0001214659-20-007394.txt : 20200820 0001214659-20-007394.hdr.sgml : 20200820 20200820161904 ACCESSION NUMBER: 0001214659-20-007394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200820 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOMENIK STEPHEN L CENTRAL INDEX KEY: 0001189256 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 201120253 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL RD #1670 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 marketforms-49505.xml PRIMARY DOCUMENT X0306 4 2020-08-20 0000808326 EMCORE CORP EMKR 0001189256 DOMENIK STEPHEN L C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA 91803 true false false false Common Stock 2020-08-20 4 P false 1790 3.591 A 64778 D Common Stock 10000 I By the Stephen and Christine Domenik Trust, Stephen and Christine Domenik, Trustees The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.57 to $3.60, inclusive. The reporting person undertakes to provide EMCORE Corporation, any securityholder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above in this footnote (1). /s/ Ryan Hochgesang, attorney in fact 2020-08-20