0001214659-18-004549.txt : 20180621
0001214659-18-004549.hdr.sgml : 20180621
20180621180142
ACCESSION NUMBER: 0001214659-18-004549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180620
FILED AS OF DATE: 20180621
DATE AS OF CHANGE: 20180621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Jikun
CENTRAL INDEX KEY: 0001488531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 18912725
MAIL ADDRESS:
STREET 1: 181 W. HUNTINGTON DRIVE
STREET 2: SUITE 202
CITY: MONROVIA
STATE: CA
ZIP: 91016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
4
1
marketforms-42235.xml
PRIMARY DOCUMENT
X0306
4
2018-06-20
0000808326
EMCORE CORP
EMKR
0001488531
Kim Jikun
C/O 2015 W. CHESTNUT STREET
ALHAMBRA
CA
91803
false
true
false
false
Chief Financial Officer
Common Stock
2018-06-20
4
M
false
39036
A
110075
D
Common Stock
2018-06-20
4
F
false
19255
5.50
D
90820
D
Restricted Stock Units (RSUs)
2018-06-20
4
M
false
39036
D
Emcore Common Stock
39036
117108
D
This amount originally represented 30,000 restricted stock units. The number of restricted stock units was subsequently adjusted, pursuant to the terms of the Issuer's 2012 Equity Incentive Plan, to reflect the effect of an equitable and proportional adjustment made in connection with a special cash dividend paid by the Issuer on July 29, 2016.
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.
/s/ Ryan Hochgesang, attorney in fact
2018-06-21