0001214659-22-004339.txt : 20220324 0001214659-22-004339.hdr.sgml : 20220324 20220324162242 ACCESSION NUMBER: 0001214659-22-004339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220323 FILED AS OF DATE: 20220324 DATE AS OF CHANGE: 20220324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Iain CENTRAL INDEX KEY: 0001734945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 22766795 MAIL ADDRESS: STREET 1: 2015 CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-55850.xml PRIMARY DOCUMENT X0306 4 2022-03-23 0000808326 EMCORE CORP EMKR 0001734945 Black Iain 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 false true false false SVP, Operations Common Stock 2022-03-23 4 F false 2971 3.66 D 47600 D On March 23, 2021, the reporting person was granted 29,000 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The reporting person vested in 7,250 shares on March 23, 2022 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the reporting person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2022. Ryan Hochgesang, attorney in fact 2022-03-24