc. Stock Award Plan.
The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.
Kevin S. Neumaier
2012-12-28