0001214659-24-006535.txt : 20240410 0001214659-24-006535.hdr.sgml : 20240410 20240410163356 ACCESSION NUMBER: 0001214659-24-006535 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240409 FILED AS OF DATE: 20240410 DATE AS OF CHANGE: 20240410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grooms Bruce CENTRAL INDEX KEY: 0001779918 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 24836221 MAIL ADDRESS: STREET 1: C/O EMCORE CORPORATION STREET 2: 2015 CHESTNUT ST. CITY: ALHAMBRA STATE: CA ZIP: 91803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4/A 1 marketforms-65530.xml PRIMARY DOCUMENT X0508 4/A 2024-04-09 2024-04-09 0000808326 EMCORE CORP EMKR 0001779918 Grooms Bruce C/O EMCORE CORPORATION 2015 CHESTNUT ST. ALHAMBRA CA 91803 true false false false 0 Restricted Stock Units 2024-04-09 4 A false 23219 A 31578 D Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan (the "Equity Plan") in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to all of the underlying shares on the earliest of (i) the first anniversary of the grant date, (ii) the date immediately prior to the Issuer's 2025 annual meeting of shareholders, (iii) the consummation of a Change in Control (as defined in the Equity Plan) or (iv) the non-employee director's death or termination of service on the Board due to Disability (as defined in the Equity Plan), in each case subject to the Reporting Person's continued service as a non-employee director through the vesting date. Reflects a correction in the number of shares of common stock reported as beneficially owned by the Reporting Person in a Form 4 previously filed on April 10, 2024 due to an inadvertent error that appeared in such Form 4. Ryan Hochgesang, attorney in fact 2024-04-10