0000808450-20-000018.txt : 20200221 0000808450-20-000018.hdr.sgml : 20200221 20200221164758 ACCESSION NUMBER: 0000808450-20-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200219 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Curt A CENTRAL INDEX KEY: 0001421215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 20640757 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_158232165932891.xml FORM 4 X0306 4 2020-02-19 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001421215 Kramer Curt A NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 SVP & General Counsel Common Stock 2020-02-19 4 M 0 1028 27.24 A 15833 D Common Stock 2020-02-19 4 F 0 807 37.52 D 15026 D Common Stock 2020-02-19 4 M 0 1028 27.24 A 16054 D Common Stock 2020-02-19 4 F 0 830 37.52 D 15224 D Common Stock 163.8942 I By Navistar 401(k) Savings Plan Employee Stock Option (right to buy) 27.24 2020-02-19 4 M 0 1028 0 D 2020-02-19 Common Stock 1028.0 0 D Employee Stock Option (right to buy) 27.24 2020-02-19 4 M 0 1028 0 D 2020-02-19 Common Stock 1028.0 0 D The option became exercisable in three annual installments as follows: 343 shares on 2/19/2014; 343 shares on 2/19/2015; and 342 shares on 2/19/2016. The option became exercisable, as to 100% of the shares on 2/19/2016, because the average daily closing price of Navistar's common stock on any established stock exchange or national market system during any 20 consecutive calendar day period between the grant date, 2/19/2013 and the vest date 2/19/2016, exceeded $38. Richard E. Bond, Attorney in fact 2020-02-21