-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gvu0l8GWIISU096Rl80Dawb8TUe7D+5+FDYhL1O+GQyYWT0/s5rpeVlWO4/9B41O Bqi0uAcHHQjMV1GtgqsfjA== 0001047469-06-007024.txt : 20060512 0001047469-06-007024.hdr.sgml : 20060512 20060512144404 ACCESSION NUMBER: 0001047469-06-007024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060512 DATE AS OF CHANGE: 20060512 EFFECTIVENESS DATE: 20060512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03121 FILM NUMBER: 06834129 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 13F-HR 1 a2170400z13f-hr.txt FORM 13-F ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response ...... 24.7 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David M. Knott ------------------------------- Address: 485 Underhill Boulevard ------------------------------- Suite 205 ------------------------------- Syosset, NY 11791 ------------------------------- Form 13F File Number: 28-03121 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ David M. Knott ------------------------------- Title: Investment Manager ------------------------------- Phone: (516) 364-0303 ------------------------------- Signature, Place, and Date of Signing: /s/ David M. Knott Syosset, New York May 12, 2006 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 of 15 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 439 -------------------- Form 13F Information Table Value Total: $ 2,964,595 -------------------- (thousands) List of Other Included Managers: Dorset Management Corporation ("Dorset") Page 2 of 15 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- 1 800 Contacts Inc. Common 681977104 5,326,872 396,050 SH DEFINED Dorset 396,050 1 800 Contacts Inc. Common 681977104 356,828 26,530 SH DEFINED Dorset 26,530 1 800 Contacts Inc. Common 681977104 92,805 6,900 SH DEFINED Dorset 6,900 Acacia Research Corp. Common 003881307 11,989,255 1,359,326 SH DEFINED Dorset 1,359,326 Acacia Research Corp. Common 003881307 656,208 74,400 SH DEFINED Dorset 74,400 Acacia Research Corp. Common 003881307 139,356 15,800 SH DEFINED Dorset 15,800 Ad. Ventures Partners Common 00516Q109 211,280 38,000 SH DEFINED Dorset 38,000 Ad. Ventures Partners Common 00516Q109 11,676 2,100 SH DEFINED Dorset 2,100 Ad. Ventures Partners Common 00516Q109 2,224 400 SH DEFINED Dorset 400 Aeropostale Inc. Common 007865108 1,508,000 50,000 SH OTHER Dorset 50,000 Aeropostale Inc. Common 007865108 6,080,256 201,600 SH DEFINED Dorset 201,600 Aeropostale Inc. Common 007865108 334,776 11,100 SH DEFINED Dorset 11,100 Aeropostale Inc. Common 007865108 69,368 2,300 SH DEFINED Dorset 2,300 Aldabra Acquisition Corp. Common 01407F103 1,724,515 308,500 SH DEFINED Dorset 308,500 Aldabra Acquisition Corp. Common 01407F103 98,384 17,600 SH DEFINED Dorset 17,600 Aldabra Acquisition Corp. Common 01407F103 20,683 3,700 SH DEFINED Dorset 3,700 Aldabra Acquisition Corp. Common 01407F111 212,865 308,500 SH Call DEFINED Dorset 308,500 Aldabra Acquisition Corp. Common 01407F111 12,144 17,600 SH Call DEFINED Dorset 17,600 Aldabra Acquisition Corp. Common 01407F111 2,553 3,700 SH Call DEFINED Dorset 3,700 American Express @ 47.5 Exp. 1/08 Common 02364L109 3,467,100 3,302 SH Call DEFINED Dorset 3,302 American Express @ 47.5 Exp. 1/08 Common 02364L109 190,050 181 SH Call DEFINED Dorset 181 American Express @ 47.5 Exp. 1/08 Common 02364L109 43,050 41 SH Call DEFINED Dorset 41 American Express Co. @ 50 exp. 1/07 Common 0250019AJ 4,792,640 3,524 SH Call DEFINED Dorset 3,524 American Express Co. @ 50 exp. 1/07 Common 0250019AJ 255,680 188 SH Call DEFINED Dorset 188 American Express Co. @ 50 exp. 1/07 Common 0250019AJ 819,000 600 SH Call OTHER Dorset 600 American Express Co. @ 50 exp. 1/07 Common 0250019AJ 55,760 41 SH Call DEFINED Dorset 41 American Express Co. @ 55 exp. 1/07 Common 0250019AK 5,863,720 6,238 SH Call DEFINED Dorset 6,238 American Express Co. @ 55 exp. 1/07 Common 0250019AK 320,540 341 SH Call DEFINED Dorset 341 American Express Co. @ 55 exp. 1/07 Common 0250019AK 384,000 400 SH Call OTHER Dorset 400 American Express Co. @ 55 exp. 1/07 Common 0250019AK 65,800 70 SH Call DEFINED Dorset 70 American Int'l Group Inc. Common 026874107 129,925,934 1,965,894 SH DEFINED Dorset 1,965,894 American Int'l Group Inc. Common 026874107 7,164,156 108,400 SH DEFINED Dorset 108,400
