N-PX 1 npx.htm FIST NPX 2023
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 
 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-04986 

 

___Franklin Investors Securities Trust____

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Alison E. Baur, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000 

 

Date of fiscal year end: 10/31

 

Date of reporting period: 6/30/2023

 

Item 1. Proxy Voting Records.

Franklin Convertible Securities Fund

     

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 18, 2023
Record Date:  MAR 22, 2023
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nicole S. Arnaboldi

Management

For

For

1b

Elect Director Sherry S. Barrat

Management

For

For

1c

Elect Director James L. Camaren

Management

For

For

1d

Elect Director Kenneth B. Dunn

Management

For

For

1e

Elect Director Naren K. Gursahaney

Management

For

For

1f

Elect Director Kirk S. Hachigian

Management

For

For

1g

Elect Director John W. Ketchum

Management

For

For

1h

Elect Director Amy B. Lane

Management

For

For

1i

Elect Director David L. Porges

Management

For

For

1j

Elect Director Deborah "Dev" Stahlkopf

Management

For

For


     

1k

Elect Director John A. Stall

Management

For

For

1l

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Disclose Board Skills and Diversity Matrix

Shareholder

Against

For


Franklin Equity Income Fund

     

 

AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 02, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  AXP
Security ID:  025816109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas J. Baltimore

Management

For

Against

1b

Elect Director John J. Brennan

Management

For

For

1c

Elect Director Peter Chernin

Management

For

For

1d

Elect Director Walter J. Clayton, III

Management

For

For

1e

Elect Director Ralph de la Vega

Management

For

For

1f

Elect Director Theodore J. Leonsis

Management

For

For

1g

Elect Director Deborah P. Majoras

Management

For

For

1h

Elect Director Karen L. Parkhill

Management

For

For

1i

Elect Director Charles E. Phillips

Management

For

For

1j

Elect Director Lynn A. Pike

Management

For

For

1k

Elect Director Stephen J. Squeri

Management

For

For

1l

Elect Director Daniel L. Vasella

Management

For

For

1m

Elect Director Lisa W. Wardell

Management

For

For

1n

Elect Director Christopher D. Young

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

For


     

6

Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access

Shareholder

Against

Against

     

 

APOLLO GLOBAL MANAGEMENT, INC.
Meeting Date:  OCT 07, 2022
Record Date:  AUG 12, 2022
Meeting Type:  ANNUAL

Ticker:  APO
Security ID:  03769M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marc A. Beilinson

Management

For

For

1.2

Elect Director James R. Belardi

Management

For

For

1.3

Elect Director Jessica Bibliowicz

Management

For

For

1.4

Elect Director Walter (Jay) Clayton, III

Management

For

For

1.5

Elect Director Michael Ducey

Management

For

For

1.6

Elect Director Richard Emerson

Management

For

For

1.7

Elect Director Kerry Murphy Healey

Management

For

For

1.8

Elect Director Mitra Hormozi

Management

For

For

1.9

Elect Director Pamela Joyner

Management

For

For

1.10

Elect Director Scott Kleinman

Management

For

For

1.11

Elect Director A.B. Krongard

Management

For

For

1.12

Elect Director Pauline Richards

Management

For

For

1.13

Elect Director Marc Rowan

Management

For

For

1.14

Elect Director David Simon

Management

For

For

1.15

Elect Director Lynn Swann

Management

For

For

1.16

Elect Director James Zelter

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

     

 

ARES MANAGEMENT CORPORATION
Meeting Date:  JUN 12, 2023
Record Date:  APR 14, 2023
Meeting Type:  ANNUAL

Ticker:  ARES
Security ID:  03990B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J. Arougheti

Management

For

For

1b

Elect Director Ashish Bhutani

Management

For

For

1c

Elect Director Antoinette Bush

Management

For

For

1d

Elect Director R. Kipp deVeer

Management

For

For

1e

Elect Director Paul G. Joubert

Management

For

For


     

1f

Elect Director David B. Kaplan

Management

For

For

1g

Elect Director Michael Lynton

Management

For

For

1h

Elect Director Eileen Naughton

Management

For

For

1i

Elect Director Judy D. Olian

Management

For

For

1j

Elect Director Antony P. Ressler

Management

For

Against

1k

Elect Director Bennett Rosenthal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

Against

     

 

ARTHUR J. GALLAGHER & CO.
Meeting Date:  MAY 09, 2023
Record Date:  MAR 16, 2023
Meeting Type:  ANNUAL

Ticker:  AJG
Security ID:  363576109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director William L. Bax

Management

For

For

1c

Elect Director Teresa H. Clarke

Management

For

For

1d

Elect Director D. John Coldman

Management

For

For

1e

Elect Director J. Patrick Gallagher, Jr.

Management

For

For

1f

Elect Director David S. Johnson

Management

For

For

1g

Elect Director Christopher C. Miskel

Management

For

For

1h

Elect Director Ralph J. Nicoletti

Management

For

For

1i

Elect Director Norman L. Rosenthal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Certificate of Incorporation to Limit the Personal Liability of Certain Officers

Management

For

Against

     

 

ASTRAZENECA PLC
Meeting Date:  APR 27, 2023
Record Date:  APR 04, 2023
Meeting Type:  ANNUAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Dividends

Management

For

For


     

3

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Authorise Board to Fix Remuneration of Auditors

Management

For

For

5a

Re-elect Michel Demare as Director

Management

For

For

5b

Re-elect Pascal Soriot as Director

Management

For

For

5c

Re-elect Aradhana Sarin as Director

Management

For

For

5d

Re-elect Philip Broadley as Director

Management

For

For

5e

Re-elect Euan Ashley as Director

Management

For

For

5f

Re-elect Deborah DiSanzo as Director

Management

For

For

5g

Re-elect Diana Layfield as Director

Management

For

For

5h

Re-elect Sheri McCoy as Director

Management

For

For

5i

Re-elect Tony Mok as Director

Management

For

For

5j

Re-elect Nazneen Rahman as Director

Management

For

For

5k

Re-elect Andreas Rummelt as Director

Management

For

For

5l

Re-elect Marcus Wallenberg as Director

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Authorise UK Political Donations and Expenditure

Management

For

For

8

Authorise Issue of Equity

Management

For

For

9

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

11

Authorise Market Purchase of Ordinary Shares

Management

For

For

12

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

13

Adopt New Articles of Association

Management

For

For

     

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 25, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Jose (Joe) E. Almeida

Management

For

For

1c

Elect Director Frank P. Bramble, Sr.

Management

For

For

1d

Elect Director Pierre J.P. de Weck

Management

For

For

1e

Elect Director Arnold W. Donald

Management

For

For


     

1f

Elect Director Linda P. Hudson

Management

For

For

1g

Elect Director Monica C. Lozano

Management

For

For

1h

Elect Director Brian T. Moynihan

Management

For

For

1i

Elect Director Lionel L. Nowell, III

Management

For

For

1j

Elect Director Denise L. Ramos

Management

For

For

1k

Elect Director Clayton S. Rose

Management

For

For

1l

Elect Director Michael D. White

Management

For

For

1m

Elect Director Thomas D. Woods

Management

For

For

1n

Elect Director Maria T. Zuber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Require Independent Board Chair

Shareholder

Against

Against

7

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

8

Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting

Shareholder

Against

Against

9

Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets

Shareholder

Against

Against

10

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

11

Commission Third Party Racial Equity Audit

Shareholder

Against

For

     

 

BASF SE
Meeting Date:  APR 27, 2023
Record Date:  APR 20, 2023
Meeting Type:  ANNUAL

Ticker:  BAS
Security ID:  D06216317

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 3.40 per Share

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal Year 2022

Management

For

For


     

4

Approve Discharge of Management Board for Fiscal Year 2022

Management

For

For

5

Ratify KPMG AG as Auditors for Fiscal Year 2023

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Amend Articles Re: Electronic Participation

Management

For

For

8

Approve Virtual-Only Shareholder Meetings Until 2025

Management

For

For

9

Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission

Management

For

For

     

 

BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 02, 2023
Record Date:  MAR 10, 2023
Meeting Type:  ANNUAL

Ticker:  BAX
Security ID:  071813109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jose (Joe) E. Almeida

Management

For

For

1b

Elect Director Michael F. Mahoney

Management

For

For

1c

Elect Director Patricia B. Morrison

Management

For

For

1d

Elect Director Stephen N. Oesterle

Management

For

For

1e

Elect Director Nancy M. Schlichting

Management

For

For

1f

Elect Director Brent Shafer

Management

For

For

1g

Elect Director Cathy R. Smith

Management

For

Against

1h

Elect Director Amy A. Wendell

Management

For

For

1i

Elect Director David S. Wilkes

Management

For

For

1j

Elect Director Peter M. Wilver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

6

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

 

 

BLACKROCK, INC.
Meeting Date:  MAY 24, 2023
Record Date:  MAR 30, 2023
Meeting Type:  ANNUAL


     

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bader M. Alsaad

Management

For

For

1b

Elect Director Pamela Daley

Management

For

For

1c

Elect Director Laurence D. Fink

Management

For

For

1d

Elect Director William E. Ford

Management

For

For

1e

Elect Director Fabrizio Freda

Management

For

For

1f

Elect Director Murry S. Gerber

Management

For

For

1g

Elect Director Margaret "Peggy" L. Johnson

Management

For

For

1h

Elect Director Robert S. Kapito

Management

For

For

1i

Elect Director Cheryl D. Mills

Management

For

For

1j

Elect Director Gordon M. Nixon

Management

For

For

1k

Elect Director Kristin C. Peck

Management

For

For

1l

Elect Director Charles H. Robbins

Management

For

For

1m

Elect Director Marco Antonio Slim Domit

Management

For

For

1n

Elect Director Hans E. Vestberg

Management

For

For

1o

Elect Director Susan L. Wagner

Management

For

For

1p

Elect Director Mark Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Third-Party Civil Rights Audit

Shareholder

Against

Against

6

Report on Ability to Engineer Decarbonization in the Real Economy

Shareholder

Against

Against

7

Report on Societal Impacts of Aerospace & Defense Industry ETF

Shareholder

Against

Against

     

 

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 02, 2023
Record Date:  MAR 13, 2023
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Deepak L. Bhatt

Management

For

For

1C

Elect Director Giovanni Caforio

Management

For

For


     

1D

Elect Director Julia A. Haller

Management

For

For

1E

Elect Director Manuel Hidalgo Medina

Management

For

For

1F

Elect Director Paula A. Price

Management

For

For

1G

Elect Director Derica W. Rice

Management

For

For

1H

Elect Director Theodore R. Samuels

Management

For

For

1I

Elect Director Gerald L. Storch

Management

For

For

1J

Elect Director Karen H. Vousden

Management

For

For

1K

Elect Director Phyllis R. Yale

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Commission a Civil Rights and Non-Discrimination Audit

Shareholder

Against

Against

7

Amend Right to Call Special Meeting

Shareholder

Against

Against

     

 

BROADCOM INC.
Meeting Date:  APR 03, 2023
Record Date:  FEB 06, 2023
Meeting Type:  ANNUAL

Ticker:  AVGO
Security ID:  11135F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Diane M. Bryant

Management

For

For

1b

Elect Director Gayla J. Delly

Management

For

For

1c

Elect Director Raul J. Fernandez

Management

For

For

1d

Elect Director Eddy W. Hartenstein

Management

For

For

1e

Elect Director Check Kian Low

Management

For

For

1f

Elect Director Justine F. Page

Management

For

For

1g

Elect Director Henry Samueli

Management

For

For

1h

Elect Director Hock E. Tan

Management

For

For

1i

Elect Director Harry L. You

Management

For

Against

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CANADIAN NATURAL RESOURCES LIMITED


     

Meeting Date:  MAY 04, 2023
Record Date:  MAR 15, 2023
Meeting Type:  ANNUAL

Ticker:  CNQ
Security ID:  136385101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Catherine M. Best

Management

For

For

1.2

Elect Director M. Elizabeth Cannon

Management

For

For

1.3

Elect Director N. Murray Edwards

Management

For

For

1.4

Elect Director Christopher L. Fong

Management

For

For

1.5

Elect Director Gordon D. Giffin

Management

For

Withhold

1.6

Elect Director Wilfred A. Gobert

Management

For

For

1.7

Elect Director Steve W. Laut

Management

For

For

1.8

Elect Director Tim S. McKay

Management

For

For

1.9

Elect Director Frank J. McKenna

Management

For

For

1.10

Elect Director David A. Tuer

Management

For

For

1.11

Elect Director Annette M. Verschuren

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

     

 

CATERPILLAR INC.
Meeting Date:  JUN 14, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL

Ticker:  CAT
Security ID:  149123101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kelly A. Ayotte

Management

For

For

1.2

Elect Director David L. Calhoun

Management

For

For

1.3

Elect Director Daniel M. Dickinson

Management

For

For

1.4

Elect Director James C. Fish, Jr.

