0000808450-11-000107.txt : 20111220 0000808450-11-000107.hdr.sgml : 20111220 20111220183529 ACCESSION NUMBER: 0000808450-11-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111216 FILED AS OF DATE: 20111220 DATE AS OF CHANGE: 20111220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moran James M CENTRAL INDEX KEY: 0001438387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 111273071 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-16 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001438387 Moran James M NAVISTAR INTERNATIONAL CORPORATION 4201 WINFIELD ROAD WARRENVILLE IL 60555 0 1 0 0 Vice President and Treasurer Common Stock 2011-12-16 4 F 0 144 37.79 D 8493 D Common Stock 2011-12-16 4 F 0 35 37.79 D 1128 I By wife Common Stock 194.4883 I By wife through Navistar 401(k) Savings Plan Premium Shares 1786 D Employee Stock Option (right to buy) 37.20 2011-12-19 4 A 0 5200 0 A 2018-12-19 Common Stock 5200 5200 D Restricted Stock Units 2011-12-19 4 A 0 2080 0 A Common Stock 2080 2080 D Employee Stock Option (right to buy) 37.20 2011-12-19 4 A 0 625 0 A 2018-12-19 Common Stock 625 625 I By wife Restricted Stock Units 2011-12-19 4 A 0 750 0 A Common Stock 750 750 I By wife The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock. The Option becomes exercisable as to 1,734 shares on 12/19/2012 and as to 1,733 shares on 12/19/2013 and as to 1,733 shares on 12/19/2014. Each restricted stock unit represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis. The restricted stock units become payable in cash in three annual installments as follows: 694 shares on 12/19/2012; 693 shares on 12/19/2013 and 693 shares on 12/19/2014. The Option becomes exercisable as to 209 shares on 12/19/2012 and as to 208 shares on 12/19/2013 and as to 208 shares on 12/19/2014. The restricted stock units become payable in cash in three annual installments as follows: 250 shares on 12/19/2012; 250 shares on 12/19/2013 and 250 shares on 12/19/2014. Curt A. Kramer, Attorney in fact 2011-12-20