-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJdn4rJvgznaCMnbIsjK/wxHTLJaDEoB+d5A6p5oZzCD9w79hkfbYclLyQBFcGsG bpfph870pam3beltHXFKwA== 0000808450-10-000013.txt : 20100322 0000808450-10-000013.hdr.sgml : 20100322 20100322124312 ACCESSION NUMBER: 0000808450-10-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100318 FILED AS OF DATE: 20100322 DATE AS OF CHANGE: 20100322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Greg W CENTRAL INDEX KEY: 0001302423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 10696032 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 4201 WINFIELD ROAD STREET 2: POST OFFICE BOX 1488 CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 630-753-5000 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD STREET 2: POST OFFICE BOX 1488 CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-18 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001302423 Elliott Greg W 4201 WINFIELD ROAD WARRENVILLE IL 60555 0 0 0 1 SVP HR & Admin. Operating Sub Common Stock 2010-03-18 4 M 0 4414 22.655 A 26363 D Common Stock 2010-03-18 4 S 0 4414 42.77 D 21949 D Common Stock 2010-03-18 4 M 0 2487 22.655 A 24436 D Common Stock 2010-03-18 4 S 0 2487 42.70 D 21949 D Common Stock 245.6168 I By Navistar 401(k) Plan Employee Stock Option (right to buy) 22.655 2010-03-18 4 M 0 4414 0 D 2018-12-16 Common Stock 4414 8828 D Employee Stock Option (right to buy) 22.655 2010-03-18 4 M 0 2487 0 D 2018-12-16 Common Stock 2487 4974 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging form $42.75 to $42.79, inclusive. The reporting person undertakes to provide Navistar International Corporation, any security holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.68 to $42.73, inclusive. The reporting person acquired 0.017 shares on February 4, 2010, as part of an allocation of proceeds received from settlement of a lawsuit. The allocation of proceeds was made to all Navistar 401(k) plan participants. The option, representing a right to purchase a total of 13,242 shares, became exercisable as to 4,414 of the shares on 12/16/2009, and will become exercisable as to 4,414 of the shares on 12/16/2010, and as to 4,414 of the shares on 12/16/2011. The option, representing a right to purchase a total of 7,461 shares, became exercisable as to 2,487 of the shares on 12/16/2009, and will become exercisable as to 2,487 of the shares on 12/16/2010, and as to 2,487 of the shares on 12/16/2011. Curt A. Kramer, Attorney in fact 2010-03-19 -----END PRIVACY-ENHANCED MESSAGE-----