0000808450-17-000131.txt : 20171213 0000808450-17-000131.hdr.sgml : 20171213 20171213195522 ACCESSION NUMBER: 0000808450-17-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171213 DATE AS OF CHANGE: 20171213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borst Walter G CENTRAL INDEX KEY: 0001579692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 171254966 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_151321290711778.xml FORM 4 X0306 4 2017-12-12 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001579692 Borst Walter G NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 EVP & Chief Financial Officer Common Stock 121969 D Premium Share Units 10366 D Employee Stock Option (right to buy) 27.67 2017-12-12 4 A 0 14971 0 A 2018-02-11 2022-02-11 Common Stock 14971.0 14971 D Employee Stock Option (right to buy) 27.67 2017-12-12 4 A 0 12476 0 A 2018-02-11 2022-02-11 Common Stock 12476.0 12476 D Performance Rights 0.0 2017-12-12 4 A 0 11384 0 A 2018-02-11 2018-02-11 Common Stock 11384.0 11384 D Performance Rights 0.0 2017-12-12 4 A 0 9487 0 A 2018-02-11 2018-02-11 Common Stock 9487.0 9487 D The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock. On February 11, 2015, the reporting person was granted an option to purchase 49,905 shares of common stock subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 14,971 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018. On February 11, 2015, the reporting person was granted an option to purchase 49,905 shares of common stock subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 12,476 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018. On February 11, 2015, the reporting person was granted 18,973 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 11,384 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018. On February 11, 2015, the reporting person was granted 18,974 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 9,487 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018. Richard E. Bond Attorney in fact 2017-12-13