X0404 N-CEN LIVE 0000809586 XXXXXXXX 811-04982 true N-1A true HEARTLAND GROUP INC 811-04982 0000809586 549300TJI5TPMVIHYH92 790 N. Water Street Suite 1200 Milwaukee 53202-5615 US-WI US 414-347-7777 ALPS Distributors, Inc. 1290 Broadway Suite 1000 Denver 80203 800-432-7856 Accounts and records as required by the SEC. ALPS Fund Services, Inc. 1290 Broadway, Suite 1000 Denver 80203 800-432-7856 Accounts and records as required by the SEC. Brown Brothers Harriman & Co. 50 Post Office Square Boston 02110 617-772-1818 Securities including journals, ledgers, canceled checks and bank records, and all records relating to activites as Custodian. Heartland Group Inc. 790 N. Water Street Suite 1200 Milwaukee 53202-5615 414-347-7777 Accounts and records as required by the SEC. N N N N-1A 3 Y Dale J. Kent N/A N Dianna Gonzales-Burdin N/A N Dina A. Tantra N/A N Ward D. Armstrong N/A N William R. Nasgovitz 004826680 Y Vinita K. Paul 005227040 790 N. Water Street Suite 1200 Milwaukee 53202-5615 XXXXXX N N N N N N N ALPS Distributors, Inc. 8-34626 000016853 N/A N N Cohen & Company, Ltd. 925 N/A N N N N N N N Heartland Value Fund S000003523 549300HFL14M3BD6SU47 N 2 0 0 N/A N N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) N N N N Heartland Advisors 8-44310 000029433 N/A N ALPS FUND SERVICES, INC. 84-05730 N/A N N N ICE DATA PRICING & REFERENCE DATA, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services, LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N ALPS FUND SERVICES, INC. 84-05730 N N N ALPS FUND SERVICES, INC. 84-05730 N N N LAKE STREET CAPITAL MARKETS, LLC 8-69101 000164447 N/A 25000 COWEN PRIME SERVICES LLC 8-68531 000153397 5493008YIIJEE4T4UC61 626165 PIPER SANLDER & CO 8-15204 000000665 549300GRQCWQ3XGH0H10 20250 RAYMOND JAMES FINANCIAL SERVICES, INC. 8-17983 000006694 RGUZHJ05YTITL6D76949 31586 EVERCORE GROUP L.L.C. 8-49830 000042405 5493008F0LRLS5N8LZ81 23170 STEPHENS 8-1927 000003496 213800LH6T9XDYZCA534 24602 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 20600 LIQUIDNET, INC. 8-52461 000103987 213800HSKBBO1GCVRG79 66508 CONVERGEX PRIME SERVICES LLC 8-67289 000140185 N/A 64561 ROBERT W. BAIRD & CO. INCORPORATED 8-497 000008158 549300772UJAHRD6LO53 41004 1031868 KEEFE, BRUYETTE & WOODS, INC. 8-10888 000000481 549300OM47DQV01G4854 1750000 B. RILEY FBR, INC. 8-41426 000025027 2549005CLOSQO0MJEA57 7175000 8925000 Y 739717669 N N N N Heartland Value Plus Fund S000003524 549300XPM3T8QX7EH348 N 2 0 0 N/A N N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Y N N N Heartland Advisors 8-44310 000029433 N/A N ALPS FUND SERVICES, INC. 84-05730 N/A N N N ICE DATA PRICING & REFERENCE DATA, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services, LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N ALPS FUND SERVICES, INC. 84-05730 N N N ALPS FUND SERVICES, INC. 84-05730 N N N B. RILEY FBR, INC. 8-41426 000025027 2549005CLOSQO0MJEA57 20731 LIQUIDNET, INC. 8-52461 000103987 213800HSKBBO1GCVRG79 49055 STEPHENS 8-1927 000003496 213800LH6T9XDYZCA534 18500 CONVERGEX PRIME SERVICES LLC 8-67289 000140185 N/A 35682 PIPER SANDLER & CO. 8-15204 000000665 N/A 34563 RAYMOND JAMES FINANCIAL SERVICES, INC. 8-17983 000006694 RGUZHJ05YTITL6D76949 50344 D.A. DAVIDSON & CO. 8-2399 000000199 549300094RQ5A7DYLF51 15895 ROBERT W. BAIRD & CO. INCORPORATED 8-497 000008158 549300772UJAHRD6LO53 22772 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 25117 COWEN PRIME SERVICES LLC 8-68531 000153397 5493008YIIJEE4T4UC61 452586 760321 0 Y 319701057 N N N N Heartland Mid Cap Value Fund S000047207 549300VKIYMLM6WD0S16 N 2 0 0 N/A N N Y N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N Heartland Advisors 8-44310 000029433 N/A N ALPS FUND SERVICES, INC. 84-05730 N/A N N N Bloomberg Global Markets Services, LLC 254900X21QX3H0T4HC32 N ICE DATA PRICING & REFERENCE DATA, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N ALPS FUND SERVICES, INC. 84-05730 N N N ALPS FUND SERVICES, INC. 84-05730 N N N KEEFE, BRUYETTE & WOODS, INC. 8-10888 000000481 549300OM47DQV01G4854 15855 BIDS TRADING L.P. 8-67376 000141296 254900J9JVL76SF70898 10479 LAKE STREET CAPITAL MARKETS, LLC 8-69101 000164447 N/A 12574 ROBERT W. BAIRD & CO. INCORPORATED 8-497 000008158 549300772UJAHRD6LO53 23581 LIQUIDNET, INC. 8-52461 000103987 213800HSKBBO1GCVRG79 35593 WELLS FARGO SECURITIES 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 11688 STEPHENS 8-1927 000003496 213800LH6T9XDYZCA534 19458 CONVERGEX PRIME SERVICES LLC 8-67289 000140185 N/A 31210 COWEN PRIME SERVICES LLC 8-68531 000153397 5493008YIIJEE4T4UC61 363253 RAYMOND JAMES FINANCIAL SERVICES, INC. 8-17983 000006694 RGUZHJ05YTITL6D76949 14465 573788 0 Y 636686175 N N N N true