0000950103-17-002396.txt : 20170310 0000950103-17-002396.hdr.sgml : 20170310 20170310161511 ACCESSION NUMBER: 0000950103-17-002396 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLKSWAGEN AG CENTRAL INDEX KEY: 0001111708 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 17682322 BUSINESS ADDRESS: STREET 1: 38436 WOLFSBURG GERMANY STREET 2: 38436 WOLFSBURG GERMANY CITY: GERMANY MAIL ADDRESS: STREET 1: VOLKSWAGEN AG STREET 2: 38436 WOLFSBURG GERAMY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volkswagen Truck & Bus GmbH CENTRAL INDEX KEY: 0001697835 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 17682323 BUSINESS ADDRESS: STREET 1: BRAWO PARK STREET 2: WILLY-BRANDT-PLATZ 19 CITY: BRAUNSCHWEIG STATE: 2M ZIP: 38102 BUSINESS PHONE: 49 5361 8978500 MAIL ADDRESS: STREET 1: BRAWO PARK STREET 2: WILLY-BRANDT-PLATZ 19 CITY: BRAUNSCHWEIG STATE: 2M ZIP: 38102 3 1 dp73956_3-volks.xml FORM 3 X0206 3 2017-02-28 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001697835 Volkswagen Truck & Bus GmbH BRAWO PARK, WILLY-BRANDT-PLATZ 19 BRAUNSCHWEIG 2M 38102 GERMANY 0 0 1 0 0001111708 VOLKSWAGEN AG BERLINER RING 2 WOLFSBURG, LOWER SAXONY 2M 38440 GERMANY 0 0 1 0 Common Stock, par value $0.10 per share 16242012 D This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW On September 5, 2016, the Issuer entered into a Stock Purchase Agreement (the "Purchase Agreement") with VW T&B, pursuant to which the Issuer agreed to issue and sell to VW T&B an aggregate of 16,242,012 shares of its common stock, par value $0.10 per share (the "Common Stock"), for an aggregate purchase price of $255,974,109.12, or $15.76 per share, in a privately negotiated transaction. The transactions contemplated by the Purchase Agreement closed on February 28, 2017 (the "Issuance Date"), at which time the Common Stock was issued to VWT&B. Andreas Renschler, Volkswagen Truck & Bus GmbH /s/ Andreas Renschler 2017-03-09 Matthias Grundler, Volkswagen Truck & Bus GmbH /s/ Matthias Grundler 2017-03-09 Tim Haack, Attorney in fact for Volkswagen AG /s/ Tim Haack 2017-03-09 Frederik Fragemann, Attorney in fact for Volkswagen AG /s/ Frederik Fragemann 2017-03-09 EX-24 2 dp73956_ex24.htm EXHIBIT 24

 

Power of Attorney

 

Volkswagen Aktiengesellschaft

(the “Principal”)

 

a stock corporation incorporated pursuant to the laws of Germany, with its business address at Berliner Ring 2, 38440 Wolfsburg, Germany and registered with the commercial regsiter of the local court of Braunschweig under no. HRB100484

 

hereby grants power of attorney to

 

Mr Christian Nicklis,

Mr Wolfgang Betz,

Ms Andreea Costa,

Dr Tim Haack and

Mr Frederik Fragemann

 

(each an “Attorney in Fact” and jointly the “Attorneys in Fact”)

 

- in each case two of them acting jointly -

 

to represent the Principal in all respects in connection with closing of the the acqusition by Volkswagen Truck & Bus GmbH of shares in Navistar International Corporation as contemplated by a Stock Purchase Agreement dated 5 September 2016 and related agreements (the “Transaction”).

 

The Attorneys in fact are authorized to sign any agreements and make all declarations, applications and filings that may be necessary or helpful for the Closing of the Transaction or in connection therewith including, without limitation:

 

a)a joint filing agreement between the Principal and Volkswagen Truck & Bus GmbH,

 

b)a Schedule 13D filing to the US Securities and Exchange Commission and

 

c)a Form 3 filing to the US Securities and Exchange Commission

 

The Attorneys in fact are authorised to make all necessary or expedient declarations and carry out all such legal actions in connection with the above.

 

This power of attorney is subject to substantive German law under exclusion of the international conflict of law rules.

 

This power of attorney expires on 31 March 2017, 24:00 hrs.

 

 

Wolfsburg, Feburary 21, 2017
     
     
ppa.   ppa.
     

/s/ Alfred Ströhlein 

   /s/ Jesko Rosenmüller

Alfred Ströhlein

for Volkswagen Aktiengesellschaft

  

Dr. Jesko Rosenmüller

for Volkswagen Aktiengesellschaft