-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MeiURszafpY9rzoZhlrsVznDaxJex6nt32APexNAugAmV3DbrKZeMHbFhlKii7CB sESp64PfiwqEIIJPJaTxEw== 0000808450-98-000005.txt : 19980511 0000808450-98-000005.hdr.sgml : 19980511 ACCESSION NUMBER: 0000808450-98-000005 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19980131 FILED AS OF DATE: 19980508 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: SEC FILE NUMBER: 001-09618 FILM NUMBER: 98613162 BUSINESS ADDRESS: STREET 1: 455 N CITYFRONT PLAZA DR CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128362000 MAIL ADDRESS: STREET 1: 455 N CITYFRONT PLAZA DRIVE STREET 2: 455 N CITYFRONT PLAZA DRIVE CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 10-Q/A 1 PAGE 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A AMENDMENT NO. 1 ( X ) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 1998 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9618 NAVISTAR INTERNATIONAL CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 36-3359573 ------------------------------ ------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 455 North Cityfront Plaza Drive, Chicago, Illinois 60611 -------------------------------------------------- ------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (312) 836-2000 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months and (2) has been subject to such filing requirements for the past 90 days. Yes X No --- --- APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PRECEDING FIVE YEARS: Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes No --- --- APPLICABLE ONLY TO CORPORATE ISSUERS: As of March 9, 1998, the number of shares outstanding of the registrant's common stock was 49,113,774 and the Class B Common was 19,894,103. PAGE 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A AMENDMENT TO APPLICATION OR REPORT Filed Pursuant to Section 12, 13 or 15(d) of THE SECURITIES EXCHANGE ACT of 1934 Commission File Number 1-9618 NAVISTAR INTERNATIONAL CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) AMENDMENT NO. 1 The undersigned registrant hereby amends its Quarterly Report on Form 10-Q for the quarter ended January 31, 1998, solely for the purpose of filing restated Financial Data Schedules as listed in the Exhibit Index following the signature page for this Amendment. Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. Navistar International Corporation ---------------------------------- (Registrant) /s/ J. Steven Keate ------------------- J. Steven Keate Vice President and Controller (Principal Accounting Officer) May 7, 1998 PAGE 3 Item 6. Exhibits and Reports on Form 8-K (a) Exhibits: Exhibit No. Description Page ----------- ----------- ---- 27.1 Restated Financial Data E-1 Schedule 1997 Fiscal Year End and Quarter ended April 30, 1997 27.2 Restated Financial Data E-2 Schedule 1995 Fiscal Year End and Quarters ended April 30, 1996 and July 31, 1996 EX-27 2
5 1,000,000 12-MOS 6-MOS OCT-31-1997 OCT-31-1997 OCT-31-1997 APR-30-1997 609 237 356 533 1786 1649 (31) (31) 483 473 0 0 1682 1617 (847) (869) 5516 5204 0 0 1316 1322 0 0 244 244 2130 2133 (1354) (1418) 5516 5204 6147 2733 6371 2847 5292 2368 6129 2774 215 108 14 7 74 37 242 73 (92) (28) 150 45 0 0 0 0 0 0 150 45 1.66 0.41 1.65 0.41 The company has adopted an unclassified presentation in the Statement of Financial Condition. Amount represents Basic Earnings Per Share as restated under Statement of Financial Accounting Standards No. 128.
EX-27 3
5 1,000,000 12-MOS 6-MOS 9-MOS OCT-31-1995 OCT-31-1996 OCT-31-1996 OCT-31-1995 APR-30-1996 JUL-31-1996 485 223 201 555 528 386 1882 1833 1527 (28) (28) (24) 416 600 549 0 0 0 1447 1506 1527 (764) (803) (824) 5566 5443 4908 0 0 0 1457 1504 1118 0 0 0 244 244 244 2132 2132 2133 (1506) (1478) (1471) 5566 5443 4908 6125 2785 4110 6342 2912 4303 5288 2429 3588 5782 2835 4198 206 111 163 5 6 15 87 41 63 262 77 105 (98) (29) (40) 164 48 65 0 0 0 0 0 0 0 0 0 164 48 65 1.83 .46 .59 1.83 .46 .59 The Company has adopted an unclassified presentation in the Statement of Financial Condition. Amount represents Basic Earnings Per Share as defined in Statement of Financial Accounting Standards No. 128.
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