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- American Int'l Group Inc. Common 026874107 1,645,641 24,900 SH DEFINED Dorset 24,900 American International Group Common 026874107 641,073 9,700 SH SOLE 9,700 American International Group Common 026874107 171,834 2,600 SH OTHER 2,600 American Service Group, Inc. Common 02364L109 5,344,906 410,200 SH DEFINED Dorset 410,200 American Service Group, Inc. Common 02364L109 293,175 22,500 SH DEFINED Dorset 22,500 American Service Group, Inc. Common 02364L109 62,544 4,800 SH DEFINED Dorset 4,800 Anadarko Petroleum Corp. Common 032511107 25,090,884 248,400 SH DEFINED Dorset 248,400 Anadarko Petroleum Corp. Common 032511107 60,393,879 597,900 SH DEFINED Dorset 597,900 Anadarko Petroleum Corp. Common 032511107 292,929 2,900 SH DEFINED Dorset 2,900 Ann Taylor Stores Corp. Common 036115103 3,455,317 93,920 SH DEFINED Dorset 93,920 Ann Taylor Stores Corp. Common 036115103 187,629 5,100 SH DEFINED Dorset 5,100 Ann Taylor Stores Corp. Common 036115103 852,792 23,180 SH OTHER Dorset 23,180 Ann Taylor Stores Corp. Common 036115103 40,469 1,100 SH DEFINED Dorset 1,100 Ardent Acquisition Corp. Common 03979E100 678,368 124,700 SH DEFINED Dorset 124,700 Ardent Acquisition Corp. Common 03979E100 36,992 6,800 SH DEFINED Dorset 6,800 Ardent Acquisition Corp. Common 03979E100 364,480 67,000 SH OTHER Dorset 67,000 Ardent Acquisition Corp. Common 03979E100 8,160 1,500 SH DEFINED Dorset 1,500 Aristotle Corp. Common 040448201 26,195 3,380 SH DEFINED Dorset 3,380 Arrowhead Research Corp. Common 042797100 18,829,237 1,354,171 SH DEFINED Dorset 1,354,171 Arrowhead Research Corp. Common 042797100 997,714 200,500 SH DEFINED Dorset 200,500 Arrowhead Research Corp. Common 042797100 226,903 45,600 SH DEFINED Dorset 45,600 Aveta, Inc. Common 05365U101 7,592,000 467,200 SH DEFINED Dorset 467,200 Aveta, Inc. Common 05365U101 433,875 26,700 SH DEFINED Dorset 26,700 Aveta, Inc. Common 05365U101 99,125 6,100 SH DEFINED Dorset 6,100 Baker Hughes Inc. Common 057224107 70,794,000 1,035,000 SH DEFINED Dorset 1,035,000 Bank of America Corp. Common 060505104 56,829,366 1,247,900 SH DEFINED Dorset 1,247,900 Bank of America Corp. Common 060505104 3,133,152 68,800 SH DEFINED Dorset 68,800 Bank of America Corp. Common 060505104 796,950 17,500 SH DEFINED Dorset 17,500 Bank of America Corp. Common 060505104 346,104 7,600 SH SOLE 7,600 Bank of America Corp. Common 060505104 91,080 2,000 SH SHARED 2,000 Bayview Capital Corp. Common 07262L101 1,517,801 86,980 SH DEFINED Dorset 86,980 Bayview Capital Corp. Common 07262L101 81,666 4,680 SH DEFINED Dorset 4,680 Bayview Capital Corp. Common 07262L101 18,148 1,040 SH DEFINED Dorset 1,040 Beazer Home's USA Inc. Common 07556Q105 108,853,994 1,656,834 SH DEFINED Dorset 1,656,834
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Beazer Home's USA Inc. Common 07556Q105 5,223,807 79,570 SH DEFINED Dorset 79,570 Beazer Home's USA Inc. Common 07556Q105 1,015,722 15,460 SH DEFINED Dorset 15,460 Beazer Homes USA Common 07556Q105 581,445 8,850 SH SOLE 8,850 Beazer Homes USA Common 07556Q105 190,530 2,900 SH OTHER 2,900 Bioveris Corp. Common 090676107 2,436,672 621,600 SH DEFINED Dorset 621,600 Bioveris Corp. Common 090676107 133,280 34,000 SH DEFINED Dorset 34,000 Bioveris Corp. Common 090676107 28,224 7,200 SH DEFINED Dorset 7,200 BJ Services Common 055482103 59,512,000 1,720,000 SH DEFINED Dorset 1,720,000 Blockbuster Inc. Common 093679108 8,886,448 2,238,400 SH DEFINED Dorset 2,238,400 Blockbuster Inc. Common 093679108 482,752 121,600 SH DEFINED Dorset 121,600 Blockbuster Inc. Common 093679108 104,808 26,400 SH DEFINED Dorset 26,400 Blockbuster Inc. Class B Common 093679207 5,319,164 1,485,800 SH DEFINED Dorset 1,485,800 Blockbuster Inc. Class B Common 093679207 290,696 81,200 SH DEFINED Dorset 81,200 Blockbuster Inc. Class B Common 093679207 61,934 17,300 SH DEFINED Dorset 17,300 Bristow Group Common 110394103 4,295,100 139,000 SH DEFINED Dorset 139,000 Bristow Group Common 110394103 1,640,790 53,100 SH DEFINED Dorset 53,100 Bristow Group Common 110394103 49,440 1,600 SH DEFINED Dorset 1,600 Building Materials Holding Corp. Common 120113105 1,670,292 46,800 SH DEFINED Dorset 46,800 Building Materials Holding Corp. Common 120113105 92,794 2,600 SH DEFINED Dorset 2,600 Building Materials Holding Corp. Common 120113105 21,414 600 SH DEFINED Dorset 600 Burlington Resources Common 122014103 7,352,800 80,000 SH DEFINED Dorset 80,000 Butler International Inc. Common 123649105 3,031,356 965,400 SH DEFINED Dorset 965,400 Butler International Inc. Common 123649105 247,746 78,900 SH DEFINED Dorset 78,900 Butler International Inc. Common 123649105 23,550 7,500 SH DEFINED Dorset 7,500 Cabot Oil & Gas Common 127097103 8,891,015 185,500 SH DEFINED Dorset 185,500 Cabot Oil & Gas Common 127097103 45,538,293 950,100 SH DEFINED Dorset 950,100 Cabot Oil & Gas Common 127097103 105,446 2,200 SH DEFINED Dorset 2,200 Cadbury Schweppes PLC Common 127990000 4,660,922 469,000 SH DEFINED Dorset 469,000 Cadbury Schweppes PLC Common 127990000 254,413 25,600 SH DEFINED Dorset 25,600 Callidus Software Common 13123E500 10,378,877 2,337,585 SH DEFINED Dorset 2,337,585 Callidus Software Common 13123E500 568,311 127,998 SH DEFINED Dorset 127,998 Callidus Software Common 13123E500 122,100 27,500 SH DEFINED Dorset 27,500 Canadian Natural Resources Ltd. Common 136385101 797,616 14,400 SH SOLE 14,400 Canadian Natural Resources Ltd. Common 136385101 288,028 5,200 SH OTHER 5,200
