0001127602-17-022531.txt : 20170703 0001127602-17-022531.hdr.sgml : 20170703 20170703153446 ACCESSION NUMBER: 0001127602-17-022531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170703 FILED AS OF DATE: 20170703 DATE AS OF CHANGE: 20170703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAKER HUGHES a GE Co LLC CENTRAL INDEX KEY: 0000808362 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760207995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17021 ALDINE WESTFIELD ROAD CITY: HOUSTON STATE: TX ZIP: 77073-5051 BUSINESS PHONE: 7134398600 MAIL ADDRESS: STREET 1: PO BOX 4740 CITY: HOUSTON STATE: TX ZIP: 77210-4740 FORMER COMPANY: FORMER CONFORMED NAME: BAKER HUGHES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Kimberly A. CENTRAL INDEX KEY: 0001536350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09397 FILM NUMBER: 17945391 MAIL ADDRESS: STREET 1: C/O AVON PRODUCTS,INC. STREET 2: 1345 AVENUE OF THE AMERICAS` CITY: NEW YORK STATE: NY ZIP: 10105-0196 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-07-03 1 0000808362 BAKER HUGHES a GE Co LLC BHI 0001536350 Ross Kimberly A. 17021 ALDINE WESTFIELD ROAD HOUSTON TX 77073 1 Sr. Vice President and CFO Common Stock, $1.00 Par Value 2017-06-19 4 A 0 83.5561 47.872 A 84001.1475 D Common Stock, $1.00 Par Value 2017-07-03 4 D 0 84001.1475 0 D 0 D Restricted Stock Units 2017-07-03 4 D 0 20837 D Common Stock, $1.00 Par Value 20837 0 D Restricted Stock Units 2017-07-03 4 D 0 59702 D Common Stock, $1.00 Par Value 59702 0 D Restricted Stock Units 2017-07-03 4 D 0 31408 D Common Stock, $1.00 Par Value 31408 0 D Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3. On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). /s/Lee Whitley, Attorney-in-Fact 2017-07-03