Management

For

For

1.5

Elect Director Gerald Johnson

Management

For

For

1.6

Elect Director David W. MacLennan

Management

For

For

1.7

Elect Director Judith F. Marks

Management

For

For

1.8

Elect Director Debra L. Reed-Klages

Management

For

For

1.9

Elect Director Susan C. Schwab

Management

For

For

1.10

Elect Director D. James Umpleby, III

Management

For

For

1.11

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers LLP

Management

For

For


     
 

as Auditors

   

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Report on Climate Lobbying

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Report on Due Diligence Process of Doing Business in Conflict Affected Areas

Shareholder

Against

Against

9

Report on Civil Rights and Non-Discrimination Audit

Shareholder

Against

Against

     

 

CHEVRON CORPORATION
Meeting Date:  MAY 31, 2023
Record Date:  APR 03, 2023
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Marillyn A. Hewson

Management

For

For

1f

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1g

Elect Director Charles W. Moorman

Management

For

For

1h

Elect Director Dambisa F. Moyo

Management

For

For

1i

Elect Director Debra Reed-Klages

Management

For

For

1j

Elect Director D. James Umpleby, III

Management

For

For

1k

Elect Director Cynthia J. Warner

Management

For

For

1l

Elect Director Michael K. (Mike) Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Rescind Scope 3 GHG Reduction Proposal

Shareholder

Against

Against

6

Adopt Medium-Term Scope 3 GHG Reduction Target

Shareholder

Against

Against


     

7

Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures

Shareholder

Against

Against

8

Establish Board Committee on Decarbonization Risk

Shareholder

Against

Against

9

Report on Social Impact From Plant Closure or Energy Transition

Shareholder

Against

Against

10

Oversee and Report a Racial Equity Audit

Shareholder

Against

Against

11

Publish a Tax Transparency Report

Shareholder

Against

Against

12

Require Independent Board Chair

Shareholder

Against

Against

     

 

CISCO SYSTEMS, INC.
Meeting Date:  DEC 08, 2022
Record Date:  OCT 10, 2022
Meeting Type:  ANNUAL

Ticker:  CSCO
Security ID:  17275R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director M. Michele Burns

Management

For

For

1b

Elect Director Wesley G. Bush

Management

For

For

1c

Elect Director Michael D. Capellas

Management

For

For

1d

Elect Director Mark Garrett

Management

For

For

1e

Elect Director John D. Harris, II

Management

For

For

1f

Elect Director Kristina M. Johnson

Management

For

For

1g

Elect Director Roderick C. McGeary

Management

For

For

1h

Elect Director Sarah Rae Murphy

Management

For

For

1i

Elect Director Charles H. Robbins

Management

For

For

1j

Elect Director Brenton L. Saunders

Management

For

For

1k

Elect Director Lisa T. Su

Management

For

For

1l

Elect Director Marianna Tessel

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard

Shareholder

Against

For

     

 

COMCAST CORPORATION
Meeting Date:  JUN 07, 2023
Record Date:  APR 03, 2023
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast


     

1.1

Elect Director Kenneth J. Bacon

Management

For

Withhold

1.2

Elect Director Thomas J. Baltimore, Jr.

Management

For

Withhold

1.3

Elect Director Madeline S. Bell

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

7

Oversee and Report on a Racial Equity Audit

Shareholder

Against

For

8

Report on Climate Risk in Retirement Plan Options

Shareholder

Against

Against

9

Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal

Shareholder

Against

Against

10

Report on Congruency of Political Spending with Company Values and Priorities

Shareholder

Against

Against

11

Report on Risks Related to Operations in China

Shareholder

Against

Against

     

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 04, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Derrick Burks

Management

For

For

1b

Elect Director Annette K. Clayton

Management

For

For

1c

Elect Director Theodore F. Craver, Jr.

Management

For

For

1d

Elect Director Robert M. Davis

Management

For

For

1e

Elect Director Caroline Dorsa

Management

For

For


     

1f

Elect Director W. Roy Dunbar

Management

For

For

1g

Elect Director Nicholas C. Fanandakis

Management

For

For

1h

Elect Director Lynn J. Good

Management

For

For

1i

Elect Director John T. Herron

Management

For

For

1j

Elect Director Idalene F. Kesner

Management

For

For

1k

Elect Director E. Marie McKee

Management

For

For

1l

Elect Director Michael J. Pacilio

Management

For

For

1m

Elect Director Thomas E. Skains

Management

For

For

1n

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Adopt Simple Majority Vote

Shareholder

None

For

7

Create a Committee to Evaluate Decarbonization Risk

Shareholder

Against

Against

     

 

EATON CORPORATION PLC
Meeting Date:  APR 26, 2023
Record Date:  FEB 27, 2023
Meeting Type:  ANNUAL

Ticker:  ETN
Security ID:  G29183103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Craig Arnold

Management

For

For

1b

Elect Director Olivier Leonetti

Management

For

For

1c

Elect Director Silvio Napoli

Management

For

For

1d

Elect Director Gregory R. Page

Management

For

For

1e

Elect Director Sandra Pianalto

Management

For

For

1f

Elect Director Robert V. Pragada

Management

For

For

1g

Elect Director Lori J. Ryerkerk

Management

For

For

1h

Elect Director Gerald B. Smith

Management

For

For

1i

Elect Director Dorothy C. Thompson

Management

For

For

1j

Elect Director Darryl L. Wilson

Management

For

For

2

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One


     
    

Year

5

Authorize Issue of Equity with Pre-emptive Rights

Management

For

For

6

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

7

Authorize Share Repurchase of Issued Share Capital

Management

For

For

     

 

EMERSON ELECTRIC CO.
Meeting Date:  FEB 07, 2023
Record Date:  NOV 29, 2022
Meeting Type:  ANNUAL

Ticker:  EMR
Security ID:  291011104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Martin S. Craighead

Management

For

For

1b

Elect Director Gloria A. Flach

Management

For

For

1c

Elect Director Matthew S. Levatich

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

     

 

ENTERGY CORPORATION
Meeting Date:  MAY 05, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL

Ticker:  ETR
Security ID:  29364G103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gina F. Adams

Management

For

For

1b

Elect Director John H. Black

Management

For

For

1c

Elect Director John R. Burbank

Management

For

For

1d

Elect Director Patrick J. Condon

Management

For

For

1e

Elect Director Kirkland H. Donald

Management

For

For

1f

Elect Director Brian W. Ellis

Management

For

For

1g

Elect Director Philip L. Frederickson

Management

For

For

1h

Elect Director M. Elise Hyland

Management

For

For

1i

Elect Director Stuart L. Levenick

Management

For

For

1j

Elect Director Blanche Lambert Lincoln

Management

For

For

1k

Elect Director Andrew S. Marsh

Management

For

For

1l

Elect Director Karen A. Puckett

Management

For

For


     

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Certificate of Incorporation to Allow Exculpation of Officers

Management

For

Against

     

 

EOG RESOURCES, INC.
Meeting Date:  MAY 24, 2023
Record Date:  MAR 29, 2023
Meeting Type:  ANNUAL

Ticker:  EOG
Security ID:  26875P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janet F. Clark

Management

For

For

1b

Elect Director Charles R. Crisp

Management

For

For

1c

Elect Director Robert P. Daniels

Management

For

For

1d

Elect Director Lynn A. Dugle

Management

For

For

1e

Elect Director C. Christopher Gaut

Management

For

For

1f

Elect Director Michael T. Kerr

Management

For

For

1g

Elect Director Julie J. Robertson

Management

For

For

1h

Elect Director Donald F. Textor

Management

For

For

1i

Elect Director Ezra Y. Yacob

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

     

 

ESSENTIAL UTILITIES, INC.
Meeting Date:  MAY 03, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  WTRG
Security ID:  29670G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elizabeth B. Amato

Management

For

For

1.2

Elect Director David A. Ciesinski

Management

For

For

1.3

Elect Director Christopher H. Franklin

Management

For

For

1.4

Elect Director Daniel J. Hilferty

Management

For

For

1.5

Elect Director Edwina Kelly

Management

For

For


     

1.6

Elect Director W. Bryan Lewis

Management

For

For

1.7

Elect Director Ellen T. Ruff

Management

For

For

1.8

Elect Director Lee C. Stewart

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

     

 

EVERGY, INC.
Meeting Date:  MAY 02, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  EVRG
Security ID:  30034W106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David A. Campbell

Management

For

For

1b

Elect Director Thomas D. Hyde

Management

For

For

1c

Elect Director B. Anthony Isaac

Management

For

For

1d

Elect Director Paul M. Keglevic

Management

For

For

1e

Elect Director Mary L. Landrieu

Management

For

For

1f

Elect Director Sandra A.J. Lawrence

Management

For

For

1g

Elect Director Ann D. Murtlow

Management

For

For

1h

Elect Director Sandra J. Price

Management

For

For

1i

Elect Director Mark A. Ruelle

Management

For

For

1j

Elect Director James Scarola

Management

For

For

1k

Elect Director C. John Wilder

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

     

 

HCA HEALTHCARE, INC.
Meeting Date:  APR 19, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL

Ticker:  HCA
Security ID:  40412C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas F. Frist, III

Management

For

For

1b

Elect Director Samuel N. Hazen

Management

For

For

1c

Elect Director Meg G. Crofton

Management

For

For

1d

Elect Director Robert J. Dennis

Management

For

For


     

1e

Elect Director Nancy-Ann DeParle

Management

For

For

1f

Elect Director William R. Frist

Management

For

For

1g

Elect Director Hugh F. Johnston

Management

For

For

1h

Elect Director Michael W. Michelson

Management

For

For

1i

Elect Director Wayne J. Riley

Management

For

For

1j

Elect Director Andrea B. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Nonqualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Political Contributions and Expenditures

Shareholder

Against

Against

6

Amend Charter of Patient Safety and Quality of Care Committee

Shareholder

Against

Against

     

 

HEALTHPEAK PROPERTIES, INC.
Meeting Date:  APR 27, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  PEAK
Security ID:  42250P103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Scott M. Brinker

Management

For

For

1b

Elect Director Brian G. Cartwright

Management

For

For

1c

Elect Director James B. Connor

Management

For

For

1d

Elect Director Christine N. Garvey

Management

For

For

1e

Elect Director R. Kent Griffin, Jr.

Management

For

For

1f

Elect Director David B. Henry

Management

For

For

1g

Elect Director Sara G. Lewis

Management

For

For

1h

Elect Director Katherine M. Sandstrom

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Omnibus Stock Plan

Management

For

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

HUNTSMAN CORPORATION
Meeting Date:  APR 21, 2023
Record Date:  FEB 27, 2023
Meeting Type:  ANNUAL

Ticker:  HUN
Security ID:  447011107


     

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter R. Huntsman

Management

For

For

1b

Elect Director Cynthia L. Egan

Management

For

For

1c

Elect Director Mary C. Beckerle

Management

For

For

1d

Elect Director Sonia Dula

Management

For

For

1e

Elect Director Curtis E. Espeland

Management

For

For

1f

Elect Director Daniele Ferrari

Management

For

For

1g

Elect Director Jeanne McGovern

Management

For

For

1h

Elect Director Jose Antonio Munoz Barcelo

Management

For

For

1i

Elect Director David B. Sewell

Management

For

For

1j

Elect Director Jan E. Tighe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Amend Certificate of Incorporation to Allow Exculpation of Officers

Management

For

Against

6

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

     

 

ILLINOIS TOOL WORKS INC.
Meeting Date:  MAY 05, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  ITW
Security ID:  452308109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel J. Brutto

Management

For

For

1b

Elect Director Susan Crown

Management

For

For

1c

Elect Director Darell L. Ford

Management

For

For

1d

Elect Director Kelly J. Grier

Management

For

For

1e

Elect Director James W. Griffith

Management

For

For

1f

Elect Director Jay L. Henderson

Management

For

For

1g

Elect Director Richard H. Lenny

Management

For

For

1h

Elect Director E. Scott Santi

Management

For

For

1i

Elect Director David B. Smith, Jr.