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Canadian Natural Resources Ltd. Common 136385101 248,051,984 4,464,900 SH DEFINED Dorset 4,464,900 Canadian Natural Resources Ltd. Common 136385101 64,508,294 1,161,140 SH DEFINED Dorset 1,161,140 Canadian Natural Resources Ltd. Common 136385101 2,611,132 47,000 SH DEFINED Dorset 47,000 Caremark RX Inc. Common 141705131 19,914,949 404,940 SH DEFINED Dorset 404,940 Caremark RX Inc. Common 141705131 1,126,222 22,900 SH DEFINED Dorset 22,900 Caremark RX Inc. Common 141705131 236,064 4,800 SH DEFINED Dorset 4,800 Carreer Education Corp Common 141665109 5,308,611 140,700 SH DEFINED Dorset 140,700 Carreer Education Corp Common 141665109 286,748 7,600 SH DEFINED Dorset 7,600 Carreer Education Corp Common 141665109 64,141 1,700 SH DEFINED Dorset 1,700 CBS Corp Class A Common 124857103 2,188,039 90,790 SH DEFINED Dorset 90,790 CBS Corp Class A Common 124857103 120,500 5,000 SH DEFINED Dorset 5,000 CBS Corp Class A Common 124857103 26,510 1,100 SH DEFINED Dorset 1,100 CBS Corp Class A Common 124857103 158,096 6,560 SH OTHER Dorset 6,560 CBS Corp Class B Common 124857202 5,888,289 245,550 SH DEFINED Dorset 245,550 CBS Corp Class B Common 124857202 322,531 13,450 SH DEFINED Dorset 13,450 CBS Corp Class B Common 124857202 68,343 2,850 SH DEFINED Dorset 2,850 Centex Corporation Common 152312104 159,832,536 2,578,360 SH DEFINED Dorset 2,578,360 Centex Corporation Common 152312104 8,814,978 142,200 SH DEFINED Dorset 142,200 Centex Corporation Common 152312104 1,965,083 31,700 SH DEFINED Dorset 31,700 Centex Corporation Common 152312104 595,104 9,600 SH SOLE 9,600 Centex Corporation Common 152312104 185,970 3,000 SH OTHER 3,000 Cepheid, Inc. Common 15670R107 4,296,956 469,100 SH DEFINED Dorset 469,100 Cepheid, Inc. Common 15670R107 233,580 25,500 SH DEFINED Dorset 25,500 Cepheid, Inc. Common 15670R107 49,464 5,400 SH DEFINED Dorset 5,400 Cerus Corp Common 157085101 5,221,600 610,000 SH DEFINED Dorset 610,000 Cerus Corp Common 157085101 285,048 33,300 SH DEFINED Dorset 33,300 Cerus Corp Common 157085101 60,776 7,100 SH DEFINED Dorset 7,100 Chevron Texaco Corp. Common 166764100 34,782,000 600,000 SH DEFINED Dorset 600,000 Citigroup Inc. Common 172967101 1,180,750 25,000 SH SOLE 25,000 Citigroup Inc. Common 172967101 99,536,280 2,107,480 SH DEFINED Dorset 2,107,480 Citigroup Inc. Common 172967101 311,718 6,600 SH OTHER 6,600 Citigroup Inc. Common 172967101 5,521,187 116,900 SH DEFINED Dorset 116,900 Citigroup Inc. Common 172967101 1,284,656 27,200 SH DEFINED Dorset 27,200 Click Software Technologies Inc. Common M25082104 1,041,484 659,167 SH DEFINED Dorset 659,167 Click Software Technologies Inc. Common M25082104 57,038 36,100 SH DEFINED Dorset 36,100
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Click Software Technologies Inc. Common M25082104 12,166 7,700 SH DEFINED Dorset 7,700 Coastal Bancshares Common 19041F107 493,272 93,600 SH DEFINED Dorset 93,600 Coastal Bancshares Common 19041F107 27,404 5,200 SH DEFINED Dorset 5,200 Coastal Bancshares Common 19041F107 263,500 50,000 SH OTHER Dorset 50,000 Coastal Bancshares Common 19041F107 6,324 1,200 SH DEFINED Dorset 1,200 Collectors Universe Inc. Common 19421R200 3,294,645 235,500 SH DEFINED Dorset 235,500 Collectors Universe Inc. Common 19421R200 180,471 12,900 SH DEFINED Dorset 12,900 Collectors Universe Inc. Common 19421R200 37,773 2,700 SH DEFINED Dorset 2,700 Columbia Labs Inc. Common 197779101 16,755,352 3,497,250 SH DEFINED Dorset 3,497,250 Columbia Labs Inc. Common 197779101 2,982 600 SH OTHER 600 Columbia Labs Inc. Common 197779101 1,053,472 216,600 SH DEFINED Dorset 216,600 Connetics Corporation Common 208192104 20,032,998 1,183,284 SH DEFINED Dorset 1,183,284 Connetics Corporation Common 208192104 1,098,757 64,900 SH DEFINED Dorset 64,900 Connetics Corporation Common 208192104 233,634 13,800 SH DEFINED Dorset 13,800 Copart Inc. Common 217204106 2,448,540 89,200 SH DEFINED Dorset 89,200 Copart Inc. Common 217204106 131,760 4,800 SH DEFINED Dorset 4,800 Copart Inc. Common 217204106 27,450 1,000 SH DEFINED Dorset 1,000 Courtside Acquisition Common 22274N102 2,025,540 375,100 SH DEFINED