0001225208-18-006088.txt : 20180313 0001225208-18-006088.hdr.sgml : 20180313 20180313175820 ACCESSION NUMBER: 0001225208-18-006088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAFFEI GREGORY B CENTRAL INDEX KEY: 0001099636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38385 FILM NUMBER: 18687707 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCI LIBERTY, INC. CENTRAL INDEX KEY: 0000808461 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 920072737 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2550 DENALI ST STE 1000 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 9072655600 MAIL ADDRESS: STREET 1: 2550 DENALI STREET STREET 2: SUITE 1000 CITY: ANCHORAGE STATE: AK ZIP: 99503 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL COMMUNICATION INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-03-09 0000808461 GCI LIBERTY, INC. GLIBA 0001099636 MAFFEI GREGORY B 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 1 President and CEO Class A Common Stock 2018-03-09 4 J 0 358021.0000 0.0000 A 358021.0000 D Class B Common Stock 2018-03-09 4 J 0 246395.0000 0.0000 A 246395.0000 D Class A Common Stock 2018-03-09 4 J 0 870.0000 0.0000 A 870.0000 I By 401(k) Savings Plan Class A Common Stock 2018-03-09 4 J 0 574211.0000 0.0000 A 574211.0000 I Maven 2017 - 1 GRAT Stock Option (right to buy) - GLIBA 55.9600 2018-03-09 5 J 0 765441.0000 0.0000 A 2019-12-17 Class A Common Stock 765441.0000 765441.0000 D Stock Option (right to buy) - GLIBA 55.9600 2018-03-09 5 J 0 108557.0000 0.0000 A 2024-12-26 Class A Common Stock 108557.0000 108557.0000 D Stock Option (right to buy) - GLIBB 56.3800 2018-03-09 5 J 0 119545.0000 0.0000 A 2023-03-29 Class B Common Stock 119545.0000 119545.0000 D Stock Option (right to buy) - GLIBB 56.3800 2018-03-09 5 J 0 64732.0000 0.0000 A 2022-03-31 Class B Common Stock 64732.0000 64732.0000 D Stock Option (right to buy) - GLIBB 56.3800 2018-03-09 5 J 0 258724.0000 0.0000 A 2024-05-11 Class B Common Stock 258724.0000 258724.0000 D Stock Option (right to buy) - GLIBB 56.3800 2018-03-09 5 J 0 637561.0000 0.0000 A 2021-12-24 Class B Common Stock 637561.0000 637561.0000 D Stock Option (right to buy) - GLIBB 54.0100 2018-03-09 5 J 0 143044.0000 0.0000 A 2018-12-31 2025-03-05 Class B Common Stock 143044.0000 143044.0000 D On March 9, 2018, Liberty Interactive Corporation ("Liberty Interactive") redeemed (the "Redemption") each share of its Liberty Ventures common stock for shares of common stock of GCI Liberty, Inc. (the "Issuer"). In the Redemption, Liberty Interactive redeemed (i) each outstanding share of its Series A Liberty Ventures common stock for one share of the Issuer's Class A common stock and (ii) each outstanding share of its Series B Liberty Ventures common stock for one share of the Issuer's Class B common stock. Each share of Class B common stock is convertible, at the holder's election, into one share of Class A common stock, at any time for no consideration other than the surrender of the share of Class B common stock for each share of Class A common stock. Includes an award of 165,684 restricted shares which vests in two equal installments on December 24, 2018 and December 24, 2019. The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of February 28, 2018, pro forma for the completion of the Redemption. The reporting person is the sole trustee of the grantor retained annuity trust, for the benefit of himself, his spouse and his children. In connection with the completion of the Redemption, all option awards held by the reporting person with respect to Liberty Interactive's Liberty Ventures common stock (each, a "Ventures Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the option awards were granted, such that each Ventures Award was exchanged for an option to purchase an equivalent number of shares of the corresponding class of the Issuer's common stock. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The derivative security is fully vested. The derivative security vests in two equal insallments on December 24, 2018 and December 24, 2019. /s/ Craig Troyer as Attorney-in-Fact for Gregory B. Maffei 2018-03-13