Management

For

For

1j

Elect Director Pamela B. Strobel

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year


     

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

     

 

JOHNSON & JOHNSON
Meeting Date:  APR 27, 2023
Record Date:  FEB 28, 2023
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Darius Adamczyk

Management

For

For

1b

Elect Director Mary C. Beckerle

Management

For

For

1c

Elect Director D. Scott Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Joaquin Duato

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Paula A. Johnson

Management

For

For

1h

Elect Director Hubert Joly

Management

For

For

1i

Elect Director Mark B. McClellan

Management

For

For

1j

Elect Director Anne M. Mulcahy

Management

For

For

1k

Elect Director Mark A. Weinberger

Management

For

For

1l

Elect Director Nadja Y. West

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Adopt Mandatory Arbitration Bylaw - Withdrawn

Shareholder

None

None

6

Report on Government Financial Support and Equitable Access to Covid-19 Products

Shareholder

Against

Against

7

Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics

Shareholder

Against

Abstain

8

Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder

Against

Against

     

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal

Proposal

Proposed By

Management

Vote


     

No

  

Recommendation

Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director Alicia Boler Davis

Management

For

For

1f

Elect Director James Dimon

Management

For

For

1g

Elect Director Timothy P. Flynn

Management

For

For

1h

Elect Director Alex Gorsky

Management

For

For

1i

Elect Director Mellody Hobson

Management

For

For

1j

Elect Director Michael A. Neal

Management

For

For

1k

Elect Director Phebe N. Novakovic

Management

For

For

1l

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

7

Amend Public Responsibility Committee Charter to Include Animal Welfare

Shareholder

Against

Against

8

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

9

Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets

Shareholder

Against

Against

10

Report on Risks Related to Discrimination Against Individuals Including Political Views

Shareholder

Against

Against

11

Report on Political Expenditures Congruence

Shareholder

Against

Against

12

Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting

Shareholder

Against

Against

 

 

L3HARRIS TECHNOLOGIES, INC.
Meeting Date:  APR 21, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL

Ticker:  LHX
Security ID:  502431109


     

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sallie B. Bailey

Management

For

For

1b

Elect Director Peter W. Chiarelli

Management

For

For

1c

Elect Director Thomas A. Dattilo

Management

For

Against

1d

Elect Director Roger B. Fradin

Management

For

For

1e

Elect Director Joanna L. Geraghty

Management

For

For

1f

Elect Director Harry B. Harris, Jr.

Management

For

For

1g

Elect Director Lewis Hay, III

Management

For

For

1h

Elect Director Christopher E. Kubasik

Management

For

For

1i

Elect Director Rita S. Lane

Management

For

For

1j

Elect Director Robert B. Millard

Management

For

For

1k

Elect Director Edward A. Rice, Jr.

Management

For

For

1l

Elect Director Christina L. Zamarro

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

     

 

LINDE PLC
Meeting Date:  JUL 25, 2022
Record Date:  JUL 23, 2022
Meeting Type:  ANNUAL

Ticker:  LIN
Security ID:  G5494J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Stephen F. Angel

Management

For

For

1b

Elect Director Sanjiv Lamba

Management

For

For

1c

Elect Director Ann-Kristin Achleitner

Management

For

For

1d

Elect Director Thomas Enders

Management

For

For

1e

Elect Director Edward G. Galante

Management

For

For

1f

Elect Director Joe Kaeser

Management

For

For

1g

Elect Director Victoria E. Ossadnik

Management

For

For

1h

Elect Director Martin H. Richenhagen

Management

For

For

1i

Elect Director Alberto Weisser

Management

For

For

1j

Elect Director Robert L. Wood

Management

For

For

2a

Ratify PricewaterhouseCoopers as Auditors

Management

For

For


     

2b

Authorise Board to Fix Remuneration of Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Remuneration Report

Management

For

For

5

Determine Price Range for Reissuance of Treasury Shares

Management

For

For

6

Adopt Simple Majority Vote

Shareholder

Against

Against

     

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 27, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

For

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

For

1.4

Elect Director John M. Donovan

Management

For

For

1.5

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.6

Elect Director James O. Ellis, Jr.

Management

For

For

1.7

Elect Director Thomas J. Falk

Management

For

For

1.8

Elect Director Ilene S. Gordon

Management

For

For

1.9

Elect Director Vicki A. Hollub

Management

For

For

1.10

Elect Director Jeh C. Johnson

Management

For

For

1.11

Elect Director Debra L. Reed-Klages

Management

For

For

1.12

Elect Director James D. Taiclet

Management

For

For

1.13

Elect Director Patricia E. Yarrington

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Human Rights Impact Assessment

Shareholder

Against

Against

7

Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal

Shareholder

Against

For

 

 

LOWE'S COMPANIES, INC.
Meeting Date:  MAY 26, 2023


     

Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL

Ticker:  LOW
Security ID:  548661107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raul Alvarez

Management

For

For

1.2

Elect Director David H. Batchelder

Management

For

For

1.3

Elect Director Scott H. Baxter

Management

For

For

1.4

Elect Director Sandra B. Cochran

Management

For

For

1.5

Elect Director Laurie Z. Douglas

Management

For

For

1.6

Elect Director Richard W. Dreiling

Management

For

For

1.7

Elect Director Marvin R. Ellison

Management

For

For

1.8

Elect Director Daniel J. Heinrich

Management

For

For

1.9

Elect Director Brian C. Rogers

Management

For

For

1.10

Elect Director Bertram L. Scott

Management

For

For

1.11

Elect Director Colleen Taylor

Management

For

For

1.12

Elect Director Mary Beth West

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

     

 

MCDONALD'S CORPORATION
Meeting Date:  MAY 25, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL

Ticker:  MCD
Security ID:  580135101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony Capuano

Management

For

For

1b

Elect Director Kareem Daniel

Management

For

For

1c

Elect Director Lloyd Dean

Management

For

For

1d

Elect Director Catherine Engelbert

Management

For

For

1e

Elect Director Margaret Georgiadis

Management

For

For

1f

Elect Director Enrique Hernandez, Jr.

Management

For

For

1g

Elect Director Christopher Kempczinski

Management

For

For

1h

Elect Director Richard Lenny

Management

For

For

1i

Elect Director John Mulligan

Management

For

For

1j

Elect Director Jennifer Taubert

Management

For

For


     

1k

Elect Director Paul Walsh

Management

For

For

1l

Elect Director Amy Weaver

Management

For

For

1m

Elect Director Miles White

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Adopt Policy to Phase Out Use of Medically-Important Antibiotics in Beef and Pork Supply Chain

Shareholder

Against

Against

6

Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains

Shareholder

Against

Against

7

Report on Risks Related to Operations in China

Shareholder

Against

Against

8

Report on Civil Rights and Non-Discrimination Audit

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

Against

10

Issue Transparency Report on Global Public Policy and Political Influence

Shareholder

Against

Against

11

Report on Animal Welfare

Shareholder

Against

Against

     

 

MEDTRONIC PLC
Meeting Date:  DEC 08, 2022
Record Date:  OCT 11, 2022
Meeting Type:  ANNUAL

Ticker:  MDT
Security ID:  G5960L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard H. Anderson

Management

For

For

1b

Elect Director Craig Arnold

Management

For

For

1c

Elect Director Scott C. Donnelly

Management

For

For

1d

Elect Director Lidia L. Fonseca

Management

For

For

1e

Elect Director Andrea J. Goldsmith

Management

For

For

1f

Elect Director Randall J. Hogan, III

Management

For

For

1g

Elect Director Kevin E. Lofton

Management

For

For

1h

Elect Director Geoffrey S. Martha

Management

For

For

1i

Elect Director Elizabeth G. Nabel

Management

For

For

1j

Elect Director Denise M. O'Leary

Management

For

For

1k

Elect Director Kendall J. Powell

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix

Management

For

For


     
 

Their Remuneration

   

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

5

Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law

Management

For

For

6

Authorize Overseas Market Purchases of Ordinary Shares

Management

For

For

     

 

MICROSOFT CORPORATION
Meeting Date:  DEC 13, 2022
Record Date:  OCT 12, 2022
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Reid G. Hoffman

Management

For

For

1.2

Elect Director Hugh F. Johnston

Management

For

For

1.3

Elect Director Teri L. List

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Sandra E. Peterson

Management

For

For

1.6

Elect Director Penny S. Pritzker

Management

For

For

1.7

Elect Director Carlos A. Rodriguez

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Emma N. Walmsley

Management

For

For

1.12

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Cost/Benefit Analysis of Diversity and Inclusion

Shareholder

Against

Against

5

Report on Hiring of Persons with Arrest or Incarceration Records

Shareholder

Against

Against

6

Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk

Shareholder

Against

Against

7

Report on Government Use of Microsoft Technology

Shareholder

Against

Against

8

Report on Development of Products for Military

Shareholder

Against

Against

9

Report on Tax Transparency

Shareholder

Against

Against


     

 

MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date:  MAY 16, 2023
Record Date:  MAR 10, 2023
Meeting Type:  ANNUAL

Ticker:  MAA
Security ID:  59522J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director H. Eric Bolton, Jr.

Management

For

For

1b

Elect Director Deborah H. Caplan

Management

For

For

1c

Elect Director John P. Case

Management

For

For

1d

Elect Director Tamara Fischer

Management

For

For

1e

Elect Director Alan B. Graf, Jr.

Management

For

For

1f

Elect Director Toni Jennings

Management

For

For

1g

Elect Director Edith Kelly-Green

Management

For

For

1h

Elect Director James K. Lowder

Management

For

For

1i

Elect Director Thomas H. Lowder

Management

For

For

1j

Elect Director Claude B. Nielsen

Management

For

For

1k

Elect Director W. Reid Sanders

Management

For

For

1l

Elect Director Gary S. Shorb

Management

For

For

1m

Elect Director David P. Stockert

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

     

 

MONDELEZ INTERNATIONAL, INC.
Meeting Date:  MAY 17, 2023
Record Date:  MAR 08, 2023
Meeting Type:  ANNUAL

Ticker:  MDLZ
Security ID:  609207105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lewis W.K. Booth

Management

For

For

1b

Elect Director Charles E. Bunch

Management

For

Against

1c

Elect Director Ertharin Cousin

Management

For

For

1d

Elect Director Jorge S. Mesquita

Management

For

For

1e

Elect Director Anindita Mukherjee

Management

For

For

1f

Elect Director Jane Hamilton Nielsen

Management

For

For

1g

Elect Director Patrick T. Siewert

Management

For

For

1h

Elect Director Michael A. Todman

Management

For

For


     

1i

Elect Director Dirk Van de Put

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on 2025 Cage-Free Egg Goal

Shareholder

Against

Against

7

Report on Targets to Eradicate Child Labor in Cocoa Supply Chain

Shareholder

Against

Against

     

 

MORGAN STANLEY
Meeting Date:  MAY 19, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alistair Darling

Management

For

For

1b

Elect Director Thomas H. Glocer

Management

For

For

1c

Elect Director James P. Gorman

Management

For

For

1d

Elect Director Robert H. Herz

Management

For

For

1e

Elect Director Erika H. James

Management

For

For

1f

Elect Director Hironori Kamezawa

Management

For

For

1g

Elect Director Shelley B. Leibowitz

Management

For

For

1h

Elect Director Stephen J. Luczo

Management

For

For

1i

Elect Director Jami Miscik

Management

For

For

1j

Elect Director Masato Miyachi

Management

For

For

1k

Elect Director Dennis M. Nally

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

 

 


     

NEXTERA ENERGY, INC.
Meeting Date:  MAY 18, 2023
Record Date:  MAR 22, 2023
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nicole S. Arnaboldi

Management

For

For

1b

Elect Director Sherry S. Barrat

Management

For

For

1c

Elect Director James L. Camaren

Management

For

For

1d

Elect Director Kenneth B. Dunn

Management

For

For

1e

Elect Director Naren K. Gursahaney

Management

For

For

1f

Elect Director Kirk S. Hachigian

Management

For

For

1g

Elect Director John W. Ketchum

Management

For

For

1h

Elect Director Amy B. Lane

Management

For

For

1i

Elect Director David L. Porges

Management

For

For

1j

Elect Director Deborah "Dev" Stahlkopf

Management

For

For

1k

Elect Director John A. Stall

Management

For

For

1l

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Disclose Board Skills and Diversity Matrix

Shareholder

Against

For

     

 

NORFOLK SOUTHERN CORPORATION
Meeting Date:  MAY 11, 2023
Record Date:  MAR 03, 2023
Meeting Type:  ANNUAL

Ticker:  NSC
Security ID:  655844108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas D. Bell, Jr.

Management

For

For

1b

Elect Director Mitchell E. Daniels, Jr.

Management

For

For

1c

Elect Director Marcela E. Donadio

Management

For

For

1d

Elect Director John C. Huffard, Jr.

Management

For

For

1e

Elect Director Christopher T. Jones

Management

For

For

1f

Elect Director Thomas C. Kelleher

Management

For

For

1g

Elect Director Steven F. Leer

Management

For

For

1h

Elect Director Michael D. Lockhart

Management

For

For


     

1i

Elect Director Amy E. Miles

Management

For

For

1j

Elect Director Claude Mongeau

Management

For

For

1k

Elect Director Jennifer F. Scanlon

Management

For

For

1l

Elect Director Alan H. Shaw

Management

For

For

1m

Elect Director John R. Thompson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

     

 

ORACLE CORPORATION
Meeting Date:  NOV 16, 2022
Record Date:  SEP 19, 2022
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Awo Ablo

Management

For

For

1.2

Elect Director Jeffrey S. Berg

Management

For

For

1.3

Elect Director Michael J. Boskin

Management

For

For

1.4

Elect Director Safra A. Catz

Management

For

Withhold

1.5

Elect Director Bruce R. Chizen

Management

For

For

1.6

Elect Director George H. Conrades

Management

For

Withhold

1.7

Elect Director Lawrence J. Ellison

Management

For

For

1.8

Elect Director Rona A. Fairhead

Management

For

For

1.9

Elect Director Jeffrey O. Henley

Management

For

For

1.10

Elect Director Renee J. James

Management

For

For

1.11

Elect Director Charles W. Moorman

Management

For

Withhold

1.12

Elect Director Leon E. Panetta

Management

For

Withhold

1.13

Elect Director William G. Parrett

Management

For

For

1.14

Elect Director Naomi O. Seligman

Management

For

Withhold

1.15

Elect Director Vishal Sikka

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

PEPSICO, INC.
Meeting Date:  MAY 03, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL


     

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Segun Agbaje

Management

For

For

1b

Elect Director Jennifer Bailey

Management

For

For

1c

Elect Director Cesar Conde

Management

For

For

1d

Elect Director Ian Cook

Management

For

For

1e

Elect Director Edith W. Cooper

Management

For

For

1f

Elect Director Susan M. Diamond

Management

For

For

1g

Elect Director Dina Dublon

Management

For

For

1h

Elect Director Michelle Gass

Management

For

For

1i

Elect Director Ramon L. Laguarta

Management

For

For

1j

Elect Director Dave J. Lewis

Management

For

For

1k

Elect Director David C. Page

Management

For

For

1l

Elect Director Robert C. Pohlad

Management

For

For

1m

Elect Director Daniel Vasella

Management

For

For

1n

Elect Director Darren Walker

Management

For

For

1o

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

Against

6

Issue Transparency Report on Global Public Policy and Political Influence

Shareholder

Against

Against

7

Report on Impacts of Restrictive Reproductive Healthcare Legislation

Shareholder

Against

Against

8

Publish Annual Congruency Report on Net-Zero Emissions Policy

Shareholder

Against

Against

     

 

PFIZER INC.
Meeting Date:  APR 27, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald E. Blaylock

Management

For

For

1.2

Elect Director Albert Bourla

Management

For

For

1.3

Elect Director Susan Desmond-Hellmann

Management

For

For

1.4

Elect Director Joseph J. Echevarria

Management

For

For


     

1.5

Elect Director Scott Gottlieb

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Susan Hockfield

Management

For

For

1.8

Elect Director Dan R. Littman

Management

For

For

1.9

Elect Director Shantanu Narayen

Management

For

For

1.10

Elect Director Suzanne Nora Johnson

Management

For

For

1.11

Elect Director James Quincey

Management

For

For

1.12

Elect Director James C. Smith

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

6

Require Independent Board Chair

Shareholder

Against

Against

7

Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production

Shareholder

Against

Against

8

Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder

Against

Against

9

Report on Political Expenditures Congruence

Shareholder

Against

Against

     

 

PROLOGIS, INC.
Meeting Date:  SEP 28, 2022
Record Date:  AUG 08, 2022
Meeting Type:  SPECIAL

Ticker:  PLD
Security ID:  74340W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For

     

 

PROLOGIS, INC.
Meeting Date:  MAY 04, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL

Ticker:  PLD
Security ID:  74340W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Hamid R. Moghadam

Management

For

For

1b

Elect Director Cristina G. Bita

Management

For

For

1c

Elect Director James B. Connor

Management

For

For

1d

Elect Director George L. Fotiades

Management

For

For


     

1e

Elect Director Lydia H. Kennard

Management

For

For

1f

Elect Director Irving F. Lyons, III

Management

For

For

1g

Elect Director Avid Modjtabai

Management

For

For

1h

Elect Director David P. O'Connor

Management

For

For

1i

Elect Director Olivier Piani

Management

For

For

1j

Elect Director Jeffrey L. Skelton

Management

For

For

1k

Elect Director Carl B. Webb

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

     

 

PUBLIC STORAGE
Meeting Date:  MAY 02, 2023
Record Date:  MAR 13, 2023
Meeting Type:  ANNUAL

Ticker:  PSA
Security ID:  74460D109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ronald L. Havner, Jr.

Management

For

For

1b

Elect Director Tamara Hughes Gustavson

Management

For

For

1c

Elect Director Leslie S. Heisz

Management

For

For

1d

Elect Director Shankh S. Mitra

Management

For

For

1e

Elect Director David J. Neithercut

Management

For

For

1f

Elect Director Rebecca Owen

Management

For

For

1g

Elect Director Kristy M. Pipes

Management

For

For

1h

Elect Director Avedick B. Poladian

Management

For

For

1i

Elect Director John Reyes

Management

For

For

1j

Elect Director Joseph D. Russell, Jr.

Management

For

For

1k

Elect Director Tariq M. Shaukat

Management

For

For

1l

Elect Director Ronald P. Spogli

Management

For

For

1m

Elect Director Paul S. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal

Shareholder

Against

Against


     

 

RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  MAY 02, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL

Ticker:  RTX
Security ID:  75513E101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tracy A. Atkinson

Management

For

For

1b

Elect Director Leanne G. Caret

Management

For

For

1c

Elect Director Bernard A. Harris, Jr.

Management

For

For

1d

Elect Director Gregory J. Hayes

Management

For

For

1e

Elect Director George R. Oliver

Management

For

For

1f

Elect Director Robert K. (Kelly) Ortberg

Management

For

For

1g

Elect Director Dinesh C. Paliwal

Management

For

For

1h

Elect Director Ellen M. Pawlikowski

Management

For

For

1i

Elect Director Denise L. Ramos

Management

For

For

1j

Elect Director Fredric G. Reynolds

Management

For

For

1k

Elect Director Brian C. Rogers

Management

For

For

1l

Elect Director James A. Winnefeld, Jr.

Management

For

For

1m

Elect Director Robert O. Work

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer

Management

For

For

7

Require Independent Board Chair

Shareholder

Against

Against

8

Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal

Shareholder

Against

Against

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 12, 2023
Record Date:  MAR 15, 2023
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100


     

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Manuel Kadre

Management

For

For

1b

Elect Director Tomago Collins

Management

For

For

1c

Elect Director Michael A. Duffy

Management

For

For

1d

Elect Director Thomas W. Handley

Management

For

For

1e

Elect Director Jennifer M. Kirk

Management

For

For

1f

Elect Director Michael Larson

Management

For

For

1g

Elect Director James P. Snee

Management

For

For

1h

Elect Director Brian S. Tyler

Management

For

For

1i

Elect Director Jon Vander Ark

Management

For

For

1j

Elect Director Sandra M. Volpe

Management

For

For

1k

Elect Director Katharine B. Weymouth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

     

 

SHELL PLC
Meeting Date:  MAY 23, 2023
Record Date:  APR 12, 2023
Meeting Type:  ANNUAL

Ticker:  SHEL
Security ID:  780259305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Wael Sawan as Director

Management

For

For

5

Elect Cyrus Taraporevala as Director

Management

For

For

6

Elect Sir Charles Roxburgh as Director

Management

For

For

7

Elect Leena Srivastava as Director

Management

For

For

8

Re-elect Sinead Gorman as Director

Management

For

For

9

Re-elect Dick Boer as Director

Management

For

For

10

Re-elect Neil Carson as Director

Management

For

For

11

Re-elect Ann Godbehere as Director

Management

For

For

12

Re-elect Jane Lute as Director

Management

For

For

13

Re-elect Catherine Hughes as Director

Management

For

For

14

Re-elect Sir Andrew Mackenzie as Director

Management

For

For


     

15

Re-elect Abraham Schot as Director

Management

For

For

16

Reappoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Authorise Off-Market Purchase of Ordinary Shares

Management

For

For

22

Authorise UK Political Donations and Expenditure

Management

For

For

23

Adopt New Articles of Association

Management

For

For

24

Approve Share Plan

Management

For

For

25

Approve the Shell Energy Transition Progress

Management

For

For

26

Request Shell to Align its Existing 2030 Reduction Target Covering the Greenhouse Gas (GHG) Emissions of the Use of its Energy Products (Scope 3) with the Goal of the Paris Climate Agreement

Shareholder

Against

Against

     

 

SUNCOR ENERGY INC.
Meeting Date:  MAY 09, 2023
Record Date:  MAR 14, 2023
Meeting Type:  ANNUAL

Ticker:  SU
Security ID:  867224107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ian R. Ashby

Management

For

For

1.2

Elect Director Patricia M. Bedient

Management

For

For

1.3

Elect Director Russell K. Girling

Management

For

For

1.4

Elect Director Jean Paul (JP) Gladu

Management

For

For

1.5

Elect Director Dennis M. Houston

Management

For

For

1.6

Elect Director Richard M. Kruger

Management

For

For

1.7

Elect Director Brian P. MacDonald

Management

For

For

1.8

Elect Director Lorraine Mitchelmore

Management

For

For

1.9

Elect Director Daniel Romasko

Management

For

For

1.10

Elect Director Christopher R. Seasons

Management

For

For

1.11

Elect Director M. Jacqueline Sheppard

Management

For

For

1.12

Elect Director Eira M. Thomas

Management

For

For

1.13

Elect Director Michael M. Wilson

Management

For

For


     

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

SP 1: Report on Alignment of Capital Expenditure Plans with 2030 Emissions Reductions Target and 2050 Net Zero Pledge

Shareholder

Against

Against

     

 

TARGET CORPORATION
Meeting Date:  JUN 14, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David P. Abney

Management

For

For

1b

Elect Director Douglas M. Baker, Jr.