Dorset 375,100 Courtside Acquisition Common 22274N102 110,700 20,500 SH DEFINED Dorset 20,500 Courtside Acquisition Common 22274N102 23,760 4,400 SH DEFINED Dorset 4,400 Crucell NV Common 228769105 35,624,141 1,268,666 SH DEFINED Dorset 1,268,666 Crucell NV Common 228769105 1,945,944 69,300 SH DEFINED Dorset 69,300 Crucell NV Common 228769105 412,776 14,700 SH DEFINED Dorset 14,700 D.R. Horton Inc. Common 23331A109 223,732,448 6,734,872 SH DEFINED Dorset 6,734,872 D.R. Horton Inc. Common 23331A109 12,337,905 371,400 SH DEFINED Dorset 371,400 D.R. Horton Inc. Common 23331A109 2,601,125 78,300 SH DEFINED Dorset 78,300 D.R. Horton Inc. Common 23331A109 1,162,700 35,000 SH SOLE 35,000 D.R. Horton Inc. Common 23331A109 498,300 15,000 SH OTHER 15,000 Danka Business Systems Common 236277109 5,158,596 3,662,475 SH DEFINED Dorset 3,662,475 Danka Business Systems Common 236277109 282,475 200,550 SH DEFINED Dorset 200,550 Danka Business Systems Common 236277109 60,143 42,700 SH DEFINED Dorset 42,700 Devon Energy Corp. Common 25179M103 29,667,450 485,000 SH DEFINED Dorset 485,000 Dyadic Int'l Inc. Common 26745T101 2,951,208 630,600 SH DEFINED Dorset 630,600 Dyadic Int'l Inc. Common 26745T101 160,056 34,200 SH DEFINED Dorset 34,200 Dyadic Int'l Inc. Common 26745T101 34,632 7,400 SH DEFINED Dorset 7,400 Eagle Materials Inc. Common 26969P108 3,252 51 SH OTHER 51 Eagle Materials Inc. Class B Common 26969P207 11,291 177 SH OTHER 177 Echo Healthcare Acq. Corp. Common 27876C206 3,727,350 451,800 SH DEFINED Dorset 451,800
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Echo Healthcare Acq. Corp. Common 27876C206 157,575 19,100 SH DEFINED Dorset 19,100 Echo Healthcare Acq. Corp. Common 27876C206 33,825 4,100 SH DEFINED Dorset 4,100 Encana Corp. Common 292505104 46,662,331 1,000,200 SH DEFINED Dorset 1,000,200 Equitable Resources Inc. Common 294549100 365,100 10,000 SH DEFINED Dorset 10,000 Exegenics Inc. Common 301610101 307,377 749,700 SH DEFINED Dorset 749,700 Exegenics Inc. Common 301610101 17,179 41,900 SH DEFINED Dorset 41,900 Exegenics Inc. Common 301610101 3,608 8,800 SH DEFINED Dorset 8,800 Exxon Mobil Corp Common 30231G102 14,302,100 235,000 SH DEFINED Dorset 235,000 Fidelity National Financial Common 316326107 6,551,732 184,400 SH DEFINED Dorset 184,400 Fidelity National Financial Common 316326107 166,991 4,700 SH DEFINED Dorset 4,700 First Keystone Financial Inc Common 320655103 1,103,863 57,976 SH DEFINED Dorset 57,976 First Keystone Financial Inc Common 320655103 60,928 3,200 SH DEFINED Dorset 3,200 First Keystone Financial Inc Common 320655103 15,232 800 SH DEFINED Dorset 800 FMC Technologies Inc. Common 302490101 14,976,728 292,400 SH DEFINED Dorset 292,400 Foot Star Common 344912209 129,150 28,700 SH DEFINED Dorset 28,700 Foot Star Common 344912209 17,100 3,800 SH DEFINED Dorset 3,800 Gainsco, Inc. Common 363127101 5,002,384 513,592 SH DEFINED Dorset 513,592 Gainsco, Inc. Common 363127101 272,559 27,983 SH DEFINED Dorset 27,983 Gainsco, Inc. Common 363127101 58,520 6,008 SH DEFINED Dorset 6,008 Gap, Inc. Common 364760108 13,309,500 712,500 SH DEFINED Dorset 712,500 Gap, Inc. Common 364760108 728,520 39,000 SH DEFINED Dorset 39,000 Gap, Inc. Common 364760108 155,044 8,300 SH DEFINED Dorset 8,300 Gentiva Health Services Common 37247A102 6,304,302 346,200 SH DEFINED Dorset 346,200 Gentiva Health Services Common 37247A102 351,453 19,300 SH DEFINED Dorset 19,300 Gentiva Health Services Common 37247A102 72,840 4,000 SH DEFINED Dorset 4,000 Genzyme Corp. Common 372917104 8,124,538 120,865 SH DEFINED Dorset 120,865 Genzyme Corp. Common 372917104 1,420,042 21,125 SH DEFINED Dorset 21,125 Genzyme Corp. Common 372917104 595,905 8,865 SH OTHER Dorset 8,865 Global Logistics Acq. Corp. Common 379414204 5,186,454 627,900 SH DEFINED Dorset 627,900 Global Logistics Acq. Corp. Common 379414204 218,890 26,500 SH DEFINED Dorset 26,500 Global Logistics Acq. Corp. Common 379414204 46,256 5,600 SH DEFINED Dorset 5,600 Global Logistics Acq. Corp. Common 379414204 826,000 100,000 SH OTHER Dorset 100,000 Halliburton Co. Common 406216101 59,146,200 810,000 SH DEFINED Dorset 810,000 Healthcare Acquisition Corp. Common 42224H203 769,980 93,900 SH DEFINED Dorset 93,900 Healthcare Acquisition Corp. Common 42224H203 40,180 4,900 SH DEFINED Dorset 4,900 Healthcare Acquisition Corp. Common 42224H203 9,840 1,200 SH DEFINED Dorset 1,200 Highbury Financial Inc. Common 42982Y109 52,155 9,500 SH DEFINED Dorset 9,500 Highbury Financial Inc. Common 42982Y109 2,470 450 SH DEFINED Dorset 450
