0000808450-21-000006.txt : 20210122 0000808450-21-000006.hdr.sgml : 20210122 20210122141052 ACCESSION NUMBER: 0000808450-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210120 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE TROY A CENTRAL INDEX KEY: 0001279045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 21545380 MAIL ADDRESS: STREET 1: C/O FUEL SYSTEMS SOLUTIONS, INC. STREET 2: 780 THIRD AVE. 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_161134263874684.xml FORM 4 X0306 4 2021-01-20 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001279045 CLARKE TROY A NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 1 1 0 0 Executive Chairman Common Stock 2021-01-20 4 M 0 135012 35.09 A 386392 D Common Stock 2021-01-20 4 F 0 116575 43.97 D 269817 D Common Stock 2021-01-20 4 M 0 81007 43.86 A 350824 D Common Stock 2021-01-20 4 F 0 80895 43.97 D 269929 D Premium Share Units 6113 D Employee Stock Option (right to buy) 35.09 2021-01-20 4 M 0 135012 0 D 2021-03-10 Common Stock 135012.0 0 D Employee Stock Option (right to buy) 43.86 2021-01-20 4 M 0 81007 0 D 2021-03-10 Common Stock 81007.0 0 D The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock. The option became exercisable as to 45,004 shares on March 10, 2015; as to 45,004 shares on March 10, 2016; and as to 45,004 shares on March 10, 2017. The option became exercisable as to 27,003 shares on March 10, 2015; as to 27,002 shares on March 10, 2016; and as to 27,002 shares on March 10, 2017. Richard E. Bond Attorney in fact 2021-01-22