Management

For

For

1c

Elect Director George S. Barrett

Management

For

For

1d

Elect Director Gail K. Boudreaux

Management

For

For

1e

Elect Director Brian C. Cornell

Management

For

For

1f

Elect Director Robert L. Edwards

Management

For

For

1g

Elect Director Donald R. Knauss

Management

For

For

1h

Elect Director Christine A. Leahy

Management

For

For

1i

Elect Director Monica C. Lozano

Management

For

For

1j

Elect Director Grace Puma

Management

For

For

1k

Elect Director Derica W. Rice

Management

For

For

1l

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

Against

     

 

TELUS CORPORATION
Meeting Date:  MAY 04, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  87971M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raymond T. Chan

Management

For

For

1.2

Elect Director Hazel Claxton

Management

For

For


     

1.3

Elect Director Lisa de Wilde

Management

For

For

1.4

Elect Director Victor Dodig

Management

For

For

1.5

Elect Director Darren Entwistle

Management

For

For

1.6

Elect Director Thomas E. Flynn

Management

For

For

1.7

Elect Director Mary Jo Haddad

Management

For

For

1.8

Elect Director Kathy Kinloch

Management

For

For

1.9

Elect Director Christine Magee

Management

For

For

1.10

Elect Director John Manley

Management

For

For

1.11

Elect Director David Mowat

Management

For

For

1.12

Elect Director Marc Parent

Management

For

For

1.13

Elect Director Denise Pickett

Management

For

For

1.14

Elect Director W. Sean Willy

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Amend Restricted Share Unit Plan

Management

For

For

5

Amend Performance Share Unit Plan

Management

For

For

     

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 27, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Curtis C. Farmer

Management

For

For

1g

Elect Director Jean M. Hobby

Management

For

For

1h

Elect Director Haviv Ilan

Management

For

For

1i

Elect Director Ronald Kirk

Management

For

For

1j

Elect Director Pamela H. Patsley

Management

For

For

1k

Elect Director Robert E. Sanchez

Management

For

For

1l

Elect Director Richard K. Templeton

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named

Management

For

For


     
 

Executive Officers' Compensation

   

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

7

Report on Due Diligence Efforts to Trace End-User Misuse of Company Products

Shareholder

Against

For

     

 

THE COCA-COLA COMPANY
Meeting Date:  APR 25, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL

Ticker:  KO
Security ID:  191216100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herb Allen

Management

For

For

1.2

Elect Director Marc Bolland

Management

For

For

1.3

Elect Director Ana Botin

Management

For

For

1.4

Elect Director Christopher C. Davis

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Carolyn Everson

Management

For

For

1.7

Elect Director Helene D. Gayle

Management

For

For

1.8

Elect Director Alexis M. Herman

Management

For

For

1.9

Elect Director Maria Elena Lagomasino

Management

For

For

1.10

Elect Director Amity Millhiser

Management

For

For

1.11

Elect Director James Quincey

Management

For

For

1.12

Elect Director Caroline J. Tsay

Management

For

For

1.13

Elect Director David B. Weinberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Third-Party Civil Rights Audit

Shareholder

Against

Against

6

Issue Transparency Report on Global Public Policy and Political Influence

Shareholder

Against

Against

7

Report on Congruency of Political Spending with Company Values and Priorities

Shareholder

Against

Against

8

Require Independent Board Chair

Shareholder

Against

For

9

Report on Risk Due to Restrictions on Reproductive Rights

Shareholder

Against

Against


     

 

THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 11, 2022
Record Date:  AUG 12, 2022
Meeting Type:  ANNUAL

Ticker:  PG
Security ID:  742718109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director B. Marc Allen

Management

For

For

1b

Elect Director Angela F. Braly

Management

For

For

1c

Elect Director Amy L. Chang

Management

For

For

1d

Elect Director Joseph Jimenez

Management

For

For

1e

Elect Director Christopher Kempczinski

Management

For

For

1f

Elect Director Debra L. Lee

Management

For

For

1g

Elect Director Terry J. Lundgren

Management

For

For

1h

Elect Director Christine M. McCarthy

Management

For

For

1i

Elect Director Jon R. Moeller

Management

For

For

1j

Elect Director Rajesh Subramaniam

Management

For

For

1k

Elect Director Patricia A. Woertz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

     

 

THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 24, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL

Ticker:  TMO
Security ID:  883556102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc N. Casper

Management

For

For

1b

Elect Director Nelson J. Chai

Management

For

For

1c

Elect Director Ruby R. Chandy

Management

For

For

1d

Elect Director C. Martin Harris

Management

For

For

1e

Elect Director Tyler Jacks

Management

For

For

1f

Elect Director R. Alexandra Keith

Management

For

For

1g

Elect Director James C. Mullen

Management

For

For

1h

Elect Director Lars R. Sorensen

Management

For

For

1i

Elect Director Debora L. Spar

Management

For

For

1j

Elect Director Scott M. Sperling

Management

For

For

1k

Elect Director Dion J. Weisler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For


     

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Approve Qualified Employee Stock Purchase Plan

Management

For

For

     

 

TRACTOR SUPPLY COMPANY
Meeting Date:  MAY 11, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL

Ticker:  TSCO
Security ID:  892356106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joy Brown

Management

For

For

1.2

Elect Director Ricardo Cardenas

Management

For

For

1.3

Elect Director Andre Hawaux

Management

For

For

1.4

Elect Director Denise L. Jackson

Management

For

For

1.5

Elect Director Ramkumar Krishnan

Management

For

For

1.6

Elect Director Edna K. Morris

Management

For

For

1.7

Elect Director Mark J. Weikel

Management

For

For

1.8

Elect Director Harry A. Lawton, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

     

 

TRUIST FINANCIAL CORPORATION
Meeting Date:  APR 25, 2023
Record Date:  FEB 16, 2023
Meeting Type:  ANNUAL

Ticker:  TFC
Security ID:  89832Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jennifer S. Banner

Management

For

For

1b

Elect Director K. David Boyer, Jr.

Management

For

For

1c

Elect Director Agnes Bundy Scanlan

Management

For

For

1d

Elect Director Anna R. Cablik

Management

For

For

1e

Elect Director Dallas S. Clement

Management

For

For

1f

Elect Director Paul D. Donahue

Management

For

For

1g

Elect Director Patrick C. Graney, III

Management

For

For

1h

Elect Director Linnie M. Haynesworth

Management

For

For


     

1i

Elect Director Kelly S. King

Management

For

For

1j

Elect Director Easter A. Maynard

Management

For

For

1k

Elect Director Donna S. Morea

Management

For

For

1l

Elect Director Charles A. Patton

Management

For

For

1m

Elect Director Nido R. Qubein

Management

For

For

1n

Elect Director David M. Ratcliffe

Management

For

For

1o

Elect Director William H. Rogers, Jr.

Management

For

For

1p

Elect Director Frank P. Scruggs, Jr.

Management

For

For

1q

Elect Director Christine Sears

Management

For

For

1r

Elect Director Thomas E. Skains

Management

For

For

1s

Elect Director Bruce L. Tanner

Management

For

For

1t

Elect Director Thomas N. Thompson

Management

For

For

1u

Elect Director Steven C. Voorhees

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

For

     

 

UNITED PARCEL SERVICE, INC.
Meeting Date:  MAY 04, 2023
Record Date:  MAR 09, 2023
Meeting Type:  ANNUAL

Ticker:  UPS
Security ID:  911312106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carol Tome

Management

For

For

1b

Elect Director Rodney Adkins

Management

For

For

1c

Elect Director Eva Boratto

Management

For

For

1d

Elect Director Michael Burns

Management

For

For

1e

Elect Director Wayne Hewett

Management

For

For

1f

Elect Director Angela Hwang

Management

For

For

1g

Elect Director Kate Johnson

Management

For

For

1h

Elect Director William Johnson

Management

For

For

1i

Elect Director Franck Moison

Management

For

For

1j

Elect Director Christiana Smith Shi

Management

For

For

1k

Elect Director Russell Stokes

Management

For

For

1l

Elect Director Kevin Warsh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year


     

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

6

Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement

Shareholder

Against

Against

7

Report on Integrating GHG Emissions Reductions Targets into Executive Compensation

Shareholder

Against

Against

8

Report on Just Transition

Shareholder

Against

Against

9

Report on Risk Due to Restrictions on Reproductive Rights

Shareholder

Against

Against

10

Oversee and Report a Civil Rights Audit

Shareholder

Against

Against

11

Report on Effectiveness of Diversity, Equity, and Inclusion Efforts

Shareholder

Against

Against

     

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 05, 2023
Record Date:  APR 10, 2023
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Timothy Flynn

Management

For

For

1b

Elect Director Paul Garcia

Management

For

For

1c

Elect Director Kristen Gil

Management

For

For

1d

Elect Director Stephen Hemsley

Management

For

For

1e

Elect Director Michele Hooper

Management

For

For

1f

Elect Director F. William McNabb, III

Management

For

For

1g

Elect Director Valerie Montgomery Rice

Management

For

For

1h

Elect Director John Noseworthy

Management

For

For

1i

Elect Director Andrew Witty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Third-Party Racial Equity Audit

Shareholder

Against

Against

6

Report on Congruency of Political

Shareholder

Against

Against


     
 

Spending with Company Values and Priorities

   

7

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

     

 

WALMART INC.
Meeting Date:  MAY 31, 2023
Record Date:  APR 06, 2023
Meeting Type:  ANNUAL

Ticker:  WMT
Security ID:  931142103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cesar Conde

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Sarah J. Friar

Management

For

For

1d

Elect Director Carla A. Harris

Management

For

For

1e

Elect Director Thomas W. Horton

Management

For

For

1f

Elect Director Marissa A. Mayer

Management

For

For

1g

Elect Director C. Douglas McMillon

Management

For

For

1h

Elect Director Gregory B. Penner

Management

For

For

1i

Elect Director Randall L. Stephenson

Management

For

For

1j

Elect Director S. Robson Walton

Management

For

For

1k

Elect Director Steuart L. Walton

Management

For

For

2

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Consider Pay Disparity Between CEO and Other Employees

Shareholder

Against

Against

6

Report on Human Rights Due Diligence

Shareholder

Against

Against

7

Commission Third Party Racial Equity Audit

Shareholder

Against

Against

8

Report on Racial and Gender Layoff Diversity

Shareholder

Against

Against

9

Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders

Shareholder

Against

Against

10

Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access

Shareholder

Against

Against

11

Report on Risks Related to

Shareholder

Against

Against


     
 

Operations in China

   

12

Oversee and Report a Workplace Health and Safety Audit

Shareholder

Against

Against


Franklin Floating Rate Daily Access Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Franklin Low Duration Total Return Fund

     

 

SSGA ACTIVE TRUST
Meeting Date:  SEP 15, 2022
Record Date:  JUL 20, 2022
Meeting Type:  SPECIAL

Ticker:  
Security ID:  78467V608

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Clare S. Richer

Management

For

For

1.2

Elect Director Sandra G. Sponem

Management

For

For

1.3

Elect Director Kristi L. Rowsell

Management

For

For

1.4

Elect Director Gunjan Chauhan

Management

For

For

1.5

Elect Director Carolyn M. Clancy

Management

For

For


Franklin Low Duration U.S. Government Securities Fund (formerly, Adjustable U.S. Government Securities Fund)

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Franklin Managed Income Fund

 

 

ABBVIE INC.
Meeting Date:  MAY 05, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL


     

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Melody B. Meyer

Management

For

For

1.3

Elect Director Frederick H. Waddell

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Adopt Simple Majority Vote

Shareholder

Against

Against

6

Report on Congruency of Political Spending with Company Values and Priorities

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder

Against

Against

     

 

AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 25, 2023
Record Date:  FEB 28, 2023
Meeting Type:  ANNUAL

Ticker:  AEP
Security ID:  025537101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas K. Akins

Management

For

For

1.2

Elect Director J. Barnie Beasley, Jr.