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Highbury Financial Inc. Common 42982Y109 274 50 SH DEFINED Dorset 50 Highbury Financial Inc. Common 42982Y109 13,725 2,500 SH OTHER Dorset 2,500 Highbury Financial Inc. Units 42982Y208 2,246,418 337,300 SH DEFINED Dorset 337,300 Highbury Financial Inc. Units 42982Y208 112,221 16,850 SH DEFINED Dorset 16,850 Highbury Financial Inc. Units 42982Y208 18,981 2,850 SH DEFINED Dorset 2,850 Highbury Financial Inc. Units 42982Y208 1,202,130 180,500 SH DEFINED Dorset 180,500 Hudson City Bancorp Common 443683107 21,084,585 1,586,500 SH DEFINED Dorset 1,586,500 Hudson City Bancorp Common 443683107 1,154,901 86,900 SH DEFINED Dorset 86,900 Hudson City Bancorp Common 443683107 245,865 18,500 SH DEFINED Dorset 18,500 Indus Int'l Common 45578L100 8,421,504 2,313,600 SH DEFINED Dorset 2,313,600 Indus Int'l Common 45578L100 460,096 126,400 SH DEFINED Dorset 126,400 Indus Int'l Common 45578L100 97,916 26,900 SH DEFINED Dorset 26,900 Information Resources Inc. Common 45676E107 27,056 41,625 SH DEFINED Dorset 41,625 Information Resources Inc. Common 45676E107 1,462 2,250 SH DEFINED Dorset 2,250 Information Resources Inc. Common 45676E107 325 500 SH DEFINED Dorset 500 InterOil Corp. Common 460951106 902,718 68,700 SH DEFINED Dorset 68,700 InterOil Corp. Common 460951106 206,298 15,700 SH DEFINED Dorset 15,700 InterOil Corp. Common 460951106 18,396 1,400 SH DEFINED Dorset 1,400 Interstate Bakeries Corp. Common 46072H108 3,027,552 378,444 SH DEFINED Dorset 378,444 Interstate Bakeries Corp. Common 46072H108 165,600 20,700 SH DEFINED Dorset 20,700 Interstate Bakeries Corp. Common 46072H108 35,200 4,400 SH DEFINED Dorset 4,400 Interstate Bakeries Corp. Common 46072H108 295,288 36,911 SH OTHER Dorset 36,911 IPIX Corp. Common 44982L103 943,652 683,806 SH DEFINED Dorset 683,806 IPIX Corp. Common 44982L103 59,390 43,036 SH DEFINED Dorset 43,036 IPIX Corp. Common 44982L103 13,604 9,858 SH DEFINED Dorset 9,858 Ithaka Acq. Corp. Common 465707107 1,252,230 234,500 SH DEFINED Dorset 234,500 Ithaka Acq. Corp. Common 465707107 67,818 12,700 SH DEFINED Dorset 12,700 Ithaka Acq. Corp. Common 465707107 14,952 2,800 SH DEFINED Dorset 2,800 Jos. A. Bank Clothiers Inc. Common 480838101 2,868,729 59,827 SH DEFINED Dorset 59,827 Jos. A. Bank Clothiers Inc. Common 480838101 205,286 4,281 SH DEFINED Dorset 4,281 Jos. A. Bank Clothiers Inc. Common 480838101 53,944 1,125 SH DEFINED Dorset 1,125 KB Home Common 48666K109 6,381,036 98,200 SH DEFINED Dorset 98,200 KB Home Common 48666K109 84,474 1,300 SH DEFINED Dorset 1,300 KBL Healthcare Acquisition Common 48241R108 1,235,103 228,300 SH DEFINED Dorset 228,300 KBL Healthcare Acquisition Common 48241R108 67,625 12,500 SH DEFINED Dorset 12,500 KBL Healthcare Acquisition Common 48241R108 14,607 2,700 SH DEFINED Dorset 2,700 KBL Healthcare Acquisition Common 48241R108 324,600 60,000 SH OTHER Dorset 60,000 Lear Corp. @ 25 Exp. 1/08 Common 521865905 73,000 200 SH OTHER Dorset 200
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Lear Corp. @ 35 Exp. 1/08 Common 521865905 96,875 625 SH OTHER Dorset 625 Ligand Pharmaceuticals 6% due 11/16/07 Bonds 53220KAB4 4,558,658 2,219,000 PRN DEFINED Dorset 2,219,000 Ligand Pharmaceuticals 6% due 11/16/07 Bonds 53220KAB4 297,884 145,000 PRN DEFINED Dorset 145,000 Ligand Pharmaceuticals 6% due 11/16/07 Bonds 53220KAB4 3,382,000 1,600,000 PRN OTHER Dorset 1,600,000 Ligand Pharmaceuticals 6% due 11/16/07 Bonds 53220KAB4 73,957 36,000 PRN DEFINED Dorset 36,000 Ligand Pharmaceuticals Class B Common 53220K207 76,001,325 5,914,500 SH DEFINED Dorset 5,914,500 Ligand Pharmaceuticals Class B Common 53220K207 2,857,840 222,400 SH OTHER Dorset 222,400 Ligand Pharmaceuticals Class B Common 53220K207 4,844,450 377,000 SH DEFINED Dorset 377,000 Ligand Pharmaceuticals Class B Common 53220K207 1,282,430 99,800 SH DEFINED Dorset 99,800 M&T Bank Common 55261F104 15,588,100 136,570 SH DEFINED Dorset 136,570 M&T Bank Common 55261F104 821,808 7,200 SH DEFINED Dorset 7,200 M&T Bank Common 55261F104 171,210 1,500 SH DEFINED Dorset 1,500 Magna Entertainment Corp. Common 559211107 19,738,530 2,907,000 SH DEFINED Dorset 2,907,000 Magna Entertainment Corp. Common 559211107 1,087,758 160,200 SH DEFINED Dorset 160,200 Mercator Partners Acquisition Corp. Common 587586207 1,980,528 375,100 SH DEFINED Dorset 375,100 Mercator Partners Acquisition Corp. Common 587586207 108,240 20,500 SH DEFINED Dorset 20,500 Mercator Partners Acquisition Corp. Common 587586207 528,000 100,000 SH OTHER Dorset 100,000 Mercator Partners Acquisition Corp. Common 587586207 23,232 4,400 SH DEFINED Dorset 4,400 Mercer Int'l Inc. Common 588056101 2,043,787 219,526 SH DEFINED Dorset 219,526 Mercer Int'l Inc. Common 588056101 111,720 12,000 SH