0000808450-11-000114.txt : 20111221 0000808450-11-000114.hdr.sgml : 20111221 20111221174229 ACCESSION NUMBER: 0000808450-11-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111221 FILED AS OF DATE: 20111221 DATE AS OF CHANGE: 20111221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tarapchak Richard C CENTRAL INDEX KEY: 0001485597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 111275321 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-21 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001485597 Tarapchak Richard C 4201 WINFIELD ROAD WARRENVILLE IL 60555 0 1 0 0 VP & Corporate Controller Common Stock 2011-12-21 4 M 0 1235 22.655 A 9592 D Premium Share Units 2011-12-21 4 A 0 806 0 A 2510 D Common Stock 1333.5131 I Navistar 401(k) Plan Employee Stock Option (right to buy) 22.655 2011-12-21 4 M 0 1235 0 D 2018-12-16 Common Stock 1235 988 D The Premium Share Units were acquired under Navistar's Executive Stock Ownerhip Program. Each Premium Share Unit represents one share of Navistar Common Stock. The Options exercised were from a grant of 4,422 shares that became exercisable as to 1,474 shares on 12/16/2009 and as to 1,474 shares on 12/16/2010 and as to 1,474 shares on 12/16/2011. Curt A. Kramer, Attorney in fact 2011-12-21