Management

For

For

1.3

Elect Director Ben Fowke

Management

For

For

1.4

Elect Director Art A. Garcia

Management

For

For

1.5

Elect Director Linda A. Goodspeed

Management

For

For

1.6

Elect Director Donna A. James

Management

For

For

1.7

Elect Director Sandra Beach Lin

Management

For

For

1.8

Elect Director Margaret M. McCarthy

Management

For

For

1.9

Elect Director Oliver G. 'Rick' Richard, III

Management

For

For

1.10

Elect Director Daryl Roberts

Management

For

For

1.11

Elect Director Julia A. Sloat

Management

For

For

1.12

Elect Director Sara Martinez Tucker

Management

For

For

1.13

Elect Director Lewis Von Thaer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Reduce Supermajority Vote Requirement

Management

For

For


     

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

     

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 25, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Jose (Joe) E. Almeida

Management

For

For

1c

Elect Director Frank P. Bramble, Sr.

Management

For

For

1d

Elect Director Pierre J.P. de Weck

Management

For

For

1e

Elect Director Arnold W. Donald

Management

For

For

1f

Elect Director Linda P. Hudson

Management

For

For

1g

Elect Director Monica C. Lozano

Management

For

For

1h

Elect Director Brian T. Moynihan

Management

For

For

1i

Elect Director Lionel L. Nowell, III

Management

For

For

1j

Elect Director Denise L. Ramos

Management

For

For

1k

Elect Director Clayton S. Rose

Management

For

For

1l

Elect Director Michael D. White

Management

For

For

1m

Elect Director Thomas D. Woods

Management

For

For

1n

Elect Director Maria T. Zuber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Require Independent Board Chair

Shareholder

Against

Against

7

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

8

Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting

Shareholder

Against

Against

9

Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets

Shareholder

Against

Against

10

Adopt Time-Bound Policy to Phase

Shareholder

Against

Against


     
 

Out Underwriting and Lending for New Fossil Fuel Development

   

11

Commission Third Party Racial Equity Audit

Shareholder

Against

For

     

 

BLACKROCK CREDIT ALLOCATION INCOME TRUST
Meeting Date:  JUL 25, 2022
Record Date:  MAY 27, 2022
Meeting Type:  ANNUAL

Ticker:  BTZ
Security ID:  092508100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cynthia L. Egan

Management

For

For

1.2

Elect Director Robert Fairbairn

Management

For

For

1.3

Elect Director Stayce D. Harris

Management

For

For

     

 

BROADCOM INC.
Meeting Date:  APR 03, 2023
Record Date:  FEB 06, 2023
Meeting Type:  ANNUAL

Ticker:  AVGO
Security ID:  11135F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Diane M. Bryant

Management

For

For

1b

Elect Director Gayla J. Delly

Management

For

For

1c

Elect Director Raul J. Fernandez

Management

For

For

1d

Elect Director Eddy W. Hartenstein

Management

For

For

1e

Elect Director Check Kian Low

Management

For

For

1f

Elect Director Justine F. Page

Management

For

For

1g

Elect Director Henry Samueli

Management

For

For

1h

Elect Director Hock E. Tan

Management

For

For

1i

Elect Director Harry L. You

Management

For

Against

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 31, 2023
Record Date:  APR 03, 2023
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100


     

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Marillyn A. Hewson

Management

For

For

1f

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1g

Elect Director Charles W. Moorman

Management

For

For

1h

Elect Director Dambisa F. Moyo

Management

For

For

1i

Elect Director Debra Reed-Klages

Management

For

For

1j

Elect Director D. James Umpleby, III

Management

For

For

1k

Elect Director Cynthia J. Warner

Management

For

For

1l

Elect Director Michael K. (Mike) Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Rescind Scope 3 GHG Reduction Proposal

Shareholder

Against

Against

6

Adopt Medium-Term Scope 3 GHG Reduction Target

Shareholder

Against

Against

7

Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures

Shareholder

Against

Against

8

Establish Board Committee on Decarbonization Risk

Shareholder

Against

Against

9

Report on Social Impact From Plant Closure or Energy Transition

Shareholder

Against

Against

10

Oversee and Report a Racial Equity Audit

Shareholder

Against

Against

11

Publish a Tax Transparency Report

Shareholder

Against

Against

12

Require Independent Board Chair

Shareholder

Against

Against

     

 

CITIGROUP INC.
Meeting Date:  APR 25, 2023
Record Date:  FEB 27, 2023
Meeting Type:  ANNUAL

Ticker:  C
Security ID:  172967424

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ellen M. Costello

Management

For

For


     

1b

Elect Director Grace E. Dailey

Management

For

For

1c

Elect Director Barbara J. Desoer

Management

For

For

1d

Elect Director John C. Dugan

Management

For

For

1e

Elect Director Jane N. Fraser

Management

For

For

1f

Elect Director Duncan P. Hennes

Management

For

For

1g

Elect Director Peter B. Henry

Management

For

For

1h

Elect Director S. Leslie Ireland

Management

For

For

1i

Elect Director Renee J. James

Management

For

For

1j

Elect Director Gary M. Reiner

Management

For

For

1k

Elect Director Diana L. Taylor

Management

For

For

1l

Elect Director James S. Turley

Management

For

For

1m

Elect Director Casper W. von Koskull

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

For

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Respecting Indigenous Peoples' Rights

Shareholder

Against

For

9

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

     

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 18, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director Jeffrey R. Balser

Management

For

For

1c

Elect Director C. David Brown, II

Management

For

For

1d

Elect Director Alecia A. DeCoudreaux

Management

For

For

1e

Elect Director Nancy-Ann M. DeParle

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Anne M. Finucane

Management

For

For

1h

Elect Director Edward J. Ludwig

Management

For

For

1i

Elect Director Karen S. Lynch

Management

For

For


     

1j

Elect Director Jean-Pierre Millon

Management

For

For

1k

Elect Director Mary L. Schapiro

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Adopt a Paid Sick Leave Policy

Shareholder

Against

Against

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

7

Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders

Shareholder

Against

Against

8

Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights

Shareholder

Against

Against

9

Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company

Shareholder

Against

Against

     

 

DOMINION ENERGY, INC.
Meeting Date:  MAY 10, 2023
Record Date:  MAR 03, 2023
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director James A. Bennett

Management

For

Against

1B

Elect Director Robert M. Blue

Management

For

For

1C

Elect Director D. Maybank Hagood

Management

For

Against

1D

Elect Director Ronald W. Jibson

Management

For

Against

1E

Elect Director Mark J. Kington

Management

For

For

1F

Elect Director Kristin G. Lovejoy

Management

For

For

1G

Elect Director Joseph M. Rigby

Management

For

For

1H

Elect Director Pamela J. Royal

Management

For

For

1I

Elect Director Robert H. Spilman, Jr.

Management

For

For

1J

Elect Director Susan N. Story

Management

For

For

1K

Elect Director Michael E. Szymanczyk

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For


     

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Amend Right to Call Special Meeting

Management

For

For

6

Amend Advance Notice Provisions for Director Nominations

Management

For

For

7

Require Independent Board Chair

Shareholder

Against

For

     

 

DTE ENERGY COMPANY
Meeting Date:  MAY 04, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  233331107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David A. Brandon

Management

For

For

1.2

Elect Director Charles G. McClure, Jr.

Management

For

For

1.3

Elect Director Gail J. McGovern

Management

For

For

1.4

Elect Director Mark A. Murray

Management

For

For

1.5

Elect Director Gerardo Norcia

Management

For

For

1.6

Elect Director Robert C. Skaggs, Jr.

Management

For

For

1.7

Elect Director David A. Thomas

Management

For

For

1.8

Elect Director Gary H. Torgow

Management

For

For

1.9

Elect Director James H. Vandenberghe

Management

For

For

1.10

Elect Director Valerie M. Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Right to Call Special Meeting

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 04, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  DUK


     

Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Derrick Burks

Management

For

For

1b

Elect Director Annette K. Clayton

Management

For

For

1c

Elect Director Theodore F. Craver, Jr.

Management

For

For

1d

Elect Director Robert M. Davis

Management

For

For

1e

Elect Director Caroline Dorsa

Management

For

For

1f

Elect Director W. Roy Dunbar

Management

For

For

1g

Elect Director Nicholas C. Fanandakis

Management

For

For

1h

Elect Director Lynn J. Good

Management

For

For

1i

Elect Director John T. Herron

Management

For

For

1j

Elect Director Idalene F. Kesner

Management

For

For

1k

Elect Director E. Marie McKee

Management

For

For

1l

Elect Director Michael J. Pacilio

Management

For

For

1m

Elect Director Thomas E. Skains

Management

For

For

1n

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Adopt Simple Majority Vote

Shareholder

None

For

7

Create a Committee to Evaluate Decarbonization Risk

Shareholder

Against

Against

     

 

EDISON INTERNATIONAL
Meeting Date:  APR 27, 2023
Record Date:  MAR 03, 2023
Meeting Type:  ANNUAL

Ticker:  EIX
Security ID:  281020107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeanne Beliveau-Dunn

Management

For

For

1b

Elect Director Michael C. Camunez

Management

For

For

1c

Elect Director Vanessa C.L. Chang

Management

For

For

1d

Elect Director James T. Morris

Management

For

For

1e

Elect Director Timothy T. O'Toole

Management

For

For

1f

Elect Director Pedro J. Pizarro

Management

For

For

1g

Elect Director Marcy L. Reed

Management

For

For


     

1h

Elect Director Carey A. Smith

Management

For

For

1i

Elect Director Linda G. Stuntz

Management

For

For

1j

Elect Director Peter J. Taylor

Management

For

For

1k

Elect Director Keith Trent

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

     

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 31, 2023
Record Date:  APR 05, 2023
Meeting Type:  ANNUAL

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Angelakis

Management

For

For

1.2

Elect Director Susan K. Avery

Management

For

For

1.3

Elect Director Angela F. Braly

Management

For

For

1.4

Elect Director Gregory J. Goff

Management

For

For

1.5

Elect Director John D. Harris, II

Management

For

For

1.6

Elect Director Kaisa H. Hietala

Management

For

For

1.7

Elect Director Joseph L. Hooley

Management

For

For

1.8

Elect Director Steven A. Kandarian

Management

For

For

1.9

Elect Director Alexander A. Karsner

Management

For

For

1.10

Elect Director Lawrence W. Kellner

Management

For

For

1.11

Elect Director Jeffrey W. Ubben

Management

For

For

1.12

Elect Director Darren W. Woods

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Establish Board Committee on Decarbonization Risk

Shareholder

Against

Against

6

Reduce Executive Stock Holding Period

Shareholder

Against

Against

7

Report on Carbon Capture and Storage

Shareholder

Against

Against

8

Report on Methane Emission Disclosure Reliability

Shareholder

Against

Against

9

Adopt Medium-Term Scope 3 GHG Reduction Target

Shareholder

Against

Against


     

10

Issue a Report on Worst-Case Impacts of Oil Spills from Operations Offshore of Guyana

Shareholder

Against

Against

11

Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures

Shareholder

Against

Against

12

Report on Asset Retirement Obligations Under IEA NZE Scenario

Shareholder

Against

Against

13

Commission Audited Report on Reduced Plastics Demand

Shareholder

Against

Against

14

Report on Potential Costs of Environmental Litigation

Shareholder

Against

Against

15

Publish a Tax Transparency Report

Shareholder

Against

Against

16

Report on Social Impact From Plant Closure or Energy Transition

Shareholder

Against

Against

17

Report on Benefits and Risks of Commitment to Not Develop Projects in the Arctic *Withdrawn Resolution*

Shareholder

None

None

     

 

HONEYWELL INTERNATIONAL INC.
Meeting Date:  MAY 19, 2023
Record Date:  MAR 24, 2023
Meeting Type:  ANNUAL

Ticker:  HON
Security ID:  438516106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Darius Adamczyk

Management

For

For

1B

Elect Director Duncan Angove

Management

For

For

1C

Elect Director William S. Ayer

Management

For

For

1D

Elect Director Kevin Burke

Management

For

For

1E

Elect Director D. Scott Davis

Management

For

For

1F

Elect Director Deborah Flint

Management

For

For

1G

Elect Director Vimal Kapur

Management

For

For

1H

Elect Director Rose Lee

Management

For

For

1I

Elect Director Grace Lieblein

Management

For

For

1J

Elect Director Robin L. Washington

Management

For

For

1K

Elect Director Robin Watson

Management

For

For

2

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Issue Environmental Justice Report

Shareholder

Against

For

 

 


     

JOHNSON & JOHNSON
Meeting Date:  APR 27, 2023
Record Date:  FEB 28, 2023
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Darius Adamczyk

Management

For

For

1b

Elect Director Mary C. Beckerle

Management

For

For

1c

Elect Director D. Scott Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Joaquin Duato

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Paula A. Johnson

Management

For

For

1h

Elect Director Hubert Joly

Management

For

For

1i

Elect Director Mark B. McClellan

Management

For

For

1j

Elect Director Anne M. Mulcahy

Management

For

For

1k

Elect Director Mark A. Weinberger

Management

For

For

1l

Elect Director Nadja Y. West

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Adopt Mandatory Arbitration Bylaw - Withdrawn

Shareholder

None

None

6

Report on Government Financial Support and Equitable Access to Covid-19 Products

Shareholder

Against

For

7

Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics

Shareholder

Against

For

8

Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder

Against

For

     

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For


     

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director Alicia Boler Davis

Management

For

For

1f

Elect Director James Dimon

Management

For

For

1g

Elect Director Timothy P. Flynn

Management

For

For

1h

Elect Director Alex Gorsky

Management

For

For

1i

Elect Director Mellody Hobson

Management

For

For

1j

Elect Director Michael A. Neal

Management

For

For

1k

Elect Director Phebe N. Novakovic

Management

For

For

1l

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

7

Amend Public Responsibility Committee Charter to Include Animal Welfare

Shareholder

Against

Against

8

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

9

Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets

Shareholder

Against

Against

10

Report on Risks Related to Discrimination Against Individuals Including Political Views

Shareholder

Against

Against

11

Report on Political Expenditures Congruence

Shareholder

Against

Against

12

Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting

Shareholder

Against

Against

     

 

LINDE PLC
Meeting Date:  JUL 25, 2022
Record Date:  JUL 23, 2022
Meeting Type:  ANNUAL

Ticker:  LIN
Security ID:  G5494J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Stephen F. Angel

Management

For

For

1b

Elect Director Sanjiv Lamba

Management

For

For


     

1c

Elect Director Ann-Kristin Achleitner

Management

For

For

1d

Elect Director Thomas Enders

Management

For

For

1e

Elect Director Edward G. Galante

Management

For

For

1f

Elect Director Joe Kaeser

Management

For

For

1g

Elect Director Victoria E. Ossadnik

Management

For

For

1h

Elect Director Martin H. Richenhagen

Management

For

For

1i

Elect Director Alberto Weisser

Management

For

For

1j

Elect Director Robert L. Wood

Management

For

For

2a

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

2b

Authorise Board to Fix Remuneration of Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Remuneration Report

Management

For

For

5

Determine Price Range for Reissuance of Treasury Shares

Management

For

For

6

Adopt Simple Majority Vote

Shareholder

Against

Against

     

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 27, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

Against

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

For

1.4

Elect Director John M. Donovan

Management

For

For

1.5

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.6

Elect Director James O. Ellis, Jr.

Management

For

For

1.7

Elect Director Thomas J. Falk

Management

For

For

1.8

Elect Director Ilene S. Gordon

Management

For

For

1.9

Elect Director Vicki A. Hollub

Management

For

For

1.10

Elect Director Jeh C. Johnson

Management

For

For

1.11

Elect Director Debra L. Reed-Klages

Management

For

For

1.12

Elect Director James D. Taiclet

Management

For

For

1.13

Elect Director Patricia E. Yarrington

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For


     

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Human Rights Impact Assessment

Shareholder

Against

For

7

Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal

Shareholder

Against

For

     

 

MORGAN STANLEY
Meeting Date:  MAY 19, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alistair Darling

Management

For

For

1b

Elect Director Thomas H. Glocer

Management

For

For

1c

Elect Director James P. Gorman

Management

For

For

1d

Elect Director Robert H. Herz

Management

For

For

1e

Elect Director Erika H. James

Management

For

For

1f

Elect Director Hironori Kamezawa

Management

For

For

1g

Elect Director Shelley B. Leibowitz

Management

For

For

1h

Elect Director Stephen J. Luczo

Management

For

For

1i

Elect Director Jami Miscik

Management

For

For

1j

Elect Director Masato Miyachi

Management

For

For

1k

Elect Director Dennis M. Nally

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

 

 

PEPSICO, INC.


     

Meeting Date:  MAY 03, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Segun Agbaje

Management

For

For

1b

Elect Director Jennifer Bailey

Management

For

For

1c

Elect Director Cesar Conde

Management

For

For

1d

Elect Director Ian Cook

Management

For

For

1e

Elect Director Edith W. Cooper

Management

For

For

1f

Elect Director Susan M. Diamond

Management

For

For

1g

Elect Director Dina Dublon

Management

For

For

1h

Elect Director Michelle Gass

Management

For

For

1i

Elect Director Ramon L. Laguarta

Management

For

For

1j

Elect Director Dave J. Lewis

Management

For

For

1k

Elect Director David C. Page

Management

For

For

1l

Elect Director Robert C. Pohlad

Management

For

For

1m

Elect Director Daniel Vasella

Management

For

For

1n

Elect Director Darren Walker

Management

For

For

1o

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

Against

6

Issue Transparency Report on Global Public Policy and Political Influence

Shareholder

Against

Against

7

Report on Impacts of Restrictive Reproductive Healthcare Legislation

Shareholder

Against

Against

8

Publish Annual Congruency Report on Net-Zero Emissions Policy

Shareholder

Against

Against

     

 

PFIZER INC.
Meeting Date:  APR 27, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald E. Blaylock

Management

For

For

1.2

Elect Director Albert Bourla

Management

For

For


     

1.3

Elect Director Susan Desmond-Hellmann

Management

For

For

1.4

Elect Director Joseph J. Echevarria

Management

For

For

1.5

Elect Director Scott Gottlieb

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Susan Hockfield

Management

For

For

1.8

Elect Director Dan R. Littman

Management

For

For

1.9

Elect Director Shantanu Narayen

Management

For

For

1.10

Elect Director Suzanne Nora Johnson

Management

For

For

1.11

Elect Director James Quincey

Management

For

For

1.12

Elect Director James C. Smith

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

6

Require Independent Board Chair

Shareholder

Against

Against

7

Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production

Shareholder

Against

Against

8

Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder

Against

Against

9

Report on Political Expenditures Congruence

Shareholder

Against

Against

     

 

PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 03, 2023
Record Date:  MAR 10, 2023
Meeting Type:  ANNUAL

Ticker:  PM
Security ID:  718172109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Brant Bonin Bough

Management

For

For

1b

Elect Director Andre Calantzopoulos

Management

For

For

1c

Elect Director Michel Combes

Management

For

For

1d

Elect Director Juan Jose Daboub

Management

For

For

1e

Elect Director Werner Geissler

Management

For

For

1f

Elect Director Lisa A. Hook

Management

For

For

1g

Elect Director Jun Makihara

Management

For

For

1h

Elect Director Kalpana Morparia

Management

For

For

1i

Elect Director Jacek Olczak

Management

For

For

1j

Elect Director Robert B. Polet

Management

For

For

1k

Elect Director Dessislava Temperley

Management

For

For


     

1l

Elect Director Shlomo Yanai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers SA as Auditors

Management

For

For

5

Disclose Nicotine Level Information, and Reduce Nicotine Levels in Tobacco Products

Shareholder

Against

Against

     

 

RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  MAY 02, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL

Ticker:  RTX
Security ID:  75513E101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tracy A. Atkinson

Management

For

For

1b

Elect Director Leanne G. Caret

Management

For

For

1c

Elect Director Bernard A. Harris, Jr.

Management

For

For

1d

Elect Director Gregory J. Hayes

Management

For

For

1e

Elect Director George R. Oliver

Management

For

For

1f

Elect Director Robert K. (Kelly) Ortberg

Management

For

For

1g

Elect Director Dinesh C. Paliwal

Management

For

For

1h

Elect Director Ellen M. Pawlikowski

Management

For

For

1i

Elect Director Denise L. Ramos

Management

For

For

1j

Elect Director Fredric G. Reynolds

Management

For

For

1k

Elect Director Brian C. Rogers

Management

For

For

1l

Elect Director James A. Winnefeld, Jr.

Management

For

For

1m

Elect Director Robert O. Work

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer

Management

For

For


     

7

Require Independent Board Chair

Shareholder

Against

Against

8

Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal

Shareholder

Against

Against

     

 

RIO TINTO PLC
Meeting Date:  OCT 25, 2022
Record Date:  SEP 26, 2022
Meeting Type:  SPECIAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proposed Joint Venture with China Baowu Steel Group Co., Ltd

Management

For

For

2

Approve Any Acquisition or Disposal of a Substantial Asset from or to China Baowu Steel Group Co., Ltd or its Associates Pursuant to a Future Transaction

Management

For

For

     

 

RIO TINTO PLC
Meeting Date:  APR 06, 2023
Record Date:  MAR 08, 2023
Meeting Type:  ANNUAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report for UK Law Purposes

Management

For

For

3

Approve Remuneration Report for Australian Law Purposes

Management

For

For

4

Approve the Potential Termination of Benefits for Australian Law Purposes

Management

For

For

5

Elect Kaisa Hietala as Director

Management

For

For

6

Re-elect Dominic Barton as Director

Management

For

For

7

Re-elect Megan Clark as Director

Management

For

For

8

Re-elect Peter Cunningham as Director

Management

For

For

9

Re-elect Simon Henry as Director

Management

For

For

10

Re-elect Sam Laidlaw as Director

Management

For

For

11

Re-elect Simon McKeon as Director

Management

For

For

12

Re-elect Jennifer Nason as Director

Management

For

For

13

Re-elect Jakob Stausholm as Director

Management

For

For

14

Re-elect Ngaire Woods as Director

Management

For

For

15

Re-elect Ben Wyatt as Director

Management

For

For


     

16

Reappoint KPMG LLP as Auditors

Management

For

For

17

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise UK Political Donations and Expenditure

Management

For

For

19

Authorise Issue of Equity

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

     

 

SEMPRA ENERGY
Meeting Date:  MAY 12, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL

Ticker:  SRE
Security ID:  816851109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andres Conesa

Management

For

For

1b

Elect Director Pablo A. Ferrero

Management

For

For

1c

Elect Director Jeffrey W. Martin

Management

For

For

1d

Elect Director Bethany J. Mayer

Management

For

For

1e

Elect Director Michael N. Mears

Management

For

For

1f

Elect Director Jack T. Taylor

Management

For

For

1g

Elect Director Cynthia L. Walker

Management

For

For

1h

Elect Director Cynthia J. Warner

Management

For

For

1i

Elect Director James C. Yardley

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Increase Authorized Common Stock

Management

For

For

6

Change Company Name to Sempra

Management

For

For

7

Amend Articles of Incorporation

Management

For

For

8

Require Independent Board Chair

Shareholder

Against

Against

 

 

TARGET CORPORATION
Meeting Date:  JUN 14, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106


     

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David P. Abney

Management

For

For

1b

Elect Director Douglas M. Baker, Jr.

