0001214659-23-005042.txt : 20230406 0001214659-23-005042.hdr.sgml : 20230406 20230406161953 ACCESSION NUMBER: 0001214659-23-005042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230404 FILED AS OF DATE: 20230406 DATE AS OF CHANGE: 20230406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Iain CENTRAL INDEX KEY: 0001734945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 23806444 MAIL ADDRESS: STREET 1: 2015 CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-61148.xml PRIMARY DOCUMENT X0407 4 2023-04-04 0000808326 EMCORE CORP EMKR 0001734945 Black Iain 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 false true false false SVP, Operations 0 Common Stock 2023-04-04 4 M false 2500 A 110792 D Common Stock 2023-04-04 4 F false 1019 1.11 D 109773 D Restricted Stock Units (RSUs) 2023-04-04 4 M false 2500 D Emcore Common Stock 2500 0 D The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. On April 4, 2019, the reporting person was granted 10,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date Ryan Hochgesang, attorney in fact 2023-04-06