DEFINED Dorset 12,000 Mercer Int'l Inc. Common 588056101 23,275 2,500 SH DEFINED Dorset 2,500 Meritage Corporation Common 59001A102 21,357,456 388,600 SH DEFINED Dorset 388,600 Meritage Corporation Common 59001A102 1,165,152 21,200 SH DEFINED Dorset 21,200 Meritage Corporation Common 59001A102 247,320 4,500 SH DEFINED Dorset 4,500 Murphys Oil Corporation Common 626717102 36,866,800 740,000 SH DEFINED Dorset 740,000 Nabi Common 629519109 29,420,496 5,216,400 SH DEFINED Dorset 5,216,400 Nabi Common 629519109 1,608,528 28,520 SH DEFINED Dorset 28,520 Nabi Common 629519109 342,912 60,800 SH DEFINED Dorset 60,800 Nabors Industries Ltd Common G6359F103 5,010,600 70,000 SH DEFINED Dorset 70,000 National Oilwell Varco Common 637071101 43,306,648 675,400 SH DEFINED Dorset 675,400 NEO Pharm Inc. Common 640919106 16,151,838 1,932,038 SH DEFINED Dorset 1,932,038 NEO Pharm Inc. Common 640919106 888,668 106,300 SH DEFINED Dorset 106,300 NEO Pharm Inc. Common 640919106 188,100 22,500 SH DEFINED Dorset 22,500 Neurobiological Technologies Inc. Common 64124W106 4,490,295 1,268,445 SH DEFINED Dorset 1,268,445 Neurobiological Technologies Inc. Common 64124W106 245,322 69,300 SH DEFINED Dorset 69,300 Neurobiological Technologies Inc. Common 64124W106 52,392 14,800 SH DEFINED Dorset 14,800 News Corp. Common 65248E104 33,249,898 2,001,800 SH DEFINED Dorset 2,001,800 News Corp. Common 65248E104 1,817,134 109,400 SH DEFINED Dorset 109,400
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- News Corp. Common 65248E104 830,500 50,000 SH OTHER Dorset 50,000 News Corp. Common 65248E104 387,013 23,300 SH DEFINED Dorset 23,300 Noble Corporation Common G65422100 16,220,000 200,000 SH DEFINED Dorset 200,000 North America Insurance Leaders, Inc. Common 65687M104 1,613,392 195,800 SH DEFINED Dorest 195,800 North America Insurance Leaders, Inc. Common 65687M104 199,408 24,200 SH DEFINED Dorest 24,200 North America Insurance Leaders, Inc. Common 65687M104 453,750 55,000 SH OTHER Dorest 5,500 Northfork Bancorp NY Common 659424105 140,807 4,884 SH SOLE 4,884 OCA Incorporated Common 67083Q101 3,468 28,900 SH DEFINED Dorset 28,900 OCA Incorporated Common 67083Q101 216 1,800 SH DEFINED Dorset 1,800 OCA Incorporated Common 67083Q101 36 300 SH DEFINED Dorset 300 Oracle Healthcare Acquisition Corp. Common 68402M102 768,193 101,078 SH DEFINED Dorset 101,078 Oracle Healthcare Acquisition Corp. Common 68402M102 85,120 11,200 SH DEFINED Dorset 11,200 Par Pharmaceuticals Common 69888P106 9,611,212 341,065 SH DEFINED Dorset 341,065 Par Pharmaceuticals Common 69888P106 524,148 18,600 SH DEFINED Dorset 18,600 Par Pharmaceuticals Common 69888P106 112,720 4,000 SH DEFINED Dorset 4,000 Paramount Acquisition Corp Common 69917T103 1,359,684 253,200 SH DEFINED Dorset 253,200 Paramount Acquisition Corp Common 69917T103 74,106 13,800 SH DEFINED Dorset 13,800 Paramount Acquisition Corp Common 69917T103 16,110 3,000 SH DEFINED Dorset 3,000 Patriot Scientific Corp Common 70336N107 118,604 79,600 SH DEFINED Dorset 79,600 Patriot Scientific Corp Common 70336N107 6,556 4,400 SH DEFINED Dorset 4,400 Patriot Scientific Corp Common 70336N107 1,490 1,000 SH DEFINED Dorset 1,000 PCTel Inc. Common 69325Q105 5,959,549 626,003 SH DEFINED Dorset 626,003 PCTel Inc. Common 69325Q105 325,584 34,200 SH DEFINED Dorset 34,200 PCTel Inc. Common 69325Q105 69,496 7,300 SH DEFINED Dorset 7,300 Penwest Pharmaceuticals Co. Common 709754105 663,714 30,600 SH DEFINED Dorset 30,600 Penwest Pharmaceuticals Co. Common 709754105 136,647 6,300 SH DEFINED Dorset 6,300 Penwest Pharmaceuticals Co. Common 709754105 12,202,794 562,600 SH DEFINED Dorset 562,600 Petroleo Brasileiro SA Common 71654V408 190,674 2,200 SH SOLE 2,200 Petroleo Brasileiro SA Common 71654V408 34,668 400 SH OTHER 400 Petroleo Brasileiro SA Common 71654V408 28,566,432 329,600 SH DEFINED Dorset 329,600 Petroleo Brasileiro SA Common 71654V408 46,689,129 538,700 SH DEFINED Dorset 538,700 Petroleo Brasileiro SA Common 71654V408 329,346 3,800 SH DEFINED Dorset 3,800 Pfizer Inc. Common 717081103 47,348 1,900 SH OTHER 1,900 Polymedica Corp. Common 731738100 18,003,254 425,006 SH DEFINED Dorset 425,006 Polymedica Corp. Common 731738100 982,752 23,200 SH DEFINED Dorset 23,200 Polymedica Corp. Common 731738100 207,564 4,900 SH DEFINED Dorset 4,900 Prepaid Legal Services Common 740065107 326,416 9,200 SH DEFINED Dorset 9,200 Prepaid Legal Services Common 740065107 4,452,740 125,500 SH DEFINED Dorset 125,500