Management

For

For

1c

Elect Director George S. Barrett

Management

For

For

1d

Elect Director Gail K. Boudreaux

Management

For

For

1e

Elect Director Brian C. Cornell

Management

For

For

1f

Elect Director Robert L. Edwards

Management

For

For

1g

Elect Director Donald R. Knauss

Management

For

For

1h

Elect Director Christine A. Leahy

Management

For

For

1i

Elect Director Monica C. Lozano

Management

For

For

1j

Elect Director Grace Puma

Management

For

For

1k

Elect Director Derica W. Rice

Management

For

For

1l

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

Against

     

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 27, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Curtis C. Farmer

Management

For

For

1g

Elect Director Jean M. Hobby

Management

For

For

1h

Elect Director Haviv Ilan

Management

For

For

1i

Elect Director Ronald Kirk

Management

For

For

1j

Elect Director Pamela H. Patsley

Management

For

For

1k

Elect Director Robert E. Sanchez

Management

For

For

1l

Elect Director Richard K. Templeton

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For


     

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

7

Report on Due Diligence Efforts to Trace End-User Misuse of Company Products

Shareholder

Against

For

     

 

THE COCA-COLA COMPANY
Meeting Date:  APR 25, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL

Ticker:  KO
Security ID:  191216100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herb Allen

Management

For

For

1.2

Elect Director Marc Bolland

Management

For

For

1.3

Elect Director Ana Botin

Management

For

For

1.4

Elect Director Christopher C. Davis

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Carolyn Everson

Management

For

For

1.7

Elect Director Helene D. Gayle

Management

For

For

1.8

Elect Director Alexis M. Herman

Management

For

For

1.9

Elect Director Maria Elena Lagomasino

Management

For

For

1.10

Elect Director Amity Millhiser

Management

For

For

1.11

Elect Director James Quincey

Management

For

For

1.12

Elect Director Caroline J. Tsay

Management

For

For

1.13

Elect Director David B. Weinberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Third-Party Civil Rights Audit

Shareholder

Against

Against

6

Issue Transparency Report on Global Public Policy and Political Influence

Shareholder

Against

Against

7

Report on Congruency of Political Spending with Company Values and Priorities

Shareholder

Against

Against

8

Require Independent Board Chair

Shareholder

Against

For


     

9

Report on Risk Due to Restrictions on Reproductive Rights

Shareholder

Against

Against

     

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 18, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Edward P. Decker

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Paula Santilli

Management

For

For

1m

Elect Director Caryn Seidman-Becker

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

For

6

Require Independent Board Chair

Shareholder

Against

For

7

Report on Political Expenditures Congruence

Shareholder

Against

For

8

Rescind 2022 Racial Equity Audit Proposal

Shareholder

Against

Against

9

Encourage Senior Management Commitment to Avoid Political Speech

Shareholder

Against

Against

 

 

THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 11, 2022
Record Date:  AUG 12, 2022
Meeting Type:  ANNUAL

Ticker:  PG
Security ID:  742718109


     

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director B. Marc Allen

Management

For

For

1b

Elect Director Angela F. Braly

Management

For

For

1c

Elect Director Amy L. Chang

Management

For

For

1d

Elect Director Joseph Jimenez

Management

For

For

1e

Elect Director Christopher Kempczinski

Management

For

For

1f

Elect Director Debra L. Lee

Management

For

For

1g

Elect Director Terry J. Lundgren

Management

For

For

1h

Elect Director Christine M. McCarthy

Management

For

For

1i

Elect Director Jon R. Moeller

Management

For

For

1j

Elect Director Rajesh Subramaniam

Management

For

For

1k

Elect Director Patricia A. Woertz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

     

 

THE SOUTHERN COMPANY
Meeting Date:  MAY 24, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL

Ticker:  SO
Security ID:  842587107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janaki Akella

Management

For

For

1b

Elect Director Henry A. "Hal" Clark, III

Management

For

For

1c

Elect Director Anthony F. "Tony" Earley, Jr.

Management

For

For

1d

Elect Director Thomas A. Fanning

Management

For

For

1e

Elect Director David J. Grain

Management

For

For

1f

Elect Director Colette D. Honorable

Management

For

For

1g

Elect Director Donald M. James

Management

For

For

1h

Elect Director John D. Johns

Management

For

For

1i

Elect Director Dale E. Klein

Management

For

For

1j

Elect Director David E. Meador

Management

For

For

1k

Elect Director Ernest J. Moniz

Management

For

For

1l

Elect Director William G. Smith, Jr.

Management

For

For

1m

Elect Director Kristine L. Svinicki

Management

For

For

1n

Elect Director Lizanne Thomas

Management

For

For

1o

Elect Director Christopher C. Womack

Management

For

For

1p

Elect Director E. Jenner Wood, III

Management

For

For


     

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Adopt Simple Majority Vote

Shareholder

Against

Against

7

Adopt Scope 3 GHG Emissions Reduction Targets Aligned with Paris Agreement Goal

Shareholder

Against

Against

8

Report on Feasibility of Net-Zero GHG Emissions

Shareholder

Against

Against

     

 

TRUIST FINANCIAL CORPORATION
Meeting Date:  APR 25, 2023
Record Date:  FEB 16, 2023
Meeting Type:  ANNUAL

Ticker:  TFC
Security ID:  89832Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jennifer S. Banner

Management

For

For

1b

Elect Director K. David Boyer, Jr.

Management

For

For

1c

Elect Director Agnes Bundy Scanlan

Management

For

For

1d

Elect Director Anna R. Cablik

Management

For

For

1e

Elect Director Dallas S. Clement

Management

For

For

1f

Elect Director Paul D. Donahue

Management

For

For

1g

Elect Director Patrick C. Graney, III

Management

For

For

1h

Elect Director Linnie M. Haynesworth

Management

For

For

1i

Elect Director Kelly S. King

Management

For

For

1j

Elect Director Easter A. Maynard

Management

For

For

1k

Elect Director Donna S. Morea

Management

For

For

1l

Elect Director Charles A. Patton

Management

For

For

1m

Elect Director Nido R. Qubein

Management

For

For

1n

Elect Director David M. Ratcliffe

Management

For

For

1o

Elect Director William H. Rogers, Jr.

Management

For

For

1p

Elect Director Frank P. Scruggs, Jr.

Management

For

For

1q

Elect Director Christine Sears

Management

For

For

1r

Elect Director Thomas E. Skains

Management

For

For

1s

Elect Director Bruce L. Tanner

Management

For

For

1t

Elect Director Thomas N. Thompson

Management

For

For

1u

Elect Director Steven C. Voorhees

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For


     

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

For

     

 

U.S. BANCORP
Meeting Date:  APR 18, 2023
Record Date:  FEB 21, 2023
Meeting Type:  ANNUAL

Ticker:  USB
Security ID:  902973304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Warner L. Baxter

Management

For

For

1b

Elect Director Dorothy J. Bridges

Management

For

For

1c

Elect Director Elizabeth L. Buse

Management

For

For

1d

Elect Director Andrew Cecere

Management

For

For

1e

Elect Director Alan B. Colberg

Management

For

For

1f

Elect Director Kimberly N. Ellison-Taylor

Management

For

For

1g

Elect Director Kimberly J. Harris

Management

For

For

1h

Elect Director Roland A. Hernandez

Management

For

For

1i

Elect Director Richard P. McKenney

Management

For

For

1j

Elect Director Yusuf I. Mehdi

Management

For

For

1k

Elect Director Loretta E. Reynolds

Management

For

For

1l

Elect Director John P. Wiehoff

Management

For

For

1m

Elect Director Scott W. Wine

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

     

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 18, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William J. DeLaney

Management

For

For

1b

Elect Director David B. Dillon

Management

For

For

1c

Elect Director Sheri H. Edison

Management

For

For

1d

Elect Director Teresa M. Finley

Management

For

For


     

1e

Elect Director Lance M. Fritz

Management

For

For

1f

Elect Director Deborah C. Hopkins

Management

For

For

1g

Elect Director Jane H. Lute

Management

For

For

1h

Elect Director Michael R. McCarthy

Management

For

For

1i

Elect Director Jose H. Villarreal

Management

For

For

1j

Elect Director Christopher J. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chair

Shareholder

Against

For

6

Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders

Shareholder

Against

Against

7

Adopt a Paid Sick Leave Policy

Shareholder

Against

For

     

 

UNITED PARCEL SERVICE, INC.
Meeting Date:  MAY 04, 2023
Record Date:  MAR 09, 2023
Meeting Type:  ANNUAL

Ticker:  UPS
Security ID:  911312106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carol Tome

Management

For

For

1b

Elect Director Rodney Adkins

Management

For

For

1c

Elect Director Eva Boratto

Management

For

For

1d

Elect Director Michael Burns

Management

For

For

1e

Elect Director Wayne Hewett

Management

For

For

1f

Elect Director Angela Hwang

Management

For

For

1g

Elect Director Kate Johnson

Management

For

For

1h

Elect Director William Johnson

Management

For

For

1i

Elect Director Franck Moison

Management

For

For

1j

Elect Director Christiana Smith Shi

Management

For

For

1k

Elect Director Russell Stokes

Management

For

For

1l

Elect Director Kevin Warsh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For


     

5

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

6

Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement

Shareholder

Against

Against

7

Report on Integrating GHG Emissions Reductions Targets into Executive Compensation

Shareholder

Against

Against

8

Report on Just Transition

Shareholder

Against

Against

9

Report on Risk Due to Restrictions on Reproductive Rights

Shareholder

Against

Against

10

Oversee and Report a Civil Rights Audit

Shareholder

Against

Against

11

Report on Effectiveness of Diversity, Equity, and Inclusion Efforts

Shareholder

Against

Against

     

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 11, 2023
Record Date:  MAR 13, 2023
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye Archambeau

Management

For

For

1.2

Elect Director Roxanne Austin

Management

For

For

1.3

Elect Director Mark Bertolini

Management

For

For

1.4

Elect Director Vittorio Colao

Management

For

For

1.5

Elect Director Melanie Healey

Management

For

For

1.6

Elect Director Laxman Narasimhan

Management

For

For

1.7

Elect Director Clarence Otis, Jr.

Management

For

For

1.8

Elect Director Daniel Schulman

Management

For

For

1.9

Elect Director Rodney Slater

Management

For

For

1.10

Elect Director Carol Tome

Management

For

For

1.11

Elect Director Hans Vestberg

Management

For

For

1.12

Elect Director Gregory Weaver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Government Requests to Remove Content

Shareholder

Against

Against

6

Adopt a Policy Prohibiting Direct

Shareholder

Against

Against


     
 

and Indirect Political Contributions to Candidates

   

7

Amend Clawback Policy

Shareholder

Against

For

8

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

9

Require Independent Board Chair

Shareholder

Against

For

     

 

WESTERN ASSET DIVERSIFIED INCOME FUND
Meeting Date:  APR 14, 2023
Record Date:  FEB 07, 2023
Meeting Type:  ANNUAL

Ticker:  XWDIX
Security ID:  95790K109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paolo M. Cucchi

Management

For

For

1.2

Elect Director Eileen A. Kamerick

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For


Franklin Total Return Fund

     

 

SSGA ACTIVE TRUST
Meeting Date:  SEP 15, 2022
Record Date:  JUL 20, 2022
Meeting Type:  SPECIAL

Ticker:  
Security ID:  78467V608

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Clare S. Richer

Management

For

For

1.2

Elect Director Sandra G. Sponem

Management

For

For

1.3

Elect Director Kristi L. Rowsell

Management

For

For

1.4

Elect Director Gunjan Chauhan

Management

For

For

1.5

Elect Director Carolyn M. Clancy

Management

For

For

     

 

VALARIS LIMITED
Meeting Date:  JUN 07, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL

Ticker:  VAL
Security ID:  G9460G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anton Dibowitz

Management

For

For


     

1b

Elect Director Dick Fagerstal

Management

For

For

1c

Elect Director Joseph Goldschmid

Management

For

For

1d

Elect Director Catherine J. Hughes

Management

For

For

1e

Elect Director Kristian Johansen

Management

For

For

1f

Elect Director Elizabeth D. Leykum

Management

For

For

1g

Elect Director Deepak Munganahalli

Management

For

For

1h

Elect Director James W. Swent, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers'Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

     

 

WEATHERFORD INTERNATIONAL PLC
Meeting Date:  JUN 15, 2023
Record Date:  APR 12, 2023
Meeting Type:  ANNUAL

Ticker:  WFRD
Security ID:  G48833118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Benjamin C. Duster, IV

Management

For

For

1b

Elect Director Neal P. Goldman

Management

For

For

1c

Elect Director Jacqueline C. Mutschler

Management

For

For

1d

Elect Director Girishchandra K. Saligram

Management

For

For

1e

Elect Director Charles M. Sledge

Management

For

For

2

Ratify KPMG LLP as Auditors and Authorise Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Franklin Investors Securities Trust______

By (Signature and Title)* /s/MATTHEW T. HINKLE__

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

Date August 24, 2023__


* Print the name and title of each signing officer under his or her signature.