0001214659-20-002828.txt : 20200323
0001214659-20-002828.hdr.sgml : 20200323
20200323162745
ACCESSION NUMBER: 0001214659-20-002828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200319
FILED AS OF DATE: 20200323
DATE AS OF CHANGE: 20200323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grooms Bruce
CENTRAL INDEX KEY: 0001779918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 20735188
MAIL ADDRESS:
STREET 1: C/O EMCORE CORPORATION
STREET 2: 2015 CHESTNUT ST.
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-48198.xml
PRIMARY DOCUMENT
X0306
4
2020-03-19
0000808326
EMCORE CORP
EMKR
0001779918
Grooms Bruce
C/O EMCORE CORPORATION
2015 CHESTNUT ST.
ALHAMBRA
CA
91803
true
false
false
false
Common Stock
2020-03-19
4
M
false
12968
A
12968
D
Restricted Stock Units
2020-03-19
4
M
false
12968
D
Emcore Common Stock
12968
0
D
Restricted Stock Units
2020-03-20
4
A
false
36986
A
Emcore Common Stock
36986
36986
D
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person.
Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock.
The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 20, 2021 or the day prior to the Issuer's 2021 annual meeting of shareholders.
Ryan Hochgesang, attorney in fact
2020-03-23