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- Prepaid Legal Services Common 740065107 81,604 2,300 SH DEFINED Dorset 2,300 Presstek Common 741113104 14,951,160 1,256,400 SH DEFINED Dorset 1,256,400 Presstek Common 741113104 817,530 68,700 SH DEFINED Dorset 68,700 Presstek Common 741113104 173,740 14,600 SH DEFINED Dorset 14,600 Private Business Inc. Common 74267D203 2,295,682 1,350,401 SH DEFINED Dorset 1,350,401 Private Business Inc. Common 74267D203 125,397 73,763 SH DEFINED Dorset 73,763 Private Business Inc. Common 74267D203 26,860 15,800 SH DEFINED Dorset 15,800 Pure Cycle Corp. Common 746228303 3,718,400 265,600 SH DEFINED Dorset 265,600 Pure Cycle Corp. Common 746228303 201,600 14,400 SH DEFINED Dorset 14,400 Pure Cycle Corp. Common 746228303 43,400 3,100 SH DEFINED Dorset 3,100 QuadraMed Corp. Common 74730W101 8,884,723 4,075,561 SH DEFINED Dorset 4,075,561 QuadraMed Corp. Common 74730W101 506,414 232,300 SH DEFINED Dorset 232,300 QuadraMed Corp. Common 74730W101 115,126 52,810 SH DEFINED Dorset 52,810 Quilmes Industrial SA Adr Common 748384207 498,810 13,000 SH OTHER Dorset 13,000 Rand Acquisition Corp. Common 752182204 5,027,150 693,400 SH DEFINED Dorset 693,400 Rand Acquisition Corp. Common 752182204 360,325 49,700 SH DEFINED Dorset 49,700 Rand Acquisition Corp. Common 752182204 64,525 8,900 SH DEFINED Dorset 8,900 Retail Ventures Inc. Common 76128Y102 17,146,336 1,169,600 SH DEFINED Dorset 1,169,600 Retail Ventures Inc. Common 76128Y102 948,502 64,700 SH DEFINED Dorset 64,700 Retail Ventures Inc. Common 76128Y102 199,376 13,600 SH DEFINED Dorset 13,600 Sandhill IT Security Acquisition Common 799719109 31,800 6,000 SH OTHER Dorset 6,000 Scientific Games Corporation Common 80874P109 18,258,923 519,753 SH DEFINED Dorset 519,753 Scientific Games Corporation Common 80874P109 839,607 23,900 SH DEFINED Dorset 23,900 Seabright Insurance Holdings Common 811656107 16,400,930 941,500 SH DEFINED Dorset 941,500 Seabright Insurance Holdings Common 811656107 906,711 52,050 SH DEFINED Dorset 52,050 Seabright Insurance Holdings Common 811656107 191,620 11,000 SH DEFINED Dorset 11,000 Sears Holding Corp. Common 812350106 5,958,716 45,200 SH DEFINED Dorset 45,200 Sears Holding Corp. Common 812350106 632,784 4,800 SH DEFINED Dorset 4,800 Segue Software Inc. Common 815807102 5,375,385 622,872 SH DEFINED Dorset 622,872 Segue Software Inc. Common 815807102 291,694 33,800 SH DEFINED Dorset 33,800 Segue Software Inc. Common 815807102 62,999 7,300 SH DEFINED Dorset 7,300 Service Acquisition Corp. Common 817628100 2,976,064 291,200 SH DEFINED Dorset 291,200 Service Acquisition Corp. Common 817628100 160,454 15,700 SH DEFINED Dorset 15,700 Service Acquisition Corp. Common 817628100 35,770 3,500 SH DEFINED Dorset 3,500 Service Acquisition Corp. Common 817628100 638,750 62,500 SH OTHER Dorset 62,500 Service Acquisition Corp. Units Common 817628209 3,941,327 268,300 SH DEFINED Dorset 268,300 Service Acquisition Corp. Units Common 817628209 215,943 14,700 SH DEFINED Dorset 14,700 Service Acquisition Corp. Units Common 817628209 45,539 3,100 SH OTHER Dorset 3,100
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- SFBC Int'l Inc. Common 784121105 9,347,292 383,400 SH DEFINED Dorset 383,400 SFBC Int'l Inc. Common 784121105 136,528 5,600 SH DEFINED Dorset 5,600 SFBC Int'l Inc. Common 784121105 265,742 10,900 SH DEFINED Dorset 10,900 Simpson Manufacturing Co. Inc. Common 829073105 18,610,340 429,800 SH DEFINED Dorset 429,800 Simpson Manufacturing Co. Inc. Common 829073105 1,021,880 23,600 SH DEFINED Dorset 23,600 Simpson Manufacturing Co. Inc. Common 829073105 212,170 4,900 SH DEFINED Dorset 4,900 Smith Micro Software Common 832154108 2,534,198 206,200 SH DEFINED Dorset 206,200 Smith Micro Software Common 832154108 165,915 13,500 SH DEFINED Dorset 13,500 Smith Micro Software Common 832154108 40,557 3,300 SH DEFINED Dorset 3,300 Spectrum Pharmaceuticals Common 84763A108 4,697,973 1,001,700 SH DEFINED Dorset 1,001,700 Spectrum Pharmeceuticals Common 84763A108 257,012 54,800 SH DEFINED Dorset 54,800 Spectrum Pharmeceuticals Common 84763A108 54,873 11,700 SH DEFINED Dorset 11,700 SRS Labs Inc. Common 78464M106 1,205,204 200,200 SH DEFINED Dorset 200,200 SRS Labs Inc. Common 78464M106 65,618 10,900 SH DEFINED Dorset 10,900 SRS Labs Inc. Common 78464M106 14,448 2,400 SH DEFINED Dorset 2,400 Stone Arcade Acq. Corp. Common 861575108 529,970 93,800 SH DEFINED Dorset 93,800 Stone Arcade Acq. Corp. Common 861575108 28,815 5,100 SH DEFINED Dorset 5,100 Stone Arcade Acq. Corp. Common 861575108 6,215 1,100 SH DEFINED Dorset 1,100 Talisman Energy Inc. Common 87425E103 70,041,637 1,319,300 SH DEFINED Dorset 1,319,300 Talisman Energy Inc. Common 87425E103 36,998,421 696,900 SH DEFINED Dorset 696,900 Talisman Energy Inc. Common 87425E103 801,659 15,100 SH DEFINED Dorset 