0001214659-23-008635.txt : 20230620 0001214659-23-008635.hdr.sgml : 20230620 20230620162934 ACCESSION NUMBER: 0001214659-23-008635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230620 DATE AS OF CHANGE: 20230620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minichiello Thomas P. CENTRAL INDEX KEY: 0001411719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 231025550 MAIL ADDRESS: STREET 1: 750 N. COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-61877.xml PRIMARY DOCUMENT X0407 4 2023-06-15 0000808326 EMCORE CORP EMKR 0001411719 Minichiello Thomas P. 2015 CHESTNUT ST. ALHAMBRA CA 91803 false true false false Chief Financial Officer 0 Restricted Stock Units 2023-06-15 4 A false 118900 A 280283 D Each restricted stock unit (RSU) represents a contingent right to receive one share of EMCORE common stock. The RSUs were issued pursuant to the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan. The RSUs vest as to 1/4 of the underlying shares on each of the first four anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Ryan Hochgesang, attorney in fact 2023-06-20