0000808450-13-000011.txt : 20130221 0000808450-13-000011.hdr.sgml : 20130221 20130221171351 ACCESSION NUMBER: 0000808450-13-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130219 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moran James M CENTRAL INDEX KEY: 0001438387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 13631322 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-19 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001438387 Moran James M NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 Vice President and Treasurer Common Stock 2013-02-19 4 A 0 945 0 A 2073 I By wife Common Stock 8348 D Common Stock 194.4883 I By wife through Navistar 401(k) Savings Plan Premium Shares 1786 D Employee Stock Option (right to buy) 27.24 2013-02-19 4 A 0 12336 0 A 2020-02-19 Common Stock 12336 12336 D Employee Stock Option (right to buy) 27.24 2013-02-19 4 A 0 1028 0 A 2020-02-19 Common Stock 1028 1028 I By wife Employee Stock Option (right to buy) 27.24 2013-02-19 4 A 0 1028 0 A 2020-02-19 Common Stock 1028 1028 I By wife The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock. The option becomes exercisable, if at all, as to 80% of the shares on 2/19/2016, if the average daily closing price of Navistar's common stock on any established stock exchange or national market system during any 20 consecutive calendar day period exceeds $32, as to 90% if the average daily closing price exceeds $35, and as to 100% if the average daily closing price exceeds $38. The Option becomes exercisable in three annual installments as follows: 343 shares on 2/19/2014; 343 shares on 2/19/2015; and 342 shares on 2/19/2016. Curt A. Kramer, Attorney in fact 2013-02-21