15,100 Terra Nova Common 88101E102 475,410 89,700 SH DEFINED Dorset 89,700 Terra Nova Common 88101E102 25,970 4,900 SH DEFINED Dorset 4,900 Terra Nova Common 88101E102 5,830 1,100 SH DEFINED Dorset 1,100 Terra Nova Common 88101E102 261,290 49,300 SH OTHER Dorset 49,300 The Stephan Co. Common 858603103 990,633 287,140 SH DEFINED Dorset 287,140 The Stephan Co. Common 858603103 54,337 15,750 SH DEFINED Dorset 15,750 The Stephan Co. Common 858603103 11,557 3,350 SH DEFINED Dorset 3,350 The Stephan Co. Common 858603103 264,132 76,560 SH OTHER Dorset 76,560 Total SA Common 89151E109 13,831,650 105,000 SH DEFINED Dorset 105,000 Transgenomic Inc. Common 89365K206 3,533,961 4,417,451 SH DEFINED Dorset 4,417,451 Transgenomic Inc. Common 89365K206 190,080 237,600 SH DEFINED Dorset 237,600 Transgenomic Inc. Common 89365K206 41,200 51,500 SH DEFINED Dorset 51,500 Transocean Inc. Common G90078109 28,105,000 350,000 SH DEFINED Dorset 350,000 Uranium Resources Inc. Common 916901507 11,149,501 5,962,300 SH DEFINED Dorset 734,300 Uranium Resources Inc. Common 916901507 3,196,952 1,709,600 SH DEFINED Dorset 1,709,600 Uranium Resources Inc. Common 916901507 129,965 69,500 SH DEFINED Dorset 69,500 USI Holding Corp. Common 90333H101 9,457,019 586,300 SH DEFINED Dorset 586,300
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- USI Holding Corp. Common 90333H101 516,160 32,000 SH DEFINED Dorset 32,000 USI Holding Corp. Common 90333H101 111,297 6,900 SH DEFINED Dorset 6,900 Vasogen Inc. Common 92232F103 4,777,992 2,264,451 SH DEFINED Dorset 2,264,451 Vasogen Inc. Common 92232F103 261,007 123,700 SH DEFINED Dorset 123,700 Vasogen Inc. Common 92232F103 55,493 26,300 SH DEFINED Dorset 26,300 Viacom Inc. Class A Common 92553P102 5,885,706 151,850 SH DEFINED Dorset 151,850 Viacom Inc. Class A Common 92553P102 251,940 6,500 SH DEFINED Dorset 6,500 Viacom Inc. Class A Common 92553P102 58,140 1,500 SH DEFINED Dorset 1,500 Viacom Inc. Class A Common 92553P102 872,100 22,500 SH OTHER Dorset 22,500 Viacom Inc. Class B New Common 92553P201 13,529,948 348,710 SH DEFINED Dorset 348,710 Viacom Inc. Class B New Common 92553P201 762,420 19,650 SH DEFINED Dorset 19,650 Viacom Inc. Class B New Common 92553P201 164,900 4,250 SH DEFINED Dorset 4,250 Viacom Inc. Class B New Common 92553P201 824,112 21,240 SH OTHER Dorset 21,240 Wachovia Corp. Common 929903102 99,769 1,780 SH OTHER 1,780 Walmart Stores Common 931142103 27,800,740 588,500 SH DEFINED Dorset 588,500 Walmart Stores Common 931142103 1,525,852 32,300 SH DEFINED Dorset 32,300 Walt Disney Company Common 254687106 10,534,053 377,700 SH DEFINED Dorset 377,700 Walt Disney Company Common 254687106 574,534 20,600 SH DEFINED Dorset 20,600 Walt Disney Company Common 254687106 122,716 4,400 SH DEFINED Dorset 4,400 Waste Services Inc. Common 941075103 1,135,575 360,500 SH DEFINED Dorset 360,500 Waste Services Inc. Common 941075103 62,370 19,800 SH DEFINED Dorset 19,800 Waste Services Inc. Common 941075103 12,915 4,100 SH DEFINED Dorset 4,100 Wells Fargo & Co. Common 949746101 370,446 5,800 SH SOLE 5,800 Wells Fargo & Co. Common 949746101 33,843,436 529,880 SH DEFINED Dorset 529,880 Wells Fargo & Co. Common 949746101 191,610 3,000 SH OTHER 3,000 Wells Fargo & Co. Common 949746101 1,845,843 28,900 SH DEFINED Dorset 28,900 Wells Fargo & Co. Common 949746101 395,994 6,200 SH DEFINED Dorset 6,200 Western Gas Resources Common 958259103 3,729,725 77,300 SH DEFINED Dorset 77,300 Willis Group Holdings Ltd. Common G96655108 126,762 3,700 SH SOLE 3,700 Willis Group Holdings Ltd. Common G96655108 964,419 28,150 SH DEFINED Dorset 28,150 Willis Group Holdings Ltd. Common G96655108 13,704 400 SH OTHER 400 Willis Group Holdings Ltd. Common G96655108 17,362,386 506,783 SH DEFINED Dorset 506,783 Willis Group Holdings Ltd. Common G96655108 202,134 5,900 SH DEFINED Dorset 5,900 Zions Bancorp Common 989701107 364,012 4,400 SH SOLE 4,400 Zions Bancorp Common 989701107 99,276 1,200 SH OTHER 1,200 Zions Bancorp Common 989701107 6,592,506 79,687 SH DEFINED Dorset 79,687 Zions Bancorp Common 989701107 355,739 4,300 SH DEFINED Dorset 4,300 Zions Bancorp Common 989701107 82,730 1,000 SH DEFINED Dorset 1,000
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------- --------- ------------- -------------------- ---------- -------- ------------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------------- NAME OF ISSUER CLASS CUSIP ($) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------- --------- ------------- ----------- --- ---- ---------- -------- ---------- ---------- --------- GRAND TOTAL 2,964,594,907 139,807,815
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