485BPOS 1 v408976_485bpos.htm 485BPOS

As filed with the Securities and Exchange Commission on May 11, 2015.

 

Registration No. 33-11371

File No. 811-4982

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________________

 

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

Pre-Effective Amendment No. [ ]

Post-Effective Amendment No. 72 [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 

Amendment No. 74 [X]

 

(Check appropriate box or boxes)

__________________________

 

HEARTLAND GROUP, INC.

(Exact Name of Registrant as Specified in Charter)

 

789 NORTH WATER STREET, SUITE 500

MILWAUKEE, WISCONSIN 53202

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code (414) 347-7777

 

Vinita K. Paul

Vice President and Chief Compliance Officer

Heartland Group, Inc.

789 North Water Street, Suite 500

Milwaukee, Wisconsin 53202

(Name and Address of Agent for Service)

 

Copy to:

Ellen R. Drought, Esq.

Godfrey & Kahn, S.C.

780 North Water Street

Milwaukee, Wisconsin 53202

 

PETER D. FETZER, ESQ.

Foley & Lardner LLP

777 East Wisconsin Avenue

Milwaukee, Wisconsin 53202

 

It is proposed that this filing will become effective (check appropriate box):

 

[X]immediately upon filing pursuant to paragraph (b)
[  ]on May 1, 2014 pursuant to paragraph (b)
[  ]60 days after filing pursuant to paragraph (a)(1)
[  ]on (date) pursuant to paragraph (a)(1)
[  ]75 days after filing pursuant to paragraph (a)(2)
[  ]on (date) pursuant to paragraph (a)(2) of Rule 485

 

If appropriate, check the following box:

 

[  ]this post-effective amendment designates a new effective date for a previously filed post-effective amendment

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee and State of Wisconsin on the 11th day of May, 2015.

 

 

Heartland Group, Inc.

 

By       /s/ William R. Nasgovitz

William R. Nasgovitz

Chief Executive Officer

 

Pursuant to the requirements of the Securities Act, this Amendment to the Registration Statement has been signed below on this 11th day of May, 2015 by the following persons in the capacities indicated.

 

     
SIGNATURE   TITLE
   
/s/ William R. Nasgovitz   Chief Executive Officer
William R. Nasgovitz    
   

 /s/ Nicole J. Best

  Treasurer and Principal Accounting Officer
Nicole J. Best  

(Chief Financial and Accounting Officer)

     
/s/ William J. Nasgovitz         Director and President
William J. Nasgovitz    
     
/s/ Robert A. Rudell*    Director
Robert A. Rudell         
     
/s/ Dale J. Kent*    Director
Dale J. Kent         
     
/s/ Michael D. Dunham*    Director
Michael D. Dunham    
     
/s/ Ward D. Armstrong*   Director 
Ward D. Armstrong    
     
/s/ Kenneth A. Kavajecz*   Director 
Kenneth A. Kavajecz    

 

 Pursuant to Powers of Attorney previously filed

 

     
*By:   /s/ Paul T. Beste
    Paul T. Beste
   
     

 

 

 

 

 
 

 

EXHIBIT INDEX

 

Index No. Description of Exhibit
   
EX-101.INS XBRL Instance Document
EX-101.SCH XBRL Taxonomy Extension Schema
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF XBRL Taxonomy Definition Linkbase
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase